FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED August 1, 2013 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A.P. PHARMA, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: APPA SECURITY ID: 00202J203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Tang | Management | For | For |
1.2 | Elect Director Stephen R. Davis | Management | For | Withhold |
1.3 | Elect Director Barry D. Quart | Management | For | Withhold |
1.4 | Elect Director Robert Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Leslie L. Iversen | Management | For | For |
1.3 | Elect Director William (Bill) M. Wells | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ACELRX PHARMACEUTICALS, INC. MEETING DATE: JUL 24, 2012 | ||||
TICKER: ACRX SECURITY ID: 00444T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy P. Nohra | Management | For | For |
1.2 | Elect Director Thomas A. Schreck | Management | For | For |
1.3 | Elect Director Mark. G. Edwards | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACHILLION PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: ACHN SECURITY ID: 00448Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Graves | Management | For | For |
1.2 | Elect Director Dennis Liotta | Management | For | For |
1.3 | Elect Director David I. Scheer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peder K. Jensen | Management | For | For |
1.2 | Elect Director John P. Kelley | Management | For | For |
1.3 | Elect Director Sandra Panem | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc D. Beer | Management | For | For |
1.2 | Elect Director David I. Scheer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AFFYMAX, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen LaPorte | Management | For | For |
1.2 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1.3 | Elect Director Christine van Heek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGENUS INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: AGEN SECURITY ID: 00847G705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Corvese | Management | For | For |
1.2 | Elect Director Timothy R. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALKERMES PLC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: ALKS SECURITY ID: G01767105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd E. Bloom | Management | For | For |
1.2 | Elect Director Geraldine A. Henwood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Location of Annual Meeting | Management | For | For |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | For |
1.2 | Elect Director Steven M. Paul | Management | For | For |
1.3 | Elect Director Kevin P. Starr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K Heiden | Management | For | For |
1.2 | Elect Director Michael Narachi | Management | For | For |
1.3 | Elect Director Robert J. Perez | Management | For | For |
1.4 | Elect Director Lesley Russell | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Davey S. Scoon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMARIN CORPORATION PLC MEETING DATE: JUL 10, 2012 | ||||
TICKER: AMRN SECURITY ID: 023111206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Lars G. Ekman as Director | Management | For | For |
2 | Re-elect Carl L. Gordon as Director | Management | For | For |
3 | Re-elect Jan van Heek as Director | Management | For | For |
4 | Re-elect Patrick J. O'Sullivan as Director | Management | For | For |
5 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
8 | Amend 2011 Stock Incentive Plan | Management | For | Against |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ARADIGM CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | Withhold |
1.2 | Elect Director Igor Gonda | Management | For | Withhold |
1.3 | Elect Director Helen E. Short | Management | For | For |
1.4 | Elect Director John M. Siebert | Management | For | Withhold |
1.5 | Elect Director Virgil D. Thompson | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2013 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Athanase Lavidas | Management | For | For |
1.2 | Elect Director Massimo Radaelli | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARQULE, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ARQL SECURITY ID: 04269E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Kelley | Management | For | For |
1.2 | Elect Director Michael D. Loberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVANIR PHARMACEUTICALS, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: AVNR SECURITY ID: 05348P401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Mazzo | Management | For | For |
1.2 | Elect Director Craig A. Wheeler | Management | For | For |
1.3 | Elect Director Scott M. Whitcup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVEO PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director Raju Kucherlapati | Management | For | For |
1.6 | Elect Director Henri A. Termeer | Management | For | For |
1.7 | Elect Director Kenneth E. Weg | Management | For | For |
1.8 | Elect Director Robert C. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AVI BIOPHARMA, INC. MEETING DATE: JUL 10, 2012 | ||||
TICKER: AVII SECURITY ID: 002346104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Garabedian | Management | For | For |
1.2 | Elect Director William Goolsbee | Management | For | For |
1.3 | Elect Director Gil Price | Management | For | For |
1.4 | Elect Director Hans Wigzell | Management | For | For |
2 | Change State of Incorporation [ Oregon to Delaware ] | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BG MEDICINE, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BGMD SECURITY ID: 08861T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Harris | Management | For | For |
1.2 | Elect Director Brian S. Posner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIOTIME, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: BTX SECURITY ID: 09066L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Increase Authorized Preferred and Common Stock | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CELL THERAPEUTICS, INC. MEETING DATE: AUG 31, 2012 | ||||
TICKER: CTIC SECURITY ID: 150934602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Love | Management | For | For |
1.2 | Elect Director Mary O. Mundinger | Management | For | For |
1.3 | Elect Director Jack W. Singer | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Conversion of Securities | Management | For | For |
5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
CELL THERAPEUTICS, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: CTIC SECURITY ID: 150934883 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Bauer | Management | For | Withhold |
1.2 | Elect Director Phillip M. Nudelman | Management | For | Withhold |
1.3 | Elect Director Reed V. Tuckson | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | Against |
CELLDEX THERAPEUTICS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEPHEID MEETING DATE: APR 30, 2013 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
1.2 | Elect Director Cristina H. Kepner | Management | For | For |
1.3 | Elect Director David H. Persing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHROMADEX CORPORATION MEETING DATE: AUG 28, 2012 | ||||
TICKER: CDXC SECURITY ID: 171077100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael H. Brauser | Management | For | For |
1.2 | Elect Director Barry Honig | Management | For | For |
1.3 | Elect Director Frank L. Jaksch, Jr. | Management | For | For |
1.4 | Elect Director Glenn L. Halpryn | Management | For | For |
1.5 | Elect Director Stephen A. Block | Management | For | For |
1.6 | Elect Director Reid Dabney | Management | For | For |
1.7 | Elect Director Hugh Dunkerley | Management | For | For |
1.8 | Elect Director Mark S. Germain | Management | For | For |
1.9 | Elect Director Curtis A. Lockshin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CLVS SECURITY ID: 189464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. Atwood | Management | For | For |
1.2 | Elect Director James C. Blair | Management | For | For |
1.3 | Elect Director Paul H. Klingenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Mark Corrigan | Management | For | For |
1.3 | Elect Director Alison Lawton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Bylaws to Make Changes Related to Cubist's Recent Separation of the Roles of Chief Executive Officer and President | Management | For | For |
5 | Amend Bylaws Regarding the Conduct of Stockholder Meetings | Management | For | For |
6 | Amend the Charter to Give the CEO Authority to Call Special Meetings | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CURIS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: CRIS SECURITY ID: 231269101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Martell | Management | For | For |
1.2 | Elect Director Daniel R. Passeri | Management | For | For |
1.3 | Elect Director Marc Rubin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CYTOKINETICS, INCORPORATED MEETING DATE: MAY 22, 2013 | ||||
TICKER: CYTK SECURITY ID: 23282W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Santo J. Costa | Management | For | For |
1.2 | Elect Director John T. Henderson | Management | For | For |
1.3 | Elect Director B. Lynne Parshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DENDREON CORPORATION MEETING DATE: APR 22, 2013 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.2 | Elect Director Douglas G. Watson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DURATA THERAPEUTICS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: DRTX SECURITY ID: 26658A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Edick | Management | For | For |
1.2 | Elect Director Paul A. Friedman | Management | For | For |
1.3 | Elect Director Lisa M. Giles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYAX CORP. MEETING DATE: MAY 09, 2013 | ||||
TICKER: DYAX SECURITY ID: 26746E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry E. Blair | Management | For | For |
1.2 | Elect Director Gustav Christensen | Management | For | For |
1.3 | Elect Director Marc D. Kozin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Carson | Management | For | Withhold |
1.2 | Elect Director Dino Dina | Management | For | For |
1.3 | Elect Director Denise M. Gilbert | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: DEC 12, 2012 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: APR 12, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Tender Offer | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 30, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3a | Reelect Robert Ingram as Director | Management | For | For |
3b | Reelect Gary Kennedy as Director | Management | For | Against |
3c | Reelect Patrick Kennedy as Director | Management | For | Against |
3d | Reelect Kelly Martin as Director | Management | For | For |
3e | Reelect Kieran McGowan as Director | Management | For | For |
3f | Reelect Kyran McLaughlin as Director | Management | For | For |
3g | Reelect Donal O'Connor as Director | Management | For | Against |
3h | Reelect Richard Pilnik as Director | Management | For | For |
3i | Reelect Andrew von Eschenbach as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital | Management | For | For |
8 | Authorise Share Repurchase Program | Management | For | For |
9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUN 17, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Theravance Transaction | Management | For | Against |
2 | Approve AOP Transaction | Management | For | Against |
3 | Approve ELND005 Transaction | Management | For | Against |
4 | Authorise Share Repurchase Program | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Approve Theravance Transaction | Management | Against | Did Not Vote |
2 | Approve AOP Transaction | Management | Against | Did Not Vote |
3 | Approve ELND005 Transaction | Management | Against | Did Not Vote |
4 | Authorise Share Repurchase Program | Management | Against | Did Not Vote |
EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: EBS SECURITY ID: 29089Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fuad El-Hibri | Management | For | For |
1.2 | Elect Director Ronald B. Richard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXACT SCIENCES CORPORATION MEETING DATE: JUL 26, 2012 | ||||
TICKER: EXAS SECURITY ID: 30063P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally W. Crawford | Management | For | For |
1.2 | Elect Director Daniel J. Levangie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
1.2 | Elect Director Alan M. Garber | Management | For | For |
1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENOMIC HEALTH, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GERON CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: GERN SECURITY ID: 374163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hoyoung Huh | Management | For | For |
1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Engler | Management | For | For |
1.2 | Elect Director Gregory I. Frost | Management | For | For |
1.3 | Elect Director Connie L. Matsui | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HORIZON PHARMA, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: HZNP SECURITY ID: 44047T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Francois Formela | Management | For | For |
1.2 | Elect Director Jeff Himawan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYPERION THERAPEUTICS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: HPTX SECURITY ID: 44915N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bijan Salehizadeh | Management | For | Withhold |
1.2 | Elect Director Donald J. Santel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
IDENIX PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: IDIX SECURITY ID: 45166R204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne T. Hockmeyer | Management | For | Withhold |
1.2 | Elect Director Thomas R. Hodgson | Management | For | Withhold |
1.3 | Elect Director Tamar D. Howson | Management | For | Withhold |
1.4 | Elect Director Denise Pollard-Knight | Management | For | Withhold |
1.5 | Elect Director Ronald C. Renaud, Jr. | Management | For | Withhold |
1.6 | Elect Director Anthony Rosenberg | Management | For | For |
1.7 | Elect Director Michael S. Wyzga | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director Mark Skaletsky | Management | For | For |
2.2 | Elect Director Joseph J. Villafranca | Management | For | For |
2.3 | Elect Director Nicole Onetto | Management | For | For |
2.4 | Elect Director Stephen C. McCluski | Management | For | For |
2.5 | Elect Director Richard J. Wallace | Management | For | For |
2.6 | Elect Director Daniel M. Junius | Management | For | For |
2.7 | Elect Director Howard H. Pien | Management | For | For |
2.8 | Elect Director Mark Goldberg | Management | For | For |
2.9 | Elect Director Dean J. Mitchell | Management | For | For |
2.10 | Elect Director Kristine Peterson | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
IMMUNOMEDICS, INC. MEETING DATE: DEC 05, 2012 | ||||
TICKER: IMMU SECURITY ID: 452907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Goldenberg | Management | For | For |
1.2 | Elect Director Cynthia L. Sullivan | Management | For | For |
1.3 | Elect Director Morton Coleman | Management | For | For |
1.4 | Elect Director Marcella LoCastro | Management | For | For |
1.5 | Elect Director Brian A. Markison | Management | For | For |
1.6 | Elect Director Mary E. Paetzold | Management | For | For |
1.7 | Elect Director Don C. Stark | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: INFI SECURITY ID: 45665G303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Babler | Management | For | For |
1.2 | Elect Director Anthony B. Evnin | Management | For | For |
1.3 | Elect Director Gwen A. Fyfe | Management | For | Against |
1.4 | Elect Director Eric S. Lander | Management | For | Against |
1.5 | Elect Director Thomas J. Lynch | Management | For | Against |
1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
1.7 | Elect Director Norman C. Selby | Management | For | For |
1.8 | Elect Director Ian F. Smith | Management | For | For |
1.9 | Elect Director Michael C. Venuti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Paolo Fundaro | Management | For | For |
1.3 | Elect Director Mark Pruzanski | Management | For | For |
1.4 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.5 | Elect Director Lorenzo Tallarigo | Management | For | For |
1.6 | Elect Director Klaus Veitinger | Management | For | For |
1.7 | Elect Director Nicole S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director David S. Kabakoff | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVIVO THERAPEUTICS HOLDINGS CORP. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NVIV SECURITY ID: 46186M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. McCarthy, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: IRWD SECURITY ID: 46333X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
1.2 | Elect Director Terrance G. McGuire | Management | For | For |
1.3 | Elect Director Edward P. Owens | Management | For | For |
1.4 | Elect Director Christopher T. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 27, 2012 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth W. O'Keefe | Management | For | For |
2 | Elect Director Alan M. Sebulsky | Management | For | For |
3 | Elect Director Catherine A. Sohn | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KALOBIOS PHARMACEUTICALS, INC. MEETING DATE: NOV 12, 2012 | ||||
TICKER: KBIO SECURITY ID: 45H99E223 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Approval of Anti-Dilution Amendment | Management | For | For |
3 | Approval of Post-IPO Certificate | Management | For | For |
4 | Approval of Post-IPO Bylaws | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
KALOBIOS PHARMACEUTICALS, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: KBIO SECURITY ID: 48344T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pritchard | Management | For | For |
1.2 | Elect Director James I. Healy | Management | For | For |
1.3 | Elect Director Denise Gilbert | Management | For | For |
1.4 | Elect Director Dennis Henner | Management | For | For |
1.5 | Elect Director Ted W. Love | Management | For | For |
1.6 | Elect Director Gary Lyons | Management | For | For |
1.7 | Elect Director Brigitte Smith | Management | For | For |
1.8 | Elect Director Raymond W. Withy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director Robert J. Lefkowitz | Management | For | For |
1.3 | Elect Director Alan S. Nies | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 11, 2013 | ||||
TICKER: LGND SECURITY ID: 53220K504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason M. Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John K. LaMattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MANNKIND CORPORATION MEETING DATE: DEC 20, 2012 | ||||
TICKER: MNKD SECURITY ID: 56400P201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
MANNKIND CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: MNKD SECURITY ID: 56400P201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred E. Mann | Management | For | For |
1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
1.3 | Elect Director Ronald Consiglio | Management | For | For |
1.4 | Elect Director Michael Friedman | Management | For | For |
1.5 | Elect Director Kent Kresa | Management | For | For |
1.6 | Elect Director David H. MacCallum | Management | For | For |
1.7 | Elect Director Henry L. Nordhoff | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MACK SECURITY ID: 590328100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Mulroy | Management | For | For |
1.2 | Elect Director Gary L. Crocker | Management | For | For |
1.3 | Elect Director James van B. Dresser | Management | For | For |
1.4 | Elect Director Gordon J. Fehr | Management | For | For |
1.5 | Elect Director John Mendelsohn | Management | For | For |
1.6 | Elect Director Sarah E. Nash | Management | For | For |
1.7 | Elect Director Michael E. Porter | Management | For | For |
1.8 | Elect Director James H. Quigley | Management | For | For |
1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Koestler | Management | For | For |
1.2 | Elect Director Bennett M. Shapiro | Management | For | For |
1.3 | Elect Director Elizabeth Stoner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MYOS CORPORATION MEETING DATE: NOV 20, 2012 | ||||
TICKER: MYOS SECURITY ID: 554051102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hariri | Management | For | For |
1.2 | Elect Director Louis J. Aronne | Management | For | For |
1.3 | Elect Director Peter Diamandis | Management | For | For |
1.4 | Elect Director Buzz Aldrin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 05, 2012 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEUROGESX, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: NGSX SECURITY ID: 641252101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEWLINK GENETICS CORPORATION MEETING DATE: NOV 02, 2012 | ||||
TICKER: NLNK SECURITY ID: 651511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest J. Talarico, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NEWLINK GENETICS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: NLNK SECURITY ID: 651511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Saluri | Management | For | For |
1.2 | Elect Director Paul Edick | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NOVAVAX, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: NVAX SECURITY ID: 670002104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
1.3 | Elect Director James F. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
NOVELOS THERAPEUTICS, INC. MEETING DATE: OCT 25, 2012 | ||||
TICKER: NVLT SECURITY ID: 67000M209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Rockwell Mackie | Management | For | Withhold |
1.2 | Elect Director James S. Manuso | Management | For | Withhold |
1.3 | Elect Director John E. Niederhuber | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ONCOGENEX PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: OGXI SECURITY ID: 68230A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Cormack | Management | For | For |
1.2 | Elect Director Neil Clendeninn | Management | For | For |
1.3 | Elect Director Jack Goldstein | Management | For | For |
1.4 | Elect Director Martin Mattingly | Management | For | For |
1.5 | Elect Director Stewart Parker | Management | For | For |
1.6 | Elect Director David Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ORAGENICS, INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: OGEN SECURITY ID: 684023203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Telling | Management | For | For |
1.2 | Elect Director John N. Bonfiglio | Management | For | For |
1.3 | Elect Director Christine L. Koski | Management | For | For |
1.4 | Elect Director Robert C. Koski | Management | For | For |
1.5 | Elect Director Charles L. Pope | Management | For | For |
1.6 | Elect Director Alan W. Dunton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORAGENICS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: OGEN SECURITY ID: 684023203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Telling | Management | For | For |
1.2 | Elect Director John N. Bonfiglio | Management | For | For |
1.3 | Elect Director Christine L. Koski | Management | For | For |
1.4 | Elect Director Robert C. Koski | Management | For | For |
1.5 | Elect Director Charles L. Pope | Management | For | For |
1.6 | Elect Director Alan W. Dunton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
OREXIGEN THERAPEUTICS, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: OREX SECURITY ID: 686164104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian H. Dovey | Management | For | Withhold |
1.2 | Elect Director David J. Endicott | Management | For | For |
1.3 | Elect Director Lota S. Zoth | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OSIRIS THERAPEUTICS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: OSIR SECURITY ID: 68827R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay M. Moyes | Management | For | For |
1.2 | Elect Director Hans-Georg Klingemann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OVASCIENCE, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: OVAS SECURITY ID: 69014Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harald F. Stock | Management | For | For |
1.2 | Elect Director Jonathan Tilly | Management | For | For |
1.3 | Elect Director Christoph Westphal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Hastings | Management | For | For |
1.2 | Elect Director John Longenecker | Management | For | For |
1.3 | Elect Director Andreas Wicki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PDL BIOPHARMA, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | Withhold |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
POLYMEDIX, INC. MEETING DATE: MAR 15, 2013 | ||||
TICKER: PYMX SECURITY ID: 73174C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Reduce Authorized Common Stock | Management | For | For |
PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Crowley | Management | For | For |
1.2 | Elect Director Paul J. Maddon | Management | For | For |
1.3 | Elect Director Mark R. Baker | Management | For | For |
1.4 | Elect Director Stephen P. Goff | Management | For | For |
1.5 | Elect Director David A. Scheinberg | Management | For | For |
1.6 | Elect Director Nicole S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PROLOR BIOTECH, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: PBTH SECURITY ID: 74344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Fuad Fares | Management | For | For |
1.3 | Elect Director Marian Gorecki | Management | For | For |
1.4 | Elect Director Abraham (Avri) Havron | Management | For | For |
1.5 | Elect Director Jane H. Hsiao | Management | For | For |
1.6 | Elect Director Shai Novik | Management | For | For |
1.7 | Elect Director Steven D. Rubin | Management | For | For |
1.8 | Elect Director Adam K. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director Eric M. Shooter | Management | For | For |
1.4 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradford S. Goodwin | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director Saira Ramasastry | Management | For | For |
1.7 | Elect Director William R. Ringo | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: SRPT SECURITY ID: 803607100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Kathleen Behrens | Management | For | For |
1.2 | Elect Director Anthony Chase | Management | For | For |
1.3 | Elect Director John Hodgman | Management | For | For |
2 | Change State of Incorporation from Oregon to Delaware | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SAVIENT PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ginger Constantine | Management | For | Withhold |
1.2 | Elect Director Louis Ferrari | Management | For | Withhold |
1.3 | Elect Director Stephen O. Jaeger | Management | For | Withhold |
1.4 | Elect Director David Y. Norton | Management | For | Withhold |
1.5 | Elect Director David P. Meeker | Management | For | For |
1.6 | Elect Director Robert G. Savage | Management | For | For |
1.7 | Elect Director Virgil Thompson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIGA TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: SIGA SECURITY ID: 826917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | For |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.7 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
1.8 | Elect Director Paul G. Savas | Management | For | For |
1.9 | Elect Director Bruce Slovin | Management | For | For |
1.10 | Elect Director Andrew Stern | Management | For | For |
1.11 | Elect Director Frances Fragos Townsend | Management | For | For |
1.12 | Elect Director Michael A. Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOPHIRIS BIO INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SHS SECURITY ID: 83578Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Lars Ekman | Management | For | For |
2.2 | Elect Director John (Jack) Geltosky | Management | For | For |
2.3 | Elect Director Jim Heppell | Management | For | For |
2.4 | Elect Director Noah Knauf | Management | For | For |
2.5 | Elect Director William R. Rohn | Management | For | For |
2.6 | Elect Director Amit Sobti | Management | For | For |
2.7 | Elect Director Randall E. Woods | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SORRENTO THERAPEUTICS, INC. MEETING DATE: SEP 06, 2012 | ||||
TICKER: SRNE SECURITY ID: 83587F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Unknown Card) | ||||
1.1 | Elect Director Henry Ji | Management | For | For |
1.2 | Elect Director Glenn L. Halpryn | Management | For | For |
1.3 | Elect Director Jane Hsiao | Management | For | For |
1.4 | Elect Director Curtis Lockshin | Management | For | For |
1.5 | Elect Director Kim D. Janda | Management | For | For |
1.6 | Elect Director M. Scott Salka | Management | For | For |
1.7 | Elect Director Diane D-S. Tang-Liu | Management | For | For |
2 | Ratify Auditors | Management | None | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Yellow Card) | ||||
1.1 | Management Nominee - Henry Ji | Shareholder | For | Did Not Vote |
1.2 | Elect Director Kim D. Janda | Shareholder | For | Did Not Vote |
1.3 | Elect Director M. Scott Salka | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Webb | Shareholder | For | Did Not Vote |
1.5 | Elect Director Cam Gallagher | Shareholder | For | Did Not Vote |
1.6 | Elect Director Richard Vincent | Shareholder | For | Did Not Vote |
1.7 | Elect Director Ernst-Gunter Afting | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
SORRENTO THERAPEUTICS, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: SRNE SECURITY ID: 83587F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | Against |
4 | Amend Certificate Of Incorporation to Reduce the Number Of Authorized Shares Common Stock if the Reverse Stock Split is Approved | Management | For | For |
SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: SPPI SECURITY ID: 84763A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Cohen | Management | For | For |
1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
1.3 | Elect Director Stuart M. Krassner | Management | For | For |
1.4 | Elect Director Luigi Lenaz | Management | For | For |
1.5 | Elect Director Anthony E. Maida | Management | For | For |
1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
1.7 | Elect Director Dolatrai 'Dinesh' M. Vyas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STEMLINE THERAPEUTICS, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: STML SECURITY ID: 85858C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth Zuerblis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
SUNESIS PHARMACEUTICALS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: SNSS SECURITY ID: 867328601 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Young | Management | For | For |
1.2 | Elect Director Steven B. Ketchum | Management | For | For |
1.3 | Elect Director Homer L. Pearce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SYNAGEVA BIOPHARMA CORP. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GEVA SECURITY ID: 87159A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNERGY PHARMACEUTICALS INC. MEETING DATE: JAN 14, 2013 | ||||
TICKER: SGYP SECURITY ID: 871639308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5.1 | Elect Director Gabriele M. Cerrone | Management | For | For |
5.2 | Elect Director Gary S. Jacob | Management | For | For |
5.3 | Elect Director Melvin K. Spigelman | Management | For | For |
5.4 | Elect Director John P. Brancaccio | Management | For | For |
5.5 | Elect Director Thomas H. Adams | Management | For | For |
5.6 | Elect Director Christopher McGuigan | Management | For | For |
5.7 | Elect Director Alan F. Joslyn | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SYNTA PHARMACEUTICALS CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SNTA SECURITY ID: 87162T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Safi R. Bahcall | Management | For | For |
1.2 | Elect Director Bruce Kovner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SYNTHETIC BIOLOGICS, INC. MEETING DATE: OCT 05, 2012 | ||||
TICKER: SYN SECURITY ID: 87164U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve H. Kanzer | Management | For | For |
1.2 | Elect Director Jeffrey J. Kraws | Management | For | For |
1.3 | Elect Director Jeffrey Riley | Management | For | For |
1.4 | Elect Director Scott L. Tarriff | Management | For | For |
1.5 | Elect Director Jeffrey Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
TARGACEPT, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Blixt | Management | For | For |
1.2 | Elect Director Alan W. Dunton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TESARO, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: TSRO SECURITY ID: 881569107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
1.3 | Elect Director David M. Mott | Management | For | For |
1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
1.5 | Elect Director James O. Armitage | Management | For | For |
1.6 | Elect Director Arnold L. Oronsky | Management | For | For |
1.7 | Elect Director Beth Seidenberg | Management | For | For |
1.8 | Elect Director Paul Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: THLD SECURITY ID: 885807206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Cozadd | Management | For | For |
1.2 | Elect Director David R. Hoffmann | Management | For | For |
1.3 | Elect Director George G.C. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
TRANSGENOMIC, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TBIO SECURITY ID: 89365K206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig J. Tuttle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIUS THERAPEUTICS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: TSRX SECURITY ID: 89685K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karin Eastham | Management | For | For |
1.2 | Elect Director Seth H. Z. Fischer | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
1.4 | Elect Director Jeffrey Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERASTEM, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: VSTM SECURITY ID: 92337C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Aldrich | Management | For | For |
1.2 | Elect Director Michael Kauffman | Management | For | For |
1.3 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 08, 2013 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Terrence C. Kearney | Management | For | For |
1.3 | Elect Director Yuchun Lee | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VICAL INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: VICL SECURITY ID: 925602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary A. Lyons | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
1.3 | Elect Director William J. Rieflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Murray Brennan | Management | For | For |
1.3 | Elect Director James A. Cannon | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Randal J. Kirk | Management | For | For |
1.6 | Elect Director Timothy McInerney | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZOGENIX, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: ZGNX SECURITY ID: 98978L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Hawley | Management | For | For |
1.2 | Elect Director Erle T. Mast | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACME PACKET, INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | Withhold |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVA OPTICAL NETWORKING SE MEETING DATE: JUN 04, 2013 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
6.1 | Elect Anthony Maher to the Supervisory Board | Management | For | For |
6.2 | Elect Johanna Hey to the Supervisory Board | Management | For | For |
6.3 | Elect Eric Protiva to the Supervisory Board | Management | For | For |
7 | Approve Variable Remuneration for Supervisory Board of ADVA AG Optical Networking for Fiscal 2012 | Management | For | For |
8 | Approve Remuneration of Supervisory Board of ADVA Optical Networking SE for Fiscal 2012 and Beyond | Management | For | For |
9 | Approve Creation of EUR 23.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Amend Stock Option Plans | Management | For | For |
11 | Amend Articles Re: Composition and Term of Office of Supervisory Board Members | Management | For | For |
12 | Amend Articles Re: Editorial Changes | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Reelect Michel Combes as Director | Management | For | For |
5 | Reelect Carla Cico as Director | Management | For | For |
6 | Reelect Philippe Camus as Director | Management | For | For |
7 | Reelect Jean C. Monty as Director | Management | For | For |
8 | Ratify Appointment of Kim Crawford Goodman as Director | Management | For | For |
9 | Appoint Gilles Le Dissez as Censor | Management | For | For |
10 | Approve Transaction with Michel Combes with Respect to Pension Benefits | Management | For | For |
11 | Approve Transaction with Michel Combes upon Termination of Function | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: SEP 12, 2012 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Rami Hadar as Director | Management | For | Against |
1.2 | Reelect Yigal Jacoby as Director | Management | For | Against |
2 | Reelect Nurit Benjamini as External Director | Management | For | Against |
2a | Vote FOR If You Are a Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
3.1 | Approve Cash Compensation of Non-Employee Directors | Management | For | For |
3.2 | Approve Stock Option Plan Grants of Non-Employee Directors | Management | For | For |
3.3 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Management | For | For |
4.1 | Approve Cash Compensation of External Directors | Management | For | For |
4.2 | If 4.1 is Not Approved, Approve Cash Compensation of External Directors Equal to Minimum Statutory Amount Applicable to Companies of Similar Size | Management | For | For |
4.3 | Approve Stock Option Plan Grants of External Directors | Management | For | For |
4.4 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for External Directors | Management | For | For |
5.1 | Approve Salary Increase of President and CEO who is a Director | Management | For | For |
5.2 | Approve Bonus of President and CEO who is a Director | Management | For | For |
5.3 | Approve Stock Option Plan Grants of President and CEO who is a Director | Management | For | Against |
6 | Amend Articles Re: Indemnification of Directors and Officers | Management | For | For |
7 | Amend Director Indemnification Agreements | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | Against |
3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALTERA CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMDOCS LIMITED MEETING DATE: JAN 31, 2013 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1.11 | Elect Giora Yaron as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: NOV 29, 2012 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
BROADCOM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
1.2 | Elect Director Charles L. Ill, III | Management | For | For |
1.3 | Elect Director Michael Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CIENA CORPORATION MEETING DATE: MAR 20, 2013 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lawton W. Fitt | Management | For | For |
1b | Elect Director Patrick H. Nettles | Management | For | For |
1c | Elect Director Michael J. Rowny | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: JAN 09, 2013 | ||||
TICKER: CMTL SECURITY ID: 205826209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Goldberg | Management | For | For |
1.2 | Elect Director Robert G. Paul | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DIGITAL GENERATION, INC. MEETING DATE: FEB 21, 2013 | ||||
TICKER: DGIT SECURITY ID: 25400B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Kantor | Management | For | Withhold |
1.2 | Elect Director Melissa Fisher | Management | For | For |
1.3 | Elect Director Peter Markham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMULEX CORPORATION MEETING DATE: NOV 20, 2012 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Downey | Management | For | For |
1.2 | Elect Director Bruce C. Edwards | Management | For | For |
1.3 | Elect Director Paul F. Folino | Management | For | For |
1.4 | Elect Director Robert H. Goon | Management | For | For |
1.5 | Elect Director Beatriz V. Infante | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Nersi Nazari | Management | For | For |
1.9 | Elect Director Dean A. Yoost | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ERICSSON MEETING DATE: APR 09, 2013 | ||||
TICKER: ERICB SECURITY ID: 294821608 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.75 per Share | Management | For | Did Not Vote |
9 | Presentation of Nominating Committee's Proposals | Management | None | None |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | Management | For | Did Not Vote |
9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
14 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | Did Not Vote |
15.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
15.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
15.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
16 | Close Meeting | Management | None | None |
F5 NETWORKS, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FABRINET MEETING DATE: DEC 20, 2012 | ||||
TICKER: FN SECURITY ID: G3323L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Mitchell | Management | For | For |
1.2 | Elect Director William J. Perry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
FINISAR CORPORATION MEETING DATE: DEC 03, 2012 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Child | Management | For | For |
1.2 | Elect Director Roger C. Ferguson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: AUG 30, 2012 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect James A. Davidson as Director | Management | For | For |
1b | Reelect William D. Watkins as Director | Management | For | For |
2 | Reelect Lay Koon Tan as Director | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
GSI TECHNOLOGY, INC. MEETING DATE: AUG 23, 2012 | ||||
TICKER: GSIT SECURITY ID: 36241U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee-Lean Shu | Management | For | For |
1.2 | Elect Director Haydn Hsieh | Management | For | For |
1.3 | Elect Director Ruey L. Lu | Management | For | For |
1.4 | Elect Director Arthur O. Whipple | Management | For | For |
1.5 | Elect Director Robert Yau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
HARRIS CORPORATION MEETING DATE: OCT 26, 2012 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Director William M. Brown | Management | For | For |
1.02 | Elect Director Peter W. Chiarelli | Management | For | For |
1.03 | Elect Director Thomas A. Dattilo | Management | For | For |
1.04 | Elect Director Terry D. Growcock | Management | For | For |
1.05 | Elect Director Lewis Hay, III | Management | For | For |
1.06 | Elect Director Karen Katen | Management | For | For |
1.07 | Elect Director Stephen P. Kaufman | Management | For | For |
1.08 | Elect Director Leslie F. Kenne | Management | For | For |
1.09 | Elect Director David B. Rickard | Management | For | For |
1.10 | Elect Director James C. Stoffel | Management | For | For |
1.11 | Elect Director Gregory T. Swienton | Management | For | For |
1.12 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
1.3 | Elect Director Mark A. Wegleitner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERDIGITAL, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: IDCC SECURITY ID: 45867G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gilbert F. Amelio | Management | For | For |
1b | Elect Director Jeffrey K. Belk | Management | For | For |
1c | Elect Director Steven T. Clontz | Management | For | For |
1d | Elect Director Edward B. Kamins | Management | For | For |
1e | Elect Director John A. Kritzmacher | Management | For | For |
1f | Elect Director William J. Merritt | Management | For | For |
1g | Elect Director Jean F. Rankin | Management | For | For |
1h | Elect Director Robert S. Roath | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORPORATION MEETING DATE: NOV 14, 2012 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | For |
1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
NETGEAR, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: NTGR SECURITY ID: 64111Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
NOKIA CORP. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NOK1V SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Prepare and Approve List of Shareholders | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Board Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
12.1 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
12.2 | Elect Elizabeth Doherty as Director | Management | For | Did Not Vote |
12.3 | Elect Stephen Elop as Director | Management | For | Did Not Vote |
12.4 | Elect Henning Kagermann as Director | Management | For | Did Not Vote |
12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.6 | Elect Helge Lund as Director | Management | For | Did Not Vote |
12.7 | Elect Marten Mickos as Director | Management | For | Did Not Vote |
12.8 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
12.9 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.10 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditor | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program of up to 370 Million Shares | Management | For | Did Not Vote |
16 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
PLANTRONICS, INC. MEETING DATE: AUG 10, 2012 | ||||
TICKER: PLT SECURITY ID: 727493108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marv Tseu | Management | For | For |
1.2 | Elect Director Ken Kannappan | Management | For | For |
1.3 | Elect Director Brian Dexheimer | Management | For | For |
1.4 | Elect Director Robert Hagerty | Management | For | For |
1.5 | Elect Director Gregg Hammann | Management | For | For |
1.6 | Elect Director John Hart | Management | For | For |
1.7 | Elect Director Marshall Mohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POLYCOM, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. DeWalt | Management | None | None |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RADWARE LTD. MEETING DATE: MAR 27, 2013 | ||||
TICKER: RDWR SECURITY ID: M81873107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize 2:1 Stock Split from 30 Million Ordinary Shares, Par Value NIS 0.10, to 60 Million Ordinary Shares, Par Value NIS 0.05; Amend Articles Accordingly | Management | For | For |
2 | Vote FOR if you plan to attend the meeting; otherwise, vote AGAINST. | Management | None | Against |
RESEARCH IN MOTION LIMITED MEETING DATE: JUL 10, 2012 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Dattels | Management | For | For |
1.2 | Elect Director Thorsten Heins | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Mike Lazaridis | Management | For | For |
1.6 | Elect Director Roger Martin | Management | For | For |
1.7 | Elect Director John E. Richardson | Management | For | For |
1.8 | Elect Director Barbara Stymiest | Management | For | For |
1.9 | Elect Director Prem Watsa | Management | For | For |
1.10 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director John P. Cunningham | Management | For | For |
1.3 | Elect Director Raymond P. Dolan | Management | For | For |
1.4 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.5 | Elect Director Howard E. Janzen | Management | For | For |
1.6 | Elect Director John A. Schofield | Management | For | Withhold |
1.7 | Elect Director Scott E. Schubert | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SUPER MICRO COMPUTER, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: SMCI SECURITY ID: 86800U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chiu-Chu (Sara) Liu Liang | Management | For | For |
1.2 | Elect Director Hwei-Ming (Fred) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: MAR 06, 2013 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
VIASAT, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Johnson | Management | For | For |
1.2 | Elect Director John Stenbit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WI-LAN INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: WIN SECURITY ID: 928972108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Douglas Skippen | Management | For | For |
1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
1.3 | Elect Director John Kendall Gillberry | Management | For | For |
1.4 | Elect Director William Keith Jenkins | Management | For | For |
1.5 | Elect Director W. Paul McCarten | Management | For | For |
1.6 | Elect Director Richard J. Shorkey | Management | For | For |
1.7 | Elect Director Robert S. Bramson | Management | For | For |
1.8 | Elect Director Jim Roche | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 20, 2013 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James B. Bachmann | Management | For | For |
1b | Elect Director Michael E. Greenlees | Management | For | For |
1c | Elect Director Kevin S. Huvane | Management | For | For |
1d | Elect Director Michael S. Jeffries | Management | For | For |
1e | Elect Director John W. Kessler | Management | For | For |
1f | Elect Director Craig R. Stapleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
5 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
AMAZON.COM, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Hanson | Management | For | For |
1.2 | Elect Director Thomas R. Ketteler | Management | For | For |
1.3 | Elect Director Cary D. McMillan | Management | For | For |
1.4 | Elect Director David M. Sable | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASCENA RETAIL GROUP, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: ASNA SECURITY ID: 04351G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Usdan | Management | For | For |
1.2 | Elect Director Randy L. Pearce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ASCENT CAPITAL GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ASCMA SECURITY ID: 043632108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip J. Holthouse | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
AUTOZONE, INC. MEETING DATE: DEC 12, 2012 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue E. Gove | Management | For | For |
1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.3 | Elect Director Enderson Guimaraes | Management | For | For |
1.4 | Elect Director J. R. Hyde, III | Management | For | For |
1.5 | Elect Director W. Andrew McKenna | Management | For | For |
1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.7 | Elect Director Luis P. Nieto | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren Eisenberg | Management | For | For |
1b | Elect Director Leonard Feinstein | Management | For | For |
1c | Elect Director Steven H. Temares | Management | For | For |
1d | Elect Director Dean S. Adler | Management | For | For |
1e | Elect Director Stanley F. Barshay | Management | For | For |
1f | Elect Director Klaus Eppler | Management | For | For |
1g | Elect Director Patrick R. Gaston | Management | For | For |
1h | Elect Director Jordan Heller | Management | For | For |
1i | Elect Director Victoria A. Morrison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
1.10 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jere A. Drummond | Management | For | For |
2 | Elect Director John R. McKernan, Jr. | Management | For | For |
3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
4 | Elect Director James R. Verrier | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | For |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: JUN 05, 2013 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director John Gottschalk | Management | For | For |
1.5 | Elect Director Dennis Highby | Management | For | For |
1.6 | Elect Director Reuben Mark | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Thomas L. Millner | Management | For | For |
1.9 | Elect Director Beth M. Pritchard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CARMAX, INC. MEETING DATE: JUN 24, 2013 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Rakesh Gangwal | Management | For | For |
1.3 | Elect Director Mitchell D. Steenrod | Management | For | For |
1.4 | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Articles of Incorporation to Update and Modify Certain Provisions Related to Indemnification | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DICK'S SPORTING GOODS, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuel Chirico | Management | For | For |
1.2 | Elect Director Allen R. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | For |
1.2 | Elect Director Warren F. Bryant | Management | For | For |
1.3 | Elect Director Michael M. Calbert | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1.7 | Elect Director Adrian Jones | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
1.9 | Elect Director David B. Rickard | Management | For | For |
2 | Adopt Majority Voting for the Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOLLAR TREE, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director H. Ray Compton | Management | For | For |
1.5 | Elect Director Conrad M. Hall | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director J. Douglas Perry | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
DOMINO'S PIZZA, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Patrick Doyle | Management | For | For |
1.2 | Elect Director James A. Goldman | Management | For | For |
1.3 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
GRAND CANYON EDUCATION, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: LOPE SECURITY ID: 38526M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Richardson | Management | For | For |
1.2 | Elect Director Brian E. Mueller | Management | For | For |
1.3 | Elect Director David J. Johnson | Management | For | For |
1.4 | Elect Director Jack A. Henry | Management | For | For |
1.5 | Elect Director Bradley A. Casper | Management | For | For |
1.6 | Elect Director Kevin F. Warren | Management | For | For |
1.7 | Elect Director Sara R. Dial | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: APR 23, 2013 | ||||
TICKER: HMB SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
8b | Receive Auditor Report | Management | None | None |
8c | Receive Chairman Report | Management | None | None |
8d | Receive Nominating Committee Report | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chair), Melker Schorling and Christian Sievert as Directors | Management | For | Did Not Vote |
13 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
14 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Amend All-Employee Incentive Plan | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
HANESBRANDS INC. MEETING DATE: APR 03, 2013 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HIBBETT SPORTS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: HIBB SECURITY ID: 428567101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Kirkland | Management | For | For |
1.2 | Elect Director Michael J. Newsome | Management | For | For |
1.3 | Elect Director Thomas A. Saunders, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERFACE, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: TILE SECURITY ID: 458665304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Callaway | Management | For | For |
1.2 | Elect Director Andrew B. Cogan | Management | For | For |
1.3 | Elect Director Dianne Dillon-Ridgeley | Management | For | For |
1.4 | Elect Director Carl I. Gable | Management | For | For |
1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
1.6 | Elect Director June M. Henton | Management | For | For |
1.7 | Elect Director Christopher G. Kennedy | Management | For | For |
1.8 | Elect Director K. David Kohler | Management | For | For |
1.9 | Elect Director James B. Miller, Jr. | Management | For | For |
1.10 | Elect Director Harold M. Paisner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JARDEN CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian G. H. Ashken | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Robert L. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
L BRANDS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: LTD SECURITY ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
LEAR CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 10, 2013 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. (Tig) Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.3 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LMCA SECURITY ID: 531229102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director Robert R. Bennett | Management | For | For |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
LKQ CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: LKQ SECURITY ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Kevin F. Flynn | Management | For | For |
1.3 | Elect Director Ronald G. Foster | Management | For | For |
1.4 | Elect Director Joseph M. Holsten | Management | For | For |
1.5 | Elect Director Blythe J. McGarvie | Management | For | For |
1.6 | Elect Director Paul M. Meister | Management | For | For |
1.7 | Elect Director John F. O'Brien | Management | For | For |
1.8 | Elect Director Guhan Subramanian | Management | For | For |
1.9 | Elect Director Robert L. Wagman | Management | For | For |
1.10 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
NEWS CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: NWS SECURITY ID: 65248E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
NIELSEN HOLDINGS N.V. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NLSN SECURITY ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director David L. Calhoun | Management | For | For |
3b | Elect Director James A. Attwood, Jr. | Management | For | For |
3c | Elect Director Richard J. Bressler | Management | For | For |
3d | Elect Director Patrick Healy | Management | For | For |
3e | Elect Director Karen M. Hoguet | Management | For | For |
3f | Elect Director James M. Kilts | Management | For | For |
3g | Elect Director Alexander Navab | Management | For | For |
3h | Elect Director Robert Pozen | Management | For | For |
3i | Elect Director Vivek Ranadive | Management | For | For |
3j | Elect Director Robert Reid | Management | For | For |
3k | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
NIKE, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry O'Reilly | Management | For | For |
1b | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
1c | Elect Director Thomas T. Hendrickson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 06, 2013 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PVH CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan R. Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Helen McCluskey | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Sharon D. Garrett | Management | For | For |
1d | Elect Director Michael J. Bush | Management | For | For |
1e | Elect Director Norman A. Ferber | Management | For | For |
1f | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian A. Brickman | Management | For | For |
1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
1.3 | Elect Director John A. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 16, 2013 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director Marianne M. Parrs | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 20, 2013 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Against |
STEVEN MADDEN, LTD. MEETING DATE: MAY 24, 2013 | ||||
TICKER: SHOO SECURITY ID: 556269108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.2 | Elect Director John L. Madden | Management | For | For |
1.3 | Elect Director Peter Migliorini | Management | For | For |
1.4 | Elect Director Richard P. Randall | Management | For | For |
1.5 | Elect Director Ravi Sachdev | Management | For | For |
1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory N. Moore | Management | For | For |
1.2 | Elect Director James F. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 06, 2013 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
TIFFANY & CO. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director William A. Shutzer | Management | For | For |
1.9 | Elect Director Robert S. Singer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TRACTOR SUPPLY COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: TSCO SECURITY ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
1.7 | Elect Director George MacKenzie | Management | For | For |
1.8 | Elect Director Edna K. Morris | Management | For | For |
1.9 | Elect Director Gregory A. Sandfort | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Heilbronn | Management | For | For |
1.2 | Elect Director Michael R. MacDonald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VF CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director George Fellows | Management | For | For |
1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.5 | Elect Director Matthew J. Shattock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura J. Alber | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Rose Marie Bravo | Management | For | For |
1.4 | Elect Director Mary Ann Casati | Management | For | For |
1.5 | Elect Director Patrick J. Connolly | Management | For | For |
1.6 | Elect Director Adrian T. Dillon | Management | For | For |
1.7 | Elect Director Anthony A. Greener | Management | For | For |
1.8 | Elect Director Ted W. Hall | Management | For | For |
1.9 | Elect Director Michael R. Lynch | Management | For | For |
1.10 | Elect Director Lorraine Twohill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WOLVERINE WORLD WIDE, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: WWW SECURITY ID: 978097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Boromisa | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director Timothy J. O'Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Mulroney | Management | For | For |
1.2 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ELECTRONICS FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AEROFLEX HOLDING CORP. MEETING DATE: NOV 14, 2012 | ||||
TICKER: ARX SECURITY ID: 007767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh Evans | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Bradley J. Gross | Management | For | For |
1.7 | Elect Director John D. Knoll | Management | For | For |
1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
1.10 | Elect Director Benjamin M. Polk | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | Against |
3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED MEETING DATE: NOV 15, 2012 | ||||
TICKER: AOSL SECURITY ID: G6331P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | For |
1.4 | Elect Howard M. Bailey as Director | Management | For | For |
1.5 | Elect Thomas W. Steipp as Director | Management | For | For |
1.6 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Robert R. Morse | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANADIGICS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ANAD SECURITY ID: 032515108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Fellows | Management | For | For |
1.2 | Elect Director Ronald Rosenzweig | Management | For | For |
1.3 | Elect Director Lewis Solomon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 05, 2013 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 14, 2012 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Robert F. Sproull | Management | For | For |
7 | Elect Director Arthur B. Stabenow | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
ATMEL CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
AUDIENCE, INC. MEETING DATE: DEC 20, 2012 | ||||
TICKER: ADNC SECURITY ID: 05070J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 02, 2012 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BCD SEMICONDUCTOR MANUFACTURING LIMITED MEETING DATE: NOV 29, 2012 | ||||
TICKER: BCDS SECURITY ID: 055347207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Re-Elect Herbert Chang as Director | Management | For | For |
2 | Approve to Re-Elect Michael Pfeiffer as Director | Management | For | For |
BCD SEMICONDUCTOR MANUFACTURING LIMITED MEETING DATE: FEB 28, 2013 | ||||
TICKER: BCDS SECURITY ID: 055347207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Agreement and Plan of Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director David W. Scheible | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 05, 2013 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Laurance Fuller | Management | For | For |
1.2 | Elect Director Richard S. Hill | Management | For | For |
1.3 | Elect Director Edward J. Mooney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 26, 2012 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 25, 2013 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Seely Brown | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.6 | Elect Director James B. Flaws | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CYMER, INC. MEETING DATE: FEB 05, 2013 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. D. Sherman | Management | For | For |
1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DEMAND MEDIA, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: DMD SECURITY ID: 24802N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Rosenblatt | Management | For | For |
1.2 | Elect Director Fredric W. Harman | Management | For | For |
1.3 | Elect Director James R. Quandt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENTROPIC COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Bechard | Management | For | For |
1.2 | Elect Director Robert Bailey | Management | For | For |
1.3 | Elect Director Theodore Tewksbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 06, 2012 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Louis DiNardo | Management | For | For |
1.3 | Elect Director Pierre Guilbault | Management | For | For |
1.4 | Elect Director Brian Hilton | Management | For | For |
1.5 | Elect Director Richard L. Leza | Management | For | For |
1.6 | Elect Director Gary Meyers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FABRINET MEETING DATE: DEC 20, 2012 | ||||
TICKER: FN SECURITY ID: G3323L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Mitchell | Management | For | For |
1.2 | Elect Director William J. Perry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
FACEBOOK, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Richard D. Chapman | Management | For | For |
1.3 | Elect Director George A. Hambro | Management | For | For |
1.4 | Elect Director James A. Hughes | Management | For | For |
1.5 | Elect Director Craig Kennedy | Management | For | For |
1.6 | Elect Director James F. Nolan | Management | For | For |
1.7 | Elect Director William J. Post | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director Paul H. Stebbins | Management | For | For |
1.10 | Elect Director Michael Sweeney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: AUG 30, 2012 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect James A. Davidson as Director | Management | For | For |
1b | Reelect William D. Watkins as Director | Management | For | For |
2 | Reelect Lay Koon Tan as Director | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chinh E. Chu | Management | For | Withhold |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director Gregg A. Lowe | Management | For | For |
1.6 | Elect Director John W. Marren | Management | For | For |
1.7 | Elect Director J. Daniel McCranie | Management | For | For |
1.8 | Elect Director James A. Quella | Management | For | For |
1.9 | Elect Director Peter Smitham | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
GT ADVANCED TECHNOLOGIES INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: GTAT SECURITY ID: 36191U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michal Conaway | Management | For | For |
1.2 | Elect Director Kathleen A. Cote | Management | For | For |
1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
1.4 | Elect Director Thomas Gutierrez | Management | For | For |
1.5 | Elect Director Matthew E. Massengill | Management | For | For |
1.6 | Elect Director Mary Petrovich | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
1.8 | Elect Director Noel G. Watson | Management | For | For |
1.9 | Elect Director Thomas Wroe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 20, 2013 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
1.4 | Elect Director John H. Hammergren | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
INPHI CORPORATION MEETING DATE: SEP 19, 2012 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repricing of Options | Management | For | Against |
INPHI CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming C. Hu | Management | For | Withhold |
1.2 | Elect Director Sam S. Srinivasan | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERMOLECULAR, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: IMI SECURITY ID: 45882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin Federman | Management | For | For |
1.2 | Elect Director David E. Lazovsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Necip Sayiner | Management | For | For |
1.2 | Elect Director Donald Macleod | Management | For | For |
1.3 | Elect Director Robert W. Conn | Management | For | For |
1.4 | Elect Director James V. Diller | Management | For | For |
1.5 | Elect Director Gary E. Gist | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Gregory Lang | Management | For | For |
1.8 | Elect Director Jan Peeters | Management | For | For |
1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.10 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVENSENSE, INC. MEETING DATE: SEP 14, 2012 | ||||
TICKER: INVN SECURITY ID: 46123D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Olson | Management | For | For |
1.2 | Elect Director Amit Shah | Management | For | For |
1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 24, 2013 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 01, 2012 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LATTICE SEMICONDUCTOR CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: LSCC SECURITY ID: 518415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Robin A. Abrams | Management | For | For |
1.4 | Elect Director John Bourgoin | Management | For | For |
1.5 | Elect Director Balaji Krishnamurthy | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Hans Schwarz | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LSI CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles A. Haggerty | Management | For | For |
1b | Elect Director Richard S. Hill | Management | For | For |
1c | Elect Director John H.F. Miner | Management | For | For |
1d | Elect Director Arun Netravali | Management | For | For |
1e | Elect Director Charles C. Pope | Management | For | For |
1f | Elect Director Gregorio Reyes | Management | For | For |
1g | Elect Director Michael G. Strachan | Management | For | For |
1h | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1i | Elect Director Susan M. Whitney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: MTSI SECURITY ID: 55405Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Chung | Management | For | For |
1.2 | Elect Director Gil Van Lunsen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIATEK INC. MEETING DATE: OCT 12, 2012 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc. | Management | For | For |
2 | Transact Other Business (Non-Voting) | Management | None | None |
MEDIATEK INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 22, 2013 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Patrick J. Byrne | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Mercedes Johnson | Management | For | For |
1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: JUN 11, 2013 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Approve Issuance of Restricted Stocks | Management | For | For |
8.1 | Elect Director Tsuo, Yuan Huai, with Shareholder No. 5 | Shareholder | None | Against |
8.2 | Elect Director Chang, Peng Heng, with Shareholder No. 108076 | Shareholder | None | Against |
8.3 | Elect Director Tasi, Li-Hsingi, a Representative of TSMC Solar with Shareholder No. 107966 | Shareholder | None | Against |
8.4 | Elect Director Huang, Jen-Chao, a Representative of TSMC Solar with Shareholder No. 107966 | Shareholder | None | Against |
8.5 | Elect Director Tseng, Yung-Hui, with Shareholder No. 2 | Shareholder | None | Against |
8.6 | Elect Independent Director Wu, Cheng-Ching, with Shareholder No. 106 | Management | For | For |
8.7 | Elect Independent Director Lee, San-Boh, with Shareholder No. 52 | Management | For | For |
8.8 | Elect Supervisor Huang , Shao-Hua | Shareholder | None | For |
8.9 | Elect Supervisor Wang, Ching-I | Shareholder | None | For |
8.10 | Elect Supervisor Lee, Chih-Kaou, with Shareholder No. 6 | Shareholder | None | For |
9 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Abstain |
10 | Transact Other Business (Non-Voting) | Management | None | None |
NVIDIA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tench Coxe | Management | For | For |
1b | Elect Director James C. Gaither | Management | For | For |
1c | Elect Director Jen-Hsun Huang | Management | For | For |
1d | Elect Director Mark L. Perry | Management | For | For |
1e | Elect Director A. Brooke Seawell | Management | For | For |
1f | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: MAY 30, 2013 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements and Statutory Reports | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect R.L. Clemmer as Director | Management | For | Against |
3b | Elect Peter Bonfield as Director | Management | For | Against |
3c | Elect J.P. Huth as Director | Management | For | Against |
3d | Elect E. Durban as Director | Management | For | Against |
3e | Elect K.A. Goldman as Director | Management | For | For |
3f | Elect J. Kaeser as Director | Management | For | For |
3g | Elect I. Loring as Director | Management | For | Against |
3h | Elect M. Plantevin as Director | Management | For | Against |
3i | Elect V. Bhatia as Director | Management | For | For |
3j | Elect R. MacKenzie as Director | Management | For | Against |
3k | Elect Jean-Pierre Saad as Director | Management | For | Against |
4 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | For |
5 | Other Business (Non-Voting) | Management | None | None |
O2MICRO INTERNATIONAL LTD. MEETING DATE: JUN 24, 2013 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Michael Austin as Director | Management | For | For |
1b | Elect Shoji Akutsu as Director | Management | For | For |
1c | Elect Zhuoping Yu as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve to Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.3 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director Michael A. Klayko | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POLYCOM, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. DeWalt | Management | None | None |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: AUG 16, 2012 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
1.8 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
RUBICON TECHNOLOGY, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: RBCN SECURITY ID: 78112T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don N. Aquilano | Management | For | For |
1.2 | Elect Director Donald R. Caldwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 18, 2013 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles Scott Gibson | Management | For | For |
1b | Elect Director David H.Y. Ho | Management | For | For |
1c | Elect Director Nicolas Kauser | Management | For | For |
1d | Elect Director Roderick D. Nelson | Management | For | For |
1e | Elect Director Ralph G. Quinsey | Management | For | For |
1f | Elect Director Walden C. Rhines | Management | For | For |
1g | Elect Director Steven J. Sharp | Management | For | For |
1h | Elect Director Willis C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TTM TECHNOLOGIES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Bass | Management | For | For |
1.2 | Elect Director Thomas T. Edman | Management | For | For |
1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
1.4 | Elect Director Dov S. Zakheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherwin I. Seligsohn | Management | For | For |
1.2 | Elect Director Steven V. Abramson | Management | For | For |
1.3 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.4 | Elect Director Leonard Becker | Management | For | Withhold |
1.5 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
1.6 | Elect Director C. Keith Hartley | Management | For | Withhold |
1.7 | Elect Director Lawrence Lacerte | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Leslie G. Denend | Management | For | For |
1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
1.4 | Elect Director Robert B. Henske | Management | For | For |
1.5 | Elect Director Richard A. McGinn | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | For |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William A. Owens | Management | For | For |
1.9 | Elect Director Dominic J. Pileggi | Management | For | For |
1.10 | Elect Director David M. Sindelar | Management | For | For |
1.11 | Elect Director Christopher J. Steffen | Management | For | For |
1.12 | Elect Director David D. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Ralph Quinsey | Management | For | For |
1.3 | Elect Director Jeff Richardson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 08, 2012 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Deborah M. Fretz | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director L. Patrick Hassey | Management | For | For |
1.9 | Elect Director Joel Richards, III | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Chansoo Joung | Management | For | For |
3 | Elect Director William C. Montgomery | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
ATLAS ENERGY, L.P. MEETING DATE: APR 25, 2013 | ||||
TICKER: ATLS SECURITY ID: 04930A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlton M. Arrendell | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Jonathan Z. Cohen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANKERS PETROLEUM LTD. MEETING DATE: MAY 21, 2013 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2a | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2b | Elect Director Eric Brown | Management | For | For |
2c | Elect Director Wesley Clark | Management | For | For |
2d | Elect Director Robert Cross | Management | For | For |
2e | Elect Director Jonathan Harris | Management | For | For |
2f | Elect Director Phillip Knoll | Management | For | For |
2g | Elect Director Ian B. McMurtrie | Management | For | For |
2h | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Jurisdiction of Incorporation [British Columbia to Alberta] | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
BONANZA CREEK ENERGY, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: BCEI SECURITY ID: 097793103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Watt | Management | For | For |
1.2 | Elect Director Gregory P. Raih | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BPZ RESOURCES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: BPZ SECURITY ID: 055639108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manuel Pablo Zuniga-Pflucker | Management | For | For |
1.2 | Elect Director John J. Lendrum, III | Management | For | For |
1.3 | Elect Director Stephen R. Brand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert L. Keiser | Management | For | For |
1b | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Hackett | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CHENIERE ENERGY, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Other Business | Management | For | Against |
CHEVRON CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
COBALT INTERNATIONAL ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CIE SECURITY ID: 19075F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | For |
1.2 | Elect Director N. John Lancaster | Management | For | For |
1.3 | Elect Director Jon A. Marshall | Management | For | For |
1.4 | Elect Director Kenneth A. Pontarelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Merriman | Management | For | For |
1.2 | Elect Director Ray M. Poage | Management | For | For |
1.3 | Elect Director A. Wellford Tabor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director John T. McNabb, II | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORE LABORATORIES N.V. MEETING DATE: MAY 16, 2013 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director D. John Ogren | Management | For | For |
1b | Elect Director Lucia van Geuns | Management | For | For |
1c | Elect Director Charles L. Dunlap | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | Management | For | For |
DISCOVERY OFFSHORE SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: SECURITY ID: L2549N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3.i | Accept Financial Statements | Management | For | For |
3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
3.iii | Approve Treatment of Net Loss | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
7.i | Approve (i) Creation of Nomination Committee and (ii) Procedure for Nomination Committee | Management | For | For |
7.ii | Elect Anders Arnkvaern as Member of Nominating Committee | Management | For | For |
7.iii | Elect Marc Feider as Member of Nominating Committee | Management | For | For |
7.iv | Approve Remuneration of Nomination Committee Members for FY 2013 | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
DISCOVERY OFFSHORE SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: SECURITY ID: L2549N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Special Report | Management | None | None |
2 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Amend Article 5 Re: Item 2 | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
ENSCO PLC MEETING DATE: MAY 20, 2013 | ||||
TICKER: ESV SECURITY ID: G3157S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Francis S. Kalman as Director | Management | For | For |
2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
3 | Re-elect Mary Francis CBE as Director | Management | For | For |
4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director James C. Day | Management | For | For |
1c | Elect Director Mark G. Papa | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQT CORPORATION MEETING DATE: APR 17, 2013 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
1.4 | Elect Director Stephen A. Thorington | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1b | Elect Director Claire S. Farley | Management | For | For |
1c | Elect Director Joseph H. Netherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
FORUM ENERGY TECHNOLOGIES, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: FET SECURITY ID: 34984V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Christopher Gaut | Management | For | Withhold |
1.2 | Elect Director David C. Baldwin | Management | For | Withhold |
1.3 | Elect Director Franklin Myers | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GULFPORT ENERGY CORPORATION MEETING DATE: JUN 13, 2013 | ||||
TICKER: GPOR SECURITY ID: 402635304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald L. Dillingham | Management | For | For |
1.2 | Elect Director Craig Groeschel | Management | For | For |
1.3 | Elect Director David L. Houston | Management | For | For |
1.4 | Elect Director James D. Palm | Management | For | For |
1.5 | Elect Director Scott E. Streller | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HALCON RESOURCES CORPORATION MEETING DATE: JUL 31, 2012 | ||||
TICKER: HK SECURITY ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2.1 | Elect Director Michael A. Vlasic | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HALCON RESOURCES CORPORATION MEETING DATE: JAN 17, 2013 | ||||
TICKER: HK SECURITY ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | Did Not Vote |
2 | Increase Authorized Common Stock | Management | For | Did Not Vote |
3 | Adjourn Meeting | Management | For | Did Not Vote |
HALCON RESOURCES CORPORATION MEETING DATE: JAN 17, 2013 | ||||
TICKER: HK SECURITY ID: 40537Q944 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HALCON RESOURCES CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: HK SECURITY ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Irish, III | Management | For | For |
1.2 | Elect Director Daniel A. Rioux | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Floyd C. Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
6 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 15, 2013 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 06, 2013 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director John W. Lindsay | Management | For | For |
1.3 | Elect Director Paula Marshall | Management | For | For |
1.4 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
HESS CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director J. Krenicki | Management | For | For |
1.2 | Elect Director K. Meyers | Management | For | For |
1.3 | Elect Director Fredric G. Reynolds | Management | For | For |
1.4 | Elect Director William G. Schrader | Management | For | For |
1.5 | Director Mark Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Rodney F. Chase | Shareholder | For | Did Not Vote |
1.2 | Elect Director Harvey Golub | Shareholder | For | Did Not Vote |
1.3 | Elect Director Karl F. Kurz | Shareholder | For | Did Not Vote |
1.4 | Elect Director David McManus | Shareholder | For | Did Not Vote |
1.5 | Elect Director Marshall D. Smith | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Declassify the Board of Directors | Management | For | Did Not Vote |
5 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
6 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
7 | Report on Political Contributions | Shareholder | For | Did Not Vote |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | For | Did Not Vote |
INTEROIL CORPORATION MEETING DATE: JUN 24, 2013 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaylen J. Byker | Management | For | For |
1.2 | Elect Director Samuel L. Delcamp | Management | For | For |
1.3 | Elect Director Roger N. Grundy | Management | For | For |
1.4 | Elect Director Wilson L. Kamit | Management | For | For |
1.5 | Elect Director Roger Lewis | Management | For | For |
1.6 | Elect Director Phil E. Mulacek | Management | For | For |
1.7 | Elect Director Rabbie L. Namaliu | Management | For | For |
1.8 | Elect Director Ford Nicholson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Adopt New By-Laws | Management | For | For |
KOSMOS ENERGY LTD. MEETING DATE: JUN 05, 2013 | ||||
TICKER: KOS SECURITY ID: G5315B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Kemp III | Management | For | For |
1.2 | Elect Director Brian F. Maxted | Management | For | For |
1.3 | Elect Director Richard B. Dearlove | Management | For | For |
1.4 | Elect Director David I. Foley | Management | For | For |
1.5 | Elect Director David B. Krieger | Management | For | For |
1.6 | Elect Director Joseph P. Landy | Management | For | For |
1.7 | Elect Director Prakash A. Melwani | Management | For | For |
1.8 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
1.9 | Elect Director Lars H. Thunell | Management | For | For |
1.10 | Elect Director Chris Tong | Management | For | For |
1.11 | Elect Director Christopher A. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. MEETING DATE: APR 25, 2013 | ||||
TICKER: MMP SECURITY ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter R. Arnheim | Management | For | For |
1.2 | Elect Director Patrick C. Eilers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Pierre Brondeau | Management | For | For |
1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1d | Elect Director Linda Z. Cook | Management | For | For |
1e | Elect Director Shirley Ann Jackson | Management | For | For |
1f | Elect Director Philip Lader | Management | For | For |
1g | Elect Director Michael E. J. Phelps | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: MAY 29, 2013 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Keith E. Bailey | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director Randall J. Larson | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director William H. Schumann, III | Management | For | For |
1.7 | Elect Director Mary L. Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director Steven A. Cosse | Management | For | For |
1c | Elect Director Claiborne P. Deming | Management | For | For |
1d | Elect Director Robert A. Hermes | Management | For | For |
1e | Elect Director James V. Kelley | Management | For | For |
1f | Elect Director Walentin Mirosh | Management | For | For |
1g | Elect Director R. Madison Murphy | Management | For | For |
1h | Elect Director J.W. Nolan | Management | For | For |
1i | Elect Director Neal E. Schmale | Management | For | For |
1j | Elect Director David J.H. Smith | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Ben A. Guill | Management | For | For |
1D | Elect Director David D. Harrison | Management | For | For |
1E | Elect Director Roger L. Jarvis | Management | For | For |
1F | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Cawley | Management | For | For |
1b | Elect Director Gordon T. Hall | Management | For | For |
1c | Elect Director Ashley Almanza | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
NORTHERN OFFSHORE LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening of the Meeting | Management | None | None |
2 | Confirmation of Notice and Quorum | Management | None | None |
3 | Election of Chairman | Management | None | None |
4 | Presentation of President's Report | Management | None | None |
5 | Receive Financial Statements and Statutory Reports | Management | None | None |
6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
7a | Elect Scott O'Keefe as Director | Management | For | Did Not Vote |
7b | Elect James La Chance as Director | Management | For | Did Not Vote |
7c | Elect Cecilie Fredriksen as Director | Management | For | Did Not Vote |
7d | Elect Mark Rosenberg as Director | Management | For | Did Not Vote |
7e | Elect Harald Thorstein as Director | Management | For | Did Not Vote |
8 | Approve Stock Option Plan | Management | For | Did Not Vote |
9a | Approve Director's Remuneration Plan | Management | For | Did Not Vote |
9b | Approve Grant of Shares under Directors' Compensation Plan | Management | For | Did Not Vote |
NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Reger | Management | For | For |
1.2 | Elect Director Robert Grabb | Management | For | For |
1.3 | Elect Director Delos Cy Jamison | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley | Management | For | For |
1.6 | Elect Director Loren O'Toole | Management | For | For |
1.7 | Elect Director Richard Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OASIS PETROLEUM INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: OAS SECURITY ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael McShane | Management | For | For |
1.2 | Elect Director Thomas B. Nusz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
OCEAN RIG UDW INC MEETING DATE: OCT 01, 2012 | ||||
TICKER: ORIG SECURITY ID: Y64354205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Gregos as Director | Management | For | Withhold |
1.2 | Elect Prokopios Tsirigakis as Director | Management | For | Withhold |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PAINTED PONY PETROLEUM LTD. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PPY SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Kevin D. Angus | Management | For | For |
2.5 | Elect Director Kelly I. Drader | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
2.7 | Elect Director Nereus L. Joubert | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Advance Notice Policy | Management | For | For |
PBF ENERGY INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: PBF SECURITY ID: 69318G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. O'Malley | Management | For | For |
1.2 | Elect Director Spencer Abraham | Management | For | For |
1.3 | Elect Director Jefferson F. Allen | Management | For | For |
1.4 | Elect Director Martin J. Brand | Management | For | For |
1.5 | Elect Director Timothy H. Day | Management | For | For |
1.6 | Elect Director David I. Foley | Management | For | For |
1.7 | Elect Director Dennis M. Houston | Management | For | For |
1.8 | Elect Director Edward F. Kosnik | Management | For | For |
1.9 | Elect Director Neil A. Wizel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PDC ENERGY, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: PDCE SECURITY ID: 69327R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Mazza | Management | For | For |
1.2 | Elect Director James M. Trimble | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PEABODY ENERGY CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director John F. Turner | Management | For | For |
1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 23, 2013 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.3 | Elect Director Frank A. Risch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
ROSETTA RESOURCES INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: ROSE SECURITY ID: 777779307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Beckler | Management | For | For |
1.2 | Elect Director James E. Craddock | Management | For | For |
1.3 | Elect Director Matthew D. Fitzgerald | Management | For | For |
1.4 | Elect Director Philip L. Frederickson | Management | For | For |
1.5 | Elect Director D. Henry Houston | Management | For | For |
1.6 | Elect Director Carin S. Knickel | Management | For | For |
1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROWAN COMPANIES PLC MEETING DATE: JUL 25, 2012 | ||||
TICKER: RDC SECURITY ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Thomas R. Hix as Director | Management | For | For |
2 | Re-elect Suzanne P. Nimocks as Director | Management | For | For |
3 | Re-elect P. Dexter Peacock as Director | Management | For | For |
4 | Appoint Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
5 | Appoint Deloitte & Touche UK LLP as U.K. Auditors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SUNCOKE ENERGY, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: SXC SECURITY ID: 86722A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Hamilton | Management | For | For |
1.2 | Elect Director Karen B. Peetz | Management | For | For |
1.3 | Elect Director John W. Rowe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: APR 30, 2013 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.7 | Elect Director Peter D. Kinnear | Management | For | For |
1.8 | Elect Director Michael M. McShane | Management | For | For |
1.9 | Elect Director W. Matt Ralls | Management | For | For |
1.10 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Stock Ownership Limitations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TAG OIL LTD. MEETING DATE: DEC 06, 2012 | ||||
TICKER: TAO SECURITY ID: 87377N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garth Johnson | Management | For | For |
1.2 | Elect Director Alex Guidi | Management | For | For |
1.3 | Elect Director Keith Hill | Management | For | For |
1.4 | Elect Director Ronald Bertuzzi | Management | For | For |
1.5 | Elect Director Ken Vidalin | Management | For | For |
2 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TAG OIL LTD. MEETING DATE: DEC 06, 2012 | ||||
TICKER: TAO SECURITY ID: ADPV16759 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garth Johnson | Management | For | For |
1.2 | Elect Director Alex Guidi | Management | For | For |
1.3 | Elect Director Keith Hill | Management | For | For |
1.4 | Elect Director Ronald Bertuzzi | Management | For | For |
1.5 | Elect Director Ken Vidalin | Management | For | For |
2 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TESORO CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
1.7 | Elect Director J.W. Nokes | Management | For | For |
1.8 | Elect Director Susan Tomasky | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
1.10 | Elect Director Patrick Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TOT SECURITY ID: 89154B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Fletcher | Management | For | For |
2 | Elect Director Daniel K. Halyk | Management | For | For |
3 | Elect Director Randy S. Kwasnicia | Management | For | For |
4 | Elect Director Bruce L. Pachkowski | Management | For | For |
5 | Elect Director Gregory Melchin | Management | For | For |
6 | Elect Director Andrew B. Wiswell | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Amend Stock Option Plan | Management | For | For |
UNIT CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Morgan | Management | For | For |
1.2 | Elect Director John H. Williams | Management | For | For |
1.3 | Elect Director Larry D. Pinkston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
VANTAGE DRILLING COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul A. Bragg as Director | Management | For | For |
1.2 | Elect Steven Bradshaw as Director | Management | For | For |
1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
1.4 | Elect Robert F. Grantham as Director | Management | For | For |
1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
1.7 | Elect Duke R. Ligon as Director | Management | For | For |
1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
1.9 | Elect Steinar Thomassen as Director | Management | For | For |
2 | Increase Authorized Common Stock to 500 Million Ordinary Shares | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VANTAGE DRILLING COMPANY MEETING DATE: MAR 18, 2013 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul A. Bragg as Director | Management | For | For |
1.2 | Elect Steven Bradshaw as Director | Management | For | For |
1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
1.4 | Elect Robert F. Grantham as Director | Management | For | For |
1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
1.7 | Elect Duke R. Ligon as Director | Management | For | For |
1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
1.9 | Elect Steinar Thomassen as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Material Terms of Executive Officer Performance Goals | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEATHERFORD INTERNATIONAL LTD. MEETING DATE: JUN 20, 2013 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3a | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
3b | Reelect Nicholas F. Brady as Director | Management | For | For |
3c | Reelect David J. Butters as Director | Management | For | Against |
3d | Reelect John D. Gass as Director | Management | For | For |
3e | Reelect Francis S. Kalman as Director | Management | For | For |
3f | Reelect William E. Macaulay as Director | Management | For | For |
3g | Reelect Robert K. Moses, Jr. as Director | Management | For | Against |
3h | Reelect Guillermo Ortiz as Director | Management | For | Against |
3i | Reelect Emyr Jones Parry as Director | Management | For | For |
3j | Reelect Robert A. Rayne as Director | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2013 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Blakely | Management | For | For |
1.2 | Elect Director Albert Chao | Management | For | For |
1.3 | Elect Director Michael J. Graff | Management | For | For |
1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: FEB 06, 2013 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ACE LIMITED MEETING DATE: MAY 16, 2013 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Hernandez as Director | Management | For | For |
1.2 | Elect Peter Menikoff as Director | Management | For | For |
1.3 | Elect Robert Ripp as Director | Management | For | For |
1.4 | Elect Theodore E. Shasta as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3.1 | Approve Annual Report | Management | For | For |
3.2 | Accept Statutory Financial Statements | Management | For | For |
3.3 | Accept Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
9 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 06, 2013 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director E. Stephen Purdom | Management | For | For |
1k | Elect Director Barbara K. Rimer | Management | For | For |
1l | Elect Director Melvin T. Stith | Management | For | For |
1m | Elect Director David Gary Thompson | Management | For | For |
1n | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFP PROVIDA SA MEETING DATE: APR 30, 2013 | ||||
TICKER: PROVIDA SECURITY ID: 00709P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Present Dividends Policy | Management | None | None |
4 | Approve Remuneration of Directors | Management | For | Abstain |
5 | Approve Remuneration and Budget of Directors' Committee and its Consultants | Management | For | Abstain |
6 | Elect External Auditors | Management | For | Abstain |
7 | Designate Risk Assessment Companies | Management | For | Abstain |
8 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
9 | Present Report on Activities Carried Out and Expenses Incurred by Directors' Committee | Management | None | None |
10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
11 | Other Business (Voting) | Management | For | Against |
AFP PROVIDA SA MEETING DATE: MAY 30, 2013 | ||||
TICKER: PROVIDA SECURITY ID: 00709P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends of CLP 248.51 Per Share | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AIA GROUP LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 01299 SECURITY ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | For |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
ALERUS FINANCIAL CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: ALRS SECURITY ID: 01446U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen M. Bohn | Management | For | For |
1.2 | Elect Director Lloyd G. Case | Management | For | For |
1.3 | Elect Director Harold A. Gershman | Management | For | For |
1.4 | Elect Director A. Bart Holaday | Management | For | For |
1.5 | Elect Director James J. Karley | Management | For | For |
1.6 | Elect Director Kevin D. Lemke | Management | For | For |
1.7 | Elect Director Randy L. Newman | Management | For | For |
1.8 | Elect Director Sally J. Smith | Management | For | For |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.2 | Elect Director D. Keith Cobb | Management | For | For |
1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
1.2 | Elect Scott Hunter as Director | Management | For | For |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Retention of Disposable Profits | Management | For | For |
5 | Approve Dividends | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
AMERICAN ASSETS TRUST, INC. MEETING DATE: JUL 10, 2012 | ||||
TICKER: AAT SECURITY ID: 024013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest S. Rady | Management | For | For |
1.2 | Elect Director John W. Chamberlain | Management | For | For |
1.3 | Elect Director Larry E. Finger | Management | For | For |
1.4 | Elect Director Alan D. Gold | Management | For | For |
1.5 | Elect Director Duane A. Nelles | Management | For | For |
1.6 | Elect Director Thomas S. Olinger | Management | For | For |
1.7 | Elect Director Robert S. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN ASSETS TRUST, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: AAT SECURITY ID: 024013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest S. Rady | Management | For | For |
1.2 | Elect Director John W. Chamberlain | Management | For | For |
1.3 | Elect Director Larry E. Finger | Management | For | For |
1.4 | Elect Director Duane A. Nelles | Management | For | For |
1.5 | Elect Director Thomas S. Olinger | Management | For | For |
1.6 | Elect Director Robert S. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ACC SECURITY ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Bayless Jr. | Management | For | For |
1.2 | Elect Director R.D. Burck | Management | For | For |
1.3 | Elect Director G. Steven Dawson | Management | For | For |
1.4 | Elect Director Cydney C. Donnell | Management | For | For |
1.5 | Elect Director Edward Lowenthal | Management | For | For |
1.6 | Elect Director Oliver Luck | Management | For | For |
1.7 | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: JUN 28, 2013 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. MEETING DATE: APR 30, 2013 | ||||
TICKER: MTGE SECURITY ID: 02504A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AIG SECURITY ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Arthur C. Martinez | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AON PLC MEETING DATE: MAY 17, 2013 | ||||
TICKER: AON SECURITY ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lester B. Knight as Director | Management | For | For |
1.2 | Elect Gregory C. Case as Director | Management | For | For |
1.3 | Elect Fulvio Conti as Director | Management | For | For |
1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
1.6 | Elect J. Michael Losh as Director | Management | For | For |
1.7 | Elect Robert S. Morrison as Director | Management | For | For |
1.8 | Elect Richard B. Myers as Director | Management | For | For |
1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
1.10 | Elect Gloria Santona as Director | Management | For | For |
1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | For |
1.2 | Elect Director Terry Considine | Management | For | For |
1.3 | Elect Director Thomas L. Keltner | Management | For | For |
1.4 | Elect Director J. Landis Martin | Management | For | For |
1.5 | Elect Director Robert A. Miller | Management | For | For |
1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARCH CAPITAL GROUP LTD. MEETING DATE: MAY 09, 2013 | ||||
TICKER: ACGL SECURITY ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bunce, Jr. | Management | For | For |
1b | Elect Director Yiorgos Lillikas | Management | For | For |
1c | Elect Director Deanna M. Mulligan | Management | For | For |
2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2d | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2f | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2i | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2j | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2k | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2l | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2m | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2n | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2o | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2s | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2t | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2u | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2v | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2w | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2z | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ab | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ac | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ad | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ae | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2af | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ag | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ah | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ai | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ap | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aq | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ar | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2as | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2at | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARES CAPITAL CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank E. O'Bryan | Management | For | Proportional |
1.2 | Elect Director Antony P. Ressler | Management | For | Proportional |
1.3 | Elect Director Eric B. Siegel | Management | For | Proportional |
2 | Ratify Auditors | Management | For | Proportional |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
ASSURANT, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Elaine D. Rosen | Management | For | For |
1b | Elect Director Howard L. Carver | Management | For | For |
1c | Elect Director Juan N. Cento | Management | For | For |
1d | Elect Director Elyse Douglas | Management | For | For |
1e | Elect Director Lawrence V. Jackson | Management | For | For |
1f | Elect Director David B. Kelso | Management | For | For |
1g | Elect Director Charles J. Koch | Management | For | For |
1h | Elect Director Jean-Paul L. Montupet | Management | For | For |
1i | Elect Director Robert B. Pollock | Management | For | For |
1j | Elect Director Paul J. Reilly | Management | For | For |
1k | Elect Director Robert W. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASSURED GUARANTY LTD. MEETING DATE: MAY 08, 2013 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Neil Baron as Director | Management | For | For |
1.2 | Elect Francisco L. Borges as Director | Management | For | For |
1.3 | Elect G. Lawrence Buhl as Director | Management | For | For |
1.4 | Elect Stephen A. Cozen as Director | Management | For | For |
1.5 | Elect Dominic J. Frederico as Director | Management | For | For |
1.6 | Elect Bonnie L. Howard as Director | Management | For | For |
1.7 | Elect Patrick W. Kenny as Director | Management | For | For |
1.8 | Elect Simon W. Leathes as Director | Management | For | For |
1.9 | Elect Robin Monro-Davies as Director | Management | For | For |
1.10 | Elect Michael T. O'Kane as Director | Management | For | For |
1.11 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
1.12 | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.13 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.14 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.15 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.16 | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
1.17 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
1.18 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.19 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Ratify PwC as AG Re's Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 03, 2013 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell as Director | Management | For | For |
1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
1.4 | Elect Maurice A. Keane as Director | Management | For | For |
1.5 | Elect Henry B. Smith as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BANCO ABC BRASIL S.A. MEETING DATE: NOV 16, 2012 | ||||
TICKER: ABCB4 SECURITY ID: P0763M135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | Did Not Vote |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 14, 2013 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
7 | Approve Company's Corporate Web Site | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANCO DAYCOVAL SA MEETING DATE: APR 29, 2013 | ||||
TICKER: DAYC4 SECURITY ID: P0911X116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Interest on Capital Stock Payments | Management | For | For |
4 | Approve Interim Dividends | Management | For | For |
5 | Approve Additional Dividends | Management | For | For |
6 | Elect Directors | Management | For | For |
7 | Approve Remuneration of Company's Management | Management | For | For |
BANCO DE CHILE MEETING DATE: OCT 17, 2012 | ||||
TICKER: CHILE SECURITY ID: 059520106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Increase in Capital in the Amount of CLP 250 Billion via Share Issuance; Amend Article 5 to Reflect Changes in Capital; Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
BANCO DE CHILE MEETING DATE: MAR 21, 2013 | ||||
TICKER: CHILE SECURITY ID: 059520106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends of CLP 3.42 Per Share | Management | For | For |
3 | Elect Director | Management | For | Abstain |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
6 | Elect External Auditors | Management | For | For |
7 | Present Directors and Audit Committee Report | Management | None | None |
8 | Accept Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
9 | Transact Other Business (Non-Voting) | Management | None | None |
1 | Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2012; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
BANCO MACRO SA MEETING DATE: APR 11, 2013 | ||||
TICKER: BMA SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
4 | Allocate Non-Assigned Income of Fiscal Year 2012 | Management | For | For |
5 | Approve Remuneration of Directors for Fiscal Year 2012 | Management | For | Abstain |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2012 | Management | For | Abstain |
7 | Approve Remuneration of External Auditors for Fiscal Year 2012 | Management | For | For |
8 | Elect Five Directors for a Three-Year Term | Management | For | Abstain |
9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Abstain |
10 | Elect External Auditors for Fiscal Year 2013 | Management | For | For |
11 | Approve Budget of Audit Committee | Management | For | Abstain |
12 | Extend Authorization Granted to Board to Set Terms of Debenture Issuance | Management | For | For |
BANCO MACRO SA MEETING DATE: JUN 10, 2013 | ||||
TICKER: BMA SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Approve Merger Agreement between Banco Macro SA and Banco Privado de Inversiones SA of March 7, 2013 | Management | For | For |
3 | Approve Share Exchange Ratio | Management | For | For |
4 | Approve Issuance of Shares of 77,860 Class B Shares | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
BANCO PINE S.A MEETING DATE: APR 30, 2013 | ||||
TICKER: PINE4 SECURITY ID: P14995115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Dividend Payments | Management | For | For |
4 | Elect Directors and Their Approve Remuneration | Management | For | Abstain |
5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
BANCO SANTANDER BRASIL SA MEETING DATE: OCT 31, 2012 | ||||
TICKER: SANB11 SECURITY ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | For |
2 | Approve Long-Term Incentive Plan | Management | For | For |
BANCO SANTANDER BRASIL SA MEETING DATE: FEB 15, 2013 | ||||
TICKER: SANB11 SECURITY ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deferred Bonus Plan | Management | For | For |
BANCO SANTANDER BRASIL SA MEETING DATE: APR 29, 2013 | ||||
TICKER: SANB11 SECURITY ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
1 | Alter Dividend Payment Date | Management | For | For |
2 | Approve Long Term Incentive Plans | Management | For | For |
BANCO SANTANDER BRASIL SA MEETING DATE: JUN 03, 2013 | ||||
TICKER: SANB11 SECURITY ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marcial Angel Portela Alvarez as Chairman of the Board | Management | For | For |
2 | Elect Celso Clemente Giacometti as Vice-Chairman of the Board | Management | For | For |
3 | Elect Jesus Maria Zabalza Lotina as Director | Management | For | For |
4 | Ratify Board Composition | Management | For | For |
5 | Approved Deferred Bonus Plan | Management | For | For |
BANCO SANTANDER CHILE MEETING DATE: APR 29, 2013 | ||||
TICKER: BSANTANDER SECURITY ID: 05965X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends of CLP 1.24 Per Share | Management | For | For |
3 | Elect External Auditors | Management | For | Abstain |
4 | Designate Risk Assessment Companies | Management | For | Abstain |
5 | Elect Juan Pedro Santa Maria as Alternate Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | Abstain |
7 | Approve Remuneration and Budget of Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report | Management | For | Abstain |
8 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
9 | Other Business (Voting) | Management | None | None |
BANCO SANTANDER S.A. MEETING DATE: MAR 21, 2013 | ||||
TICKER: SAN SECURITY ID: 05964H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Reelect Guillermo de la Dehesa Romero as Director | Management | For | Against |
3.B | Reelect Abel Matutes Juan as Director | Management | For | For |
3.C | Reelect Angel Jado Becerro de Bengoa as Director | Management | For | For |
3.D | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
3.E | Reelect Isabel Tocino Biscarolasaga as Director | Management | For | Against |
3.F | Reelect Fernando de Asua Alvarez as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Approve Company's Corporate Website | Management | For | For |
6 | Approve Acquisition of Banco Espanol de Credito SA | Management | For | For |
7 | Approve Merger by Absorption of Banif Sa | Management | For | For |
8.A | Amend Article 58 Re: Board Remuneration | Management | For | For |
8.B | Amend Article 61 Re: Company's Corporate Website | Management | For | For |
9 | Approve Capital Raising | Management | For | For |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
11.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Deferred Share Bonus Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANCORP OF NEW JERSEY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: BKJ SECURITY ID: 059915108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Daily | Management | For | For |
1.2 | Elect Director Michael Lesler | Management | For | For |
1.3 | Elect Director Anthony M. LoConte | Management | For | For |
1.4 | Elect Director Carmelo Luppino, Jr. | Management | For | For |
1.5 | Elect Director Rosario Luppino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BANCORPSOUTH, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BXS SECURITY ID: 059692103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gus J. Blass, III | Management | For | For |
1.2 | Elect Director Grace Clark | Management | For | For |
1.3 | Elect Director Larry G. Kirk | Management | For | For |
1.4 | Elect Director Guy W. Mitchell, III | Management | For | For |
1.5 | Elect Director Aubrey B. Patterson | Management | For | For |
1.6 | Elect Director James D. Rollins, III | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
BANCTRUST FINANCIAL GROUP, INC. MEETING DATE: SEP 26, 2012 | ||||
TICKER: BTFG SECURITY ID: 05978R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
BANGKOK BANK PUBLIC CO. LTD MEETING DATE: APR 12, 2013 | ||||
TICKER: BBL SECURITY ID: Y0606R119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Acknowledge Operating Results | Management | None | None |
3 | Acknowledge Audit Committee Report | Management | None | None |
4 | Accept Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividend of THB 6.50 Per Share | Management | For | For |
6.1 | Elect Chatri Sophonpanich as Director | Management | For | Against |
6.2 | Elect Kovit Poshyananda as Director | Management | For | Against |
6.3 | Elect Piti Sithi-Amnuai as Director | Management | For | Against |
6.4 | Elect Gasinee Witoonchart as Director | Management | For | For |
6.5 | Elect Phornthep Phornprapha as Director | Management | For | Against |
6.6 | Elect Chansak Fuangfu as Director | Management | For | Against |
7 | Acknowledge Remuneration of Directors | Management | None | None |
8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Bonds | Management | For | For |
10 | Other Business | Management | For | Against |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BANK OF BARODA LTD. MEETING DATE: MAR 11, 2013 | ||||
TICKER: 532134 SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to the Government of India, Promoter | Management | For | For |
BANK OF THE OZARKS, INC. MEETING DATE: APR 15, 2013 | ||||
TICKER: OZRK SECURITY ID: 063904106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Gleason | Management | For | For |
1.2 | Elect Director Jean Arehart | Management | For | For |
1.3 | Elect Director Nicholas Brown | Management | For | For |
1.4 | Elect Director Richard Cisne | Management | For | For |
1.5 | Elect Director Robert East | Management | For | For |
1.6 | Elect Director Linda Gleason | Management | For | For |
1.7 | Elect Director Peter Kenny | Management | For | For |
1.8 | Elect Director Henry Mariani | Management | For | For |
1.9 | Elect Director Robert Proost | Management | For | For |
1.10 | Elect Director R.L. Qualls | Management | For | For |
1.11 | Elect Director John Reynolds | Management | For | For |
1.12 | Elect Director Dan Thomas | Management | For | For |
1.13 | Elect Director Sherece West-Scantlebury | Management | For | For |
2 | Amend Restricted Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANK OF THE PHILIPPINE ISLANDS MEETING DATE: APR 18, 2013 | ||||
TICKER: BPI SECURITY ID: Y0967S169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | Approve the Minutes of the Annual Meeting of Stockholders Held on April 19, 2012 | Management | For | For |
5 | Approve the Financial Statements as of Dec. 31, 2012 | Management | For | For |
6 | Ratify the Acts of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers | Management | For | For |
7.1 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
7.2 | Elect Aurelio R. Montinola III as a Director | Management | For | For |
7.3 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
7.4 | Elect Romeo L. Bernardo as a Director | Management | For | For |
7.5 | Elect Chng Sok Hui as a Director | Management | For | For |
7.6 | Elect Cezar P. Consing as a Director | Management | For | For |
7.7 | Elect Octavio V. Espiritu as a Director | Management | For | For |
7.8 | Elect Rebecca G. Fernando as a Director | Management | For | For |
7.9 | Elect Solomon M. Hermosura as a Director | Management | For | For |
7.10 | Elect Khoo Teng Cheong as a Director | Management | For | For |
7.11 | Elect Xavier P. Loinaz as a Director | Management | For | For |
7.12 | Elect Mercedita S. Nolledo as a Director | Management | For | For |
7.13 | Elect Artemio V. Panganiban as a Director | Management | For | For |
7.14 | Elect Antonio Jose U. Periquet as a Director | Management | For | For |
7.15 | Elect Oscar S. Reyes as a Director | Management | For | For |
8 | Approve Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
BANKUNITED, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: BKU SECURITY ID: 06652K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bohlsen | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Sue M. Cobb | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director Michael J. Dowling | Management | For | For |
1.6 | Elect Director John A. Kanas | Management | For | For |
1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director P. Olivier Sarkozy | Management | For | For |
1.10 | Elect Director Lance N. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir David Walker as Director | Management | For | For |
4 | Elect Tim Breedon as Director | Management | For | For |
5 | Elect Antony Jenkins as Director | Management | For | For |
6 | Elect Diane de Saint Victor as Director | Management | For | For |
7 | Re-elect David Booth as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Simon Fraser as Director | Management | For | For |
10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend Programme | Management | For | For |
25 | Amend Articles of Association | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director James A. Faulkner | Management | For | For |
1.7 | Elect Director I. Patricia Henry | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Eric C. Kendrick | Management | For | For |
1.10 | Elect Director Kelly S. King | Management | For | For |
1.11 | Elect Director Louis B. Lynn | Management | For | For |
1.12 | Elect Director Edward C. Milligan | Management | For | For |
1.13 | Elect Director Charles A. Patton | Management | For | For |
1.14 | Elect Director Nido R. Qubein | Management | For | For |
1.15 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Edwin H. Welch | Management | For | For |
1.19 | Elect Director Stephen T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BBVA BANCO FRANCES S.A. MEETING DATE: APR 09, 2013 | ||||
TICKER: FRAN SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, and Statutory Reports for Fiscal Year 2012 | Management | For | For |
3 | Approve Discharge of Directors, General Manager and Internal Statutory Auditors Committee | Management | For | For |
4 | Approve Allocation of Income and Dividends for Fiscal Year 2012 | Management | For | For |
5 | Approve Remuneration of Directors for Fiscal Year 2012 | Management | For | Abstain |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2012 | Management | For | Abstain |
7 | Fix Number of and Elect Directors for a Three-Year Term | Management | For | Abstain |
8 | Elect Three Members of Internal Statutory Auditors Committee and their Alternates | Management | For | Abstain |
9 | Approve Remuneration of Auditors for Fiscal Year 2012 | Management | For | For |
10 | Elect External Auditors | Management | For | For |
11 | Approve Budget of Audit Committee | Management | For | For |
12 | Authorize Extension of Global Program to a Five-Year Period for Issuance of up a Maximum of $ 750 Million; Renew Board Authority Accordingly | Management | For | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BIG YELLOW GROUP PLC MEETING DATE: JUL 10, 2012 | ||||
TICKER: BYG SECURITY ID: G1093E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Philip Burks as Director | Management | For | Against |
5 | Re-elect Tim Clark as Director | Management | For | Against |
6 | Re-elect James Gibson as Director | Management | For | Against |
7 | Re-elect Steve Johnson as Director | Management | For | Against |
8 | Re-elect Adrian Lee as Director | Management | For | Against |
9 | Re-elect Mark Richardson as Director | Management | For | Against |
10 | Re-elect John Trotman as Director | Management | For | Against |
11 | Re-elect Nicholas Vetch as Director | Management | For | Against |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Amend Long Term Bonus Performance Plan | Management | For | For |
15 | Authorise the Company to Make Loans to the Executive Directors in Connection with the Long Term Bonus Performance Plan | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BIOMED REALTY TRUST, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: BMR SECURITY ID: 09063H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan D. Gold | Management | For | For |
1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
1.3 | Elect Director Barbara R. Cambon | Management | For | For |
1.4 | Elect Director Edward A. Dennis | Management | For | For |
1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
1.6 | Elect Director Gary A. Kreitzer | Management | For | For |
1.7 | Elect Director Theodore D. Roth | Management | For | For |
1.8 | Elect Director M. Faye Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BM&FBOVESPA S.A. MEETING DATE: APR 15, 2013 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
BM&FBOVESPA S.A. MEETING DATE: APR 15, 2013 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | Against |
BNP PARIBAS SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
1.2 | Elect Director Clayton G. Deutsch | Management | For | For |
1.3 | Elect Director Allen L. Sinai | Management | For | For |
1.4 | Elect Director Stephen M. Waters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird Budinger | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
1.4 | Elect Director Joel I. Klein | Management | For | For |
1.5 | Elect Director Douglas T. Linde | Management | For | For |
1.6 | Elect Director Matthew J. Lustig | Management | For | For |
1.7 | Elect Director Alan J. Patricof | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 30, 2013 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves Without Issuance of Shares | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Amend Article 19 | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: NOV 01, 2012 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 39.99 Percent of Itax Consultoria e Corretora de Seguros de Vida Ltda | Management | For | For |
2 | Approve Acquisition of 39.99 Percent of SBX Corretora de Seguros de Vida Ltda | Management | For | For |
3 | Approve Acquisition of Pada Holding Ltda and the Issuance of 159,628 New Shares and 12 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: DEC 14, 2012 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.99 Percent of Indico Consultoria de Beneficios e Corretagem de Seguros Ltda | Management | For | For |
2 | Approve Acquisition of 49.98 Percent of Viva Bem Gestao de Saude Ltda | Management | For | For |
3 | Approve Acquisition of Larah Participacoes e Empreendimentos Ltda and the Issuance of 580,889 New Shares and 16 Subscription Warrants in Connection with Acquisition | Management | For | For |
4 | Ratify Minutes of June 6, 2012, EGM | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: FEB 20, 2013 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 39.96 percent of Carraro Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of SMM Holding e Empreendimentos Ltda and Issuance of 233,056 New Shares and 12 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: APR 29, 2013 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.1 | Elect Bruno Padilha de Lima Costa as Director | Management | For | Against |
3.2 | Elect Marcelo Andrade Casado as Director | Management | For | Against |
3.3 | Elect Fabio Franchini as Director | Management | For | Against |
3.4 | Elect Luiz Carlos Almeida Braga Nabuco de Abreu as Independent Director | Management | For | For |
3.5 | Elect Armando Zara Pompeu as Independent Director | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
BRE PROPERTIES, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BRE SECURITY ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Christopher J. McGurk | Management | For | For |
1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Dennis E. Singleton | Management | For | For |
1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BRIDGE CAPITAL HOLDINGS MEETING DATE: MAY 15, 2013 | ||||
TICKER: BBNK SECURITY ID: 108030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
1.2 | Elect Director Howard N. Gould | Management | For | For |
1.3 | Elect Director Francis J. Harvey | Management | For | For |
1.4 | Elect Director Allan C. Kramer | Management | For | For |
1.5 | Elect Director Robert P. Latta | Management | For | For |
1.6 | Elect Director Daniel P. Myers | Management | For | For |
1.7 | Elect Director Christopher B. Paisley | Management | For | For |
1.8 | Elect Director Thomas M. Quigg | Management | For | For |
1.9 | Elect Director Thomas A. Sa | Management | For | For |
1.10 | Elect Director Terry Schwakopf | Management | For | For |
1.11 | Elect Director Barry A. Turkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROOKLINE BANCORP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: BRKL SECURITY ID: 11373M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Chapin | Management | For | For |
1.2 | Elect Director John A. Hackett | Management | For | For |
1.3 | Elect Director John L. Hall, II | Management | For | For |
1.4 | Elect Director Rosamond B. Vaule | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BS FINANCIAL GROUP INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 138930 SECURITY ID: Y0997Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Lim Young-Rok as Inside Director | Management | For | For |
3.2 | Elect Sung Se-Hwan as Non-Independent Non-Executive Director | Management | For | For |
3.3 | Reelect Kim Sung-Ho as Outside Director | Management | For | For |
3.4 | Reelect Kim Woo-Suk as Outside Director | Management | For | For |
3.5 | Reelect Lee Jong-Su as Outside Director | Management | For | For |
3.6 | Elect Park Maeng-Un as Outside Director | Management | For | For |
4.1 | Reelect Kim Sung-Ho as Member of Audit Committee | Management | For | For |
4.2 | Reelect Kim Woo-Suk as Member of Audit Committee | Management | For | For |
4.3 | Reelect Park Maeng-Eon as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
BTG PACTUAL GROUP MEETING DATE: APR 30, 2013 | ||||
TICKER: BBTG11 SECURITY ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 5 and 24 | Management | For | For |
BTG PACTUAL GROUP MEETING DATE: APR 30, 2013 | ||||
TICKER: BBTG11 SECURITY ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
BUKIT SEMBAWANG ESTATES LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: B61 SECURITY ID: Y1008L122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend of SGD 0.04 Per Share and Special Dividend of SGD 0.14 Per Share | Management | For | For |
3a | Reelect Guok Chin Huat Samuel as Director | Management | For | Against |
3b | Reelect Lee Chien Shih as Director | Management | For | Against |
3c | Reelect Tan Swee Siong as Director | Management | For | For |
4 | Reelect Teo Kim Yam as Director | Management | For | Against |
5 | Approve Directors' Fees of SGD 474,000 for the Financial Year Ended March 31, 2012 | Management | For | For |
6 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
CAIXABANK SA MEETING DATE: APR 25, 2013 | ||||
TICKER: CABK SECURITY ID: E2427M123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4.1 | Ratify Co-option of and Elect Caja Navarra as Director | Management | For | For |
4.2 | Ratify Co-option of and Elect Cajasol as Director | Management | For | For |
5 | Amend Article 34 | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 3 Billion | Management | For | For |
10 | Authorize Issuance of Non-Convertible Debt and Fixed-Income Securities up to EUR 66 Billion | Management | For | For |
11 | Renew Appointment of Deloitte as Auditor | Management | For | For |
12 | Approve 2013 Variable Remuneration Scheme | Management | For | For |
13 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
16 | Receive Audited Balance Sheets | Management | None | None |
17 | Receive Report on Bond Issuance | Management | None | None |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMPUS CREST COMMUNITIES, INC. MEETING DATE: APR 22, 2013 | ||||
TICKER: CCG SECURITY ID: 13466Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Rollins | Management | For | For |
1.2 | Elect Director Michael S. Hartnett | Management | For | For |
1.3 | Elect Director Richard S. Kahlbaugh | Management | For | For |
1.4 | Elect Director Denis McGlynn | Management | For | For |
1.5 | Elect Director William G. Popeo | Management | For | For |
1.6 | Elect Director Daniel L. Simmons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CANADIAN WESTERN BANK MEETING DATE: MAR 07, 2013 | ||||
TICKER: CWB SECURITY ID: 13677F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director Albrecht W.A. Bellstedt | Management | For | For |
2.2 | Elect Director Andrew J. Bibby | Management | For | For |
2.3 | Elect Director Christopher H. Fowler | Management | For | For |
2.4 | Elect Director Linda M.O. Hohol | Management | For | For |
2.5 | Elect Director Allan W. Jackson | Management | For | For |
2.6 | Elect Director Wendy A. Leaney | Management | For | For |
2.7 | Elect Director Robert A. Manning | Management | For | For |
2.8 | Elect Director Howard E. Pechet | Management | For | For |
2.9 | Elect Director Robert L. Phillips | Management | For | For |
2.10 | Elect Director Raymond J. Protti | Management | For | For |
2.11 | Elect Director Ian M. Reid | Management | For | For |
2.12 | Elect Director H. Sanford Riley | Management | For | For |
2.13 | Elect Director Alan M. Rowe | Management | For | For |
2.14 | Elect Director Arnold J. Shell | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Increase Authorized Preferred Stock | Management | For | Against |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAPE BANCORP, INC. MEETING DATE: APR 22, 2013 | ||||
TICKER: CBNJ SECURITY ID: 139209100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Glaser | Management | For | For |
1.2 | Elect Director David C. Ingersoll, Jr. | Management | For | For |
1.3 | Elect Director Thomas K. Ritter | Management | For | For |
1.4 | Elect Director Althea L.A. Skeels | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CASCADE BANCORP MEETING DATE: MAY 14, 2013 | ||||
TICKER: CACB SECURITY ID: 147154207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerol E. Andres | Management | For | For |
1.2 | Elect Director Chris C. Casciato | Management | For | For |
1.3 | Elect Director Michael J. Connolly | Management | For | For |
1.4 | Elect Director Henry H. Hewitt | Management | For | For |
1.5 | Elect Director J. LaMont Keen | Management | For | For |
1.6 | Elect Director James B. Lockhart, III | Management | For | For |
1.7 | Elect Director Patricia L. Moss | Management | For | For |
1.8 | Elect Director Ryan R. Patrick | Management | For | For |
1.9 | Elect Director Thomas M. Wells | Management | For | For |
1.10 | Elect Director Terry E. Zink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CASTELLUM AB MEETING DATE: MAR 21, 2013 | ||||
TICKER: CAST SECURITY ID: W2084X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6a | Receive Financial Statements and Statutory Reports | Management | None | None |
6b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 3.95 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 525,000 for Chairman, and SEK 250,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
13 | Reelect Charlotte Stromberg (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, Johan Skoglund, and Jan-Ake Jonsson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
CBOE HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Duane R. Kullberg | Management | For | For |
1.8 | Elect Director R. Eden Martin | Management | For | For |
1.9 | Elect Director Roderick A. Palmore | Management | For | For |
1.10 | Elect Director Susan M. Phillips | Management | For | For |
1.11 | Elect Director Douglas H. Shulman | Management | For | For |
1.12 | Elect Director Samuel K. Skinner | Management | For | For |
1.13 | Elect Director Carole E. Stone | Management | For | For |
1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
1.15 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CBRE GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Jane J. Su | Management | For | For |
1.8 | Elect Director Robert E. Sulentic | Management | For | For |
1.9 | Elect Director Laura D. Tyson | Management | For | For |
1.10 | Elect Director Gary L. Wilson | Management | For | For |
1.11 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CETIP S.A. - MERCADOS ORGANIZADOS MEETING DATE: SEP 13, 2012 | ||||
TICKER: CTIP3 SECURITY ID: P23840104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Stock Option Plan; Replace Existing Plans | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | For |
CHALLENGER LTD MEETING DATE: NOV 26, 2012 | ||||
TICKER: CGF SECURITY ID: Q22685103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Graham Cubbin as a Director | Management | For | For |
3 | Elect Russell Hooper as a Director | Management | For | For |
4 | Elect Steven Gregg as a Director | Management | For | For |
5 | Elect JoAnne Stephenson as a Director | Management | For | For |
6 | Approve the Adoption of the Remuneration Report | Management | For | For |
CHEVIOT FINANCIAL CORP. MEETING DATE: APR 23, 2013 | ||||
TICKER: CHEV SECURITY ID: 16677X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Kleemeier | Management | For | For |
1.2 | Elect Director James E. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: OCT 18, 2012 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhu Xiaohuang as Executive Director | Management | For | For |
2 | Elect Zhang Xiaowei as Non-Executive Director | Management | For | For |
3 | Elect Gonzalo Torano Vallina as Non-Executive Director | Management | For | For |
4 | Amend Articles of Association of the Bank | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: MAY 28, 2013 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report for the Year 2012 | Management | For | For |
4 | Approve Financial Report for the Year 2012 | Management | For | For |
5 | Approve Financial Budget Plan for the Year 2013 | Management | For | For |
6 | Approve Profit Distribution Plan for the Year 2012 | Management | For | For |
7 | Approve Resolution on Engagement of Accounting Firms and Their Service Fees | Management | For | For |
8 | Approve Estimate Amount of Credit Extension to Related Parties in 2013 | Management | For | For |
9 | Approve Special Report on Related Party Transactions | Management | For | For |
10 | Elect Chang Zhenming as Director | Shareholder | For | For |
CIELO SA MEETING DATE: APR 26, 2013 | ||||
TICKER: CIEL3 SECURITY ID: P2859E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management and Elect Fiscal Council Members | Management | For | Against |
CIELO SA MEETING DATE: APR 26, 2013 | ||||
TICKER: CIEL3 SECURITY ID: P2859E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CITIZENS & NORTHERN CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: CZNC SECURITY ID: 172922106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Bruce Haner | Management | For | For |
1.2 | Elect Director Susan E. Hartley | Management | For | For |
1.3 | Elect Director Leo F. Lambert | Management | For | For |
1.4 | Elect Director Leonard Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITIZENS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: CIA SECURITY ID: 174740100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Dean Gage | Management | For | For |
1.2 | Elect Director Steven F. Shelton | Management | For | For |
1.3 | Elect Director Timothy T. Timmerman | Management | For | For |
1.4 | Elect Director Robert B. Sloan, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CITY HOLDING COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: CHCO SECURITY ID: 177835105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Fairchilds | Management | For | For |
1.2 | Elect Director William H. File, III | Management | For | For |
1.3 | Elect Director Tracy W. Hylton, II | Management | For | For |
1.4 | Elect Director C. Dallas Kayser | Management | For | For |
1.5 | Elect Director Sharon H. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CITY NATIONAL CORPORATION MEETING DATE: APR 17, 2013 | ||||
TICKER: CYN SECURITY ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Coleman | Management | For | For |
1.2 | Elect Director Bruce Rosenblum | Management | For | For |
1.3 | Elect Director Peter M. Thomas | Management | For | For |
1.4 | Elect Director Christopher J. Warmuth | Management | For | For |
1.5 | Elect Director Russell Goldsmith | Management | For | For |
1.6 | Elect Director Ronald L. Olson | Management | For | For |
1.7 | Elect Director Robert H. Tuttle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom, II | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
CNA FINANCIAL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | For |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | For |
1.6 | Elect Director Andrew H. Tisch | Management | For | For |
1.7 | Elect Director James S. Tisch | Management | For | For |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CNB FINANCIAL CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: CCNE SECURITY ID: 126128107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Greslick, Jr. | Management | For | For |
1.2 | Elect Director Dennis L. Merrey | Management | For | For |
1.3 | Elect Director Deborah Dick Pontzer | Management | For | For |
1.4 | Elect Director Charles H. Reams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
COBIZ FINANCIAL INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
1.9 | Elect Director Timothy J. Travis | Management | For | For |
1.10 | Elect Director Mary Beth Vitale | Management | For | For |
1.11 | Elect Director Mary M. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COHEN & STEERS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: CNS SECURITY ID: 19247A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin Cohen | Management | For | For |
1b | Elect Director Robert H. Steers | Management | For | For |
1c | Elect Director Peter L. Rhein | Management | For | For |
1d | Elect Director Richard P. Simon | Management | For | For |
1e | Elect Director Edmond D. Villani | Management | For | For |
1f | Elect Director Bernard B. Winograd | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COLONIAL PROPERTIES TRUST MEETING DATE: APR 24, 2013 | ||||
TICKER: CLP SECURITY ID: 195872106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Bailey | Management | For | For |
1.2 | Elect Director Edwin M. Crawford | Management | For | For |
1.3 | Elect Director M. Miller Gorrie | Management | For | For |
1.4 | Elect Director William M. Johnson | Management | For | For |
1.5 | Elect Director James K. Lowder | Management | For | For |
1.6 | Elect Director Thomas H. Lowder | Management | For | For |
1.7 | Elect Director Herbert A. Meisler | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director Harold W. Ripps | Management | For | For |
1.10 | Elect Director John W. Spiegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 23, 2013 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1.2 | Elect Director Roger A. Cregg | Management | For | For |
1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
1.5 | Elect Director Richard G. Lindner | Management | For | For |
1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
1.7 | Elect Director Robert S. Taubman | Management | For | For |
1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
1.9 | Elect Director Nina G. Vaca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: CBSH SECURITY ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
1.3 | Elect Director Todd R. Schnuck | Management | For | For |
1.4 | Elect Director Andrew C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Stock Plan | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay H. Shidler | Management | For | For |
1b | Elect Director Clay W. Hamlin, III | Management | For | For |
1c | Elect Director Thomas F. Brady | Management | For | For |
1d | Elect Director Robert L. Denton | Management | For | For |
1e | Elect Director Elizabeth A. Hight | Management | For | For |
1f | Elect Director David M. Jacobstein | Management | For | For |
1g | Elect Director Steven D. Kesler | Management | For | For |
1h | Elect Director Richard Szafranski | Management | For | For |
1i | Elect Director Roger A. Waesche, Jr. | Management | For | For |
1j | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CREDICORP LTD. MEETING DATE: MAR 26, 2013 | ||||
TICKER: BAP SECURITY ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Annual Reports | Management | None | None |
2 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | Abstain |
4 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Present Payment of Dividends of USD of 2.60 per Share | Management | None | None |
6 | Present Allocation of Income | Management | None | None |
CREDIT AGRICOLE SA MEETING DATE: MAY 23, 2013 | ||||
TICKER: ACA SECURITY ID: F22797108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Transaction with Emporiki Re: Securities Lending | Management | For | For |
5 | Approve Transaction Re: Credit Agricole's Participation in the Share Capital Increase of Banco Espirito Santo | Management | For | For |
6 | Approve Transaction with SACAM International Re: Repurchase of Emporiki Shares | Management | For | For |
7 | Approve Transaction Re: Creation of a Special Purpose Vehicle | Management | For | For |
8 | Approve Severance Payment Agreement with Xavier Musca | Management | For | For |
9 | Reelect Jean-Marie Sander as Director | Management | For | For |
10 | Reelect Philippe Brassac as Director | Management | For | For |
11 | Reelect Veronique Flachaire as Director | Management | For | For |
12 | Reelect Christian Talgorn as Director | Management | For | For |
13 | Elect Pascale Berger as Director | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18, 20-21, and 25-26 | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
23 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
24 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
25 | Approve Employee Stock Purchase Plan | Management | For | For |
26 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CUBESMART MEETING DATE: MAY 29, 2013 | ||||
TICKER: CUBE SECURITY ID: 229663109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Dean Jernigan | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director Deborah R. Salzberg | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
1.8 | Elect Director John W. Fain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: DCT SECURITY ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas G. Wattles | Management | For | For |
1b | Elect Director Philip L. Hawkins | Management | For | For |
1c | Elect Director Marilyn A. Alexander | Management | For | For |
1d | Elect Director Thomas F. August | Management | For | For |
1e | Elect Director John S. Gates, Jr. | Management | For | For |
1f | Elect Director Raymond B. Greer | Management | For | For |
1g | Elect Director Tripp H. Hardin | Management | For | For |
1h | Elect Director John C. O'Keeffe | Management | For | For |
1i | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELTA LLOYD NV MEETING DATE: MAY 23, 2013 | ||||
TICKER: DL SECURITY ID: N25633103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3a | Approve Financial Statements and Allocation of Income | Management | For | For |
3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5a | Announce Vacancies on the Board | Management | None | None |
5b | Opportunity to Make Recommendations | Management | None | None |
5c | Announce Intention to elect Clara C. Streit to Supervisory Board | Management | None | None |
5d | Elect Clara C. Streit to Supervisory Board | Management | For | For |
5e | Announce Vacancies on the Board Arising in 2014 | Management | None | None |
6 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
7 | Amend Articles Re: Legislative Changes and Removal of Provisions Regarding Aviva | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Allow Questions and Close Meeting | Management | None | None |
DEUTSCHE BANK AG MEETING DATE: MAY 23, 2013 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
DEVELOPMENT CREDIT BANK LTD. MEETING DATE: DEC 10, 2012 | ||||
TICKER: 532772 SECURITY ID: Y2051L134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to WCP Holdings III and Tano Mauritius India FVCI II, Investors | Management | For | For |
DEVELOPMENT CREDIT BANK LTD. MEETING DATE: JUN 05, 2013 | ||||
TICKER: 532772 SECURITY ID: Y2051L134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect S. Nathani as Director | Management | For | Against |
3 | Reelect A. Manekia as Director | Management | For | For |
4 | Approve B S R & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Brach Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect I. Contractor as Director | Management | For | For |
7 | Elect K. Elavia as Director | Management | For | For |
8 | Elect C. Narasimhan as Director | Management | For | For |
9 | Elect N. Shah as Director | Management | For | For |
10 | Elect S. Sridhar as Director | Management | For | For |
11 | Elect J. Pradhan as Director | Management | For | For |
DFC GLOBAL CORP. MEETING DATE: NOV 08, 2012 | ||||
TICKER: DLLR SECURITY ID: 23324T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Jessick | Management | For | For |
1.2 | Elect Director Michael Kooper | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: MAY 08, 2013 | ||||
TICKER: DRH SECURITY ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director Bruce D. Wardinski | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOUGLAS EMMETT, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: DEI SECURITY ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Christopher H. Anderson | Management | For | For |
1.5 | Elect Director Leslie E. Bider | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUKE REALTY CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1b | Elect Director William Cavanaugh, III | Management | For | For |
1c | Elect Director Alan H. Cohen | Management | For | For |
1d | Elect Director Ngaire E. Cuneo | Management | For | For |
1e | Elect Director Charles R. Eitel | Management | For | For |
1f | Elect Director Martin C. Jischke | Management | For | For |
1g | Elect Director Dennis D. Oklak | Management | For | For |
1h | Elect Director Melanie R. Sabelhaus | Management | For | For |
1i | Elect Director Peter M. Scott, III | Management | For | For |
1j | Elect Director Jack R. Shaw | Management | For | For |
1k | Elect Director Lynn C. Thurber | Management | For | For |
1l | Elect Director Robert J. Woodward, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EAGLE BANCORP MONTANA, INC. MEETING DATE: OCT 18, 2012 | ||||
TICKER: EBMT SECURITY ID: 26942G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. McCarvel | Management | For | For |
1.2 | Elect Director James A. Maierle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
1.7 | Elect Director Charles C. Connely, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
EQUITY RESIDENTIAL MEETING DATE: JUN 13, 2013 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.3 | Elect Director Thomas E. Randlett | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Robert B. Millard | Management | For | For |
1.8 | Elect Director Anthony N. Pritzker | Management | For | For |
1.9 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | For |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director Joseph V. Taranto | Management | For | Withhold |
1.5 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
F.N.B. CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: FNB SECURITY ID: 302520101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Campbell | Management | For | For |
1.2 | Elect Director James D. Chiafullo | Management | For | For |
1.3 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
1.4 | Elect Director Laura E. Ellsworth | Management | For | For |
1.5 | Elect Director Robert B. Goldstein | Management | For | For |
1.6 | Elect Director Stephen J. Gurgovits | Management | For | For |
1.7 | Elect Director David J. Malone | Management | For | For |
1.8 | Elect Director D. Stephen Martz | Management | For | For |
1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
1.10 | Elect Director Arthur J. Rooney, II | Management | For | For |
1.11 | Elect Director John W. Rose | Management | For | For |
1.12 | Elect Director John S. Stanik | Management | For | For |
1.13 | Elect Director William J. Strimbu | Management | For | For |
1.14 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FAIR ISAAC CORPORATION MEETING DATE: FEB 12, 2013 | ||||
TICKER: FICO SECURITY ID: 303250104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. George Battle | Management | For | For |
1b | Elect Director Nicholas F. Graziano | Management | For | For |
1c | Elect Director Braden R. Kelly | Management | For | For |
1d | Elect Director James D. Kirsner | Management | For | For |
1e | Elect Director William J. Lansing | Management | For | For |
1f | Elect Director Rahul N. Merchant | Management | For | For |
1g | Elect Director David A. Rey | Management | For | For |
1h | Elect Director Duane E. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED MEETING DATE: APR 11, 2013 | ||||
TICKER: FFH SECURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director John R.V. Palmer | Management | For | For |
1.5 | Elect Director Timothy R. Price | Management | For | For |
1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.7 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: FFG SECURITY ID: 30239F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Brannen | Management | For | For |
1.2 | Elect Director Roger K. Brooks | Management | For | For |
1.3 | Elect Director Jerry L. Chicoine | Management | For | For |
1.4 | Elect Director Paul E. Larson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FEDERAL REALTY INVESTMENT TRUST MEETING DATE: MAY 01, 2013 | ||||
TICKER: FRT SECURITY ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | Withhold |
1.3 | Elect Director Kristin Gamble | Management | For | Withhold |
1.4 | Elect Director Gail P. Steinel | Management | For | Withhold |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | Withhold |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST BUSINESS FINANCIAL SERVICES, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: FBIZ SECURITY ID: 319390100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan A. Eddy | Management | For | For |
1.2 | Elect Director John M. Silseth | Management | For | For |
1.3 | Elect Director Dean W. Voeks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FIRST CASH FINANCIAL SERVICES, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: FCFS SECURITY ID: 31942D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jorge Montano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST COMMONWEALTH FINANCIAL CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: FCF SECURITY ID: 319829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Barone | Management | For | For |
1.2 | Elect DirectorJulie A. Caponi | Management | For | For |
1.3 | Elect Director Ray T. Charley | Management | For | For |
1.4 | Elect Director Gary R. Claus | Management | For | For |
1.5 | Elect Director David S. Dahlmann | Management | For | For |
1.6 | Elect Director Johnston A. Glass | Management | For | For |
1.7 | Elect Director Jon L. Gorney | Management | For | For |
1.8 | Elect Director David W. Greenfield | Management | For | For |
1.9 | Elect Director Luke A. Latimer | Management | For | For |
1.10 | Elect Director James W. Newill | Management | For | For |
1.11 | Elect Director T. Michael Price | Management | For | For |
1.12 | Elect Director Laurie Stern Singer | Management | For | For |
1.13 | Elect Director Robert J. Ventura | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FIBK SECURITY ID: 32055Y201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Crum | Management | For | For |
1.2 | Elect Director William B. Ebzery | Management | For | For |
1.3 | Elect Director John M. Heyneman, Jr. | Management | For | For |
1.4 | Elect Director Jonathan R. Scott | Management | For | For |
1.5 | Elect Director Theodore H. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
FIRST MIDWEST BANCORP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: FMBI SECURITY ID: 320867104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Gaffney | Management | For | For |
1b | Elect Director Patrick J. McDonnell | Management | For | For |
1c | Elect Director Michael L. Scudder | Management | For | For |
1d | Elect Director John L. Sterling | Management | For | For |
1e | Elect Director J. Stephen Vanderwoude | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
FIRST POTOMAC REALTY TRUST MEETING DATE: MAY 22, 2013 | ||||
TICKER: FPO SECURITY ID: 33610F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Arnold | Management | For | For |
1.2 | Elect Director Richard B. Chess | Management | For | For |
1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
1.5 | Elect Director R. Michael McCullough | Management | For | For |
1.6 | Elect Director Alan G. Merten | Management | For | For |
1.7 | Elect Director Terry L. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST REPUBLIC BANK MEETING DATE: MAY 14, 2013 | ||||
TICKER: FRC SECURITY ID: 33616C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director Katherine August-deWilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
1.4 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | Withhold |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Reynold Levy | Management | For | For |
1.10 | Elect Director Jody S. Lindell | Management | For | For |
1.11 | Elect Director George G.C. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRSTMERIT CORPORATION MEETING DATE: APR 05, 2013 | ||||
TICKER: FMER SECURITY ID: 337915102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5.1 | Elect Director Steven H. Baer | Management | For | For |
5.2 | Elect Director Karen S. Belden | Management | For | For |
5.3 | Elect Director R. Cary Blair | Management | For | For |
5.4 | Elect Director John C. Blickle | Management | For | For |
5.5 | Elect Director Robert W. Briggs | Management | For | For |
5.6 | Elect Director Richard Colella | Management | For | For |
5.7 | Elect Director Gina D. France | Management | For | For |
5.8 | Elect Director Paul G. Greig | Management | For | For |
5.9 | Elect Director Terry L. Haines | Management | For | For |
5.10 | Elect Director J. Michael Hochschwender | Management | For | For |
5.11 | Elect Director Clifford J. Isroff | Management | For | For |
5.12 | Elect Director Philip A. Lloyd, II | Management | For | For |
5.13 | Elect Director Russ M. Strobel | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
FISERV, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Bolinder | Management | For | For |
1.2 | Elect Director G. Kent Conrad | Management | For | For |
1.3 | Elect Director Nancy J. Karch | Management | For | For |
1.4 | Elect Director Thomas J. McInerney | Management | For | For |
1.5 | Elect Director Christine B. Mead | Management | For | For |
1.6 | Elect Director David M. Moffett | Management | For | For |
1.7 | Elect Director Thomas E. Moloney | Management | For | For |
1.8 | Elect Director James A. Parke | Management | For | For |
1.9 | Elect Director James S. Riepe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GFI GROUP INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colin Heffron | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
GLACIER BANCORP, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
1.3 | Elect Director James M. English | Management | For | For |
1.4 | Elect Director Allen J. Fetscher | Management | For | For |
1.5 | Elect Director Annie M. Goodwin | Management | For | For |
1.6 | Elect Director Dallas I. Herron | Management | For | For |
1.7 | Elect Director Craig A. Langel | Management | For | For |
1.8 | Elect Director L. Peter Larson | Management | For | For |
1.9 | Elect Director Douglas J. McBride | Management | For | For |
1.10 | Elect Director John W. Murdoch | Management | For | For |
1.11 | Elect Director Everit A. Sliter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLIMCHER REALTY TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: GRT SECURITY ID: 379302102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. O'Brien | Management | For | For |
1.2 | Elect Director Niles C. Overly | Management | For | For |
1.3 | Elect Director William S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GLOBAL CASH ACCESS HOLDINGS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoff Judge | Management | For | For |
1.2 | Elect Director Michael Rumbolz | Management | For | For |
1.3 | Elect Director Ronald Congemi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GREEN DOT CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: GDOT SECURITY ID: 39304D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Streit | Management | For | Withhold |
1.2 | Elect Director Timothy R. Greenleaf | Management | For | Withhold |
1.3 | Elect Director Michael J. Moritz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. MEETING DATE: OCT 11, 2012 | ||||
TICKER: GFNORTEO SECURITY ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends of MXN 0.183 Per Share | Management | For | For |
2 | Present External Auditor's Report on Fiscal Obligations | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Approve Minutes of Meeting | Management | For | For |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. MEETING DATE: JAN 22, 2013 | ||||
TICKER: GFNORTEO SECURITY ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 2 of Bylaws | Management | For | For |
2 | Approve Modifications of Shared Responsibility Agreement | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
4 | Approve Minutes of Meeting | Management | For | For |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V. MEETING DATE: JAN 22, 2013 | ||||
TICKER: GFNORTEO SECURITY ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends of MXN 0.549 Per Share | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
GRUPO FINANCIERO BANORTE SAB DE CV MEETING DATE: APR 26, 2013 | ||||
TICKER: GFNORTEO SECURITY ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.a1 | Elect Guillermo Ortiz Martinez as Board Chairman | Management | For | For |
3.a2 | Elect Bertha Gonzalez Moreno as Director | Management | For | For |
3.a3 | Elect David Villarreal Montemayor as Director | Management | For | For |
3.a4 | Elect Manuel Saba Ades as Director | Management | For | For |
3.a5 | Elect Alfredo Elias Ayub as Director | Management | For | For |
3.a6 | Elect Herminio Blanco Mendoza as Director | Management | For | For |
3.a7 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
3.a8 | Elect Patricia Armendariz Guerra as Director | Management | For | For |
3.a9 | Elect Armando Garza Sada as Director | Management | For | For |
3.a10 | Elect Hector Reyes Retana as Director | Management | For | For |
3.a11 | Elect Juan Carlos Braniff Hierro as Director | Management | For | For |
3.a12 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
3.a13 | Elect Miguel Aleman Magnani as Director | Management | For | For |
3.a14 | Elect Enrique Castillo Sanchez Mejorada as Director | Management | For | For |
3.a15 | Elect Alejandro Valenzuela del Rio as Director | Management | For | For |
3.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Management | For | For |
3.a17 | Elect Juan Antonio Gonzalez Moreno as Alternate Director | Management | For | For |
3.a18 | Elect Jose G. Garza Montemayor as Alternate Director | Management | For | For |
3.a19 | Elect Alberto Saba Ades as Alternate Director | Management | For | For |
3.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
3.a22 | Elect Ramon A. Leal Chapa as Alternate Director | Management | For | For |
3.a23 | Elect Julio Cesar Mendez Rubio as Alternate Director | Management | For | For |
3.a24 | Elect Guillermo Mascarenas Milmo as Alternate Director | Management | For | For |
3.a25 | Elect Javier Molinar Horcasitas as Alternate Director | Management | For | For |
3.a26 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Management | For | For |
3.b | Approve Directors Liability and Indemnification | Management | For | For |
3.c | Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5.a | Elect Hector Reyes Retana as Chairman of Audit and Corporate Practices Committee | Management | For | For |
5.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Management | For | For |
5.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Management | For | For |
5.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Management | For | For |
5.e | Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee | Management | For | For |
6.a | Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee | Management | For | For |
6.b | Elect Alfredo Elias Ayub as Member of Risk Policies Committee | Management | For | For |
6c | Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee | Management | For | For |
6d | Elect Manuel Aznar Nicolin as Member of Risk Policies Committee | Management | For | For |
6e | Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee | Management | For | For |
6f | Elect Manuel Romo Villafuerte as Member of Risk Policies Committee | Management | For | For |
6g | Elect Fernando Solis Soberon as Member of Risk Policies Committee | Management | For | For |
6h | Elect Gerardo Zamora Nanez as Member of Risk Policies Committee | Management | For | For |
6i | Elect Marcos Ramirez Miguel as Member of Risk Policies Committee | Management | For | For |
6j | Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee | Management | For | For |
7 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | For |
8 | Approve Modification to Integration and Duties of Regional Boards | Management | For | For |
9 | Authorize Board to Obtain Certification of Company Bylaws | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
11 | Approve Minutes of Meeting | Management | For | For |
GRUPO FINANCIERO BANORTE SAB DE CV MEETING DATE: APR 26, 2013 | ||||
TICKER: GFNORTEO SECURITY ID: P49501201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 2 of Bylaws Re: Exclusion of Ixe Banco and Fincasa Hipotecaria; Change Company Names from Ixe Soluciones to Solida Administradora de Portafolios SOFOM and from Ixe Fondos to Operadora de Fondos Banorte Ixe | Management | For | For |
2 | Approve Text and Subscribe New Agreement of Shared Responsibilities Including all of Grupo Financiero Banorte's Entities | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
4 | Approve Minutes of Meeting | Management | For | For |
GRUPO FINANCIERO GALICIA S.A. MEETING DATE: AUG 02, 2012 | ||||
TICKER: GGAL SECURITY ID: 399909100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Ratify Extension of Non-Convertible Global Program for Issuance of Up to $ 60 Million or Equivalent in Other Currencies as Approved at April 14, 2010 AGM-EGM | Management | For | For |
3 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | For |
GRUPO FINANCIERO GALICIA SA MEETING DATE: APR 15, 2013 | ||||
TICKER: GGAL SECURITY ID: 399909100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Present Financial Statements and Statutory Reports of Banco de Galicia y Buenos Aires SA; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM | Management | For | Did Not Vote |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
5 | Approve Discharge of Directors and Auditors | Management | For | Did Not Vote |
6 | Approve Remuneration of Auditors Committee | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Advance Remuneration of Independent Directors for Fiscal Year 2013 | Management | For | Did Not Vote |
9 | Fix Number of and Elect Directors and Their Alternates | Management | For | Did Not Vote |
10 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors for Fiscal Year 2012 | Management | For | Did Not Vote |
12 | Elect Principal and Alternate Auditors for Fiscal Year 2013 | Management | For | Did Not Vote |
13 | Authorize Extension of Non-Convertible Debenture Program for Issuance as Approved at March 9, 2009 EGM | Management | For | Did Not Vote |
14 | Delegate Board to Set Terms of Global Program and Debenture Issuance | Management | For | Did Not Vote |
GUARANTY TRUST BANK PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: SECURITY ID: 40124Q208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Directors (Bundled) | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Members of Audit Committee | Management | For | For |
HANA FINANCIAL GROUP INC. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 086790 SECURITY ID: Y29975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Swap with Korea Exchange Bank | Management | For | For |
HANA FINANCIAL GROUP INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 086790 SECURITY ID: Y29975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Appropriation of Income and Dividend of KRW 250 per Share | Management | For | For |
3.1 | Elect Five Outside Directors (Bundled) | Management | For | For |
3.2 | Elect Five Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Amend Terms of Severance Payments to Executives | Management | For | For |
HCP, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Flaherty, III | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Kenneth B. Roath | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEADWATERS INCORPORATED MEETING DATE: FEB 21, 2013 | ||||
TICKER: HW SECURITY ID: 42210P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R Sam Christensen | Management | For | For |
1.2 | Elect Director Malyn K. Malquist | Management | For | For |
1.3 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTH CARE REIT, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Ballard, Jr. | Management | For | For |
1.2 | Elect Director George L. Chapman | Management | For | For |
1.3 | Elect Director Thomas J. DeRosa | Management | For | For |
1.4 | Elect Director Jeffrey H. Donahue | Management | For | For |
1.5 | Elect Director Peter J. Grua | Management | For | For |
1.6 | Elect Director Fred S. Klipsch | Management | For | For |
1.7 | Elect Director Sharon M. Oster | Management | For | For |
1.8 | Elect Director Jeffrey R. Otten | Management | For | For |
1.9 | Elect Director Judith C. Pelham | Management | For | For |
1.10 | Elect Director R. Scott Trumbull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HFF, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HF SECURITY ID: 40418F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah H. McAneny | Management | For | For |
1.2 | Elect Director John H. Pelusi, Jr. | Management | For | For |
1.3 | Elect Director Steven E. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOME PROPERTIES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Alan L. Gosule | Management | For | For |
1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.4 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
1.5 | Elect Director Edward J. Pettinella | Management | For | For |
1.6 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONG LEONG BANK BHD. MEETING DATE: OCT 25, 2012 | ||||
TICKER: HLBANK SECURITY ID: Y36503103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of MYR 0.27 Per Share | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Elect Kwek Leng Hai as Director | Management | For | For |
4 | Elect Yvonne Chia as Director | Management | For | For |
5 | Elect Kwek Leng San as Director | Management | For | For |
6 | Elect Lim Lean See as Director | Management | For | For |
7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
10 | Approve Executive Share Option Scheme (Proposed ESOS) | Management | For | Against |
11 | Approve Grant of Options to Yvonne Chia, Group Managing Director and CEO, Under the Proposed ESOS | Management | For | Against |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheila C. Bair | Management | For | For |
1.2 | Elect Director Robert M. Baylis | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann M. Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 24, 2013 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 18, 2013 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann 'Tanny' B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director Peter J. Kight | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IHS INC. MEETING DATE: APR 10, 2013 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: NOV 05, 2012 | ||||
TICKER: 01398 SECURITY ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Capital Planning for 2012-2014 | Management | For | For |
3 | Appoint KPMG Huazhen as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAR 20, 2013 | ||||
TICKER: 01398 SECURITY ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
2 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
3 | Approve 2013 Fixed Assets Investment Budget | Management | For | For |
4 | Approve Issue of Eligible Tier-2 Capital Instruments | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: JUN 07, 2013 | ||||
TICKER: 01398 SECURITY ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2012 Work Report of Board of Directors | Management | For | For |
2 | Accept 2012 Work Report of Board of Supervisors | Management | For | For |
3 | Accept Bank's 2012 Audited Accounts | Management | For | For |
4 | Approve 2012 Profit Distribution Plan | Management | For | For |
5 | Approve Proposal on Launching the Engagement of Accounting Firm for 2013 | Management | For | For |
6 | Elect Yi Huiman as Director | Shareholder | None | Against |
7 | Elect Luo Xi as Director | Shareholder | None | Against |
8 | Elect Liu Lixian as Director | Shareholder | None | Against |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Judd A. Gregg | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Terrence F. Martell | Management | For | For |
1f | Elect Director Callum McCarthy | Management | For | For |
1g | Elect Director Robert Reid | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2A | Increase Authorized Preferred and Common Stock | Management | For | Against |
2B | Approve Stock Ownership Limitations | Management | For | Against |
2C | Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors | Management | For | For |
2D | Provisions Related to Considerations of the Board of Directors | Management | For | For |
2E | Amend ICE Group Certificate of Incorporation | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
INTERNATIONAL PERSONAL FINANCE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: IPF SECURITY ID: G4906Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Richard Moat as Director | Management | For | For |
5 | Re-elect Christopher Rodrigues as Director | Management | For | For |
6 | Re-elect Gerard Ryan as Director | Management | For | For |
7 | Re-elect David Broadbent as Director | Management | For | For |
8 | Re-elect Tony Hales as Director | Management | For | For |
9 | Re-elect Edyta Kurek as Director | Management | For | Against |
10 | Re-elect Nicholas Page as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Amend Performance Share Plan | Management | For | For |
18 | Amend Deferred Share Plan | Management | For | For |
INTESA SANPAOLO SPA MEETING DATE: OCT 29, 2012 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Bylaws | Management | For | For |
INTESA SANPAOLO SPA MEETING DATE: APR 22, 2013 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | For |
2.a | Fix Number of Supervisory Board Members | Management | For | For |
2.b.1 | Slate 1 Submitted by Compagnia di San Paolo and Fondazione Cariplo | Shareholder | None | Did Not Vote |
2.b.2 | Slate 2 Submitted by Fondazione Cassa di Risparmio di Padova e Rovigo, Ente Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | For |
2.b.3 | Slate 3 Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
2.c | Elect Chairman and Deputy Chairmen of the Supervisory Board | Shareholder | None | Abstain |
2.d | Approve Remuneration of Supervisory Board Members | Management | For | Abstain |
3.a | Remuneration Policies for Management Board Members | Management | For | For |
3.b | Approve Remuneration Report | Management | For | For |
3.c | Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
INTRUM JUSTITIA AB MEETING DATE: APR 24, 2013 | ||||
TICKER: IJ SECURITY ID: W4662R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Report on the Work of the Board | Management | None | None |
7b | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 5.00 per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (8) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Lars Lundquist (Chair), Matts Ekman, Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh and Joakim Westh as Directors; Elect Synnove Trygg and Magnus Yngen as New Directors | Management | For | Did Not Vote |
15 | Ratify Ernst & Young AB as Auditors | Management | For | Did Not Vote |
16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
INVESCO LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Edward P. Lawrence | Management | For | For |
1.3 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INVESCO MORTGAGE CAPITAL INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: IVR SECURITY ID: 46131B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Mark Armour | Management | For | For |
1.2 | Elect Director James S. Balloun | Management | For | For |
1.3 | Elect Director John S. Day | Management | For | For |
1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: ITG SECURITY ID: 46145F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Burdett | Management | For | For |
1.2 | Elect Director Minder Cheng | Management | For | For |
1.3 | Elect Director Christopher V. Dodds | Management | For | For |
1.4 | Elect Director Robert C. Gasser | Management | For | For |
1.5 | Elect Director Timothy L. Jones | Management | For | For |
1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
1.7 | Elect Director Maureen O'Hara | Management | For | For |
1.8 | Elect Director Steven S. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Hall | Management | For | For |
1.2 | Elect Director Matthew C. Flanigan | Management | For | For |
1.3 | Elect Director Wesley A. Brown | Management | For | For |
1.4 | Elect Director Marla K. Shepard | Management | For | For |
1.5 | Elect Director John F. Prim | Management | For | For |
1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
1.7 | Elect Director Jacque R. Fiegel | Management | For | For |
1.8 | Elect Director Thomas A. Wimsett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAMMU & KASHMIR BANK LTD. (THE) MEETING DATE: JUL 14, 2012 | ||||
TICKER: 532209 SECURITY ID: Y8743F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 33.50 Per Share | Management | For | For |
3 | Reelect M.I. Shahdad as Director | Management | For | For |
4 | Reelect V. Kuthiala as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy K. Armour | Management | For | For |
1b | Elect Director G. Andrew Cox | Management | For | For |
1c | Elect Director J. Richard Fredericks | Management | For | For |
1d | Elect Director Deborah R. Gatzek | Management | For | For |
1e | Elect Director Seiji Inagaki | Management | For | For |
1f | Elect Director Lawrence E. Kochard | Management | For | For |
1g | Elect Director Richard M. Weil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
JONES LANG LASALLE INCORPORATED MEETING DATE: MAY 30, 2013 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hugo Bague | Management | For | For |
1b | Elect Director Colin Dyer | Management | For | For |
1c | Elect Director Dame DeAnne Julius | Management | For | For |
1d | Elect Director Kate S. Lavelle | Management | For | For |
1e | Elect Director Ming Lu | Management | For | For |
1f | Elect Director Martin H. Nesbitt | Management | For | For |
1g | Elect Director Sheila A. Penrose | Management | For | For |
1h | Elect Director David B. Rickard | Management | For | For |
1i | Elect Director Roger T. Staubach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
JULIUS BAER GRUPPE AG MEETING DATE: SEP 19, 2012 | ||||
TICKER: BAER SECURITY ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CHF 750,000 Authorized Share Capital Increase for the Purpose of the Partial Financing of the Acquisition of the International Wealth Management Business of Bank of America Merrill Lynch Outside the Unites States | Management | For | Did Not Vote |
KB FINANCIAL GROUP INC. MEETING DATE: MAR 22, 2013 | ||||
TICKER: 105560 SECURITY ID: Y46007103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share | Management | For | For |
2.1 | Reelect Lee Kyung-Jae as Outside Director | Management | For | For |
2.2 | Reelect Bae Jae-Wook as Outside Director | Management | For | For |
2.3 | Reelect Kim Young-Jin as Outside Director | Management | For | For |
2.4 | Reelect Lee Jong-Cheon as Outside Director | Management | For | For |
2.5 | Reelect Ko Seung-Hee as Outside Director | Management | For | For |
2.6 | Elect Kim Young-Kwa as Outside Director | Management | For | For |
2.7 | Reelect Lee Young-Nam as Outside Director | Management | For | For |
2.8 | Reelect Cho Jae-Mok as Outside Director | Management | For | For |
3.1 | Elect Lee Kyung-Jae as Member of Audit Committee | Management | For | For |
3.2 | Reelect Bae Jae-Wook as Member of Audit Committee | Management | For | For |
3.3 | Reelect Kim Young-Jin as Member of Audit Committee | Management | For | For |
3.4 | Reelect Lee Jong-Cheon as Member of Audit Committee | Management | For | For |
3.5 | Elect Ko Seung-Hee as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
KENNEDY-WILSON HOLDINGS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: KW SECURITY ID: 489398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cathy Hendrickson | Management | For | For |
1.2 | Elect Director Stanley R. Zax | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KEPPEL CORPORATION LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: BN4 SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Alvin Yeo Khirn Hai as Director | Management | For | For |
4 | Elect Tong Chong Heong as Director | Management | For | For |
5 | Elect Tan Ek Kia as Director | Management | For | For |
6 | Elect Tan Puay Chiang as Director | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors for the Financial Year Ended Dec. 31, 2012 | Management | For | For |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Approve Mandate for Transactions with Related Parties | Management | For | For |
KEPPEL CORPORATION LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: BN4 SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Distribution of Up To 366.6 Million Units in Keppel REIT | Management | For | For |
KILROY REALTY CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: KRC SECURITY ID: 49427F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
1.2 | Elect Director Edward F. Brennan | Management | For | For |
1.3 | Elect Director William P. Dickey | Management | For | For |
1.4 | Elect Director Scott S. Ingraham | Management | For | For |
1.5 | Elect Director Dale F. Kinsella | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
KIMCO REALTY CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: KIM SECURITY ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Phillip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
1.9 | Elect Director Richard B. Saltzman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KNIGHT CAPITAL GROUP, INC. MEETING DATE: DEC 27, 2012 | ||||
TICKER: KCG SECURITY ID: 499005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 05, 2013 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
1.2 | Elect Director Irwin Chafetz | Management | For | For |
1.3 | Elect Director Victor Chaltiel | Management | For | For |
1.4 | Elect Director Charles A. Koppelman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 24, 2012 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Carmichael | Management | For | For |
1.2 | Elect Director Alvin R. (Pete) Carpenter | Management | For | For |
1.3 | Elect Director Hugh R. Harris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LEXINGTON REALTY TRUST MEETING DATE: MAY 21, 2013 | ||||
TICKER: LXP SECURITY ID: 529043101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Robert Roskind | Management | For | For |
1.2 | Elect Director T. Wilson Eglin | Management | For | For |
1.3 | Elect Director Clifford Broser | Management | For | For |
1.4 | Elect Director Harold First | Management | For | For |
1.5 | Elect Director Richard S. Frary | Management | For | For |
1.6 | Elect Director James Grosfield | Management | For | For |
1.7 | Elect Director Kevin W. Lynch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOEWS CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lawrence S. Bacow | Management | For | For |
1b | Elect Director Ann E. Berman | Management | For | For |
1c | Elect Director Joseph L. Bower | Management | For | For |
1d | Elect Director Charles M. Diker | Management | For | For |
1e | Elect Director Jacob A. Frenkel | Management | For | For |
1f | Elect Director Paul J. Fribourg | Management | For | For |
1g | Elect Director Walter L. Harris | Management | For | For |
1h | Elect Director Philip A. Laskawy | Management | For | For |
1i | Elect Director Ken Miller | Management | For | For |
1j | Elect Director Gloria R. Scott | Management | For | For |
1k | Elect Director Andrew H. Tisch | Management | For | For |
1l | Elect Director James S. Tisch | Management | For | For |
1m | Elect Director Jonathan M. Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: MAR 18, 2013 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MACQUARIE GROUP LIMITED MEETING DATE: JUL 25, 2012 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Peter H Warne as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer, under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
5 | Approve the Issue of Macquarie Exchangeable Capital Securities by Macquarie Bank Ltd | Management | For | For |
6 | Approve an On-Market Buy-Back of up to 52.02 Million Shares | Management | For | For |
MALAYAN BANKING BHD. MEETING DATE: MAR 28, 2013 | ||||
TICKER: MAYBANK SECURITY ID: Y54671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend Comprised of Franked Dividend of MYR 0.18 Per Share and Single-Tier Dividend of MYR 0.15 Per Share | Management | For | For |
3 | Elect Zaharuddin Megat Mohd Nor as Director | Management | For | For |
4 | Elect Salleh Harun as Director | Management | For | For |
5 | Elect Ismail Shahudin as Director | Management | For | For |
6 | Elect Erry Riyana Hardjapamekas as Director | Management | For | For |
7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Approve Issuance of New Ordinary Shares in Relation to the Recurrent and Optional Dividend Reinvestment Plan | Management | For | For |
MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: MKTX SECURITY ID: 57060D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. McVey | Management | For | For |
1.2 | Elect Director Steven L. Begleiter | Management | For | For |
1.3 | Elect Director Stephen P. Casper | Management | For | For |
1.4 | Elect Director David G. Gomach | Management | For | For |
1.5 | Elect Director Carlos M. Hernandez | Management | For | For |
1.6 | Elect Director Ronald M. Hersch | Management | For | For |
1.7 | Elect Director John Steinhardt | Management | For | For |
1.8 | Elect Director James J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METLIFE, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MGM RESORTS INTERNATIONAL MEETING DATE: JUN 12, 2013 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Willie D. Davis | Management | For | For |
1.5 | Elect Director William W. Grounds | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Anthony Mandekic | Management | For | For |
1.9 | Elect Director Rose McKinney-James | Management | For | For |
1.10 | Elect Director James J. Murren | Management | For | For |
1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MONEX GROUP INC MEETING DATE: JUN 22, 2013 | ||||
TICKER: 8698 SECURITY ID: J4656U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 300 | Management | For | For |
2 | Amend Articles To Increase Maximum Board Size - Adopt U.S.-Style Board Structure - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3.1 | Elect Director Matsumoto, Oki | Management | For | For |
3.2 | Elect Director Kuwashima, Shoji | Management | For | For |
3.3 | Elect Director Oyagi, Takashi | Management | For | For |
3.4 | Elect Director Salomon Sredni | Management | For | For |
3.5 | Elect Director Sasaki, Masakazu | Management | For | For |
3.6 | Elect Director Makihara, Jun | Management | For | For |
3.7 | Elect Director Hayashi, Kaoru | Management | For | For |
3.8 | Elect Director Idei, Nobuyuki | Management | For | For |
3.9 | Elect Director Kotaka, Koji | Management | For | For |
3.10 | Elect Director Tamaki, Takeshi | Management | For | For |
MONTPELIER RE HOLDINGS LTD. MEETING DATE: MAY 17, 2013 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Heinrich Burgi as Director | Management | For | For |
1.2 | Elect Morgan W. Davis as Director | Management | For | For |
1.3 | Elect John F. Shettle, Jr. as Director | Management | For | For |
1.4 | Elect Susan J. Sutherland as Director | Management | For | For |
2.1 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.2 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.3 | Elect Christopher T. Schaper as Director of Montpelier Reinsurance Ltd | Management | For | For |
3 | Approve Pricewaterhouse Coopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
MPG OFFICE TRUST, INC. MEETING DATE: JUL 27, 2012 | ||||
TICKER: MPG SECURITY ID: 553274101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine N. Garvey | Management | For | For |
1.2 | Elect Director Michael J. Gillfillan | Management | For | For |
1.3 | Elect Director Joseph P. Sullivan | Management | For | For |
1.4 | Elect Director George A. Vandeman | Management | For | For |
1.5 | Elect Director Paul M. Watson | Management | For | For |
1.6 | Elect Director David L. Weinstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED MEETING DATE: DEC 13, 2012 | ||||
TICKER: NAB SECURITY ID: Q65336119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Michael Chaney as a Director | Management | For | For |
2b | Elect Mark Joiner as a Director | Management | For | For |
2c | Elect Paul Rizzo as a Director | Management | For | For |
2d | Elect John Waller as a Director | Management | For | For |
3a | Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer | Management | For | Against |
3b | Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance | Management | For | Against |
4 | Approve the Remuneration Report | Management | For | For |
NATIONAL HEALTH INVESTORS, INC. MEETING DATE: APR 29, 2013 | ||||
TICKER: NHI SECURITY ID: 63633D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Justin Hutchens | Management | For | For |
1b | Elect Director James R. Jobe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NBT BANCORP INC. MEETING DATE: MAR 05, 2013 | ||||
TICKER: NBTB SECURITY ID: 628778102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NBT BANCORP INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NBTB SECURITY ID: 628778102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Thirteen | Management | For | For |
2.1 | Elect Director Daryl R. Forsythe | Management | For | Withhold |
2.2 | Elect Director Patricia T. Civil | Management | For | Withhold |
2.3 | Elect Director Robert A. Wadsworth | Management | For | Withhold |
2.4 | Elect Director Jack H. Webb | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NELNET, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NNI SECURITY ID: 64031N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael S. Dunlap | Management | For | For |
1b | Elect Director Stephen F. Butterfield | Management | For | For |
1c | Elect Director James P. Abel | Management | For | For |
1d | Elect Director William R. Cintani | Management | For | For |
1e | Elect Director Kathleen A. Farrell | Management | For | For |
1f | Elect Director Thomas E. Henning | Management | For | For |
1g | Elect Director Kimberly K. Rath | Management | For | For |
1h | Elect Director Michael D. Reardon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETSPEND HOLDINGS, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: NTSP SECURITY ID: 64118V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
NORDEA BANK AB MEETING DATE: MAR 14, 2013 | ||||
TICKER: NDA SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
NORTHERN TRUST CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director Jose Luis Prado | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director Martin P. Slark | Management | For | For |
1.10 | Elect Director David H. B. Smith, Jr. | Management | For | For |
1.11 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.12 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
NORTHRIM BANCORP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: NRIM SECURITY ID: 666762109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Marc Langland | Management | For | For |
1.2 | Elect Director Joseph M. Beedle | Management | For | For |
1.3 | Elect Director Larry S. Cash | Management | For | For |
1.4 | Elect Director Mark G. Copeland | Management | For | For |
1.5 | Elect Director Ronald A. Davis | Management | For | For |
1.6 | Elect Director Anthony Drabek | Management | For | For |
1.7 | Elect Director Richard L. Lowell | Management | For | For |
1.8 | Elect Director David J. McCambridge | Management | For | For |
1.9 | Elect Director Irene Sparks Rowan | Management | For | For |
1.10 | Elect Director John C. Swalling | Management | For | For |
1.11 | Elect Director David G. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NYSE EURONEXT MEETING DATE: APR 25, 2013 | ||||
TICKER: NYX SECURITY ID: 629491101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andre Bergen | Management | For | For |
1b | Elect Director Ellyn L. Brown | Management | For | For |
1c | Elect Director Marshall N. Carter | Management | For | For |
1d | Elect Director Dominique Cerutti | Management | For | For |
1e | Elect Director George Cox | Management | For | For |
1f | Elect Director Sylvain Hefes | Management | For | For |
1g | Elect Director Jan-Michiel Hessels | Management | For | For |
1h | Elect Director Lawrence E. Leibowitz | Management | For | For |
1i | Elect Director Duncan M. McFarland | Management | For | For |
1j | Elect Director James J. McNulty | Management | For | For |
1k | Elect Director Duncan L. Niederauer | Management | For | For |
1l | Elect Director Luis Maria Viana Palha da Silva | Management | For | For |
1m | Elect Director Robert G. Scott | Management | For | For |
1n | Elect Director Jackson P. Tai | Management | For | For |
1o | Elect Director Rijnhard van Tets | Management | For | For |
1p | Elect Director Brian Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Management | For | Against |
NYSE EURONEXT MEETING DATE: JUN 03, 2013 | ||||
TICKER: NYX SECURITY ID: 629491101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC MEETING DATE: MAY 07, 2013 | ||||
TICKER: OZM SECURITY ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel S. Och | Management | For | For |
1.2 | Elect Director Jerome P. Kenney | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PACIFIC CONTINENTAL CORPORATION MEETING DATE: APR 22, 2013 | ||||
TICKER: PCBK SECURITY ID: 69412V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ballin | Management | For | For |
1.2 | Elect Director Hal M. Brown | Management | For | For |
1.3 | Elect Director Michael E. Heijer | Management | For | For |
1.4 | Elect Director Michael D. Holzgang | Management | For | For |
1.5 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
1.6 | Elect Director Donald G. Montgomery | Management | For | For |
1.7 | Elect Director Jeffrey D. Pinneo | Management | For | For |
1.8 | Elect Director John H. Rickman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENNYMAC MORTGAGE INVESTMENT TRUST MEETING DATE: MAY 15, 2013 | ||||
TICKER: PMT SECURITY ID: 70931T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew Botein | Management | For | For |
1.2 | Elect Director Scott W. Carnahan | Management | For | For |
1.3 | Elect Director Frank P. Willey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Bottomley | Management | For | For |
1.2 | Elect Director John K. Dwight | Management | For | For |
1.3 | Elect Director Janet M. Hansen | Management | For | For |
1.4 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PHH CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: PHH SECURITY ID: 693320202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane D. Carlin | Management | For | For |
1.2 | Elect Director Thomas P. Gibbons | Management | For | For |
1.3 | Elect Director Deborah M. Reif | Management | For | For |
1.4 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
1.5 | Elect Director Jon A. Boscia | Management | For | For |
1.6 | Elect Director Glen A. Messina | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
1.8 | Elect Director James O. Egan | Management | For | For |
1.9 | Elect Director Allan Z. Loren | Management | For | For |
1.10 | Elect Director G.J. Parseghian | Management | For | For |
1.11 | Elect Director Jane D. Carlin | Management | For | For |
1.12 | Elect Director Thomas P. Gibbons | Management | For | For |
1.13 | Elect Director Deborah M. Reif | Management | For | For |
1.14 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. MEETING DATE: SEP 20, 2012 | ||||
TICKER: 02318 SECURITY ID: Y69790106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Distribution of Profit | Management | For | For |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. MEETING DATE: FEB 05, 2013 | ||||
TICKER: 02318 SECURITY ID: Y69790106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2 | Approve Extension of Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 02318 SECURITY ID: Y69790106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of Directors | Management | For | For |
2 | Approve Report of the Supervisory Committee | Management | For | For |
3 | Approve 2012 Annual Report and its Summary | Management | For | For |
4 | Approve Report of Auditors and the Audited Financial Statements | Management | For | For |
5 | Approve Profit Distribution Plan and Distribution of Final Dividend | Management | For | For |
6 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Elect Lee Yuansiong as an Executive Director | Management | For | Against |
7b | Elect Soopakij Chearavanont as a Non-Executive Director | Management | For | Against |
7c | Elect Yang Xiaoping as a Non-Executive Director | Management | For | Against |
7d | Elect Lu Hua as a Non-Executive Director | Management | For | Against |
7e | Elect Yip Dicky Peter as an Independent Non-Executive Director | Management | For | For |
7f | Elect Wong Oscar Sai Hung as an Independent Non-Executive Director | Management | For | For |
7g | Elect Sun Dongdong as an Independent Non-Executive Director | Management | For | For |
8 | Elect Zhang Wangjin as Supervisor | Management | For | For |
9 | Approve Payment of Working Allowance to Independent Non-Executive Directors | Management | For | For |
10 | Approve Payment of Working Allowance to Independent Supervisors | Management | For | For |
11 | Approve Utilization Report on the Proceeds from Previous Fund Raising Activity | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD. MEETING DATE: APR 24, 2013 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG as Auditors | Management | For | For |
PLUM CREEK TIMBER COMPANY, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: PCL SECURITY ID: 729251108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rick R. Holley | Management | For | For |
1b | Elect Director Robin Josephs | Management | For | For |
1c | Elect Director John G. McDonald | Management | For | For |
1d | Elect Director Robert B. McLeod | Management | For | For |
1e | Elect Director John F. Morgan Sr. | Management | For | For |
1f | Elect Director Marc F. Racicot | Management | For | For |
1g | Elect Director Lawrence A. Selzer | Management | For | For |
1h | Elect Director Stephen C. Tobias | Management | For | For |
1i | Elect Director Martin A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PORTO SEGURO SA MEETING DATE: AUG 23, 2012 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 18 Re: Size of Executive Committee | Management | For | For |
2 | Amend Article 18, Paragraph 1 | Management | For | For |
3 | Amend Article 22 | Management | For | For |
PORTO SEGURO SA MEETING DATE: MAR 28, 2013 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Date of Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | For |
PORTO SEGURO SA MEETING DATE: MAR 28, 2013 | ||||
TICKER: PSSA3 SECURITY ID: P7905C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of Treasury Shares and Amend Article 5 of the Company's Bylaws Accordingly | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
POST PROPERTIES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: PPS SECURITY ID: 737464107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Ronald de Waal | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POTLATCH CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: PCH SECURITY ID: 737630103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Covey | Management | For | For |
1.2 | Elect Director Charles P. Grenier | Management | For | For |
1.3 | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRIVATEBANCORP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: PVTB SECURITY ID: 742962103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert F. Coleman | Management | For | For |
2.2 | Elect Director James M. Guyette | Management | For | For |
2.3 | Elect Director Collin E. Roche | Management | For | For |
2.4 | Elect Director William R. Rybak | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PROLOGIS, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Gaston Caperton | Management | For | For |
1.4 | Elect Director Gilbert F. Casellas | Management | For | For |
1.5 | Elect Director James G. Cullen | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Mark B. Grier | Management | For | For |
1.8 | Elect Director Constance J. Horner | Management | For | For |
1.9 | Elect Director Martina Hund-Mejean | Management | For | For |
1.10 | Elect Director Karl J. Krapek | Management | For | For |
1.11 | Elect Director Christine A. Poon | Management | For | For |
1.12 | Elect Director John R. Strangfeld | Management | For | For |
1.13 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PT BANK BUKOPIN TBK MEETING DATE: JUN 13, 2013 | ||||
TICKER: BBKP SECURITY ID: Y7125R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Approve Tantiem of Directors and Commissioners | Management | For | Abstain |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
5 | Approve Increase in Capital Pursuant to Management Stock Option Plan | Management | For | For |
6 | Elect Directors and Commissioners | Management | For | Abstain |
7 | Approve Honorarium, Salaries, and/or Allowances of Directors and Commissioners | Management | For | Abstain |
8 | Amend Retirement Plan | Management | For | Abstain |
PT BANK CENTRAL ASIA TBK MEETING DATE: MAY 06, 2013 | ||||
TICKER: BBCA SECURITY ID: Y7123P138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
4 | Approve Auditors | Management | For | Abstain |
5 | Approve Interim Dividends | Management | For | Abstain |
PT BANK TABUNGAN NEGARA (PERSERO) TBK MEETING DATE: NOV 07, 2012 | ||||
TICKER: BBTN SECURITY ID: Y71197100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Rights Issue I and Amend Articles of Association to Reflect Increase in Issued and Paid-Up Capital Following the Rights Issue I | Management | For | For |
PT BANK TABUNGAN NEGARA (PERSERO) TBK MEETING DATE: DEC 28, 2012 | ||||
TICKER: BBTN SECURITY ID: Y71197100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors and Commissioners | Management | For | Abstain |
PT BANK TABUNGAN NEGARA (PERSERO) TBK MEETING DATE: MAR 27, 2013 | ||||
TICKER: BBTN SECURITY ID: Y71197100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors of the Company and the PCDP | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
5 | Elect Members of the Sharia Supervisory Board and Approve Their Remuneration | Management | For | Abstain |
6 | Approve Maximum Limit in the Removal of Accounts Receivable | Management | For | Abstain |
7 | Amend Articles of Association | Management | For | Abstain |
8 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Against |
9 | Elect Directors and Commissioners | Management | For | Abstain |
10 | Approve Implementation of Minister of State-Owned Enterprises Regulation | Management | For | Abstain |
11 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | For |
PT CLIPAN FINANCE INDONESIA TBK MEETING DATE: JUN 14, 2013 | ||||
TICKER: CFIN SECURITY ID: Y7120B181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Elect Directors and Commissioners | Management | For | Abstain |
4 | Approve Remuneration of Commissioners | Management | For | Abstain |
5 | Approve Delegation of Duties and Authority and Remuneration of Directors | Management | For | Abstain |
6 | Approve Auditors | Management | For | Abstain |
1 | Amend Articles of Association | Management | For | Abstain |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
RAYONIER INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director John E. Bush | Management | For | For |
1.3 | Elect Director Thomas I. Morgan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REALTY INCOME CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: O SECURITY ID: 756109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen R. Allen | Management | For | For |
1b | Elect Director A. Larry Chapman | Management | For | For |
1c | Elect Director Priya Cherian Huskins | Management | For | For |
1d | Elect Director Thomas A. Lewis | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Gregory T. McLaughlin | Management | For | For |
1g | Elect Director Ronald L. Merriman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGIONAL MANAGEMENT CORP. MEETING DATE: APR 24, 2013 | ||||
TICKER: RM SECURITY ID: 75902K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roel C. Campos | Management | For | For |
1.2 | Elect Director Alvaro G. de Molina | Management | For | For |
1.3 | Elect Director Richard T. Dell'Aquila | Management | For | For |
1.4 | Elect Director Thomas F. Fortin | Management | For | For |
1.5 | Elect Director Richard A. Godley | Management | For | For |
1.6 | Elect Director Jared L. Johnson | Management | For | For |
1.7 | Elect Director Carlos Palomares | Management | For | For |
1.8 | Elect Director David Perez | Management | For | For |
1.9 | Elect Director Erik A. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director John R. Roberts | Management | For | For |
1n | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. J. Gray | Management | For | For |
1.2 | Elect Director Henry Klehm, III | Management | For | For |
1.3 | Elect Director Ralph B. Levy | Management | For | For |
1.4 | Elect Director Nicholas L. Trivisonno | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RESOLUTION LTD MEETING DATE: MAR 20, 2013 | ||||
TICKER: RSL SECURITY ID: G7521S122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
RESOLUTION LTD MEETING DATE: MAY 16, 2013 | ||||
TICKER: RSL SECURITY ID: G7521S122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect David Allvey as Director | Management | For | For |
6 | Elect Andy Briggs as Director | Management | For | For |
7 | Re-elect Mel Carvill as Director | Management | For | For |
8 | Elect Clive Cowdery as Director | Management | For | For |
9 | Elect Peter Gibbs as Director | Management | For | For |
10 | Re-elect Phil Hodkinson as Director | Management | For | For |
11 | Elect Nick Lyons as Director | Management | For | For |
12 | Elect Robin Phipps as Director | Management | For | For |
13 | Elect Belinda Richards as Director | Management | For | For |
14 | Elect Karl Sternberg as Director | Management | For | For |
15 | Elect John Tiner as Director | Management | For | For |
16 | Elect Tim Tookey as Director | Management | For | For |
17 | Re-elect Tim Wade as Director | Management | For | For |
18 | Elect Sir Malcolm Williamson as Director | Management | For | For |
19 | Approve Final Dividend | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Amend Friends Life Group plc Deferred Share Award Plan 2010 | Management | For | For |
22 | Establish International Share Plans Based on the Deferred Share Award Plan | Management | For | For |
23 | Amend Friends Life Group plc Long Term Incentive Plan | Management | For | For |
24 | Approve Resolution Ltd Sharesave Plan | Management | For | For |
25 | Establish International Share Plans Based on the Sharesave Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Amend Articles of Association | Management | For | For |
ROYAL BANK OF SCOTLAND GROUP PLC MEETING DATE: MAY 14, 2013 | ||||
TICKER: RBS SECURITY ID: G7S86Z172 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sandy Crombie as Director | Management | For | For |
4 | Re-elect Alison Davis as Director | Management | For | For |
5 | Re-elect Tony Di Iorio as Director | Management | For | For |
6 | Re-elect Philip Hampton as Director | Management | For | For |
7 | Re-elect Stephen Hester as Director | Management | For | For |
8 | Re-elect Penny Hughes as Director | Management | For | For |
9 | Re-elect Brendan Nelson as Director | Management | For | For |
10 | Re-elect Baroness Noakes as Director | Management | For | For |
11 | Re-elect Art Ryan as Director | Management | For | For |
12 | Re-elect Bruce Van Saun as Director | Management | For | For |
13 | Re-elect Philip Scott as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Approve Renewal of Directors' Authority to Offer Shares in lieu of a Cash Dividend | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL BANK OF SCOTLAND GROUP PLC MEETING DATE: MAY 14, 2013 | ||||
TICKER: RBS SECURITY ID: G7S86Z172 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Equity Convertible Notes | Management | For | For |
SANDY SPRING BANCORP, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: SASR SECURITY ID: 800363103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.2 | Elect Director Robert E. Henel, Jr. | Management | For | For |
1.3 | Elect Director Gary G. Nakamoto | Management | For | For |
1.4 | Elect Director Dennis A. Starliper | Management | For | For |
1.5 | Elect Director Mei Xu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SBERBANK OF RUSSIA MEETING DATE: MAY 31, 2013 | ||||
TICKER: SBER SECURITY ID: 80585Y308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 2.57 per Common Share and RUB 3.20 per Preferred Share | Management | For | For |
4 | Ratify Auditor | Management | For | For |
5.1 | Elect German Gref as Director | Management | None | For |
5.2 | Elect Sergey Guriyev as Director | Management | None | For |
5.3 | Elect Mikhail Dmitriev as Director | Management | None | For |
5.4 | Elect Bella Zlatkis as Director | Management | None | For |
5.5 | Elect Nadezhda Ivanova as Director | Management | None | For |
5.6 | Elect Sergey Ignatyev as Director | Management | None | For |
5.7 | Elect Alexei Kudrin as Director | Management | None | For |
5.8 | Elect Ilya Lomakin-Rumyantsev as Director | Management | None | For |
5.9 | Elect Georgy Luntovsky as Director | Management | None | For |
5.10 | Elect Mikhail Matovnikov as Director | Management | None | For |
5.11 | Elect Vladimir Mau as Director | Management | None | For |
5.12 | Elect Alexey Moiseev as Director | Management | None | For |
5.13 | Elect Alessandro Profumo as Director | Management | None | For |
5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
5.15 | Elect Dmitriy Tulin as Director | Management | None | For |
5.16 | Elect Alexei Ulyukayev as Director | Management | None | For |
5.17 | Elect Ronald Freeman as Director | Management | None | For |
5.18 | Elect Sergey Shvetsov as Director | Management | None | For |
5.19 | Elect Ahmet Egilmez Mahfi as Director | Management | None | For |
6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
6.3 | Elect Maxim Dolzhnikov as Member of Audit Commission | Management | For | For |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
7 | Approve Remuneration of Directors and Members of Audit Comission | Management | For | For |
8 | Approve Regulations on Remuneration of Directors | Management | For | For |
9 | Approve New Edition of Charter | Management | For | For |
SBM OFFSHORE NV MEETING DATE: APR 02, 2013 | ||||
TICKER: SBMO SECURITY ID: N7752F148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5.1 | Approve Discharge of Management Board | Management | For | For |
5.2 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Discussion on Company's Corporate Governance Structure (non-voting) | Management | None | None |
7 | Receive Announcements on the Selection Procedure of the External Auditor for the Fiscal Year of 2014 (non-voting) | Management | None | None |
8.1 | Approve Rights Issuance Equal to 10 Percent of Issued Capital fully Underwritten by HAL Investments | Management | For | For |
8.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 | Management | For | For |
9.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover | Management | For | For |
9.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9.1 | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
12 | Close Meeting | Management | None | None |
SCBT FINANCIAL CORPORATION MEETING DATE: NOV 30, 2012 | ||||
TICKER: SCBT SECURITY ID: 78401V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SCBT FINANCIAL CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: SCBT SECURITY ID: 78401V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jimmy E. Addison | Management | For | For |
1.2 | Elect Director Robert H. Demere, Jr. | Management | For | For |
1.3 | Elect Director Robert R. Horger | Management | For | For |
1.4 | Elect Director Harry M. Mims, Jr. | Management | For | For |
1.5 | Elect Director John C. Pollok | Management | For | For |
1.6 | Elect Director James W. Roquemore | Management | For | For |
1.7 | Elect Director John W. Williamson, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin Thomas Burton, III. | Management | For | For |
1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Torre Bates | Management | For | For |
1b | Elect Director W.M. Diefenderfer III | Management | For | For |
1c | Elect Director Diane Suitt Gilleland | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Albert L. Lord | Management | For | For |
1g | Elect Director Barry A. Munitz | Management | For | For |
1h | Elect Director Howard H. Newman | Management | For | For |
1i | Elect Director Frank C. Puleo | Management | For | For |
1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
1k | Elect Director Steven L. Shapiro | Management | For | For |
1l | Elect Director Anthony P. Terracciano | Management | For | For |
1m | Elect Director Barry L. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
SOCIETE GENERALE MEETING DATE: MAY 22, 2013 | ||||
TICKER: GLE SECURITY ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
3 | Approve Stock Dividend Program (New Shares) | Management | For | For |
4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | Management | For | For |
6 | Reelect Jean-Bernard Levy as Director | Management | For | For |
7 | Elect Alexandra Schaapveld as Director | Management | For | For |
8 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 08, 2013 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | For |
1.2 | Elect Director Steven B. Dodge | Management | For | For |
1.3 | Elect Director The Duke of Devonshire | Management | For | For |
1.4 | Elect Director Daniel Meyer | Management | For | For |
1.5 | Elect Director Allen Questrom | Management | For | For |
1.6 | Elect Director William F. Ruprecht | Management | For | For |
1.7 | Elect Director Marsha E. Simms | Management | For | For |
1.8 | Elect Director Michael I. Sovern | Management | For | For |
1.9 | Elect Director Robert S. Taubman | Management | For | For |
1.10 | Elect Director Diana L. Taylor | Management | For | For |
1.11 | Elect Director Dennis M. Weibling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SOVRAN SELF STORAGE, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: SSS SECURITY ID: 84610H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Attea | Management | For | For |
1.2 | Elect Director Kenneth F. Myszka | Management | For | For |
1.3 | Elect Director Anthony P. Gammie | Management | For | For |
1.4 | Elect Director Charles E. Lannon | Management | For | For |
1.5 | Elect Director James R. Boldt | Management | For | For |
1.6 | Elect Director Stephen R. Rusmisel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STAG INDUSTRIAL, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: STAG SECURITY ID: 85254J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
1.2 | Elect Director F. Alexander Fraser | Management | For | For |
1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
1.4 | Elect Director Larry T. Guillemette | Management | For | For |
1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
1.6 | Elect Director Christopher P. Marr | Management | For | For |
1.7 | Elect Director Hans S. Weger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANCORP FINANCIAL GROUP, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: SFG SECURITY ID: 852891100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debora D. Horvath | Management | For | For |
1.2 | Elect Director Duane C. McDougall | Management | For | For |
1.3 | Elect Director E. Kay Stepp | Management | For | For |
1.4 | Elect Director Michael G. Thorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 08, 2013 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
1.11 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRATEGIC HOTELS & RESORTS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: BEE SECURITY ID: 86272T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bowen | Management | For | Withhold |
1.2 | Elect Director Kenneth Fisher | Management | For | Withhold |
1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | Withhold |
1.4 | Elect Director James A. Jeffs | Management | For | Withhold |
1.5 | Elect Director Richard D. Kincaid | Management | For | Withhold |
1.6 | Elect Director David M.C. Michels | Management | For | Withhold |
1.7 | Elect Director William A. Prezant | Management | For | Withhold |
1.8 | Elect Director Eugene F. Reilly | Management | For | Withhold |
1.9 | Elect Director Sheli Z. Rosenberg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Redeem Shareholder Rights Plan (Poison Pill) | Shareholder | Against | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Batinovich | Management | For | For |
1.2 | Elect Director Z. Jamie Behar | Management | For | For |
1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.5 | Elect Director Keith M. Locker | Management | For | For |
1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
1.8 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Opt Out of Maryland's Unsolicited Takeover Act | Shareholder | Against | For |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
1.3 | Elect Director Henry R. Gibbel | Management | For | For |
1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
1.5 | Elect Director Donald L. Hoffman | Management | For | For |
1.6 | Elect Director Sara G. Kirkland | Management | For | For |
1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
1.8 | Elect Director Michael A. Morello | Management | For | For |
1.9 | Elect Director Scott J. Newkam | Management | For | For |
1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
1.11 | Elect Director William J. Reuter | Management | For | For |
1.12 | Elect Director Andrew S. Samuel | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director James A. Ulsh | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: APR 25, 2013 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SWEDBANK AB MEETING DATE: MAR 20, 2013 | ||||
TICKER: SWEDA SECURITY ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) MEETING DATE: APR 10, 2013 | ||||
TICKER: SECURITY ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
SYMETRA FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: SYA SECURITY ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Foy | Management | For | For |
1.2 | Elect Director Lois W. Grady | Management | For | For |
1.3 | Elect Director Thomas M. Marra | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEJON RANCH CO. MEETING DATE: MAY 07, 2013 | ||||
TICKER: TRC SECURITY ID: 879080109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George G.C. Parker | Management | For | For |
1.2 | Elect Director Robert A. Stine | Management | For | For |
1.3 | Elect Director Daniel R. Tisch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
TEXAS CAPITAL BANCSHARES, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: TCBI SECURITY ID: 88224Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Jones, Jr. | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | For |
1.3 | Elect Director James H. Browning | Management | For | For |
1.4 | Elect Director Preston M. Geren, III | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director W. W. McAllister, III | Management | For | For |
1.9 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.10 | Elect Director Steven P. Rosenberg | Management | For | For |
1.11 | Elect Director Grant E. Sims | Management | For | For |
1.12 | Elect Director Robert W. Stallings | Management | For | For |
1.13 | Elect Director Dale W. Tremblay | Management | For | For |
1.14 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Ronald T. LeMay | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director H. John Riley, Jr. | Management | For | For |
1i | Elect Director John W. Rowe | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Mary Alice Taylor | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 09, 2013 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.5 | Elect Director Richard J. Kogan | Management | For | For |
1.6 | Elect Director Michael J. Kowalski | Management | For | For |
1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
1.8 | Elect Director Mark A. Nordenberg | Management | For | For |
1.9 | Elect Director Catherine A. Rein | Management | For | For |
1.10 | Elect Director William C. Richardson | Management | For | For |
1.11 | Elect Director Samuel C. Scott, III | Management | For | For |
1.12 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen A. Ellis | Management | For | For |
1b | Elect Director Arun Sarin | Management | For | For |
1c | Elect Director Charles R. Schwab | Management | For | For |
1d | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: THG SECURITY ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Angelini | Management | For | For |
1.2 | Elect Director P. Kevin Condron | Management | For | For |
1.3 | Elect Director Frederick H. Eppinger | Management | For | For |
1.4 | Elect Director Neal F. Finnegan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert B. Allardice, III | Management | For | For |
1b | Elect Director Trevor Fetter | Management | For | For |
1c | Elect Director Paul G. Kirk, Jr. | Management | For | For |
1d | Elect Director Liam E. McGee | Management | For | For |
1e | Elect Director Kathryn A. Mikells | Management | For | For |
1f | Elect Director Michael G. Morris | Management | For | For |
1g | Elect Director Thomas A. Renyi | Management | For | For |
1h | Elect Director Charles B. Strauss | Management | For | For |
1i | Elect Director H. Patrick Swygert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE MIDDLEBY CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: MIDD SECURITY ID: 596278101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Selim A. Bassoul | Management | For | For |
1.2 | Elect Director Robert B. Lamb | Management | For | For |
1.3 | Elect Director John R. Miller, III | Management | For | For |
1.4 | Elect Director Gordon O'Brien | Management | For | For |
1.5 | Elect Director Philip G. Putnam | Management | For | For |
1.6 | Elect Director Sabin C. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Require Majority Vote for the Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Borje E. Ekholm | Management | For | For |
1c | Elect Director Robert Greifeld | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Essa Kazim | Management | For | For |
1f | Elect Director John D. Markese | Management | For | For |
1g | Elect Director Ellyn A. McColgan | Management | For | For |
1h | Elect Director Thomas F. O'Neill | Management | For | For |
1i | Elect Director James S. Riepe | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Amendment and Restatement of NASDAQ OMX's Restated Certificate of Incorporation to Make Other Non-Substantive Changes | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE ST. JOE COMPANY MEETING DATE: MAY 16, 2013 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cesar L. Alvarez | Management | For | For |
1b | Elect Director Bruce R. Berkowitz | Management | For | For |
1c | Elect Director Park Brady | Management | For | For |
1d | Elect Director Howard S. Frank | Management | For | For |
1e | Elect Director Jeffrey C. Keil | Management | For | For |
1f | Elect Director Stanley Martin | Management | For | For |
1g | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TORONTO-DOMINION BANK MEETING DATE: APR 04, 2013 | ||||
TICKER: TD SECURITY ID: 891160509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Hugh J. Bolton | Management | For | For |
1.3 | Elect Director John L. Bragg | Management | For | For |
1.4 | Elect Director Amy W. Brinkley | Management | For | For |
1.5 | Elect Director W. Edmund Clark | Management | For | For |
1.6 | Elect Director Colleen A. Goggins | Management | For | For |
1.7 | Elect Director Henry H. Ketcham | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Harold H. MacKay | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Irene R. Miller | Management | For | For |
1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
1.13 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.14 | Elect Director Helen K. Sinclair | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP A: Increase Disclosure of Pension Plans | Shareholder | Against | Against |
5 | SP B: Adopt Policy for Equitable Treatment under the Pension Plans | Shareholder | Against | Against |
6 | SP C: Adopt an Internal Pay Ratio | Shareholder | Against | Against |
7 | SP D: Adopt Policy on Gender Equality in Senior Management Positions | Shareholder | Against | Against |
8 | SP E: Publish Summary of Annual Meetings and Questions Raised at Meetings | Shareholder | Against | Against |
9 | SP F: Submit More Candidates For Election Than the Number of Vacancies on the Board | Shareholder | Against | Against |
10 | SP G: Advisory Vote on Executive Officers' Compensation | Shareholder | Against | Against |
11 | SP H: Set Maximum Amount of Employee Compensation | Shareholder | Against | Against |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WESTERN UNION COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
THOMAS PROPERTIES GROUP, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: TPGI SECURITY ID: 884453101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Thomas | Management | For | For |
1.2 | Elect Director R. Bruce Andrews | Management | For | Withhold |
1.3 | Elect Director Bradley H. Carroll | Management | For | For |
1.4 | Elect Director Edward D. Fox | Management | For | Withhold |
1.5 | Elect Director John L. Goolsby | Management | For | For |
1.6 | Elect Director Winston H. Hickox | Management | For | Withhold |
1.7 | Elect Director Randall L. Scott | Management | For | For |
1.8 | Elect Director John R. Sischo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TORCHMARK CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Mark S. McAndrew | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Wesley D. Protheroe | Management | For | For |
1.11 | Elect Director Darren M. Rebelez | Management | For | For |
1.12 | Elect Director Lamar C. Smith | Management | For | For |
1.13 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRUSTMARK CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: TRMK SECURITY ID: 898402102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolphus B. Baker | Management | For | For |
1.2 | Elect Director Toni D. Cooley | Management | For | For |
1.3 | Elect Director Daniel A. Grafton | Management | For | For |
1.4 | Elect Director Gerard R. Host | Management | For | For |
1.5 | Elect Director David H. Hoster, II | Management | For | For |
1.6 | Elect Director John M. McCullouch | Management | For | For |
1.7 | Elect Director Richard H. Puckett | Management | For | For |
1.8 | Elect Director R. Michael Summerford | Management | For | For |
1.9 | Elect Director LeRoy G. Walker, Jr. | Management | For | For |
1.10 | Elect Director William G. Yates, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TWO HARBORS INVESTMENT CORP. MEETING DATE: MAY 21, 2013 | ||||
TICKER: TWO SECURITY ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Bender | Management | For | For |
1.2 | Elect Director Mark D. Ein | Management | For | For |
1.3 | Elect Director William W. Johnson | Management | For | For |
1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
1.8 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UBS AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
UDR, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.7 | Elect Director Mark J. Sandler | Management | For | For |
1.8 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMB FINANCIAL CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: UMBF SECURITY ID: 902788108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Peter J. deSilva | Management | For | For |
1.5 | Elect Director Terrence P. Dunn | Management | For | For |
1.6 | Elect Director Alexander C. Kemper | Management | For | For |
1.7 | Elect Director J. Mariner Kemper | Management | For | For |
1.8 | Elect Director Kris A. Robbins | Management | For | For |
1.9 | Elect Director Thomas D. Sanders | Management | For | For |
1.10 | Elect Director L. Joshua Sosland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 25, 2013 | ||||
TICKER: U11 SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012 | Management | For | Against |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Wee Ee Cheong as Director | Management | For | For |
7 | Elect Franklin Leo Lavin as Director | Management | For | For |
8 | Elect James Koh Cher Siang as Director | Management | For | For |
9 | Elect Ong Yew Huat as Director | Management | For | For |
10 | Elect Wee Cho Yaw as Director | Management | For | For |
11 | Elect Cham Tao Soon as Director | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
14 | Approve Issuance of Preference Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
UNUM GROUP MEETING DATE: MAY 23, 2013 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Michael Caulfield | Management | For | For |
1.2 | Elect Director Ronald E. Goldsberry | Management | For | For |
1.3 | Elect Director Kevin T. Kabat | Management | For | For |
1.4 | Elect Director Michael J. Passarella | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
URSTADT BIDDLE PROPERTIES INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: UBA SECURITY ID: 917286205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine U. Biddle | Management | For | For |
1.2 | Elect Director Willing L. Biddle | Management | For | For |
1.3 | Elect Director E. Virgil Conway | Management | For | For |
1.4 | Elect Director Robert J. Mueller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Preferred and Common Stock | Management | For | Against |
4 | Approve Increase or Decrease Authorized Common Stock | Management | For | Against |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Amend Restricted Stock Plan | Management | For | Against |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | For |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | For |
1.4 | Elect Director John J. Hendrickson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VALLEY NATIONAL BANCORP MEETING DATE: APR 17, 2013 | ||||
TICKER: VLY SECURITY ID: 919794107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Abramson | Management | For | For |
1.2 | Elect Director Peter J. Baum | Management | For | For |
1.3 | Elect Director Pamela R. Bronander | Management | For | For |
1.4 | Elect Director Peter Crocitto | Management | For | For |
1.5 | Elect Director Eric P. Edelstein | Management | For | For |
1.6 | Elect Director Alan D. Eskow | Management | For | For |
1.7 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.8 | Elect Director Graham O. Jones | Management | For | For |
1.9 | Elect Director Walter H. Jones, III | Management | For | For |
1.10 | Elect Director Gerald Korde | Management | For | For |
1.11 | Elect Director Michael L. LaRusso | Management | For | For |
1.12 | Elect Director Marc J. Lenner | Management | For | For |
1.13 | Elect Director Gerald H. Lipkin | Management | For | For |
1.14 | Elect Director Barnett Rukin | Management | For | For |
1.15 | Elect Director Suresh L. Sani | Management | For | For |
1.16 | Elect Director Robert C. Soldoveri | Management | For | For |
1.17 | Elect Director Jeffrey S. Wilks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANTIV, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: VNTV SECURITY ID: 92210H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee Adrean | Management | For | For |
1.2 | Elect Director Lori A. Beer | Management | For | For |
1.3 | Elect Director Gary Lauer | Management | For | For |
1.4 | Elect Director Thomas Ryan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Sheli Z. Rosenberg | Management | For | For |
1j | Elect Director Glenn J. Rufrano | Management | For | For |
1k | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Leslie G. Denend | Management | For | For |
1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
1.4 | Elect Director Robert B. Henske | Management | For | For |
1.5 | Elect Director Richard A. McGinn | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VIRGINIA COMMERCE BANCORP, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: VCBI SECURITY ID: 92778Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Adler | Management | For | For |
1.2 | Elect Director Michael G. Anzilotti | Management | For | For |
1.3 | Elect Director Thomas E. Burdette | Management | For | For |
1.4 | Elect Director Peter A. Converse | Management | For | For |
1.5 | Elect Director W. Douglas Fisher | Management | For | For |
1.6 | Elect Director David M. Guernsey | Management | For | For |
1.7 | Elect Director Kenneth R. Lehman | Management | For | For |
1.8 | Elect Director Norris E. Mitchell | Management | For | For |
1.9 | Elect Director Todd A. Stottlemyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VORNADO REALTY TRUST MEETING DATE: MAY 23, 2013 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director David Mandelbaum | Management | For | For |
1.4 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
W. R. BERKLEY CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: WRB SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Robert Berkley, Jr. | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Mark E. Brockbank | Management | For | For |
1.4 | Elect Director George G. Daly | Management | For | For |
1.5 | Elect Director Mary C. Farrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WASHINGTON TRUST BANCORP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: WASH SECURITY ID: 940610108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry G. Hittner | Management | For | For |
1.2 | Elect Director Katherine W. Hoxsie | Management | For | For |
1.3 | Elect Director Kathleen E. McKeough | Management | For | For |
1.4 | Elect Director John C. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WEBSTER FINANCIAL CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: WBS SECURITY ID: 947890109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Becker | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
1.4 | Elect Director Laurence C. Morse | Management | For | For |
1.5 | Elect Director Mark Pettie | Management | For | For |
1.6 | Elect Director Charles W. Shivery | Management | For | For |
1.7 | Elect Director James C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTAMERICA BANCORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: WABC SECURITY ID: 957090103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Etta Allen | Management | For | For |
1.2 | Elect Director Louis E. Bartolini | Management | For | For |
1.3 | Elect Director E. Joseph Bowler | Management | For | For |
1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
1.5 | Elect Director Patrick D. Lynch | Management | For | For |
1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
1.7 | Elect Director Ronald A. Nelson | Management | For | For |
1.8 | Elect Director David L. Payne | Management | For | For |
1.9 | Elect Director Edward B. Sylvester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN ALLIANCE BANCORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: WAL SECURITY ID: 957638109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary Mack | Management | For | For |
1.2 | Elect Director Todd Marshall | Management | For | For |
1.3 | Elect Director M. Nafees Nagy | Management | For | For |
1.4 | Elect Director James E. Nave | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 11, 2013 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
1.9 | Elect Director D. Michael Steuert | Management | For | For |
1.10 | Elect Director Kim Williams | Management | For | For |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: NOV 02, 2012 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Chen | Management | For | For |
1.2 | Elect Director Marc D. Schorr | Management | For | For |
1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
1.4 | Elect Director Elaine P. Wynn | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: FEB 22, 2013 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Director Kazuo Okada | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 07, 2013 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray R. Irani | Management | For | For |
1.2 | Elect Director Alvin V. Shoemaker | Management | For | For |
1.3 | Elect Director D. Boone Wayson | Management | For | For |
1.4 | Elect Director Stephen A. Wynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XL GROUP PLC MEETING DATE: APR 26, 2013 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph Mauriello as Director | Management | For | For |
2 | Elect Eugene M. McQuade as Director | Management | For | For |
3 | Elect Clayton S. Rose as Director | Management | For | For |
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YES BANK LIMITED MEETING DATE: JUL 14, 2012 | ||||
TICKER: 532648 SECURITY ID: Y97636107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
3 | Reelect S.L. Kapur as Director | Management | For | For |
4 | Reelect A.K. Mago as Director | Management | For | For |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect M. Sabharwal as Director | Management | For | For |
7 | Approve Revision in Remuneration of R. Kapoor, Managing Director and CEO | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry C. Atkin | Management | For | For |
1b | Elect Director R.D. Cash | Management | For | For |
1c | Elect Director Patricia Frobes | Management | For | For |
1d | Elect Director J. David Heaney | Management | For | For |
1e | Elect Director Roger B. Porter | Management | For | For |
1f | Elect Director Stephen D. Quinn | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director L.E. Simmons | Management | For | For |
1i | Elect Director Shelley Thomas Williams | Management | For | For |
1j | Elect Director Steven C. Wheelwright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACHILLION PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: ACHN SECURITY ID: 00448Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Graves | Management | For | For |
1.2 | Elect Director Dennis Liotta | Management | For | For |
1.3 | Elect Director David I. Scheer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peder K. Jensen | Management | For | For |
1.2 | Elect Director John P. Kelley | Management | For | For |
1.3 | Elect Director Sandra Panem | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTAVIS, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ACT SECURITY ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Michelson | Management | For | For |
1b | Elect Director Ronald R. Taylor | Management | For | For |
1c | Elect Director Andrew L. Turner | Management | For | For |
1d | Elect Director Paul M. Bisaro | Management | For | For |
1e | Elect Director Christopher W. Bodine | Management | For | For |
1f | Elect Director Michael J. Feldman | Management | For | For |
1g | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
AETNA INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AMPLIFON S.P.A MEETING DATE: APR 17, 2013 | ||||
TICKER: AMP SECURITY ID: T0388E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate Submitted by Ampliter | Shareholder | None | For |
2.2 | Slate Submitted by Tamburi Investment Partners | Shareholder | None | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Amend Performance Stock Grant Plan 2011-2020 | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Baker | Management | For | For |
1.2 | Elect Director Dev Ittycheria | Management | For | For |
1.3 | Elect Director John A. Kane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AVEO PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: AVEO SECURITY ID: 053588109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director Raju Kucherlapati | Management | For | For |
1.6 | Elect Director Henri A. Termeer | Management | For | For |
1.7 | Elect Director Kenneth E. Weg | Management | For | For |
1.8 | Elect Director Robert C. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BAYER AG MEETING DATE: APR 26, 2013 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012 | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIOSCRIP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: BIOS SECURITY ID: 09069N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Smith | Management | For | For |
1.2 | Elect Director Charlotte W. Collins | Management | For | For |
1.3 | Elect Director Samuel P. Frieder | Management | For | For |
1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
1.5 | Elect Director David R. Hubers | Management | For | For |
1.6 | Elect Director Richard L. Robbins | Management | For | For |
1.7 | Elect Director Stuart A. Samuels | Management | For | For |
1.8 | Elect Director Gordon H. Woodward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katharine T. Bartlett | Management | For | For |
1b | Elect Director Bruce L. Byrnes | Management | For | For |
1c | Elect Director Nelda J. Connors | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackie M. Clegg | Management | For | For |
1.2 | Elect Director Randal A. Nardone | Management | For | For |
1.3 | Elect Director James R. Seward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRUKER CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolf-Dieter Emmerich | Management | For | For |
1.2 | Elect Director Brenda J. Furlong | Management | For | For |
1.3 | Elect Director Frank H. Laukien | Management | For | For |
1.4 | Elect Director Richard A. Packer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd W. Rich | Management | For | For |
1.2 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. William Heiligbrodt | Management | For | For |
1.2 | Elect Director Barry K. Fingerhut | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUL 02, 2012 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CATAMARAN CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: CTRX SECURITY ID: 148887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CONMED CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: CNMD SECURITY ID: 207410101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
1.3 | Elect Director Bruce F. Daniels | Management | For | For |
1.4 | Elect Director Jo Ann Golden | Management | For | For |
1.5 | Elect Director Stephen M. Mandia | Management | For | For |
1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
1.7 | Elect Director Mark E. Tryniski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 20, 2013 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DERMA SCIENCES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: DSCI SECURITY ID: 249827502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Quilty | Management | For | For |
1.2 | Elect Director Srini Conjeevaram | Management | For | For |
1.3 | Elect Director Stephen T. Wills | Management | For | For |
1.4 | Elect Director C. Richard Stafford | Management | For | For |
1.5 | Elect Director Robert G. Moussa | Management | For | For |
1.6 | Elect Director Bruce F. Wesson | Management | For | For |
1.7 | Elect Director Brett D. Hewlett | Management | For | For |
1.8 | Elect Director Paul M. Gilbert | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
DISCOVERY LABORATORIES, INC. MEETING DATE: SEP 13, 2012 | ||||
TICKER: DSCO SECURITY ID: 254668403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Amick | Management | For | For |
1.2 | Elect Director Antonio Esteve | Management | For | Withhold |
1.3 | Elect Director Max E. Link | Management | For | Withhold |
1.4 | Elect Director Bruce A. Peacock | Management | For | Withhold |
1.5 | Elect Director Marvin E. Rosenthale | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
DISCOVERY LABORATORIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: DSCO SECURITY ID: 254668403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Leone | Management | For | For |
1.2 | Elect Director John G. Cooper | Management | For | For |
1.3 | Elect Director Joseph M. Mahady | Management | For | For |
1.4 | Elect Director Bruce A. Peacock | Management | For | Withhold |
1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Carson | Management | For | Withhold |
1.2 | Elect Director Dino Dina | Management | For | For |
1.3 | Elect Director Denise M. Gilbert | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: DEC 12, 2012 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: APR 12, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Tender Offer | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 30, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3a | Reelect Robert Ingram as Director | Management | For | For |
3b | Reelect Gary Kennedy as Director | Management | For | Against |
3c | Reelect Patrick Kennedy as Director | Management | For | Against |
3d | Reelect Kelly Martin as Director | Management | For | For |
3e | Reelect Kieran McGowan as Director | Management | For | For |
3f | Reelect Kyran McLaughlin as Director | Management | For | For |
3g | Reelect Donal O'Connor as Director | Management | For | Against |
3h | Reelect Richard Pilnik as Director | Management | For | For |
3i | Reelect Andrew von Eschenbach as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital | Management | For | For |
8 | Authorise Share Repurchase Program | Management | For | For |
9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2013 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Granger Cobb | Management | For | For |
1.3 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENDO HEALTH SOLUTIONS INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director John J. Delucca | Management | For | For |
1d | Elect Director Nancy J. Hutson | Management | For | For |
1e | Elect Director Michael Hyatt | Management | For | For |
1f | Elect Director William P. Montague | Management | For | For |
1g | Elect Director David B. Nash | Management | For | For |
1h | Elect Director Joseph C. Scodari | Management | For | For |
1i | Elect Director Jill D. Smith | Management | For | For |
1j | Elect Director William F. Spengler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENMARK DIAGNOSTICS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: GNMK SECURITY ID: 372309104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Gleeson | Management | For | For |
1.2 | Elect Director Stephen T. Worland | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENOMIC HEALTH, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HANGER, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinit K. Asar | Management | For | For |
1.2 | Elect Director Thomas P. Cooper | Management | For | For |
1.3 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.4 | Elect Director Eric A. Green | Management | For | For |
1.5 | Elect Director Stephen E. Hare | Management | For | For |
1.6 | Elect Director Isaac Kaufman | Management | For | For |
1.7 | Elect Director Thomas F. Kirk | Management | For | For |
1.8 | Elect Director Patricia B. Shrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEALTHSTREAM, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: HSTM SECURITY ID: 42222N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thompson S. Dent | Management | For | For |
1.2 | Elect Director Dale Polley | Management | For | For |
1.3 | Elect Director William W. Stead | Management | For | For |
1.4 | Elect Director Deborah Taylor Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Restricted Stock Unit Grants to Douglas Godshall | Management | For | For |
5 | Approve Restricted Stock Unit and Stock Option Grants to Robert Thomas | Management | For | For |
6 | Approve Restricted Stock Unit and Stock Option Grants to Seth Harrison | Management | For | For |
7 | Approve Restricted Stock Unit and Stock Option Grants to Timothy Barberich | Management | For | For |
8 | Approve Restricted Stock Unit and Stock Option Grants to Cynthia Feldman | Management | For | For |
9 | Approve Restricted Stock Unit and Stock Option Grants to Charles Raymond Larkin, Jr. | Management | For | For |
10 | Approve Restricted Stock Unit and Stock Option Grants to Robert Stockman | Management | For | For |
11 | Approve Restricted Stock Unit and Stock Option Grants to Denis Wade | Management | For | For |
12 | Ratify Past Issuance of 1,725,000 Shares | Management | For | For |
HI-TECH PHARMACAL CO., INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: HITK SECURITY ID: 42840B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Seltzer | Management | For | For |
1.2 | Elect Director Reuben Seltzer | Management | For | For |
1.3 | Elect Director Martin M. Goldwyn | Management | For | For |
1.4 | Elect Director Yashar Hirshaut | Management | For | For |
1.5 | Elect Director Jack van Hulst | Management | For | For |
1.6 | Elect Director Anthony J. Puglisi | Management | For | For |
1.7 | Elect Director Bruce W. Simpson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
HUMANA INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | Against |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | Against |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
ILLUMINA, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald Moller | Management | For | For |
1.2 | Elect Director David R. Walt | Management | For | For |
1.3 | Elect Director Robert S. Epstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: INFI SECURITY ID: 45665G303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Babler | Management | For | For |
1.2 | Elect Director Anthony B. Evnin | Management | For | For |
1.3 | Elect Director Gwen A. Fyfe | Management | For | Against |
1.4 | Elect Director Eric S. Lander | Management | For | Against |
1.5 | Elect Director Thomas J. Lynch | Management | For | Against |
1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
1.7 | Elect Director Norman C. Selby | Management | For | For |
1.8 | Elect Director Ian F. Smith | Management | For | For |
1.9 | Elect Director Michael C. Venuti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INSMED INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: INSM SECURITY ID: 457669307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Al Altomari | Management | For | For |
1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
1.3 | Elect Director Will Lewis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approval of Certain Equity Compensation Awards Previously Granted to Certain Employees and Directors Under the 2000 Stock Incentive Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
INSULET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: PODD SECURITY ID: 45784P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Duane DeSisto | Management | For | For |
1.2 | Elect Director Steven Sobieski | Management | For | For |
1.3 | Elect Director W. Mark Lortz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERCEPT PHARMACEUTICALS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ICPT SECURITY ID: 45845P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
1.2 | Elect Director Paolo Fundaro | Management | For | For |
1.3 | Elect Director Mark Pruzanski | Management | For | For |
1.4 | Elect Director Jonathan T. Silverstein | Management | For | For |
1.5 | Elect Director Lorenzo Tallarigo | Management | For | For |
1.6 | Elect Director Klaus Veitinger | Management | For | For |
1.7 | Elect Director Nicole S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 25, 2013 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director Robert J. Lefkowitz | Management | For | For |
1.3 | Elect Director Alan S. Nies | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIMUS, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: MMS SECURITY ID: 577933104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Lederer | Management | For | For |
1.2 | Elect Director Peter B. Pond | Management | For | For |
1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
MEDA AB MEETING DATE: MAY 07, 2013 | ||||
TICKER: MEDA A SECURITY ID: W5612K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Allow Questions | Management | None | None |
10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10b | Approve Allocation of Income and Dividends of SEK 2.25 per Share | Management | For | Did Not Vote |
10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.85 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Peter Claesson, Peter von Ehrenheim, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, Anders Lonner, and Lars Westerberg as Directors; Elect Karen Sorensen as New Director; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
14 | Elect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles Corresponding to up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20 | Other Business | Management | None | None |
21 | Close Meeting | Management | None | None |
MEDIVATION, INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDNAX, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MACK SECURITY ID: 590328100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Mulroy | Management | For | For |
1.2 | Elect Director Gary L. Crocker | Management | For | For |
1.3 | Elect Director James van B. Dresser | Management | For | For |
1.4 | Elect Director Gordon J. Fehr | Management | For | For |
1.5 | Elect Director John Mendelsohn | Management | For | For |
1.6 | Elect Director Sarah E. Nash | Management | For | For |
1.7 | Elect Director Michael E. Porter | Management | For | For |
1.8 | Elect Director James H. Quigley | Management | For | For |
1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Koestler | Management | For | For |
1.2 | Elect Director Bennett M. Shapiro | Management | For | For |
1.3 | Elect Director Elizabeth Stoner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MYLAN INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Bresch | Management | For | For |
1.2 | Elect Director Wendy Cameron | Management | For | For |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Robert J. Coury | Management | For | For |
1.5 | Elect Director Neil Dimick | Management | For | For |
1.6 | Elect Director Melina Higgins | Management | For | For |
1.7 | Elect Director Douglas J. Leech | Management | For | For |
1.8 | Elect Director Rajiv Malik | Management | For | For |
1.9 | Elect Director Joseph C. Maroon | Management | For | For |
1.10 | Elect Director Mark W. Parrish | Management | For | For |
1.11 | Elect Director Rodney L. Piatt | Management | For | For |
1.12 | Elect Director C.B. Todd | Management | For | For |
1.13 | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NMC HEALTH PLC MEETING DATE: JUN 27, 2013 | ||||
TICKER: NMC SECURITY ID: G65836101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Elect Mark Tompkins as Director | Management | For | For |
7 | Elect Saeed Bin Butti as Director | Management | For | Against |
8 | Elect Khalifa Bin Butti as Director | Management | For | For |
9 | Elect Dr B R Shetty as Director | Management | For | For |
10 | Elect Justin Jewitt as Director | Management | For | For |
11 | Elect Lord Clanwilliam as Director | Management | For | For |
12 | Elect Heather Lawrence as Director | Management | For | For |
13 | Approve EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 25, 2013 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | For |
1b | Elect Director Robert G. Teresi | Management | For | For |
1c | Elect Director Robert J. Frankenberg | Management | For | For |
1d | Elect Director Katharine A. Martin | Management | For | For |
1e | Elect Director Patrick T. Hackett | Management | For | For |
1f | Elect Director William H. Janeway | Management | For | For |
1g | Elect Director Mark B. Myers | Management | For | For |
1h | Elect Director Philip J. Quigley | Management | For | For |
1i | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | Withhold |
1.2 | Elect Director Joseph Y. Chang | Management | For | Withhold |
1.3 | Elect Director Stephen L. Newman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OPTO CIRCUITS INDIA LTD. MEETING DATE: SEP 29, 2012 | ||||
TICKER: 532391 SECURITY ID: Y6495Y115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
3 | Reelect V. Ramnani as Director | Management | For | For |
4 | Reelect U. Ramnani as Director | Management | For | For |
5 | Reelect S.A. Merchant as Director | Management | For | Against |
6 | Approve Anand Amarnath and Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve OCIL - ESOP Scheme 2012 | Management | For | Against |
8 | Approve Grant of Options to Employees and/or Directors of the Company's Subsidiaries Under the OCIL - ESOP Scheme 2012 | Management | For | Against |
OPTO CIRCUITS INDIA LTD. MEETING DATE: FEB 28, 2013 | ||||
TICKER: 532391 SECURITY ID: Y6495Y115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants to V. Ramnani, Promoter | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Hastings | Management | For | For |
1.2 | Elect Director John Longenecker | Management | For | For |
1.3 | Elect Director Andreas Wicki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PFIZER INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PT LIPPO KARAWACI TBK MEETING DATE: APR 24, 2013 | ||||
TICKER: LPKR SECURITY ID: Y7129W186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Abstain |
5 | Accept Report on the Use of Proceeds from the Rights Issue III | Management | For | For |
6 | Amend Articles of Association | Management | For | Abstain |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUALICORP SA MEETING DATE: APR 30, 2013 | ||||
TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Elect Directors | Management | For | Against |
3 | Approve Remuneration of Company's Management | Management | For | For |
QUALICORP SA MEETING DATE: MAY 13, 2013 | ||||
TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 18 Re: Number of Statutory Executives | Management | For | For |
2 | Amend Article 37 Re: Arbitration Clause | Management | For | For |
3 | Amend Article 12 Re: Decrease in Board Size | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
RAFFLES MEDICAL GROUP MEETING DATE: APR 23, 2013 | ||||
TICKER: R01 SECURITY ID: Y7174H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Lim Pin as Director | Management | For | For |
5 | Elect Tan Soo Nan as Director | Management | For | For |
6 | Elect Wee Beng Geok as Director | Management | For | For |
7 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Approve Grant of Options and Issuance of Share Under Raffles Medical Group Share Option Scheme | Management | For | Against |
11 | Authorize Share Repurchase Program | Management | For | For |
12 | Approve Issuance of Shares Under the Scrip Dividend Scheme | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director Eric M. Shooter | Management | For | For |
1.4 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradford S. Goodwin | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANOFI MEETING DATE: MAY 03, 2013 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | Against |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | Against |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SHIRE PLC MEETING DATE: APR 30, 2013 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect William Burns as Director | Management | For | For |
4 | Re-elect Matthew Emmens as Director | Management | For | For |
5 | Re-elect Dr David Ginsburg as Director | Management | For | For |
6 | Re-elect Graham Hetherington as Director | Management | For | For |
7 | Re-elect David Kappler as Director | Management | For | For |
8 | Re-elect Susan Kilsby as Director | Management | For | For |
9 | Re-elect Anne Minto as Director | Management | For | For |
10 | Re-elect David Stout as Director | Management | For | For |
11 | Elect Dr Steven Gillis as Director | Management | For | For |
12 | Elect Dr Flemming Ornskov as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SPECTRUM PHARMACEUTICALS, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: SPPI SECURITY ID: 84763A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Cohen | Management | For | For |
1.2 | Elect Director Gilles R. Gagnon | Management | For | For |
1.3 | Elect Director Stuart M. Krassner | Management | For | For |
1.4 | Elect Director Luigi Lenaz | Management | For | For |
1.5 | Elect Director Anthony E. Maida | Management | For | For |
1.6 | Elect Director Rajesh C. Shrotriya | Management | For | For |
1.7 | Elect Director Dolatrai 'Dinesh' M. Vyas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SWEDISH ORPHAN BIOVITRUM AB MEETING DATE: APR 26, 2013 | ||||
TICKER: SOBI SECURITY ID: W95637117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Report on Work of Board and its Committees | Management | None | None |
10 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.19 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | Did Not Vote |
15 | Elect Adine Axen, Matthew Gantz, Bo Hansen (Chair), Lennart Johansson, Helena Saxon, Hans Schikan and Hans Wigzell Directors; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18a | Approve Performance Based Share Matching Plan 2013 | Management | For | Did Not Vote |
18b1 | Approve Issuance of Max. 754,912 Class C Shares in Connection with Incentive Plan; Approve Repurchase of Max. 754,912 Class C Shares in Connection with Incentive Plan; Approve Transfer of Max. 1.7 Million Shares in Connection with Incentive Plans | Management | For | Did Not Vote |
18b2 | Approve Equity Swap Agreement with Third Party if Proposal 18b1 is Not Approved | Management | For | Did Not Vote |
19 | Authorize Transfer of up to 135,082 Class C Shares in Connection to 2010 Share Program | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: JUL 02, 2012 | ||||
TICKER: SXCI SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Change Company Name to Catamaran Corporation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SYNAGEVA BIOPHARMA CORP. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GEVA SECURITY ID: 87159A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNTA PHARMACEUTICALS CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SNTA SECURITY ID: 87162T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Safi R. Bahcall | Management | For | For |
1.2 | Elect Director Bruce Kovner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TARGACEPT, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Blixt | Management | For | For |
1.2 | Elect Director Alan W. Dunton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE ADVISORY BOARD COMPANY MEETING DATE: SEP 11, 2012 | ||||
TICKER: ABCO SECURITY ID: 00762W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director Peter J. Grua | Management | For | For |
1.3 | Elect Director Kelt Kindick | Management | For | For |
1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
1.5 | Elect Director Mark R. Neaman | Management | For | For |
1.6 | Elect Director Leon D. Shapiro | Management | For | For |
1.7 | Elect Director Frank J. Williams | Management | For | For |
1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MEDICINES COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Crouse | Management | For | For |
1.2 | Elect Director John C. Kelly | Management | For | For |
1.3 | Elect Director Hiroaki Shigeta | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TORNIER N.V. MEETING DATE: JUN 27, 2013 | ||||
TICKER: TRNX SECURITY ID: N87237108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect David H. Mowry as Director | Management | For | For |
1b | Elect Kevin C. O'Boyle as Director | Management | For | For |
1c | Elect Richard F. Wallman as Director | Management | For | For |
2 | Amend Articles Pursuant to Amend and Restate Article 13, Paragraph 7 and Article 16 | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Appoint Special Auditor | Management | For | For |
5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
UCB SA MEETING DATE: APR 25, 2013 | ||||
TICKER: UCB SECURITY ID: B93562120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
A.2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
A.3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
A.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
A.5 | Approve Remuneration Report | Management | For | For |
A.6 | Approve Discharge of Directors | Management | For | For |
A.7 | Approve Discharge of Auditors | Management | For | For |
A.8.1 | Reelect Roch Doliveux as Director | Management | For | Against |
A.8.2 | Reelect Albrecht De Graeve as Director | Management | For | For |
A.8.3 | Indicate Albrecht De Graeve as Independent Board Member | Management | For | For |
A.8.4 | Reelect Peter Fellner as Director | Management | For | Against |
A.9 | Approve Remuneration of Directors | Management | For | For |
A.10 | Approve Restricted Stock Plan | Management | For | For |
A.11 | Increase Number of Shares Under Employee Stock Purchase Plan From 500,000 to 1 Million Shares | Management | For | For |
A.12 | Approve Change-of-Control Clause Re: EMTN Program | Management | For | For |
A.13 | Approve Change-of-Control Clause Re: Other | Management | For | For |
A.14 | Approve Change-of-Control Clause Re: EIB loan | Management | For | For |
E.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
E.2 | Authorize Board to Increase Authorized Capital up to EUR 500 Million, Including by way of Issuance of Warrants or Convertible Bonds | Management | For | For |
E.3 | Authorize Board to Issue Warrants/ Convertible Bonds in the Event of a Public Tender Offer or Share Exchange Offer Up to EUR 500 Million and Amend Articles Accordingly | Management | For | Against |
E.4 | Amend Article 11 Re: Transitional Measure on Bearer Shares | Management | For | For |
E.5 | Authorize Board to Repurchase and to Reissue Shares in the Event of a Serious and Imminent Harm and Amend Articles Accordingly | Management | For | Against |
E.6 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital if Item E.5 is not Approved | Management | For | For |
E.7 | Amend Article 14 Re: Share Register | Management | For | For |
E.8 | Amend Article 19 Re: Minutes of Board Decisions | Management | For | For |
E.9 | Amend Article 20 Re: Committees | Management | For | For |
E.10 | Amend Article 36 Re: Form of Proxies | Management | For | For |
E.11 | Amend Article 37 Re: General Meeting | Management | For | For |
E.12 | Amend Article 38 Re: Voting Rights | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Robert A. Ingram | Management | For | For |
1c | Elect Director Theo Melas-Kyriazi | Management | For | For |
1d | Elect Director G. Mason Morfit | Management | For | For |
1e | Elect Director Laurence E. Paul | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Lloyd M. Segal | Management | For | For |
1k | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Continuance of Company [CBCA to BCBCA] | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Claypool | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VOLCANO CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: VOLC SECURITY ID: 928645100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
1.2 | Elect Director Alexis V. Lukianov | Management | For | For |
1.3 | Elect Director Eric J. Topol | Management | For | For |
2 | Authorize Board to Fill Vacancies | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WALGREEN CO. MEETING DATE: JAN 09, 2013 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Connaughton | Management | For | For |
1b | Elect Director Tamar D. Howson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WATERS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WRIGHT MEDICAL GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2.1 | Elect Director Gary D. Blackford | Management | For | For |
2.2 | Elect Director Martin J. Emerson | Management | For | For |
2.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
2.4 | Elect Director Ronald K. Labrum | Management | For | For |
2.5 | Elect Director John L. Miclot | Management | For | For |
2.6 | Elect Director Robert J. Palmisano | Management | For | For |
2.7 | Elect Director Amy S. Paul | Management | For | For |
2.8 | Elect Director Robert J. Quillinan | Management | For | For |
2.9 | Elect Director David D. Stevens | Management | For | For |
3 | Elect Director Douglas G. Watson | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
ZELTIQ AESTHETICS, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew N. Schiff | Management | For | For |
1.2 | Elect Director Bryan E. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Murray Brennan | Management | For | For |
1.3 | Elect Director James A. Cannon | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Randal J. Kirk | Management | For | For |
1.6 | Elect Director Timothy McInerney | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
ACTUANT CORPORATION MEETING DATE: JAN 15, 2013 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Dionisio | Management | For | For |
1.2 | Elect Director Robert J. Lowe | Management | For | For |
1.3 | Elect Director William P. Rutledge | Management | For | For |
1.4 | Elect Director Daniel R. Tishman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGGREKO PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: AGK SECURITY ID: G0116S169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Debajit Das as Director | Management | For | For |
5 | Elect Asterios Satrazemis as Director | Management | For | For |
6 | Elect David Taylor-Smith as Director | Management | For | For |
7 | Elect Diana Layfield as Director | Management | For | For |
8 | Elect Rebecca McDonald as Director | Management | For | For |
9 | Re-elect Ken Hanna as Director | Management | For | For |
10 | Re-elect Angus Cockburn as Director | Management | For | For |
11 | Re-elect Rupert Soames as Director | Management | For | For |
12 | Re-elect David Hamill as Director | Management | For | For |
13 | Re-elect Russell King as Director | Management | For | For |
14 | Re-elect Robert MacLeod as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruby R. Chandy | Management | For | For |
1.2 | Elect Director Charles D. Klein | Management | For | For |
1.3 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Kevin R. Burns | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Jeffrey Liaw | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James C. Melville | Management | For | For |
1.10 | Elect Director James J. O'Connor | Management | For | For |
1.11 | Elect Director John J. Roberts | Management | For | For |
1.12 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS MEETING DATE: MAY 22, 2013 | ||||
TICKER: BVI SECURITY ID: F96888114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.83 per Share | Management | For | For |
5 | Reelect Frank Piedelievre as Director | Management | For | For |
6 | Reelect Stephane Bacquaert as Director | Management | For | For |
7 | Reelect Jean-Michel Ropert as Director | Management | For | For |
8 | Reelect Frederic Lemoine as Director | Management | For | For |
9 | Elect Lucia Sinapi-Thomas as Director | Management | For | For |
10 | Elect Nicoletta Giadrossi as Director | Management | For | For |
11 | Elect Ieda Gomes Yell as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
20 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 2 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 3.5 Million | Management | For | For |
25 | Subject to Approval of Item 26, Approve Capitalization of Reserves of EUR 39,782,028.96 via Increase in Par Value from EUR 0.12 to EUR 0.48 | Management | For | For |
26 | Subject to Approval of Item 25, Approve 4 for 1 Stock Split and Amend Articles 6 and 14.1 of Bylaws Accordingly | Management | For | For |
27 | Subject to Approval of Item 25 and 26, Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16, 17, 19 and 20 at EUR 8 Million and from All Issuance Requests Under Items 15, 16, 17, 18, 19 and 20 at EUR 14 Million | Management | For | For |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 08, 2013 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robin J. Adams | Management | For | For |
1b | Elect Director Robin S. Callahan | Management | For | For |
1c | Elect Director David A. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Against |
CUMMINS INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
CYTEC INDUSTRIES INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: CYT SECURITY ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Chris A. Davis | Management | For | For |
1b | Elect Director Shane D. Fleming | Management | For | For |
1c | Elect Director Louis L. Hoynes, Jr. | Management | For | For |
1d | Elect Director William P. Powell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
DEERE & COMPANY MEETING DATE: FEB 27, 2013 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David H. Benson | Management | For | For |
1b | Elect Director Robert W. Cremin | Management | For | For |
1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1d | Elect Director Peter T. Francis | Management | For | For |
1e | Elect Director Kristiane C. Graham | Management | For | For |
1f | Elect Director M.F. Johnston | Management | For | For |
1g | Elect Director Robert A. Livingston | Management | For | For |
1h | Elect Director Richard K. Lochridge | Management | For | For |
1i | Elect Director Bernard G. Rethore | Management | For | For |
1j | Elect Director Michael B. Stubbs | Management | For | For |
1k | Elect Director Stephen M. Todd | Management | For | For |
1l | Elect Director Stephen K. Wagner | Management | For | For |
1m | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 05, 2013 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director J. B. Bolten | Management | For | For |
1.3 | Elect Director M. S. Levatich | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
EUROFINS SCIENTIFIC SE MEETING DATE: APR 16, 2013 | ||||
TICKER: ERF SECURITY ID: F3322K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Absence of Related-Party Transactions | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
7 | Elect Maria Tkachencko as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
10 | Approve Share Repurchase | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Amend Corporate Purpose and Amend Article 2 Accordingly | Management | For | For |
13 | Remove Article 6 | Management | For | For |
14 | Amend Article 9 | Management | For | For |
15 | Amend Article 10 | Management | For | For |
16 | Amend Article 12 | Management | For | For |
17 | Amend Article 13 | Management | For | For |
18 | Amend Article 14 | Management | For | Against |
19 | Amend Article 15 | Management | For | For |
20 | Amend Article 16 Re: Company Management | Management | For | For |
21 | Amend Article 20 Re: General Meetings of Shareholders | Management | For | For |
22 | Amend Article 21 Re: Rights Attached to Shares | Management | For | For |
23 | Amend Article 24 Re: Income Allocation | Management | For | For |
24 | Amend Article 25 | Management | For | For |
25 | Adopt New By-Laws | Management | For | For |
26 | Authorize Issuance of Non-Convertible Debt Securities and Repurchase of Outstanding Non-Convertible Bonds | Management | For | For |
27 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GEA GROUP AG MEETING DATE: APR 18, 2013 | ||||
TICKER: G1A SECURITY ID: D28304109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0,55 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
GENERAC HOLDINGS INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: GNRC SECURITY ID: 368736104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aaron Jagdfeld | Management | For | For |
1.2 | Elect Director John D. Bowlin | Management | For | For |
1.3 | Elect Director Timothy Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | Against |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | Against |
1.4 | Elect Director William P. Fricks | Management | For | Against |
1.5 | Elect Director Paul G. Kaminski | Management | For | Against |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | Against |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GRACO INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: GGG SECURITY ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Etchart | Management | For | For |
1.2 | Elect Director J. Kevin Gilligan | Management | For | For |
1.3 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
HARSCO CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P.K. Decker | Management | For | For |
1.2 | Elect Director J.F. Earl | Management | For | For |
1.3 | Elect DirectorK. G. Eddy | Management | For | For |
1.4 | Elect Director D. C. Everitt | Management | For | For |
1.5 | Elect Director S. E. Graham | Management | For | For |
1.6 | Elect Director T. D. Growcock | Management | For | For |
1.7 | Elect Director H. W. Knueppel | Management | For | For |
1.8 | Elect Director J. M. Loree | Management | For | For |
1.9 | Elect Director A. J. Sordoni, III | Management | For | For |
1.10 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 22, 2013 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
HUB GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: HUBG SECURITY ID: 443320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Yeager | Management | For | For |
1.2 | Elect Director Mark A. Yeager | Management | For | For |
1.3 | Elect Director Gary D. Eppen | Management | For | For |
1.4 | Elect Director Charles R. Reaves | Management | For | For |
1.5 | Elect Director Martin P. Slark | Management | For | For |
1.6 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUBBELL INCORPORATED MEETING DATE: MAY 07, 2013 | ||||
TICKER: HUB.B SECURITY ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director Timothy H. Powers | Management | For | For |
1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.11 | Elect Director John G. Russell | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IDEX CORPORATION MEETING DATE: APR 09, 2013 | ||||
TICKER: IEX SECURITY ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest J. Mrozek | Management | For | For |
1.2 | Elect Director David C. Parry | Management | For | For |
1.3 | Elect Director Livingston L. Satterthwaite | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IHS INC. MEETING DATE: APR 10, 2013 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 06, 2013 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director Kirk Thompson | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 24, 2013 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1b | Elect Director Ralph E. Eberhart | Management | For | For |
1c | Elect Director Edward V. Fritzky | Management | For | For |
1d | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 23, 2013 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MANPOWERGROUP INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director William Downe | Management | For | For |
1.3 | Elect Director Jack M. Greenberg | Management | For | For |
1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
1.5 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MINE SAFETY APPLIANCES COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: MSA SECURITY ID: 602720104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.2 | Elect Director Alvaro Garcia-Tunon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NIELSEN HOLDINGS N.V. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NLSN SECURITY ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director David L. Calhoun | Management | For | For |
3b | Elect Director James A. Attwood, Jr. | Management | For | For |
3c | Elect Director Richard J. Bressler | Management | For | For |
3d | Elect Director Patrick Healy | Management | For | For |
3e | Elect Director Karen M. Hoguet | Management | For | For |
3f | Elect Director James M. Kilts | Management | For | For |
3g | Elect Director Alexander Navab | Management | For | For |
3h | Elect Director Robert Pozen | Management | For | For |
3i | Elect Director Vivek Ranadive | Management | For | For |
3j | Elect Director Robert Reid | Management | For | For |
3k | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
OSHKOSH CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Michael W. Grebe | Management | For | For |
1.3 | Elect Director Peter B. Hamilton | Management | For | For |
1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
1.5 | Elect Director Leslie F. Kenne | Management | For | For |
1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
1.9 | Elect Director Duncan J. Palmer | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
1.11 | Elect Director Richard G. Sim | Management | For | For |
1.12 | Elect Director Charles L. Szews | Management | For | For |
1.13 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
PACCAR INC MEETING DATE: APR 29, 2013 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Luiz Kaufmann | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M. E. Spierkel | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PALL CORPORATION MEETING DATE: DEC 12, 2012 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 24, 2012 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PENTAIR LTD. MEETING DATE: APR 29, 2013 | ||||
TICKER: PNR SECURITY ID: H6169Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director T. Michael Glenn | Management | For | For |
1b | Elect Director David H. Y. Ho | Management | For | For |
1c | Elect Director Ronald L. Merriman | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
4b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4c | Ratify PricewaterhouseCoopers as special auditors | Management | For | For |
5a | Appropriation of Results for the Year Ended December 31, 2012 | Management | For | For |
5b | Approve Conversion of Capital Contributions to Distribute an Ordinary Cash Dividend | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher L. Doerr | Management | For | For |
1b | Elect Director Mark J. Gliebe | Management | For | For |
1c | Elect Director Curtis W. Stoelting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 16, 2013 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director Marianne M. Parrs | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STERICYCLE, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Rod F. Dammeyer | Management | For | For |
1f | Elect Director William K. Hall | Management | For | For |
1g | Elect Director Jonathan T. Lord | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Ronald G. Spaeth | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 24, 2013 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE ADT CORPORATION MEETING DATE: MAR 14, 2013 | ||||
TICKER: ADT SECURITY ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Colligan | Management | For | For |
1.2 | Elect Director Timothy Donahue | Management | For | For |
1.3 | Elect Director Robert Dutkowsky | Management | For | For |
1.4 | Elect Director Bruce Gordon | Management | For | For |
1.5 | Elect Director Naren Gursahaney | Management | For | For |
1.6 | Elect Director Bridgette Heller | Management | For | For |
1.7 | Elect Director Kathleen Hyle | Management | For | For |
1.8 | Elect Director Keith Meister | Management | For | For |
1.9 | Elect Director Dinesh Paliwal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: DNB SECURITY ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
THE MANITOWOC COMPANY, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan K. Chow | Management | For | For |
1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
1.3 | Elect Director Robert C. Stift | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Diane C. Creel | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
1.6 | Elect Director Joseph W. Ralston | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken | Management | For | For |
1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Request Board Spin-off of Steel Business | Shareholder | Against | Against |
THE TORO COMPANY MEETING DATE: MAR 12, 2013 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
1.2 | Elect Director James C. O'Rourke | Management | For | For |
1.3 | Elect Director Christopher A. Twomey | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 16, 2012 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIMAS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: TRS SECURITY ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director David M. Wathen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: SEP 14, 2012 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Special Dividends | Management | For | For |
2 | Approve Special Dividends | Management | For | For |
3.1 | Elect George R. Oliver as Director | Management | For | For |
3.2 | Elect Frank M. Drendel as Director | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URS CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mickey P. Foret | Management | For | For |
1b | Elect Director William H. Frist | Management | For | For |
1c | Elect Director Lydia H. Kennard | Management | For | For |
1d | Elect Director Donald R. Knauss | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | For |
1g | Elect Director Joseph W. Ralston | Management | For | For |
1h | Elect Director John D. Roach | Management | For | For |
1i | Elect Director Douglas W. Stotlar | Management | For | For |
1j | Elect Director William P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
W.W. GRAINGER, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WATSCO, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David C. Darnell | Management | For | For |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Beach Lin | Management | For | For |
1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | For |
1.3 | Elect Director Stephen A. Van Oss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Brooks | Management | For | For |
1.2 | Elect Director William E. Kassling | Management | For | For |
1.3 | Elect Director Albert J. Neupaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA REALTY TRUST MEETING DATE: MAY 15, 2013 | ||||
TICKER: AKR SECURITY ID: 004239109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kenneth F. Bernstein | Management | For | For |
1b | Elect Director Douglas Crocker II | Management | For | For |
1c | Elect Director Lorrence T. Kellar | Management | For | For |
1d | Elect Director Wendy Luscombe | Management | For | For |
1e | Elect Director William T. Spitz | Management | For | For |
1f | Elect Director Lee S. Wielansky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Maria C. Freire | Management | For | For |
1.5 | Elect Director Richard H. Klein | Management | For | For |
1.6 | Elect Director James H. Richardson | Management | For | For |
1.7 | Elect Director Martin A. Simonetti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | For |
1.2 | Elect Director Terry Considine | Management | For | For |
1.3 | Elect Director Thomas L. Keltner | Management | For | For |
1.4 | Elect Director J. Landis Martin | Management | For | For |
1.5 | Elect Director Robert A. Miller | Management | For | For |
1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
1.7 | Elect Director Michael A. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird Budinger | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
1.4 | Elect Director Joel I. Klein | Management | For | For |
1.5 | Elect Director Douglas T. Linde | Management | For | For |
1.6 | Elect Director Matthew J. Lustig | Management | For | For |
1.7 | Elect Director Alan J. Patricof | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackie M. Clegg | Management | For | For |
1.2 | Elect Director Randal A. Nardone | Management | For | For |
1.3 | Elect Director James R. Seward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.2 | Elect Director Thomas J. DeRosa | Management | For | For |
1.3 | Elect Director Matthew S. Dominski | Management | For | For |
1.4 | Elect Director Kathleen M. Nelson | Management | For | For |
1.5 | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBRE GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Jane J. Su | Management | For | For |
1.8 | Elect Director Robert E. Sulentic | Management | For | For |
1.9 | Elect Director Laura D. Tyson | Management | For | For |
1.10 | Elect Director Gary L. Wilson | Management | For | For |
1.11 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEDAR REALTY TRUST, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: CDR SECURITY ID: 150602209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Burns | Management | For | For |
1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
1.4 | Elect Director Everett B. Miller, III | Management | For | For |
1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
1.6 | Elect Director Roger M. Widmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHESAPEAKE LODGING TRUST MEETING DATE: MAY 21, 2013 | ||||
TICKER: CHSP SECURITY ID: 165240102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Francis | Management | For | For |
1.2 | Elect Director Douglas W. Vicari | Management | For | For |
1.3 | Elect Director Thomas A. Natelli | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director John W. Hill | Management | For | For |
1.6 | Elect Director George F. McKenzie | Management | For | For |
1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORESITE REALTY CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
COUSINS PROPERTIES INCORPORATED MEETING DATE: MAY 07, 2013 | ||||
TICKER: CUZ SECURITY ID: 222795106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
1.2 | Elect Director James D. Edwards | Management | For | For |
1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
1.5 | Elect Director S. Taylor Glover | Management | For | For |
1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
1.7 | Elect Director William Porter Payne | Management | For | For |
1.8 | Elect Director R. Dary Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOUGLAS EMMETT, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: DEI SECURITY ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Christopher H. Anderson | Management | For | For |
1.5 | Elect Director Leslie E. Bider | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUPONT FABROS TECHNOLOGY, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: DFT SECURITY ID: 26613Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Coke | Management | For | For |
1.2 | Elect Director Lammot J. du Pont | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Hossein Fateh | Management | For | For |
1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
1.8 | Elect Director John H. Toole | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Granger Cobb | Management | For | For |
1.3 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EQUITY ONE, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: EQY SECURITY ID: 294752100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Cassel | Management | For | For |
1.2 | Elect Director Cynthia R. Cohen | Management | For | For |
1.3 | Elect Director Neil Flanzraich | Management | For | For |
1.4 | Elect Director Chaim Katzman | Management | For | For |
1.5 | Elect Director Peter Linneman | Management | For | For |
1.6 | Elect Director Galia Maor | Management | For | For |
1.7 | Elect Director Jeffrey S. Olson | Management | For | For |
1.8 | Elect Director Dori Segal | Management | For | For |
1.9 | Elect Director David Fischel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
EQUITY RESIDENTIAL MEETING DATE: JUN 13, 2013 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.3 | Elect Director Thomas E. Randlett | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXCEL TRUST, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: EXL SECURITY ID: 30068C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary B. Sabin | Management | For | For |
1.2 | Elect Director Spencer G. Plumb | Management | For | For |
1.3 | Elect Director Mark T. Burton | Management | For | For |
1.4 | Elect Director Bruce G. Blakley | Management | For | For |
1.5 | Elect Director Burland B. East, III | Management | For | For |
1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
1.7 | Elect Director Warren R. Staley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST INDUSTRIAL REALTY TRUST, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: FR SECURITY ID: 32054K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Declassify the Board of Directors | Management | For | For |
1B | Provide Directors May Only Be Removed for Cause | Management | For | Against |
1C | Approve Stock Ownership Limitations | Management | For | Against |
1D | Delete the current definition of 'Independent Director' | Management | For | For |
1E | Remove Existing Exception from the Company's Election to be Governed by the Provisions of the Maryland Business Combination Act | Management | For | For |
2.1 | Elect Director Matthew S. Dominski | Management | For | For |
2.2 | Elect Director Bruce W. Duncan | Management | For | For |
2.3 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
2.4 | Elect Director John Rau | Management | For | For |
2.5 | Elect Director L. Peter Sharpe | Management | For | For |
2.6 | Elect Director W. Ed Tyler | Management | For | For |
3.1 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
3.2 | Elect Director L. Peter Sharpe | Management | For | For |
3.3 | Elect Director Matthew S. Dominski | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST POTOMAC REALTY TRUST MEETING DATE: MAY 22, 2013 | ||||
TICKER: FPO SECURITY ID: 33610F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Arnold | Management | For | For |
1.2 | Elect Director Richard B. Chess | Management | For | For |
1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
1.5 | Elect Director R. Michael McCullough | Management | For | For |
1.6 | Elect Director Alan G. Merten | Management | For | For |
1.7 | Elect Director Terry L. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Clark | Management | For | For |
1.2 | Elect Director Mary Lou Fiala | Management | For | For |
1.3 | Elect Director J. Bruce Flatt | Management | For | For |
1.4 | Elect Director John K. Haley | Management | For | For |
1.5 | Elect Director Cyrus Madon | Management | For | For |
1.6 | Elect Director Sandeep Mathrani | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark R. Patterson | Management | For | For |
1.9 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GLIMCHER REALTY TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: GRT SECURITY ID: 379302102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. O'Brien | Management | For | For |
1.2 | Elect Director Niles C. Overly | Management | For | For |
1.3 | Elect Director William S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HCP, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Flaherty, III | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Kenneth B. Roath | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTH CARE REIT, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Ballard, Jr. | Management | For | For |
1.2 | Elect Director George L. Chapman | Management | For | For |
1.3 | Elect Director Thomas J. DeRosa | Management | For | For |
1.4 | Elect Director Jeffrey H. Donahue | Management | For | For |
1.5 | Elect Director Peter J. Grua | Management | For | For |
1.6 | Elect Director Fred S. Klipsch | Management | For | For |
1.7 | Elect Director Sharon M. Oster | Management | For | For |
1.8 | Elect Director Jeffrey R. Otten | Management | For | For |
1.9 | Elect Director Judith C. Pelham | Management | For | For |
1.10 | Elect Director R. Scott Trumbull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOME PROPERTIES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Alan L. Gosule | Management | For | For |
1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.4 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
1.5 | Elect Director Edward J. Pettinella | Management | For | For |
1.6 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheila C. Bair | Management | For | For |
1.2 | Elect Director Robert M. Baylis | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Ann M. Korologos | Management | For | For |
1.5 | Elect Director Richard E. Marriott | Management | For | For |
1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: MAY 08, 2013 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kite | Management | For | For |
1.2 | Elect Director William E. Bindley | Management | For | For |
1.3 | Elect Director Victor J. Coleman | Management | For | For |
1.4 | Elect Director Richard A. Cosier | Management | For | For |
1.5 | Elect Director Christie B. Kelly | Management | For | For |
1.6 | Elect Director Gerald L. Moss | Management | For | For |
1.7 | Elect Director Michael L. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PIEDMONT OFFICE REALTY TRUST, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PDM SECURITY ID: 720190206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Wayne Woody | Management | For | For |
1.2 | Elect Director Michael R. Buchanan | Management | For | For |
1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
1.5 | Elect Director Frank C. McDowell | Management | For | For |
1.6 | Elect Director Donald A. Miller | Management | For | For |
1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
1.8 | Elect Director Donald S. Moss | Management | For | For |
1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PROLOGIS, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin Thomas Burton, III. | Management | For | For |
1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUN COMMUNITIES, INC. MEETING DATE: JUL 19, 2012 | ||||
TICKER: SUI SECURITY ID: 866674104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul D. Lapides | Management | For | For |
2 | Elect Director Robert H. Naftaly | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Batinovich | Management | For | For |
1.2 | Elect Director Z. Jamie Behar | Management | For | For |
1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.5 | Elect Director Keith M. Locker | Management | For | For |
1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
1.8 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Opt Out of Maryland's Unsolicited Takeover Act | Shareholder | Against | For |
TERRENO REALTY CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: TRNO SECURITY ID: 88146M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael A. Coke | Management | For | For |
1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
1.4 | Elect Director Peter J. Merlone | Management | For | For |
1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
1.6 | Elect Director Dennis Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Sheli Z. Rosenberg | Management | For | For |
1j | Elect Director Glenn J. Rufrano | Management | For | For |
1k | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
VORNADO REALTY TRUST MEETING DATE: MAY 23, 2013 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director David Mandelbaum | Management | For | For |
1.4 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 11, 2013 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
1.9 | Elect Director D. Michael Steuert | Management | For | For |
1.10 | Elect Director Kim Williams | Management | For | For |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AAC TECHNOLOGIES HOLDINGS INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: 02018 SECURITY ID: G2953R114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Ingrid Chunyuan Wu as Director | Management | For | For |
3b | Elect Koh Boon Hwee as Director | Management | For | For |
3c | Elect Chang Carmen I-Hua as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ACACIA RESEARCH CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: ACTG SECURITY ID: 003881307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Harris, II | Management | For | For |
1.2 | Elect Director Fred A. deBoom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
ACCENTURE PLC MEETING DATE: FEB 06, 2013 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ACME PACKET, INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Against |
1.2 | Elect Director Jean-Yves Charlier | Management | For | For |
1.3 | Elect Director Robert J. Corti | Management | For | Against |
1.4 | Elect Director Frederic R. Crepin | Management | For | Against |
1.5 | Elect Director Jean-Francois Dubos | Management | For | Against |
1.6 | Elect Director Lucian Grainge | Management | For | For |
1.7 | Elect Director Brian G. Kelly | Management | For | For |
1.8 | Elect Director Robert A. Kotick | Management | For | For |
1.9 | Elect Director Robert J. Morgado | Management | For | Against |
1.10 | Elect Director Richard Sarnoff | Management | For | For |
1.11 | Elect Director Regis Turrini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADLINK TECHNOLOGY INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 6166 SECURITY ID: Y0014R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Director No.1 | Shareholder | None | Abstain |
6.2 | Elect Director No.2 | Shareholder | None | Abstain |
6.3 | Elect Director No.3 | Shareholder | None | Abstain |
6.4 | Elect Director No.4 | Shareholder | None | Abstain |
6.5 | Elect Director No.5 | Shareholder | None | Abstain |
6.6 | Elect Supervisor No.1 | Shareholder | None | Abstain |
6.7 | Elect Supervisor No.2 | Shareholder | None | Abstain |
6.8 | Elect Supervisor No.3 | Shareholder | None | Abstain |
7 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | Abstain |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 11, 2013 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy L. Banse | Management | For | For |
1b | Elect Director Kelly J. Barlow | Management | For | For |
1c | Elect Director Edward W. Barnholt | Management | For | For |
1d | Elect Director Robert K. Burgess | Management | For | For |
1e | Elect Director Frank A. Calderoni | Management | For | For |
1f | Elect Director Michael R. Cannon | Management | For | For |
1g | Elect Director James E. Daley | Management | For | For |
1h | Elect Director Laura B. Desmond | Management | For | For |
1i | Elect Director Charles M. Geschke | Management | For | For |
1j | Elect Director Shantanu Narayen | Management | For | For |
1k | Elect Director Daniel L. Rosensweig | Management | For | For |
1l | Elect Director Robert Sedgewick | Management | For | For |
1m | Elect Director John E. Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | Withhold |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVA OPTICAL NETWORKING SE MEETING DATE: JUN 04, 2013 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
6.1 | Elect Anthony Maher to the Supervisory Board | Management | For | For |
6.2 | Elect Johanna Hey to the Supervisory Board | Management | For | For |
6.3 | Elect Eric Protiva to the Supervisory Board | Management | For | For |
7 | Approve Variable Remuneration for Supervisory Board of ADVA AG Optical Networking for Fiscal 2012 | Management | For | For |
8 | Approve Remuneration of Supervisory Board of ADVA Optical Networking SE for Fiscal 2012 and Beyond | Management | For | For |
9 | Approve Creation of EUR 23.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Amend Stock Option Plans | Management | For | For |
11 | Amend Articles Re: Composition and Term of Office of Supervisory Board Members | Management | For | For |
12 | Amend Articles Re: Editorial Changes | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Garry W. Rogerson | Management | For | For |
1.5 | Elect Director Edward C. Grady | Management | For | For |
1.6 | Elect Director Terry Hudgens | Management | For | For |
1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANTECH CO., LTD. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 2395 SECURITY ID: Y0017P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
3 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
AEROFLEX HOLDING CORP. MEETING DATE: NOV 14, 2012 | ||||
TICKER: ARX SECURITY ID: 007767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh Evans | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Bradley J. Gross | Management | For | For |
1.7 | Elect Director John D. Knoll | Management | For | For |
1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
1.10 | Elect Director Benjamin M. Polk | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AIRTAC INTERNATIONAL GROUP MEETING DATE: MAY 22, 2013 | ||||
TICKER: 1590 SECURITY ID: G01408106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Approve Cash Capital Increase by Issuing Ordinary Shares | Management | For | For |
5 | Approve Amendments to Articles of Association | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
8 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
9 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
10.1 | Elect Director Wang Shih-Chung, with ID/Shareholder No.F121821096 | Shareholder | None | Against |
10.2 | Elect Director Lan Shun-Cheng, with ID/Shareholder No.7 | Shareholder | None | Against |
10.3 | Elect Director Wang Hai-Ming, with ID/Shareholder No.19720717WA | Shareholder | None | Against |
10.4 | Elect Director Lin Chiang-Ti, with ID/Shareholder No.19 | Shareholder | None | Against |
10.5 | Elect Director Tsao Yung-Hsiang, with ID/Shareholder No.146 | Shareholder | None | Against |
10.6 | Elect Director Chen Jui-Lung, with ID/Shareholder No.9 | Shareholder | None | Against |
10.7 | Elect Independent Director Chang Bao-Guang, with ID/Shareholder No.T121000203 | Management | For | For |
10.8 | Elect Independent Director Chiang Chih-Chun, with ID/Shareholder No.F102805429 | Management | For | For |
10.9 | Elect Independent Director Leong Kam-Son, with ID/Shareholder No.19550127LE | Management | For | For |
11 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | Abstain |
12 | Transact Other Business (Non-Voting) | Management | None | None |
AIXTRON SE MEETING DATE: MAY 23, 2013 | ||||
TICKER: AIXA SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
5a | Elect Andreas Biagosch to the Supervisory Board | Management | For | Did Not Vote |
5b | Elect Martin Komischke to the Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
AIXTRON SE MEETING DATE: MAY 23, 2013 | ||||
TICKER: AIXA SECURITY ID: 009606104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
4 | Approve Remuneration System for Management Board Members | Management | For | For |
5a | Elect Andreas Biagosch to the Supervisory Board | Management | For | For |
5b | Elect Martin Komischke to the Supervisory Board | Management | For | For |
6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2013 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela J. Craig | Management | For | For |
1.2 | Elect Director F. Thomson Leighton | Management | For | For |
1.3 | Elect Director Paul Sagan | Management | For | For |
1.4 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3a | Declassify the Board of Directors | Management | For | For |
3b | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALU SECURITY ID: F0191J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Elect Michel Combes as Director | Management | For | For |
5 | Reelect Carla Cico as Director | Management | For | For |
6 | Reelect Philippe Camus as Director | Management | For | For |
7 | Reelect Jean C. Monty as Director | Management | For | For |
8 | Ratify Appointment of Kim Crawford Goodman as Director | Management | For | For |
9 | Appoint Gilles Le Dissez as Censor | Management | For | For |
10 | Approve Transaction with Michael Combes with Respect to Pension Benefits | Management | For | For |
11 | Approve Transaction with Michael Combes upon Termination of Function | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Reelect Michel Combes as Director | Management | For | For |
5 | Reelect Carla Cico as Director | Management | For | For |
6 | Reelect Philippe Camus as Director | Management | For | For |
7 | Reelect Jean C. Monty as Director | Management | For | For |
8 | Ratify Appointment of Kim Crawford Goodman as Director | Management | For | For |
9 | Appoint Gilles Le Dissez as Censor | Management | For | For |
10 | Approve Transaction with Michel Combes with Respect to Pension Benefits | Management | For | For |
11 | Approve Transaction with Michel Combes upon Termination of Function | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 29, 2013 | ||||
TICKER: ALU SECURITY ID: F0191J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Approve Reduction in Share Capital Pursuant to Losses Through Reduction of Par Value from EUR 2 to EUR 0.05 and Amend Bylaws Accordingly | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: SEP 12, 2012 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Rami Hadar as Director | Management | For | Against |
1.2 | Reelect Yigal Jacoby as Director | Management | For | Against |
2 | Reelect Nurit Benjamini as External Director | Management | For | Against |
2a | Vote FOR If You Are a Controlling Shareholder or Have a Personal Interest in the Previous Item; Vote AGAINST If You Are NOT a Controlling Shareholder and Do NOT Have a Personal Interest in the Previous Item | Management | None | Against |
3.1 | Approve Cash Compensation of Non-Employee Directors | Management | For | For |
3.2 | Approve Stock Option Plan Grants of Non-Employee Directors | Management | For | For |
3.3 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for Non-Employee Directors | Management | For | For |
4.1 | Approve Cash Compensation of External Directors | Management | For | For |
4.2 | If 4.1 is Not Approved, Approve Cash Compensation of External Directors Equal to Minimum Statutory Amount Applicable to Companies of Similar Size | Management | For | For |
4.3 | Approve Stock Option Plan Grants of External Directors | Management | For | For |
4.4 | Amend Compensation Plan of the Company to Incorporate an Automatic Option Grant Program for External Directors | Management | For | For |
5.1 | Approve Salary Increase of President and CEO who is a Director | Management | For | For |
5.2 | Approve Bonus of President and CEO who is a Director | Management | For | For |
5.3 | Approve Stock Option Plan Grants of President and CEO who is a Director | Management | For | Against |
6 | Amend Articles Re: Indemnification of Directors and Officers | Management | For | For |
7 | Amend Director Indemnification Agreements | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve an Amendment to the Company Articles of Association to Increase the Number of Authorized External Directors | Management | For | For |
2 | To Reelect Steven Levy as an External Director to Serve for a Term of Three Years Commencing at the End of His Current Term or Until His Office is Vacated | Management | For | Against |
3 | To Elect Dov Baharav as an External Director to Serve for a Term of Three Years Commencing as of the Extraordinary Meeting or Until His Office is Vacated | Management | For | For |
4 | If Proposal 3 is Approved, to Approve the Compensation Payable to Dov Baharav | Management | For | For |
5 | To Approve an Amendment to the Company Articles of Association to Revise the Procedure for Reconvening Adjourned Shareholder Meetings | Management | For | For |
6 | To Act Upon Any Other Matters That May Properly Come Before the Extraordinary Meeting or any Adjournment Thereof | Management | None | None |
A | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, 3, or 4; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED MEETING DATE: NOV 15, 2012 | ||||
TICKER: AOSL SECURITY ID: G6331P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | For |
1.4 | Elect Howard M. Bailey as Director | Management | For | For |
1.5 | Elect Thomas W. Steipp as Director | Management | For | For |
1.6 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Approve Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALPINE ELECTRONICS INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: 6816 SECURITY ID: J01134105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Morioka, Hirofumi | Management | For | For |
3.2 | Elect Director Kai, Seishi | Management | For | For |
3.3 | Elect Director Mizuno, Naoki | Management | For | For |
3.4 | Elect Director Taguchi, shuuji | Management | For | For |
4 | Appoint Statutory Auditor Tobita, Katsumi | Management | For | For |
5 | Appoint Alternate Statutory Auditor Yoshino, Kenji | Management | For | For |
6 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
ALTERA CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Jerald G. Fishman | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director John C. Hodgson | Management | For | For |
1e | Elect Director Yves-Andre Istel | Management | For | For |
1f | Elect Director Neil Novich | Management | For | For |
1g | Elect Director F. Grant Saviers | Management | For | For |
1h | Elect Director Paul J. Severino | Management | For | For |
1i | Elect Director Kenton J. Sicchitano | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ANGIE'S LIST, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ANGI SECURITY ID: 034754101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Biddinger | Management | For | For |
1.2 | Elect Director Angela R. Hicks Bowman | Management | For | For |
1.3 | Elect Director Steven M. Kapner | Management | For | For |
1.4 | Elect Director Keith J. Krach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
1.3 | Elect Director Barbara V. Scherer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 05, 2013 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION MEETING DATE: AUG 14, 2012 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Robert F. Sproull | Management | For | For |
7 | Elect Director Arthur B. Stabenow | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ARIBA, INC. MEETING DATE: AUG 29, 2012 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Warren East as Director | Management | For | For |
6 | Re-elect Andy Green as Director | Management | For | For |
7 | Re-elect Larry Hirst as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Long Term Incentive Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: NOV 29, 2012 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASIA PACIFIC SYSTEMS INC MEETING DATE: MAR 28, 2013 | ||||
TICKER: 054620 SECURITY ID: Y22907102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3.1 | Elect Kim Young-Joo as Inside Director | Management | For | Against |
3.2 | Elect Kim Gi-Tae as Inside Director | Management | For | Against |
4 | Reappoint Kim Beom-Sul as Internal Auditor | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
ASIAINFO-LINKAGE, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Zhang | Management | For | For |
1.2 | Elect Director Thomas J. Manning | Management | For | For |
1.3 | Elect Director Sean Shao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 16, 2013 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7b | Elect J. Lobbezoo to Supervisory Board | Management | For | For |
8 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Amend Article 21 Re: Representation of the Company | Management | For | For |
12 | Receive Special Board Re: Study Market Valuation Front-end and Back-end Businesses | Management | None | None |
13 | Approve Share Capital Reduction and Distribution of EUR 4.25 per Share | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: APR 24, 2013 | ||||
TICKER: ASML SECURITY ID: N07059210 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
18 | Other Business (Non-Voting) | Management | None | None |
19 | Close Meeting | Management | None | None |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 06, 2012 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Fusco | Management | For | For |
1.2 | Elect Director Gary E. Haroian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Baker | Management | For | For |
1.2 | Elect Director Dev Ittycheria | Management | For | For |
1.3 | Elect Director John A. Kane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ATMEL CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
AU OPTRONICS CORP MEETING DATE: JUN 19, 2013 | ||||
TICKER: 2409 SECURITY ID: Y0451X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Vivien Huey-Juan Hsieh with ID P20006**** as Independent Director | Management | For | For |
1.2 | Elect Mei-Yueh Ho with ID Q20049**** as Independent Director | Management | For | For |
1.3 | Elect Ding-Yuan Yang with ID E10154**** as Independent Director | Management | For | For |
1.4 | Elect Chen Tain-JY with ID F10007**** as Independent Director | Management | For | For |
1.5 | Elect Chin Bing (Philip) Peng with ID J10056**** as Independent Director | Management | For | For |
1.6 | Elect Kuen-Yao (K.Y.) Lee with ID K10157**** as Director | Management | For | For |
1.7 | Elect Shuang-Lang (Paul) Peng with ID J12087**** as Director | Management | For | For |
1.8 | Elect Cheng-Yih Lin with ID R10092**** as Director | Management | For | For |
1.9 | Elect Ronald Jen-Chuan Chwang, a Representative of Qisda Corporation, with Shareholder No.1249**** as Director | Management | For | For |
2 | Approve Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt or/and Issuing Ordinary Shares via Private Placement or/and Issuing Overseas or Domestic Convertible Corporate Bonds via Private Placement | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director J. Hallam Dawson | Management | For | For |
1d | Elect Director Thomas Georgens | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Lorrie M. Norrington | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Enrique T. Salem | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BANKRATE, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: RATE SECURITY ID: 06647F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Brody | Management | For | For |
1.2 | Elect Director Thomas R. Evans | Management | For | For |
1.3 | Elect Director Michael J. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAZAARVOICE, INC. MEETING DATE: OCT 09, 2012 | ||||
TICKER: BV SECURITY ID: 073271108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neeraj Agrawal | Management | For | For |
1.2 | Elect Director Christopher A. Pacitti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director David W. Scheible | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
BIOSENSORS INTERNATIONAL GROUP LTD. MEETING DATE: JUL 26, 2012 | ||||
TICKER: B20 SECURITY ID: G11325100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Memorandum of Association of the Company | Management | For | For |
2 | Amend Bye-laws of the Company | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Approve Increase in Authorized Share Capital | Management | For | For |
BIOSENSORS INTERNATIONAL GROUP LTD. MEETING DATE: JUL 26, 2012 | ||||
TICKER: B20 SECURITY ID: G11325100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Reelect Soon Beng Aw as Director | Management | For | For |
3a | Reelect Huawei Zhang as Director | Management | For | Against |
3b | Reelect Qiang Jiang as Director | Management | For | Against |
4 | Approve Directors' Fees of SGD 600,000 for the Year Ending March 31, 2013 | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
BIT-ISLE INC. MEETING DATE: OCT 24, 2012 | ||||
TICKER: 3811 SECURITY ID: J04579108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Terada, Kohei | Management | For | For |
2.2 | Elect Director Amano, Nobuyuki | Management | For | For |
2.3 | Elect Director Ando, Takuya | Management | For | For |
2.4 | Elect Director Fukai, Hideo | Management | For | For |
2.5 | Elect Director Ando, Kunitake | Management | For | For |
3.1 | Appoint Statutory Auditor Yoshihara, Norio | Management | For | For |
3.2 | Appoint Statutory Auditor Takahashi, Tetsu | Management | For | Against |
3.3 | Appoint Statutory Auditor Hashimoto, Keiichiro | Management | For | Against |
BLACKBAUD, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: BLKB SECURITY ID: 09227Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Chardon | Management | For | For |
1.2 | Elect Director Sarah E. Nash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 25, 2012 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Robert E. Beauchamp | Management | For | Against |
2 | Elect Director Jon E. Barfield | Management | For | Against |
3 | Elect Director Gary L. Bloom | Management | For | Against |
4 | Elect Director John M. Dillon | Management | For | For |
5 | Elect Director Meldon K. Gafner | Management | For | Against |
6 | Elect Director Mark J. Hawkins | Management | For | Against |
7 | Elect Director Stephan A. James | Management | For | Against |
8 | Elect Director P. Thomas Jenkins | Management | For | Against |
9 | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
10 | Elect Director Kathleen A. O'Neil | Management | For | Against |
11 | Elect Director Carl James Schaper | Management | For | For |
12 | Elect Director Tom C. Tinsley | Management | For | Against |
13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
BROADCOM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
1.2 | Elect Director Charles L. Ill, III | Management | For | For |
1.3 | Elect Director Michael Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CANADIAN SOLAR INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: CSIQ SECURITY ID: 136635109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shawn (Xiaohua) Qu, Michael G. Potter, Robert McDermott, Lars-Eric Johansson and Harry E. Ruda as Directors | Management | For | For |
2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CATCHER TECHNOLOGY CO., LTD. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 2474 SECURITY ID: Y1148A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Proposal of Issuance of Ordinary Shares or Domestic and Overseas Convertible Bonds to Raise Working Capital | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
6 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
7 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
9 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
10.1 | Elect Allen Hung, with Shareholder No. 3, as Director | Shareholder | None | Against |
10.2 | Elect Kenny Hung, with Shareholder No. 4, as Director | Shareholder | None | Against |
10.3 | Elect David Hung, with Shareholder No. 5, as Director | Shareholder | None | Against |
10.4 | Elect Ming-Long Wang, with ID No. C10XXXXX48, as Director | Shareholder | None | Against |
10.5 | Elect Mon-Huan Lei, with ID No. E12XXXXX87, as Independent Director | Management | For | For |
10.6 | Elect Lih-Chyun Shu, with ID No. C12XXXXX68, as Independent Director | Management | For | For |
10.7 | Elect I-Shiung Chuang, with ID No. D10XXXXX36, as Independent Director | Management | For | For |
11 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
CAVIUM, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: CAVM SECURITY ID: 14964U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Six Directors | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
3 | Approve Executive Compensation Policy | Management | For | For |
4 | Approve Compensation of Chairman/CEO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
CHICONY ELECTRONICS CO., LTD. MEETING DATE: JUN 11, 2013 | ||||
TICKER: 2385 SECURITY ID: Y1364B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Issuance of New Shares by Capitalization of Undistributed Earnings and Employee Dividend | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
8.1 | Elect Director LIN, MAO-KUEI, with Shareholder No.36 | Shareholder | None | Against |
8.2 | Elect Director HSU, KUN-TAI, with Shareholder No.1 | Shareholder | None | Against |
8.3 | Elect Director LU, CHIN-CHUNG, with Shareholder No.112 | Shareholder | None | Against |
8.4 | Elect Director WEI, CHUAN-PIN , with Shareholder No.12329 | Shareholder | None | Against |
8.5 | Elect Director TSAI, MING-HSIEN, with Shareholder No.702 | Shareholder | None | Against |
8.6 | Elect Director LIU, CHIA-SHENG, with Shareholder No.12 | Shareholder | None | Against |
8.7 | Elect Director LIN, CHIH-CHIEN, with Shareholder No.4293 | Shareholder | None | Against |
8.8 | Elect Supervisor HUANG,CHIN-HSUAN, a Representative of CHING YUAN INVESTMENT CO., LTD. with Shareholder No.4572 | Shareholder | None | Abstain |
8.9 | Elect Supervisor CHANG,SU-TIEN, a Representative of CHING YUAN INVESTMENT CO., LTD. with Shareholder No.889 | Shareholder | None | Abstain |
8.10 | Elect Supervisor KU, CHIH-SHYUAN, a Representative of TONG LING INVESTMENT CO., LTD. with Shareholder No.8456 | Shareholder | None | Abstain |
9 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
10 | Transact Other Business (Non-Voting) | Management | None | None |
CHIMEI INNOLUX CORP MEETING DATE: NOV 14, 2012 | ||||
TICKER: 3481 SECURITY ID: Y14056108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposal of Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Transact Other Business | Management | None | None |
CHINA KANGHUI HOLDINGS MEETING DATE: OCT 31, 2012 | ||||
TICKER: KH SECURITY ID: 16890V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Other Business (Voting) | Management | For | Against |
CHINA MEDICAL SYSTEM HOLDINGS LTD. MEETING DATE: APR 24, 2013 | ||||
TICKER: 00867 SECURITY ID: G21108124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Chen Yanling as Executive Director | Management | For | For |
3b | Elect Cheung Kam Shing, Terry as Independent Non-Executive Director | Management | For | For |
3c | Elect Sa Manlin as Executive Director | Management | For | For |
3d | Elect Peng Huaizheng as Independent Non-Executive Director | Management | For | Against |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINASOFT INTERNATIONAL LTD. MEETING DATE: MAY 20, 2013 | ||||
TICKER: 00354 SECURITY ID: G2110A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Wang Hui as Director | Management | For | Against |
3 | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Terminate of the Existing Share Option Scheme and Adopt New Share Option Scheme | Management | For | For |
CHIPBOND TECHNOLOGY CORP. MEETING DATE: JUN 17, 2013 | ||||
TICKER: 6147 SECURITY ID: Y15657102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
6 | Approve the Acquisition of All Shares of Xinbao Electronics Company Through New Shares Issuance and Exchange | Management | For | For |
CHROMA ATE INC. MEETING DATE: JUN 10, 2013 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
CIENA CORPORATION MEETING DATE: MAR 20, 2013 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lawton W. Fitt | Management | For | For |
1b | Elect Director Patrick H. Nettles | Management | For | For |
1c | Elect Director Michael J. Rowny | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 26, 2012 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COMBA TELECOM SYSTEMS HOLDINGS LTD. MEETING DATE: MAY 31, 2013 | ||||
TICKER: 02342 SECURITY ID: G22972114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2a | Elect Fok Tung Ling as Director | Management | For | Did Not Vote |
2b | Elect Wu Jiang Cheng as Director | Management | For | Did Not Vote |
2c | Elect Yan Ji Ci as Director | Management | For | Did Not Vote |
2d | Elect Yeung Pui Sang, Simon as Director | Management | For | Did Not Vote |
2e | Elect Lin Jin Tong as Director | Management | For | Did Not Vote |
2f | Elect Qian Ting Shuo as Director | Management | For | Did Not Vote |
2g | Authorize Board to Fix the Remuneration of Directors | Management | For | Did Not Vote |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Adoption of the New Share Option Scheme | Management | For | Did Not Vote |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 22, 2012 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | For |
1.2 | Elect Director Keith Geeslin | Management | For | For |
1.3 | Elect Director Gary B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMVERSE TECHNOLOGY, INC. MEETING DATE: OCT 10, 2012 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
COMVERSE TECHNOLOGY, INC. MEETING DATE: FEB 04, 2013 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMVERSE, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: CNSI SECURITY ID: 20585P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Bowick | Management | For | For |
1.2 | Elect Director James Budge | Management | For | For |
1.3 | Elect Director Doron Inbar | Management | For | For |
1.4 | Elect Director Henry R. Nothhaft | Management | For | For |
1.5 | Elect Director Philippe Tartavull | Management | For | For |
1.6 | Elect Director Mark C. Terrell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Eubanks | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James McGeever | Management | For | For |
1.2 | Elect Director Harold W. Burlingame | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREE, INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J. D. Sherman | Management | For | For |
1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DAINIPPON SCREEN MFG. CO. LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 7735 SECURITY ID: J10626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ishida, Akira | Management | For | For |
1.2 | Elect Director Hashimoto, Masahiro | Management | For | For |
1.3 | Elect Director Ryonai, Osamu | Management | For | For |
1.4 | Elect Director Kakiuchi, Eiji | Management | For | For |
1.5 | Elect Director Minamishima, Shin | Management | For | For |
1.6 | Elect Director Oki, Katsutoshi | Management | For | For |
1.7 | Elect Director Tateishi, Yoshio | Management | For | For |
1.8 | Elect Director Murayama, Shosaku | Management | For | For |
1.9 | Elect Director Saito, Shigeru | Management | For | For |
DEALERTRACK TECHNOLOGIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann B. Lane | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director Barry Zwarenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA ELECTRONICS INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: 2308 SECURITY ID: Y20263102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Appointed Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
DEMANDWARE, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: DWRE SECURITY ID: 24802Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Ebling | Management | For | For |
1.2 | Elect Director Jitendra Saxena | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DENTSU INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 4324 SECURITY ID: J1207N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Ishii, Tadashi | Management | For | For |
3.2 | Elect Director Nakamoto, Shoichi | Management | For | For |
3.3 | Elect Director Kato, Yuzuru | Management | For | For |
3.4 | Elect Director Timothy Andree | Management | For | For |
3.5 | Elect Director Sugimoto, Akira | Management | For | For |
3.6 | Elect Director Akiyama, Ryuuhei | Management | For | For |
3.7 | Elect Director Matsushima, Kunihiro | Management | For | For |
3.8 | Elect Director Takada, Yoshio | Management | For | For |
3.9 | Elect Director Tonouchi, Akira | Management | For | For |
3.10 | Elect Director Hattori, Kazufumi | Management | For | For |
3.11 | Elect Director Ishikawa, Satoshi | Management | For | For |
3.12 | Elect Director Nishizawa, Yutaka | Management | For | For |
4 | Appoint Statutory Auditor Shimura, Kaoru | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
DIALOG SEMICONDUCTOR PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: DLG SECURITY ID: G5821P111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jalal Bagherli as Director | Management | For | For |
6 | Re-elect Chris Burke as Director | Management | For | For |
7 | Re-elect Peter Weber as Director | Management | For | For |
8 | Re-elect John McMonigall as Director | Management | For | For |
9 | Elect Michael Cannon as Director | Management | For | For |
10 | Elect Richard Beyer as Director | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Approve Employee Share Plan | Management | For | For |
14 | Approve HMRC Approved Share Option Plan | Management | For | For |
15 | Approve Remuneration of Non-Executive Directors | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: AUG 27, 2012 | ||||
TICKER: 00861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lin Yang as Director | Management | For | For |
3b | Reelect Wong Man Chung, Francis as Director | Management | For | For |
3c | Reelect Ong Ka Lueng, Peter as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: DEC 03, 2012 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick S. Cyprus | Management | For | For |
1.2 | Elect Director Jeffrey R. Tarr | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIODES INCORPORATED MEETING DATE: MAY 29, 2013 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Raymond Soong | Management | For | For |
1.6 | Elect Director John M. Stich | Management | For | For |
1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DISH NETWORK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | For |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DUKSAN HI METAL CO. MEETING DATE: MAR 22, 2013 | ||||
TICKER: 077360 SECURITY ID: Y2113Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Appoint Jang Won-Sik as Internal Auditor | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
DYNAPACK INTERNATIONAL TECHNOLOGY CORP. MEETING DATE: JUN 17, 2013 | ||||
TICKER: 3211 SECURITY ID: Y2185V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | For |
E-COMMERCE CHINA DANGDANG INC. MEETING DATE: NOV 12, 2012 | ||||
TICKER: DANG SECURITY ID: 26833A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2004 Share Incentive Plan | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: JUL 16, 2012 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to the Non-Promoters and Warrants to the Promoter of the Company | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
3 | Approve Educomp Employee Stock Option Scheme 2012 (ESOP Scheme 2012) | Management | For | For |
4 | Approve Stock Option Plan Grants to Directors and Employees of Subsidiary Companies Under the ESOP Scheme 2012 | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: SEP 26, 2012 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 0.30 Per Share | Management | For | For |
3 | Reelect S. Chona as Director | Management | For | For |
4 | Reelect S. Chandra as Director | Management | For | For |
5 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Adopt New Articles of Association | Management | For | Abstain |
7 | Amend Terms of Appointment of J. Prakash, Executive Director | Management | For | For |
8 | Elect M. Saraf as Director | Management | For | For |
9 | Approve Keeping of Register of Members, Documents and Certificates to the Office of the Registrar and Transfer Agents | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: NOV 15, 2012 | ||||
TICKER: 532696 SECURITY ID: Y22514114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
2 | Approve Increase in Borrowing Powers | Management | For | For |
3 | Approve Pledging of Assets for Debt | Management | For | For |
4 | Increase Authorized Share Capital and Amend Memorandum of Association to Reflect the Increase in Authorized Share Capital | Management | For | For |
ELLIE MAE, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: ELLI SECURITY ID: 28849P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Buccellato | Management | For | For |
1.2 | Elect Director A. Barr Dolan | Management | For | For |
1.3 | Elect Director Frank Schultz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
ENTEGRIS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Bradley | Management | For | For |
1.2 | Elect Director Marvin D. Burkett | Management | For | For |
1.3 | Elect Director R. Nicholas Burns | Management | For | For |
1.4 | Elect Director Daniel W. Christian | Management | For | For |
1.5 | Elect Director Bertrand Loy | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPAM SYSTEMS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: EPAM SECURITY ID: 29414B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl Robb | Management | For | For |
1.2 | Elect Director Richard Michael Mayoras | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPISTAR CORP. MEETING DATE: SEP 28, 2012 | ||||
TICKER: 2448 SECURITY ID: Y2298F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Company to Acquire 100% Equity of Huga Optotech Inc. via Shares Swap by New Share Issuance | Management | For | For |
ERICSSON MEETING DATE: APR 09, 2013 | ||||
TICKER: ERICB SECURITY ID: 294821608 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.75 per Share | Management | For | Did Not Vote |
9 | Presentation of Nominating Committee's Proposals | Management | None | None |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | Management | For | Did Not Vote |
9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
14 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | Did Not Vote |
15.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
15.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
15.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
16 | Close Meeting | Management | None | None |
EXACTTARGET, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: ET SECURITY ID: 30064K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie M.B. Bradley | Management | For | For |
1.2 | Elect Director Scott M. Maxwell | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: EXPE SECURITY ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | For |
1.3 | Elect Director Barry Diller | Management | For | For |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FACEBOOK, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Terry A. Klebe | Management | For | For |
1.4 | Elect Director Anthony Lear | Management | For | For |
1.5 | Elect Director Thomas L. Magnanti | Management | For | For |
1.6 | Elect Director Kevin J. McGarity | Management | For | For |
1.7 | Elect Director Bryan R. Roub | Management | For | For |
1.8 | Elect Director Ronald W. Shelly | Management | For | For |
1.9 | Elect Director Mark S. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FANUC CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 82.04 | Management | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Indemnify Directors - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.4 | Elect Director Richard E. Schneider | Management | For | For |
3.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.6 | Elect Director Kosaka, Tetsuya | Management | For | For |
3.7 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.8 | Elect Director Kohari, Katsuo | Management | For | For |
3.9 | Elect Director Okada, Toshiya | Management | For | For |
3.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
3.12 | Elect Director Aoyama, Kazunari | Management | For | For |
3.13 | Elect Director Ito, Takayuki | Management | For | For |
3.14 | Elect Director Yamada, Yuusaku | Management | For | For |
3.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
3.16 | Elect Director Noda, Hiroshi | Management | For | For |
3.17 | Elect Director Inaba, Kiyonori | Management | For | For |
3.18 | Elect Director Ono, Masato | Management | For | For |
FEI COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: FEIC SECURITY ID: 30241L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arie Huijser | Management | For | For |
1.2 | Elect Director Don R. Kania | Management | For | For |
1.3 | Elect Director Thomas F. Kelly | Management | For | For |
1.4 | Elect Director Jan C. Lobbezoo | Management | For | For |
1.5 | Elect Director Gerhard H. Parker | Management | For | For |
1.6 | Elect Director James T. Richardson | Management | For | For |
1.7 | Elect Director Richard H. Wills | Management | For | For |
1.8 | Elect Director Homa Bahrami | Management | For | For |
1.9 | Elect Director Jami K. Nachtsheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FINISAR CORPORATION MEETING DATE: DEC 03, 2012 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Child | Management | For | For |
1.2 | Elect Director Roger C. Ferguson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FISERV, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FOCUS MEDIA HOLDING LIMITED MEETING DATE: DEC 10, 2012 | ||||
TICKER: FMCN SECURITY ID: 34415V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Daqing Qi as Director | Management | For | For |
2 | Approve the Audited Consolidated Financial Statements of the Company | Management | For | For |
3 | Approve 2013 Employee Share Option Plan and the Authorization of Officers to Allot, Issue or Deliver Shares Pursuant to the 2013 Employee Share Option Plan | Management | For | Against |
4 | Approve to Appoint Deloitte Touche Tohmatsu CPA Ltd. as Audit Firm | Management | For | For |
FOCUS MEDIA HOLDING LIMITED MEETING DATE: APR 29, 2013 | ||||
TICKER: FMCN SECURITY ID: 34415V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Agreement and Plan of Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chinh E. Chu | Management | For | Withhold |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director Gregg A. Lowe | Management | For | For |
1.6 | Elect Director John W. Marren | Management | For | For |
1.7 | Elect Director J. Daniel McCranie | Management | For | For |
1.8 | Elect Director James A. Quella | Management | For | For |
1.9 | Elect Director Peter Smitham | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FUSION-IO, INC. MEETING DATE: NOV 06, 2012 | ||||
TICKER: FIO SECURITY ID: 36112J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest Baskett | Management | For | For |
1.2 | Elect Director Dana L. Evan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: MAY 31, 2013 | ||||
TICKER: 03800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Shu Hua as Director | Management | For | Against |
2b | Elect Yu Baodong as Director | Management | For | Against |
2c | Elect Zhou Yuan as Director | Management | For | Against |
2d | Elect Ho Chung Tai, Raymond as Director | Management | For | For |
2e | Elect Xue Zhongsu as Director | Management | For | Against |
2f | Athorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GEMALTO MEETING DATE: MAY 23, 2013 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | Did Not Vote |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.34 Per Share | Management | For | Did Not Vote |
5a | Approve Discharge of CEO as Executive Board Member | Management | For | Did Not Vote |
5b | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
6a | Reelect Buford Alexander to Board of Directors | Management | For | Did Not Vote |
6b | Reelect John Ormerod to Board of Directors | Management | For | Did Not Vote |
6c | Elect Homaira Akbari to Board of Directors | Management | For | Did Not Vote |
7 | Approve Remuneration of Non-Executive Board Members | Management | For | Did Not Vote |
8 | Amend Articles Re: Implementation of Act on Governance and Supervision and Other Legislative Changes | Management | For | Did Not Vote |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue all Unissued Shares | Management | For | Did Not Vote |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Did Not Vote |
11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
GEOEYE, INC. MEETING DATE: DEC 03, 2012 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
GIANT INTERACTIVE GROUP INC. MEETING DATE: SEP 17, 2012 | ||||
TICKER: GA SECURITY ID: 374511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Peter Andrew Schloss as a Director | Management | For | For |
2 | Reelect Lu Zhang as a Director | Management | For | For |
3 | Amend the 2007 Performance Incentive Plan | Management | For | Against |
4 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
GLOBAL PAYMENTS INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex W. Hart | Management | For | For |
1.2 | Elect Director William I Jacobs | Management | For | For |
1.3 | Elect Director Alan M. Silberstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
GROUPON, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: GRPN SECURITY ID: 399473107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.2 | Elect Director Peter J. Barris | Management | For | For |
1.3 | Elect Director Robert J. Bass | Management | For | For |
1.4 | Elect Director Daniel T. Henry | Management | For | For |
1.5 | Elect Director Mellody Hobson | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director Theodore J. Leonsis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
GT ADVANCED TECHNOLOGIES INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: GTAT SECURITY ID: 36191U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michal Conaway | Management | For | For |
1.2 | Elect Director Kathleen A. Cote | Management | For | For |
1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
1.4 | Elect Director Thomas Gutierrez | Management | For | For |
1.5 | Elect Director Matthew E. Massengill | Management | For | For |
1.6 | Elect Director Mary Petrovich | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
1.8 | Elect Director Noel G. Watson | Management | For | For |
1.9 | Elect Director Thomas Wroe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: OCT 16, 2012 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions | Management | For | For |
2 | Approve Products Procurement Agreement, Products Procurement Cap and Related Transactions | Management | For | For |
3 | Approve Materials Procurement Agreement, Materials Procurement Cap and Related Transactions | Management | For | For |
4 | Approve Export Agreement, Export Cap and Related Transactions | Management | For | For |
5 | Authorize any One Director, or any Two Directors, or One Directory and the Company Secretary to Do All Such Acts Necessary to Implement the Aforesaid Agreements and Related Transactions | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: MAY 28, 2013 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Elect Liang Hai Shan as Director | Management | For | Against |
2a2 | Elect Li Hua Gang as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Declare Final Dividend | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HAIER ELECTRONICS GROUP CO LTD MEETING DATE: MAY 28, 2013 | ||||
TICKER: 01169 SECURITY ID: G42313125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Han Hua as Director | Management | For | For |
2 | Elect Eva Cheng Li Kam Fun as Director | Management | For | For |
3 | Approve Emoluments of Wang Han Hua and Eva Cheng Li Kam Fun | Management | For | Abstain |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 20, 2013 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
1.4 | Elect Director John H. Hammergren | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED MEETING DATE: OCT 15, 2012 | ||||
TICKER: HSFT SECURITY ID: 43358R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cheng Yaw Sun | Management | For | For |
2 | Elect Director Terry McCarthy | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED MEETING DATE: NOV 06, 2012 | ||||
TICKER: HSFT SECURITY ID: 43358R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consolidation of Shares of Issued and Unissued Common Share Into One Common Share | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Merger Agreement | Management | For | For |
4 | Change Company Name to Pactera Technology International Ltd. | Management | For | For |
5 | Amend Memorandum of Association of the Company | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
HITACHI HIGH-TECHNOLOGIES CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: 8036 SECURITY ID: J20416103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mori, Kazuhiro | Management | For | For |
1.2 | Elect Director Hisada, Masao | Management | For | For |
1.3 | Elect Director Mizuno, Katsumi | Management | For | For |
1.4 | Elect Director Hayakawa, Hideyo | Management | For | For |
1.5 | Elect Director Toda, Hiromichi | Management | For | For |
1.6 | Elect Director Nakamura, Toyoaki | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest L. Godshalk | Management | For | For |
1.2 | Elect Director Rick D. Hess | Management | For | For |
1.3 | Elect Director Adrienne M. Markham | Management | For | For |
1.4 | Elect Director Brian P. McAloon | Management | For | For |
1.5 | Elect Director Cosmo S. Trapani | Management | For | For |
1.6 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
6.1 | Elect Cher Wang with Shareholder No.2 as Director | Shareholder | None | Against |
6.2 | Elect Wen-Chi Chen with Shareholder No.5 as Director | Shareholder | None | Against |
6.3 | Elect HT Cho with Shareholder No.22 as Director | Shareholder | None | Against |
6.4 | Elect David Bruce Yoffie with Shareholder No.483748201 as Director | Shareholder | None | Against |
6.5 | Elect Rick Tsai (Lih-Shyng Tsai ) with ID No.A10235**** as Director | Shareholder | None | Against |
6.6 | Elect Chen-Kuo Lin with ID No.F10269**** as Independent Director | Management | For | For |
6.7 | Elect Josef Felder with ID No.X3456202 as Independent Director | Management | For | For |
6.8 | Elect a Representative of Way-Chih Investment Co., Ltd. with Shareholder No.15 as Supervisor | Shareholder | None | Abstain |
6.9 | Elect Huang-Chieh Chu with ID No.A12110**** as Supervisor | Shareholder | None | Abstain |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
8 | Transact Other Business (Non-Voting) | Management | None | None |
ICD CO. LTD. MEETING DATE: DEC 21, 2012 | ||||
TICKER: 040910 SECURITY ID: Y4089S107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
IHS INC. MEETING DATE: APR 10, 2013 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMAGINATION TECHNOLOGIES GROUP PLC MEETING DATE: SEP 14, 2012 | ||||
TICKER: IMGL SECURITY ID: G47104107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Andrew Heath as Director | Management | For | For |
4 | Elect Gilles Delfassy as Director | Management | For | For |
5 | Re-elect Geoff Shingles as Director | Management | For | For |
6 | Re-elect Hossein Yassaie as Director | Management | For | For |
7 | Re-elect Richard Smith as Director | Management | For | For |
8 | Re-elect David Anderson as Director | Management | For | For |
9 | Re-elect Ian Pearson as Director | Management | For | For |
10 | Re-elect David Hurst-Brown as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Approve Share Incentive Plan | Management | For | For |
18 | Amend Employee Share Plan, the Employee Share Plan Schedule, the Savings Related Share Option Plan and the Company Share Option Plan | Management | For | For |
IMAX CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: IMX SECURITY ID: 45245E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard L. Gelfond as Director | Management | For | For |
1.2 | Elect Michael MacMillan as Director | Management | For | For |
1.3 | Elect I. Martin Pompadur as Director | Management | For | For |
1.4 | Elect Bradley J. Wechsler as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles of Amalgamation of the Company | Management | For | For |
4 | Amend By-law No. 1 of the Company | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
IMPERVA, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: IMPV SECURITY ID: 45321L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theresia Gouw | Management | For | For |
1.2 | Elect Director Frank Slootman | Management | For | For |
1.3 | Elect Director David N. Strohm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 28, 2013 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2012/2013 | Management | For | Did Not Vote |
6 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Cancellation of Conditional Capital Authorization | Management | For | Did Not Vote |
INFINERA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
1.3 | Elect Director Mark A. Wegleitner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INFO EDGE (INDIA) LIMITED MEETING DATE: JUL 25, 2012 | ||||
TICKER: 532777 SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reelect K. Kapoor as Director | Management | For | For |
4 | Reelect B. Deshpande as Director | Management | For | Against |
5 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INFOBLOX INC. MEETING DATE: DEC 19, 2012 | ||||
TICKER: BLOX SECURITY ID: 45672H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura C. Conigliaro | Management | For | For |
1.2 | Elect Director Fred M. Gerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Garrett | Management | For | For |
1b | Elect Director Gerald Held | Management | For | For |
1c | Elect Director Charles J. Robel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Issuance of Shares via a Private Placement | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
INPHI CORPORATION MEETING DATE: SEP 19, 2012 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repricing of Options | Management | For | Against |
INPHI CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: IPHI SECURITY ID: 45772F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming C. Hu | Management | For | Withhold |
1.2 | Elect Director Sam S. Srinivasan | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INSYDE SOFTWARE CORP. MEETING DATE: JUN 17, 2013 | ||||
TICKER: 6231 SECURITY ID: Y4092X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to Rules and Procedures Regarding Shareholder General Meeting | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
8 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
9 | Approve to Issue Domestic Unsecured Convertible Bonds via Private Placement | Management | For | For |
10.1 | Elect Chih Kao Wang with Shareholder No.1 as Director | Management | For | Against |
10.2 | Elect Huang, Mei-Chin, Represnetative of Professional Computer Technology Ltd. with Shareholder No.8, as Director | Management | For | Against |
10.3 | Elect Fu Chiang-Sung with Shareholder No.57687861 as Director | Management | For | Against |
10.4 | Elect Jonathan Joseph with Shareholder No.28 as Director | Management | For | Against |
10.5 | Elect Bing Yeh with Shareholder No.2 as Director | Management | For | Against |
10.6 | Elect Lu I Yen with Shareholder No.4180 as Independent Director | Management | For | For |
10.7 | Elect Lin, Shu-hui with ID No.E220260170 as Independent Director | Management | For | For |
10.8 | Elect Kuo Shang-Ping with Shareholder No.4 as Supervisor | Management | For | For |
10.9 | Elect Wang Chien-Chih with Shareholder No.11 as Supervisor | Management | For | For |
10.10 | Elect Shao Chien-Hua with ID No.A220516191 as Supervisor | Management | For | For |
11 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL RECTIFIER CORPORATION MEETING DATE: NOV 06, 2012 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Richard J. Dahl | Management | For | For |
1.4 | Elect Director Dwight W. Decker | Management | For | For |
1.5 | Elect Director Didier Hirsch | Management | For | For |
1.6 | Elect Director Oleg Khaykin | Management | For | For |
1.7 | Elect Director Thomas A. Lacey | Management | For | For |
1.8 | Elect Director James D. Plummer | Management | For | For |
1.9 | Elect Director Barbara L. Rambo | Management | For | For |
1.10 | Elect Director Rochus E. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Necip Sayiner | Management | For | For |
1.2 | Elect Director Donald Macleod | Management | For | For |
1.3 | Elect Director Robert W. Conn | Management | For | For |
1.4 | Elect Director James V. Diller | Management | For | For |
1.5 | Elect Director Gary E. Gist | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Gregory Lang | Management | For | For |
1.8 | Elect Director Jan Peeters | Management | For | For |
1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.10 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERXION HOLDING NV MEETING DATE: JUN 26, 2013 | ||||
TICKER: INXN SECURITY ID: N47279109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect Robert J. Baker as Non-Executive Director | Management | For | For |
3b | Reelect Jean F.H.P. Mandeville as Non-Executive Director | Management | For | For |
3c | Reelect David C. Ruberg as CEO | Management | For | For |
4 | Approve Adjustments to the Remuneration Policy for Executive and Non-Executive Directors | Management | For | For |
5 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
INTUIT INC. MEETING DATE: JAN 17, 2013 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
INVENSENSE, INC. MEETING DATE: SEP 14, 2012 | ||||
TICKER: INVN SECURITY ID: 46123D205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Olson | Management | For | For |
1.2 | Elect Director Amit Shah | Management | For | For |
1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
IPG PHOTONICS CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: IPGP SECURITY ID: 44980X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
1.2 | Elect Director Eugene Scherbakov | Management | For | For |
1.3 | Elect Director Igor Samartsev | Management | For | For |
1.4 | Elect Director Robert A. Blair | Management | For | For |
1.5 | Elect Director Michael C. Child | Management | For | For |
1.6 | Elect Director William F. Krupke | Management | For | For |
1.7 | Elect Director Henry E. Gauthier | Management | For | For |
1.8 | Elect Director William S. Hurley | Management | For | For |
1.9 | Elect Director John R. Peeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUL 06, 2012 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Hope Ni as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
6 | Reelect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 28, 2013 | ||||
TICKER: JASO SECURITY ID: 466090206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve to Re-elect Yuwen Zhao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Approve to Elect Shaohua Jia as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Approve to Amend Article 2 of the Third Amended and Restated Articles of Association of the Company | Management | For | For |
5 | Other Business (Voting) | Management | For | Against |
JABIL CIRCUIT, INC. MEETING DATE: JAN 24, 2013 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Hall | Management | For | For |
1.2 | Elect Director Matthew C. Flanigan | Management | For | For |
1.3 | Elect Director Wesley A. Brown | Management | For | For |
1.4 | Elect Director Marla K. Shepard | Management | For | For |
1.5 | Elect Director John F. Prim | Management | For | For |
1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
1.7 | Elect Director Jacque R. Fiegel | Management | For | For |
1.8 | Elect Director Thomas A. Wimsett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JDA SOFTWARE GROUP, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Gullard | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORPORATION MEETING DATE: NOV 14, 2012 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
JIVE SOFTWARE, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JIVE SECURITY ID: 47760A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Goetz | Management | For | For |
1.2 | Elect Director William A. Lanfri | Management | For | For |
1.3 | Elect Director Ted E. Schlein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JSR CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 4185 SECURITY ID: J2856K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
2.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
2.2 | Elect Director Sato, Hozumi | Management | For | For |
2.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
2.4 | Elect Director Hirano, Hayato | Management | For | For |
2.5 | Elect Director Goto, Takuya | Management | For | For |
2.6 | Elect Director Kariya, Michio | Management | For | For |
2.7 | Elect Director Yagi, Kazunori | Management | For | For |
3.1 | Appoint Statutory Auditor Uekusa, Hiroichi | Management | For | For |
3.2 | Appoint Statutory Auditor Kawasaki, Yasumi | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Amend Stock Option Plan Approved at 2007 AGM | Management | For | Abstain |
JU TENG INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 14, 2013 | ||||
TICKER: 03336 SECURITY ID: G52105106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Hsieh Wan-Fu as Director | Management | For | Against |
3b | Elect Tsui Yung Kwok as Director | Management | For | Against |
3c | Elect Tsai Wen-Yu as Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAKAKU.COM INC MEETING DATE: JUN 25, 2013 | ||||
TICKER: 2371 SECURITY ID: J29258100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2.1 | Elect Director Hayashi, Kaoru | Management | For | For |
2.2 | Elect Director Tanaka, Minoru | Management | For | For |
2.3 | Elect Director Hata, Shonosuke | Management | For | For |
2.4 | Elect Director Ieuji, Taizo | Management | For | For |
2.5 | Elect Director Fujiwara, Kenji | Management | For | For |
2.6 | Elect Director Uemura, Hajime | Management | For | For |
2.7 | Elect Director Yuuki, Shingo | Management | For | For |
2.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
2.9 | Elect Director Matsumoto, Oki | Management | For | For |
2.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
2.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
3 | Appoint Statutory Auditor Sejimo, Shinichi | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Ito, Tetsuo | Management | For | For |
KEMET CORPORATION MEETING DATE: JUL 26, 2012 | ||||
TICKER: KEM SECURITY ID: 488360207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wilfried Backes | Management | For | For |
2 | Elect Director Gurminder S. Bedi | Management | For | For |
3 | Elect Director Per-Olof Loof | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYENCE CORP. MEETING DATE: SEP 12, 2012 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
KEYENCE CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
2.2 | Elect Director Yamamoto, Akinori | Management | For | For |
2.3 | Elect Director Kanzawa, Akira | Management | For | For |
2.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
2.6 | Elect Director Konishi, Masayuki | Management | For | For |
2.7 | Elect Director Ideno, Tomohide | Management | For | For |
2.8 | Elect Director Sasaki, Michio | Management | For | For |
3 | Appoint Statutory Auditor Kitayama, Hiroaki | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
KEYNOTE SYSTEMS, INC. MEETING DATE: MAR 15, 2013 | ||||
TICKER: KEYN SECURITY ID: 493308100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Umang Gupta | Management | For | For |
1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Jennifer M. Johnson | Management | For | For |
1.5 | Elect Director Raymond L. Ocampo Jr. | Management | For | For |
1.6 | Elect Director Anthony Sun | Management | For | For |
1.7 | Elect Director Mark Jung | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 08, 2013 | ||||
TICKER: 00268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Xu Shao Chun as Director | Management | For | Against |
2b | Elect Chen Deng Kun as Director | Management | For | Against |
2c | Elect Wu Cheng as Director | Management | For | Against |
2d | Elect Yang Jian as Director | Management | For | Against |
2e | Elect Dong Ming Zhu as Director | Management | For | Against |
3 | Authorize the Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 01, 2012 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEDLINK OPTICS INC MEETING DATE: JUN 03, 2013 | ||||
TICKER: 5230 SECURITY ID: Y52236109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve to Set up the Code of Business Conduct | Management | For | For |
6 | Approve to Set up the Code of Ethics | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: JUL 03, 2012 | ||||
TICKER: 00992 SECURITY ID: Y5257Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Zhao John Huan as Director | Management | For | For |
3b | Reelect Nobuyuki Idei as Director | Management | For | For |
3c | Reelect Zhu Linan as Director | Management | For | For |
3d | Reelect Ma Xuezheng as Director | Management | For | For |
3e | Reelect Ting Lee Sen as Director | Management | For | For |
3f | Reelect William O. Grabe as Director | Management | For | For |
3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LINKEDIN CORPORATION MEETING DATE: JUN 13, 2013 | ||||
TICKER: LNKD SECURITY ID: 53578A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Hughes | Management | For | For |
1.2 | Elect Director Irfan Salim | Management | For | Withhold |
1.3 | Elect Director Hilary Schneider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LSI CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles A. Haggerty | Management | For | For |
1b | Elect Director Richard S. Hill | Management | For | For |
1c | Elect Director John H.F. Miner | Management | For | For |
1d | Elect Director Arun Netravali | Management | For | For |
1e | Elect Director Charles C. Pope | Management | For | For |
1f | Elect Director Gregorio Reyes | Management | For | For |
1g | Elect Director Michael G. Strachan | Management | For | For |
1h | Elect Director Abhijit Y. Talwalkar | Management | For | For |
1i | Elect Director Susan M. Whitney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
M3 INC MEETING DATE: JUN 24, 2013 | ||||
TICKER: 2413 SECURITY ID: J4697J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1200 | Management | For | For |
2 | Appoint Statutory Auditor Toyama, Ryoko | Management | For | For |
3 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
MAGNACHIP SEMICONDUCTOR CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: MX SECURITY ID: 55933J203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal Klein | Management | For | For |
1.2 | Elect Director Nader Tavakoli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAIL RU GROUP LTD. MEETING DATE: JUN 07, 2013 | ||||
TICKER: MAIL SECURITY ID: 560317109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Annual Report | Management | None | None |
2.1 | Elect Brett Armitage as Director | Management | None | For |
2.2 | Elect Boris Dobrodeev as Director | Management | None | For |
2.3 | Elect Dmitry Grishin as Director | Management | None | For |
2.4 | Elect Matthew Hammond as Director | Management | None | For |
2.5 | Elect Charles Searle as Director | Management | None | For |
2.6 | Elect Vasileios Sgourdos as Director | Management | None | For |
2.7 | Elect Mark Sorour as Director | Management | None | For |
2.8 | Elect Vladimir Streshinskiy as Director | Management | None | For |
2.9 | Elect Ivan Tavrin as Director | Management | None | For |
2.10 | Elect Verdi Israelyan as Director | Management | None | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Huntz | Management | For | For |
1.2 | Elect Director Dan J. Lautenbach | Management | For | For |
1.3 | Elect Director Thomas E. Noonan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 18, 2013 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEDIATEK INC. MEETING DATE: OCT 12, 2012 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of New Shares for the Merger of Mstar Semiconductor, Inc. | Management | For | For |
2 | Transact Other Business (Non-Voting) | Management | None | None |
MEDIATEK INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
MELLANOX TECHNOLOGIES, LTD. MEETING DATE: JUN 03, 2013 | ||||
TICKER: MLNX SECURITY ID: M51363113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eyal Waldman as Director | Management | For | For |
1.2 | Elect Dov Baharav as Director | Management | For | For |
1.3 | Elect Glenda Dorchak as Director | Management | For | For |
1.4 | Elect Irwin Federman as Director | Management | For | For |
1.5 | Elect Thomas Weatherford as Director | Management | For | For |
2.1 | Elect Amal M. Johnson as Director | Management | For | For |
2.2 | Elect Thomas J. Riordan as Director | Management | For | For |
3 | Appoint Eyal Waldman as Chairman of the Board of Directors for an Additional Three-year Term | Management | For | For |
4 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
5 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Annual Retainer Fees Paid to Non-employee Directors | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | For |
1.4 | Elect Director Meyer Malka | Management | For | For |
1.5 | Elect Director Javier Olivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 22, 2013 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Patrick J. Byrne | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Mercedes Johnson | Management | For | For |
1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRONICS JAPAN CO. MEETING DATE: DEC 21, 2012 | ||||
TICKER: 6871 SECURITY ID: J4238M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Accounting Transfers | Management | For | For |
2.1 | Elect Director Hasegawa, Masayoshi | Management | For | For |
2.2 | Elect Director Inoue, Tatsuo | Management | For | For |
2.3 | Elect Director Igarashi, Takahiro | Management | For | For |
2.4 | Elect Director Saito, Futoru | Management | For | For |
2.5 | Elect Director Maruyama, Tsutomu | Management | For | For |
2.6 | Elect Director Furuyama, Mitsuru | Management | For | For |
3.1 | Appoint Statutory Auditor Kurasawa, Tooru | Management | For | For |
3.2 | Appoint Statutory Auditor Hijiya, Kengo | Management | For | For |
3.3 | Appoint Statutory Auditor Uchiyama, Tadaaki | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 12, 2013 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director William L. Healey | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
1.8 | Elect Director James V. Mazzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MICROSTRATEGY INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: MSTR SECURITY ID: 594972408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Sanju K. Bansal | Management | For | For |
1.3 | Elect Director Matthew W. Calkins | Management | For | For |
1.4 | Elect Director Robert H. Epstein | Management | For | For |
1.5 | Elect Director David W. LaRue | Management | For | For |
1.6 | Elect Director Jarrod M. Patten | Management | For | For |
1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
1.8 | Elect Director Thomas P. Spahr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MILLENNIAL MEDIA, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MM SECURITY ID: 60040N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Palmieri | Management | For | For |
1.2 | Elect Director Wenda Harris Millard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MINDSPEED TECHNOLOGIES, INC. MEETING DATE: FEB 12, 2013 | ||||
TICKER: MSPD SECURITY ID: 602682205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Conrad | Management | For | Withhold |
1.2 | Elect Director Jerre L. Stead | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MIRLE AUTOMATION CORP MEETING DATE: JUN 19, 2013 | ||||
TICKER: 2464 SECURITY ID: Y6076J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5.1 | Elect Hong Sun, with Shareholder No.7 and ID A101656249, as Director | Shareholder | None | Against |
5.2 | Elect Wei Zhen Li, a Representative of Lian Sheng Investment Co., Ltd with Shareholder No.12419260/4, as Director | Shareholder | None | Against |
5.3 | Elect a Representative of I-MEI Foods Co., Ltd. with Shareholder No.11768704 / 557, as Director | Shareholder | None | Against |
5.4 | Elect Jing Yi Wang, with ID N100305897, as Independent Director | Management | For | For |
5.5 | Elect Jia Ming Xu, with shareholder No.293 and ID A104212874, as Independent Director | Management | For | For |
5.6 | Elect Chi Ming Gao, with Shareholder No.321 and ID A101944208, as Supervisor | Shareholder | None | Abstain |
5.7 | Elect Jun De Chang, with Shareholder No. 38577 and ID F102378918, as Supervisor | Shareholder | None | Abstain |
5.8 | Elect Chang Hsu, with ID A101531934, as Supervisor | Shareholder | None | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
7 | Transact Other Business (Non-Voting) | Management | None | None |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Chang | Management | For | For |
1.2 | Elect Director Eugen Elmiger | Management | For | For |
1.3 | Elect Director Michael R. Hsing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | For |
1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MSTAR SEMICONDUCTOR INC. MEETING DATE: OCT 12, 2012 | ||||
TICKER: 3697 SECURITY ID: G6320A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with MediaTek Inc. | Management | For | For |
2 | Approve the Cancelation of Public Issuance, Termination of Listing, and Disbanding Matters | Management | For | For |
MSTAR SEMICONDUCTOR INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: 3697 SECURITY ID: G6320A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3.1 | Elect GON-WEI LIANG, with Shareholder No. 0xx5, as Director | Shareholder | None | For |
3.2 | Elect HAN-FEI LIN, with Shareholder No. 3XX0, as Director | Shareholder | None | For |
3.3 | Elect DA-WEI GUO, with Shareholder No. 6XX3, as Independent Director | Management | For | For |
3.4 | Elect LING-TAI ZHOU, with Shareholder No. 6XX4, as Independent Director | Management | For | For |
3.5 | Elect XIU-WEI LIN, with Shareholder No. 6XX5, as Independent Director | Management | For | For |
NATIONAL INSTRUMENTS CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: NATI SECURITY ID: 636518102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Truchard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
NETAPP, INC. MEETING DATE: AUG 31, 2012 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NETSUITE INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Beane III | Management | For | For |
1.2 | Elect Director Deborah Farrington | Management | For | For |
1.3 | Elect Director Edward Zander | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NHN CORP. MEETING DATE: MAR 29, 2013 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 616 per Share | Management | For | For |
2.1 | Elect Kim Soo-Wook as Outside Director | Management | For | For |
2.2 | Elect Lee Moon-Ja as Outside Director | Management | For | For |
2.3 | Elect Jeong Eui-Jong as Outside Director | Management | For | For |
2.4 | Elect Hong Joon-Pyo as Outside Director | Management | For | For |
3.1 | Elect Kim Soo-Wook as Member of Audit Committee | Management | For | For |
3.2 | Elect Jeong Eui-Jong as Member of Audit Committee | Management | For | For |
3.3 | Elect Hong Joon-Pyo as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NHN CORP. MEETING DATE: JUN 28, 2013 | ||||
TICKER: 035420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Iwata, Satoru | Management | For | For |
2.2 | Elect Director Takeda, Genyo | Management | For | For |
2.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
2.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
2.5 | Elect Director Takemura, Kaoru | Management | For | For |
2.6 | Elect Director Takahashi, Shigeyuki | Management | For | For |
2.7 | Elect Director Yamato, Satoshi | Management | For | For |
2.8 | Elect Director Tanaka, Susumu | Management | For | For |
2.9 | Elect Director Takahashi, Shinya | Management | For | For |
2.10 | Elect Director Shinshi, Hirokazu | Management | For | For |
NIPPON THOMPSON CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 6480 SECURITY ID: J56257116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Miyachi, Shigeki | Management | For | For |
3.2 | Elect Director Kondo, Toshio | Management | For | For |
3.3 | Elect Director Tanaka, Kazuhiko | Management | For | For |
3.4 | Elect Director Hattori, Shinichi | Management | For | For |
3.5 | Elect Director Akimoto, Toshitaka | Management | For | For |
3.6 | Elect Director Tanaka, Kiyoharu | Management | For | For |
3.7 | Elect Director Kimura, Toshinao | Management | For | For |
3.8 | Elect Director Miura, Toshio | Management | For | For |
3.9 | Elect Director Shimomura, Koji | Management | For | For |
3.10 | Elect Director Yoneda, Michio | Management | For | For |
3.11 | Elect Director Takei, Yoichi | Management | For | For |
4 | Appoint Statutory Auditor Nasu, Taketo | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NITTO DENKO CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 6988 SECURITY ID: J58472119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors | Management | For | For |
3.1 | Elect Director Nagira, Yukio | Management | For | For |
3.2 | Elect Director Aizawa, Kaoru | Management | For | For |
3.3 | Elect Director Takasaki, Hideo | Management | For | For |
3.4 | Elect Director Sakuma, Yoichiro | Management | For | For |
3.5 | Elect Director Omote, Toshihiko | Management | For | For |
3.6 | Elect Director Takeuchi, Toru | Management | For | For |
3.7 | Elect Director Furuse, Yoichiro | Management | For | For |
3.8 | Elect Director Mizukoshi, Koshi | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
NOVATEK MICROELECTRONICS CORP. LTD. MEETING DATE: JUN 11, 2013 | ||||
TICKER: 3034 SECURITY ID: Y64153102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Elect Director, a Representative of UMC with Shareholder No.1 | Shareholder | None | Against |
7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 25, 2013 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | For |
1b | Elect Director Robert G. Teresi | Management | For | For |
1c | Elect Director Robert J. Frankenberg | Management | For | For |
1d | Elect Director Katharine A. Martin | Management | For | For |
1e | Elect Director Patrick T. Hackett | Management | For | For |
1f | Elect Director William H. Janeway | Management | For | For |
1g | Elect Director Mark B. Myers | Management | For | For |
1h | Elect Director Philip J. Quigley | Management | For | For |
1i | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NVC LIGHTING HOLDING LTD MEETING DATE: JUN 21, 2013 | ||||
TICKER: 02222 SECURITY ID: G6700A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Zhu Hai as Director | Management | For | Against |
4 | Elect Wang Jinsui as Director | Management | For | Against |
5 | Elect Yung Tse Kwong Steven as Director | Management | For | For |
6 | Elect Lee Kong Wai Conway as Director | Management | For | For |
7 | Elect Wang Donglei as Director | Management | For | Against |
8 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
9 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Elect Wu Changjiang as Director | Shareholder | None | Against |
12 | Elect Wang Dongming as Director | Shareholder | None | Against |
13 | Elect Wu Ling as Director | Shareholder | None | For |
NVIDIA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tench Coxe | Management | For | For |
1b | Elect Director James C. Gaither | Management | For | For |
1c | Elect Director Jen-Hsun Huang | Management | For | For |
1d | Elect Director Mark L. Perry | Management | For | For |
1e | Elect Director A. Brooke Seawell | Management | For | For |
1f | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV MEETING DATE: MAY 30, 2013 | ||||
TICKER: NXPI SECURITY ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements and Statutory Reports | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect R.L. Clemmer as Director | Management | For | Against |
3b | Elect Peter Bonfield as Director | Management | For | Against |
3c | Elect J.P. Huth as Director | Management | For | Against |
3d | Elect E. Durban as Director | Management | For | Against |
3e | Elect K.A. Goldman as Director | Management | For | For |
3f | Elect J. Kaeser as Director | Management | For | For |
3g | Elect I. Loring as Director | Management | For | Against |
3h | Elect M. Plantevin as Director | Management | For | Against |
3i | Elect V. Bhatia as Director | Management | For | For |
3j | Elect R. MacKenzie as Director | Management | For | Against |
3k | Elect Jean-Pierre Saad as Director | Management | For | Against |
4 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | For |
5 | Other Business (Non-Voting) | Management | None | None |
O2MICRO INTERNATIONAL LTD. MEETING DATE: JUN 24, 2013 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Michael Austin as Director | Management | For | For |
1b | Elect Shoji Akutsu as Director | Management | For | For |
1c | Elect Zhuoping Yu as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve to Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 27, 2012 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMRON CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Management | For | For |
2.1 | Elect Director Tateishi, Fumio | Management | For | For |
2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
2.3 | Elect Director Morishita, Yoshinobu | Management | For | For |
2.4 | Elect Director Sakumiya, Akio | Management | For | For |
2.5 | Elect Director Suzuki, Yoshinori | Management | For | For |
2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
3.1 | Appoint Statutory Auditor Tsuda, Masayuki | Management | For | For |
3.2 | Appoint Statutory Auditor Matsumoto, Yoshihumi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.3 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
OPEN TEXT CORPORATION MEETING DATE: SEP 27, 2012 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director Mark Barrenechea | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian J. Jackman | Management | For | Withhold |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | Withhold |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | Withhold |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PAYCHEX, INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PCHOME ONLINE INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 8044 SECURITY ID: Y6801R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Elect Director No.1 | Shareholder | None | Abstain |
PEGASYSTEMS INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gyenes | Management | For | For |
1.2 | Elect Director Richard H. Jones | Management | For | For |
1.3 | Elect Director Steven F. Kaplan | Management | For | For |
1.4 | Elect Director James P. O'Halloran | Management | For | For |
1.5 | Elect Director Alan Trefler | Management | For | For |
1.6 | Elect Director Larry Weber | Management | For | For |
1.7 | Elect Director William W. Wyman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: NOV 18, 2012 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Appoint PricewaterhouseCoopers as the Audit Firm | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PHISON ELECTRONICS CORP. MEETING DATE: JUN 11, 2013 | ||||
TICKER: 8299 SECURITY ID: Y7136T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director Michael A. Klayko | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POLYCOM, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. DeWalt | Management | None | None |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 06, 2013 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PROGRESS SOFTWARE CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: PRGS SECURITY ID: 743312100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry N. Bycoff | Management | For | For |
1.2 | Elect Director John R. Egan | Management | For | For |
1.3 | Elect Director Ram Gupta | Management | For | For |
1.4 | Elect Director Charles F. Kane | Management | For | For |
1.5 | Elect Director David A. Krall | Management | For | For |
1.6 | Elect Director Michael L. Mark | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROS HOLDINGS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: PRO SECURITY ID: 74346Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres D. Reiner | Management | For | For |
1.2 | Elect Director Ronald F. Woestemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
PTC INC MEETING DATE: MAR 06, 2013 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Bogan | Management | For | For |
1.2 | Elect Director Michael E. Porter | Management | For | For |
1.3 | Elect Director Robert P. Schechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Gavin, Jr. | Management | For | For |
1.2 | Elect Director Alexander Ott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTA COMPUTER INC. MEETING DATE: JUN 24, 2013 | ||||
TICKER: 2382 SECURITY ID: Y7174J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5.1 | Elect Barry Lam as Director | Management | For | Against |
5.2 | Elect C. C. Leung as Director | Management | For | Against |
5.3 | Elect C. T. Huang as Director | Management | For | Against |
5.4 | Elect Wei-Ta Pan as Independent Director | Management | For | For |
5.5 | Elect Chi-Chih, Lu as Independent Director | Management | For | For |
5.6 | Elect S. C. Liang as Supervisor | Management | For | For |
5.7 | Elect Cheng-Lin, Lee as Supervisor | Management | For | For |
5.8 | Elect Ching-Yi, Chang as Supervisor | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
1.3 | Elect Director Michael Sam Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 6176 SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Issuance of New Shares through Capitalization of Distributable Earnings | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
6 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
1.4 | Elect Director Shimada, Toru | Management | For | For |
1.5 | Elect Director Sugihara, Akio | Management | For | For |
1.6 | Elect Director Takeda, Kazunori | Management | For | For |
1.7 | Elect Director Yasutake, Hiroaki | Management | For | For |
1.8 | Elect Director Yamada, Yoshihisa | Management | For | For |
1.9 | Elect Director Charles B. Baxter | Management | For | For |
1.10 | Elect Director Kusano, Koichi | Management | For | For |
1.11 | Elect Director Kutaragi, Ken | Management | For | For |
1.12 | Elect Director Joshua G. James | Management | For | Against |
1.13 | Elect Director Fukino, Hiroshi | Management | For | For |
1.14 | Elect Director Murai, Jun | Management | For | For |
1.15 | Elect Director Hyakuno, Kentaro | Management | For | For |
2 | Appoint Statutory Auditor Kunitake, Tanekiyo | Management | For | Against |
3 | Approve Deep Discount Stock Option Plan | Management | For | For |
RAMBUS INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Black | Management | For | For |
1.2 | Elect Director Penelope A. Herscher | Management | For | For |
1.3 | Elect Director David Shrigley | Management | For | For |
1.4 | Elect Director Eric Stang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REACHLOCAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: RLOC SECURITY ID: 75525F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zorik Gordon | Management | For | For |
1.2 | Elect Director Robert Dykes | Management | For | For |
1.3 | Elect Director Alan Salzman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REALPAGE, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen T. Winn | Management | For | For |
1.2 | Elect Director Jason A. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 09, 2012 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marye Anne Fox | Management | For | For |
2 | Elect Director Donald H. Livingstone | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
REDINGTON (INDIA) LIMITED MEETING DATE: SEP 28, 2012 | ||||
TICKER: 532805 SECURITY ID: Y72020111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer of the Company's Supply Chain Business to a Wholly-Owned Subsidiary | Management | For | For |
2 | Amend Object Clause of Memorandum of Association | Management | For | For |
RESPONSYS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: MKTG SECURITY ID: 761248103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Frick | Management | For | For |
1.2 | Elect Director Gregory C. Gretsch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: AUG 16, 2012 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
1.8 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
RUBICON TECHNOLOGY, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: RBCN SECURITY ID: 78112T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don N. Aquilano | Management | For | For |
1.2 | Elect Director Donald R. Caldwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SAMSUNG TECHWIN CO. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 012450 SECURITY ID: Y7470L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share | Management | For | For |
2 | Elect Two Outside Directors (Bundled) | Management | For | For |
3 | Elect Two Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 11, 2013 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Kenneth Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director Dermot O'Carroll | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Approve Advance Notice Policy | Management | For | For |
SAP AG MEETING DATE: JUN 04, 2013 | ||||
TICKER: SAP SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Jack Langer | Management | For | For |
1.3 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCIQUEST, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: SQI SECURITY ID: 80908T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Steven Nelson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SEMTECH CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SERCOMM CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: 5388 SECURITY ID: Y7670W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve to Change the Usage of Funds Raised from the Fifth Domestic Unsecured Convertible Corporate Bonds | Management | For | For |
4 | Approve Issuance of Restricted Stocks | Management | For | For |
5 | Approve Amendments to Articles of Association | Management | For | For |
6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
8.1 | Elect Director No.1 | Shareholder | None | Abstain |
8.2 | Elect Director No.2 | Shareholder | None | Abstain |
8.3 | Elect Director No.3 | Shareholder | None | Abstain |
8.4 | Elect Director No.4 | Shareholder | None | Abstain |
8.5 | Elect Director No.5 | Shareholder | None | Abstain |
8.6 | Elect Shyue-Ching, Lu with ID No.H10033**** as Independent Director | Management | For | For |
8.7 | Elect Chin-Tay, Shih with ID No.R10134**** as Independent Director | Management | For | For |
8.8 | Elect Supervisor No.1 | Shareholder | None | Abstain |
8.9 | Elect Supervisor No.2 | Shareholder | None | Abstain |
8.10 | Elect Supervisor No.3 | Shareholder | None | Abstain |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
SERVICENOW, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: NOW SECURITY ID: 81762P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SERVICESOURCE INTERNATIONAL, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: SREV SECURITY ID: 81763U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Madden | Management | For | Withhold |
1.2 | Elect Director Thomas F. Mendoza | Management | For | Withhold |
1.3 | Elect Director Richard J. Campione | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SFA ENGINEERING CORP. MEETING DATE: MAR 29, 2013 | ||||
TICKER: 056190 SECURITY ID: Y7676C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | Against |
4.1 | Reelect Won Jin as Inside Director | Management | For | Against |
4.2 | Reelect Kim Young-Min as Inside Director | Management | For | Against |
4.3 | Reelect Lee Myung-Jae as Inside Director | Management | For | Against |
4.4 | Elect Jeon Yong-Bae as Inside Director | Management | For | Against |
4.5 | Reelect Seo Hyun-Soo as Outside Director | Management | For | For |
4.6 | Reelect Ko Bong-Chan as Outside Director | Management | For | For |
5.1 | Reelect Seo Hyun-Soo as Member of Audit Committee | Management | For | For |
5.2 | Reelect Ko Bong-Chan as Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SHIN ZU SHING CO., LTD. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 3376 SECURITY ID: Y7755T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report, Financial Statements and Consolidated Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4.1 | Elect Lv Shengnan, with Shareholder No.2, as Director | Shareholder | None | Against |
4.2 | Elect Lv Minwen, with Shareholder No.1, as Director | Shareholder | None | Against |
4.3 | Elect Ruan Chaozong, with Shareholder No.68, as Director | Shareholder | None | Against |
4.4 | Elect Mao Yingfu as Director | Shareholder | None | Against |
4.5 | Elect Lin Qingzheng, with Shareholder No.58, as Director | Shareholder | None | Against |
4.6 | Elect Zheng Zhifa as Independent Director | Management | For | For |
4.7 | Elect Lu Zhengzhong as Independent Director | Management | For | For |
4.8 | Elect Wu Qionghua, with Shareholder No.18, as Supervisor | Shareholder | None | For |
4.9 | Elect Cai Yangzong, with Shareholder No.409, as Supervisor | Shareholder | None | For |
4.10 | Elect Xuhuang Budie, with Shareholder No.12, as Supervisor | Shareholder | None | Against |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
SILICON LABORATORIES INC. MEETING DATE: APR 16, 2013 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bock | Management | For | For |
1.2 | Elect Director R. Ted Enloe, III | Management | For | For |
1.3 | Elect Director Jack R. Lazar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILICON MOTION TECHNOLOGY CORPORATION MEETING DATE: SEP 26, 2012 | ||||
TICKER: SIMO SECURITY ID: 82706C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mr. Yung-Chien Wang as Director | Management | For | For |
1.2 | Elect Mr. Steve Chen as Director | Management | For | For |
2 | Approve to Appoint Deloitte & Touche as the Audit Firm and Authorize the Board to Fix the Audit Fee | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 14, 2013 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
3.2 | Approve Plan on Profit Distribution | Management | For | For |
4.1 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
4.2 | Approve Amendments to Articles of Association | Management | For | For |
4.3 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
4.4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
4.5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SK HYNIX INC. MEETING DATE: MAR 22, 2013 | ||||
TICKER: 000660 SECURITY ID: Y3817W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Elect Kim Joon-Ho as Inside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SNU PRECISION CO. MEETING DATE: MAR 22, 2013 | ||||
TICKER: 080000 SECURITY ID: Y806A0101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Benjamin Nye | Management | For | For |
1.2 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director John P. Cunningham | Management | For | For |
1.3 | Elect Director Raymond P. Dolan | Management | For | For |
1.4 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.5 | Elect Director Howard E. Janzen | Management | For | For |
1.6 | Elect Director John A. Schofield | Management | For | Withhold |
1.7 | Elect Director Scott E. Schubert | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SONY CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: 6758 SECURITY ID: J76379106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Kato, Masaru | Management | For | For |
1.3 | Elect Director Peter Bonfield | Management | For | For |
1.4 | Elect Director Yasuda, Ryuuji | Management | For | For |
1.5 | Elect Director Uchinaga, Yukako | Management | For | Against |
1.6 | Elect Director Yahagi, Mitsuaki | Management | For | For |
1.7 | Elect Director Anraku, Kanemitsu | Management | For | For |
1.8 | Elect Director Kojima, Yorihiko | Management | For | For |
1.9 | Elect Director Nagayama, Osamu | Management | For | For |
1.10 | Elect Director Nimura, Takaaki | Management | For | For |
1.11 | Elect Director Harada, Eiko | Management | For | For |
1.12 | Elect Director Ito, Joichi | Management | For | For |
1.13 | Elect Director Tim Schaaff | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SONY CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: 6758 SECURITY ID: 835699307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Kato, Masaru | Management | For | For |
1.3 | Elect Director Peter Bonfield | Management | For | For |
1.4 | Elect Director Yasuda, Ryuuji | Management | For | For |
1.5 | Elect Director Uchinaga, Yukako | Management | For | Withhold |
1.6 | Elect Director Yahagi, Mitsuaki | Management | For | For |
1.7 | Elect Director Anraku, Kanemitsu | Management | For | For |
1.8 | Elect Director Kojima, Yorihiko | Management | For | For |
1.9 | Elect Director Nagayama, Osamu | Management | For | For |
1.10 | Elect Director Nimura, Takaaki | Management | For | For |
1.11 | Elect Director Harada, Eiko | Management | For | For |
1.12 | Elect Director Ito, Joichi | Management | For | For |
1.13 | Elect Director Tim Schaaff | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SOUFUN HOLDINGS LTD. MEETING DATE: AUG 01, 2012 | ||||
TICKER: SFUN SECURITY ID: 836034108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Current Memorandum and Articles of the Company | Management | For | Against |
SOURCEFIRE, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: FIRE SECURITY ID: 83616T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Becker | Management | For | For |
1.2 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.3 | Elect Director Arnold L. Punaro | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SPIRENT COMMUNICATIONS PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: SPT SECURITY ID: G83562101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Ian Brindle as Director | Management | For | For |
5 | Re-elect Bill Burns as Director | Management | For | For |
6 | Re-elect Eric Hutchinson as Director | Management | For | For |
7 | Re-elect Duncan Lewis as Director | Management | For | For |
8 | Re-elect Tom Maxwell as Director | Management | For | For |
9 | Re-elect Sue Swenson as Director | Management | For | For |
10 | Re-elect Alex Walker as Director | Management | For | For |
11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SPLUNK INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SPLK SECURITY ID: 848637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Hornik | Management | For | For |
1.2 | Elect Director Thomas M. Neustaetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: JUL 27, 2012 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Leo Li as a Director | Management | For | For |
2 | Reelect Carol Yu as a Director | Management | For | For |
3 | Reelect Zhongrui Xia as a Director | Management | For | For |
4 | Amend 2007 Equity Incentive Plan | Management | For | Against |
5 | Amend 2007 Equity Incentive Plan | Management | For | Against |
6 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
SQUARE ENIX HOLDINGS CO., LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 9684 SECURITY ID: J7659R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matsuda, Yosuke | Management | For | For |
1.2 | Elect Director Philip Timo Rogers | Management | For | For |
1.3 | Elect Director Honda, Keiji | Management | For | For |
1.4 | Elect Director Chida, Yukinobu | Management | For | For |
1.5 | Elect Director Yamamura, Yukihiro | Management | For | For |
2 | Appoint Statutory Auditor Tomiyama, Masaji | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nishijima, Tsuyoshi | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION MEETING DATE: JUL 10, 2012 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
START TODAY CO LTD MEETING DATE: JUN 27, 2013 | ||||
TICKER: 3092 SECURITY ID: J7665M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Maezawa, Yuusaku | Management | For | For |
2.2 | Elect Director Yanagisawa, Koji | Management | For | For |
2.3 | Elect Director Oishi, Akiko | Management | For | For |
2.4 | Elect Director Muto, Takanobu | Management | For | For |
2.5 | Elect Director Okura, Mineki | Management | For | For |
2.6 | Elect Director Sawada, Kotaro | Management | For | For |
2.7 | Elect Director Ono, Koji | Management | For | For |
STMICROELECTRONICS NV MEETING DATE: JUN 21, 2013 | ||||
TICKER: STM SECURITY ID: 861012102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4a | Adopt Financial Statements | Management | For | For |
4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4c1 | Approve Allocation of Income | Management | For | For |
4c2 | Approve Dividends of USD 0.20 Per Share | Management | For | For |
4d | Approve Discharge of Management Board | Management | For | For |
4e | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Restricted Stock Grants to CEO | Management | For | For |
6 | Approve Amendments Remuneration of Supervisory Board | Management | For | For |
7a | Elect Janet G. Davidson to Supervisory Board | Management | For | For |
7b | Elect Alessandro Ovi to Supervisory Board | Management | For | For |
8 | Approve Employee Restricted Stock Plan | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Allow Questions | Management | None | None |
11 | Close Meeting | Management | None | None |
STRATASYS LTD. MEETING DATE: FEB 25, 2013 | ||||
TICKER: SSYS SECURITY ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Eyal Desheh and Victor Leventhal and Approve Their Remuneration | Management | For | For |
2 | Authorize the Appointment of S. Scott Crump as Chief Innovation Officer | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
STRATASYS LTD. MEETING DATE: JUN 21, 2013 | ||||
TICKER: SSYS SECURITY ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Increase the Number of Directors from Nine to Ten | Management | For | For |
2 | Elect Ziva Patir as Director and Approve Her Remuneration | Management | For | For |
3.1 | Approve Compensation of Edward J. Fierko | Management | For | For |
3.2 | Approve Compensation of John J. McEleney | Management | For | For |
3.3 | Approve Compensation of Clifford H. Schwieter | Management | For | For |
4 | Grant Options to S. Scott Crump, the Chairman and Chief Innovation Officer | Management | For | For |
5 | Approve Cash Award to CEO | Management | For | For |
6 | Increase the Coverage under Directors and Officers Liability Insurance Policy | Management | For | For |
7 | Increase Authorized Common Stock and Issued Capital | Management | For | Against |
8 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
STRATASYS, INC. MEETING DATE: SEP 14, 2012 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 02382 SECURITY ID: G8586D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Sun Yang as Director | Management | For | Against |
3b | Elect Chu Peng Fei Richard as Director | Management | For | Against |
3c | Elect Liu Xu as Director | Management | For | Against |
3d | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: OCT 23, 2012 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Stephen E. Gillett | Management | For | For |
1e | Elect Director Geraldine B. Laybourne | Management | For | For |
1f | Elect Director David L. Mahoney | Management | For | For |
1g | Elect Director Robert S. Miller | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
SYNAPTICS INCORPORATED MEETING DATE: OCT 23, 2012 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYNOPSYS, INC. MEETING DATE: APR 03, 2013 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNTEL, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: TTWO SECURITY ID: 874054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Strauss Zelnick | Management | For | For |
1.2 | Elect Director Robert A. Bowman | Management | For | For |
1.3 | Elect Director SungHwan Cho | Management | For | For |
1.4 | Elect Director Michael Dornemann | Management | For | For |
1.5 | Elect Director Brett Icahn | Management | For | For |
1.6 | Elect Director J. Moses | Management | For | For |
1.7 | Elect Director James L. Nelson | Management | For | For |
1.8 | Elect Director Michael Sheresky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: MAR 06, 2013 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
TECO ELECTRIC & MACHINERY CO. LTD. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 1504 SECURITY ID: Y8563V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
4 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Elect Wu, Jing-shown with ID No. F103*****2 as Independent Director | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: 00700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Zhang Zhidong as Director | Management | For | Against |
3a2 | Elect Ian Charles Stone as Director | Management | For | Against |
3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TERADATA CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: TDC SECURITY ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward P. Boykin | Management | For | For |
1b | Elect Director Cary T. Fu | Management | For | For |
1c | Elect Director Victor L. Lund | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | For | For |
TERADYNE, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Bagley | Management | For | For |
1b | Elect Director Michael A. Bradley | Management | For | For |
1c | Elect Director Albert Carnesale | Management | For | For |
1d | Elect Director Daniel W. Christman | Management | For | For |
1e | Elect Director Edwin J. Gillis | Management | For | For |
1f | Elect Director Timothy E. Guertin | Management | For | For |
1g | Elect Director Paul J. Tufano | Management | For | For |
1h | Elect Director Roy A. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TESLA MOTORS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad W. Buss | Management | For | For |
1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tudor Brown | Management | For | For |
1.2 | Elect Director John Chenault | Management | For | For |
1.3 | Elect Director George Cwynar | Management | For | For |
1.4 | Elect Director Peter A. Feld | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director Thomas Lacey | Management | For | For |
1.7 | Elect Director George A. Riedel | Management | For | For |
1.8 | Elect Director Christopher A. Seams | Management | For | For |
1.9 | Elect Director Donald E. Stout | Management | For | For |
1.10 | Elect Director Timothy J. Stultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
TEST RESEARCH CO., LTD. MEETING DATE: JUN 13, 2013 | ||||
TICKER: 3030 SECURITY ID: Y8591M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 18, 2013 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ACTIVE NETWORK, INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: ACTV SECURITY ID: 00506D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Belmonte | Management | For | For |
1.2 | Elect Director Stephen L. Green | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE DESCARTES SYSTEMS GROUP INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: DSG SECURITY ID: 249906108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Eric Demirian | Management | For | For |
1.4 | Elect Director Christopher Hewat | Management | For | For |
1.5 | Elect Director Arthur Mesher | Management | For | For |
1.6 | Elect Director John J. Walker | Management | For | For |
1.7 | Elect Director Stephen Watt | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend By-Law | Management | For | For |
THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ULTI SECURITY ID: 90385D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott Scherr | Management | For | For |
2 | Elect Director Alois T. Leiter | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
THE WESTERN UNION COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
TIBCO SOFTWARE INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIVO INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: TIVO SECURITY ID: 888706108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Aquino | Management | For | For |
1.2 | Elect Director Thomas Wolzien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TONG HSING ELECTRONIC INDUSTRIES LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 6271 SECURITY ID: Y8862W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and the Procedures for Endorsement and Guarantees | Management | For | For |
5.1 | Elect Director Yang, Hwei-Jie, with Shareholder No.3 | Shareholder | None | Against |
5.2 | Elect Director Liu, Hwan-Lin, with Shareholder No.36 | Shareholder | None | Against |
5.3 | Elect Director Yang, Win-Jang, with Shareholder No.7 | Shareholder | None | Against |
5.4 | Elect Director Lai, Hsi-Hu, with Shareholder No.66 | Shareholder | None | Against |
5.5 | Elect Director Ru, Shao-Pin, with Shareholder No.38 | Shareholder | None | Against |
5.6 | Elect Independent Director Chen, Jin-Tsai, with Shareholder No.1617 | Management | For | For |
5.7 | Elect Independent Director Wu,Chao-Te, with Shareholder No.1066 | Management | For | For |
5.8 | Elect Supervisor Tsai, Yu-Chin, with Shareholder No.1616 | Shareholder | None | For |
5.9 | Elect Supervisor Hsu, Chun-Yi, with Shareholder No.1065 | Shareholder | None | For |
5.10 | Elect Supervisor Yang, Kai-Tsan, a Representative of China Development Industrial Bank, with Shareholder No.502 | Shareholder | None | For |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
TOSHIBA CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishida, Atsutoshi | Management | For | For |
1.2 | Elect Director Sasaki, Norio | Management | For | For |
1.3 | Elect Director Shimomitsu, Hidejiro | Management | For | For |
1.4 | Elect Director Tanaka, Hisao | Management | For | For |
1.5 | Elect Director Kitamura, Hideo | Management | For | For |
1.6 | Elect Director Kubo, Makoto | Management | For | For |
1.7 | Elect Director Muraoka, Fumio | Management | For | For |
1.8 | Elect Director Kosugi, Takeo | Management | For | For |
1.9 | Elect Director Itami, Hiroyuki | Management | For | For |
1.10 | Elect Director Shimanouchi, Ken | Management | For | For |
1.11 | Elect Director Saito, Kiyomi | Management | For | For |
1.12 | Elect Director Muromachi, Masashi | Management | For | For |
1.13 | Elect Director Sudo, Akira | Management | For | For |
1.14 | Elect Director Fukakushi, Masahiko | Management | For | For |
1.15 | Elect Director Kobayashi, Kiyoshi | Management | For | For |
1.16 | Elect Director Ushio, Fumiaki | Management | For | For |
2 | Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals | Shareholder | Against | Against |
TOTVS SA MEETING DATE: NOV 29, 2012 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Gens Tecnologia da Informacao Ltda.; YMF Arquitetura Financeira de Negocios Ltda.; TOOLS Arquitetura Financeira de Negocios Ltda.; Hery Participacoes Ltda.; and TOTALBANCO Consultoria e Sistemas Ltda. | Management | For | For |
2 | Appoint Independent Appraisers of Proposed Transactions | Management | For | For |
3 | Approve Independent Appraisals | Management | For | For |
4 | Approve Absorptions | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TOTVS SA MEETING DATE: NOV 29, 2012 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Matching Plan | Management | For | Against |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Amend Corporate Purpose | Management | For | For |
4 | Amend Articles 21 and 24 | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
TOTVS SA MEETING DATE: JAN 03, 2013 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Corporate Purpose | Management | For | For |
3 | Amend Article 17 | Management | For | For |
4 | Amend Articles 21 and 24 | Management | For | For |
5 | Exclude Articles 59, 60, and 61 and Renumber Articles Accordingly | Management | For | For |
6 | Add Article 60 | Management | For | For |
7 | Consolidate Bylaws | Management | For | For |
TOTVS SA MEETING DATE: MAR 05, 2013 | ||||
TICKER: TOTS3 SECURITY ID: P92184103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
TPK HOLDING CO., LTD. MEETING DATE: MAY 22, 2013 | ||||
TICKER: 3673 SECURITY ID: 87264G201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3.1 | 2012 Business Report | Management | For | For |
3.2 | Audit Committee's Review Report on 2012 Financial Statements | Management | For | For |
3.3 | Report of the Impact on Retained Earnings as a Result of Adopting IFRS for the First Time | Management | For | For |
3.4 | Report of the Issuance of Unsecured Euro Convertible Bonds | Management | For | For |
3.5 | Report of the Amendments to the Rules of Procedure for Board Meetings | Management | For | For |
4.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
4.2 | Approve Allocation of Income | Management | For | For |
5.1 | Approve Amendments to Articles of Association | Management | For | For |
5.2 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
5.3 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Elect Directors and Independent Directors | Management | None | Against |
7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
TRAUSON HOLDINGS COMPANY LTD. MEETING DATE: FEB 27, 2013 | ||||
TICKER: 00325 SECURITY ID: G90137103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Service Agreements | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 07, 2013 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRIPADVISOR, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: TRIP SECURITY ID: 896945201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Stephen Kaufer | Management | For | For |
1.3 | Elect Director Jonathan F. Miller | Management | For | For |
1.4 | Elect Director Jeremy Philips | Management | For | For |
1.5 | Elect Director Christopher W. Shean | Management | For | For |
1.6 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.7 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TUDOU HOLDINGS LTD MEETING DATE: AUG 20, 2012 | ||||
TICKER: TUDO SECURITY ID: 89903T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Youku Inc. | Management | For | For |
2 | Elect Gary Wei Wang, Hany Nada, David M. Hand, Ted Tak-Tai Lee and Conor Chia-hung Yang as Directors | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
TXC CORP. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 3042 SECURITY ID: Y90156103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
8 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
9.1 | Elect Lin Jinbao with Shareholder No.1 as Director | Shareholder | None | Against |
9.2 | Elect Lin Wanxing with Shareholder No.6 as Director | Shareholder | None | Against |
9.3 | Elect Guo Xiuxun with Shareholder No.8 as Director | Shareholder | None | Against |
9.4 | Elect Xu Derun with Shareholder No.7 as Director | Shareholder | None | Against |
9.5 | Elect Ge Tianzong with Shareholder No.45 as Director | Shareholder | None | Against |
9.6 | Elect Chenque Shangxin with Shareholder No.44 as Director | Shareholder | None | Against |
9.7 | Elect a Representative of Hongding Venture Capital Co., Ltd. with Shareholder No.44269 as Director | Shareholder | None | Against |
9.8 | Elect Yang Du'an with Shareholder No.18 as Director | Shareholder | None | Against |
9.9 | Elect Yu Shangwu as Independent Director | Management | For | For |
9.10 | Elect Peng Yunhong as Independent Director | Management | For | For |
9.11 | Elect Cai Songqi as Independent Director | Management | For | For |
10 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
ULTRATECH, INC. MEETING DATE: JUL 17, 2012 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
1.2 | Elect Director Michael Child | Management | For | For |
1.3 | Elect Director Joel F. Gemunder | Management | For | For |
1.4 | Elect Director Nicholas Konidaris | Management | For | For |
1.5 | Elect Director Dennis R. Raney | Management | For | For |
1.6 | Elect Director Henri Richard | Management | For | For |
1.7 | Elect Director Rick Timmins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 06, 2012 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Agreement and Plan of Merger | Management | For | For |
2 | Approve the Adjournment of the EGM | Management | For | For |
VELTI PLC MEETING DATE: JUL 25, 2012 | ||||
TICKER: VELT SECURITY ID: G93285107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Phokion Potamianos as Director | Management | For | For |
3 | Elect Mari Baker as Director | Management | For | For |
4 | Reelect Nicholas P. Negroponte as Director | Management | For | For |
5 | Reelect Alex Moukas as Director | Management | For | For |
6 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Amend Velti plc 2009 US Employee Share Incentive Plan | Management | For | Against |
9 | Amend Velti plc 2009 US Non-Employee Share Incentive Plan | Management | For | Against |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Leslie G. Denend | Management | For | For |
1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
1.4 | Elect Director Robert B. Henske | Management | For | For |
1.5 | Elect Director Richard A. McGinn | Management | For | For |
1.6 | Elect Director Wenda Harris Millard | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VMWARE, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VOCUS, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Greenfield | Management | For | Withhold |
1.2 | Elect Director Robert Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VST HOLDINGS LIMITED MEETING DATE: MAY 23, 2013 | ||||
TICKER: 00856 SECURITY ID: G9400C111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Tay Eng Hoe as Director | Management | For | Against |
3b | Elect Chow Ying Chi as Director | Management | For | Against |
3c | Elect Ong Wei Hiam as Director | Management | For | Against |
3d | Elect Li Wei as Director | Management | For | Against |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | Abstain |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Bonus Issue | Management | For | For |
WACOM CO LTD MEETING DATE: JUN 27, 2013 | ||||
TICKER: 6727 SECURITY ID: J9467Z109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Limit Rights of Odd-Lot Holders | Management | For | For |
2.1 | Elect Director Yamada, Masahiko | Management | For | For |
2.2 | Elect Director Komiyama, Shigeki | Management | For | For |
2.3 | Elect Director Hasegawa, Wataru | Management | For | For |
2.4 | Elect Director Yamamoto, Sadao | Management | For | For |
2.5 | Elect Director Fujishima, Yasuyuki | Management | For | For |
3.1 | Appoint Statutory Auditor Ebitani, Takeshi | Management | For | For |
3.2 | Appoint Statutory Auditor Kamura, Takashi | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kobayashi, Shin | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
WEB.COM GROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: WWWW SECURITY ID: 94733A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip J. Facchina | Management | For | For |
1.2 | Elect Director Robert S. McCoy, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WISTRON CORP. MEETING DATE: JUN 14, 2013 | ||||
TICKER: 3231 SECURITY ID: Y96738102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
3 | Approve Issuance of New Shares through Capitalization of Profit and Employee Bonus | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve to Formulate Trading Procedures Governing Derivatives Products to Replace the Policies and Procedures Governing Financial Products for Foreign Exchange Risk Management | Management | For | For |
7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
8 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
9 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
10 | Approve Proposal of Capital Increase by Issuing Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
WORKDAY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
WPG HOLDINGS CO., LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 3702 SECURITY ID: Y9698R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
5 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
WT MICROELECTRONICS CO., LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 3036 SECURITY ID: Y9657B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on Profit Distribution | Management | For | For |
3 | Approve Issuance of Ordinary Shares through Cash Capital Increase | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties and Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
5.1 | Elect CHENG, WEN-TSUNG, with Shareholder No.1, as Director | Shareholder | None | Against |
5.2 | Elect HSU, WEN-HUNG, with Shareholder No.3, as Director | Shareholder | None | Against |
5.3 | Elect CHENG, KEN-YI, with ID No.A121284454, as Director | Shareholder | None | Against |
5.4 | Elect SUN, CHI-WEN, with Shareholder No.11079, as Director | Shareholder | None | Against |
5.5 | Elect SUNG KAO, HSIN-MING, with Shareholder No.55806, as Director | Shareholder | None | Against |
5.6 | Elect a Representative of Tang Ye Investment Co., Ltd., with Shareholder No.9029, as Supervisor | Shareholder | None | Abstain |
5.7 | Elect TSAI, KAO-CHUNG, with ID No.E121382253, as Supervisor | Shareholder | None | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: NOV 06, 2012 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Re-elect Xuesong (Jeff) Leng as Director | Management | For | For |
2 | Approve to Re-elect Zhaohui Zhang as Director | Management | For | Against |
3 | Approve to Re-elect Ning Zhao as Director | Management | For | Against |
XEROX CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
XILINX, INC. MEETING DATE: AUG 08, 2012 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
XO GROUP INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOXO SECURITY ID: 983772104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Baker | Management | For | For |
1.2 | Elect Director Peter Sachse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YAHOO! INC. MEETING DATE: JUL 12, 2012 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred J. Amoroso | Management | For | For |
2 | Elect Director John D. Hayes | Management | For | For |
3 | Elect Director Susan M. James | Management | For | For |
4 | Elect Director David W. Kenny | Management | For | For |
5 | Elect Director Peter Liguori | Management | For | For |
6 | Elect Director Daniel S. Loeb | Management | For | For |
7 | Elect Director Thomas J. McInerney | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
10 | Elect Director Harry J. Wilson | Management | For | For |
11 | Elect Director Michael J. Wolf | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
YAHOO! INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
YANDEX NV MEETING DATE: MAY 21, 2013 | ||||
TICKER: YNDX SECURITY ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Elect Rogier Rijnja as Director | Management | For | For |
6 | Reelect Ilya Segalovich, Charles Ryan and Alexander Voloshin as Directors (Bundled) | Management | For | For |
7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
8 | Amend Articles Re: Reduce Authorized Share Capital and Legislative Changes | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | Against |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | Against |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
YASKAWA ELECTRIC CORP. MEETING DATE: JUN 18, 2013 | ||||
TICKER: 6506 SECURITY ID: J9690T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Tsuda, Junji | Management | For | For |
2.2 | Elect Director Usami, Noboru | Management | For | For |
2.3 | Elect Director Sawa, Toshihiro | Management | For | For |
2.4 | Elect Director Ogasawara, Hiroshi | Management | For | For |
2.5 | Elect Director Murakami, Shuuji | Management | For | For |
2.6 | Elect Director Nakayama, Yuuji | Management | For | For |
2.7 | Elect Director Akita, Yoshiki | Management | For | For |
3 | Appoint Alternate Statutory Auditor Tanaka, Yasuto | Management | For | For |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 11, 2013 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2012 Profit Distribution | Management | For | For |
3 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Amendments to the Procedures for Lending Funds to Other Parties | Management | For | For |
5 | Approve Amendments to the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Transact Other Business | Management | None | None |
ZTE CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Hou Weigui as Non-Independent Director | Management | For | Against |
1b | Elect Zhang Jianheng as Non-Independent Director | Management | For | Against |
1c | Elect Xie Weiliang as Non-Independent Director | Management | For | Against |
1d | Elect Wang Zhanchen as Non-Independent Director | Management | For | Against |
1e | Elect Zhang Junchao as Non-Independent Director | Management | For | Against |
1f | Elect Dong Lianbo as Non-Independent Director | Management | For | Against |
1g | Elect Shi Lirong as Non-Independent Director | Management | For | Against |
1h | Elect Yin Yimin as Non-Independent Director | Management | For | Against |
1i | Elect He Shiyou as Non-Independent Director | Management | For | Against |
1j | Elect Qu Xiaohui as Independent Non-Executive Director | Management | For | For |
1k | Elect Chen Naiwei as Independent Non-Executive Director | Management | For | Against |
1l | Elect Wei Wei as Independent Non-Executive Director | Management | For | Against |
1m | Elect Tan Zhenhui as Independent Non-Executive Director | Management | For | Against |
1n | Elect Timothy Alexander Steinert as Independent Non-Executive Director | Management | For | Against |
2a | Elect Chang Qing as Shareholders' Representative Supervisor | Management | For | For |
2b | Elect Xu Weiyan as Shareholders' Representative Supervisor | Management | For | For |
3 | Amend Articles of Association of the Company | Management | For | For |
ZTE CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Financial Statements Audited by PRC and Hong Kong Auditors | Management | For | For |
2 | Approve 2012 Report of the Board of Directors | Management | For | For |
3 | Approve 2012 Report of the Supervisory Committee | Management | For | For |
4 | Approve 2012 Report of the President | Management | For | For |
5 | Approve Final Financial Accounts for 2012 | Management | For | For |
6 | Approve Proposals of Profit Distribution | Management | For | For |
7a | Approve Application to Bank of China Limited, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 billion | Management | For | For |
7b | Approve Application to China Construction Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to RMB 11.5 billion | Management | For | For |
7c | Approve Application to China Development Bank Corporation, Shenzhen Branch for a Composite Credit Facility Amounting to $6 billion | Management | For | For |
8a | Reappoint Ernst & Young Hua Ming LLP as the PRC Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
8b | Reappoint Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
8c | Reaappoint Ernst & Young Hua Ming LLP as the Internal Control Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Authorisation for the Company to Invest in Value Protection Derivative Products Against Its Foreign Exchange Risk Exposure | Management | For | For |
9b | Approve Authorisation for Company to Invest in Fixed Income Derivative Products | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
ZTE CORPORATION MEETING DATE: JUN 28, 2013 | ||||
TICKER: 000063 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repurchase and Cancellation of Restricted Shares Not Qualified for Unlocking | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Elect Richard Xike Zhang as Director | Shareholder | None | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMEREN CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Steven H. Lipstein | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
1.9 | Elect Director Thomas R. Voss | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
1.11 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director Michael W. Hofmann | Management | For | For |
1.5 | Elect Director David C. Merritt | Management | For | For |
1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHENIERE ENERGY, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Other Business | Management | For | Against |
CHENIERE ENERGY, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: LNG SECURITY ID: 16411R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director David B. Kilpatrick | Management | For | For |
1.3 | Elect Director G. Andrea Botta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP MEETING DATE: APR 22, 2013 | ||||
TICKER: SBSP3 SECURITY ID: 20441A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compliance with Government Regulation Regarding Remuneration of Executives, Directors, Fiscal Council Members, and Audit Committee Members | Management | For | For |
2 | Approve 1:3 Stock Split | Management | For | For |
3 | Amend Article 3 to Reflect Changes in Capital | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director John H. Forsgren | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
EDISON INTERNATIONAL MEETING DATE: APR 25, 2013 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ENBRIDGE INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ENB SECURITY ID: 29250N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Arledge | Management | For | For |
1.2 | Elect Director James J. Blanchard | Management | For | For |
1.3 | Elect Director J. Lorne Braithwaite | Management | For | For |
1.4 | Elect Director J. Herb England | Management | For | For |
1.5 | Elect Director Charles W. Fischer | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director David A. Leslie | Management | For | For |
1.8 | Elect Director Al Monaco | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director Charles E. Shultz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
1.12 | Elect Director Catherine L. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 21, 2013 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Julia L. Johnson | Management | For | For |
1.8 | Elect Director Ted J. Kleisner | Management | For | For |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Catherine A. Rein | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GENON ENERGY, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: GEN SECURITY ID: 37244E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: APR 16, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Issue Shares in Connection with Acquisition | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Thomas G. Stephens | Management | For | For |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NATIONAL FUEL GAS COMPANY MEETING DATE: MAR 07, 2013 | ||||
TICKER: NFG SECURITY ID: 636180101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Carroll | Management | For | For |
1.2 | Elect Director Craig G. Matthews | Management | For | For |
1.3 | Elect Director David F. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
NISOURCE INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
NORTHEAST UTILITIES MEETING DATE: OCT 31, 2012 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NORTHEAST UTILITIES MEETING DATE: MAY 01, 2013 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NRG ENERGY, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Fix Number of Directors at Sixteen | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NRG ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director David Crane | Management | For | For |
1.3 | Elect Director Kathleen A. McGinty | Management | For | For |
1.4 | Elect Director Evan J. Silverstein | Management | For | For |
1.5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 16, 2013 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Brandi | Management | For | For |
1.2 | Elect Director Wayne H. Brunetti | Management | For | For |
1.3 | Elect Director Luke R. Corbett | Management | For | For |
1.4 | Elect Director Peter B. Delaney | Management | For | For |
1.5 | Elect Director John D. Groendyke | Management | For | For |
1.6 | Elect Director Kirk Humphreys | Management | For | For |
1.7 | Elect Director Robert Kelley | Management | For | For |
1.8 | Elect Director Robert O. Lorenz | Management | For | For |
1.9 | Elect Director Judy R. McReynolds | Management | For | For |
1.10 | Elect Director Leroy C. Richie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Reincorporate in Another State [Delaware] | Shareholder | Against | Against |
ONEOK, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Day | Management | For | For |
1.2 | Elect Director Julie H. Edwards | Management | For | For |
1.3 | Elect Director William L. Ford | Management | For | For |
1.4 | Elect Director John W. Gibson | Management | For | For |
1.5 | Elect Director Bert H. Mackie | Management | For | For |
1.6 | Elect Director Steven J. Malcolm | Management | For | For |
1.7 | Elect Director Jim W. Mogg | Management | For | For |
1.8 | Elect Director Pattye L. Moore | Management | For | For |
1.9 | Elect Director Gary D. Parker | Management | For | For |
1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Methane Emissions | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Andrews | Management | For | For |
1.2 | Elect Director Lewis Chew | Management | For | For |
1.3 | Elect Director C. Lee Cox | Management | For | For |
1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.5 | Elect Director Fred J. Fowler | Management | For | For |
1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
1.7 | Elect Director Roger H. Kimmel | Management | For | For |
1.8 | Elect Director Richard A. Meserve | Management | For | For |
1.9 | Elect Director Forrest E. Miller | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PPL CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa Beck | Management | For | For |
1b | Elect Director R. D. Cash | Management | For | For |
1c | Elect Director Laurence M. Downes | Management | For | For |
1d | Elect Director Christopher A. Helms | Management | For | For |
1e | Elect Director Ronald W. Jibson | Management | For | For |
1f | Elect Director Keith O. Rattie | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 09, 2013 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SPECTRA ENERGY CORP MEETING DATE: APR 30, 2013 | ||||
TICKER: SE SECURITY ID: 847560109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William T. Esrey | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Dennis R. Hendrix | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Report on Methane Emissions | Shareholder | Against | Abstain |
THE AES CORPORATION MEETING DATE: APR 18, 2013 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | Against |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after August 1, 2013.
WITNESS my hand on this 1st day of August 2013.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer