FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/28
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 06/01/2009 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, DIRECTOR, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE AVIATION HOLDINGS INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: ACE.B SECURITY ID: 00440P201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect The Directors | Management | For | For |
2 | Appoint Pricewaterhousecoopers Llp As The Auditor | Management | For | For |
3 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey T. Crowley | Management | For | For |
1.2 | Elect Director Don L. Chapman | Management | For | For |
1.3 | Elect Director Lewis H. Jordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Mark R. Hamilton | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 26, 2009 | ||||
TICKER: ALGT SECURITY ID: 01748X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Ellmer | Management | For | For |
1.2 | Elect Director Timothy P. Flynn | Management | For | For |
1.3 | Elect Director Maurice J Gallagher, Jr | Management | For | For |
1.4 | Elect Director Charles W. Pollard | Management | For | For |
1.5 | Elect Director John Redmond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: AAWW SECURITY ID: 049164205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Agnew | Management | For | For |
1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
1.3 | Elect Director Eugene I. Davis | Management | For | For |
1.4 | Elect Director William J. Flynn | Management | For | For |
1.5 | Elect Director James S. Gilmore III | Management | For | For |
1.6 | Elect Director Carol B. Hallett | Management | For | For |
1.7 | Elect Director Frederick McCorkle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BOMBARDIER INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Laurent Beaudoin As A Director Of Bombardier Inc. | Management | For | For |
2 | Elect Pierre Beaudoin As A Director Of Bombardier Inc. | Management | For | For |
3 | Elect Andre Berard As A Director Of Bombardier Inc. | Management | For | For |
4 | Elect J. R. Andre Bombardier As A Director Of Bombardier Inc. | Management | For | For |
5 | Elect Janine Bombardier As A Director Of Bombardier Inc. | Management | For | For |
6 | Elect L. Denis Desautels As A Director Of Bombardier Inc. | Management | For | For |
7 | Elect Thierry Desmarest As A Director Of Bombardier Inc. | Management | For | For |
8 | Elect Jean-louis Fontaine As A Director Of Bombardier Inc. | Management | For | For |
9 | Elect Daniel Johnson As A Director Of Bombardier Inc. | Management | For | For |
10 | Elect Jean C. Monty As A Director Of Bombardier Inc. | Management | For | For |
11 | Elect Carlos E. Represas As A Director Of Bombardier Inc. | Management | For | For |
12 | Elect Jean-pierre Rosso As A Director Of Bombardier Inc. | Management | For | For |
13 | Elect Heinrich Weiss As A Director Of Bombardier Inc. | Management | For | For |
14 | Appoint Ernst Young Llp, Chartered Accountants, As The External Auditors Of Bombardier Inc. And Authorize Directors Of Bombardier Inc. To Fix Their Remuneration | Management | For | For |
15 | Adopt A Rule Of Governancestipulating That The Compensation Policy Of Their Executive Officers Be Submitted To A Consultative Vote By The Shareholders | Shareholder | Against | Against |
16 | Adopt A Policy Stipulatingthat 50% Of The New Candidates Nominated As The Directors Are Women Until Parity Between Men And Women Are Achieved | Shareholder | Against | Against |
17 | Adopt The Same Policy On Independence For The Members Of The Compensation Committee And Outside Compensation Consultants As For The Members Of The Audit Committee And The External Auditors | Shareholder | Against | Against |
18 | Adopt A Governance Rule Limiting To 4, The Number Of Boards On Which Any Of Its Directors May Serve | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | Withhold |
1.2 | Elect Director Lawrence W. Kellner | Management | For | Withhold |
1.3 | Elect Director Douglas H. McCorkindale | Management | For | Withhold |
1.4 | Elect Director Henry L. Meyer, III | Management | For | Withhold |
1.5 | Elect Director Oscar Munoz | Management | For | Withhold |
1.6 | Elect Director Jeffery A. Smisek | Management | For | Withhold |
1.7 | Elect Director Karen Hastie Williams | Management | For | Withhold |
1.8 | Elect Director Ronald B. Woodard | Management | For | Withhold |
1.9 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Reincorporate in Another State | Shareholder | Against | Against |
6 | Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | For |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: EXPD SECURITY ID: 302130109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emmert | Management | For | For |
1.2 | Elect Director R. Jordan Gates | Management | For | For |
1.3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
1.4 | Elect Director Michael J. Malone | Management | For | For |
1.5 | Elect Director John W. Meisenbach | Management | For | For |
1.6 | Elect Director Peter J. Rose | Management | For | For |
1.7 | Elect Director James L.K. Wang | Management | For | For |
1.8 | Elect Director Robert R. Wright | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXPRESSJET HOLDINGS, INC. MEETING DATE: OCT 1, 2008 | ||||
TICKER: XJT SECURITY ID: 30218U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
EXPRESSJET HOLDINGS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: XJT SECURITY ID: 30218U306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Bravante, Jr. | Management | For | For |
1.2 | Elect Director Janet M. Clarke | Management | For | For |
1.3 | Elect Director Alan H. Freudenstein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FORWARD AIR CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: FWRD SECURITY ID: 349853101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Campbell | Management | For | For |
1.2 | Elect Director C. Robert Campbell | Management | For | For |
1.3 | Elect Director Richard W. Hanselman | Management | For | For |
1.4 | Elect Director C. John Langley, Jr. | Management | For | For |
1.5 | Elect Director Tracy A. Leinbach | Management | For | For |
1.6 | Elect Director G. Michael Lynch | Management | For | For |
1.7 | Elect Director Ray A. Mundy | Management | For | For |
1.8 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 21, 2009 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane C. Creel | Management | For | For |
1.2 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Douglas E. Olesen | Management | For | For |
1.10 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: HA SECURITY ID: 419879101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Anderson | Management | For | For |
1.2 | Elect Director L. Todd Budge | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
1.6 | Elect Director Randall L. Jenson | Management | For | For |
1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
1.8 | Elect Director Crystal K. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
JETBLUE AIRWAYS CORP MEETING DATE: MAY 14, 2009 | ||||
TICKER: JBLU SECURITY ID: 477143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Boneparth | Management | For | For |
1.2 | Elect Director Kim Clark | Management | For | For |
1.3 | Elect Director Stephan Gemkow | Management | For | Withhold |
1.4 | Elect Director Joel Peterson | Management | For | For |
1.5 | Elect Director Ann Rhoades | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Preferred and Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
PINNACLE AIRLINES CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PNCL SECURITY ID: 723443107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Breeding | Management | For | For |
1.2 | Elect Director Susan M. Coughlin | Management | For | For |
1.3 | Elect Director R. Philip Shannon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
REPUBLIC AIRWAYS HOLDINGS INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: RJET SECURITY ID: 760276105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan K. Bedford | Management | For | For |
1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
1.3 | Elect Director Douglas J. Lambert | Management | For | For |
1.4 | Elect Director Mark E. Landesman | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 10, 2009 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Carbone | Management | For | For |
1.2 | Elect Director Clayton M. Jones | Management | For | For |
1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHIP FINANCE INTERNATIONAL LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: SFL SECURITY ID: G81075106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR TOR OLAV TROIM | Management | For | For |
1.2 | ELECT DIRECTOR PAUL LEAND JR. | Management | For | For |
1.3 | ELECT KATE BLANKENSHIP | Management | For | For |
1.4 | ELECT DIRECTOR CRAIG H. STEVENSON JR. | Management | For | For |
1.5 | ELECT DIRECTOR HANS PETTER AAS | Management | For | For |
2 | PROPOSAL TO APPOINT MOORE STEPHENS PC AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For |
3 | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
SKYWEST, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director J. Ralph Atkin | Management | For | For |
1.4 | Elect Director Margaret S. Billson | Management | For | For |
1.5 | Elect Director Ian M. Cumming | Management | For | For |
1.6 | Elect Director Henry J. Eyring | Management | For | For |
1.7 | Elect Director Robert G. Sarver | Management | For | For |
1.8 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director C. Webb Crockett | Management | For | For |
1.3 | Elect Director William H. Cunningham | Management | For | For |
1.4 | Elect Director John G. Denison | Management | For | For |
1.5 | Elect Director Travis C. Johnson | Management | For | For |
1.6 | Elect Director Gary C. Kelly | Management | For | For |
1.7 | Elect Director Nancy B. Loeffler | Management | For | For |
1.8 | Elect Director John T. Montford | Management | For | For |
1.9 | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reincorporate in Another State from Texas to North Dakota | Shareholder | Against | Against |
5 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
SPIRIT AEROSYSTEMS HOLDINGS, INC MEETING DATE: APR 21, 2009 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeffrey L. Turner | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Director James J. O?Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Baum | Management | For | For |
1.2 | Elect Director Matthew J. Hart | Management | For | For |
1.3 | Elect Director Richard C. Kraemer | Management | For | For |
1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Increase Authorized Common Stock | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 8, 2009 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Brian D. Belchers as a Class C Director | Management | For | For |
1.02 | Elect Roger I. MacFarlane as a Class C Director | Management | For | For |
1.03 | Elect Matthys J. Wessels as a Class C Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2009 Long-Term Incentive Plan | Management | For | Against |
4 | Approve Executive Incentive Plan | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
WESTJET AIRLINES LTD. MEETING DATE: MAY 5, 2009 | ||||
TICKER: WJA SECURITY ID: 960410306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to set the number of Directors to be elected at the meeting at 11 | Management | For | For |
2 | Elect Mr. Clive J. Beddoe as a Director | Management | For | For |
3 | Elect Mr. Hugh Bolton as a Director | Management | For | For |
4 | Elect Mr. Sean Durfy as a Director | Management | For | For |
5 | Elect Mr. Brett Godfrey as a Director | Management | For | Against |
6 | Elect Mr. Murphy N. Hannon as a Director | Management | For | For |
7 | Elect Mr. Donald Hougan as a Director | Management | For | For |
8 | Elect Mr. Allan W. Jackson as a Director | Management | For | For |
9 | Elect Mr. S. Barry Jackson as a Director | Management | For | For |
10 | Elect Mr. Wilmot L. Mattews as a Director | Management | For | For |
11 | Elect Mr. L.M. [Larry] Pollock as a Director | Management | For | For |
12 | Elect Mr. Arthur R.A. Scace as a Director | Management | For | For |
13 | Appoint KPMG LLP, Chartered Accountants, Calgary, Alberta, as the Auditors ofthe Corporation for the ensuing year and authorize the Directors of the Corporation to fix their remuneration | Management | For | For |
14 | Approve the 2009 Stock Option Plan, as specified | Management | For | Against |
15 | Amend the 2008 Executive Share Unit Plan as specified | Management | For | Against |
16 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: AURD SECURITY ID: 004398103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Dalton | Management | For | For |
1.2 | Elect Director John D. Durrett, Jr. | Management | For | For |
1.3 | Elect Director Donald T. Johnson, Jr. | Management | For | For |
1.4 | Elect Director William M. Lasky | Management | For | For |
1.5 | Elect Director Charles E. Mitchell Rentschler | Management | For | For |
1.6 | Elect Director Donald C. Roof | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMERICAN AXLE AND MANUFACTURING HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AXL SECURITY ID: 024061103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore J. Bonanno, Sr. | Management | For | For |
1.2 | Elect Director David C. Dauch | Management | For | For |
1.3 | Elect Director Forest J. Farmer | Management | For | For |
1.4 | Elect Director Richard C. Lappin | Management | For | For |
1.5 | Elect Director Thomas K. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARVINMERITOR, INC. MEETING DATE: JAN 30, 2009 | ||||
TICKER: ARM SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director Victoria B. Jackson | Management | For | For |
1.3 | Elect Director James E. Marley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATC TECHNOLOGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: ATAC SECURITY ID: 00211W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Evans | Management | For | Withhold |
1.2 | Elect Director Curtland E. Fields | Management | For | Withhold |
1.3 | Elect Director Dr. Michael J. Hartnett | Management | For | Withhold |
1.4 | Elect Director Michael D. Jordan | Management | For | Withhold |
1.5 | Elect Director Todd R. Peters | Management | For | Withhold |
1.6 | Elect Director S. Lawrence Prendergast | Management | For | Withhold |
1.7 | Elect Director Edward Stewart | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
AUTOLIV INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Lorch | Management | For | For |
1.2 | Elect Director James M. Ringler | Management | For | For |
1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BAJAJ AUTO LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: SECURITY ID: Y05490100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 20.00 Per Share | Management | For | For |
3 | Reappoint Rahul Bajaj as Director | Management | For | For |
4 | Reappoint Rajiv Bajaj as Director | Management | For | For |
5 | Reappoint Sanjiv Bajaj as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Bajaj as Director | Management | For | For |
8 | Appoint D.S. Mehta as Director | Management | For | For |
9 | Appoint K.R. Podar as Director | Management | For | For |
10 | Appoint Shekhar Bajaj as Director | Management | For | For |
11 | Appoint D.J.B. Rao as Director | Management | For | For |
12 | Appoint J.N. Godrej as Director | Management | For | For |
13 | Appoint S.H. Khan as Director | Management | For | For |
14 | Appoint S. Kirloskar as Director | Management | For | For |
15 | Appoint N. Chandra as Director | Management | For | For |
16 | Appoint N. Pamnani as Director | Management | For | For |
17 | Appoint M. Kejriwal as Director | Management | For | For |
18 | Appoint P. Murari as Director | Management | For | For |
19 | Appoint N. Bajaj as Director | Management | For | For |
BAJAJ FINSERV LTD MEETING DATE: JUL 9, 2008 | ||||
TICKER: SECURITY ID: Y0548X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint Rahul Bajaj as Director | Management | For | For |
4 | Reappoint Rajiv Bajaj as Director | Management | For | For |
5 | Reappoint S. Bajaj as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Bajaj as Director | Management | For | For |
8 | Appoint N. Pamnani as Director | Management | For | For |
9 | Appoint D.J.B. Rao as Director | Management | For | For |
10 | Appoint S.H. Khan as Director | Management | For | For |
BAJAJ HOLDINGS & INVESTMENT LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: SECURITY ID: Y0546X143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 20.00 Per Share | Management | For | For |
3 | Reappoint M. Bajaj as Director | Management | For | For |
4 | Reappoint R. Bajaj as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Appointment and Remuneration of V.S. Raghavan, Manager and Chief Executive Officer (Operations) | Management | For | For |
BHARAT FORGE LTD. MEETING DATE: AUG 6, 2008 | ||||
TICKER: BHFC SECURITY ID: Y08825179 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend on Preference Shares | Management | For | For |
3 | Approve Dividend on Equity Shares of INR 3.50 Per Share | Management | For | For |
4 | Reappoint S.S. Marathe as Director | Management | For | For |
5 | Reappoint S.D. Kulkarni as Director | Management | For | For |
6 | Reappoint U. Loos as Director | Management | For | For |
7 | Approve Dalal and Shah as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint L.D. Gupte as Director | Management | For | For |
9 | Appoint A. Spencer as Director | Management | For | For |
10 | Appoint S.K. Chaturvedi as Director | Management | For | For |
11 | Approve Reappointment and Remuneration of B.N. Kalyani, Managing Director | Management | For | For |
12 | Approve Reppointment and Remuneration of G.K. Agarwal, Deputy Managing Director | Management | For | For |
13 | Approve Appointment and Remuneration of S.K. Chaturvedi, Executive Director | Management | For | For |
14 | Authorize Issuance of Non-Convertible Debenture with Detachable Warrants Convertible into Equity Shares on Rights Basis to Shareholders up to an Aggregate Amount of INR 4 Billion | Management | For | For |
15 | Approve Pledging of Assets for Debt | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 14, 2009 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6.1 | Reelect Franz Haniel to the Supervisory Board | Management | For | For |
6.2 | Reelect Susanne Klatten to the Supervisory Board | Management | For | For |
6.3 | Elect Robert Lane to the Supervisory Board | Management | For | For |
6.4 | Reelect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
6.5 | Reelect Joachim Milberg to the Supervisory Board | Management | For | For |
6.6 | Reelect Stefan Quandt to the Supervisory Board | Management | For | For |
6.7 | Elect Juergen Strube to the Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Amend Articles Re: Voting Procedures for Supervisory Board Meetings; Adopt D & O Insurance for Supervisory Board Members | Management | For | For |
10 | Approve Creation of EUR 5 Million Pool of Capital without Preemptive Rights | Management | For | For |
BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Director Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CNH GLOBAL N.V. MEETING DATE: MAR 20, 2009 | ||||
TICKER: CNH SECURITY ID: N20935206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Board Report (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Suspension of Dividends | Management | For | Did Not Vote |
5 | Elect Board Members (Bundled) | Management | For | Did Not Vote |
6 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
7 | Grant Board Authority for a Period of Five Years to Issue Shares and to Restrict/Exclude Preemptive Rights | Management | For | Did Not Vote |
8 | Amend Outside Directors Compensation Plan (ODCP) and Equity Incentive Plan (EIP) | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | Did Not Vote |
10 | Close Meeting | Management | None | Did Not Vote |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN MEETING DATE: MAY 15, 2009 | ||||
TICKER: ML SECURITY ID: F61824144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Eric Bourdais de Charbonniere as Supervisory Board Member | Management | For | For |
6 | Reelect Francois Grappotte as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | For |
9 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
COOPER TIRE & RUBBER CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: CTB SECURITY ID: 216831107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Holland | Management | For | Withhold |
1.2 | Elect Director John F. Meier | Management | For | Withhold |
1.3 | Elect Director John H. Shuey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
DAIMLER AG MEETING DATE: APR 8, 2009 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8.1 | Elect Gerard Kleisterlee to the Supervisory Board | Management | For | Did Not Vote |
8.2 | Reelect Manfred Schneider to the Supervisory Board | Management | For | Did Not Vote |
8.3 | Elect Lloyd Trotter to the Supervisory Board | Management | For | Did Not Vote |
8.4 | Reelect Bernhard Walter to the Supervisory Board | Management | For | Did Not Vote |
8.5 | Reelect Lynton Wilson to the Supervisory Board | Management | For | Did Not Vote |
9 | Approve Affiliation Agreements with EvoBus GmbH | Management | For | Did Not Vote |
10 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | Did Not Vote |
11 | Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
12 | Counter Motion A | Shareholder | Against | Did Not Vote |
13 | Counter Motion B | Shareholder | Against | Did Not Vote |
14 | Counter Motion C | Shareholder | Against | Did Not Vote |
DANA HOLDING CORPORATION MEETING DATE: APR 21, 2009 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Convis | Management | For | Withhold |
1.2 | Elect Director John M. Devine | Management | For | Withhold |
1.3 | Elect Director Richard A. Gephardt | Management | For | Withhold |
1.4 | Elect Director Terrence J. Keating | Management | For | Withhold |
1.5 | Elect Director Keith E. Wandell | Management | For | Withhold |
1.6 | Elect Director Jerome B. York | Management | For | Withhold |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Reduce Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENSO CORP. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
6 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Against |
DREW INDUSTRIES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: DW SECURITY ID: 26168L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director Fredric M. Zinn | Management | For | For |
1.4 | Elect Director James F. Gero | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director David A. Reed | Management | For | For |
1.7 | Elect Director John B. Lowe. Jr. | Management | For | For |
1.8 | Elect Director Jason D. Lippert | Management | For | For |
2 | Reduce Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
EXIDE TECHNOLOGIES MEETING DATE: SEP 9, 2008 | ||||
TICKER: XIDE SECURITY ID: 302051206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert F. Aspbury | Management | For | Withhold |
1.2 | Elect Director Michael R. D'Appolonia | Management | For | Withhold |
1.3 | Elect Director David S. Ferguson | Management | For | Withhold |
1.4 | Elect Director Paul W. Jennings | Management | For | Withhold |
1.5 | Elect Director Joseph V. Lash | Management | For | Withhold |
1.6 | Elect Director John P. Reilly | Management | For | Withhold |
1.7 | Elect Director Michael P. Ressner | Management | For | Withhold |
1.8 | Elect Director Gordon A. Ulsh | Management | For | Withhold |
1.9 | Elect Director Carroll R. Wetzel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FEDERAL-MOGUL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Neil S. Subin | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FLEETWOOD ENTERPRISES, INC. MEETING DATE: SEP 18, 2008 | ||||
TICKER: FLE SECURITY ID: 339099103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Loren K. Carroll | Management | For | Withhold |
1.2 | Elect Director J. Michael Hagan | Management | For | Withhold |
1.3 | Elect Director John T. Montford | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
FORD OTOMOTIV SANAYI AS (FORMERLY OTOSAN OTOMOBIL) MEETING DATE: OCT 8, 2008 | ||||
TICKER: SECURITY ID: M7608S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Approve Special Dividend | Management | For | Did Not Vote |
3 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl J. Hesterberg | Management | For | For |
1.2 | Elect Director Beryl Raff | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2009 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Donald A. James | Management | For | For |
1.3 | Elect Director James A. Norling | Management | For | For |
1.4 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
HERTZ GLOBAL HOLDINGS INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl T. Berquist | Management | For | For |
1.2 | Elect Director J. Travis Hain | Management | For | For |
1.3 | Elect Director Gregory S. Ledford | Management | For | For |
1.4 | Elect Director Nathan K. Sleeper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7267 SECURITY ID: 438128308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Distribution Of Dividends | Management | For | For |
2 | Partial Amendment To The Articles Of Incorporation | Management | For | For |
3.1 | Director Satoshi Aoki | Management | For | For |
3.2 | Director Takeo Fukui | Management | For | For |
3.3 | Director Koichi Kondo | Management | For | For |
3.4 | Director Atsuyoshi Hyogo | Management | For | For |
3.5 | Director Mikio Yoshimi | Management | For | For |
3.6 | Director Takanobu Ito | Management | For | For |
3.7 | Director Shigeru Takagi | Management | For | For |
3.8 | Director Akio Hamada | Management | For | For |
3.9 | Director Tetsuo Iwamura | Management | For | For |
3.10 | Director Tatsuhiro Oyama | Management | For | For |
3.11 | Director Fumihiko Ike | Management | For | For |
3.12 | Director Masaya Yamashita | Management | For | For |
3.13 | Director Kensaku Hogen | Management | For | For |
3.14 | Director Sho Minekawa | Management | For | For |
3.15 | Director Hiroshi Soda | Management | For | For |
3.16 | Director Takuji Yamada | Management | For | For |
3.17 | Director Yoichi Hojo | Management | For | For |
3.18 | Director Nobuo Kuroyanagi | Management | For | For |
3.19 | Director Hiroshi Kobayashi | Management | For | For |
3.20 | Director Tsuneo Tanai | Management | For | For |
3.21 | Director Hiroyuki Yamada | Management | For | For |
4 | Election Of One (1) Corporate Auditor: Hideki Okada | Management | For | For |
5 | Payment Of Bonus To Directors And Corporate Auditors For The85th Fiscal Year | Management | For | For |
HYUNDAI MOBIS CO. MEETING DATE: DEC 17, 2008 | ||||
TICKER: 12330 SECURITY ID: Y3849A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Hyundai Autonet Co. | Management | For | Against |
HYUNDAI MOBIS CO. MEETING DATE: MAR 20, 2009 | ||||
TICKER: 12330 SECURITY ID: Y3849A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 1000 per Common Share and KRW 1050 per Preferred Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Two Inside Directors and One Outside Director | Management | For | For |
4 | Appoint Two Outside Directors who will also Serve as Members of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
HYUNDAI MOBIS CO. MEETING DATE: MAY 22, 2009 | ||||
TICKER: 12330 SECURITY ID: Y3849A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Hyundai Autonet Co. | Management | For | Against |
ITERIS INC MEETING DATE: SEP 19, 2008 | ||||
TICKER: ITI SECURITY ID: 46564T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Char | Management | For | For |
1.2 | Elect Director Kevin C. Daly, Ph.D | Management | For | For |
1.3 | Elect Director Gregory A. Miner | Management | For | For |
1.4 | Elect Director Abbas Mohaddes | Management | For | For |
1.5 | Elect Director John W. Seazholtz | Management | For | For |
1.6 | Elect Director Joel Slutzky | Management | For | For |
1.7 | Elect Director Thomas L. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
LKQ CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: LKQX SECURITY ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Clinton Allen | Management | For | For |
2 | Elect Director Robert M. Devlin | Management | For | For |
3 | Elect Director Donald F. Flynn | Management | For | For |
4 | Elect Director Kevin F. Flynn | Management | For | For |
5 | Elect Director Ronald G. Foster | Management | For | For |
6 | Elect Director Joseph M. Holsten | Management | For | For |
7 | Elect Director Paul M. Meister | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director William M. Webster, IV | Management | For | For |
10 | Ratify Auditors | Management | For | For |
MARUTI SUZUKI INDIA LTD MEETING DATE: SEP 2, 2008 | ||||
TICKER: SECURITY ID: Y7565Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
3 | Reappoint M.S. Banga as Director | Management | For | For |
4 | Reappoint A. Ganguli as Director | Management | For | For |
5 | Reappoint D.S. Brar as Director | Management | For | For |
6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint T. Ohashi as Director | Management | For | For |
8 | Appoint K. Asai as Director | Management | For | For |
9 | Appoint K. Ayukawa as Director | Management | For | For |
10 | Approve Appointment and Remuneration of S. Nakanishi, Managing Director & Chief Executive Officer | Management | For | For |
11 | Approve Reappointment and Remuneration of H. Nagao, Director & Managing Executive Officer (Administration) | Management | For | For |
12 | Approve Appointment and Remuneration of T. Ohashi, Director & Managing Executive Officer (Production) | Management | For | For |
13 | Approve Appointment and Remuneration of K. Asai, Director & Managing Executive Officer (Engineering) | Management | For | For |
MODINE MANUFACTURING CO. MEETING DATE: JUL 17, 2008 | ||||
TICKER: MOD SECURITY ID: 607828100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Incropera | Management | For | For |
1.2 | Elect Director Vincent L. Martin | Management | For | For |
1.3 | Elect Director Bradley C. Richardson | Management | For | For |
1.4 | Elect Director Marsha C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Abstain | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NISSAN MOTOR CO. LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7201 SECURITY ID: 654744408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment To The Articles Of Incorporation | Management | For | For |
2.1 | Director Carlos Ghosn | Management | For | For |
2.2 | Director Toshiyuki Shiga | Management | For | For |
2.3 | Director Colin Dodge | Management | For | For |
2.4 | Director Hiroto Saikawa | Management | For | For |
2.5 | Director Mitsuhiko Yamashita | Management | For | For |
2.6 | Director Carlos Tavares | Management | For | For |
2.7 | Director Hidetoshi Imazu | Management | For | For |
2.8 | Director Jean-baptiste Duzan | Management | For | For |
2.9 | Director Katsumi Nakamura | Management | For | For |
NOKIAN TYRES MEETING DATE: APR 2, 2009 | ||||
TICKER: NRE1V SECURITY ID: X5862L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Elect Secretary of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements, Statutory Reports, Auditor's Report, and Board's Report | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
13 | Reelect Kim Gran, Hille Korhonen, Hannu Penttila, Petteri Wallden, Aleksey Vlasov, and Kai Oistamo as Directors; Elect Yasuhiko Tanokashira as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | Did Not Vote |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RASER TECHNOLOGIES, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: RZ SECURITY ID: 754055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reynold Roeder | Management | For | For |
1.2 | Elect Director Barry G. Markowitz | Management | For | For |
1.3 | Elect Director Alan G. Perriton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RENAULT MEETING DATE: MAY 6, 2009 | ||||
TICKER: RNO SECURITY ID: F77098105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Dominique de la Garanderie as Director | Management | For | For |
6 | Elect Takeshi Isayama as Director | Management | For | For |
7 | Elect Alain J.P. Belda as Director | Management | For | For |
8 | Elect Philippe Chartier as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Michel Sailly Representative of Employee Shareholders to the Board | Management | For | For |
10 | Approve Auditor's Report | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 500 Million | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | None | None |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | None | None |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAUER-DANFOSS, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: SHS SECURITY ID: 804137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niels B. Christiansen | Management | For | For |
1.2 | Elect Director Jorgen M. Clausen | Management | For | For |
1.3 | Elect Director Kim Fausing | Management | For | For |
1.4 | Elect Director William E. Hoover, Jr. | Management | For | For |
1.5 | Elect Director Johannes F. Kirchhoff | Management | For | For |
1.6 | Elect Director F. Joseph Loughrey | Management | For | For |
1.7 | Elect Director Frederik Lotz | Management | For | For |
1.8 | Elect Director Sven Murmann | Management | For | For |
1.9 | Elect Director Sven Ruder | Management | For | For |
1.10 | Elect Director Steven H. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
SUPERIOR INDUSTRIES INTERNATIONAL, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: SUP SECURITY ID: 868168105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip W. Colburn | Management | For | For |
1.2 | Elect Director Margaret S. Dano | Management | For | For |
2 | Approve Decrease in Size of Board | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
TENNECO INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Frank E. Macher | Management | For | For |
4 | Elect Director Hari N. Nair | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director David B. Price, Jr. | Management | For | For |
7 | Elect Director Gregg M. Sherrill | Management | For | For |
8 | Elect Director Paul T. Stecko | Management | For | For |
9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
10 | Elect Director Jane L. Warner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
THOR INDUSTRIES, INC. MEETING DATE: DEC 9, 2008 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wade F.B. Thompson | Management | For | For |
1.2 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
TOFAS TURK OTOMOBIL FABRIKASI ANONIM SIRKETI MEETING DATE: MAR 31, 2009 | ||||
TICKER: TOASO SECURITY ID: M87892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Ratify Director Appointments | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Receive Information on Profit Distribution Policy | Management | None | Did Not Vote |
7 | Ratify External Auditors | Management | For | Did Not Vote |
8 | Receive Information on Related Party Transactions | Management | None | Did Not Vote |
9 | Amend Company Articles | Management | For | Did Not Vote |
10 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
11 | Appoint Internal Auditors | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
13 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
14 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | Did Not Vote |
TOYOTA MOTOR CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7203 SECURITY ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3 | Elect 29 Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
WABCO HOLDINGS INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Hardymon | Management | For | Withhold |
1.2 | Elect Director Michael T. Smith | Management | For | Withhold |
1.3 | Elect Director John F. Fiedler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Hanson | Management | For | For |
1.2 | Elect Director Gerald C. Kitch | Management | For | For |
1.3 | Elect Director Robert J. Olson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ANNALY CAPITAL MANAGEMENT INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: NLY SECURITY ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Denahan-Norris | Management | For | For |
1.2 | Elect Director Michael Haylon | Management | For | For |
1.3 | Elect Director Donnell A. Segalas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASSOCIATED BANC-CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Paul S. Beideman | Management | For | For |
1.3 | Elect Director Lisa B. Binder | Management | For | For |
1.4 | Elect Director Ruth M. Crowley | Management | For | For |
1.5 | Elect Director Ronald R. Harder | Management | For | For |
1.6 | Elect Director William R. Hutchinson | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director John C. Meng | Management | For | For |
1.10 | Elect Director J. Douglas Quick | Management | For | For |
1.11 | Elect Director Carlos E. Santiago | Management | For | For |
1.12 | Elect Director John C. Seramur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASTORIA FINANCIAL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AF SECURITY ID: 046265104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard C. Keegan | Management | For | Withhold |
1.2 | Elect Director Denis J. Connors | Management | For | Withhold |
1.3 | Elect Director Thomas J. Donahue | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANK MUTUAL CORPORATION MEETING DATE: MAY 4, 2009 | ||||
TICKER: BKMU SECURITY ID: 063750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas H. Buestrin | Management | For | For |
1.2 | Elect Director Michael T. Crowley Jr. | Management | For | For |
1.3 | Elect Director William J.Mielke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | Withhold |
1.2 | Elect Director Jennifer S. Banner | Management | For | Withhold |
1.3 | Elect Director Anna R. Cablik | Management | For | Withhold |
1.4 | Elect Director Nelle R. Chilton | Management | For | Withhold |
1.5 | Elect Director Ronald E. Deal | Management | For | Withhold |
1.6 | Elect Director Tom D. Efird | Management | For | Withhold |
1.7 | Elect Director Barry J. Fitzpatrick | Management | For | Withhold |
1.8 | Elect Director L. Vincent Hackley | Management | For | Withhold |
1.9 | Elect Director Jane P. Helm | Management | For | Withhold |
1.10 | Elect Director John P. Howe III | Management | For | Withhold |
1.11 | Elect Director Kelly S. King | Management | For | Withhold |
1.12 | Elect Director James H. Maynard | Management | For | Withhold |
1.13 | Elect Director Albert O. McCauley | Management | For | Withhold |
1.14 | Elect Director J. Holmes Morrison | Management | For | Withhold |
1.15 | Elect Director Nido R. Qubein | Management | For | Withhold |
1.16 | Elect Director Thomas N. Thompson | Management | For | Withhold |
1.17 | Elect Director Stephen T. Williams | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director William H. Gates III | Management | For | For |
1.6 | Elect Director David S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BLACKROCK, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Demchak | Management | For | For |
1.2 | Elect Director Kenneth B. Dunn | Management | For | For |
1.3 | Elect Director Laurence D. Fink | Management | For | For |
1.4 | Elect Director Robert S. Kapito | Management | For | For |
1.5 | Elect Director Brian T. Moynihan | Management | For | For |
1.6 | Elect Director Thomas H. O'Brien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOK FINANCIAL CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: BOKF SECURITY ID: 05561Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Allen | Management | For | For |
1.2 | Elect Director C. Fred Ball, Jr. | Management | For | For |
1.3 | Elect Director Sharon J. Bell | Management | For | For |
1.4 | Elect Director Peter C. Boylan III | Management | For | For |
1.5 | Elect Director Chester Cadieux III | Management | For | For |
1.6 | Elect Director Joseph W. Craft III | Management | For | Withhold |
1.7 | Elect Director William E. Durrett | Management | For | For |
1.8 | Elect Director John W. Gibson | Management | For | For |
1.9 | Elect Director David F. Griffin | Management | For | For |
1.10 | Elect Director V. Burns Hargis | Management | For | For |
1.11 | Elect Director E. Carey Joullian IV | Management | For | Withhold |
1.12 | Elect Director George B. Kaiser | Management | For | For |
1.13 | Elect Director Robert J. LaFortune | Management | For | For |
1.14 | Elect Director Stanley A. Lybarger | Management | For | For |
1.15 | Elect Director Steven J. Malcolm | Management | For | For |
1.16 | Elect Director E.C. Richards | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert S. Alexander | Management | For | For |
1.2 | Elect Director Adolfo Henriques | Management | For | For |
1.3 | Elect Director Lynn Thompson Hoffman | Management | For | For |
1.4 | Elect Director John Morton III | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITALSOURCE, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John K. Delaney | Management | For | For |
1.3 | Elect Director Sara L. Grootwassink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITOL BANCORP LTD. MEETING DATE: DEC 10, 2008 | ||||
TICKER: CBC SECURITY ID: 14056D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CITY NATIONAL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: CYN SECURITY ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Coleman | Management | For | Withhold |
1.2 | Elect Director Peter M. Thomas | Management | For | Withhold |
1.3 | Elect Director Bruce Rosenblum | Management | For | Withhold |
1.4 | Elect Director Christopher J. Warmuth | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COMERICA INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lillian Bauder | Management | For | For |
2 | Elect Director Richard G. Lindner | Management | For | For |
3 | Elect Director Robert S. Taubman | Management | For | Against |
4 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMMERCE BANCSHARES, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: CBSH SECURITY ID: 200525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan M. Kemper | Management | For | For |
1.2 | Elect Director Terry O. Meek | Management | For | For |
1.3 | Elect Director Dan C. Simons | Management | For | For |
1.4 | Elect Director Kimberly G. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
CULLEN/FROST BANKERS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CFR SECURITY ID: 229899109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crawford H. Edwards | Management | For | For |
1.2 | Elect Director Ruben M. Escobedo | Management | For | For |
1.3 | Elect Director Patrick B. Frost | Management | For | For |
1.4 | Elect Director David J. Haemisegger | Management | For | For |
1.5 | Elect Director Robert S. McClane | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FACTSET RESEARCH SYSTEMS, INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: FDS SECURITY ID: 303075105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Dichristina | Management | For | For |
1.2 | Elect Director Walter F. Siebecker | Management | For | For |
1.3 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Bylaws to Require Advance Notice of Shareholder Director Nomination | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIRST HORIZON NATIONAL CORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FHN SECURITY ID: 320517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emkes | Management | For | For |
1.2 | Elect Director D. Bryan Jordan | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
1.4 | Elect Director Vicki R. Palmer | Management | For | For |
1.5 | Elect Director William B. Sansom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FISERV, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. P. Kearney | Management | For | For |
1.2 | Elect Director P. J. Kight | Management | For | For |
1.3 | Elect Director J. W. Yabuki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLACIER BANCORP, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director James M. English | Management | For | For |
1.3 | Elect Director Allen J. Fetscher | Management | For | For |
1.4 | Elect Director Dallas I. Herron | Management | For | For |
1.5 | Elect Director Jon W. Hippler | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | For |
1.7 | Elect Director L. Peter Larson | Management | For | For |
1.8 | Elect Director Douglas J. McBride | Management | For | For |
1.9 | Elect Director John W. Murdoch | Management | For | For |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Salamone | Management | For | For |
1.2 | Elect Director Michael W. Azzara | Management | For | For |
1.3 | Elect Director Victoria H. Bruni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles and Regulations to Revise the Voting Rights of the Preferred Stock | Management | For | For |
NATIONAL CITY CORP. MEETING DATE: SEP 15, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PACWEST BANCORP MEETING DATE: MAY 12, 2009 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | Withhold |
1.2 | Elect Director Stephen M. Dunn | Management | For | Withhold |
1.3 | Elect Director John M. Eggemeyer | Management | For | Withhold |
1.4 | Elect Director Barry C. Fitzpatrick | Management | For | Withhold |
1.5 | Elect Director George E. Langley | Management | For | Withhold |
1.6 | Elect Director Susan E. Lester | Management | For | Withhold |
1.7 | Elect Director Timothy B. Matz | Management | For | Withhold |
1.8 | Elect Director Arnold W. Messer | Management | For | Withhold |
1.9 | Elect Director Daniel B. Platt | Management | For | Withhold |
1.10 | Elect Director John W. Rose | Management | For | For |
1.11 | Elect Director Robert A. Stine | Management | For | Withhold |
1.12 | Elect Director Matthew P. Wagner | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
4 | Other Business | Management | For | Against |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | Withhold |
1.2 | Elect Director Jerry Franklin | Management | For | Withhold |
1.3 | Elect Director Eunice S. Groark | Management | For | Withhold |
1.4 | Elect Director James A. Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
RIVERVIEW BANCORP, INC. MEETING DATE: JUL 16, 2008 | ||||
TICKER: RVSB SECURITY ID: 769397100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Sheaffer | Management | For | For |
1.2 | Elect Director Edward R. Geiger | Management | For | For |
SVB FINANCIAL GROUP MEETING DATE: MAY 12, 2009 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Benhamou | Management | For | For |
1.2 | Elect Director David M. Clapper | Management | For | For |
1.3 | Elect Director Roger F. Dunbar | Management | For | For |
1.4 | Elect Director Joel P. Friedman | Management | For | For |
1.5 | Elect Director G. Felda Hardymon | Management | For | For |
1.6 | Elect Director Alex W. 'Pete' Hart | Management | For | For |
1.7 | Elect Director C. Richard Kramlich | Management | For | For |
1.8 | Elect Director Lata Krishnan | Management | For | For |
1.9 | Elect Director James R. Porter | Management | For | For |
1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
1.11 | Elect Director Ken P. Wilcox | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Director William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withhold |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WINTRUST FINANCIAL CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WTFC SECURITY ID: 97650W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Charles H. James III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Hollis W. Rademacher | Management | For | For |
1.12 | Elect Director Ingrid S. Stafford | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC MEETING DATE: JUN 12, 2009 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uli Hacksell | Management | For | For |
1.2 | Elect Director Torsten Rasmussen | Management | For | For |
1.3 | Elect Director Alan Walton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC MEETING DATE: JUN 22, 2009 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADOLOR CORP MEETING DATE: MAY 12, 2009 | ||||
TICKER: ADLR SECURITY ID: 00724X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Georges Gemayel, Ph.D. | Management | For | For |
1.2 | Elect Director David M. Madden | Management | For | For |
1.3 | Elect Director Guido Magni, M.D., Ph.D. | Management | For | For |
2 | Approve Repricing of Options | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFFYMAX INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Love | Management | For | Withhold |
1.2 | Elect Director Arlene M. Morris | Management | For | Withhold |
1.3 | Elect Director Daniel K. Spiegelman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALEXZA PHARMACEUTICALS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ALXA SECURITY ID: 015384100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. King | Management | For | For |
1.2 | Elect Director Hal V. Barron, M.D., FACC | Management | For | For |
1.3 | Elect Director Samuel D. Colella | Management | For | For |
1.4 | Elect Director Alan D. Frazier | Management | For | For |
1.5 | Elect Director Deepika R. Pakianathan, Ph.D. | Management | For | For |
1.6 | Elect Director Leighton Read, M.D. | Management | For | For |
1.7 | Elect Director Gordon Ringold, Ph.D. | Management | For | For |
1.8 | Elect Director Isaac Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALKERMES, INC. MEETING DATE: OCT 7, 2008 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd E. Bloom | Management | For | Withhold |
1.2 | Elect Director Robert A. Breyer | Management | For | Withhold |
1.3 | Elect Director Geraldine Henwood | Management | For | Withhold |
1.4 | Elect Director Paul J. Mitchell | Management | For | Withhold |
1.5 | Elect Director Richard F. Pops | Management | For | Withhold |
1.6 | Elect Director Alexander Rich | Management | For | Withhold |
1.7 | Elect Director David A. Broecker | Management | For | Withhold |
1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
1.9 | Elect Director Michael A. Wall | Management | For | Withhold |
1.10 | Elect Director David W. Anstice | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Hoffman | Management | For | Withhold |
1.2 | Elect Director Paul L. Berns | Management | For | Withhold |
1.3 | Elect Director Michael D. Casey | Management | For | Withhold |
1.4 | Elect Director Stewart Hen | Management | For | Withhold |
1.5 | Elect Director Jeffrey R. Latts | Management | For | Withhold |
1.6 | Elect Director Jonathan S. Leff | Management | For | Withhold |
1.7 | Elect Director Timothy P. Lynch | Management | For | Withhold |
1.8 | Elect Director David M. Stout | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALSIUS CORP. MEETING DATE: JUL 16, 2008 | ||||
TICKER: ALUS SECURITY ID: 021211107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Brooke | Management | For | For |
1.2 | Elect Director Jack W. Lasersohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Michael Narachi | Management | For | For |
1.3 | Elect Director Brian J.G. Pereira | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Davey S. Scoon | Management | For | For |
1.6 | Elect Director Mark Skaletsky | Management | For | For |
1.7 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
ANADYS PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: ANDS SECURITY ID: 03252Q408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marios Fotiadis | Management | For | For |
1.2 | Elect Director Steve Worland, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARADIGM CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | Withhold |
1.2 | Elect Director Igor Gonda | Management | For | Withhold |
1.3 | Elect Director John M. Siebert | Management | For | Withhold |
1.4 | Elect Director Virgil D. Thompson | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan, Ph.D. | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
1.6 | Elect Director J. Clayburn La Force, Jr., Ph.D. | Management | For | For |
1.7 | Elect Director Tina S. Nova, Ph.D. | Management | For | For |
1.8 | Elect Director Phillip M. Schneider | Management | For | For |
1.9 | Elect Director Christine A. White, M.D. | Management | For | For |
1.10 | Elect Director Randall E. Woods | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director P.o. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Dennis Langer | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIODEL INC. MEETING DATE: MAR 3, 2009 | ||||
TICKER: BIOD SECURITY ID: 09064M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Sanders | Management | For | For |
1.2 | Elect Director David Lorber | Management | For | For |
1.3 | Elect Director Brian Pereira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | Withhold |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Joseph Klein, III | Management | For | For |
1.5 | Elect Director Pierre Lapalme | Management | For | For |
1.6 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.7 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.8 | Elect Director Richard A. Meier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CATALYST PHARMACEUTICAL PARTNERS, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: CPRX SECURITY ID: 14888U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. McEnany | Management | For | For |
1.2 | Elect Director Philip H. Coelho | Management | For | For |
1.3 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
1.4 | Elect Director Charles B. O Keeffe | Management | For | For |
1.5 | Elect Director David S. Tierney, M.D. | Management | For | For |
1.6 | Elect Director Milton J. Wallace | Management | For | For |
2 | Other Business | Management | For | Against |
CELERA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: CRA SECURITY ID: 15100E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jean-Luc Belingard | Management | For | For |
2 | Elect Director Peter Barton Hutt | Management | For | For |
3 | Elect Director Gail K. Naughton | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CEPHEID MEETING DATE: APR 29, 2009 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Bishop | Management | For | For |
1.2 | Elect Director Thomas D. Brown | Management | For | For |
1.3 | Elect Director Dean O. Morton | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 23, 2008 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | Withhold |
1.2 | Elect Director Andrew J. Fromkin | Management | For | Withhold |
1.3 | Elect Director Larry D. Horner | Management | For | Withhold |
1.4 | Elect Director Arthur B. Malman | Management | For | Withhold |
1.5 | Elect Director Burton E. Sobel, M.D. | Management | For | Withhold |
1.6 | Elect Director Richard J. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COUGAR BIOTECHNOLOGY, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: CGRB SECURITY ID: 222083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Bate | Management | For | For |
1.2 | Elect Director Nancy Hutson | Management | For | For |
1.3 | Elect Director Martin Soeters | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENDREON CORP. MEETING DATE: JUN 10, 2009 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan B. Bayh | Management | For | For |
1.2 | Elect Director David L. Urdal | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander J. Denner | Management | For | For |
1.2 | Elect Director Richard C. Mulligan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXELIXIS, INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Cohen | Management | For | For |
1.2 | Elect Director George Poste | Management | For | For |
1.3 | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Stock Option Exchange Program | Management | For | For |
FACET BIOTECH CORP. MEETING DATE: MAY 26, 2009 | ||||
TICKER: FACT SECURITY ID: 30303Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brad Goodwin | Management | For | Withhold |
1.2 | Elect Director Faheem Hasnain | Management | For | Withhold |
1.3 | Elect Director Gary Lyons | Management | For | Withhold |
1.4 | Elect Director David R. Parkinson, M.D. | Management | For | Withhold |
1.5 | Elect Director Kurt von Emster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GTX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GTXI SECURITY ID: 40052B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kenneth Glass | Management | For | For |
1.2 | Elect Director Marc S. Hanover | Management | For | For |
1.3 | Elect Director John H. Pontius | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal J. Kirk | Management | For | For |
1.2 | Elect Director John S. Patton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews, M.D. | Management | For | Withhold |
1.3 | Elect Director Maxine Gowen, Ph.D. | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A.N. "Jerry" Karabelas, Ph.D. | Management | For | For |
1.6 | Elect Director John L. LaMattina, Ph.D. | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director David P. Southwell | Management | For | For |
1.9 | Elect Director H. Thomas Watkins | Management | For | For |
1.10 | Elect Director Robert C. Young, M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IMCLONE SYSTEMS INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: IMCL SECURITY ID: 45245W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Celentano | Management | For | For |
1.2 | Elect Director Alexander J. Denner | Management | For | Withhold |
1.3 | Elect Director Thomas F. Deuel | Management | For | Withhold |
1.4 | Elect Director Jules Haimovitz | Management | For | Withhold |
1.5 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.6 | Elect Director John H. Johnson | Management | For | Withhold |
1.7 | Elect Director Peter S. Liebert | Management | For | Withhold |
1.8 | Elect Director Richard C. Mulligan | Management | For | Withhold |
1.9 | Elect Director David Sidransky | Management | For | Withhold |
1.10 | Elect Director Charles Woler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
INCYTE CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman, M.D. | Management | For | For |
1.6 | Elect Director John F. Niblack, Ph.D. | Management | For | For |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INSPIRE PHARMACEUTICALS MEETING DATE: JUN 5, 2009 | ||||
TICKER: ISPH SECURITY ID: 457733103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Alan F. Holmer | Management | For | For |
1.2 | Director Nancy J. Hutson | Management | For | For |
1.3 | Director Jonathan S. Leff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars G. Ekman | Management | For | For |
1.2 | Elect Director Jonathan S. Leff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. DiMarchi | Management | For | For |
1.2 | Elect Director Frederick T. Muto | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 29, 2009 | ||||
TICKER: LGND SECURITY ID: 53220K207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Aryeh | Management | For | For |
1.2 | Elect Director Steven J. Burakoff | Management | For | For |
1.3 | Elect Director Todd C. Davis | Management | For | For |
1.4 | Elect Director John L. Higgins | Management | For | For |
1.5 | Elect Director David M. Knott | Management | For | For |
1.6 | Elect Director John W. Kozarich | Management | For | For |
1.7 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MARTEK BIOSCIENCES CORP. MEETING DATE: MAR 19, 2009 | ||||
TICKER: MATK SECURITY ID: 572901106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harry J. D'Andrea | Management | For | For |
2 | Elect Director James R. Beery | Management | For | For |
3 | Elect Director Michael G. Devine | Management | For | For |
4 | Elect Director Steve Dubin | Management | For | For |
5 | Elect Director Robert J. Flanagan | Management | For | For |
6 | Elect Director Polly B. Kawalek | Management | For | For |
7 | Elect Director Jerome C. Keller | Management | For | For |
8 | Elect Director Douglas J. MacMaster, Jr. | Management | For | For |
9 | Elect Director Robert H. Mayer | Management | For | For |
10 | Elect Director Eugene H. Rotberg | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey, M.D. | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung, M.D. | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director James Sulat | Management | For | For |
1.3 | Elect Director Craig A. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez, M.D. | Management | For | For |
1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 6, 2009 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain B. Schreiber | Management | For | For |
1.2 | Elect Director Peter E. Grebow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OREXIGEN THERAPEUTICS INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: OREX SECURITY ID: 686164104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | For |
1.2 | Elect Director Joseph S. Lacob | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OSI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: OSIP SECURITY ID: 671040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.2 | Elect Director Colin Goddard, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Santo J. Costa | Management | For | Withhold |
1.4 | Elect Director Joseph Klein, III | Management | For | Withhold |
1.5 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
1.6 | Elect Director Viren Mehta | Management | For | Withhold |
1.7 | Elect Director David W. Niemiec | Management | For | Withhold |
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Management | For | Withhold |
1.9 | Elect Director Katharine B. Stevenson | Management | For | Withhold |
1.10 | Elect Director John P. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody S. Lindell | Management | For | For |
1.2 | Elect Director John P. Mclaughlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PONIARD PHARMACEUTICALS INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: PARD SECURITY ID: 732449301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald McMahon | Management | For | Withhold |
1.2 | Elect Director Robert S. Basso | Management | For | Withhold |
1.3 | Elect Director Frederick B. Craves | Management | For | Withhold |
1.4 | Elect Director E. Rolland Dickson | Management | For | Withhold |
1.5 | Elect Director Carl S. Goldfischer | Management | For | Withhold |
1.6 | Elect Director Robert M. Littauer | Management | For | Withhold |
1.7 | Elect Director Ronald A. Martell | Management | For | Withhold |
1.8 | Elect Director Nicholas J. Simon, III | Management | For | Withhold |
1.9 | Elect Director David R. Stevens | Management | For | Withhold |
PROGENICS PHARMACEUTICALS, INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt W. Briner | Management | For | For |
1.2 | Elect Director Charles A. Baker | Management | For | For |
1.3 | Elect Director Peter J. Crowley | Management | For | For |
1.4 | Elect Director Mark F. Dalton | Management | For | For |
1.5 | Elect Director Stephen P. Goff, Ph.D. | Management | For | For |
1.6 | Elect Director Paul J. Maddon, M.D., Ph.D. | Management | For | For |
1.7 | Elect Director David A. Scheinberg, M.D., Ph.D. | Management | For | For |
1.8 | Elect Director Nicole S. Williams | Management | For | For |
2 | Amend Bundled Compensation Plans | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
QUIDEL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2009 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Baker | Management | For | For |
1.2 | Elect Director Michael S. Brown, M.D. | Management | For | For |
1.3 | Elect Director Arthur F. Ryan | Management | For | For |
1.4 | Elect Director George L. Sing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Gower | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director Donald G. Payan, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lamphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director William G. Gerber | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAVIENT PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Conrad | Management | For | For |
1.2 | Elect Director Alan L. Heller | Management | For | For |
1.3 | Elect Director Stephen O. Jaeger | Management | For | For |
1.4 | Elect Director Joseph Klein III | Management | For | For |
1.5 | Elect Director Lee S. Simon | Management | For | For |
1.6 | Elect Director Virgil Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEPRACOR INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: SEPR SECURITY ID: 817315104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Cresci | Management | For | Withhold |
1.2 | Elect Director James F. Mrazek | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THERATECHNOLOGIES INC. MEETING DATE: MAR 26, 2009 | ||||
TICKER: TH SECURITY ID: 88338H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul Pommier, Gilles Cloutier, A. Jean de Grandpre, Robert G. Goyer, Gerald A. Lacoste, Bernard Reculeau, Yves Rosconi, Jean-Denis Talon and Luc Tanguay as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Purchase Plan | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Roy Vagelos | Management | For | For |
1.2 | Elect Director Rick E Winningham | Management | For | For |
1.3 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine | Management | For | For |
1.6 | Elect Director Burton G. Malkiel | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Sullivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIVUS, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: VVUS SECURITY ID: 928551100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virgil A. Place, M.D. | Management | For | For |
1.2 | Elect Director Leland F. Wilson | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe, M.D. | Management | For | For |
1.6 | Elect Director Graham Strachan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
XENON PHARMACEUTICALS INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: 98799P236 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Private Company Resolution: Elect Michale Tarnow as Director | Management | For | For |
1.2 | Private Company Resolution: Elect Mohammad Azab as Director | Management | For | For |
1.3 | Private Company Resolution: Elect Christopher B. Ehrlich as Director | Management | For | For |
1.4 | Private Company Resolution: Elect Michael Hayden as Director | Management | For | For |
1.5 | Private Company Resolution: Elect Frank Holler as Director | Management | For | For |
1.6 | Private Company Resolution: Elect Johnston L. Evans as Director | Management | For | For |
1.7 | Private Company Resolution: Elect Gary Patou as Director | Management | For | For |
1.8 | Private Company Resolution: Elect Simon N. Pimstone as Director | Management | For | For |
1.9 | Private Company Resolution: Elect August Troendle as Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZYMOGENETICS INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David I. Hirsh, Ph.D. | Management | For | For |
1.2 | Elect Director David H. MacCallum | Management | For | For |
1.3 | Elect Director Kurt Anker Nielsen | Management | For | For |
1.4 | Elect Director Douglas E. Williams, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A.F.P. PROVIDA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: PVD SECURITY ID: 00709P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ANNUAL REPORT AND BALANCE SHEET FOR FISCAL YEAR2008, AND REVIEW OF THE EXTERNAL AUDITORS REPORT. | Management | For | For |
2 | DISTRIBUTION OF PROFITS AND DIVIDENDS, IF IT CORRESPONDS. | Management | For | For |
3 | ELECTION OF THE BOARD OF DIRECTORS, IF IT IS NEEDED, AND DECISION OF THE BOARD'S FEES. | Management | For | For |
4 | DECISION OF THE BOARD OF DIRECTORS COMMITTEE'S FEES AND IT'S BUDGET. | Management | For | For |
5 | DESIGNATION OF AN EXTERNAL AUDITING COMPANY. | Management | For | For |
6 | DESIGNATION OF A RISK RATING FIRM. | Management | For | For |
7 | DESIGNATION OF THE NEWSPAPER WHERE THE NOTICE OF SHAREHOLDERS MEETINGS WILL BE PUBLISHED. | Management | For | For |
8 | OTHER MATTERS OF CORPORATE INTEREST, NOT SPECIFICALLY RESERVED TO EXTRAORDINARY SHAREHOLDERS MEETINGS. | Management | For | Against |
A.F.P. PROVIDA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: PVD SECURITY ID: 00709P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADEQUATE THE COMPOSITION OF THE BOARD OF DIRECTORS TO THEDISPOSITION INTRODUCED BY LAW 20,255 AND NOTE 1,531 OF THESUPERINTENDENCY OF PENSIONS, AND THEREFORE THE AMENDMENT OFARTICLE 7 OF THE BY-LAWS. | Management | For | For |
2 | ADOPT OTHER AGREEMENTS THAT ARE NECESSARY AND/OR CONVENIENT TOIMPLEMENT SAID PROPOSALS. | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Floor | Management | For | Withhold |
1.2 | Elect Director Sean M. Healey | Management | For | Withhold |
1.3 | Elect Director Harold J. Meyerman | Management | For | Withhold |
1.4 | Elect Director William J. Nutt | Management | For | Withhold |
1.5 | Elect Director Rita M. Rodriguez | Management | For | Withhold |
1.6 | Elect Director Patrick T. Ryan | Management | For | Withhold |
1.7 | Elect Director Jide J. Zeitlin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL LTD. MEETING DATE: FEB 19, 2009 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Common Shares Below Net Asset Value | Management | For | For |
2 | Other Business | Management | For | Against |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ASHMORE GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Nick Land as Director | Management | For | For |
4 | Elect Graeme Dell as Director | Management | For | For |
5 | Elect Jonathan Asquith as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
8 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 0.02M, to Political Org. Other Than Political Parties up to GBP 0.02M and Incur EU Political Expenditure up to GBP 0.02M | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,107.50 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,544.62 | Management | For | For |
11 | Authorise 70,892,500 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
BANCO MACRO S.A. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BMA SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Agreement From March 19, 2009 of Merger by Absorption of Nuevo Banco Bisel SA by Banco Macro SA; Approve Modifications of April 24, 2009 and Special Consolidated Financial Statements by Dec. 31, 2008 | Management | For | Did Not Vote |
3 | Approve Shares Transaction Terms of Merging Companies | Management | For | Did Not Vote |
4 | Authorize Capital Increase of ARS 1.15 Million Through Issuance of 1.15 Million Ordinary Shares in Connection With Acquisition | Management | For | Did Not Vote |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BANK SARASIN & CIE. MEETING DATE: APR 22, 2009 | ||||
TICKER: SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Issuance of Cash or Title Options in Connection with Share Capital Reduction | Management | For | Did Not Vote |
3.3 | Approve CHF 39.8 Million Reduction in Share Capital | Management | For | Did Not Vote |
3.4 | Approve CHF 1.9 Million Pool of Capital to Guarantee Cash or Title Options | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants or Convertible Bonds with Preemptive Rights; Approve CHF 1.2 Million Increase to Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve CHF 154,000 Increase to Existing Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Amend Articles Re: Shareholding Requirement for Proposing Voting Resolutions at AGM | Management | For | Did Not Vote |
7 | Elect Pim Mol as Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
BARCLAYS PLC MEETING DATE: NOV 24, 2008 | ||||
TICKER: BCLYF SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,499,000,000 to GBP 3,499,000,000 | Management | For | For |
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,290,000,000, USD 77,500,000, EUR 40,000,000 and JPY 40,000,000 | Management | For | For |
3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 500,000,000 | Management | For | For |
4 | Subject to Passing of Resolution 2,Approve Proposed Issue by Company,Upon Conversion of GBP 4,050,000,000 of Mandatorily Convertible Notes to be Issued by Barclays Bank plc,of New Ord. Shares at a Discount of Approximately 25.3 Percent to Mid Market Price | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 23, 2009 | ||||
TICKER: BCLYF SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Fraser as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Richard Clifford as Director | Management | For | Against |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Robert Diamond Jr as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Christopher Lucas as Director | Management | For | For |
12 | Re-elect Sir Michael Rake as Director | Management | For | For |
13 | Re-elect Stephen Russell as Director | Management | For | Against |
14 | Re-elect Frederik Seegers as Director | Management | For | For |
15 | Re-elect Sir John Sunderland as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Re-elect Patience Wheatcroft as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Organisations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
21 | Approve Increase in Authorised Ordinary Share Capital from GBP 3,499,000,000 to GBP 5,249,000,000 | Management | For | For |
22 | Issue Equity with Pre-emptive Rights Under a General Authority up to GBP 738,016,774, USD 77.5M, EUR 40.0M, JPY 4.0B and an Additional Amt Pursuant to a Rights Issue up to GBP 1,396,033,549 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
23 | Subject to the Passing of Resolution 22, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 104,702,516 | Management | For | For |
24 | Authorise 837,620,130 Ordinary Shares for Market Purchase | Management | For | For |
25 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
BBVA BANCO FRANCES S.A. MEETING DATE: MAR 27, 2009 | ||||
TICKER: BFR SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec.31, 2008 | Management | For | Did Not Vote |
7 | Fix Number of and Elect Directors for a Three-Year Term (Bundled) | Management | For | Did Not Vote |
8 | Elect Three Members of the Internal Statutory Auditors Committee and Three Alternates | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
10 | Elect External Auditors for Fiscal Year 2009 | Management | For | Did Not Vote |
11 | Approve Audit Committee Budget for Independent Advisors | Management | For | Did Not Vote |
12 | Amend Articles 10 and 13 of the the Company's Bylaws | Management | For | Did Not Vote |
BLACKROCK, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Demchak | Management | For | For |
1.2 | Elect Director Kenneth B. Dunn | Management | For | For |
1.3 | Elect Director Laurence D. Fink | Management | For | For |
1.4 | Elect Director Robert S. Kapito | Management | For | For |
1.5 | Elect Director Brian T. Moynihan | Management | For | For |
1.6 | Elect Director Thomas H. O'Brien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLUEBAY ASSET MANAGEMENT PLC MEETING DATE: NOV 14, 2008 | ||||
TICKER: BBAY SECURITY ID: G13287100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 4.8 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Hans-Jorg Rudloff as Director | Management | For | For |
5 | Elect Alan Gibbins as Director | Management | For | For |
6 | Re-elect Hugh Willis as Director | Management | For | For |
7 | Re-elect Mark Poole as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
9 | Adopt New Articles of Association | Management | For | For |
10 | Authorise 19,321,596 Ordinary Shares for Market Purchase | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 56,784.04 | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,660.80 | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorbtion of Bolsa de Valores de Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
2 | Appoint PricewaterhouseCoopers to Appraise Proposed Absorption | Management | For | For |
3 | Approve Appraisal of Proposed Absorption | Management | For | For |
4 | Ratify Votes Cast during the Shareholder Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
5 | Ratify Director Appointed by the Board in Accordance with Art. 150 of the Brazilian Corporations Law | Management | For | For |
6 | Authorize Administrators to Execute Approved Resolutions | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BURSA MALAYSIA BHD. MEETING DATE: APR 2, 2009 | ||||
TICKER: BURSA SECURITY ID: Y1028U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Thillainathan a/l Ramasamy as Director | Management | For | For |
3 | Elect Cheah Tek Kuang as Director | Management | For | For |
4 | Elect Siti Sa'diah Binti Sheikh Bakir as Director | Management | For | For |
5 | Elect Izham Bin Yusoff as Director | Management | For | For |
6 | Elect Saiful Bahri Bin Zainuddin as Director | Management | For | For |
7 | Elect Ong Leong Huat @ Wong Joo Hwa as Director | Management | For | For |
8 | Approve Final Dividend of MYR 0.078 Per Share for the Financial Year Ended Dec. 31, 2008 | Management | For | Against |
9 | Approve Remuneration of Directors in the Amount of MYR 60,000 for the Non-Executive Chairman and MYR 40,000 for Each of the Non-Executive Directors for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
13 | Elect Mohamed Dzaiddin Bin Haji Abdullah as Director | Management | For | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director Walter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2009 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hugo Shong and Ling Wang as Directors | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board of Directors to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2008 together with Directors and Auditors Report | Management | For | For |
4 | Authorize Board of Directors During the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | For |
5 | Approve Increase Number of Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan by 3,000,000 Ordinary Shares, Representing 2.73 Percent of the Outstanding Ordinary Shares of the Company as of December 31, 2008. | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Management | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Director Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: G2311R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Share Repurchase Program | Management | For | For |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CYBERSOURCE CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director William S. McKiernan | Management | For | For |
1.4 | Elect Director Steven P. Novak | Management | For | For |
1.5 | Elect Director Richard Scudellari | Management | For | For |
1.6 | Elect Director Kenneth R. Thornton | Management | For | For |
1.7 | Elect Director Carl F. Pascarella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5a | Elect Richard Berliand to the Supervisory Board | Management | For | For |
5b | Elect Joachim Faber to the Supervisory Board | Management | For | For |
5c | Elect Manfred Gentz to the Supervisory Board | Management | For | For |
5d | Elect Richard Hayden to the Supervisory Board | Management | For | For |
5e | Elect Craig Heimark to the Supervisory Board | Management | For | For |
5f | Elect Konrad Hummler to the Supervisory Board | Management | For | For |
5g | Elect David Krell to the Supervisory Board | Management | For | For |
5h | Elect Hermann-Josef Lamberti to the Supervisory Board | Management | For | For |
5i | Elect Friedrich Merz to the Supervisory Board | Management | For | For |
5j | Elect Thomas Neisse to the Supervisory Board | Management | For | For |
5k | Elect Gerhard Roggemann to the Supervisory Board | Management | For | For |
5l | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
7a | Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
7b | Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
7c | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
8 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
E*TRADE FINANCIAL CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ETFC SECURITY ID: 269246104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael K. Parks | Management | For | For |
1.2 | Elect Director Lewis E. Randall | Management | For | For |
1.3 | Elect Director Joseph L. Sclafani | Management | For | For |
1.4 | Elect Director Stephen H. Willard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Bonus Program | Shareholder | Against | Against |
EFG INTERNATIONAL MEETING DATE: APR 29, 2009 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.25 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
5.8 | Elect Apostolos Tamvakakis as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
EVERCORE PARTNERS INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Francois de Saint Phalle | Management | For | For |
1.4 | Elect Director Gail B. Harris | Management | For | For |
1.5 | Elect Director Curt Hessler | Management | For | For |
1.6 | Elect Director Anthony N. Pritzker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FCSTONE GROUP, INC. MEETING DATE: JAN 14, 2009 | ||||
TICKER: FCSX SECURITY ID: 31308T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent Bunte | Management | For | For |
1.2 | Elect Director Douglas Derscheid | Management | For | For |
1.3 | Elect Director Bruce Krehbiel | Management | For | For |
1.4 | Elect Director Tom Leiting | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director J. David Chatham | Management | For | For |
1.4 | Elect Director Glenn C. Christenson | Management | For | For |
1.5 | Elect Director William G. Davis | Management | For | For |
1.6 | Elect Director James L. Doti | Management | For | For |
1.7 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.8 | Elect Director Christopher V. Greetham | Management | For | For |
1.9 | Elect Director Parker S. Kennedy | Management | For | For |
1.10 | Elect Director Thomas C. O'Brien | Management | For | For |
1.11 | Elect Director Frank E. O'Bryan | Management | For | For |
1.12 | Elect Director Roslyn B. Payne | Management | For | For |
1.13 | Elect Director D. Van Skilling | Management | For | For |
1.14 | Elect Director Patrick F. Stone | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 11, 2009 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Geoffrey Kalish | Management | For | For |
2 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
GLUSKIN SHEFF + ASSOCIATES INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: GS SECURITY ID: 37989N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pierre-Andre Themens, Pamela D. Wallin, and Robert S. Weiss as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GREENHILL & CO., INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: GHL SECURITY ID: 395259104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Simon A. Borrows | Management | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
1.7 | Elect Director Robert T. Blakely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: OCT 27, 2008 | ||||
TICKER: 1398 SECURITY ID: CNE1000003G1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jiang Jianqing as Executive Director | Management | For | For |
2 | Elect Yang Kaisheng as Executive Director | Management | For | For |
3 | Elect Zhang Furong as Executive Director | Management | For | For |
4 | Elect Niu Ximing as Executive Director | Management | For | For |
5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | Management | For | For |
6 | Elect John L. Thornton as Independent Non-Executive Director | Management | For | For |
7 | Elect Qian Yingyi as Independent Non-Executive Director | Management | For | For |
8 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director | Management | For | For |
9 | Elect Huan Huiwu as Non-Executive Director | Shareholder | For | For |
10 | Elect Gao Jianhong as Non-Executive Director | Shareholder | For | For |
11 | Elect Li Chunxiang as Non-Executive Director | Shareholder | For | For |
12 | Elect Li Jun as Non-Executive Director | Shareholder | For | For |
13 | Elect Li Xiwen as Non-Executive Director | Shareholder | For | For |
14 | Elect Wei Fusheng as Non-Executive Director | Shareholder | For | For |
15 | Elect Wang Chixi as Shareholder Supervisor | Management | For | For |
16 | Approve Issuance of Subordinated Bonds | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAY 25, 2009 | ||||
TICKER: 1398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2008 Work Report of the Board of Supervisors | Management | For | For |
3 | Approve 2008 Audited Accounts | Management | For | For |
4 | Approve 2008 Profit Distribution Plan | Management | For | For |
5 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
6 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million | Management | For | For |
7 | Approve the Remuneration Calculations for Directors and Supervisors for 2008 | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
9 | Amend Rules of Procedures for Shareholders' General Meeting | Management | For | For |
10 | Amend Rules of Procedures for the Board of Directors | Management | For | For |
11 | Amend Rules of Procedures for the Board of Supervisors | Management | For | For |
12 | Elect Dong Juan as External Supervisor | Shareholder | None | For |
13 | Elect Meng Yan as External Supervisor | Shareholder | None | For |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Crisp | Management | For | Withhold |
1.2 | Elect Director Jean-Marc Forneri | Management | For | Withhold |
1.3 | Elect Director Fred W. Hatfield | Management | For | Withhold |
1.4 | Elect Director Terrence F. Martell | Management | For | Withhold |
1.5 | Elect Director Sir Robert Reid | Management | For | Withhold |
1.6 | Elect Director Frederic V. Salerno | Management | For | Withhold |
1.7 | Elect Director Frederick W. Schoenhut | Management | For | Withhold |
1.8 | Elect Director Jeffrey C. Sprecher | Management | For | Withhold |
1.9 | Elect Director Judith A. Sprieser | Management | For | Withhold |
1.10 | Elect Director Vincent Tese | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JEFFERIES GROUP, INC. MEETING DATE: MAY 18, 2009 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Handler | Management | For | For |
1.2 | Elect Director Brian P. Friedman | Management | For | For |
1.3 | Elect Director W. Patrick Campbell | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | For |
1.5 | Elect Director Richard G. Dooley | Management | For | For |
1.6 | Elect Director Robert E. Joyal | Management | For | For |
1.7 | Elect Director Michael T. O?Kane | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JSE LTD MEETING DATE: APR 21, 2009 | ||||
TICKER: SECURITY ID: S4254A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended December 31, 2008 | Management | For | For |
2 | Reelect Anton Botha as Director | Management | For | For |
3 | Reelect Andile Mazwai as Director | Management | For | For |
4 | Reelect Gloria Serobe as Director | Management | For | Against |
5 | Reelect Nigel Payne as Director | Management | For | For |
6 | Reelect Wendy Luhabe as Director | Management | For | For |
7 | Elect Zitulele Combi as Director | Management | For | For |
8 | Ratify KPMG Inc as Auditors and Appoint Vanessa Yuill as the Designated Auditor to Hold Office for the Ensuing Year | Management | For | For |
9 | Approve Final Dividend of 192 Cents Per Share | Management | For | For |
10 | Approve 10 Percent Increase in Annual Retainer Fee of Directors | Management | For | For |
11 | Approve 10 Percent Increase in Per Meeting Fee of Directors | Management | For | For |
12 | Place 5 Percent of the Authorized But Unissued Shares under Control of Directors | Management | For | For |
13 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
14 | Amend the Black Shareholders' Retention Scheme | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS) MEETING DATE: APR 8, 2009 | ||||
TICKER: BAER SECURITY ID: H4407G263 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Raymond Baer as Director | Management | For | Did Not Vote |
4.2 | Elect Leonhard Fischer as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 220,175 Reduction in Share Capital via Cancellation of 4.4 Million Repurchased Shares | Management | For | Did Not Vote |
7 | Amend Articles Re: Auditors, AGM Resolutions on Sale of Shares in Julius Baer & Co. AG, Shareholding Requirement for Board Members | Management | For | Did Not Vote |
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS) MEETING DATE: JUN 30, 2009 | ||||
TICKER: BAER SECURITY ID: H4407G263 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize CHF 4.9 Billion Transfer from Legal Reserves to Free Reserves | Management | For | Did Not Vote |
2 | Amend Corporate Purpose | Management | For | Did Not Vote |
3.1 | Approve Special Dividend in Form of Julius Baer Gruppe AG Shares | Management | For | Did Not Vote |
3.2 | Change Company Name to GAM Holding AG | Management | For | Did Not Vote |
3.3.1 | Elect Johannes de Gier as Director | Management | For | Did Not Vote |
3.3.2 | Elect Hugh Scott-Barrett as Director | Management | For | Did Not Vote |
3.3.3 | Elect Dieter Enkelmann as Director | Management | For | Did Not Vote |
4 | Authorize Cancelation of Share Repurchase Program | Management | For | Did Not Vote |
LAZARD LTD MEETING DATE: APR 28, 2009 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven J. Heyer as Director | Management | For | For |
1.2 | Elect Sylvia Jay as Director | Management | For | For |
1.3 | Elect Vernon E. Jordan Jr. as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MAN GROUP PLC MEETING DATE: JUL 10, 2008 | ||||
TICKER: EMG SECURITY ID: G5790V156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 24.8 US Cents Per Ordinary Share | Management | For | For |
4 | Elect Philip Colebatch as Director | Management | For | For |
5 | Elect Patrick O'Sullivan as Director | Management | For | For |
6 | Re-elect Dugald Eadie as Director | Management | For | For |
7 | Re-elect Glen Moreno as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,627,924 | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,940,474.83 | Management | For | For |
12 | Authorise 171,744,343 Ordinary Shares for Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Approve Increase in Preference Share Capital from USD 147,775,058.29209 and GBP 50,000 to USD 747,775,058.29209 and GBP 50,000; Authorise Issue of Equity with Pre-emptive Rights up to 600,000 Preference Shares; Adopt New Articles of Association | Management | For | For |
15 | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | Management | For | For |
MAN GROUP PLC MEETING DATE: JUL 10, 2008 | ||||
TICKER: EMG SECURITY ID: G5790V156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Sanction and Consent to the Passing and Implementation of Resolution 14 Set Out in the Notice Dated 29 May 2008 Convening an AGM of the Company for 10 July 2008; Sanction and Consent to Each and Every Abrogation of Rights Attached to the Ordinary Shares | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERRILL LYNCH & CO., INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MF GLOBAL LTD MEETING DATE: JUL 28, 2008 | ||||
TICKER: MF SECURITY ID: G60642108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Kevin R. Davis | Management | For | For |
1.3 | Elect Director Eileen S. Fusco | Management | For | For |
1.4 | Elect Director Edward L. Goldberg | Management | For | For |
1.5 | Elect Director Martin J. Glynn | Management | For | For |
1.6 | Elect Director Lawrence M. Schloss | Management | For | For |
1.7 | Elect Director Robert S. Sloan | Management | For | For |
2 | TO APPROVE PRICEWATERHOUSECOOPERS LLP AS MF GLOBAL S INDEPENDENT AUDITOR FOR FISCAL 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO DETERMINE THE INDEPENDENT AUDITORS FEE. | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: 65535H208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director Junichi Ujiie | Management | For | Against |
2.2 | Elect Director Kenichi Watanabe | Management | For | Against |
2.3 | Elect Director Takumi Shibata | Management | For | Against |
2.4 | Elect Director Masanori Itatani | Management | For | Against |
2.5 | Elect Director Yoshifumi Kawabata | Management | For | Against |
2.6 | Elect Director Masaharu Shibata | Management | For | For |
2.7 | Elect Director Hideaki Kubori | Management | For | For |
2.8 | Elect Director Haruo Tsuji | Management | For | For |
2.9 | Elect Director Fumihide Nomura | Management | For | Against |
2.10 | Elect Director Masahiro Sakane | Management | For | For |
2.11 | Elect Director Tsuguoki Fujinuma | Management | For | For |
2.12 | Elect Director Hajime Sawabe | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Management | For | Against |
NYMEX HOLDINGS INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: NMX SECURITY ID: 62948N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC MEETING DATE: MAY 13, 2009 | ||||
TICKER: OZM SECURITY ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Windreich | Management | For | For |
1.2 | Elect Director William C. Cobb | Management | For | For |
1.3 | Elect Director Jeffrey R. Leeds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONLINE RESOURCES CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: ORCC SECURITY ID: 68273G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Michael H. Heath | Management | For | None |
1.2 | Elect Director Janey A. Place | Management | For | None |
1.3 | Elect Director Heidi Roizen | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John Dorman | Shareholder | For | For |
1.2 | Elect Director Edward D. Horowitz | Shareholder | For | For |
1.3 | Elect Director Bruce A. Jaffe | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
OPTIONSXPRESS HOLDINGS, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: OXPS SECURITY ID: 684010101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Draft | Management | For | For |
1.2 | Elect Director Bruce R. Evans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATRIOT CAPITAL FUNDING INC MEETING DATE: JUN 17, 2009 | ||||
TICKER: PCAP SECURITY ID: 70335Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Drogin | Management | For | Withhold |
1.2 | Elect Director Mel P. Melsheimer | Management | For | Withhold |
1.3 | Elect Director Richard A. Sebastiao | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
STIFEL FINANCIAL CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: SF SECURITY ID: 860630102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Dill | Management | For | For |
1.2 | Elect Director Richard F. Ford | Management | For | For |
1.3 | Elect Director Richard J. Himelfarb | Management | For | For |
1.4 | Elect Director James M. Zemlyak | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SWS GROUP, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: SWS SECURITY ID: 78503N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don A. Buchholz | Management | For | Did Not Vote |
1.2 | Elect Director Donald W. Hultgren | Management | For | Did Not Vote |
1.3 | Elect Director Robert A. Buchholz | Management | For | Did Not Vote |
1.4 | Elect Director Brodie L. Cobb | Management | For | Did Not Vote |
1.5 | Elect Director I.D. Flores III | Management | For | Did Not Vote |
1.6 | Elect Director Larry A. Jobe | Management | For | Did Not Vote |
1.7 | Elect Director Dr. R. Jan LeCroy | Management | For | Did Not Vote |
1.8 | Elect Director Frederick R. Meyer | Management | For | Did Not Vote |
1.9 | Elect Director Dr. Mike Moses | Management | For | Did Not Vote |
1.10 | Elect Director Jon L. Mosle, Jr. | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 18, 2009 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Edmund Clark | Management | For | Withhold |
1.2 | Elect Director Mark L. Mitchell | Management | For | Withhold |
1.3 | Elect Director Joseph H. Moglia | Management | For | Withhold |
1.4 | Elect Director Thomas S. Ricketts | Management | For | Withhold |
1.5 | Elect Director Fredric J. Tomczyk | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
THOMAS WEISEL PARTNERS GROUP, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: TWPG SECURITY ID: 884481102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
THOMAS WEISEL PARTNERS GROUP, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TWPG SECURITY ID: 884481102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Weisel | Management | For | For |
1.2 | Elect Director Matthew R. Barger | Management | For | For |
1.3 | Elect Director Michael W. Brown | Management | For | For |
1.4 | Elect Director B. Kipling Hagopian | Management | For | For |
1.5 | Elect Director Timothy A. Koogle | Management | For | Withhold |
1.6 | Elect Director Alton F. Irby III | Management | For | For |
1.7 | Elect Director Thomas I.A. Allen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRADESTATION GROUP, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: TRAD SECURITY ID: 89267P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denise Dickins | Management | For | For |
1.2 | Elect Director Michael W. Fipps | Management | For | For |
1.3 | Elect Director Nathan D. Leight | Management | For | For |
1.4 | Elect Director Salomon Sredni | Management | For | For |
1.5 | Elect Director Charles F. Wright | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UBS AG MEETING DATE: OCT 2, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: SALLY BOTT | Management | For | Did Not Vote |
2 | ELECTION OF DIRECTOR: RAINER-MARC FREY | Management | For | Did Not Vote |
3 | ELECTION OF DIRECTOR: BRUNO GEHRIG | Management | For | Did Not Vote |
4 | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | Did Not Vote |
5 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008 | Management | For | Did Not Vote |
6 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
UBS AG MEETING DATE: NOV 27, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
2 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
UBS AG MEETING DATE: APR 15, 2009 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve 2009 Compensation Model | Management | For | Did Not Vote |
2 | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
3.1.1 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
3.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
3.1.3 | Reelect Sally Bott as Director | Management | For | Did Not Vote |
3.1.4 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
3.1.5 | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
3.1.6 | Reelect William Parrett as Director | Management | For | Did Not Vote |
3.2.1 | Elect Kaspar Villiger as Director | Management | For | Did Not Vote |
3.2.2 | Elect Michel Demare as Director | Management | For | Did Not Vote |
3.2.3 | Elect Ann Goodbehere as Director | Management | For | Did Not Vote |
3.2.4 | Elect Axel Lehmann as Director | Management | For | Did Not Vote |
3.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
3.4 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
VERIFONE HOLDINGS INC MEETING DATE: OCT 8, 2008 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Eitan Raff | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director Collin E. Roche | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR PRODUCTS & CHEMICALS, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mario L. Baeza | Management | For | Withhold |
1.2 | Elect Director Edward E. Hagenlocker | Management | For | Withhold |
1.3 | Elect Director John E. McGlade | Management | For | Withhold |
1.4 | Elect Director Charles H. Noski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABOT CORP. MEETING DATE: MAR 12, 2009 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. McGillicuddy | Management | For | For |
1.2 | Elect Director John F. O'Brien | Management | For | For |
1.3 | Elect Director Lydia W. Thomas | Management | For | For |
1.4 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
CALGON CARBON CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Newlin | Management | For | For |
1.2 | Elect Director John S. Stanik | Management | For | For |
1.3 | Elect Director William J. Lyons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
1.2 | Elect Director David R. Harvey | Management | For | For |
1.3 | Elect Director John D. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
2 | Ratify Auditors | Management | For | None |
3 | Approve Omnibus Stock Plan | Management | For | None |
CYTEC INDUSTRIES INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: CYT SECURITY ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | Withhold |
1.2 | Elect Director Carol P. Lowe | Management | For | Withhold |
1.3 | Elect Director Thomas W. Rabaut | Management | For | Withhold |
1.4 | Elect Director James R. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Geoffery E. Merszei | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
18 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Management | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GEORGIA GULF CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: GGC SECURITY ID: 373200203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director Dennis M. Chorba | Management | For | For |
1.3 | Elect Director Patrick J. Fleming | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
HUNTSMAN CORP MEETING DATE: NOV 19, 2008 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon M. Huntsman | Management | For | For |
1.2 | Elect Director Marsha J. Evans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTREPID POTASH INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPI SECURITY ID: 46121Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Considine | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. Farmer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OLIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: OLN SECURITY ID: 680665205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gray G. Benoist | Management | For | For |
1.2 | Elect Director Donald W. Bogus | Management | For | For |
1.3 | Elect Director John M. B. O'Connor | Management | For | For |
1.4 | Elect Director Philip J. Schulz | Management | For | For |
1.5 | Elect Director Vincent J. Smith | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OM GROUP, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: OMG SECURITY ID: 670872100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Blackburn | Management | For | Withhold |
1.2 | Elect Director Steven J. Demetriou | Management | For | Withhold |
1.3 | Elect Director Gordon A. Ulsh | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OMNOVA SOLUTIONS INC. MEETING DATE: MAR 18, 2009 | ||||
TICKER: OMN SECURITY ID: 682129101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. McMullen | Management | For | Withhold |
1.2 | Elect Director Larry B. Porcellato | Management | For | Withhold |
1.3 | Elect Director Robert A. Stefanko | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | For |
1.2 | Elect Director Robert Ripp | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
1.4 | Elect Director David R. Whitwam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | Withhold |
1.2 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.3 | Elect Director Edward G. Galante | Management | For | Withhold |
1.4 | Elect Director Claire W. Gargalli | Management | For | Withhold |
1.5 | Elect Director Ira D. Hall | Management | For | Withhold |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | Withhold |
1.7 | Elect Director Larry D. McVay | Management | For | Withhold |
1.8 | Elect Director Wayne T. Smith | Management | For | Withhold |
1.9 | Elect Director H. Mitchell Watson, Jr. | Management | For | Withhold |
1.10 | Elect Director Robert L. Wood | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ROCKWOOD HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ROC SECURITY ID: 774415103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.2 | Elect Director J. Kent Masters | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
SCOTTS MIRACLE-GRO CO., THE MEETING DATE: JAN 22, 2009 | ||||
TICKER: SMG SECURITY ID: 810186106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Kelly Jr. | Management | For | For |
1.2 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.3 | Elect Director John S. Shiely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VALSPAR CORP., THE MEETING DATE: FEB 25, 2009 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Bode | Management | For | Withhold |
1.2 | Elect Director Susan S. Boren | Management | For | Withhold |
1.3 | Elect Director Jeffrey H. Curler | Management | For | Withhold |
1.4 | Elect Director Stephen D. Newlin | Management | For | Withhold |
2.0 | Approve Omnibus Stock Plan | Management | For | Against |
3.0 | Ratify Auditors | Management | For | For |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACME PACKET, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Elsbree | Management | For | For |
1.2 | Elect Director Patrick J. MeLampy | Management | For | For |
1.3 | Elect Director Robert G. Ory | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACTEL CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADC TELECOMMUNICATIONS, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: ADCT SECURITY ID: 000886309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lois M. Martin | Management | For | For |
1.2 | Elect Director Krish A. Prabhu | Management | For | For |
1.3 | Elect Director John E. Rehfeld | Management | For | For |
1.4 | Elect Director David A. Roberts | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Elect Bernard Bourigeaud to the Supervisory Board | Management | For | For |
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Add EUR 5.9 Million to Existing Pool of Capital with Partial Exclusion of Preemptive Rights and Allow Issue of a Further EUR 2.3 Million without Preemptive Rights Against Cash | Management | For | For |
7 | Allow Issue of a Further EUR 3.6 Million without Preemptive Rights Against Contributions In Kind under Existing Pool of Capital | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles Re: Convocation, Participation, Registration, and Proxy Voting at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 29, 2009 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Ratify Appointment of Phillipe Camus as Director | Management | For | For |
5 | Ratify Appointment of Ben Verwaayen as Director | Management | For | For |
6 | Ratify Appointment of Stuart E. Eizenstat as Director | Management | For | For |
7 | Ratify Appointment of Louis R. Hughes as Director | Management | For | For |
8 | Ratify Appointment of Jean C. Monty as Director | Management | For | For |
9 | Ratify Appointment of Olivier Piou as Director | Management | For | For |
10 | Reelect Sylvia Jay as Director | Management | For | For |
11 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
12 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transaction | Management | For | For |
13 | Approve Transaction with Philippe Camus Re: Benefits of Free Shares Granted | Management | For | For |
14 | Approve Transaction with Ben Verwaayen Re: Benefits of Free Shares and Stock Options Granted | Management | For | For |
15 | Approve Transaction with Ben Verwaayen Re: Pension Benefits | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.350 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 18 to 20 at EUR 2.270 Million | Management | For | For |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: NOV 13, 2008 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT SHRAGA KATZ AS A CLASS I DIRECTOR TO SERVE UNTIL THE 2010 ANNUAL MEETING OF SHAREHOLDERS IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION. | Management | For | For |
2.1 | ELECT DIRECTOR DR. EYAL KISHON - CLASS II AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
2.2 | ELECT DIRECTOR SHAI SAUL - CLASS II AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
2.3 | ELECT DIRECTOR RAMI HADAR AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
3 | TO APPROVE THE TERMS OF SHRAGA KATZ S SERVICE, INCLUDING PAYMENT OF ANNUAL COMPENSATION, THE GRANT OF STOCK OPTIONS AND ELIGIBILITY FOR INDEMNIFICATION AND EXCULPATION. | Management | For | For |
4 | TO APPROVE AN AMENDMENT TO THE COMPENSATION PLAN OF YIGAL JACOBY, CHAIRPERSON OF THE BOARD OF DIRECTORS. | Management | For | For |
5 | TO APPROVE THE EXTENSION OF THE EXERCISE PERIOD OF YIGAL JACOBY TO PURCHASE 246,479 ORDINARY SHARES UNTIL NOVEMBER 15, 2010. | Management | For | For |
6 | TO RATIFY AND APPROVE THE RENEWAL AND CONTINUATION OF DIRECTORS AND OFFICERS LIABILITY INSURANCE COVERAGE. | Management | For | For |
7 | TO APPROVE THE REAPPOINTMENT OF KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008 AND UNTIL THE 2009 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMPHENOL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ANADIGICS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANAD SECURITY ID: 032515108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mario Rivas | Management | For | For |
1.2 | Elect Director Paul Bachow | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 19, 2008 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.4 | Elect Director Niel Ransom | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director J.H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.32 Pence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Management | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ARRIS GROUP INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | Withhold |
1.2 | Elect Director Harry L. Bosco | Management | For | Withhold |
1.3 | Elect Director John Anderson Craig | Management | For | Withhold |
1.4 | Elect Director Matthew B. Kearney | Management | For | Withhold |
1.5 | Elect Director William H. Lambert | Management | For | Withhold |
1.6 | Elect Director John R. Petty | Management | For | Withhold |
1.7 | Elect Director Robert J. Stanzione | Management | For | Withhold |
1.8 | Elect Director David A. Woodle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ARUBA NETWORKS INC MEETING DATE: JAN 12, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Shirish S. Sathaye | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUDIOCODES LTD. MEETING DATE: DEC 3, 2008 | ||||
TICKER: AUDC SECURITY ID: M15342104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO REELECT EYAL KISHON AS AN OUTSIDE DIRECTOR | Management | For | For |
2 | SUBJECT TO APPROVAL OF PROPOSAL ONE, TO APPROVE THE GRANT OF OPTIONS TO PURCHASE ORDINARY SHARES OF THE COMPANY TO EYAL KISHON | Management | For | For |
3 | TO REELECT JOSEPH TENNE AS A CLASS II DIRECTOR | Management | For | For |
4 | SUBJECT TO APPROVAL OF PROPOSAL THREE, TO APPROVE THE GRANT OF OPTIONS TO PURCHASE ORDINARY SHARES OF THE COMPANY TO JOSEPH TENNE | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
CAVIUM NETWORKS INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kris Chellam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CERAGON NETWORKS LTD. MEETING DATE: DEC 31, 2008 | ||||
TICKER: CRNT SECURITY ID: M22013102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR YAEL LANGER | Management | For | For |
2 | TO APPROVE THE GRANT OF OPTIONS TO THE COMPANY S DIRECTORS, EXCEPT OUR EXTERNAL DIRECTORS. | Management | For | For |
3 | RATIFY AUDITORS | Management | For | For |
4 | TO APPROVE AND ADOPT THE COMPANY S DIRECTORS AND OFFICERS LIABILITY INSURANCE POLICY FOR THE PERIOD COMMENCING JULY 9, 2008 AND ENDING NO LATER THAN THE LATER OF THE 2009 ANNUAL MEETING OF SHAREHOLDERS AND SEPTEMBER 10, 2009. | Management | For | For |
CHINA GRENTECH CORPORATION LTD. MEETING DATE: DEC 8, 2008 | ||||
TICKER: GRRF SECURITY ID: 16938P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RE-ELECT SEVEN DIRECTORS TO SERVE FOR THE ENSUING YEAR OR UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL A DIRECTOR S EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL. | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF CHINA GRENTECH CORPORATION LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
3 | OTHER BUSINESS | Management | For | Against |
CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: CSR SECURITY ID: 16942J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guoshen Tu | Management | For | For |
1.2 | Elect Director Terence Yap | Management | For | For |
1.3 | Elect Director Runsen Li | Management | For | For |
1.4 | Elect Director Peter Mak | Management | For | For |
1.5 | Elect Director Robert Shiver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIENA CORPORATION MEETING DATE: MAR 25, 2009 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Bradley, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
COGO GROUP INC MEETING DATE: DEC 22, 2008 | ||||
TICKER: COGO SECURITY ID: 192448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Kang | Management | For | For |
1.2 | Elect Director Frank Zheng | Management | For | For |
1.3 | Elect Director Q.Y. Ma | Management | For | For |
1.4 | Elect Director JP Gan | Management | For | For |
1.5 | Elect Director George Mao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director FRANK M. DRENDEL | Management | For | Withhold |
1.2 | Elect Director RICHARD C. SMITH | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMPAL ELECTRONICS INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: Y16907100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Sheng-Hsiung Hsu with ID No. 23 as Director | Management | For | For |
8.2 | Elect John Kevin Medica with ID No. 562334 as Director | Management | For | For |
8.3 | Elect Jui-Tsung Chen with ID No. 83 as Director | Management | For | For |
8.4 | Elect Wen-Being Hsu with ID No. 15 as Director | Management | For | For |
8.5 | Elect Wen-Chung Shen with ID No. 19173 as Director | Management | For | For |
8.6 | Elect Kuang-Nan Lin with ID No. 57 as Director | Management | For | For |
8.7 | Elect Representative of Kinpo Electronics Inc with Shareholder ID No 85 as Director | Management | For | For |
8.8 | Elect Yung-Ching Chang with ID No. 2024 as Director | Management | For | For |
8.9 | Elect Chung-Pin Wong with ID No. 1357 as Director | Management | For | For |
8.10 | Elect Shao-Tsu Kung with ID No. 2028 as Director | Management | For | For |
8.11 | Elect Chiung-Chi Hsu with ID No. 91 as Director | Management | For | For |
8.12 | Elect Chi-Lin Wea with ID No. J100196868 as Director | Management | For | For |
8.13 | Elect Charng-Chyi Ko with ID No. 55 as Supervisor | Management | For | For |
8.14 | Elect Yen-Chia Chou with ID No. 60 as Supervisor | Management | For | For |
8.15 | Elect Sheng-Chieh Hsu with ID No. 3 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business (Non-Voting) | Management | None | None |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Will Gardiner as Director | Management | For | Against |
4 | Elect Andrew Allner as Director | Management | For | Against |
5 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 12,500, to Political Org. Other Than Political Parties up to GBP 12,500 and Incur EU Political Expenditure up to GBP 12,500 | Management | For | For |
8 | Approve Increase in Authorised Ordinary Share Capital to GBP 350,000 | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 44,442 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,884 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
10 | Subject to and Conditional Upon Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,666 | Management | For | For |
11 | Authorise 13,332,657 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
CSR PLC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the SiRF Technology Holdings, Inc. with the Company's Subsidiary, Shannon Acquisition Sub, Inc.; Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 51,057 | Management | For | For |
2 | Approve CSR plc Employee Share Purchase Plan | Management | For | For |
3 | Subject to and Conditional Upon Resolution 1, Issue Equity with Rights Under a General Authority of up to GBP 61,529 and an Additional Amount Pursuant to a Rights Issue of up to GBP 123,058 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
4 | Subject to and Conditional Upon Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,229 | Management | For | For |
5 | Subject to and Conditional Upon Resolution 1, Authorise 18,458,000 Ordinary Shares for Market Purchase | Management | For | For |
DIVX, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DIVX SECURITY ID: 255413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Gerson | Management | For | For |
1.2 | Elect Director Jerry Murdock | Management | For | For |
1.3 | Elect Director Alex Vieux | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ECTEL LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: ECTX SECURITY ID: M29925100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF DIRECTOR: YAIR COHEN | Management | For | For |
2 | RE-ELECTION OF DIRECTOR: RA ANAN COHEN | Management | For | For |
3 | RE-ELECTION OF DIRECTOR: RAMI ENTIN | Management | For | For |
4 | RATIFY AUDITORS | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Steven P. Eng | Management | For | For |
1.3 | Elect Director Gary F. Hromadko | Management | For | For |
1.4 | Elect Director Scott G. Kriens | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXAR CORPORATION MEETING DATE: OCT 16, 2008 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Guilbault | Management | For | For |
1.2 | Elect Director Brian Hilton | Management | For | For |
1.3 | Elect Director Richard L. Leza | Management | For | For |
1.4 | Elect Director Gary Meyers | Management | For | For |
1.5 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.6 | Elect Director Pedro P. Rodriguez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 12, 2009 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karl D. Guelich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FINISAR CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: FNSR SECURITY ID: 31787A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2.1 | Elect Director Jerry S. Rawls | Management | For | For |
2.2 | Elect Director Dominique Trempont | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FOUNDRY NETWORKS, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: FDRY SECURITY ID: 35063R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FOXCONN INTERNATIONAL HOLDINGS LTD MEETING DATE: APR 14, 2009 | ||||
TICKER: 2038 SECURITY ID: G36550104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Director's and Auditor's Reports | Management | For | For |
2a | Reelect Chin Wai Leung, Samuel as Director and Authorize Board to Fix His Remuneration | Management | For | For |
2b | Reelect Chang Ban Ja, Jimmy as Director and Authorize Board to Fix His Remuneration | Management | For | For |
2c | Reelect Gou Hsiao Ling as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
2d | Reelect Chen Fung Ming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Issuance of Shares Pursuant to the Share Option Scheme | Management | For | Against |
GENERAL CABLE CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory E. Lawton | Management | For | For |
1.2 | Elect Director Craig P. Omtvedt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | For |
1.2 | Elect Director William A. Hasler | Management | For | For |
1.3 | Elect Director Clifford H. Higgerson | Management | For | For |
1.4 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IKANOS COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Lax | Management | For | For |
1.2 | Elect Director Gopal Venkatesh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 12, 2009 | ||||
TICKER: IFNNY SECURITY ID: 45662N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6.1 | Reduction and Amendment of a Pool of Authorized Capital (I) | Management | For | For |
6.2 | Reduction and Amendment of a Pool of Authorized Capital (2007) | Management | For | For |
6.3 | Cancellation of a Pool of Authorized Capital (IV/2006) | Management | For | For |
7 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 450 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 149.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11.1 | Amend Articles Re: Composition of the Supervisory Board | Management | For | For |
11.2 | Amend Articles Re: Election of Supervisory Board Members | Management | For | For |
11.3 | Amend Articles Re: Announcement of the Annual Meeting | Management | For | For |
11.4 | Amend Articles Re: Exercise of Voting Rights | Management | For | For |
12 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Mantel 19 GmbH | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Dresden GmbH | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
ISILON SYSTEMS, INC MEETING DATE: APR 20, 2009 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Richardson | Management | For | For |
1.2 | Elect Director Matthew S. McIlwain | Management | For | For |
1.3 | Elect Director Peter H. van Oppen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | Management | For | For |
2 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | Management | For | For |
3 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | For |
4 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
MIPS TECHNOLOGIES INC MEETING DATE: NOV 12, 2008 | ||||
TICKER: MIPS SECURITY ID: 604567107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony B. Holbrook | Management | For | For |
1.2 | Elect Director John E. Bourgoin | Management | For | For |
1.3 | Elect Director Robert R. Herb | Management | For | For |
1.4 | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Domenik | Management | For | For |
1.2 | Elect Director Douglas Broyles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOKIA CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | None | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | None | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Reelect Georg Ehrnrooth as Director | Management | For | Did Not Vote |
12.2 | Reelect Lalita D. Gupte as Director | Management | For | Did Not Vote |
12.3 | Reelect Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.4 | Reelect Henning Kagermann as Director | Management | For | Did Not Vote |
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Management | For | Did Not Vote |
12.6 | Reelect Per Karlsson as Director | Management | For | Did Not Vote |
12.7 | Reelect Jorma Ollila as Director | Management | For | Did Not Vote |
12.8 | Reelect Marjorie Scardino as Director | Management | For | Did Not Vote |
12.9 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.10 | Reelect Keijo Suila as Directors as Director | Management | For | Did Not Vote |
12.11 | Elect Isabel Marey-Semper as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Management | None | Did Not Vote |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPNEXT, INC. MEETING DATE: JAN 6, 2009 | ||||
TICKER: OPXT SECURITY ID: 68375V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2.1 | Elect Director Mr. Philip Otto | Management | For | For |
2.2 | Elect Director Mr. Charles Abbe | Management | For | For |
2.3 | Elect Director Dr. David Lee | Management | For | For |
2.4 | Elect Director Dr. Naoya Takahashi | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Plan Grants to Harry L. Bosco | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
OPTIUM CORP MEETING DATE: AUG 28, 2008 | ||||
TICKER: OPTM SECURITY ID: 68402T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PERICOM SEMICONDUCTOR CORP. MEETING DATE: DEC 11, 2008 | ||||
TICKER: PSEM SECURITY ID: 713831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung Hui, Ph.D. | Management | For | For |
1.3 | Elect Director Hau L. Lee, Ph.D. | Management | For | For |
1.4 | Elect Director Siu-Weng Simon Wong, Ph.D. | Management | For | For |
1.5 | Elect Director Michael J. Sophie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PLX TECHNOLOGY, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
PLX TECHNOLOGY, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Salameh | Management | For | Withhold |
1.2 | Elect Director D. James Guzy | Management | For | Withhold |
1.3 | Elect Director John H. Hart | Management | For | Withhold |
1.4 | Elect Director Robert H. Smith | Management | For | Withhold |
1.5 | Elect Director Thomas Riordan | Management | For | Withhold |
1.6 | Elect Director Patrick Verderico | Management | For | Withhold |
1.7 | Elect Director Ralph H. Schmitt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
POLYCOM, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. Dewalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Approve Option Exchange Program | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry M. Kennelly | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 9, 2009 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director Dave Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SBA COMMUNICATIONS CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Carr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SIRF TECHNOLOGY HOLDINGS, INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SIRF SECURITY ID: 82967H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
1.2 | Elect Director William C. Keiper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SONUS NETWORKS, INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director Richard N. Nottenburg , Ph. D. | Management | For | Withhold |
1.3 | Elect Director Scott E. Schubert | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STEC, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: STEC SECURITY ID: 784774101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manouch Moshayedi | Management | For | For |
1.2 | Elect Director Mark Moshayedi | Management | For | For |
1.3 | Elect Director Dan Moses | Management | For | For |
1.4 | Elect Director F. Michael Ball | Management | For | For |
1.5 | Elect Director Rajat Bahri | Management | For | For |
1.6 | Elect Director Christopher W. Colpitts | Management | For | For |
1.7 | Elect Director Matthew L. Witte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SWITCH & DATA FACILITIES COMPANY MEETING DATE: MAY 20, 2009 | ||||
TICKER: SDXC SECURITY ID: 871043105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Olsen | Management | For | For |
1.2 | Elect Director G. Michael Sievert | Management | For | For |
1.3 | Elect Director M. Alex White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cadogan | Management | For | For |
1.2 | Elect Director Stephen G. Waldis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Bloom | Management | For | For |
1.2 | Elect Director Greg Santora | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
TEKELEC MEETING DATE: MAY 15, 2009 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.3 | Elect Director Mark A. Floyd | Management | For | For |
1.4 | Elect Director Martin A. Kaplan | Management | For | For |
1.5 | Elect Director David R. Laube | Management | For | For |
1.6 | Elect Director Carol G. Mills | Management | For | For |
1.7 | Elect Director Franco Plastina | Management | For | For |
1.8 | Elect Director Krish A. Prabhu | Management | For | For |
1.9 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELLABS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bo Hedfors | Management | For | For |
1.2 | Elect Director Michael E. Lavin | Management | For | For |
1.3 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TRANSMETA CORPORATION MEETING DATE: SEP 18, 2008 | ||||
TICKER: TMTA SECURITY ID: 89376R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert V. Dickinson | Management | For | For |
1.2 | Elect Director Bryant R. Riley | Management | For | For |
1.3 | Elect Director T. Peter Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRANSMETA CORPORATION MEETING DATE: JAN 26, 2009 | ||||
TICKER: TMTA SECURITY ID: 89376R208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TRIMBLE NAVIGATION LTD. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Steven W. Berglund | Management | For | For |
1.2 | Elect Directors John B. Goodrich | Management | For | For |
1.3 | Elect Directors William Hart | Management | For | For |
1.4 | Elect Directors Merit E. Janow | Management | For | For |
1.5 | Elect Directors Ulf J. Johansson | Management | For | For |
1.6 | Elect Directors Bradford W. Parkinson | Management | For | For |
1.7 | Elect Directors Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gary | Management | For | Withhold |
1.2 | Elect Director Charles Scott Gibson | Management | For | Withhold |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Ralph G. Quinsey | Management | For | Withhold |
1.5 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.6 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.7 | Elect Director Willis C. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Director/Officer Liability and Indemnification | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
UBISOFT ENTERTAINMENT MEETING DATE: SEP 22, 2008 | ||||
TICKER: SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Approve Stock Option Plans Grants | Management | For | Against |
12 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Authorize Board to Issue Shares Reserved for Share Purchase Plan for Employees of Subsidiaries | Management | For | For |
14 | Approve Issuance of EUR 2 Million Reserved for Investment Companies or Investment Funds Specialized in Advertising | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
17 | Allow Board to Use Authorizations and Delegations Granted under Items 8 to 15 Above in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
18 | Approve 1 for 2 Stock Split | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 22, 2008 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize 2008 Share Repurchase Plan | Management | For | For |
2 | Amend 2006 Share Incentive Plan | Management | For | Against |
3 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC MEETING DATE: SEP 10, 2008 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Fong | Management | For | For |
1.2 | Elect Director Jeffrey A. Price | Management | For | For |
1.3 | Elect Director Mark A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ACER INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 2353 SECURITY ID: Y0004E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Reports and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Approve Stock Option Grants to Employees | Management | For | Against |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: FEB 18, 2009 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
1.2 | Elect Director W. Michael Barnes | Management | For | Against |
1.3 | Elect Director John E. Caldwell | Management | For | Against |
1.4 | Elect Director Bruce L. Claflin | Management | For | Against |
1.5 | Elect Director Frank M. Clegg | Management | For | Against |
1.6 | Elect Director H. Paulett Eberhart | Management | For | Against |
1.7 | Elect Director Derrick R. Meyer | Management | For | Against |
1.8 | Elect Director Robert B. Palmer | Management | For | Against |
1.9 | Elect Director Morton L. Topfer | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
DELL INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Carty | Management | For | For |
1.2 | Elect Director Michael S. Dell | Management | For | For |
1.3 | Elect Director William H. Gray, III | Management | For | For |
1.4 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.5 | Elect Director Alan (A.G.) Lafley | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Michael A. Miles | Management | For | For |
1.11 | Elect Director Samuel A. Nunn, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reimburse Proxy Expenses | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DIEBOLD, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip R. Cox | Management | For | Withhold |
1.2 | Elect Director Richard L. Crandall | Management | For | Withhold |
1.3 | Elect Director Gale S. Fitzgerald | Management | For | Withhold |
1.4 | Elect Director Phillip B. Lassiter | Management | For | Withhold |
1.5 | Elect Director John N. Lauer | Management | For | Withhold |
1.6 | Elect Director Eric J. Roorda | Management | For | Withhold |
1.7 | Elect Director Thomas W. Swidarski | Management | For | Withhold |
1.8 | Elect Director Henry D. G. Wallace | Management | For | Withhold |
1.9 | Elect Director Alan J. Weber | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
ELECTRONIC DATA SYSTEMS CORP. MEETING DATE: JUL 31, 2008 | ||||
TICKER: EDS SECURITY ID: 285661104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ELECTRONICS FOR IMAGING, INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: EFII SECURITY ID: 286082102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gill Cogan | Management | For | For |
1.2 | Elect Director Guy Gecht | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director James S. Greene | Management | For | For |
1.5 | Elect Director Richard A. Kashnow | Management | For | For |
1.6 | Elect Director Dan Maydan | Management | For | For |
1.7 | Elect Director Fred Rosenzweig | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Exchange Program | Management | For | Against |
5 | Approve Stock Option Exchange Program | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EMULEX CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HON HAI PRECISION INDUSTRY CO. LTD. MEETING DATE: APR 16, 2009 | ||||
TICKER: 2317 SECURITY ID: Y36861105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Approve Rules and Procedures of Shareholder's General Meeting | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
9 | Other Business | Management | For | Against |
HUTCHINSON TECHNOLOGY INCORPORATED MEETING DATE: JAN 28, 2009 | ||||
TICKER: HTCH SECURITY ID: 448407106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Brunberg | Management | For | For |
1.2 | Elect Director Archibald Cox, Jr. | Management | For | For |
1.3 | Elect Director Wayne M. Fortun | Management | For | For |
1.4 | Elect Director Jeffrey W. Green | Management | For | For |
1.5 | Elect Director Gary D. Henley | Management | For | For |
1.6 | Elect Director Russell Huffer | Management | For | For |
1.7 | Elect Director William T. Monahan | Management | For | For |
1.8 | Elect Director Richard B. Solum | Management | For | For |
1.9 | Elect Director Thomas R. Verhage | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMATION CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: IMN SECURITY ID: 45245A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Fields | Management | For | For |
1.2 | Elect Director Ronald T. LeMay | Management | For | For |
1.3 | Elect Director L. White Matthews, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pidwell | Management | For | For |
1.2 | Elect Director Sohaib Abbasi | Management | For | For |
1.3 | Elect Director Geoffrey W. Squire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INSIGHT ENTERPRISES, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: NSIT SECURITY ID: 45765U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Crown | Management | For | For |
1.2 | Elect Director Anthony A. Ibarguen | Management | For | For |
1.3 | Elect Director Kathleen S. Pushor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERMEC INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: IN SECURITY ID: 458786100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick J. Byrne | Management | For | Against |
2 | Elect Director Eric J. Draut | Management | For | Against |
3 | Elect Director Gregory K. Hinckley | Management | For | Against |
4 | Elect Director Lydia H. Kennard | Management | For | Against |
5 | Elect Director Allen J. Lauer | Management | For | Against |
6 | Elect Director Stephen P. Reynolds | Management | For | Against |
7 | Elect Director Steven B. Sample | Management | For | Against |
8 | Elect Director Oren G. Shaffer | Management | For | Against |
9 | Elect Director Larry D. Yost | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LEXMARK INTERNATIONAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: LXK SECURITY ID: 529771107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Maples | Management | For | Against |
1.2 | Elect Director Stephen R. Hardis | Management | For | Against |
1.3 | Elect Director William R. Fields | Management | For | Against |
1.4 | Elect Director Robert Holland, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MCAFEE, INC. MEETING DATE: JUL 28, 2008 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mr. Thomas E. Darcy | Management | For | For |
1.2 | Elect Director Mr. Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Mr. Robert W. Pangia | Management | For | For |
1.4 | Elect Director Mr. Carl Bass | Management | For | For |
1.5 | Elect Director Mr. Jeffrey A. Miller | Management | For | For |
1.6 | Elect Director Mr. Anthony Zingale | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
NCR CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Nuti | Management | For | For |
1.2 | Elect Director Gary Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
1.4 | Elect Director Quincy Allen | Management | For | For |
1.5 | Elect Director Richard L. Clemmer | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NETEZZA CORPORATION MEETING DATE: JUN 5, 2009 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis A. Dramis, Jr. | Management | For | For |
1.2 | Elect Director Jitendra S. Saxena | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PHOENIX TECHNOLOGIES LTD. MEETING DATE: JAN 22, 2009 | ||||
TICKER: PTEC SECURITY ID: 719153108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Clair | Management | For | For |
2 | Elect Director Douglas Barnett | Management | For | For |
3 | Elect Director Woodson Hobbs | Management | For | For |
4 | Elect Director Richard Noling | Management | For | For |
5 | Elect Director Mitchell Tuchman | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Performance-Based Equity Awards | Shareholder | Against | Against |
QLOGIC CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: QLGC SECURITY ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H.K. Desai | Management | For | Withhold |
1.2 | Elect Director Joel S. Birnbaum | Management | For | Withhold |
1.3 | Elect Director James R. Fiebiger | Management | For | Withhold |
1.4 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.5 | Elect Director Kathryn B. Lewis | Management | For | Withhold |
1.6 | Elect Director George D. Wells | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUANTUM CORP. MEETING DATE: AUG 19, 2008 | ||||
TICKER: QTM SECURITY ID: 747906204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil III | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director Michael A. Brown | Management | For | For |
1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.5 | Elect Director Edward M. Esber, Jr. | Management | For | For |
1.6 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director Bruce A. Pasternack | Management | For | For |
1.9 | Elect Director Dennis P. Wolf | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RACKABLE SYSTEMS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: RACK SECURITY ID: 750077109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Barrenechea | Management | For | For |
1.2 | Elect Director Michael W. Hagee | Management | For | For |
1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
1.4 | Elect Director Gary A. Griffiths | Management | For | For |
1.5 | Elect Director Hagi Schwartz | Management | For | For |
1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
1.7 | Elect Director Douglas R. King | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDISK CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Eli Harari | Management | For | Withhold |
1.2 | Elect Director Irwin Federman | Management | For | Withhold |
1.3 | Elect Director Steven J. Gomo | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director Catherine P. Lego | Management | For | Withhold |
1.6 | Elect Director Michael E. Marks | Management | For | Withhold |
1.7 | Elect Director Dr. James D. Meindl | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SEAGATE TECHNOLOGY MEETING DATE: OCT 30, 2008 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECT WILLIAM D. WATKINS AS A DIRECTOR | Management | For | For |
2 | ELECT STEPHEN J. LUCZO AS A DIRECTOR | Management | For | For |
3 | ELECT FRANK J. BIONDI AS A DIRECTOR | Management | For | For |
4 | ELECT WILLIAM W. BRADLEY AS A DIRECTOR | Management | For | For |
5 | ELECT DONALD E. KIERNAN AS A DIRECTOR | Management | For | For |
6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
7 | ELECT LYDIA M. MARSHALL AS A DIRECTOR | Management | For | For |
8 | ELECT C.S. PARK AS A DIRECTOR | Management | For | For |
9 | ELECT GREGORIO REYES AS A DIRECTOR | Management | For | For |
10 | ELECT JOHN W. THOMPSON AS A DIRECTOR | Management | For | For |
11 | PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY EXECUTIVE OFFICER PERFORMANCE BONUS PLAN. | Management | For | For |
12 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 3, 2009. | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STRATASYS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
SUN MICROSYSTEMS, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: JAVA SECURITY ID: 866810203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott G. McNealy | Management | For | For |
2 | Elect Director James L. Barksdale | Management | For | For |
3 | Elect Director Stephen M. Bennett | Management | For | For |
4 | Elect Director Peter L.S. Currie | Management | For | For |
5 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
6 | Elect Director James H. Greene, Jr. | Management | For | For |
7 | Elect Director Michael E. Marks | Management | For | For |
8 | Elect Director Patricia E. Mitchell | Management | For | For |
9 | Elect Director M. Kenneth Oshman | Management | For | For |
10 | Elect Director P. Anthony Ridder | Management | For | For |
11 | Elect Director Jonathan I. Schwartz | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Eliminate Supermajority Vote Requirement | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | Against |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
SYNTEL, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.4 | Elect Director Keshav Murugesh | Management | For | For |
1.5 | Elect Director Prashant Ranade | Management | For | For |
1.6 | Elect Director Vasant Raval | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSMWF SECURITY ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve to Amend the Company's Internal Policies | Management | For | For |
4.1 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4.2 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Elect Morris Chang, ID No. 4515 as Director | Management | For | Against |
5.2 | Elect F.C. Tseng, ID No. 104 as Director | Management | For | Against |
5.3 | Elect Rick Tsai, ID No. 7252 as Director | Management | For | Against |
5.4 | Elect Tain-Jy Chen (Representative of National Development Fund, Executive Yuan), ID No. 1 as Director | Management | For | Against |
5.5 | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director | Management | For | For |
5.6 | Elect Stan Shih, ID No. 534770 as Independent Director | Management | For | For |
5.7 | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director | Management | For | For |
5.8 | Elect Thomas J. Engibous, ID No. 135021464 as Independent Director | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
TECH DATA CORP. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TECD SECURITY ID: 878237106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Misunas | Management | For | For |
1.2 | Elect Director Thomas I. Morgan | Management | For | For |
1.3 | Elect Director Steven A. Raymund | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
TERADATA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: TDC SECURITY ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Fiore | Management | For | For |
1.2 | Elect Director Michael F. Koehler | Management | For | For |
1.3 | Elect Director James M. Ringler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
UNITED MICROELECTRONICS CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y92370108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Compensation of the Accumulated Losses of the Company | Management | For | For |
3 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Amendments on the Procedures for Derivatives | Management | For | For |
6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve Acquisition of Total Shares of He Jian Technology (Suzhou) Co., Ltd. through Merging with the Holding Companies | Management | For | For |
8 | Approve New Share Issuance for Merging with the Holding Companies of He Jian Technology (Suzhou) Co., Ltd. | Management | For | For |
9.1 | Elect Chun-Yen Chang, ID No. D100028575 as Independent Director | Management | For | For |
9.2 | Elect Chung Laung Liu, ID No. S124811949 as Independent Director | Management | For | For |
9.3 | Elect Paul S.C. Hsu, ID No. F102847490 as Independent Director | Management | For | For |
9.4 | Cheng-Li Huang, ID No. R100769590 as Independent Director | Management | For | For |
9.5 | Elect Ting-Yu Lin, Shareholder No. 5015 as Director | Management | For | For |
9.6 | Elect Stan Hung, Shareholder No. 111699 as Director | Management | For | For |
9.7 | Elect Shih-Wei Sun (Representative of Silicon Integrated Systems Corp.), Shareholder No. 1569628 as Director | Management | For | For |
9.8 | Elect Wen-Yang Chen (Representative of Hsun Chieh Investment Co.), Shareholder No. 195818 as Director | Management | For | For |
9.9 | Elect Po-Wen Yen (Representative of Hsun Chieh Investment Co.), Shareholder No. 195818 as Director | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
WESTERN DIGITAL CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Matthew E. Massengill | Management | For | For |
8 | Elect Director Roger H. Moore | Management | For | For |
9 | Elect Director Thomas E. Pardun | Management | For | For |
10 | Elect Director Arif Shakeel | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WISTRON CORP MEETING DATE: JUN 23, 2009 | ||||
TICKER: 3231 SECURITY ID: Y96738102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Reports and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Approve Amendment on the Election Procedures for Directors and Supervisors | Management | For | For |
6.1 | Elect Simon Lin (Hsien-Ming Lin), Shareholder No. 000002 as Director | Management | For | For |
6.2 | Elect Stan Shih (Chen-Jung Shih), Shareholder No. 000003 as Director | Management | For | For |
6.3 | Elect Haydn Hsieh (Hong-Po Hsieh), Shareholder No. 000004 as Director | Management | For | For |
6.4 | Elect Philip Peng (Chin-Bing Peng), Representative of Acer Inc., Shareholder No. 000001 as Director | Management | For | For |
6.5 | Elect Robert Huang (Po-Tuan Huang), Shareholder No. 000642 as Director | Management | For | For |
6.6 | Elect John Hsuan (Min-Chih Hsuan), ID No. F100588265 as Independent Director | Management | For | For |
6.7 | Elect Michael Tsai (Kuo-Chih Tsai), ID No. A100138304 as Independent Director | Management | For | For |
6.8 | Elect Victor C.J. Cheng (Chung-Jen Cheng), ID No. J100515149 as Independent Director | Management | For | For |
6.9 | Elect James K.F. Wu (Kuo-Feng Wu), ID No. N100666626 as Independent Director | Management | For | For |
7 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
8 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
9 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
10 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
11 | Approve Amendment of the Foreign Exchange Risk Management Policy and Guidelines | Management | For | For |
12 | Approve Amendment of the Regulation for the Management of Long-term and Short-term Investments | Management | For | For |
13 | Approve Issuance of Preferred A-Shares Through a Private Placement | Management | For | For |
14 | Approve Issuance of New Common Shares in the Form of GDR | Management | For | For |
15 | Approve and Discuss the Proposal to Opt for Tax Benefits for Earnings in 2006 | Management | For | For |
16 | Approve and Discuss the Proposal to Opt for Tax Benefits for the Issuance of New Common Shares in 2008 and the Earnings in 2007 | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
XYRATEX LTD MEETING DATE: MAR 23, 2009 | ||||
TICKER: XRTX SECURITY ID: G98268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steve Barber as Director | Management | For | For |
1.2 | Elect Jonathan Brooks as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 27, 2009 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James N. Bailey | Management | For | Withhold |
1.2 | Elect Director Terry Considine | Management | For | Withhold |
1.3 | Elect Director Richard S. Ellwood | Management | For | Withhold |
1.4 | Elect Director Thomas L. Keltner | Management | For | Withhold |
1.5 | Elect Director J. Landis Martin | Management | For | Withhold |
1.6 | Elect Director Robert A. Miller | Management | For | Withhold |
1.7 | Elect Director Michael A. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
1.4 | Elect Director Gilbert M. Meyer | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 6, 2009 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | Withhold |
1.2 | Elect Director William R. Cooper | Management | For | Withhold |
1.3 | Elect Director Scott S. Ingraham | Management | For | Withhold |
1.4 | Elect Director Lewis A. Levey | Management | For | Withhold |
1.5 | Elect Director William B. McGuire, Jr. | Management | For | Withhold |
1.6 | Elect Director William F. Paulsen | Management | For | Withhold |
1.7 | Elect Director D. Keith Oden | Management | For | Withhold |
1.8 | Elect Director F. Gardner Parker | Management | For | Withhold |
1.9 | Elect Director Steven A. Webster | Management | For | Withhold |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
D.R. HORTON, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Other Business | Management | For | Against |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean S. Adler | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Robert H. Gidel | Management | For | For |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.5 | Elect Director Volker Kraft | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Craig Macnab | Management | For | For |
1.8 | Elect Director Scott D. Roulston | Management | For | For |
1.9 | Elect Director Barry A. Sholem | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
1.11 | Elect Director Scott A. Wolstein | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank T. MacInnis | Management | For | For |
1.2 | Elect Director Stephen W. Bershad | Management | For | For |
1.3 | Elect Director David A.B. Brown | Management | For | For |
1.4 | Elect Director Larry J. Bump | Management | For | For |
1.5 | Elect Director Albert Fried, Jr. | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Jerry E. Ryan | Management | For | For |
1.9 | Elect Director Michael T. Yonker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 11, 2009 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee John W. Alexander | Management | For | Withhold |
1.2 | Elect Trustee Charles L. Atwood | Management | For | Withhold |
1.3 | Elect Trustee Boone A. Knox | Management | For | Withhold |
1.4 | Elect Trustee John E. Neal | Management | For | Withhold |
1.5 | Elect Trustee David J. Neithercut | Management | For | Withhold |
1.6 | Elect Trustee Sheli Z. Rosenberg | Management | For | Withhold |
1.7 | Elect Trustee Gerald A. Spector | Management | For | Withhold |
1.8 | Elect Trustee B. Joseph White | Management | For | Withhold |
1.9 | Elect Trustee Samuel Zell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George M. Marcus | Management | For | For |
1.2 | Elect Director Gary P. Martin | Management | For | For |
1.3 | Elect Director Michael J. Schall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FLUOR CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter K. Barker | Management | For | For |
1.2 | Elect Director Alan L. Boeckmann | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | Elect Director Dean R. O'Hare | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.2 | Elect Director Joan K. Shafran | Management | For | For |
1.3 | Elect Director Louis Stokes | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: MAY 6, 2009 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: ROBERT C. FLEXON | Management | For | Did Not Vote |
2 | ELECTION OF DIRECTOR: MAUREEN B. TART-BEZER | Management | For | Did Not Vote |
3 | ELECTION OF DIRECTOR: JAMES D. WOODS | Management | For | Did Not Vote |
4 | RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND, AS OURINDEPENDENT AUDITOR ( REVISIONSSTELLE ) FOR 2009 | Management | For | Did Not Vote |
5 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ASOUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009(CONSULTATIVE VOTE) | Management | For | Did Not Vote |
6 | IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Did Not Vote |
FOSTER WHEELER LTD MEETING DATE: JAN 27, 2009 | ||||
TICKER: FWLT SECURITY ID: G36535139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE SCHEME OF ARRANGEMENT (THE REDOMESTICATION). | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT. | Management | For | For |
GRANITE CONSTRUCTION INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: GVA SECURITY ID: 387328107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Kelsey | Management | For | For |
1.2 | Elect Director James W. Bradford, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HOME PROPERTIES INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Josh E. Fidler | Management | For | For |
1.3 | Elect Director Alan L. Gosule | Management | For | For |
1.4 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.5 | Elect Director Norman P. Leenhouts | Management | For | For |
1.6 | Elect Director Nelson B. Leenhouts | Management | For | For |
1.7 | Elect Director Edward J. Pettinella | Management | For | For |
1.8 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
1.9 | Elect Director Paul L. Smith | Management | For | For |
1.10 | Elect Director Amy L. Tait | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD. MEETING DATE: JUN 17, 2009 | ||||
TICKER: SECURITY ID: Y3722J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $600 Million to Qualified Institutional Buyers | Management | For | For |
2 | Approve Issuance of 26 Million Convertible Warrants to R.K. Wadhawan, Executive Chairman and Promoter of the Company | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph R. Bronson | Management | For | For |
2 | Elect Director Thomas M.T. Niles | Management | For | For |
3 | Elect Director Noel G. Watson | Management | For | For |
4 | Elect Director John F. Coyne | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
KB HOME MEETING DATE: APR 2, 2009 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.4 | Elect Director Robert L. Johnson | Management | For | For |
1.5 | Elect Director Melissa Lora | Management | For | For |
1.6 | Elect Director Michael G. McCaffery | Management | For | For |
1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Pay For Superior Performance | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
KBR, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Frank Blount | Management | For | Withhold |
1.2 | Elect Director Loren K. Carroll | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend By-laws to Establish Board Human Rights Committee | Shareholder | Against | Against |
4 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
LENNAR CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
1.4 | Elect Director R. Kirk Landon | Management | For | For |
1.5 | Elect Director Sidney Lapidus | Management | For | For |
1.6 | Elect Director Stuart A. Miller | Management | For | For |
1.7 | Elect Director Donna E. Shalala | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Blackford | Management | For | For |
1.2 | Elect Director Steven J. Borick | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Ratify Auditors | Management | For | For |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Maffucci | Management | For | Withhold |
1.2 | Elect Director William E. McDonald | Management | For | Withhold |
1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | Withhold |
1.4 | Elect Director Richard A. Vinroot | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose R. Mas | Management | For | For |
1.2 | Elect Director John Van Heuvelen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MERITAGE HOMES CORP MEETING DATE: FEB 16, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Ownership Limitations | Management | For | For |
MERITAGE HOMES CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Ax | Management | For | For |
1.2 | Elect Director Robert G. Sarver | Management | For | For |
1.3 | Elect Director Gerald W. Haddock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NCI BUILDING SYSTEMS, INC. MEETING DATE: MAR 12, 2009 | ||||
TICKER: NCS SECURITY ID: 628852105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Edwards | Management | For | For |
1.2 | Elect Director Ed L. Phipps | Management | For | For |
1.3 | Elect Director W. Bernard Pieper | Management | For | For |
1.4 | Elect Director John K. Sterling | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NVR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Donahue | Management | For | For |
1.2 | Elect Director William A. Moran | Management | For | For |
1.3 | Elect Director Alfred E. Festa | Management | For | For |
1.4 | Elect Director W. Grady Rosier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERINI CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: PCR SECURITY ID: 713839108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3.1 | Elect Director Marilyn A. Alexander | Management | For | For |
3.2 | Elect Director Peter Arkley | Management | For | For |
3.3 | Elect Director Raymond R. Oneglia | Management | For | For |
3.4 | Elect Director Donald D. Snyder | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Adjourn Meeting | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director John R. Colson | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ralph R. Disibio | Management | For | For |
1.5 | Elect Director Bernard Fried | Management | For | For |
1.6 | Elect Director Louis C. Golm | Management | For | For |
1.7 | Elect Director Worthing F. Jackman | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director John R. Wilson | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RYLAND GROUP, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Chad Dreier | Management | For | For |
1.2 | Elect Director Leslie M. Frecon | Management | For | For |
1.3 | Elect Director Roland A. Hernandez | Management | For | For |
1.4 | Elect Director William L. Jews | Management | For | For |
1.5 | Elect Director Ned Mansour | Management | For | For |
1.6 | Elect Director Robert E. Mellor | Management | For | For |
1.7 | Elect Director Norman J. Metcalfe | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
2 | Approve Stock Ownership Limitations | Management | For | For |
3 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
SHAW GROUP INC., THE MEETING DATE: JAN 28, 2009 | ||||
TICKER: SGR SECURITY ID: 820280105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
1.2 | Elect Director James F. Barker | Management | For | For |
1.3 | Elect Director Thos. E. Capps | Management | For | For |
1.4 | Elect Director Daniel A. Hoffler | Management | For | For |
1.5 | Elect Director David W. Hoyle | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director Albert D. McAlister | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
5 | Other Business | Management | For | Against |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Charter to Delete Obsolete or Unnecessary Provisions | Management | For | For |
5.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
5.2 | Elect Director Linda Walker Bynoe | Management | For | For |
5.3 | Elect Director Karen N. Horn | Management | For | For |
5.4 | Elect Director Reuben S. Leibowitz | Management | For | For |
5.5 | Elect Director J. Albert Smith, Jr. | Management | For | For |
5.6 | Elect Director Pieter S. van den Berg | Management | For | For |
5.7 | Elect Director Allan Hubbard | Management | For | For |
5.8 | Elect Director Daniel C. Smith | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TEXAS INDUSTRIES INCORPORATED MEETING DATE: OCT 21, 2008 | ||||
TICKER: TXI SECURITY ID: 882491103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1.1 | Elect Director Sam Coats | Management | For | Did Not Vote |
1.2 | Elect Director Thomas R. Ransdell | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Prepare Sustainability Report | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Elect Director Sam Coats | Shareholder | Withhold | Did Not Vote |
2 | Elect Director Thomas R. Ransdell | Shareholder | Withhold | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Prepare Sustainability Report | Shareholder | Against | Did Not Vote |
TOLL BROTHERS, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Blank | Management | For | For |
1.2 | Elect Director Roger S. Hillas | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TUTOR PERINI CORP MEETING DATE: MAY 28, 2009 | ||||
TICKER: PCR SECURITY ID: 713839108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Band | Management | For | For |
1.2 | Elect Director Robert L. Miller | Management | For | For |
1.3 | Elect Director Michael R. Klein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
UDR, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert C. Larson | Management | For | For |
1.7 | Elect Director Thomas R. Oliver | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Mark J. Sandler | Management | For | For |
1.10 | Elect Director Thomas W. Toomey | Management | For | For |
1.11 | Elect Director Thomas C. Wajnert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
URS CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Jesse Arnelle | Management | For | Against |
2 | Elect Director Armen Der Marderosian | Management | For | Against |
3 | Elect Director Mickey P. Foret | Management | For | Against |
4 | Elect Director Lydia H. Kennard | Management | For | Against |
5 | Elect Director Martin M. Koffel | Management | For | Against |
6 | Elect Director Joseph W. Ralston | Management | For | Against |
7 | Elect Director John D. Roach | Management | For | Against |
8 | Elect Director Douglas W. Stotlar | Management | For | Against |
9 | Elect Director William P. Sullivan | Management | For | Against |
10 | Elect Director William D. Walsh | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
USG CORP. MEETING DATE: FEB 9, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
VULCAN MATERIALS CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: VMC SECURITY ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Allen Franklin | Management | For | Withhold |
1.2 | Elect Director Richard T. O'Brien | Management | For | For |
1.3 | Elect Director Donald B. Rice | Management | For | Withhold |
1.4 | Elect Director Phillip W. Farmer | Management | For | Withhold |
1.5 | Elect Director Phillip James V. Napier | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Nathanson Juris | Management | For | Withhold |
1.2 | Elect Director Thomas M. Steinbauer | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ASCENT MEDIA CORPORATION MEETING DATE: JUN 12, 2009 | ||||
TICKER: ASCMA SECURITY ID: 043632108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Pohl | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AUTOZONE, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J.R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 10, 2008 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Guido | Management | For | Withhold |
1.2 | Elect Director Kevin Verner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | Withhold |
1.8 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.9 | Elect Director Brian T. Swette | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARNIVAL CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICKY ARISON | Management | For | For |
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Management | For | For |
1.3 | DIRECTOR ROBERT H. DICKINSON | Management | For | For |
1.4 | DIRECTOR ARNOLD W. DONALD | Management | For | For |
1.5 | DIRECTOR PIER LUIGI FOSCHI | Management | For | For |
1.6 | DIRECTOR HOWARD S. FRANK | Management | For | For |
1.7 | DIRECTOR RICHARD J. GLASIER | Management | For | For |
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Management | For | For |
1.9 | DIRECTOR SIR JOHN PARKER | Management | For | For |
1.10 | DIRECTOR PETER G. RATCLIFFE | Management | For | For |
1.11 | DIRECTOR STUART SUBOTNICK | Management | For | For |
1.12 | DIRECTOR LAURA WEIL | Management | For | For |
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Management | For | For |
1.14 | DIRECTOR UZI ZUCKER | Management | For | For |
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Management | For | For |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Management | For | For |
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Management | For | For |
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Management | For | For |
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Management | For | For |
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Management | For | For |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
CITI TRENDS INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. David Alexander, Jr. | Management | For | For |
1.2 | Elect Director Patricia M. Luzier | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | Withhold |
1.2 | Elect Director Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | Withhold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul D. Davis | Management | For | For |
2 | Elect Director Daniel W. O Connor | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | Withhold |
1.2 | Elect Director Odie C. Donald | Management | For | Withhold |
1.3 | Elect Director David H. Hughes | Management | For | Withhold |
1.4 | Elect Director Charles A Ledsinger, Jr. | Management | For | Withhold |
1.5 | Elect Director William M. Lewis, Jr. | Management | For | Withhold |
1.6 | Elect Director Connie Mack, III | Management | For | Withhold |
1.7 | Elect Director Andrew H. (Drew) Madsen | Management | For | Withhold |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Withhold |
1.9 | Elect Director Michael D. Rose | Management | For | Withhold |
1.10 | Elect Director Maria A. Sastre | Management | For | Withhold |
1.11 | Elect Director Jack A. Smith | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DICE HOLDINGS INC. MEETING DATE: APR 17, 2009 | ||||
TICKER: DHX SECURITY ID: 253017107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anton J. Levy | Management | For | For |
1.2 | Elect Director Jeffrey S. Nordhaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 9, 2009 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | Withhold |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Amend Employment Agreement | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
1.2 | Elect Director Michael N. Rosen | Management | For | For |
1.3 | Elect Director Edward A. Volkwein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Against |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Representing Series D Shareholders | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year Ended Dec. 31, 2008, Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income for Fiscal Year 2008 | Management | For | For |
4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase and Sale of Treasury Shares | Management | For | For |
5 | Elect Members of the Board, Secretary and Deputy Secretaries, and Other Employees | Management | For | For |
6 | Elect Members of the Executive Committee | Management | For | For |
7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, Secretary and Deputy Secretaries | Management | For | For |
9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Approve Cancellation of Shares and Subsequent Reduction in Capital; Amend Article 6 of the Bylaws Accordingly | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
HANESBRANDS INC MEETING DATE: APR 28, 2009 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | Withhold |
1.2 | Elect Director Bobby J. Griffin | Management | For | Withhold |
1.3 | Elect Director James C. Johnson | Management | For | Withhold |
1.4 | Elect Director Jessica T. Mathews | Management | For | Withhold |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.6 | Elect Director Ronald L. Nelson | Management | For | Withhold |
1.7 | Elect Director Richard A. Noll | Management | For | Withhold |
1.8 | Elect Director Andrew J. Schindler | Management | For | Withhold |
1.9 | Elect Director Ann E. Ziegler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2009 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Donald A. James | Management | For | For |
1.3 | Elect Director James A. Norling | Management | For | For |
1.4 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 3, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bittman | Management | For | For |
1.2 | Elect Director Richard R. Burt | Management | For | For |
1.3 | Elect Director Patti S. Hart | Management | For | For |
1.4 | Elect Director Robert A. Mathewson | Management | For | For |
1.5 | Elect Director Thomas J. Matthews | Management | For | For |
1.6 | Elect Director Robert Miller | Management | For | For |
1.7 | Elect Director Frederick B. Rentschler | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Elect Director Philip G. Satre | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Carter-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldstein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
JACK IN THE BOX INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Alpert | Management | For | For |
1.2 | Elect Director David L. Goebel | Management | For | For |
1.3 | Elect Director Anne B. Gust | Management | For | For |
1.4 | Elect Director Murray H. Hutchison | Management | For | For |
1.5 | Elect Director Linda A. Lang | Management | For | For |
1.6 | Elect Director Michael W. Murphy | Management | For | For |
1.7 | Elect Director David M. Tehle | Management | For | For |
1.8 | Elect Director Winifred M. Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 28, 2009 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Edward H. McDermott | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LENNAR CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
1.4 | Elect Director R. Kirk Landon | Management | For | For |
1.5 | Elect Director Sidney Lapidus | Management | For | For |
1.6 | Elect Director Stuart A. Miller | Management | For | For |
1.7 | Elect Director Donna E. Shalala | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LI & FUNG LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.33 Per Share | Management | For | For |
3a | Reelect Franklin Warren McFarlan Director | Management | For | Against |
3b | Reelect Spencer Theodore Fung as Director | Management | For | Against |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | Against |
4 | Authorize Directors' Fees and Additional Remuneration to Non-Executive Directors on Board Committees | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LUMBER LIQUIDATORS INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: LL SECURITY ID: 55003Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Richard D. Tadler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sir Michael Rake | Management | For | For |
1.2 | Elect Director Kurt L. Schmoke | Management | For | For |
1.3 | Elect Director Sidney Taurel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
NEWS CORPORATION MEETING DATE: OCT 17, 2008 | ||||
TICKER: NWS SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Chernin | Management | For | For |
2 | Elect Director Sir Roderick I. Eddington | Management | For | For |
3 | Elect Director Mark Hurd | Management | For | For |
4 | Elect Director Andrew S.B. Knight | Management | For | For |
5 | Elect Director James R. Murdoch | Management | For | For |
6 | Elect Director K. Rupert Murdoch | Management | For | For |
7 | Elect Director Jose Maria Aznar | Management | For | For |
8 | Elect Director Natalie Bancroft | Management | For | For |
9 | Elect Director Peter L. Barnes | Management | For | For |
10 | Elect Director Kenneth E. Cowley | Management | For | For |
11 | Elect Director David F. DeVoe | Management | For | For |
12 | Elect Director Viet Dinh | Management | For | For |
13 | Elect Director Lachlan K. Murdoch | Management | For | For |
14 | Elect Director Thomas J. Perkins | Management | For | For |
15 | Elect Director Arthur M. Siskind | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Declassify the Board of Directors | Management | For | For |
NIKE, INC. MEETING DATE: SEP 22, 2008 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill K. Conway | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director Jeanne P. Jackson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORDSTROM, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Robert G. Miller | Management | For | For |
4 | Elect Director Blake W. Nordstrom | Management | For | For |
5 | Elect Director Erik B. Nordstrom | Management | For | For |
6 | Elect Director Peter E. Nordstrom | Management | For | For |
7 | Elect Director Philip G. Satre | Management | For | For |
8 | Elect Director Robert D. Walter | Management | For | For |
9 | Elect Director Alison A. Winter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Errol M. Cook | Management | For | For |
1.7 | Elect Director Susan S. Denison | Management | For | For |
1.8 | Elect Director Michael A. Henning | Management | For | For |
1.9 | Elect Director John R. Murphy | Management | For | For |
1.10 | Elect Director John R. Purcell | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
PENN NATIONAL GAMING, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PETSMART MEETING DATE: JUN 17, 2009 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rita V. Foley | Management | For | For |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
3 | Elect Director Amin I. Khalifa | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRINCETON REVIEW, INC. (THE) MEETING DATE: JUN 23, 2009 | ||||
TICKER: REVU SECURITY ID: 742352107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Katzman | Management | For | Withhold |
1.2 | Elect Director David Lowenstein | Management | For | Withhold |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
ROSS STORES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | Withhold |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | Withhold |
1.3 | Elect Director Sharon D. Garrett | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SONIC CORP. MEETING DATE: JAN 15, 2009 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Maples | Management | For | For |
1.2 | Elect Director J. Larry Nichols | Management | For | For |
1.3 | Elect Director Frank E. Richardson | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Management | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Management | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SUSSER HOLDINGS CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Krysiak | Management | For | For |
1.2 | Elect Director Sam J. Susser | Management | For | For |
1.3 | Elect Director David P. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | Withhold |
1.2 | Elect Director Robert H. Strouse | Management | For | Withhold |
1.3 | Elect Director Glen T. Senk | Management | For | Withhold |
1.4 | Elect Director Joel S. Lawson III | Management | For | Withhold |
1.5 | Elect Director Richard A. Hayne | Management | For | Withhold |
1.6 | Elect Director Harry S. Cherken, Jr. | Management | For | Withhold |
2 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Howard Lester | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1.4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director Anthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Richard T. Robertson | Management | For | For |
1.9 | Elect Director David B. Zenoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
WMS INDUSTRIES INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert J. Bahash | Management | For | Withhold |
1.3 | Elect Director Brian R. Gamache | Management | For | Withhold |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | Withhold |
1.5 | Elect Director Louis J. Nicastro | Management | For | Withhold |
1.6 | Elect Director Neil D. Nicastro | Management | For | Withhold |
1.7 | Elect Director Edward W. Rabin, Jr. | Management | For | Withhold |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | Withhold |
1.9 | Elect Director Bobby L. Siller | Management | For | Withhold |
1.10 | Elect Director W.J. Vareschi, Jr. | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZUMIEZ INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ZUMZ SECURITY ID: 989817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Brooks | Management | For | For |
2 | Elect Director Matthew L. Hyde | Management | For | For |
3 | Elect Director James M. Weber | Management | For | For |
4 | Approve Repricing of Options | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTRIA GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director Dinyar S. Devitre | Management | For | For |
4 | Elect Director Thomas F. Farrell | Management | For | For |
5 | Elect Director Robert E. R. Huntley | Management | For | For |
6 | Elect Director Thomas W. Jones | Management | For | For |
7 | Elect Director George Munoz | Management | For | For |
8 | Elect Director Nabil Y. Sakkab | Management | For | For |
9 | Elect Director Michael E. Szymanczyk | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Tobacco Harm to Health | Shareholder | Against | Abstain |
12 | Report on Marketing Practices on the Poor | Shareholder | Against | Abstain |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
ANADOLU EFES MEETING DATE: APR 29, 2009 | ||||
TICKER: AEFES SECURITY ID: M10225106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | Management | For | Did Not Vote |
2 | Receive Statutory Reports | Management | None | Did Not Vote |
3 | Accept Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Elect Board of Directors and Internal Auditors and Approve Their Fees | Management | For | Did Not Vote |
7 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
8 | Receive Information on Profit Distribution Policy | Management | None | Did Not Vote |
9 | Ratify External Auditors | Management | For | Did Not Vote |
10 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
11 | Close Meeting | Management | None | Did Not Vote |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 6, 2008 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Victoria F. Haynes | Management | For | For |
4 | Elect Director Antonio Maciel Neto | Management | For | For |
5 | Elect Director Patrick J. Moore | Management | For | For |
6 | Elect Director M. Brian Mulroney | Management | For | For |
7 | Elect Director Thomas F. O Neill | Management | For | For |
8 | Elect Director Kelvin R. Westbrook | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 30, 2009 | ||||
TICKER: BTI SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 61.6 Pence Per Ordinary Share | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 (a) | Re-elect Paul Adams as Director | Management | For | For |
6 (b) | Re-elect Jan du Plessis as Director | Management | For | For |
6 (c) | Re-elect Robert Lerwill as Director | Management | For | For |
6 (d) | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
7 | Elect Gerry Murphy as Director | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866 | Management | For | For |
10 | Authorise 199,600,000 Ordinary Shares for Market Purchase | Management | For | For |
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000 | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
13 | Adopt New Articles of Association with Effect from 01 October 2009 | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 8, 2009 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Octavio Caraballo as Director | Management | For | For |
1b | Elect Francis Coppinger as Director | Management | For | For |
1c | Elect Larry G. Pillard as Director | Management | For | For |
1d | Elect Alberto Weisser as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Equity Incentive Plan | Management | For | Against |
CADBURY PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: CBY SECURITY ID: 12721E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 11.1 Pence Per Ordinary Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Roger Carr as Director | Management | For | For |
5 | Re-elect Todd Stitzer as Director | Management | For | For |
6 | Elect Baroness Hogg as Director | Management | For | For |
7 | Elect Colin Day as Director | Management | For | For |
8 | Elect Andrew Bonfield as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 45,410,520 and an Additional Amount Pursuant to a Rights Issue of up to GBP 90,821,040 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,811,578 | Management | For | For |
14 | Authorise Market Purchase of up to GBP 13,623,156 | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less than 14 Clear Days' Notice | Management | For | For |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
COCA COLA ICECEK SANAYI A.S. MEETING DATE: APR 28, 2009 | ||||
TICKER: CCOLA SECURITY ID: M253EL109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
9 | Approve Allocation of Income | Management | For | Did Not Vote |
10 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
11 | Approve Director Remuneration | Management | For | Did Not Vote |
12 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
13 | Ratify External Auditors | Management | For | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COCA-COLA ENTERPRISES INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Calvin Darden | Management | For | For |
1.2 | Elect Director Donna A. James | Management | For | For |
1.3 | Elect Director Thomas H. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit Severance Agreement to (Change in control) to Shareholder Vote | Shareholder | Against | For |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: MAR 23, 2009 | ||||
TICKER: KOF SECURITY ID: 191241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports in Accordance With Article 172 of Corporate Law | Management | For | For |
2 | Receive Report on the Company's Tax Obligations in Accordance With Section XX of Article 86 of Income Tax | Management | For | For |
3 | Approve Allocation of Income and Dividends of MXN 0.72 Per Share | Management | For | For |
4 | Set Aggregate Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | For | For |
5 | Elect Principal and Alternates Members to the Board of Directors and Board Secretary; Verify Director's Independency as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Against |
6 | Approve Integration Plan of Financing and Planning Committee, Audit Committee, and Corporate Practices Committee; Elect Chairman of the Said Committees; and Fix Their Respective Remuneration | Management | For | Against |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
COLGATE-PALMOLIVE CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cahill | Management | For | For |
1.2 | Elect Director Jill K. Conway | Management | For | For |
1.3 | Elect Director Ian Cook | Management | For | For |
1.4 | Elect Director Ellen M. Hancock | Management | For | For |
1.5 | Elect Director David W. Johnson | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Delano E. Lewis | Management | For | For |
1.8 | Elect Director J. Pedro Reinhard | Management | For | For |
1.9 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 17, 2008 | ||||
TICKER: STZ.B SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | Withhold |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | Withhold |
1.3 | Elect Director James A. Locke III | Management | For | Withhold |
1.4 | Elect Director Thomas C. McDermott | Management | For | Withhold |
1.5 | Elect Director Peter M. Perez | Management | For | For |
1.6 | Elect Director Richard Sands | Management | For | Withhold |
1.7 | Elect Director Robert Sands | Management | For | Withhold |
1.8 | Elect Director Paul L. Smith | Management | For | Withhold |
1.9 | Elect Director Peter H. Soderberg | Management | For | Withhold |
1.10 | Elect Director Mark Zupan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis Aranguren-Trellez | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director William S. Norman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
COTT CORPORATION MEETING DATE: MAY 1, 2009 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | Against |
1.2 | Elect Director George A. Burnett | Management | For | Against |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | Against |
1.5 | Elect Director Stephen H. Halperin | Management | For | Against |
1.6 | Elect Director Betty Jane Hess | Management | For | Against |
1.7 | Elect Director Gregory Monahan | Management | For | Against |
1.8 | Elect Director Mario Pilozzi | Management | For | Against |
1.9 | Elect Director Andrew Prozes | Management | For | Against |
1.10 | Elect Director Eric Rosenfeld | Management | For | Against |
1.11 | Elect Director Graham Savage | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DIAGEO PLC MEETING DATE: OCT 15, 2008 | ||||
TICKER: DEO SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | REPORT AND ACCOUNTS 2008 | Management | For | For |
2 | DIRECTORS REMUNERATION REPORT 2008 | Management | For | For |
3 | DECLARATION OF FINAL DIVIDEND | Management | For | For |
4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | Management | For | For |
5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | Management | For | For |
9 | RATIFY AUDITORS | Management | For | For |
10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For |
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For |
13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For |
14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | Management | For | For |
15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | Management | For | For |
16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Management | For | For |
17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Patsley | Management | For | Against |
1.2 | Elect Director M. Anne Szostak | Management | For | Against |
1.3 | Elect Director Michael F. Weinstein | Management | For | Against |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 14, 2009 | ||||
TICKER: AKO.B SECURITY ID: 29081P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors | Management | For | For |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 26, 2009 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill G. Armstrong | Management | For | Withhold |
1.2 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.3 | Elect Director Pamela M. Nicholson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Management | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) MEETING DATE: MAR 25, 2009 | ||||
TICKER: FMX SECURITY ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee | Management | For | For |
2 | Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law | Management | For | For |
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law | Management | For | For |
5 | Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration | Management | For | Against |
6 | Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration | Management | For | For |
7 | Appoint delegates for the execution and formalization of the meeting's resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
FORTUNE BRANDS, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: FO SECURITY ID: 349631101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Carbonari | Management | For | Withhold |
1.2 | Elect Director Ann F. Hackett | Management | For | Withhold |
1.3 | Elect Director David M. Thomas | Management | For | Withhold |
1.4 | Elect Director Ronald V. Waters, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
GROUPE DANONE MEETING DATE: APR 23, 2009 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Reelect Richard Goblet d'Alviella as Director | Management | For | For |
7 | Reelect Christian Laubie as Director | Management | For | For |
8 | Reelect Jean Laurent as Director | Management | For | For |
9 | Reelect Hakan Mogren as Director | Management | For | For |
10 | Reelect Benoit Potier as Director | Management | For | For |
11 | Elect Guylaine Saucier as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Approve Creation of Danone Eco-Systeme Fund | Management | For | For |
15 | Change Company Name to Danone | Management | For | For |
16 | Amend Article 7 of Bylaws Re: Delegation of Power in Case of Share Capital Increase | Management | For | For |
17 | Amend Articles 10 of Association Re: Shareholders Identification | Management | For | For |
18 | Amend Article 18 of Bylaws Re: Attendance to Board Meetings Through Videoconference and Telecommunication | Management | For | For |
19 | Amend Article 22 of Bylaws Re: Record Date | Management | For | For |
20 | Amend Article 26 of Bylaws Re: Electronic Voting | Management | For | For |
21 | Amend Article 27 of Bylaws Re: Delegation of Powers to the Board for the Issuance of Bonds | Management | For | For |
22 | Amend Articles 27 and 28 of Association Re: Quorum Requirements for Ordinary and Extraordinary General Meetings | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
26 | Authorize Capital Increase of Up to EUR 25 Million for Future Exchange Offers | Management | For | For |
27 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
28 | Authorize Capitalization of Reserves of Up to EUR 33 Million for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Approve Employee Stock Purchase Plan | Management | For | For |
30 | Authorize up to 6 Million Shares for Use in Stock Option Plan | Management | For | For |
31 | Authorize up to 2 Million Shares for Use in Restricted Stock Plan | Management | For | For |
32 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 30, 2009 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pedro Cardoso as Director | Management | For | Withhold |
1.2 | Elect Murray H. Dashe as Director | Management | For | Withhold |
1.3 | Elect Colombe M. Nicholas as Director | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
INBEV(FRMLY INTERBREW) MEETING DATE: SEP 29, 2008 | ||||
TICKER: INB SECURITY ID: B5064A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Anheuser-Busch | Management | For | Did Not Vote |
2 | Amend Articles Re: Change Company's Name in Anheuser-Busch Inbev | Management | For | Did Not Vote |
3 | Approve Issuance of Shares with Preemptive Rights in Connection with Acquisition up to EUR 10 Billion | Management | For | Did Not Vote |
4 | Approve Terms and Conditions of Issuance of Shares Under Item 3 | Management | For | Did Not Vote |
5 | Approve Suspensive Conditions For Issuance of Shares under Item 3 | Management | For | Did Not Vote |
6 | Approve Powers of Attorney to the Board and to the the CEO and CFO for the Implementation of Approved Resolutions | Management | For | Did Not Vote |
7 | Elect August Busch IV as Director | Management | For | Did Not Vote |
8 | Approve Change of Control Clause of USD 45 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
9 | Approve Change of Control Clause of USD 9.8 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
10 | Authorize Sabine Chalmers and Benoit Loore to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Against |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ajay Banga | Management | For | For |
1.2 | Elect Director Myra M. Hart | Management | For | For |
1.3 | Elect Director Lois D. Juliber | Management | For | For |
1.4 | Elect Director Mark D. Ketchum | Management | For | For |
1.5 | Elect Director Richard A. Lerner | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
1.8 | Elect Director Irene B. Rosenfeld | Management | For | For |
1.9 | Elect Director Deborah C. Wright | Management | For | For |
1.10 | Elect Director Frank G. Zarb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Management | For | For |
8 | Elect Director W. Rodney Mcmullen | Management | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect Director James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KT&G CORP. (FORMERLY KOREA TOBACCO & GINSENG) MEETING DATE: MAR 13, 2009 | ||||
TICKER: 33780 SECURITY ID: Y49904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 2,800 per Share | Management | For | For |
2 | Amend Articles of Incorporation regarding Business Objectives, Suspension Period of Shareholder Register, Notice of Shareholder Meeting, Number of Directors, and Audit Committee | Management | For | For |
3 | Elect Three Outside Directors (Bundled) | Management | For | For |
4 | Elect Two Outside Directors who will also Serve as Members of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LINDT & SPRUENGLI AG MEETING DATE: APR 16, 2009 | ||||
TICKER: LISN SECURITY ID: H49983176 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 360 per Share and CHF 36 per Participation Certificate | Management | For | Did Not Vote |
4.1.1 | Reelect Franz-Peter Oesch as Director | Management | For | Did Not Vote |
4.1.2 | Elect Elisabeth Guertler as Director | Management | For | Did Not Vote |
4.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
PEPSI BOTTLING GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: PBG SECURITY ID: 713409100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda G. Alvarado | Management | For | Against |
1.2 | Elect Director Barry H. Beracha | Management | For | Against |
1.3 | Elect Director John C. Compton | Management | For | Against |
1.4 | Elect Director Eric J. Foss | Management | For | Against |
1.5 | Elect Director Ira D. Hall | Management | For | Against |
1.6 | Elect Director Susan D. Kronick | Management | For | Against |
1.7 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.8 | Elect Director John A. Quelch | Management | For | Against |
1.9 | Elect Director Javier G. Teruel | Management | For | Against |
1.10 | Elect Director Cynthia M. Trudell | Management | For | Against |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PERDIGAO S.A. MEETING DATE: DEC 18, 2008 | ||||
TICKER: PDAGF SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Aborption of Assets Held by Subsidiaries Perdigao Agroindustrial SA, Perdigao Agroindustrial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
2 | Approve Agreement to Spin Off Assets held by Perdigao Agroindustrial SA to the Subsidiaries Perdigao Agroindustrial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
3 | Approve Absorption of Perdigao Agroindustrial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
PERDIGAO S.A. MEETING DATE: FEB 27, 2009 | ||||
TICKER: PDAGF SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Book Value of Perdigao Agroindustrial SA | Management | For | Did Not Vote |
2 | Approve Appraisal Report by Independent Firm | Management | For | Did Not Vote |
3 | Approve Absorption of Perdigao Agroindustrial SA | Management | For | Did Not Vote |
PERDIGAO S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: PDAGF SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
PERDIGAO S.A. MEETING DATE: JUN 19, 2009 | ||||
TICKER: PRGA3 SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Capital to 500 Million Shares and Amend Article 5 Accordinlgy | Management | For | For |
PERNOD RICARD MEETING DATE: NOV 5, 2008 | ||||
TICKER: RI SECURITY ID: F72027109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Patrick Ricard | Management | For | For |
6 | Approve Transaction with Pierre Pringuet | Management | For | For |
7 | Reelect Patrick Ricard as Director | Management | For | For |
8 | Reelect Pierre Pringuet as Director | Management | For | For |
9 | Reelect Rafael Gonzalez-Gallarza as Director | Management | For | For |
10 | Elect Wolfgang Colberg as Director | Management | For | For |
11 | Elect Cesar Giron as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
REMY COINTREAU MEETING DATE: SEP 16, 2008 | ||||
TICKER: RCO SECURITY ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with CEO Re: Severance Payment | Management | For | For |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Reelect Dominique Heriard Dubreuil as Director | Management | For | For |
8 | Reelect Brian Ivory as Director | Management | For | For |
9 | Elect Patrick Thomas as Director | Management | For | For |
10 | Reappoint Auditeurs et Conseils Associes as Auditor | Management | For | For |
11 | Ratify Olivier Lelong as Alternate Auditor | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
21 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
22 | Amend Article 8 of Bylaws to Comply with Regulatory Framework Re: Form and Transfer of Shares | Management | For | Against |
23 | Amend Article 21 of Bylaws Re: Length of Term for Censors | Management | For | For |
24 | Amend Article 23 of Bylaws to Comply with Regulatory Framework Re: General Meetings | Management | For | Against |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 31, 2008 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Rob Pieterse as Director | Management | For | For |
4 | Elect Maria Ramos as Director | Management | For | For |
5 | Re-elect Lord Robert Fellowes as Director | Management | For | For |
6 | Re-elect Graham Mackay as Director | Management | For | For |
7 | Re-elect John Manzoni as Director | Management | For | For |
8 | Re-elect Miles Morland as Director | Management | For | For |
9 | Re-elect Cyril Ramaphosa as Director | Management | For | For |
10 | Re-elect Meyer Kahn as Director | Management | For | For |
11 | Approve Final Dividend of 42 US Cents Per Ordinary Share | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve SABMiller plc Approved Share Option Plan 2008, SABMiller plc Share Option Plan 2008, SABMiller plc Share Award Plan 2008, SABMiller plc Stock Appreciation Rights Plan 2008, SABMiller plc Associated Companies Employee Share Plan | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | Management | For | For |
16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | Management | For | For |
17 | Authorise 150,577,927 Ordinary Shares for Market Purchase | Management | For | For |
18 | Amend Articles of Association; Approve Contingent Purchase Contract Between the Company and SABMiller Jersey Limited Providing the Company to Purchase up to 77,368,338 of its Own Non-Voting Convertible Shares | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Burd | Management | For | For |
1.2 | Elect Director Janet E. Grove | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Paul Hazen | Management | For | For |
1.5 | Elect Director Frank C. Herringer | Management | For | For |
1.6 | Elect Director Robert I. MacDonnell | Management | For | For |
1.7 | Elect Director Kenneth W. Oder | Management | For | For |
1.8 | Elect Director Rebecca A. Stirn | Management | For | For |
1.9 | Elect Director William Y. Tauscher | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
SLC AGRICOLA SA MEETING DATE: AUG 11, 2008 | ||||
TICKER: SECURITY ID: P8711D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves | Management | For | Did Not Vote |
2 | Amend Articles | Management | For | Did Not Vote |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
SLC AGRICOLA SA MEETING DATE: APR 6, 2009 | ||||
TICKER: SECURITY ID: P8711D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, and Non-Executive Directors | Management | For | Against |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2009 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
4 | Authorize Capitalization of Reserves | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
STARBUCKS CORP. MEETING DATE: MAR 18, 2009 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director Barbara Bass | Management | For | For |
3 | Elect Director William W. Bradley | Management | For | For |
4 | Elect Director Mellody Hobson | Management | For | For |
5 | Elect Director Kevin R. Johnson | Management | For | For |
6 | Elect Director Olden Lee | Management | For | For |
7 | Elect Director Sheryl Sandberg | Management | For | For |
8 | Elect Director James G. Shennan, Jr. | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | For |
13 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Management | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
UNILEVER N.V. MEETING DATE: OCT 29, 2008 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment of Paul Polman as Executive Director | Management | For | For |
UNILEVER N.V. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Directors | Management | For | For |
4 | Approve Discharge of Non-Executive Directors | Management | For | For |
5 | Elect L.A. Lawrence as Executive Director | Management | For | For |
6 | Elect P.G.J.M. Polman as Executive Director | Management | For | For |
7 | Reelect L. Brittan of Spennithorne as Non-Executive Director | Management | For | For |
8 | Reelect W. Dik as Non-Executive Director | Management | For | For |
9 | Reelect C.E. Golden as Non-Executive Director | Management | For | For |
10 | Reelect B.E. Grote as Non-Executive Director | Management | For | For |
11 | Reelect N. Murthy as Non-Executive Director | Management | For | For |
12 | Reelect H. Nyasulu as Non-Executive Director | Management | For | For |
13 | Reelect K.J. Storm as Non-Executive Director | Management | For | For |
14 | Reelect M. Treschow as Non-Executive Director | Management | For | For |
15 | Reelect J. van der Veer as Non-Executive Director | Management | For | For |
16 | Elect L.O. Fresco as Non-Executive Director | Management | For | For |
17 | Elect A.M. Fudge as Non-Executive Director | Management | For | For |
18 | Elect P. Walsh as Non-Executive Director | Management | For | For |
19 | Ratify PwC as Auditors | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
23.1 | Amend Articles Re: Move to Quarterly Dividends | Management | For | For |
23.2 | Amend Articles Re: Move to Quarterly Dividends | Management | For | For |
24 | Allow Questions | Management | None | None |
UNITED NATURAL FOODS, INC. MEETING DATE: DEC 12, 2008 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Funk | Management | For | For |
1.2 | Elect Director James P. Heffernan | Management | For | For |
1.3 | Elect Director Steven L. Spinner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VITERRA INC MEETING DATE: MAR 11, 2009 | ||||
TICKER: VT SECURITY ID: 92849T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Birks | Management | For | For |
1.2 | Elect Director Vic Bruce | Management | For | For |
1.3 | Elect Director Thomas Chambers | Management | For | For |
1.4 | Elect Director Dallas Howe | Management | For | For |
1.5 | Elect Director Harold Milavsky | Management | For | For |
1.6 | Elect Director Herb Pinder Jr. | Management | For | For |
1.7 | Elect Director Mayo Schmidt | Management | For | For |
1.8 | Elect Director Larry Ruud | Management | For | For |
1.9 | Elect Director Bonnie DuPont | Management | For | For |
1.10 | Elect Director Tim Hearn | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALGREEN CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Foote | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Alan G. Mcnally | Management | For | For |
1.4 | Elect Director Cordell Reed | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Marilou M. Von Ferstel | Management | For | For |
1.10 | Elect Director Charles R. Walgreen III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WHOLE FOODS MARKET, INC. MEETING DATE: MAR 16, 2009 | ||||
TICKER: WFMI SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle E. Greene | Management | For | For |
1.3 | Elect Director Hass Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John P. Mackey | Management | For | For |
1.6 | Elect Director Morris J. Siegel | Management | For | For |
1.7 | Elect Director Ralph Z. Sorenson | Management | For | For |
1.8 | Elect Director William A. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Reincorporate in Another State from Texas to North Dakota | Shareholder | Against | Against |
WIMM-BILL-DANN FOODS OJSC MEETING DATE: SEP 4, 2008 | ||||
TICKER: WBD SECURITY ID: 97263M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | IN ORDER TO COMPLY WITH THE FORMAL REQUIREMENTS OF THE FEDERAL LAW ON JOINT-STOCK COMPANIES AS RELATED TO INTERESTED PARTY TRANSACTIONS AND DUE TO THE ABSENCE OF THE ACTUAL CONFLICT OF INTEREST, SEPERATE INDEMNIFICATION AGREEMENTS BETWEEN WBD FOODS OJS | Management | For | Abstain |
2 | IN ORDER TO COMPLY WITH THE FORMAL REQUIREMENTS OF THE FEDERAL LAW ON JOINT-STOCK COMPANIES AS RELATED TO INTERESTED PARTY TRANSACTIONS AND DUE TO THE ABSENCE OF THE ACTUAL CONFLICT OF INTEREST, AGREEMENTS ON LEGAL EXPENSES COMPENSATION BETWEEN WBD FOO | Management | For | Abstain |
3 | APPROVE THE NEW VERSION OF WBD FOODS OJSC CHARTER. | Management | For | Abstain |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AAR CORP. MEETING DATE: OCT 8, 2008 | ||||
TICKER: AIR SECURITY ID: 000361105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald R. Fogleman | Management | For | For |
1.2 | Elect Director Patrick J. Kelly | Management | For | For |
1.3 | Elect Director Timothy J. Romenesko | Management | For | For |
1.4 | Elect Director Ronald B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AEROVIRONMENT, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: AVAV SECURITY ID: 008073108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph F. Alibrandi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 7, 2009 | ||||
TICKER: ATI SECURITY ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane C. Creel | Management | For | For |
1.2 | Elect Director James E. Rohr | Management | For | For |
1.3 | Elect Director Louis J. Thomas | Management | For | For |
1.4 | Elect Director Barbara S. Jeremiah | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frances D. Cook | Management | For | For |
1.2 | Elect Director Martin C. Faga | Management | For | For |
1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
1.4 | Elect Director Cynthia L. Lesher | Management | For | For |
1.5 | Elect Director Douglas L. Maine | Management | For | For |
1.6 | Elect Director Roman Martinez IV | Management | For | For |
1.7 | Elect Director Daniel J. Murphy | Management | For | For |
1.8 | Elect Director Mark H. Ronald | Management | For | For |
1.9 | Elect Director Michael T. Smith | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
BE AEROSPACE, INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Khoury | Management | For | For |
1.2 | Elect Director Jonathan M. Schofield | Management | For | For |
2 | Implement MacBride Principles | Shareholder | Against | Abstain |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 19, 2008 | ||||
TICKER: CAI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director James L. Pavitt | Management | For | For |
1.8 | Elect Director Warren R. Phillips | Management | For | For |
1.9 | Elect Director Charles P. Revoile | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 13, 2008 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. McMaster | Management | For | For |
1.2 | Elect Director Gregory A. Pratt | Management | For | For |
1.3 | Elect Director Anne L. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CURTISS-WRIGHT CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CW SECURITY ID: 231561101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin R. Benante | Management | For | For |
1.2 | Elect Director S. Marce Fuller | Management | For | For |
1.3 | Elect Director Allen A. Kozinski | Management | For | For |
1.4 | Elect Director Carl G. Miller | Management | For | For |
1.5 | Elect Director William B. Mitchell | Management | For | For |
1.6 | Elect Director John R. Myers | Management | For | For |
1.7 | Elect Director John B. Nathman | Management | For | For |
1.8 | Elect Director William W. Sihler | Management | For | For |
1.9 | Elect Director Albert E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DRS TECHNOLOGIES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DRS SECURITY ID: 23330X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DYNCORP INTERNATIONAL INC MEETING DATE: JUL 15, 2008 | ||||
TICKER: DCP SECURITY ID: 26817C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Ballhaus | Management | For | Withhold |
1.2 | Elect Director Michael J. Bayer | Management | For | Withhold |
1.3 | Elect Director Charles S. Ream | Management | For | Withhold |
1.4 | Elect Director Peter J. Schoomaker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORP. MEETING DATE: MAR 4, 2009 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Burns | Management | For | For |
1.2 | Elect Director Robert S. Cline | Management | For | For |
1.3 | Elect Director Jerry D. Leitman | Management | For | For |
1.4 | Elect Director Paul V. Haack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORCE PROTECTION, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: FRPT SECURITY ID: 345203202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Day | Management | For | Withhold |
1.2 | Elect Director John W. Paxton, Sr. | Management | For | Withhold |
2 | Amend Articles of Incorporation to Increase Range of Board Members to One to Fifteen and to Prohibit Loans to Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
FORCE PROTECTION, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: FRPT SECURITY ID: 345203202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Major General Jack A. Davis | Management | For | For |
1.2 | Elect Director Kenneth Merlau | Management | For | For |
1.3 | Elect Director B. Herbert Ellis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENCORP INC. MEETING DATE: MAR 25, 2009 | ||||
TICKER: GY SECURITY ID: 368682100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Corcoran | Management | For | For |
1.2 | Elect Director James R. Henderson | Management | For | For |
1.3 | Elect Director Warren G. Lichtenstein | Management | For | For |
1.4 | Elect Director David A. Lorber | Management | For | For |
1.5 | Elect Director James H. Perry | Management | For | For |
1.6 | Elect Director Martin Turchin | Management | For | For |
1.7 | Elect Director Robert C. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
GENERAL DYNAMICS CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas D. Chabraja | Management | For | Against |
2 | Elect Director James S. Crown | Management | For | Against |
3 | Elect Director William P. Fricks | Management | For | Against |
4 | Elect Director Jay L. Johnson | Management | For | Against |
5 | Elect Director George A. Joulwan | Management | For | Against |
6 | Elect Director Paul G. Kaminski | Management | For | Against |
7 | Elect Director John M. Keane | Management | For | Against |
8 | Elect Director Deborah J. Lucas | Management | For | Against |
9 | Elect Director Lester L. Lyles | Management | For | Against |
10 | Elect Director J. Christopher Reyes | Management | For | Against |
11 | Elect Director Robert Walmsley | Management | For | Against |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
GOODRICH CORPORATION MEETING DATE: APR 21, 2009 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane C. Creel | Management | For | For |
1.2 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Douglas E. Olesen | Management | For | For |
1.10 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
HEXCEL CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HXL SECURITY ID: 428291108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Beckman | Management | For | For |
1.2 | Elect Director David E. Berges | Management | For | For |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Sandra L. Derickson | Management | For | For |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Jeffrey A. Graves | Management | For | For |
1.8 | Elect Director David C. Hill | Management | For | For |
1.9 | Elect Director David C. Hurley | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Millard | Management | For | Withhold |
1.2 | Elect Director Arthur L. Simon | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MEGGITT PLC MEETING DATE: APR 23, 2009 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 5.75 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Peter Hill as Director | Management | For | For |
5 | Re-elect Stephen Young as Director | Management | For | For |
6 | Re-elect Philip Green as Director | Management | For | For |
7 | Re-elect Sir Alan Cox as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Approve Increase in Authorised Ordinary Share Capital from GBP 44,250,000 to GBP 60,000,000 | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 11,093,390 and an Additional Amount Pursuant to a Rights Issue of up to GBP 22,186,780 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,664,009 | Management | For | For |
13 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
14 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
15 | Amend Meggitt Executive Share Option Scheme 2005 | Management | For | For |
MOOG INC. MEETING DATE: JAN 7, 2009 | ||||
TICKER: MOG.A SECURITY ID: 615394202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Lipke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NCI INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Terry W. Glasgow | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | For |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | For |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Gurvinder P. Singh | Management | For | For |
1.8 | Elect Director Stephen L. Waechter | Management | For | For |
1.9 | Elect Director Daniel R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NORTHROP GRUMMAN CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis W. Coleman | Management | For | For |
2 | Elect Director Thomas B. Fargo | Management | For | For |
3 | Elect Director Victor H. Fazio | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Stephen E. Frank | Management | For | For |
6 | Elect Director Bruce S. Gordon | Management | For | For |
7 | Elect Director Madeleine Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director Aulana L. Peters | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
ORBITAL SCIENCES CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: ORB SECURITY ID: 685564106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Hanisee | Management | For | For |
1.2 | Elect Director James G. Roche | Management | For | For |
1.3 | Elect Director Harrison H. Schmitt | Management | For | For |
1.4 | Elect Director James R. Thompson | Management | For | For |
1.5 | Elect Director Scott L. Webster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 10, 2009 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Carbone | Management | For | For |
1.2 | Elect Director Clayton M. Jones | Management | For | For |
1.3 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RTI INTERNATIONAL METALS, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: RTI SECURITY ID: 74973W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig R. Andersson | Management | For | For |
1.2 | Elect Director Daniel I. Booker | Management | For | For |
1.3 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
1.4 | Elect Director Ronald L. Gallatin | Management | For | For |
1.5 | Elect Director Charles C. Gedeon | Management | For | For |
1.6 | Elect Director Robert M. Hernandez | Management | For | For |
1.7 | Elect Director Dawne S. Hickton | Management | For | For |
1.8 | Elect Director Edith E. Holiday | Management | For | For |
1.9 | Elect Director Bryan T. Moss | Management | For | For |
1.10 | Elect Director Michael C. Wellham | Management | For | For |
1.11 | Elect Director James A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
SAIC INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
1.3 | Elect Director Jere A. Drummond | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Miriam E. John | Management | For | For |
1.6 | Elect Director Anita K. Jones | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.9 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.10 | Elect Director Louis A. Simpson | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC MEETING DATE: APR 21, 2009 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeffrey L. Turner | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TRANSDIGM GROUP INC. MEETING DATE: JUL 29, 2008 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
TRANSDIGM GROUP INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Nicholas Howley | Management | For | Withhold |
1.2 | Elect Director David A. Barr | Management | For | Withhold |
1.3 | Elect Director Dudley P. Sheffler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TRIUMPH GROUP, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Ill | Management | For | Withhold |
1.2 | Elect Director Richard C. Gozon | Management | For | Withhold |
1.3 | Elect Director Claude F. Kronk | Management | For | Withhold |
1.4 | Elect Director William O. Albertini | Management | For | Withhold |
1.5 | Elect Director George Simpson | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Director James J. O?Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Baum | Management | For | For |
1.2 | Elect Director Matthew J. Hart | Management | For | For |
1.3 | Elect Director Richard C. Kraemer | Management | For | For |
1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Increase Authorized Common Stock | Management | For | For |
VOTE SUMMARY REPORT
SELECT ELECTRONICS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
02MICRO INTERNATIONAL LTD. MEETING DATE: MAY 29, 2009 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Reelect James Elvin Keim as Director | Management | For | For |
1.b | Relect Lawrence Lai-Fu as Director | Management | For | For |
1.c | Relect Ji Liu as Director | Management | For | For |
2 | Renewal of Sale Mandate. To Renew the General Mandate to Allot, Issue and Deal with Such Number of Unissued Ordinary Shares Not Exceeding the Sum of: (I) 20% the Total Nominal Amount of the Share Capital. | Management | For | Against |
3 | Renewal of the Repurhcase Mandate . To Renew the General Mandate to Exercise All the Powers of the Company to Repurchase Such Number of Ordinary Shares Not Exceeding 10% of the Total Nominal Amount of the Share Capital of the Company. | Management | For | For |
4 | Approve and Adopt Financial Statements and Statutory Reports (Voting) | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors | Management | For | For |
1 | Approve Delisting of Shares from Hong Kong Stock Exchange | Management | For | For |
2 | Adopt New Articles of Association | Management | For | Against |
3 | Adopt 2009 Employee Stock Purchase Plan | Management | For | For |
4 | Amend 2005 Share Option Plan | Management | For | For |
5 | Amend 2005 Share Incentive Plan | Management | For | Against |
ACTEL CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED MEETING DATE: MAY 27, 2009 | ||||
TICKER: AATI SECURITY ID: 00752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jaff Lin | Management | For | Withhold |
1.2 | Elect Director Richard K. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas S. Schatz | Management | For | For |
2 | Elect Director Frederick A. Ball | Management | For | For |
3 | Elect Director Richard P. Beck | Management | For | For |
4 | Elect Director Hans Georg Betz | Management | For | For |
5 | Elect Director Trung T. Doan | Management | For | For |
6 | Elect Director Edward C. Grady | Management | For | For |
7 | Elect Director Thomas M. Rohrs | Management | For | For |
8 | Elect Director Elwood Spedden | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: FEB 18, 2009 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
1.2 | Elect Director W. Michael Barnes | Management | For | Against |
1.3 | Elect Director John E. Caldwell | Management | For | Against |
1.4 | Elect Director Bruce L. Claflin | Management | For | Against |
1.5 | Elect Director Frank M. Clegg | Management | For | Against |
1.6 | Elect Director H. Paulett Eberhart | Management | For | Against |
1.7 | Elect Director Derrick R. Meyer | Management | For | Against |
1.8 | Elect Director Robert B. Palmer | Management | For | Against |
1.9 | Elect Director Morton L. Topfer | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: ASX SECURITY ID: 00756M404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Aprove 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Injection to Issue New Shares or Global Depository Receipt or Convertible Bonds | Management | For | For |
4 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Amend Articles of Association | Management | For | Against |
8.1 | Elect Jason Chang as Director | Management | For | For |
8.2 | Elect Richard Chang as Director | Management | For | For |
8.3 | Elect Tien Wu as Director | Management | For | For |
8.4 | Elect Joseph Tung as Director | Management | For | For |
8.5 | Elect Raymond Lo as Director | Management | For | For |
8.6 | Elect Jeffrey Chen as Director | Management | For | For |
8.7 | Elect Ta-Lin Hsu as Director | Management | For | For |
8.8 | Elect Shen-Fu Yu as Director | Management | For | For |
8.9 | Elect Yuan-Yi Tseng as Supervisor | Management | For | For |
8.10 | Elect John Ho as Supervisor | Management | For | For |
8.11 | Elect Tien-Szu Chen as Supervisor | Management | For | For |
8.12 | Elect Samuel Liu as Supervisor | Management | For | For |
ALTERA CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director Gregory E. Myers | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director John T. Kim | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.32 Pence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Management | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARROWHEAD RESEARCH CORPORATION MEETING DATE: MAR 26, 2009 | ||||
TICKER: ARWR SECURITY ID: 042797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Bruce Stewart | Management | For | For |
1.2 | Elect Director Christopher Anzalone | Management | For | For |
1.3 | Elect Director Edward W. Frykman | Management | For | For |
1.4 | Elect Director LeRoy T. Rahn | Management | For | For |
1.5 | Elect Director Charles P. McKenney | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
4 | Approve Grant of Options to Christopher Anzalone | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Hennessy | Management | For | For |
1.2 | Elect Director Craig H. Barratt | Management | For | For |
1.3 | Elect Director Christine King | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ATMI, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen H. Mahle | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Douglas A. Neugold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORP. MEETING DATE: MAR 3, 2009 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Frazee, Jr. | Management | For | Withhold |
1.2 | Elect Director Barbara A. Klein | Management | For | Withhold |
1.3 | Elect Director William P. Noglows | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CDNS SECURITY ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald L. Lucas | Management | For | For |
2 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
3 | Elect Director George M. Scalise | Management | For | For |
4 | Elect Director John B. Shoven | Management | For | For |
5 | Elect Director Roger S. Siboni | Management | For | For |
6 | Elect Director John A.C. Swainson | Management | For | For |
7 | Elect Director Lip-Bu Tan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
CAVIUM NETWORKS INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kris Chellam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHARTERED SEMICONDUCTOR MANUFACTURING LTD MEETING DATE: APR 30, 2009 | ||||
TICKER: CHRT SECURITY ID: 16133R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2i | Reelect Philip Tan Yuen Fah as Director | Management | For | For |
2ii | Reelect Steven H. Hamblin as Director | Management | For | For |
3ai | Reelect Charles E. Thompson as Director | Management | For | For |
3aii | Reelect Pasquale Pistorio as Director | Management | For | For |
3aiii | Reelect Maurizio Ghirga as Director | Management | For | For |
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Addittional Directors' Fees of SGD 63,000 for the Year Ended Dec. 31, 2008 | Management | For | For |
5b | Approve Directors' Fees of SGD 600,000 for the Year Ending Dec. 31, 2009 | Management | For | For |
6a | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
6b | Authorize Creation and Issuance of Shares in the Capital of the Company in Connection with the Issuance of Shares without Preemptive Rights | Management | For | For |
6c | Approve Issuance of Shares and Grant Restricted Share Units Pursuant to the Chartered Semiconductor Manufacturing Ltd. Restricted Share Unit Plan 2007 | Management | For | Against |
6d | Approve Issuance of Shares and Grant Performance Share Units Pursuant to the Chartered Semiconductor Manufacturing Ltd. Performance Share Unit Plan 2007 | Management | For | Against |
1 | Approve Share Consolidation | Management | For | For |
2 | Approve Payment of Standby Purchaser Fee in Connection with the Rights Issue | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
COHU, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: COHU SECURITY ID: 192576106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry L. Casari | Management | For | For |
1.2 | Elect Director Harold Harrigian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Will Gardiner as Director | Management | For | Against |
4 | Elect Andrew Allner as Director | Management | For | Against |
5 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 12,500, to Political Org. Other Than Political Parties up to GBP 12,500 and Incur EU Political Expenditure up to GBP 12,500 | Management | For | For |
8 | Approve Increase in Authorised Ordinary Share Capital to GBP 350,000 | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 44,442 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,884 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
10 | Subject to and Conditional Upon Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,666 | Management | For | For |
11 | Authorise 13,332,657 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
CYMER, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Peter J. Simone | Management | For | For |
1.7 | Elect Director Young K. Sohn | Management | For | For |
1.8 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director Evert van de Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
DDI CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DDIC SECURITY ID: 233162502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Amman | Management | For | For |
1.2 | Elect Director Jay B. Hunt | Management | For | For |
1.3 | Elect Director Andrew E. Lietz | Management | For | For |
1.4 | Elect Director Bryant R. Riley | Management | For | For |
1.5 | Elect Director Steven C. Schlepp | Management | For | For |
1.6 | Elect Director Carl R. Vertuca, Jr. | Management | For | For |
1.7 | Elect Director Mikel H. Williams | Management | For | For |
DELL INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Carty | Management | For | For |
1.2 | Elect Director Michael S. Dell | Management | For | For |
1.3 | Elect Director William H. Gray, III | Management | For | For |
1.4 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.5 | Elect Director Alan (A.G.) Lafley | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Michael A. Miles | Management | For | For |
1.11 | Elect Director Samuel A. Nunn, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reimburse Proxy Expenses | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DIODES INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Shing Mao | Management | For | For |
1.6 | Elect Director Raymond Soong | Management | For | For |
1.7 | Elect Director John M. Stich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DSP GROUP, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: DSPG SECURITY ID: 23332B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Tanguy | Management | For | For |
1.2 | Elect Director Avigdor Willenz | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENTEGRIS, INC MEETING DATE: MAY 6, 2009 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Michael P.C. Carns | Management | For | For |
1.4 | Elect Director Daniel W. Christman | Management | For | For |
1.5 | Elect Director Gary F. Klingl | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
EVERLIGHT ELECTRONICS CO LTD MEETING DATE: JUN 10, 2009 | ||||
TICKER: 2393 SECURITY ID: Y2368N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties and Endorsement and Guarantee | Management | For | For |
5 | Elect Directors and Supervisors | Management | For | For |
6 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. McGarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
FEI COMPANY MEETING DATE: MAY 14, 2009 | ||||
TICKER: FEIC SECURITY ID: 30241L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence A. Bock | Management | For | For |
1.2 | Elect Director Wilfred J. Corrigan | Management | For | For |
1.3 | Elect Director Don R. Kania | Management | For | For |
1.4 | Elect Director Thomas F. Kelly | Management | For | For |
1.5 | Elect Director William W. Lattin | Management | For | For |
1.6 | Elect Director Jan C. Lobbezoo | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director James T. Richardson | Management | For | For |
1.9 | Elect Director Richard H. Wills | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FORMFACTOR, INC. MEETING DATE: OCT 8, 2008 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
FORMFACTOR, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Prestridge | Management | For | For |
1.2 | Elect Director Harvey A. Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GLOBAL UNICHIP CORP MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: Y2724H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties and Endorsement and Guarantee Guidelines | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
HIMAX TECHNOLOGIES INC MEETING DATE: SEP 10, 2008 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ADOPT THE 2007 AUDITED ACCOUNTS AND FINANCIAL REPORTS | Management | For | For |
2 | TO RE-ELECT JUNG-CHUN LIN AS A DIRECTOR OF THE COMPANY | Management | For | For |
3 | TO APPROVE ANY OTHER BUSINESS PROPERLY BROUGHT BEFORE THIS MEETING | Management | For | Against |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 12, 2009 | ||||
TICKER: IFNNY SECURITY ID: 45662N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6.1 | Reduction and Amendment of a Pool of Authorized Capital (I) | Management | For | For |
6.2 | Reduction and Amendment of a Pool of Authorized Capital (2007) | Management | For | For |
6.3 | Cancellation of a Pool of Authorized Capital (IV/2006) | Management | For | For |
7 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 450 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 149.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11.1 | Amend Articles Re: Composition of the Supervisory Board | Management | For | For |
11.2 | Amend Articles Re: Election of Supervisory Board Members | Management | For | For |
11.3 | Amend Articles Re: Announcement of the Annual Meeting | Management | For | For |
11.4 | Amend Articles Re: Exercise of Voting Rights | Management | For | For |
12 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Mantel 19 GmbH | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Dresden GmbH | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERSIL CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
JUMPTV INC MEETING DATE: OCT 17, 2008 | ||||
TICKER: JTV SECURITY ID: 48139P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
2 | Approve Incentive Warrant Grant | Management | For | For |
3 | Approve Issuance of Shares in Private Placement | Management | For | For |
4 | If Item #1 Passed, Elect Nancy Li, G. Scott Paterson, Charles B. Wang, David Kronfeld, Roy Reichbach, Shirley Strum Kenny, John Anderson, and Gabriel Battista as Directors | Management | For | For |
5 | Approve Delisting of Shares from AIM Market of LSE | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LINEAR TECHNOLOGY CORP. MEETING DATE: NOV 5, 2008 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director David S. Lee | Management | For | For |
1.3 | Elect Director Lothar Maier | Management | For | For |
1.4 | Elect Director Richard M. Moley | Management | For | For |
1.5 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 14, 2009 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | Against |
2 | Elect Director Richard S. Hill | Management | For | Against |
3 | Elect Director John H.F. Miner | Management | For | Against |
4 | Elect Director Arun Netravali | Management | For | Against |
5 | Elect Director Matthew J. O?Rourke | Management | For | Against |
6 | Elect Director Gregorio Reyes | Management | For | Against |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | Against |
9 | Elect Director Susan Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | Management | For | For |
2 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | Management | For | For |
3 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | For |
4 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICREL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MCRL SECURITY ID: 594793101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond D. Zinn | Management | For | For |
1.2 | Elect Director Daniel Artusi | Management | For | For |
1.3 | Elect Director Michael J. Callahan | Management | For | For |
1.4 | Elect Director Daniel Heneghan | Management | For | For |
1.5 | Elect Director Neil J. Miotto | Management | For | For |
1.6 | Elect Director Frank W. Schneider | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 15, 2008 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | Withhold |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | Withhold |
1.3 | Elect Director L.B. Day | Management | For | Withhold |
1.4 | Elect Director Matthew W. Chapman | Management | For | Withhold |
1.5 | Elect Director Wade F. Meyercord | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MKS INSTRUMENTS, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MKSI SECURITY ID: 55306N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leo Berlinghieri | Management | For | For |
1.2 | Elect Director Hans-Jochen Kahl | Management | For | For |
1.3 | Elect Director Louis P. Valente | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MOTECH INDUSTRIES CO LTD MEETING DATE: JUN 16, 2009 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
NANOPHASE TECHNOLOGIES CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: NANX SECURITY ID: 630079101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Siegel, Ph.D. | Management | For | For |
1.2 | Elect Director Joseph E. Cross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Domenik | Management | For | For |
1.2 | Elect Director Douglas Broyles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director J. David Litster | Management | For | For |
1.5 | Elect Director Yoshio Nishi | Management | For | For |
1.6 | Elect Director Glen G. Possley | Management | For | For |
1.7 | Elect Director Ann D. Rhoads | Management | For | For |
1.8 | Elect Director William R. Spivey | Management | For | For |
1.9 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Performance-Based Equity Awards | Shareholder | Against | Against |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | Withhold |
1.2 | Elect Director Alan D. Bickell | Management | For | Withhold |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | Withhold |
1.4 | Elect Director James Fiebiger | Management | For | Withhold |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.6 | Elect Director E. Floyd Kvamme | Management | For | Withhold |
1.7 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.8 | Elect Director William George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights | Shareholder | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RAMBUS INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Thomas Bentley | Management | For | For |
1.2 | Elect Director P. Michael Farmwald | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director David Shrigley | Management | For | For |
1.5 | Elect Director Eric Stang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
RICHTEK TECHNOLOGY CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: 6286 SECURITY ID: Y7286Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
9 | Transact Other Business (Non-Voting) | Management | None | None |
RUBICON TECHNOLOGY INC MEETING DATE: JUL 25, 2008 | ||||
TICKER: RBCN SECURITY ID: 78112T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raja M. Parvez | Management | For | For |
1.2 | Elect Director Raymond J. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2009 | ||||
TICKER: 5930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Four Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Eli Harari | Management | For | Withhold |
1.2 | Elect Director Irwin Federman | Management | For | Withhold |
1.3 | Elect Director Steven J. Gomo | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director Catherine P. Lego | Management | For | Withhold |
1.6 | Elect Director Michael E. Marks | Management | For | Withhold |
1.7 | Elect Director Dr. James D. Meindl | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION MEETING DATE: JUN 23, 2009 | ||||
TICKER: SMI SECURITY ID: 81663N206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive And Consider The Audited Financial Statements And The reports Of The Directors And Auditors Of The Company For The year Ended 31 December 2008. | Management | For | For |
2 | Re-elect Jiang Shang Zhou As A Class II Director Of The company. | Management | For | For |
3 | Re-elect Lip-bu Tan As A Class II Director Of The Company. | Management | For | For |
4 | Chen Shanzhi As A Class II Director Of The Company. | Management | For | For |
5 | Authorize The Board Of Directors To Fix Their Remuneration. | Management | For | For |
6 | Re-elect Zhou Jie As A Class III Director Of The Company. | Management | For | For |
7 | Authorize The Board Of Directors To Fix His Remuneration. | Management | For | For |
8 | Re-elect Edward S Yang As A Class I Director Of The Company. | Management | For | For |
9 | To Elect Gao Yonggang As A Class I Director Of The Company. | Management | For | For |
10 | Authorize The Board Of Directors To Fix Their Remuneration. | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
14 | Approve the New Proposed Caps Under the Strategic Cooperation Agreement | Management | For | For |
15 | Allow Electronic Distribution of Company Communications | Management | For | For |
16 | Approve Issuance of Shares Pursuant to the 2004 Stock Option Plan and the 2004 Employee Stock Purchase Plan | Management | For | For |
SEMTECH CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director James T. Schraith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SILICON IMAGE, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Hanelt | Management | For | For |
1.2 | Elect Director William George | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey B. Cash | Management | For | For |
1.2 | Elect Director Necip Sayiner | Management | For | For |
1.3 | Elect Director David R. Welland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
SILICON STORAGE TECHNOLOGY, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: SSTI SECURITY ID: 827057100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bing Yeh | Management | For | For |
1.2 | Elect Director Yaw Wen Hu | Management | For | For |
1.3 | Elect Director Ronald Chwang | Management | For | For |
1.4 | Elect Director Terry M. Nickerson | Management | For | For |
1.5 | Elect Director Bryant R. Riley | Management | For | For |
1.6 | Elect Director Edward Yao-Wu Yang | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SPIL SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
SIRF TECHNOLOGY HOLDINGS, INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SIRF SECURITY ID: 82967H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOLARWORLD AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: SWV SECURITY ID: D7045Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Affiliation Agreement with Subsidiary Deutsche Cell GmbH | Management | For | For |
7 | Amend Affiliation Agreement with Subsidiary Solar Factory GmbH | Management | For | For |
8 | Amend Affiliation Agreement with Subsidiary SolarWorld Innovations GmbH | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
10 | Cap Senior Executive Compensation at 20 Times Average Employee Compensation | Management | For | For |
STATS CHIPPAC LIMITED MEETING DATE: APR 27, 2009 | ||||
TICKER: STAT SECURITY ID: Y8162B113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Elect Rohit Sipahimalani as Director | Management | For | For |
3a | Reelect Teng Cheong Kwee as Director | Management | For | For |
3b | Reelect Tokumasa Yasui as Director | Management | For | For |
4a | Reelect Charles R. Wofford as Director | Management | For | For |
4b | Reelect R. Douglas Norby as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Directors' Fees of $473,000 for the Year Ending Dec. 27, 2009 | Management | For | For |
7a | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
7b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
7c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
7d | Approve STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
7e | Approve Proposed STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
7d | Authorize Share Repurchase Program | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SYNAPTICS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Richard L. Sanquini | Management | For | For |
1.3 | Elect Director Nelson C. Chan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Albert Carnesale | Management | For | For |
1.4 | Elect Director Edwin J. Gillis | Management | For | For |
1.5 | Elect Director Vincent M. O'Reilly | Management | For | For |
1.6 | Elect Director Paul J. Tufano | Management | For | For |
1.7 | Elect Director Roy A. Vallee | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Al S. Joseph | Management | For | For |
1.5 | Elect Director Bruce M. Mcwilliams | Management | For | For |
1.6 | Elect Director David C. Nagel | Management | For | For |
1.7 | Elect Director Henry R. Nothhaft | Management | For | For |
1.8 | Elect Director Robert A. Young | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
TIMMINCO LIMITED MEETING DATE: MAY 15, 2009 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Heinz C. Schimmelbusch As A Director Of The Corporation | Management | For | For |
2 | Elect Mr. Arthur R. Spector As A Director Of The Corporation | Management | For | For |
3 | Elect Mr. John C. Fox As A Director Of The Corporation | Management | For | For |
4 | Elect Mr. John W. W. Hick As A Director Of The Corporation | Management | For | For |
5 | Elect Mr. Jack L. Messman As A Director Of The Corporation | Management | For | For |
6 | Elect Mr. Michael D. Winfield As A Director Of The Corporation | Management | For | For |
7 | Elect Mr. Mickey M. Yaksich As A Director Of The Corporation | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Stock Option Plan | Management | For | Against |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gary | Management | For | Withhold |
1.2 | Elect Director Charles Scott Gibson | Management | For | Withhold |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Ralph G. Quinsey | Management | For | Withhold |
1.5 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.6 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.7 | Elect Director Willis C. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Director/Officer Liability and Indemnification | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VEECO INSTRUMENTS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Braun | Management | For | For |
1.2 | Elect Director richard A. D'Amore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIGY LIMITED MEETING DATE: APR 14, 2009 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Edward Grady as Director | Management | For | For |
2 | Reelect Ernest Godshalk as Director | Management | For | For |
3 | Reelect Bobby Cheng as Director | Management | For | For |
4 | Reelect Keith Barnes as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ziv Shoshani | Management | For | For |
1.2 | Elect Director Thomas C. Wertheimer | Management | For | For |
1.3 | Elect Director Marc Zandman | Management | For | For |
1.4 | Elect Director Ruta Zandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
XILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZORAN CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: ZRAN SECURITY ID: 98975F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Levy Gerzberg, Ph.D. | Management | For | For |
1.2 | Elect Director Uzia Galil | Management | For | For |
1.3 | Elect Director Raymond A. Burgess | Management | For | For |
1.4 | Elect Director James D. Meindl, Ph.D. | Management | For | For |
1.5 | Elect Director James B. Owens, Jr. | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Philip M. Young | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Approve Repricing of Options | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 23, 2009 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
BANKERS PETROLEUM LTD MEETING DATE: JUN 23, 2009 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve To Fix The Number Of Directors To Be Elected At The Meeting At 7 | Management | For | For |
2 | Elect Robert Cross As A Director For The Ensuing Year | Management | For | For |
3 | Elect Abdel F. [abby] Badwi As A Director For The Ensuing Year | Management | For | For |
4 | Elect Eric Brown As A Director For The Ensuing Year | Management | For | For |
5 | Elect Wesley Clark As A Director For The Ensuing Year | Management | For | For |
6 | Elect Jonathan Harris As A Director For The Ensuing Year | Management | For | For |
7 | Elect Phil Knoll As A Director For The Ensuing Year | Management | For | For |
8 | Elect John B. Zaozirny As A Director For The Ensuing Year | Management | For | For |
9 | Appoint Kpmg Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors Of The Company To Fix Their Remuneration | Management | For | For |
10 | Transact Such Other Business | Management | For | Against |
BERRY PETROLEUM CO. MEETING DATE: MAY 13, 2009 | ||||
TICKER: BRY SECURITY ID: 085789105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | Withhold |
1.2 | Elect Director Ralph B. Busch, III | Management | For | Withhold |
1.3 | Elect Director William E. Bush, Jr. | Management | For | Withhold |
1.4 | Elect Director Stephen L. Cropper | Management | For | Withhold |
1.5 | Elect Director J. Herbert Gaul, Jr. | Management | For | Withhold |
1.6 | Elect Director Robert F. Heinemann | Management | For | Withhold |
1.7 | Elect Director Thomas J. Jamieson | Management | For | Withhold |
1.8 | Elect Director J. Frank Keller | Management | For | Withhold |
1.9 | Elect Director Ronald J. Robinson | Management | For | Withhold |
1.10 | Elect Director Martin H. Young, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require Director Nominee Qualifications | Shareholder | Against | Against |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CORE LABORATORIES N V MEETING DATE: JAN 29, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZATION OF MANAGEMENT BOARD TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL JULY 29, 2010. | Management | For | For |
CORE LABORATORIES N V MEETING DATE: MAY 14, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard L. Bergmark as Supervisory Board Member | Management | For | For |
1.2 | Elect Alexander Vriesendorp as Supervisory Board Member | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
4 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Transact Other Business | Management | None | None |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Howard | Management | For | Withhold |
1.2 | Elect Director Michael M. Kanovsky | Management | For | Withhold |
1.3 | Elect Director J. Todd Mitchell | Management | For | Withhold |
1.4 | Elect Director J. Larry Nichols | Management | For | Withhold |
2 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | Withhold |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | Withhold |
1.3 | Elect Director Rita V. Foley | Management | For | Withhold |
1.4 | Elect Director Louis A. Raspino | Management | For | Withhold |
1.5 | Elect Director Philip R. Roth | Management | For | Withhold |
1.6 | Elect Director Michael L. Underwood | Management | For | Withhold |
1.7 | Elect Director Jean-Paul Vettier | Management | For | Withhold |
1.8 | Elect Director Joseph C. Winkler III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry E. Reimert | Management | For | Withhold |
1.2 | Elect Director Gary D. Smith | Management | For | Withhold |
1.3 | Elect Director L.H. Dick Robertson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 18, 2008 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | For |
1.2 | Elect Director Alan E. Barton | Management | For | For |
1.3 | Elect Director Christopher P. Belden | Management | For | For |
1.4 | Elect Director Robert I. Frey | Management | For | For |
1.5 | Elect Director William J. Ketelhut | Management | For | For |
1.6 | Elect Director Mark D. Morelli | Management | For | For |
1.7 | Elect Director Stephen Rabinowitz | Management | For | For |
1.8 | Elect Director George A Schreiber, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip G. Behrman | Management | For | Withhold |
1.2 | Elect Director A. Bray Cary, Jr. | Management | For | Withhold |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | Withhold |
1.4 | Elect Director Lee T. Todd, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EVERGREEN SOLAR, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom L. Cadwell | Management | For | For |
1.2 | Elect Director Dr. Peter W. Cowden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect DirectorMike R. Bowlin | Management | For | For |
1.2 | Elect DirectorPhilip J. Burguieres | Management | For | For |
1.3 | Elect DirectorPeter D. Kinnear | Management | For | For |
1.4 | Elect DirectorEdward J. Mooney | Management | For | For |
1.5 | Elect DirectorJames M. Ringler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
FOREST OIL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dod A. Fraser | Management | For | For |
1.2 | Elect Director James D. Lightner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRONTIER OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Gibbs | Management | For | Withhold |
1.2 | Elect Director Douglas Y. Bech | Management | For | Withhold |
1.3 | Elect Director G. Clyde Buck | Management | For | Withhold |
1.4 | Elect Director T. Michael Dossey | Management | For | Withhold |
1.5 | Elect Director Michael C. Jennings | Management | For | Withhold |
1.6 | Elect Director James H. Lee | Management | For | Withhold |
1.7 | Elect Director Paul B. Loyd, Jr. | Management | For | Withhold |
1.8 | Elect Director Michael E. Rose | Management | For | Withhold |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FUEL TECH, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: FTEK SECURITY ID: 359523107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Bailey | Management | For | For |
1.2 | Elect Director Ralph E. Bailey | Management | For | For |
1.3 | Elect Director Miguel Espinosa | Management | For | For |
1.4 | Elect Director Charles W. Grinnell | Management | For | For |
1.5 | Elect Director Thomas L. Jones | Management | For | For |
1.6 | Elect Director John D. Morrow | Management | For | For |
1.7 | Elect Director John F. Norris Jr. | Management | For | For |
1.8 | Elect Director Thomas S. Shaw, Jr. | Management | For | For |
1.9 | Elect Director Delbert L. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FUGRO NV MEETING DATE: MAY 7, 2009 | ||||
TICKER: FUR SECURITY ID: N3385Q197 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
6b | Approve Allocation of Income | Management | For | Did Not Vote |
7a | Reelect F.J.G.M. Cremers to Supervisory Board | Management | For | Did Not Vote |
7b | Elect M. Helmes to Supervisory Board | Management | For | Did Not Vote |
8 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
9a | Grant Board Authority to Issue Shares | Management | For | Did Not Vote |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
10 | Allow Questions | Management | None | Did Not Vote |
11 | Close Meeting | Management | None | Did Not Vote |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Clerico | Management | For | Withhold |
1.2 | Elect Director Edward P. Djerejian | Management | For | Withhold |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | Withhold |
1.4 | Elect Director William J. Dore | Management | For | Withhold |
1.5 | Elect Director Larry E. Farmer | Management | For | Withhold |
1.6 | Elect Director Edgar G. Hotard | Management | For | Withhold |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director James L. Payne | Management | For | Withhold |
1.9 | Elect Director Michael J. Pollock | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Transier | Management | For | Withhold |
1.2 | Elect Director T. William Porter | Management | For | Withhold |
1.3 | Elect Director James A. Watt | Management | For | Withhold |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director John T. Rynd | Management | For | Withhold |
1.3 | Elect Director Steven A. Webster | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.P. Berry | Management | For | For |
1.2 | Elect Director M.P. Clifton | Management | For | For |
1.3 | Elect Director L.E. Echols | Management | For | For |
1.4 | Elect Director M.R. Hickerson | Management | For | For |
1.5 | Elect Director T.K. Matthews, II | Management | For | For |
1.6 | Elect Director R.G. McKenzie | Management | For | For |
1.7 | Elect Director J.P. Reid | Management | For | For |
1.8 | Elect Director P.T. Stoffel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Hornbeck | Management | For | Withhold |
1.2 | Elect Director Steven W. Krablin | Management | For | Withhold |
1.3 | Elect Director David A. Trice | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
IMPERIAL OIL LTD. MEETING DATE: APR 30, 2009 | ||||
TICKER: IMO SECURITY ID: 453038408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
2.2 | Elect Director B.H. (Bruce) March | Management | For | For |
2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
2.4 | Elect Director R.C. (Robert) Olsen | Management | For | For |
2.5 | Elect Director R. (Roger) Phillips | Management | For | For |
2.6 | Elect Director P.A. (Paul) Smith | Management | For | For |
2.7 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
2.8 | Elect Director V.L. (Victor) Young | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph R. Bronson | Management | For | For |
2 | Elect Director Thomas M.T. Niles | Management | For | For |
3 | Elect Director Noel G. Watson | Management | For | For |
4 | Elect Director John F. Coyne | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
MARATHON OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
1.2 | Elect Director Gregory H. Boyce | Management | For | For |
1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.4 | Elect Director David A. Daberko | Management | For | For |
1.5 | Elect Director William L. Davis | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Philip Lader | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | For |
1.9 | Elect Director Michael E. J. Phelps | Management | For | For |
1.10 | Elect Director Dennis H. Reilley | Management | For | For |
1.11 | Elect Director Seth E. Schofield | Management | For | For |
1.12 | Elect Director John W. Snow | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MURPHY OIL CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Blue | Management | For | For |
1.2 | Elect Director Claiborne P. Deming | Management | For | For |
1.3 | Elect Director Robert A. Hermes | Management | For | For |
1.4 | Elect Director James V. Kelley | Management | For | For |
1.5 | Elect Director R. Madison Murphy | Management | For | For |
1.6 | Elect Director William C. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Ivar B. Ramberg | Management | For | For |
1.8 | Elect Director Neal E. Schmale | Management | For | For |
1.9 | Elect Director David J. H. Smith | Management | For | For |
1.10 | Elect Directors Caroline G. Theus | Management | For | For |
1.11 | Elect Director David M. Wood | Management | For | For |
2 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWFIELD EXPLORATION CO. MEETING DATE: MAY 7, 2009 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Trice | Management | For | Against |
2 | Elect Director Lee K. Boothby | Management | For | For |
3 | Elect Director Philip J. Burguieres | Management | For | Against |
4 | Elect Director Pamela J. Gardner | Management | For | Against |
5 | Elect Director Dennis R. Hendrix | Management | For | Against |
6 | Elect Director John Randolph Kemp III | Management | For | Against |
7 | Elect Director J. Michael Lacey | Management | For | Against |
8 | Elect Director Joseph H. Netherland | Management | For | Against |
9 | Elect Director Howard H. Newman | Management | For | Against |
10 | Elect Director Thomas G. Ricks | Management | For | Against |
11 | Elect Director Juanita F. Romans | Management | For | Against |
12 | Elect Director C. E. (Chuck) Shultz | Management | For | Against |
13 | Elect Director J. Terry Strange | Management | For | Against |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
NEXEN INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Jerold J. DesRoche | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OIL SEARCH LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: OSH SECURITY ID: Y64695110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Fraser Ainsworth as a Director | Management | For | For |
3 | Elect Tim Warren as a Director | Management | For | For |
4 | Approve Appointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Issuance of 258,000 Performance Rights to Peter Botten, Managing Director Persuant to the Performance Rights Plan | Management | For | For |
2 | Approve Issuance of 46,000 Performance Rights to Gerea Aopi, Executive Director Persuant to the Performance Rights Plan | Management | For | For |
3 | Approve Issuance of 165,873 Restricted Shares to Peter Botten, Managing Director Persuant to the Restricted Shares Plan | Management | For | For |
4 | Approve Issuance of 26,732 Restricted Shares to Gerea Aopi, Executive Director Persuant to the Restricted Shares Plan | Management | For | For |
5 | Approve Increase in Non-Executive Directors' Remuneration by A$450,000 to A$1.95 Million Per Annum | Management | For | For |
OIL STATES INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPTI CANADA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: OPC SECURITY ID: 68383K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Ian W. Delaney | Management | For | For |
2.2 | Elect Director Charles L. Dunlap | Management | For | For |
2.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
2.4 | Elect Director Christopher Slubicki | Management | For | For |
2.5 | Elect Director James M. Stanford | Management | For | For |
2.6 | Elect Director Bruce Waterman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PENN VIRGINIA CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PVA SECURITY ID: 707882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward B. Cloues | Management | For | For |
1.2 | Elect Director A. James Dearlove | Management | For | For |
1.3 | Elect Director Robert Garrett | Management | For | For |
1.4 | Elect Director Keith D. Horton | Management | For | For |
1.5 | Elect Director Marsha R. Perelman | Management | For | For |
1.6 | Elect Director William H. Shea, Jr. | Management | For | For |
1.7 | Elect Director Philippe van Marcke de Lummen | Management | For | For |
1.8 | Elect Director Gary K. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Chris J. Bloomer As A Director | Management | For | For |
2 | Elect Mr. Ian S. Brown As A Director | Management | For | For |
3 | Elect Mr. Louis L. Frank As A Director | Management | For | Against |
4 | Elect Mr. M. Neil McCrank As A Director | Management | For | For |
5 | Elect Mr. Kenneth R. Mckinnon As A Director | Management | For | For |
6 | Elect Mr. Jerald L. Oaks As A Director | Management | For | For |
7 | Elect Mr. James D. Tocher As A Director | Management | For | For |
8 | Elect Mr. Harrie Vredenburg As A Director | Management | For | For |
9 | Elect Mr. John D. Wright As A Director | Management | For | For |
10 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR.A SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Elect Fiscal Council Members and Alternates | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Directors' Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Elect Commissioners | Management | For | Against |
PUBLIC SERVICE ENTERPRISE GROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director Conrad K. Harper | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Thomas A. Renyi | Management | For | For |
1.6 | Elect Director Hak Cheol Shin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights | Shareholder | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
SANDRIDGE ENERGY, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: SD SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Daniel W. Jordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement Under Section 192 Of The Canada Business Corporation Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Adopt A Stock Option Plan By The Corporation Formed By The Amalgamation Of Suncor Energy Incorporation And Petro-canada Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Mr. Mel E. Benson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Mr. Brian A. Canfield As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Mr. Bryan P. Davies As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Mr. Brian A. Felesky As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Mr. John T. Ferguson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Mr. W. Douglas Ford As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Mr. Richard L. George As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Mr. John R. Huff As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
11 | Elect Ms. M. Ann Mccaig As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
12 | Elect Mr. Michael W. O Brien As A Director Of Suncor To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Ms. Eira M. Thomas As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Re-appoint Pricewaterhousecoopers Llp As The Auditor Of Suncor Energy Incorporation Until The Earlier Of The Completion Of The Arrangement And The Close Ofthe Next Agm | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. J. Darnall | Management | For | For |
1.2 | Elect Director G. W. Edwards | Management | For | For |
1.3 | Elect Director L. L. Elsenhans | Management | For | For |
1.4 | Elect Director U. O. Fairbairn | Management | For | For |
1.5 | Elect Director T. P. Gerrity | Management | For | For |
1.6 | Elect Director R. B. Greco | Management | For | For |
1.7 | Elect Director J. P. Jones, III | Management | For | For |
1.8 | Elect Director J. G. Kaiser | Management | For | For |
1.9 | Elect Director J. W. Rowe | Management | For | For |
1.10 | Elect Director J. K. Wulff | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | Withhold |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director James M. Funk | Management | For | Withhold |
1.4 | Elect Director Terence E. Hall | Management | For | Withhold |
1.5 | Elect Director E.E. 'Wyn' Howard, III | Management | For | Withhold |
1.6 | Elect Director Justin L. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
TALISMAN ENERGY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director John A. Manzoni | Management | For | For |
1.6 | Elect Director Stella M. Thompson | Management | For | For |
1.7 | Elect Director John D. Watson | Management | For | For |
1.8 | Elect Director Robert G. Welty | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles W. Wilson | Management | For | For |
1.11 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend By-Laws No. 1 | Management | For | For |
TECK COMINCO LIMITED MEETING DATE: APR 22, 2009 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. M. Ashar, J. Brian Aune, J. H. Bennett, H. J. Bolton, J. L. Cockwell, N. B. Keevil, N. B. Keevil III, T. Kuriyama, D. R. Lindsay, T. Mochihara, D. G. Pannell, J. G. Rennie, W. S.R. Seyffert and C. M.T. Thompson as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles and Change Company Name to Teck Resources Limited/Ressources Teck Limitee | Management | For | For |
TENARIS SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: TS SECURITY ID: 88031M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Elect Directors (Bundled) | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Approve Share Repurchase Program | Management | For | Did Not Vote |
9 | Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
TESORO CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Rodney F. Chase | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | For |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | For |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Bruce A. Smith | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUL 18, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Related Annual Caps | Management | For | For |
2 | Approve Placing Agreement Between the Company, CCB International Capital Ltd. and Platinum Securities Co. Ltd. in Relation to the Placing of 155.0 Million New Shares at the Placing Price of HK$1.88 Each (Placing Shares) | Management | For | For |
3 | Approve Allotment and Issuance of 10.0 Million Placing Shares to Keywise Greater China Opportunities Master Fund Pursuant to the Placing Agreement | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Menggui as Executive Director | Management | For | Against |
2b | Reelect Chen Yunqiang as Executive Director | Management | For | Against |
2c | Reelect Jiang Longsheng as Non-Executive Director | Management | For | Against |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Increase in Authorized Share Capital From HK$100 Million to HK$200 Million by the Creation of an Additional 1 Billion Shares | Management | For | For |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
WALTER INDUSTRIES, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | Withhold |
1.2 | Elect Director Jerry W. Kolb | Management | For | Withhold |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | Withhold |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Victor P. Patrick | Management | For | Withhold |
1.6 | Elect Director Bernard G. Rethore | Management | For | Withhold |
1.7 | Elect Director George R. Richmond | Management | For | Withhold |
1.8 | Elect Director Michael T. Tokarz | Management | For | Withhold |
1.9 | Elect Director A.J. Wagner | Management | For | Withhold |
2 | Change Company Name | Management | For | For |
3 | Authorize New Class of Preferred Stock | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WHITING PETROLEUM CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Volker | Management | For | Withhold |
1.2 | Elect Director William N. Hahne | Management | For | Withhold |
1.3 | Elect Director Graydon D. Hubbard | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Management | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WILLBROS GROUP INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Dipaolo | Management | For | For |
2 | Elect Director Robert R. Harl | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
ZHONGYU GAS HOLDINGS LIMITED (FORMERLY MRC HOLDINGS) MEETING DATE: APR 24, 2009 | ||||
TICKER: SECURITY ID: G9891U125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Wang Shunlong as Director | Management | For | For |
2a2 | Reelect Luo Yongtai as Director | Management | For | For |
2a3 | Reelect Hung, Randy King Kuen as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ZHONGYU GAS HOLDINGS LIMITED (FORMERLY MRC HOLDINGS) MEETING DATE: MAY 4, 2009 | ||||
TICKER: SECURITY ID: G9891U125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Terms and Conditions of the Convertible Bonds in a Total Principal Amount of $35.0 Million Due 2012 and Approve Related Transactions | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 23, 2009 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
BASIC ENERGY SERVICES, INC MEETING DATE: JUL 15, 2008 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
BASIC ENERGY SERVICES, INC MEETING DATE: SEP 16, 2008 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. D'Agostino | Management | For | For |
1.2 | Elect Director Kenneth V. Huseman | Management | For | For |
1.3 | Elect Director Thomas P. Moore, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BASIC ENERGY SERVICES, INC MEETING DATE: MAY 26, 2009 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sylvester P. Johnson IV | Management | For | Withhold |
1.2 | Elect Director Steven A. Webster | Management | For | Withhold |
1.3 | Elect Director H.H. Wommack, III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BOURBON MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: F11235136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 | Management | For | For |
7 | Reelect Dominique Senetier as Director | Management | For | Against |
8 | Reelect Marc Francken as Director | Management | For | For |
9 | Reelect Roger Wright as Director | Management | For | For |
10 | Elect Philippe Sautter as Director | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 3.52 Million for Bonus Issue | Management | For | For |
14 | Amend Articles 7 to Reflect Changes in Capital, Pursuant to Item 13 | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BRISTOW GROUP INC MEETING DATE: AUG 5, 2008 | ||||
TICKER: BRS SECURITY ID: 110394103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
1.3 | Elect Director Stephen J. Cannon | Management | For | For |
1.4 | Elect Director Jonathan H. Cartwright | Management | For | For |
1.5 | Elect Director William E. Chiles | Management | For | For |
1.6 | Elect Director Michael A. Flick | Management | For | For |
1.7 | Elect Director Thomas C. Knudson | Management | For | For |
1.8 | Elect Director Ken C. Tamblyn | Management | For | For |
1.9 | Elect Director William P. Wyatt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAL DIVE INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DVR SECURITY ID: 12802T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Quinn J. Hebert | Management | For | For |
1.2 | Elect Director Todd A. Dittmann | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CARBO CERAMICS INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRR SECURITY ID: 140781105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chad C. Deaton | Management | For | For |
1.2 | Elect Director James B. Jennings | Management | For | For |
1.3 | Elect Director Gary A. Kolstad | Management | For | For |
1.4 | Elect Director H. E. Lentz, Jr. | Management | For | For |
1.5 | Elect Director Randy L. Limbacher | Management | For | For |
1.6 | Elect Director William C. Morris | Management | For | For |
1.7 | Elect Director Robert S. Rubin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS MEETING DATE: APR 29, 2009 | ||||
TICKER: GA SECURITY ID: F2349S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Yves Lesage as Director | Management | For | For |
5 | Elect Anders Farestveit as Director | Management | For | For |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 640,000 | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
9 | Approve Transaction with Robert Brunck Re Severance Payment | Management | For | For |
10 | Approve Transaction with Thierry Le Roux Re: Severance Payment | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
13 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
19 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Approve Duration of One Year for Authorizations to Grant Equity-Based Compensation Awards | Shareholder | Against | Against |
B | Approve Disclosure of Distinction Between Grants to Corporate Officers and to Employees in Proposals to Authorize Equity-Based Compensation Grants | Shareholder | Against | Against |
CORE LABORATORIES N V MEETING DATE: JAN 29, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZATION OF MANAGEMENT BOARD TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL JULY 29, 2010. | Management | For | For |
CORE LABORATORIES N V MEETING DATE: MAY 14, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard L. Bergmark as Supervisory Board Member | Management | For | For |
1.2 | Elect Alexander Vriesendorp as Supervisory Board Member | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
4 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Transact Other Business | Management | None | None |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | Withhold |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | Withhold |
1.3 | Elect Director Rita V. Foley | Management | For | Withhold |
1.4 | Elect Director Louis A. Raspino | Management | For | Withhold |
1.5 | Elect Director Philip R. Roth | Management | For | Withhold |
1.6 | Elect Director Michael L. Underwood | Management | For | Withhold |
1.7 | Elect Director Jean-Paul Vettier | Management | For | Withhold |
1.8 | Elect Director Joseph C. Winkler III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry E. Reimert | Management | For | Withhold |
1.2 | Elect Director Gary D. Smith | Management | For | Withhold |
1.3 | Elect Director L.H. Dick Robertson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
EVERGREEN SOLAR, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom L. Cadwell | Management | For | For |
1.2 | Elect Director Dr. Peter W. Cowden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect DirectorMike R. Bowlin | Management | For | For |
1.2 | Elect DirectorPhilip J. Burguieres | Management | For | For |
1.3 | Elect DirectorPeter D. Kinnear | Management | For | For |
1.4 | Elect DirectorEdward J. Mooney | Management | For | For |
1.5 | Elect DirectorJames M. Ringler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Clerico | Management | For | Withhold |
1.2 | Elect Director Edward P. Djerejian | Management | For | Withhold |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | Withhold |
1.4 | Elect Director William J. Dore | Management | For | Withhold |
1.5 | Elect Director Larry E. Farmer | Management | For | Withhold |
1.6 | Elect Director Edgar G. Hotard | Management | For | Withhold |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director James L. Payne | Management | For | Withhold |
1.9 | Elect Director Michael J. Pollock | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GREY WOLF, INC. MEETING DATE: JUL 15, 2008 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
GULFMARK OFFSHORE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GLF SECURITY ID: 402629109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Bijur | Management | For | For |
1.2 | Elect Director David J. Butters | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Louis S. Gimbel, 3rd | Management | For | For |
1.5 | Elect Director Sheldon S. Gordon | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Robert T. O'Connell | Management | For | For |
1.8 | Elect Director Larry T. Rigdon | Management | For | For |
1.9 | Elect Director Rex C. Ross | Management | For | For |
1.10 | Elect Director Bruce A. Streeter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Transier | Management | For | Withhold |
1.2 | Elect Director T. William Porter | Management | For | Withhold |
1.3 | Elect Director James A. Watt | Management | For | Withhold |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director John T. Rynd | Management | For | Withhold |
1.3 | Elect Director Steven A. Webster | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Hornbeck | Management | For | Withhold |
1.2 | Elect Director Steven W. Krablin | Management | For | Withhold |
1.3 | Elect Director David A. Trice | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ION GEOPHYSICAL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore H. Elliott, Jr. | Management | For | Withhold |
1.2 | Elect Director James M. Lapeyre | Management | For | Withhold |
1.3 | Elect Director G. Thomas Marsh | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Approve Reverse Stock Split | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
KEPPEL CORPORATION LTD MEETING DATE: APR 24, 2009 | ||||
TICKER: KEP SECURITY ID: Y4722Z120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.21 Per Share | Management | For | For |
3 | Reelect Yeo Wee Kiong as Director | Management | For | For |
4 | Reelect Choo Chiau Beng as Director | Management | For | For |
5 | Reelect Sven Bang Ullring as Director | Management | For | For |
6 | Approve Non-Executive Directors' Fees of SGD 570,000 in Cash (2007: SGD 600,625) and Award of an Aggregate Number of 14,000 Existing Ordinary Shares in the Capital of the Company as Payment in Part of Their Remuneration for the Year Ended Dec. 31, 2008 | Management | For | For |
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Approve Mandate for Transactions with Related Parties | Management | For | For |
LUFKIN INDUSTRIES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LUFK SECURITY ID: 549764108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas V. Smith | Management | For | Withhold |
1.2 | Elect Director John F. Anderson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MATRIX SERVICE CO. MEETING DATE: OCT 21, 2008 | ||||
TICKER: MTRX SECURITY ID: 576853105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bradley | Management | For | For |
1.2 | Elect Director Michael J. Hall | Management | For | For |
1.3 | Elect Director I. Edgar (Ed) Hendrix | Management | For | For |
1.4 | Elect Director Paul K. Lackey | Management | For | For |
1.5 | Elect Director Tom E. Maxwell | Management | For | For |
1.6 | Elect Director David J. Tippeconnic | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATCO GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: NTG SECURITY ID: 63227W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith K. Allan | Management | For | Withhold |
1.2 | Elect Director George K. Hickox, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | Withhold |
1.2 | Elect Director Jerry W. Box | Management | For | Withhold |
1.3 | Elect Director G. Stephen Finley | Management | For | Withhold |
1.4 | Elect Director Paul L. Howes | Management | For | Withhold |
1.5 | Elect Director James W. McFarland | Management | For | Withhold |
1.6 | Elect Director Gary L. Warren | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Jerold J. DesRoche | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROLEUM GEO-SERVICES ASA MEETING DATE: MAY 14, 2009 | ||||
TICKER: PGEJF SECURITY ID: R69628114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
4.1 | Elect Francis Robert Gugen as Chairman | Management | For | Did Not Vote |
4.2 | Elect Harald Norvik as Deputy-Chairman | Management | For | Did Not Vote |
4.3 | Reelect Wenche Kjoelaas as Director | Management | For | Did Not Vote |
4.4 | Reelect Daniel Piette as Director | Management | For | Did Not Vote |
4.5 | Reelect Holly Van Deursen as Director | Management | For | Did Not Vote |
4.6 | Reelect Anette Malm Justad as Director | Management | For | Did Not Vote |
5.1 | Reelect Roger O'Neil as Chair of Nominating Committee | Management | For | Did Not Vote |
5.2 | Reelect C. Maury Devine as Member of Nominating Committee | Management | For | Did Not Vote |
5.3 | Reelect Hanne Harlem as Member of Nominating Committee | Management | For | Did Not Vote |
5.4 | Amend Nominating Committee Mandate and Charter | Management | For | Did Not Vote |
6.1 | Approve Remuneration of Directors and Nominating Committee for 2008 | Management | For | Did Not Vote |
6.2 | Approve Remuneration Principles of Directors for 2009 | Management | For | Did Not Vote |
6.3 | Approve Remuneration Principles of Nominating Committee for 2009 | Management | For | Did Not Vote |
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
8 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
9 | Approve Stock Option Plan | Management | For | Did Not Vote |
10.1 | Approve Creation of NOK 54 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
10.2 | Approve Creation of NOK 15 Million Pool of Capital for Option Plans | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.5 Billion; Approve Creation of NOK 54 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
12 | Approve Director Indemnification | Management | For | Did Not Vote |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PROSAFE PRODUCTION PLC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SECURITY ID: M8163D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Approval of Meeting Notice and Agenda | Management | For | For |
3 | Accept Board of Director Report | Management | For | For |
4 | Accept Financial Statements | Management | For | For |
5 | Accept Audit Report | Management | For | For |
6 | Approve Director Remuneration | Management | For | For |
7a | Elect Rolf Johan Ringdal to Nomination Committee | Management | For | For |
7b | Elect Thomas Raaschou to Nomination Committee | Management | For | For |
7c | Elect Ole Lund to Nomination Committee | Management | For | For |
8 | Approve Nomination Committee Member Remuneration | Management | For | For |
9 | Ratify External Auditors | Management | For | For |
10 | Approve Remuneration of External Audit Firm | Management | For | For |
11 | Amend Articles: Equity-Related | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
SAIPEM MEETING DATE: APR 28, 2009 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Integrate Remuneration of External Auditors | Management | For | Did Not Vote |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEACOR HOLDINGS, INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: CKH SECURITY ID: 811904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Fabrikant | Management | For | For |
1.2 | Elect Director Pierre de Demandolx | Management | For | For |
1.3 | Elect Director Richard Fairbanks | Management | For | For |
1.4 | Elect Director Michael E. Gellert | Management | For | For |
1.5 | Elect Director John C. Hadjipateras | Management | For | For |
1.6 | Elect Director Oivind Lorentzen | Management | For | For |
1.7 | Elect Director Andrew R. Morse | Management | For | For |
1.8 | Elect Director Christopher Regan | Management | For | For |
1.9 | Elect Director Stephen Stamas | Management | For | For |
1.10 | Elect Director Steven Webster | Management | For | For |
1.11 | Elect Director Steven J. Wisch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SONGA OFFSHORE ASA MEETING DATE: FEB 17, 2009 | ||||
TICKER: SECURITY ID: R8049T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sverre Tyrhaug as Chairman of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Creation of NOK 21 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5 | Approve Transfer of Registered Office to Cyprus; Approve New Articles of Association; Approve Memorandum of Association; Determine Registered Share Capital at EUR 15 Million; Ratify Deloitte & Touche Ltd as Auditor | Management | For | Did Not Vote |
6 | Amend Articles Re: Change Nominal Value of Shares from NOK 1 to EUR 0.11 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
SULPHCO, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: SUF SECURITY ID: 865378103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hassler | Management | For | For |
1.2 | Elect Director Orri Hauksson | Management | For | For |
1.3 | Elect Director Larry D. Ryan | Management | For | For |
1.4 | Elect Director Fred S. Zeidman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | Withhold |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director James M. Funk | Management | For | Withhold |
1.4 | Elect Director Terence E. Hall | Management | For | Withhold |
1.5 | Elect Director E.E. 'Wyn' Howard, III | Management | For | Withhold |
1.6 | Elect Director Justin L. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
T-3 ENERGY SERVICES INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: TTES SECURITY ID: 87306E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Tidwell | Management | For | For |
1.2 | Elect Director Robert L. Ayers | Management | For | For |
1.3 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
TENARIS SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: TS SECURITY ID: 88031M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Elect Directors (Bundled) | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Approve Share Repurchase Program | Management | For | Did Not Vote |
9 | Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
TESCO CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: TESO SECURITY ID: 88157K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred J. Dyment | Management | For | Withhold |
1.2 | Elect Director Gary L. Kott | Management | For | Withhold |
1.3 | Elect Director R. Vance Milligan | Management | For | Withhold |
1.4 | Elect Director Julio M. Quintana | Management | For | Withhold |
1.5 | Elect Director Norman W. Robertson | Management | For | Withhold |
1.6 | Elect Director Michael W. Sutherlin | Management | For | Withhold |
1.7 | Elect Director Clifton T. Weatherford | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TTI SECURITY ID: 88162F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Brightman | Management | For | For |
1.2 | Elect Director Paul D. Coombs | Management | For | Withhold |
1.3 | Elect Director Ralph S. Cunningham | Management | For | Withhold |
1.4 | Elect Director Tom H. Delimitros | Management | For | Withhold |
1.5 | Elect Director Geoffrey M. Hertel | Management | For | Withhold |
1.6 | Elect Director Allen T. McInnes | Management | For | Withhold |
1.7 | Elect Director Kenneth P. Mitchell | Management | For | Withhold |
1.8 | Elect Director William D. Sullivan | Management | For | Withhold |
1.9 | Elect Director Kenneth E. White, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TRICO MARINE SERVICES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: TRMA SECURITY ID: 896106200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Note from Broadridge: Please vote NONE if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote FOR if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | None |
TRICO MARINE SERVICES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TRMA SECURITY ID: 896106200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Joseph S. Compofelice | Management | For | For |
2 | Elect Director Ben A. Guill | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Size of Board to Nine | Shareholder | Against | Against |
5 | Increase Quorum Requirement at Board Meetings to Seven Directors | Shareholder | Against | Against |
6 | Remove Director Per Statehr Without Cause | Shareholder | Against | Against |
7 | Amend Bylaws to Reduce Ownership Threshold to Call Special Meeting | Shareholder | Against | For |
8 | Repeal Bylaw Amendments Adopted After December 15, 2008 | Shareholder | Against | Against |
9 | Declassify the Board of Directors | Shareholder | None | For |
10 | Elect Douglas E. Swanson as Director to Fill Vacancy | Management | For | For |
11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Management Nominee - Ben A. Guill | Shareholder | For | None |
2 | Management Nominee - Joseph S. Compofelice | Shareholder | Against | None |
3 | Ratify Auditors | Management | For | None |
4 | Increase Size of Board to Nine | Shareholder | For | None |
5 | Increase Quorum Requirement at Board Meetings to Seven Directors | Shareholder | For | None |
6 | Remove Director Per Statehr Without Cause | Shareholder | For | None |
7 | Amend Bylaws to Reduce Ownership Threshold to Call Special Meeting | Shareholder | For | None |
8 | Repeal Bylaw Amendments Adopted After December 15, 2008 | Shareholder | For | None |
9 | Declassify the Board of Directors | Shareholder | For | None |
10 | Elect Douglas E. Swanson as Director to Fill Vacancy | Shareholder | For | None |
11 | Elect Director Age Korsvold | Shareholder | For | None |
12 | Elect Director Christen Sveaas | Shareholder | For | None |
13 | Require a Majority Vote for the Election of Directors | Shareholder | For | None |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUL 18, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Related Annual Caps | Management | For | For |
2 | Approve Placing Agreement Between the Company, CCB International Capital Ltd. and Platinum Securities Co. Ltd. in Relation to the Placing of 155.0 Million New Shares at the Placing Price of HK$1.88 Each (Placing Shares) | Management | For | For |
3 | Approve Allotment and Issuance of 10.0 Million Placing Shares to Keywise Greater China Opportunities Master Fund Pursuant to the Placing Agreement | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Menggui as Executive Director | Management | For | Against |
2b | Reelect Chen Yunqiang as Executive Director | Management | For | Against |
2c | Reelect Jiang Longsheng as Non-Executive Director | Management | For | Against |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Increase in Authorized Share Capital From HK$100 Million to HK$200 Million by the Creation of an Additional 1 Billion Shares | Management | For | For |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Management | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WILLBROS GROUP INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Dipaolo | Management | For | For |
2 | Elect Director Robert R. Harl | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENTAL PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CALGON CARBON CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Newlin | Management | For | For |
1.2 | Elect Director John S. Stanik | Management | For | For |
1.3 | Elect Director William J. Lyons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPSTONE TURBINE CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: CPST SECURITY ID: 14067D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliot G. Protsch | Management | For | For |
1.2 | Elect Director Richard K. Atkinson | Management | For | For |
1.3 | Elect Director John V. Jaggers | Management | For | For |
1.4 | Elect Director Darren R. Jamison | Management | For | For |
1.5 | Elect Director Noam Lotan | Management | For | For |
1.6 | Elect Director Gary J. Mayo | Management | For | For |
1.7 | Elect Director Gary D. Simon | Management | For | For |
1.8 | Elect Director Holy A. Van Deursen | Management | For | For |
1.9 | Elect Director Darrell J. Wilk | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
CASELLA WASTE SYSTEMS, INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: CWST SECURITY ID: 147448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bohlig | Management | For | Withhold |
1.2 | Elect Director Gregory B. Peters | Management | For | Withhold |
1.3 | Elect Director Joseph G. Doody | Management | For | Withhold |
1.4 | Elect Director Michael K. Burke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLARCOR, INC. MEETING DATE: MAR 23, 2009 | ||||
TICKER: CLC SECURITY ID: 179895107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Marc Adam | Management | For | Withhold |
1.2 | Elect Director James W. Bradford, Jr. | Management | For | Withhold |
1.3 | Elect Director James L. Packard | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CLEAN HARBORS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. McKim | Management | For | For |
1.2 | Elect Director John T. Preston | Management | For | For |
1.3 | Elect Director Lorne R. Waxlax | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
COVANTA HOLDING CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CVA SECURITY ID: 22282E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Richard L. Huber | Management | For | For |
1.7 | Elect Director Anthony J. Orlando | Management | For | For |
1.8 | Elect Director William C. Pate | Management | For | For |
1.9 | Elect Director Robert S. Silberman | Management | For | For |
1.10 | Elect Director Jean Smith | Management | For | For |
1.11 | Elect Director Clayton Yeutter | Management | For | For |
1.12 | Elect Director Samuel Zell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DONALDSON CO., INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: DCI SECURITY ID: 257651109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Guillaume Bastiaens | Management | For | Withhold |
1.2 | Elect Director Janet M. Dolan | Management | For | Withhold |
1.3 | Elect Director Jeffrey Noddle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Management | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FUELCELL ENERGY, INC. MEETING DATE: MAR 26, 2009 | ||||
TICKER: FCEL SECURITY ID: 35952H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Daniel Brdar | Management | For | For |
1.2 | Elect Director Christof von Branconi | Management | For | For |
1.3 | Elect Director Richard A. Bromley | Management | For | For |
1.4 | Elect Director James Herbert England | Management | For | For |
1.5 | Elect Director Glenn H. Epstein | Management | For | For |
1.6 | Elect Director James D. Gerson | Management | For | For |
1.7 | Elect Director Thomas L. Kempner | Management | For | For |
1.8 | Elect Director William A. Lawson | Management | For | For |
1.9 | Elect Director George K. Petty | Management | For | For |
1.10 | Elect Director John A. Rolls | Management | For | For |
1.11 | Elect Director Togo Dennis West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HAIN CELESTIAL GROUP, INC., THE MEETING DATE: MAR 11, 2009 | ||||
TICKER: HAIN SECURITY ID: 405217100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin D. Simon | Management | For | Withhold |
1.2 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.3 | Elect Director Richard C. Berke | Management | For | Withhold |
1.4 | Elect Director Beth L. Bronner | Management | For | Withhold |
1.5 | Elect Director Jack Futterman | Management | For | Withhold |
1.6 | Elect Director Daniel R. Glickman | Management | For | Withhold |
1.7 | Elect Director Marina Hahn | Management | For | Withhold |
1.8 | Elect Director Andrew R. Heyer | Management | For | Withhold |
1.9 | Elect Director Roger Meltzer | Management | For | Withhold |
1.10 | Elect Director Lewis D. Schiliro | Management | For | Withhold |
1.11 | Elect Director Lawrence S. Zilavy | Management | For | Withhold |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
6 | Ratify Auditors | Management | For | For |
HEADWATERS INCORPORATED MEETING DATE: MAR 3, 2009 | ||||
TICKER: HW SECURITY ID: 42210P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
1.2 | Elect Director James A. Herickhoff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HYDROGENICS CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: HYG SECURITY ID: 448882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Douglas S. Alexander | Management | For | For |
2.2 | Elect Director Michael Cardiff | Management | For | For |
2.3 | Elect Director Joseph Cargnelli | Management | For | For |
2.4 | Elect Director Henry J. Gnacke | Management | For | For |
2.5 | Elect Director V. James Sardo | Management | For | For |
2.6 | Elect Director Norman M. Seagram | Management | For | For |
2.7 | Elect Director Daryl Wilson | Management | For | For |
3 | Approve 10:1 to 25:1 Stock Consolidation | Management | For | For |
HYDROGENICS CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: HYG SECURITY ID: 448882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Elect Mr. Douglas S. Alexander As A Director | Management | For | For |
3 | Elect Mr. Michael Cardiff As A Director | Management | For | For |
4 | Elect Mr. Joseph Cargnelli As A Director | Management | For | For |
5 | Elect Mr. Henry J. Gnacke As A Director | Management | For | For |
6 | Elect Mr. V. James Sardo As A Director | Management | For | For |
7 | Elect Mr. Norman M. Seagram As A Director | Management | For | For |
8 | Elect Mr. Daryl Wilson As A Director | Management | For | For |
9 | Approve 10:1 to 25:1 Stock Consolidation | Management | For | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KADANT INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: KAI SECURITY ID: 48282T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Allen | Management | For | Withhold |
1.2 | Elect Director Francis L. McKone | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LINDSAY CORP. MEETING DATE: JAN 26, 2009 | ||||
TICKER: LNN SECURITY ID: 535555106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Parod | Management | For | For |
1.2 | Elect Director Michael D. Walter | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | Withhold |
1.2 | Elect Director Jerry W. Box | Management | For | Withhold |
1.3 | Elect Director G. Stephen Finley | Management | For | Withhold |
1.4 | Elect Director Paul L. Howes | Management | For | Withhold |
1.5 | Elect Director James W. McFarland | Management | For | Withhold |
1.6 | Elect Director Gary L. Warren | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ORMAT TECHNOLOGIES, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ORA SECURITY ID: 686688102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yehudit Bronicki | Management | For | For |
1.2 | Elect Director Jacob J. Worenklein | Management | For | For |
1.3 | Elect Director Robert F. Clarke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PALL CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Ulric S. Haynes, Jr. | Management | For | For |
1.3 | Elect Director Ronald L. Hoffman | Management | For | For |
1.4 | Elect Edwin W. Martin, Jr. | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director Heywood Shelley | Management | For | For |
1.7 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
STERICYCLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Miller | Management | For | For |
1.2 | Elect Director Jack W. Schuler | Management | For | For |
1.3 | Elect Director Thomas D. Brown | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director Jonathan T. Lord, M.D. | Management | For | For |
1.7 | Elect Director John Patience | Management | For | For |
1.8 | Elect Director Ronald G. Spaeth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNOPTA INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bromley | Management | For | For |
1.2 | Elect Director Robert Fetherstonhaugh | Management | For | For |
1.3 | Elect Director Douglas Greene | Management | For | For |
1.4 | Elect Director Victor Hepburn | Management | For | For |
1.5 | Elect Director Katrina Houde | Management | For | For |
1.6 | Elect Director Cyril Ing | Management | For | For |
1.7 | Elect Director Jeremy Kendall | Management | For | For |
1.8 | Elect Director Allan Routh | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNOPTA INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: SOY SECURITY ID: 8676EP108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Jay Amato As A Director | Management | For | For |
2 | Elect Mr. Steve Bromley As A Director | Management | For | For |
3 | Elect Mr. Douglas Greene As A Director | Management | For | For |
4 | Elect Mr. Victor Hepburn As A Director | Management | For | For |
5 | Elect Mr. Katrina Houde As A Director | Management | For | For |
6 | Elect Mr. Cyril Ing As A Director | Management | For | For |
7 | Elect Mr. Jeremy Kendall As A Director | Management | For | For |
8 | Elect Mr. Allan Routh As A Director | Management | For | For |
9 | Appoint Deloitte & Touche Llp As The Auditors Of The Company And Authorize Theboard Of Directors To Fix Their Remuneration | Management | For | For |
10 | Amend The Company's Employee Stock Purchase Plan | Management | For | Against |
TETRA TECH, INC. MEETING DATE: FEB 26, 2009 | ||||
TICKER: TTEK SECURITY ID: 88162G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan L. Batrack | Management | For | For |
1.2 | Elect Director Hugh M. Grant | Management | For | For |
1.3 | Elect Director Patrick C. Haden | Management | For | For |
1.4 | Elect Director J. Christopher Lewis | Management | For | For |
1.5 | Elect Director Albert E. Smith | Management | For | For |
1.6 | Elect Director J. Kenneth Thompson | Management | For | For |
1.7 | Elect Director Richard H. Truly | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TRC COMPANIES, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: TRR SECURITY ID: 872625108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherwood L. Boehlert | Management | For | For |
1.2 | Elect Director Friedrich K.M. Bohm | Management | For | For |
1.3 | Elect Director F. Thomas Casey | Management | For | For |
1.4 | Elect Director Stephen M. Duff | Management | For | For |
1.5 | Elect Director Robert W. Harvey | Management | For | For |
1.6 | Elect Director J. Jeffrey McNealey | Management | For | For |
1.7 | Elect Director Christopher P. Vincze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TREX COMPANY, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: TWP SECURITY ID: 89531P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Merlotti, Jr. | Management | For | Withhold |
1.2 | Elect Director Patricia B. Robinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VEOLIA ENVIRONNEMENT MEETING DATE: MAY 7, 2009 | ||||
TICKER: VE SECURITY ID: 92334N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Tax Deductible Expenses | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.21 per Share | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
6 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
7 | Approve Amendment to a Transaction with a Corporate Officer | Management | For | For |
8 | Reelect Jean Azema as Director | Management | For | For |
9 | Reelect Augustin de Romanet de Beaune as Director | Management | For | For |
10 | Reelect Philippe Kourilsky as Director | Management | For | For |
11 | Reelect Henri Proglio as Director | Management | For | For |
12 | Reelect Baudoin Prot as Director | Management | For | For |
13 | Reelect Paolo Scaroni as Director | Management | For | For |
14 | Reelect Louis Schweitzer as Director | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Approve Issuance of Shares for a Private Placement | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
19 | Amend Article 11 of Bylaws Re: Length of Term for Directors | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
WASTE CONNECTIONS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: WCN SECURITY ID: 941053100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Harlan | Management | For | For |
1.2 | Elect Director William J. Razzouk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
1.2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director John C. Pope | Management | For | For |
1.5 | Elect Director W. Robert Reum | Management | For | For |
1.6 | Elect Director Steven G. Rothmeier | Management | For | For |
1.7 | Elect Director David P. Steiner | Management | For | For |
1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
WHOLE FOODS MARKET, INC. MEETING DATE: MAR 16, 2009 | ||||
TICKER: WFMI SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle E. Greene | Management | For | For |
1.3 | Elect Director Hass Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John P. Mackey | Management | For | For |
1.6 | Elect Director Morris J. Siegel | Management | For | For |
1.7 | Elect Director Ralph Z. Sorenson | Management | For | For |
1.8 | Elect Director William A. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Reincorporate in Another State from Texas to North Dakota | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LTD. MEETING DATE: JUL 14, 2008 | ||||
TICKER: ACE SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Management | For | For |
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Management | For | For |
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | Management | For | For |
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Management | For | For |
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Management | For | For |
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Management | For | For |
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Management | For | For |
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Management | For | For |
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Management | For | For |
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Management | For | For |
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Management | For | For |
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Management | For | For |
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Management | For | For |
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Management | For | For |
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Management | For | For |
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Management | For | For |
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Management | For | For |
18 | APPROVAL OF THE NAME OF THE COMPANY | Management | For | For |
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Management | For | For |
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Management | For | For |
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | For | For |
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Management | For | For |
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Management | For | For |
24 | RATIFY AUDITORS | Management | For | For |
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Management | For | Against |
26 | RATIFY AUDITORS | Management | For | For |
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 4, 2009 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Amos | Management | For | For |
1.2 | Elect Director John Shelby Amos, II | Management | For | For |
1.3 | Elect Director Paul S. Amos, II | Management | For | For |
1.4 | Elect Director Yoshiro Aoki | Management | For | For |
1.5 | Elect Director Michael H. Armacost | Management | For | For |
1.6 | Elect Director Kriss Cloninger, III | Management | For | For |
1.7 | Elect Director Joe Frank Harris | Management | For | For |
1.8 | Elect Director Elizabeth J. Hudson | Management | For | For |
1.9 | Elect Director Kenneth S. Janke, Sr. | Management | For | For |
1.10 | Elect Director Douglas W. Johnson | Management | For | For |
1.11 | Elect Director Robert B. Johnson | Management | For | For |
1.12 | Elect Director Charles B. Knapp | Management | For | For |
1.13 | Elect Director E. Stephen Purdom | Management | For | For |
1.14 | Elect Director Barbara K. Rimer | Management | For | For |
1.15 | Elect Director Marvin R. Schuster | Management | For | For |
1.16 | Elect Director David Gary Thompson | Management | For | For |
1.17 | Elect Director Robert L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANCO MACRO S.A. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BMA SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Agreement From March 19, 2009 of Merger by Absorption of Nuevo Banco Bisel SA by Banco Macro SA; Approve Modifications of April 24, 2009 and Special Consolidated Financial Statements by Dec. 31, 2008 | Management | For | Did Not Vote |
3 | Approve Shares Transaction Terms of Merging Companies | Management | For | Did Not Vote |
4 | Authorize Capital Increase of ARS 1.15 Million Through Issuance of 1.15 Million Ordinary Shares in Connection With Acquisition | Management | For | Did Not Vote |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF HAWAII CORP. MEETING DATE: APR 24, 2009 | ||||
TICKER: BOH SECURITY ID: 062540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
1.2 | Elect Director Mary G.F. Bitterman | Management | For | For |
1.3 | Elect Director Mark A. Burak | Management | For | For |
1.4 | Elect Director Michael J. Chun | Management | For | For |
1.5 | Elect Director Clinton R. Churchill | Management | For | For |
1.6 | Elect Director David A. Heenan | Management | For | For |
1.7 | Elect Director Peter S. Ho | Management | For | For |
1.8 | Elect Director Robert Huret | Management | For | For |
1.9 | Elect Director Allan R. Landon | Management | For | For |
1.10 | Elect Director Kent T. Lucien | Management | For | For |
1.11 | Elect Director Martin A. Stein | Management | For | For |
1.12 | Elect Director Donald M. Takaki | Management | For | For |
1.13 | Elect Director Barbara J. Tanabe | Management | For | For |
1.14 | Elect Director Robert W. Wo, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BANK SARASIN & CIE. MEETING DATE: APR 22, 2009 | ||||
TICKER: SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Issuance of Cash or Title Options in Connection with Share Capital Reduction | Management | For | Did Not Vote |
3.3 | Approve CHF 39.8 Million Reduction in Share Capital | Management | For | Did Not Vote |
3.4 | Approve CHF 1.9 Million Pool of Capital to Guarantee Cash or Title Options | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants or Convertible Bonds with Preemptive Rights; Approve CHF 1.2 Million Increase to Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve CHF 154,000 Increase to Existing Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Amend Articles Re: Shareholding Requirement for Proposing Voting Resolutions at AGM | Management | For | Did Not Vote |
7 | Elect Pim Mol as Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
BLACKROCK, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Demchak | Management | For | For |
1.2 | Elect Director Kenneth B. Dunn | Management | For | For |
1.3 | Elect Director Laurence D. Fink | Management | For | For |
1.4 | Elect Director Robert S. Kapito | Management | For | For |
1.5 | Elect Director Brian T. Moynihan | Management | For | For |
1.6 | Elect Director Thomas H. O'Brien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
CATHAY GENERAL BANCORP MEETING DATE: MAY 11, 2009 | ||||
TICKER: CATY SECURITY ID: 149150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M.Y. Chang | Management | For | Withhold |
1.2 | Elect Director Anthony M. Tang | Management | For | Withhold |
1.3 | Elect Director Thomas G. Tartaglia | Management | For | Withhold |
1.4 | Elect Director Peter Wu | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director John N. Foy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
CENTRAL CHINA REAL ESTATE LTD MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: G20768100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.11 Per Share | Management | For | For |
3a | Elect Wu Po Sum as Director | Management | For | Against |
3b | Elect Wang Tianye as Director | Management | For | Against |
3c | Elect Lim Ming Yan as Director | Management | For | Against |
3d | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Share Repurchase Program | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHIMERA INVESTMENT CORPORATION MEETING DATE: MAY 29, 2009 | ||||
TICKER: CIM SECURITY ID: 16934Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Keenan | Management | For | For |
1.2 | Elect Director Matthew Lambiase | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2009 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hugo Shong and Ling Wang as Directors | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board of Directors to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2008 together with Directors and Auditors Report | Management | For | For |
4 | Authorize Board of Directors During the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | For |
5 | Approve Increase Number of Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan by 3,000,000 Ordinary Shares, Representing 2.73 Percent of the Outstanding Ordinary Shares of the Company as of December 31, 2008. | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Management | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Director Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
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CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CYBERSOURCE CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director William S. McKiernan | Management | For | For |
1.4 | Elect Director Steven P. Novak | Management | For | For |
1.5 | Elect Director Richard Scudellari | Management | For | For |
1.6 | Elect Director Kenneth R. Thornton | Management | For | For |
1.7 | Elect Director Carl F. Pascarella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean S. Adler | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Robert H. Gidel | Management | For | For |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.5 | Elect Director Volker Kraft | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Craig Macnab | Management | For | For |
1.8 | Elect Director Scott D. Roulston | Management | For | For |
1.9 | Elect Director Barry A. Sholem | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
1.11 | Elect Director Scott A. Wolstein | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DOLLAR FINANCIAL CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: DLLR SECURITY ID: 256664103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Weiss | Management | For | For |
1.2 | Elect Director Ronald McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EFG INTERNATIONAL MEETING DATE: APR 29, 2009 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.25 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
5.8 | Elect Apostolos Tamvakakis as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Francois de Saint Phalle | Management | For | For |
1.4 | Elect Director Gail B. Harris | Management | For | For |
1.5 | Elect Director Curt Hessler | Management | For | For |
1.6 | Elect Director Anthony N. Pritzker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRST ADVANTAGE CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FADV SECURITY ID: 31845F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Parker S. Kennedy | Management | For | For |
1.2 | Elect Director Anand Nallathambi | Management | For | For |
1.3 | Elect Director J. David Chatham | Management | For | For |
1.4 | Elect Director Barry Connelly | Management | For | For |
1.5 | Elect Director Frank V. McMahon | Management | For | For |
1.6 | Elect Director Donald Nickelson | Management | For | For |
1.7 | Elect Director Donald Robert | Management | For | For |
1.8 | Elect Director Jill Kanin-Lovers | Management | For | For |
1.9 | Elect Director D. Van Skilling | Management | For | For |
1.10 | Elect Director David Walker | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 11, 2009 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Geoffrey Kalish | Management | For | For |
2 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
GLACIER BANCORP, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director James M. English | Management | For | For |
1.3 | Elect Director Allen J. Fetscher | Management | For | For |
1.4 | Elect Director Dallas I. Herron | Management | For | For |
1.5 | Elect Director Jon W. Hippler | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | For |
1.7 | Elect Director L. Peter Larson | Management | For | For |
1.8 | Elect Director Douglas J. McBride | Management | For | For |
1.9 | Elect Director John W. Murdoch | Management | For | For |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
GLG PARTNERS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: GLG SECURITY ID: 37929X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Noam Gottesman | Management | For | For |
1.2 | Elect Director Pierre Lagrange | Management | For | For |
1.3 | Elect Director Emmanuel Roman | Management | For | For |
1.4 | Elect Director Ian G.H. Ashken | Management | For | For |
1.5 | Elect Director Martin E. Franklin | Management | For | For |
1.6 | Elect Director James N. Hauslein | Management | For | For |
1.7 | Elect Director William P. Lauder | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JSE LTD MEETING DATE: APR 21, 2009 | ||||
TICKER: SECURITY ID: S4254A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended December 31, 2008 | Management | For | For |
2 | Reelect Anton Botha as Director | Management | For | For |
3 | Reelect Andile Mazwai as Director | Management | For | For |
4 | Reelect Gloria Serobe as Director | Management | For | Against |
5 | Reelect Nigel Payne as Director | Management | For | For |
6 | Reelect Wendy Luhabe as Director | Management | For | For |
7 | Elect Zitulele Combi as Director | Management | For | For |
8 | Ratify KPMG Inc as Auditors and Appoint Vanessa Yuill as the Designated Auditor to Hold Office for the Ensuing Year | Management | For | For |
9 | Approve Final Dividend of 192 Cents Per Share | Management | For | For |
10 | Approve 10 Percent Increase in Annual Retainer Fee of Directors | Management | For | For |
11 | Approve 10 Percent Increase in Per Meeting Fee of Directors | Management | For | For |
12 | Place 5 Percent of the Authorized But Unissued Shares under Control of Directors | Management | For | For |
13 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
14 | Amend the Black Shareholders' Retention Scheme | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS) MEETING DATE: APR 8, 2009 | ||||
TICKER: BAER SECURITY ID: H4407G263 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Raymond Baer as Director | Management | For | Did Not Vote |
4.2 | Elect Leonhard Fischer as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 220,175 Reduction in Share Capital via Cancellation of 4.4 Million Repurchased Shares | Management | For | Did Not Vote |
7 | Amend Articles Re: Auditors, AGM Resolutions on Sale of Shares in Julius Baer & Co. AG, Shareholding Requirement for Board Members | Management | For | Did Not Vote |
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS) MEETING DATE: JUN 30, 2009 | ||||
TICKER: BAER SECURITY ID: H4407G263 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize CHF 4.9 Billion Transfer from Legal Reserves to Free Reserves | Management | For | Did Not Vote |
2 | Amend Corporate Purpose | Management | For | Did Not Vote |
3.1 | Approve Special Dividend in Form of Julius Baer Gruppe AG Shares | Management | For | Did Not Vote |
3.2 | Change Company Name to GAM Holding AG | Management | For | Did Not Vote |
3.3.1 | Elect Johannes de Gier as Director | Management | For | Did Not Vote |
3.3.2 | Elect Hugh Scott-Barrett as Director | Management | For | Did Not Vote |
3.3.3 | Elect Dieter Enkelmann as Director | Management | For | Did Not Vote |
4 | Authorize Cancelation of Share Repurchase Program | Management | For | Did Not Vote |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MERRILL LYNCH & CO., INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MITSUBISHI ESTATE CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8802 SECURITY ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | Against |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Certificate of Incorporation to Provide for Proportional Voting of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6.1 | Elect Director Thomas M. Hagerty | Management | For | Against |
6.2 | Elect Director Jess T. Hay | Management | For | Against |
6.3 | Elect Director Scott L. Jaeckel | Management | For | Against |
6.4 | Elect Director Seth W. Lawry | Management | For | Against |
6.5 | Elect Director Pamela H. Patsley | Management | For | Against |
6.6 | Elect Director Ganesh B. Rao | Management | For | Against |
6.7 | Elect Director Othonn Ruiz Montemayor | Management | For | Against |
6.8 | Elect Director Anthony P. Ryan | Management | For | Against |
6.9 | Elect Director Albert M. Teplin | Management | For | Against |
7.1 | Elect Class II Director Jess T. Hay | Management | For | Against |
7.2 | Elect Class II Director Pamela H. Patsley | Management | For | Against |
7.3 | Elect Class II Director Ganesh B. Rao | Management | For | Against |
7.4 | Elect Class II Director Othonn Ruiz Montemayor | Management | For | Against |
7.5 | Elect Class II Director Anthony P. Ryan | Management | For | Against |
7.6 | Elect Class II Director Albert M. Teplin | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NATIONAL CITY CORP. MEETING DATE: SEP 15, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL FINANCIAL PARTNERS CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: NFP SECURITY ID: 63607P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephanie Abramson | Management | For | Withhold |
1.2 | Elect Director Arthur Ainsberg | Management | For | Withhold |
1.3 | Elect Director Jessica Bibliowicz | Management | For | Withhold |
1.4 | Elect Director R. Bruce Callahan | Management | For | Withhold |
1.5 | Elect Director John Elliott | Management | For | Withhold |
1.6 | Elect Director Shari Loessberg | Management | For | Withhold |
1.7 | Elect Director Kenneth Mlekush | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | Against |
2.2 | Elect Director | Management | For | Against |
2.3 | Elect Director | Management | For | Against |
2.4 | Elect Director | Management | For | Against |
2.5 | Elect Director | Management | For | Against |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | Against |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Management | For | Against |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC MEETING DATE: MAY 13, 2009 | ||||
TICKER: OZM SECURITY ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Windreich | Management | For | For |
1.2 | Elect Director William C. Cobb | Management | For | For |
1.3 | Elect Director Jeffrey R. Leeds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PROMISE CO LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 8574 SECURITY ID: J64083108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Handling of Net Loss | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
7 | Approve Deep Discount Stock Option Plan | Management | For | Against |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG MEETING DATE: NOV 27, 2008 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
2 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS | Management | For | Did Not Vote |
UDR, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert C. Larson | Management | For | For |
1.7 | Elect Director Thomas R. Oliver | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Mark J. Sandler | Management | For | For |
1.10 | Elect Director Thomas W. Toomey | Management | For | For |
1.11 | Elect Director Thomas C. Wajnert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
UNUM GROUP MEETING DATE: MAY 22, 2009 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Godwin | Management | For | For |
1.2 | Elect Director Thomas Kinser | Management | For | For |
1.3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Muhl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sander M. Levy as Director | Management | For | For |
1.2 | Elect George P. Reeth as Director | Management | For | For |
1.3 | Elect Alok Singh as Director | Management | For | For |
1.4 | Elect Christopher E. Watson as Director | Management | For | For |
2.1 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.2 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.3 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.4 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.5 | Elect Michael E. A. Carpenter as Subsidiary Director | Management | For | For |
2.6 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.7 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.8 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.9 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.10 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.11 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
2.12 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
2.13 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.14 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
2.15 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.16 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
2.17 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
2.18 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.19 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.20 | Elect Guisseppe Venesiani as Subsidiary Director | Management | For | For |
2.21 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.22 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
2.23 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: JUN 25, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
ALAMOS GOLD INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: AGI SECURITY ID: 011527108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve To Determine The Number Of Directors At 7 | Management | For | For |
2 | Elect Mark Wayne As A Director And Approve To Fix The Term Of Office | Management | For | For |
3 | Elect John A. Mccluskey As A Director And Approve To Fix The Term Of Office | Management | For | For |
4 | Elect Leonard Harris As A Director And Approve To Fix The Term Of Office | Management | For | For |
5 | Elect James M. Mcdonald As A Director And Approve To Fix The Term Of Office | Management | For | For |
6 | Elect John F. Van De Beuken As A Director And Approve To Fix The Term Of Office | Management | For | For |
7 | Elect Eduardo Luna As A Director And Approve To Fix The Term Of Office | Management | For | For |
8 | Elect David Gower As A Director And Approve To Fix The Term Of Office | Management | For | For |
9 | Appoint Ernst & Young Llp As The Auditors Of The Company For The Ensuing Year and Authorize The Directors To Fix Their Remuneration | Management | For | For |
ALLIED NEVADA GOLD CORP MEETING DATE: JUN 17, 2009 | ||||
TICKER: ANV SECURITY ID: 019344100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Buchan | Management | For | For |
1.2 | Elect Director Scott A. Caldwell | Management | For | For |
1.3 | Elect Director John W. Ivany | Management | For | For |
1.4 | Elect Director Cameron A. Mingay | Management | For | For |
1.5 | Elect Director Terry M. Palmer | Management | For | For |
1.6 | Elect Director Carl Pescio | Management | For | For |
1.7 | Elect Director D. Bruce Sinclair | Management | For | For |
1.8 | Elect Director Robert G. Wardell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bundled Compensation Plans | Management | For | Against |
ANDEAN RESOURCES LTD. MEETING DATE: NOV 25, 2008 | ||||
TICKER: SECURITY ID: Q0793X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | None |
2a | Elect Ian Hume as a Director | Management | For | For |
2b | Elect Patrick Esnouf as a Director | Management | For | Against |
3 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
4 | Ratify Past Issuance of 25.8 Million Shares at an Issue Price of A$1.65 Each to North-American Sophisticated Investor Clients of BMO Nesbitt Burns Inc | Management | For | For |
5 | Approve Increase in Remuneration of Non-Executive Directors from A$400,000 Per Annum to A$600,000 Per Annum | Management | For | For |
ANDINA MINERALS INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: ADM SECURITY ID: 034219105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect 6 Directors Of The Corporation | Management | For | For |
2 | Re-appoint Pricewaterhousecoopers Llp As The Auditors Of The Corporation And Authorize The Directors To Fix Their Remuneration | Management | For | For |
3 | Approve The Corporation's 2009 Stock Option Plan | Management | For | Against |
4 | Approve The Corporation's 2003 Stock Option Plan | Management | For | Against |
5 | Approve The Second Amended And Restated Shareholder Rights Plan | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 15, 2009 | ||||
TICKER: AU SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Re-appoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Reelect RP Edey as Director | Management | For | For |
4 | Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time | Management | For | For |
5 | Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital | Management | For | For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | For |
7 | Authorise Directors to Issue Convertible Bonds | Management | For | For |
8 | Approve Increase in Authorized Share Capital | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: JUL 16, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 23 Million Shares in One or More Private Placements | Management | For | For |
2 | Approve Issuance of 3 Million Shares in One or More Private Placements | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: NOV 28, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David Dix as a Director | Management | For | For |
2 | Reelect William Purves as a Director | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AQUILINE RESOURCES INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: AQI SECURITY ID: 03839N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Messrs. Marc C. Henderson, Martin J. Walter, John J. Sutherland, Blaiseyerly, David Constable, Harry Burgess, Ken Thomas And Darren Maupin As The Directors Of The Corporation | Management | For | For |
2 | Appoint Moore Stephens Cooper Molyneux Llp, Chartered Accountants As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix their Remuneration | Management | For | For |
3 | Approve The Corporation's Shareholders Right Plan | Management | For | For |
ARCELORMITTAL MEETING DATE: MAY 12, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Acknowledge Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.1875 per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Approve Retirement of Directors | Management | For | Did Not Vote |
8 | Reelect Narayanan Vaghul as Director | Management | For | Did Not Vote |
9 | Reelect Wilbur L. Ross as Director | Management | For | Did Not Vote |
10 | Reelect Francois Pinault as Director | Management | For | Did Not Vote |
11 | Approve Share Repurchase Program | Management | For | Did Not Vote |
12 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
13 | Approve Bonus Plan | Management | For | Did Not Vote |
14 | Approve Stock Option Plan | Management | For | Did Not Vote |
15 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
AURIZON MINES LTD. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARZ SECURITY ID: 05155P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Mr. Sargent H. Bemer As A Director | Management | For | For |
3 | Elect Mr. Louis Dionne As A Director | Management | For | For |
4 | Elect Mr. David P. Hall As A Director | Management | For | For |
5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Transact Other Business | Management | For | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Regent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR H. L. BECK | Management | For | Against |
1.2 | DIRECTOR C.W.D. BIRCHALL | Management | For | Against |
1.3 | DIRECTOR D.J. CARTY | Management | For | Against |
1.4 | DIRECTOR G. CISNEROS | Management | For | Against |
1.5 | DIRECTOR M.A. COHEN | Management | For | Against |
1.6 | DIRECTOR P.A. CROSSGROVE | Management | For | Against |
1.7 | DIRECTOR R.M. FRANKLIN | Management | For | Against |
1.8 | DIRECTOR P.C. GODSOE | Management | For | Against |
1.9 | DIRECTOR J.B. HARVEY | Management | For | Against |
1.10 | DIRECTOR B. MULRONEY | Management | For | Against |
1.11 | DIRECTOR A. MUNK | Management | For | Against |
1.12 | DIRECTOR P. MUNK | Management | For | Against |
1.13 | DIRECTOR A.W. REGENT | Management | For | Against |
1.14 | DIRECTOR S.J. SHAPIRO | Management | For | Against |
1.15 | DIRECTOR G.C. WILKINS | Management | For | Against |
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERSLLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
3 | SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | Against |
BHP BILLITON PLC MEETING DATE: OCT 23, 2008 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | Management | For | For |
3 | Re-elect Paul Anderson as Director of BHP Billiton plc | Management | For | For |
4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | Management | For | For |
5 | Re-elect Don Argus as Director of BHP Billiton plc | Management | For | For |
6 | Re-elect Don Argus as Director of BHP Billiton Limited | Management | For | For |
7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | Management | For | For |
8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | Management | For | For |
9 | Re-elect David Crawford as Director of BHP Billiton plc | Management | For | For |
10 | Re-elect David Crawford as Director of BHP Billiton Limited | Management | For | For |
11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | Management | For | For |
12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | Management | For | For |
13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | Management | For | For |
14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | Management | For | For |
15 | Elect Alan Boeckmann as Director of BHP Billiton plc | Management | For | For |
16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | Management | For | For |
17 | Elect Stephen Mayne as Director of BHP Billiton plc | Shareholder | Against | Against |
18 | Elect Stephen Mayne as Director of BHP Billiton Limited | Shareholder | Against | Against |
19 | Elect Dr David Morgan as Director of BHP Billiton plc | Management | For | For |
20 | Elect Dr David Morgan as Director of BHP Billiton Limited | Management | For | For |
21 | Elect Keith Rumble as Director of BHP Billiton plc | Management | For | For |
22 | Elect Keith Rumble as Director of BHP Billiton Limited | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | Management | For | For |
24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | Management | For | For |
25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | Management | For | For |
26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | Management | For | For |
27i | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | Management | For | For |
27ii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | Management | For | For |
27iii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | Management | For | For |
27iv | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | Management | For | For |
27v | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | Management | For | For |
27vi | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | Management | For | For |
28 | Approve Remuneration Report | Management | For | For |
29 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | Management | For | For |
30 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | Management | For | For |
31 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | Management | For | For |
32 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | Management | For | For |
33 | Amend the Articles of Association of of BHP Billiton plc | Management | For | For |
34 | Amend the Constitution of BHP Billiton Limited | Management | For | For |
CENTAMIN EGYPT LTD. MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: Q2159B110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | None |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3.1 | Elect Trevor Schultz as Director | Management | For | For |
3.2 | Elect Graeme Robert Tangye Bowker as Director | Management | For | For |
3.3 | Elect H. Stuart Bottomley as Director | Management | For | For |
3.4 | Elect Thomas Elder as Director | Management | For | For |
3.5 | Elect G. Brian Speechly as Director | Management | For | For |
4 | Approve Grant of 1 Million Options, at an Exercise Price of A$1.00 Each, to Trevor Schultz, Director of the Company, Pursuant to the Employee Option Plan 2006 | Management | For | For |
5 | Approve Increase in Remuneration of Non-Executive Directors of Up to A$300,000 Per Annum | Management | For | For |
6 | Adopt New Constitution | Management | For | For |
CLIFFS NATURAL RESOURCES INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CLF SECURITY ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.C. Cambre | Management | For | Withhold |
1.2 | Elect Director J.A. Carrabba | Management | For | Withhold |
1.3 | Elect Director S.M. Cunningham | Management | For | Withhold |
1.4 | Elect Director B.J. Eldridge | Management | For | Withhold |
1.5 | Elect Director S.M. Green | Management | For | Withhold |
1.6 | Elect Director J.D. Ireland III | Management | For | Withhold |
1.7 | Elect Director F.R. McAllister | Management | For | Withhold |
1.8 | Elect Director R. Phillips | Management | For | Withhold |
1.9 | Elect Director R.K. Riederer | Management | For | Withhold |
1.10 | Elect Director A. Schwartz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMPANHIA VALE DO RIO DOCE MEETING DATE: MAY 22, 2009 | ||||
TICKER: RIO.PR SECURITY ID: 204412100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 | Management | For | For |
2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET | Management | For | For |
3 | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For |
4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For |
5 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS | Management | For | For |
6 | TO CHANGE THE LEGAL NAME OF THE COMPANY TO VALE S.A. , WITH THE CONSEQUENT AMENDMENT OF ARTICLE 1 OF VALE S BY-LAWS IN ACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION | Management | For | For |
7 | TO ADJUST ARTICLE 5 OF VALE S BY-LAWS TO REFLECT THE CAPITAL INCREASE RESOLVED IN THE BOARD OF DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND AUGUST 05, 2008 | Management | For | For |
COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: OCT 6, 2008 | ||||
TICKER: BVN SECURITY ID: 204448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Issuance of Bonds/Debentures | Management | For | For |
COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: MAR 27, 2009 | ||||
TICKER: BVN SECURITY ID: 204448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income | Management | For | For |
2 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended December 31, 2008 and Discharge Directors | Management | For | For |
3 | Elect External Auditors for Fiscal Year 2009 | Management | For | For |
4 | Approve Payment of Cash Dividend | Management | For | For |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CORAL GOLD RESOURCES LTD. MEETING DATE: JUL 4, 2008 | ||||
TICKER: CLH SECURITY ID: 218002202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Fix Number of Directors at Six | Management | For | For |
4 | Elect Director Lloyd J. Andrews | Management | For | For |
5 | Elect Director Louis Wolfin | Management | For | For |
6 | Elect Director Gary Robertson | Management | For | For |
7 | Elect Director Chris Sampson | Management | For | For |
8 | Elect Director David Wolfin | Management | For | For |
9 | Elect Director Vic Chevillon | Management | For | For |
10 | Amend Stock Option Plan | Management | For | For |
11 | Other Business | Management | For | Against |
DETOUR GOLD CORP. MEETING DATE: MAR 26, 2009 | ||||
TICKER: DGC SECURITY ID: 250669207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amalgamation with PDX Resources Inc | Management | For | For |
DETOUR GOLD CORPORATION MEETING DATE: JUN 3, 2009 | ||||
TICKER: DGC SECURITY ID: 250669207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald S. Panneton | Management | For | For |
1.2 | Elect Director Louis Dionne | Management | For | For |
1.3 | Elect Director Ingrid J. Hibbard | Management | For | For |
1.4 | Elect Director Philip E. Olson | Management | For | For |
1.5 | Elect Director Jonathan Rubenstein | Management | For | For |
1.6 | Elect Director Peter Crossgrove | Management | For | For |
1.7 | Elect Director Ronald W. Thiessen | Management | For | For |
1.8 | Elect Director J. Michael Kenyon | Management | For | For |
1.9 | Elect Director Andre Gaumond | Management | For | For |
2 | Approve McGovern, Hurley, Cunningham LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John S. Auston as a Director to hold office for the following year | Management | For | For |
2 | Elect Mr. K. Ross Cory as a Director to hold office for the following year | Management | For | For |
3 | Elect Mr. Robert R. Gilmore as a Director to hold office for the following year | Management | For | For |
4 | Elect Mr. Geoffrey A. Handley as a Director to hold office for the following year | Management | For | For |
5 | Elect Mr. Hugh C. Morris as a Director to hold office for the following year | Management | For | For |
6 | Elect Mr. Wayne D. Lenton as a Director to hold office for the following year | Management | For | For |
7 | Elect Mr. Jonathan Rubenstein as a Director to hold office for the following year | Management | For | For |
8 | Elect Mr. Donald M. Shunka as a Director to hold office for the following year | Management | For | For |
9 | Elect Mr. Paul N. Wright as a Director to hold office for the following year | Management | For | For |
10 | Appoint PricewaterhouseCoopers LLP as the Auditors of the Corporation for theensuing year | Management | For | For |
11 | Authorize the Directors to fix the Auditor s compensation | Management | For | For |
12 | Adopt the amendments to the amended and restated Incentive Stock Option Plan for the employees, consultants and the Advisors and the amended and restated Incentive Stock Option Plan for the Officers and the Directors | Management | For | For |
13 | Adopt New Bylaws/Articles/Charter/Declaration of Trust | Management | For | For |
14 | Adopt the amendments to the Company s Articles to permit shareholder meetingsto be held outside of Canada, as specified | Management | For | For |
ETRUSCAN RESOURCES INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: EET SECURITY ID: 29786L300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eddie Lui | Management | For | For |
1.2 | Elect Director Gerald J. McConnell | Management | For | For |
1.3 | Elect Director Michael L. Page | Management | For | For |
1.4 | Elect Director Joel Schneyer | Management | For | For |
1.5 | Elect Director Stephen R. Stine | Management | For | For |
1.6 | Elect Director Walt Tyler | Management | For | For |
1.7 | Elect Director Rick Van Nieuwenhuyse | Management | For | For |
1.8 | Elect Director William L. Young | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Articles | Management | For | Against |
5 | Approve Unlimited Capital Authorization | Management | For | Against |
6 | Approve Issuance of Shares in One or More Private Placements | Management | For | For |
ETRUSCAN RESOURCES INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: EET SECURITY ID: 29786L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eddie Lui As A Director | Management | For | For |
2 | Elect Gerald J. Mcconnell As A Director | Management | For | For |
3 | Elect Michael L. Page As A Director | Management | For | For |
4 | Elect Joel Schneyer As A Director | Management | For | For |
5 | Elect Stephen R. Stine As A Director | Management | For | For |
6 | Elect Walt Tyler As A Director | Management | For | For |
7 | Elect Rick Van Nieuwenhuyse As A Director | Management | For | For |
8 | Elect William Young As A Director | Management | For | For |
9 | Appoint Pricewaterhousecoopers Llp As The Auditor With Remuneration To Be Fixed By The Directors | Management | For | For |
10 | Approve The Continuation Of The Shareholder Rights Plan | Management | For | For |
11 | Amend The Articles Of Association | Management | For | Against |
12 | Amend The Memorandum Of Association To Change The Authorized Capital To An Unlimited Number Of Common Shares | Management | For | Against |
13 | Approve The Reservation And Authorization For Issuance Of Common Shares On Exercise Of Warrants And Conversion Rights Previously Granted Pursuant To The Terms Of A Private Placement | Management | For | For |
EUROPEAN GOLDFIELDS LIMITED MEETING DATE: MAY 20, 2009 | ||||
TICKER: EGU SECURITY ID: 298774100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Messrs. Dimitrios Koutras, David J. Reading, Mark Rachovides, Timothy M.morgan-wynne, Georgios Sossidis, Jeffery O Leary, Cameron Mingay, Martyn Konig As The Director Of The Company | Management | For | Against |
2 | Appoint Bdo Dunwoody Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
3 | Approve The Shareholder Rights Plan Of The Company, As Specified | Management | For | For |
EXETER RESOURCE CORP. MEETING DATE: MAY 26, 2009 | ||||
TICKER: XRC SECURITY ID: 301835104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors | Management | For | For |
2 | Elect Bryce G. Roxburgh As A Director For The Ensuing Year | Management | For | For |
3 | Elect Yale R. Simpson As A Director For The Ensuing Year | Management | For | For |
4 | Elect Douglas W. Scheving As A Director For The Ensuing Year | Management | For | For |
5 | Elect Robert G. Reynolds As A Director For The Ensuing Year | Management | For | For |
6 | Elect Louis G. Montpellier As A Director For The Ensuing Year | Management | For | For |
7 | Elect Roger Walsh As A Director For The Ensuing Year | Management | For | For |
8 | Appoint Pricewaterhousecoopers Llp As The Auditors Of The Company For The Ensuing Fy And Authorize The Directors To Fix Their Remuneration | Management | For | For |
9 | Approve The Reloading Of Common Shares That Have Been Issued Upon The Exerciseof Options Between 23 May 2008 And 26 May 2009 Back Into The Company S Stockoption, And To Exercise Price Of Options Granted Under The Reloaded Stock Option Plan To The Company | Management | For | Against |
10 | Amend The Company S Stock Option Plan | Management | For | Against |
11 | Approve Repricing of Options | Management | For | Against |
12 | Transact Such Other Business | Management | For | Against |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRANCO-NEVADA CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FNV SECURITY ID: 351858105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pierre Lassonde As A Director Of The Corporation | Management | For | For |
2 | Elect David Harquail As A Director Of The Corporation | Management | For | For |
3 | Elect David R. Peterson As A Director Of The Corporation | Management | For | For |
4 | Elect Louis Gignac As A Director Of The Corporation | Management | For | For |
5 | Elect Graham Farquharson As A Director Of The Corporation | Management | For | For |
6 | Elect Randall Oliphant As A Director Of The Corporation | Management | For | For |
7 | Elect Derek W. Evans As A Director Of The Corporation | Management | For | For |
8 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditors Ofthe Corporation For The Ensuing Year And Authorize The Directors To Fix The Remuneration To Be Paid To The Auditors | Management | For | For |
9 | Approve The Corporation's Restricted Share Unit Plan | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GAMMON GOLD INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: GAM SECURITY ID: 36467T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred George, Rene Marion, Luis Chavez, Patrick O'Neil, Kent Noseworthy, Canek Rangel, George Elliott, and Terry Cooper as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approval of Issuance of Common Shares to Executives in Lieu of Cash Bonus | Management | For | For |
4 | Approve Employee Share Purchase Plan | Management | For | Against |
GOLD FIELDS LIMITED MEETING DATE: NOV 12, 2008 | ||||
TICKER: GFI SECURITY ID: 38059T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2 | Reelect DN Murray as Director | Management | For | For |
3 | Reelect CI von Christerson as Director | Management | For | For |
4 | Reelect GM Wilson as Director | Management | For | For |
5 | Reelect AJ Wright as Director | Management | For | For |
6 | Place Authorized But Unissued Ordinary Shares under Control of Directors | Management | For | For |
7 | Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors | Management | For | For |
8 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | Management | For | For |
9 | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan | Management | For | For |
10 | Approve Increase in Directors' Fees | Management | For | For |
11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ian W. Telfer As A Director Of The Company For The Ensuing Year | Management | For | For |
2 | Elect Mr. Douglas M. Holtby As A Director Of The Company For The Ensuing Year | Management | For | For |
3 | Elect Mr. Charles A. Jeannes As A Director Of The Company For The Ensuing Year | Management | For | For |
4 | Elect Mr. John P. Bell As A Director Of The Company For The Ensuing Year | Management | For | For |
5 | Elect Mr. Lawrence I. Bell As A Director Of The Company For The Ensuing Year | Management | For | For |
6 | Elect Ms. Beverley A. Briscoe As A Director Of The Company For The Ensuing Year | Management | For | For |
7 | Elect Mr. Peter J. Dey As A Director Of The Company For The Ensuing Year | Management | For | For |
8 | Elect Mr. P. Randy Reifel As A Director Of The Company For The Ensuing Year | Management | For | For |
9 | Elect Mr. A. Dan Rovig As A Director Of The Company For The Ensuing Year | Management | For | For |
10 | Elect Mr. Kenneth F. Williamson As A Director Of The Company For The Ensuing Year | Management | For | For |
11 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
GOLDEN STAR RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: GSC SECURITY ID: 38119T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Askew | Management | For | For |
2 | Elect Director David K. Fagin | Management | For | For |
3 | Elect Director Lars-Eric Johansson | Management | For | For |
4 | Elect Director Ian MacGregor | Management | For | For |
5 | Elect Director Thomas G. Mair | Management | For | For |
6 | Elect Director Michael P. Martineau | Management | For | For |
7 | Elect Director Michael A. Terrell | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GREAT BASIN GOLD LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: GBG SECURITY ID: 390124105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Patrick R. Cooke As A Director Of The Company For The Ensuing Year | Management | For | For |
2 | Elect T. Barry Coughlan As A Director Of The Company For The Ensuing Year | Management | For | For |
3 | Elect Ferdinand Dippenaar As A Director Of The Company For The Ensuing Year | Management | For | For |
4 | Elect David M.s. Elliott As A Director Of The Company For The Ensuing Year | Management | For | For |
5 | Elect Wayne Kirk As A Director Of The Company For The Ensuing Year | Management | For | For |
6 | Elect Sipho A. Nkosi As A Director Of The Company For The Ensuing Year | Management | For | Against |
7 | Elect Walter Segsworth As A Director Of The Company For The Ensuing Year | Management | For | For |
8 | Elect Ronald W. Thiessen As A Director Of The Company For The Ensuing Year | Management | For | For |
9 | Appoint Pricewaterhousecoopers Llp As The Auditor Of The Company For The Ensuing Year | Management | For | For |
GUYANA GOLDFIELDS INC. MEETING DATE: APR 7, 2009 | ||||
TICKER: GUY SECURITY ID: 403530108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J. Patrick Sheridan, Alan Ferry, Alexander Po, Richard Williams, Robert Bondy and Daniel Noone as Directors | Management | For | For |
2 | Approve Smith Nixon LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Amend Bylaws | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
HARMONY GOLD MINING LTD. MEETING DATE: NOV 24, 2008 | ||||
TICKER: HGMCF SECURITY ID: S34320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2 | Elect KV Dicks as Director Appointed During the Year | Management | For | For |
3 | Elect CM Diara as Director Appointed During the Year | Management | For | For |
4 | Reelect CML Savage as Director | Management | For | For |
5 | Reelect F Abbott as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers inc. as External Auditors | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
8 | Place up to 10 Percent of Authorized But Unissued Shares under Control of Directors | Management | For | For |
9 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | Management | For | For |
HARMONY GOLD MINING LTD. MEETING DATE: NOV 24, 2008 | ||||
TICKER: HMY SECURITY ID: 413216300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2 | Elect KV Dicks as Director Appointed During the Year | Management | For | For |
3 | Elect CM Diara as Director Appointed During the Year | Management | For | For |
4 | Reelect CML Savage as Director | Management | For | For |
5 | Reelect F Abbott as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Inc. as External Auditors | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
8 | Place Authorized But Unissued Shares under Control of Directors Representing up to 10 Percent of Issued Capital | Management | For | For |
9 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 14, 2009 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William D. Pugliese, Derek Bullock, Donald K. Charter, Joseph F. Conway, W. Robert Dengler, Mahendra Naik, John T. Shaw, John E. Caldwell, Peter C. Jones, and Guy G. Dufresne as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD. MEETING DATE: OCT 23, 2008 | ||||
TICKER: SECURITY ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2.1 | Reelect MV Mennell as Director | Management | For | For |
2.2 | Reelect Dh Brown as Director | Management | For | For |
2.3 | Reelect TV Mokgatlha as Director | Management | For | For |
2.4 | Reelect LG Paton as Director | Management | For | For |
2.5 | Reelect LC van Vught as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JAGUAR MINING INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: JAG SECURITY ID: 47009M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew C. Burns, Gilmour Clausen, William E. Dow, Gary E. German, Anthony F. Griffiths, and Daniel R. Titcomb as Directors | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend By-law No. 2 | Management | For | For |
KIMBER RESOURCES INC. MEETING DATE: DEC 10, 2008 | ||||
TICKER: KBR SECURITY ID: 49435N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director R. Dennis Bergen | Management | For | For |
1.3 | Elect Director Gordon Cummings | Management | For | For |
1.4 | Elect Director Frederick T. Graybeal | Management | For | For |
1.5 | Elect Director Peter B. Nixon | Management | For | For |
1.6 | Elect Director James J. Puplava | Management | For | For |
1.7 | Elect Director Stephen P. Quin | Management | For | For |
1.8 | Elect Director Donald W. Young | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Brough | Management | For | For |
1.2 | Elect Director Wilson N. Brumer | Management | For | For |
1.3 | Elect Director Tye W. Burt | Management | For | For |
1.4 | Elect Director John K. Carrington | Management | For | For |
1.5 | Elect Director John M.H. Huxley | Management | For | For |
1.6 | Elect Director John A. Keyes | Management | For | For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.8 | Elect Director George F. Michals | Management | For | For |
1.9 | Elect Director John E. Oliver | Management | For | For |
1.10 | Elect Director Terence C.W. Reid | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John A. Brough as a Director of the Company for the ensuing year | Management | For | For |
2 | Elect Mr. Wilson N. Brumer as a Director of the Company for the ensuing year | Management | For | For |
3 | Elect Mr. Tye W. Burt as a Director of the Company for the ensuing year | Management | For | For |
4 | Elect Mr. John K. Carrington as a Director of the Company for the ensuing year | Management | For | For |
5 | Elect Mr. John M. H. Huxley as a Director of the Company for the ensuing year | Management | For | For |
6 | Elect Mr. John A. Keyes as a Director of the Company for the ensuing year | Management | For | For |
7 | Elect Mr. Catherine McLeod-Seltzer as a Director of the Company for the ensuing year | Management | For | For |
8 | Elect Mr. George F. Michals as a Director of the Company for the ensuing year | Management | For | For |
9 | Elect Mr. John E. Oliver as a Director of the Company for the ensuing year | Management | For | For |
10 | Elect Mr. Terence C. W. Reid as a Director of the Company for the ensuing year | Management | For | For |
11 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Company for the ensuring year and authorize the Directors to fix their remuneration | Management | For | For |
12 | Ratify the adoption of Shareholder Rights Plan, as specified | Management | For | For |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Alister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
MINEFINDERS CORPORATION LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: MFL SECURITY ID: 602900102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Bailey | Management | For | For |
1.2 | Elect Director James M. Dawson | Management | For | For |
1.3 | Elect Director H. Leo King | Management | For | For |
1.4 | Elect Director Robert L. Leclerc | Management | For | For |
1.5 | Elect Director Anthonie Luteijn | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MINEFINDERS CORPORATION LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: MFL SECURITY ID: 602900102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Mark H. Bailey As A Director | Management | For | For |
2 | Elect Mr. James M. Dawson As A Director | Management | For | For |
3 | Elect Mr. H. Leo King As A Director | Management | For | For |
4 | Elect Mr. Robert L. Leclerc As A Director | Management | For | For |
5 | Elect Mr. Anthonie Luteijn As A Director | Management | For | For |
6 | Appoint Kpmg Llp As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
NEW GOLD INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NGD SECURITY ID: 644535106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. James Estey As A Director Of New Gold For The Ensuing Year | Management | For | For |
2 | Elect Mr. Robert Gallagher As A Director Of New Gold For The Ensuing Year | Management | For | For |
3 | Elect Mr. Pierre Lassonde As A Director Of New Gold For The Ensuing Year | Management | For | For |
4 | Elect Mr. Craig Nelsen As A Director Of New Gold For The Ensuing Year | Management | For | For |
5 | Elect Mr. Paul Sweeney As A Director Of New Gold For The Ensuing Year | Management | For | For |
6 | Elect Mr. Ian W. Telfer As A Director Of New Gold For The Ensuing Year | Management | For | For |
7 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Authorize Issuance of Common Shares In Connection with the Business Bombination with Western Goldfields Inc. | Management | For | For |
9 | Fix Number of Directors at Ten and Elect Randall Oliphant, Raymond Threlkeld, Vahan Kololian and Martyn Konig as Directors of Western Goldfields Inc. | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NORTHGATE MINERALS CORPORATION MEETING DATE: MAY 8, 2009 | ||||
TICKER: NGX SECURITY ID: 666416102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Daniel | Management | For | For |
1.2 | Elect Director Paul J. Dowd | Management | For | For |
1.3 | Elect Director Patrick D. Downey | Management | For | For |
1.4 | Elect Director Richard J. Hall | Management | For | For |
1.5 | Elect Director Douglas P. Hayhurst | Management | For | For |
1.6 | Elect Director Terrence A. Lyons | Management | For | For |
1.7 | Elect Director Conrad A. Pinette | Management | For | For |
1.8 | Elect Director Kenneth G. Stowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
NORTHGATE MINERALS CORPORATION MEETING DATE: MAY 8, 2009 | ||||
TICKER: NGX SECURITY ID: 666416102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark Daniel | Management | For | For |
2 | Elect Director Paul J. Dowd | Management | For | For |
3 | Elect Director Patrick D. Downey | Management | For | For |
4 | Elect Director Richard J. Hall | Management | For | For |
5 | Elect Director Douglas P. Hayhurst | Management | For | For |
6 | Elect Director Terrence A. Lyons | Management | For | For |
7 | Elect Director Conrad A. Pinette | Management | For | For |
8 | Elect Director Kenneth G. Stowe | Management | For | For |
9 | Ratify KPMG LLP as Auditors | Management | For | For |
10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
OSISKO MINING CORPORATION MEETING DATE: JUN 30, 2009 | ||||
TICKER: OSK SECURITY ID: 688278100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect The Corporation's Directors | Management | For | For |
2 | Appoint Pricewaterhousecoopers Llp As The Corporation's External Auditors For 2009 And Authorize The Directors To Fix Their Remuneration | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
1.3 | Elect Director Robert P. Pirooz | Management | For | For |
1.4 | Elect Director William Fleckenstein | Management | For | For |
1.5 | Elect Director Michael J. J. Maloney | Management | For | For |
1.6 | Elect Director Michael Larson | Management | For | For |
1.7 | Elect Director Paul B. Sweeney | Management | For | For |
1.8 | Elect Director David C. Press | Management | For | For |
1.9 | Elect Director Walter T. Segsworth | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ross J. Beaty As A Director Of The Company | Management | For | For |
2 | Elect Mr. Geoffrey A. Burns As A Director Of The Company | Management | For | For |
3 | Elect Mr. Robert P. Pirooz As A Director Of The Company | Management | For | For |
4 | Elect Mr. William Fleckenstein As A Director Of The Company | Management | For | For |
5 | Elect Mr. Michael J. J. Maloney As A Director Of The Company | Management | For | For |
6 | Elect Mr. Michael Larson As A Director Of The Company | Management | For | For |
7 | Elect Mr. Paul B. Sweeney As A Director Of The Company | Management | For | For |
8 | Elect Mr. David C. Press As A Director Of The Company | Management | For | For |
9 | Elect Mr. Walter T. Segsworth As A Director Of The Company | Management | For | For |
10 | Reappoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of Thecompany To Hold Office Until The Next Agm | Management | For | For |
11 | Authorize The Directors Of The Company To Fix The Remuneration To Be Paid To The Auditors Of The Company | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Christopher Coleman as Director | Management | For | For |
3 | Elect Jon Walden as Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve the Fees Payable to Directors | Management | For | For |
6 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
RANDGOLD RESOURCES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Randgold Resources Limited Restricted Share Scheme | Management | For | For |
RED BACK MINING INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RBI SECURITY ID: 756297107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Richard P. Clark As A Director To Hold Office Until The Next Annualmeeting Of The Corporation | Management | For | For |
2 | Elect Mr. Lukas H. Lundin As A Director To Hold Office Until The Next Annual Meeting Of The Corporation | Management | For | For |
3 | Elect Mr. Robert F. Chase As A Director To Hold Office Until The Next Annual Meeting Of The Corporation | Management | For | For |
4 | Elect Mr. Brian D. Edgar As A Director To Hold Office Until The Next Annual Meeting Of The Corporation | Management | For | For |
5 | Elect Mr. Michael W. Hunt As A Director To Hold Office Until The Next Annual Meeting Of The Corporation | Management | For | For |
6 | Elect Mr. Harry N. Michael As A Director To Hold Office Until The Next Annualmeeting Of The Corporation | Management | For | For |
7 | Elect Mr. George L. Brack As A Director To Hold Office Until The Next Annual Meeting Of The Corporation | Management | For | For |
8 | Appoint Pricewaterhousecoopoers Llp, Chartered Accountants As The Auditors Ofthe Corporation For The Ensuing Year And Authorize The Directors To Fix Theirremuneration | Management | For | For |
9 | Amend The Corporation S Stock Option Plan As Specified | Management | For | Against |
10 | Approve The Certain Stock Option Grants To Insider Of The Corporation As Specified | Management | For | Against |
ROCKWELL DIAMONDS INC. MEETING DATE: SEP 15, 2008 | ||||
TICKER: RDI SECURITY ID: 77434W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bristow | Management | For | For |
1.2 | Elect Director D. Mark Bristow | Management | For | For |
1.3 | Elect Director Rene Carrier | Management | For | For |
1.4 | Elect Director David J. Copeland | Management | For | For |
1.5 | Elect Director Scott D. Cousens | Management | For | For |
1.6 | Elect Director Dominique de la Roche | Management | For | For |
1.7 | Elect Director Douglas Silver | Management | For | For |
1.8 | Elect Director Patrick John Bartlett | Management | For | For |
2 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Rolling 10% Stock Option Plan | Management | For | Against |
4 | Approve Shareholder Rights Plan | Management | For | For |
ROYAL GOLD, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: RGLD SECURITY ID: 780287108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Craig Haase | Management | For | For |
1.2 | Elect Director S. Oden Howell, Jr. | Management | For | For |
1.3 | Elect Director Donald Worth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SAN GOLD CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: SGR SECURITY ID: 79780P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Messrs. Hugh Wynne, Dale Ginn, Richard Boulay, Courtney Shearer, Ben Hubert, Michael Power And James Mccutcheon To The Board Of Directors | Management | For | Against |
2 | Appoint Scarrow & Donald Llp As The Auditors Of The Corporation And Authorizethe Board Of Directors To Fix The Auditors Remuneration | Management | For | For |
3 | Approve To Re-approve The Stock Option Plan Of The Corporation | Management | For | Against |
SEABRIDGE GOLD INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: SEA SECURITY ID: 811916105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Anthony | Management | For | For |
1.2 | Elect Director A. Frederick Banfield | Management | For | For |
1.3 | Elect Director William M. Calhoun | Management | For | For |
1.4 | Elect Director Thomas C. Dawson | Management | For | For |
1.5 | Elect Director Louis J. Fox | Management | For | For |
1.6 | Elect Director Rudi P. Fronk | Management | For | For |
1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Stock Option Plan Grants | Management | For | Against |
6 | Other Business | Management | For | Against |
SEABRIDGE GOLD INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: SEA SECURITY ID: 811916105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James S. Anthony As A Director For The Ensuing Year | Management | For | For |
2 | Elect A. Frederick Banfield As A Director For The Ensuing Year | Management | For | For |
3 | Elect William M. Calhoun As A Director For The Ensuing Year | Management | For | For |
4 | Elect Thomas C. Dawson As A Director For The Ensuing Year | Management | For | For |
5 | Elect Louis J. Fox As A Director For The Ensuing Year | Management | For | For |
6 | Elect Rudi P. Fronk As A Director For The Ensuing Year | Management | For | For |
7 | Elect Mr. Eliseo Gonzalez-urien As A Director For The Ensuing Year | Management | For | For |
8 | Appoint Kpmg Llp As The Auditors Of The Company For The Ensuing Year | Management | For | For |
9 | Authorize The Directors To Fix The Remuneration To Be Paid To The Auditors | Management | For | For |
10 | Approve An Increase In The Number Of Shares Reserved For Issue Under The Corporation S Stock Option Plan By 8000,000 Shares | Management | For | Against |
11 | Approve The Grants Of 425,000 Stock Options In Total To Directors As Specified | Management | For | Against |
12 | Transact Any Other Business | Management | For | Against |
SEMAFO INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SMF SECURITY ID: 816922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Bryan A. Coates As A Director | Management | For | For |
2 | Elect Mr. Pierre Claver Damiba As A Director | Management | For | For |
3 | Elect Mr. Benoit La Salle As A Director | Management | For | For |
4 | Elect Mr. Jean Lamarre As A Director | Management | For | For |
5 | Elect Mr. John Leboutillier As A Director | Management | For | For |
6 | Elect Mr. Gilles Masson As A Director | Management | For | For |
7 | Elect Mr. Lawrence McBrearty As A Director | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their RemunerationApprove Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Stock Option Plan | Management | For | Against |
SILVER STANDARD RESOURCES INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: SSO SECURITY ID: 82823L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director A.E. Michael Anglin | Management | For | For |
2.2 | Elect Director John R. Brodie | Management | For | For |
2.3 | Elect Director Richard C. Campbell | Management | For | For |
2.4 | Elect Director R.E. Gordon Davis | Management | For | For |
2.5 | Elect Director David L. Johnston | Management | For | For |
2.6 | Elect Director Richard D. Paterson | Management | For | For |
2.7 | Elect Director Robert A. Quartermain | Management | For | For |
2.8 | Elect Director Peter W. Tomsett | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SILVER STANDARD RESOURCES INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: SSO SECURITY ID: 82823L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve To Determine The Number Of Directors At 8 | Management | For | For |
2 | Elect Mr. A. E. Michael Anglin As A Director For The Ensuing Year | Management | For | For |
3 | Elect Mr. John R. Brodie, Fca As A Director For The Ensuing Year | Management | For | For |
4 | Elect Mr. Richard C. Campbell, Mbe As A Director For The Ensuing Year | Management | For | For |
5 | Elect Mr. R. E. Gordon Davis As A Director For The Ensuing Year | Management | For | For |
6 | Elect Mr. David L. Johnston As A Director For The Ensuing Year | Management | For | For |
7 | Elect Mr. Richard D. Paterson As A Director For The Ensuing Year | Management | For | For |
8 | Elect Mr. Robert A. Quartermain As A Director For The Ensuing Year | Management | For | For |
9 | Elect Mr. Peter W. Tomsett As A Director For The Ensuing Year | Management | For | For |
10 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditors Ofthe Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
SINO GOLD MINING LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SGX SECURITY ID: Q8505T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | Against |
2 | Elect Hanjing Xu as a Director | Management | For | For |
3 | Elect Brian Davidson as a Director | Management | For | For |
4 | Elect Liangang Li as a Director | Management | For | For |
5 | Authorise Options Pursuant to the Company's Executive and Employee Option Plan | Management | For | For |
6 | Approve the Grant of 487,500 Options at an Exercise Price of A$4.35 Each to Jacob Klein, Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
7 | Approve the Grant of 276,250 Options at an Exercise Price of A$4.35 Each to Hanjing Xu, Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
8 | Approve the Grant of 20,000 Options at an Exercise Price of A$4.35 Each to Thomas McKeith, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
9 | Approve the Grant of 20,000 Options at an Exercise Price of A$4.35 Each to Liangang Li, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
10 | Approve the Grant of 35,000 Options at an Exercise Price of A$4.35 Each to James Askew, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
11 | Approve the Grant of 20,000 Options at an Exercise Price of A$4.35 Each to Peter Cassidy, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
12 | Approve the Grant of 20,000 Options at an Exercise Price of A$4.35 Each to Brian Davidson, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
13 | Approve the Grant of 20,000 Options at an Exercise Price of A$4.35 Each to Peter Housden, Non-Executive Director, Pursuant to the Company's Executive and Employee Option Plan | Management | None | For |
WALTER INDUSTRIES, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | Withhold |
1.2 | Elect Director Jerry W. Kolb | Management | For | Withhold |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | Withhold |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Victor P. Patrick | Management | For | Withhold |
1.6 | Elect Director Bernard G. Rethore | Management | For | Withhold |
1.7 | Elect Director George R. Richmond | Management | For | Withhold |
1.8 | Elect Director Michael T. Tokarz | Management | For | Withhold |
1.9 | Elect Director A.J. Wagner | Management | For | Withhold |
2 | Change Company Name | Management | For | For |
3 | Authorize New Class of Preferred Stock | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
WESTERN GOLDFIELDS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: WGI SECURITY ID: 95828P203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall Oliphant, Raymond Threlkeld, Vahan Kololian, Martyn Konig and Gerald Ruth as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Empower the Directors from Time to Time to Fix Number of Directors within a Range Provided in the Company Articles | Management | For | For |
4 | Approve Arrangement for Acquisition by New Gold Inc. | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.4 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.5 | Elect Director Nigel Lees | Management | For | For |
1.6 | Elect Director Dino Titaro | Management | For | For |
1.7 | Elect Director John Begeman | Management | For | For |
1.8 | Elect Director Robert Horn | Management | For | For |
1.9 | Elect Director Richard Graff | Management | For | For |
1.10 | Elect Director Carl Renzoni | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Peter Marrone as a Director | Management | For | For |
2 | Elect Mr. Patrick J. Mars as a Director | Management | For | For |
3 | Elect Mr. Juvenal Mesquita Filho as a Director | Management | For | For |
4 | Elect Mr. Antenor F. Silva, Jr. as a Director | Management | For | For |
5 | Elect Mr. Nigel Lees as a Director | Management | For | For |
6 | Elect Mr. Dino Titaro as a Director | Management | For | For |
7 | Elect Mr. John Begeman as a Director | Management | For | For |
8 | Elect Mr. Robert Horn as a Director | Management | For | For |
9 | Elect Mr. Richard Graff as a Director | Management | For | For |
10 | Elect Mr. Carl Renzoni as a Director | Management | For | For |
11 | Appoint Deloitte and Touche LLP as the Auditors | Management | For | For |
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU MEETING DATE: MAR 9, 2009 | ||||
TICKER: 2899 SECURITY ID: Y9892H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve JV Agreement with Minxi Xinghang State-owned Assets Investment Co., Ltd. | Management | For | For |
2 | Approve Connected Transaction with a Related Party and Proposed Annual Cap | Management | For | For |
3 | Authorize Board to Take All Necessary Actions to Give Effect to Resolutions 1 and 2 | Management | For | For |
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU MEETING DATE: MAY 15, 2009 | ||||
TICKER: 2899 SECURITY ID: Y9892H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Independent Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5 | Accept Annual Report and its Summary Report | Management | For | For |
6 | Approve Profit Distribution Proposal for the Year Ended Dec. 31, 2008 | Management | For | For |
7 | Approve Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
8 | Reappoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Amendments to the Rules for Independent Directors | Management | For | For |
10 | Amend Articles of Association | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABAXIS, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: ABAX SECURITY ID: 002567105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clinton H. Severson | Management | For | For |
1.2 | Elect Director R.J. Bastiani | Management | For | For |
1.3 | Elect Director Henk J. Evenhuis | Management | For | For |
1.4 | Elect Director Brenton G.A. Hanlon | Management | For | For |
1.5 | Elect Director Prithipal Singh | Management | For | For |
1.6 | Elect Director E.S. Tucker III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ALEMBIC LTD MEETING DATE: JUL 28, 2008 | ||||
TICKER: SECURITY ID: Y0032M163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.50 Per Share | Management | For | For |
3 | Reappoint R.K. Baheti as Director | Management | For | For |
4 | Reappoint K.G. Ramanathan as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of R.K. Baheti, Director & President-Finance | Management | For | For |
7 | Approve Reappointment and Remuneration of C.R. Amin, Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of M.C. Amin, Executive Director | Management | For | For |
9 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ALGN SECURITY ID: 016255101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Collins | Management | For | For |
1.2 | Elect Director Joseph Lacob | Management | For | For |
1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.4 | Elect DirectorGeorge J. Morrow | Management | For | For |
1.5 | Elect Director Thomas M. Prescott | Management | For | For |
1.6 | Elect Director Greg J. Santora | Management | For | For |
1.7 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
APRIA HEALTHCARE GROUP, INC. MEETING DATE: OCT 10, 2008 | ||||
TICKER: AHG SECURITY ID: 037933108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 6, 2008 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Victoria F. Haynes | Management | For | For |
4 | Elect Director Antonio Maciel Neto | Management | For | For |
5 | Elect Director Patrick J. Moore | Management | For | For |
6 | Elect Director M. Brian Mulroney | Management | For | For |
7 | Elect Director Thomas F. O Neill | Management | For | For |
8 | Elect Director Kelvin R. Westbrook | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director P.o. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Dennis Langer | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | Withhold |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Joseph Klein, III | Management | For | For |
1.5 | Elect Director Pierre Lapalme | Management | For | For |
1.6 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.7 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.8 | Elect Director Richard A. Meier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BRUKER CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony W. Keller | Management | For | For |
1.2 | Elect Director Richard D. Kniss | Management | For | For |
1.3 | Elect Director Joerg C. Laukien | Management | For | For |
1.4 | Elect Director William A. Linton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARDIONET, INC. MEETING DATE: OCT 23, 2008 | ||||
TICKER: BEAT SECURITY ID: 14159L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Ahrens | Management | For | For |
1.2 | Elect Director Fred Middleton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin C. Payne | Management | For | Withhold |
1.2 | Elect Director Richard W. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTERPLATE, INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: CVP SECURITY ID: 15200E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 22, 2009 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford W Illig | Management | For | For |
1.2 | Elect Director William B Neaves, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COUGAR BIOTECHNOLOGY, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: CGRB SECURITY ID: 222083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREMER S.A. MEETING DATE: OCT 28, 2008 | ||||
TICKER: SECURITY ID: P3284T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Article 49 re: Mandatory Tender Bid | Shareholder | None | For |
2 | Consolidate Articles | Shareholder | None | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CYTRX CORPORATION MEETING DATE: JUL 1, 2008 | ||||
TICKER: CYTR SECURITY ID: 232828301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kriegsman | Management | For | For |
1.2 | Elect Director Marvin R. Selter | Management | For | For |
1.3 | Elect Director Richard L. Wennekamp | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISHMAN PHARMACEUTICALS & CHEMICALS LTD. MEETING DATE: JUL 31, 2008 | ||||
TICKER: DISH SECURITY ID: Y2076D117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 50 Percent Per Share | Management | For | For |
3 | Reappoint Y.B. Desai as Director | Management | For | For |
4 | Reappoint S.S. Majmudar as Director | Management | For | For |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
ECZACIBASI ILAC SANYI VE TICARET AS MEETING DATE: NOV 17, 2008 | ||||
TICKER: SECURITY ID: M30078105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Change Company Name | Management | For | Did Not Vote |
4 | Amend Corporate Purpose | Management | For | Did Not Vote |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ELI LILLY AND CO. MEETING DATE: APR 20, 2009 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin S. Feldstein | Management | For | For |
1.2 | Elect Director J. Erik Fyrwald | Management | For | For |
1.3 | Elect Director Ellen R. Marram | Management | For | For |
1.4 | Elect Director Douglas R. Oberhelman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EV3, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey B. Child | Management | For | Against |
2 | Elect Director John L. Miclot | Management | For | Against |
3 | Elect Director Thomas E. Timbie | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 7, 2009 | ||||
TICKER: FMS SECURITY ID: 358029106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
GENOPTIX, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: GXDX SECURITY ID: 37243V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence R. McCarthy, Ph.D. | Management | For | For |
1.2 | Elect Director Christine A. White, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDEN MEDITECH CO LTD MEETING DATE: SEP 10, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Jin Lu as Executive Director | Management | For | For |
2b | Reelect Lu Tian Long as Executive Director | Management | For | For |
2c | Reelect Gu Qiao as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix Remuneration Of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GOLDEN MEDITECH CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement and Plan of Merger, Conversion and Share Exchange between the Company, Pantheon China Acquisition Corp., Pantheon Arizona Corp., China Cord Blood Services Corp. (CCBS) and the Selling Shareholders of CCBS | Management | For | For |
2 | Approve Proposed Spin-Off of CCBS | Management | For | For |
3 | Waive Rights of Shareholders to the Assured Entitlements to New Shares of Pantheon Cayman | Management | For | For |
4 | Approve Termination of Existing Share Option Scheme of China Stem Cells Hldgs. Ltd. | Management | For | For |
GTX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GTXI SECURITY ID: 40052B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kenneth Glass | Management | For | For |
1.2 | Elect Director Marc S. Hanover | Management | For | For |
1.3 | Elect Director John H. Pontius | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HAEMONETICS CORP. MEETING DATE: JUL 31, 2008 | ||||
TICKER: HAE SECURITY ID: 405024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Richard M. Meelia | Management | For | For |
1.3 | Elect Director Ronald L. Merriman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Isaac Kaufman | Management | For | For |
1.5 | Elect Director Thomas F. Kirk | Management | For | For |
1.6 | Elect Director Peter J. Neff | Management | For | For |
1.7 | Elect Director Bennett Rosenthal | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director H.E. Thranhardt | Management | For | For |
HEALTH GRADES, INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: HGRD SECURITY ID: 42218Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry R. Hicks | Management | For | For |
1.2 | Elect Director Leslie S. Matthews, M.D. | Management | For | For |
1.3 | Elect Director John J. Quattrone | Management | For | For |
1.4 | Elect Director Mary Boland | Management | For | For |
1.5 | Elect Director Mats Wahlstrom | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.2 | Elect Director Vicki B. Escarra | Management | For | For |
1.3 | Elect Director Thomas T. Farley | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Patrick Foley | Management | For | For |
1.6 | Elect Director Jay M. Gellert | Management | For | For |
1.7 | Elect Director Roger F. Greaves | Management | For | For |
1.8 | Elect Director Bruce G. Willison | Management | For | For |
1.9 | Elect Director Frederick C. Yeager | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick T. Ryan | Management | For | Withhold |
1.2 | Elect Director Rolf A. Classon | Management | For | Withhold |
1.3 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Begley | Management | For | Withhold |
1.2 | Elect Director Barbara L. Bowles | Management | For | Withhold |
1.3 | Elect Director Roger W. Hale | Management | For | Withhold |
1.4 | Elect Director John C. Staley | Management | For | Withhold |
1.5 | Elect Director Heino von Prondzynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: SEP 9, 2008 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
IMCLONE SYSTEMS INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: IMCL SECURITY ID: 45245W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Celentano | Management | For | For |
1.2 | Elect Director Alexander J. Denner | Management | For | Withhold |
1.3 | Elect Director Thomas F. Deuel | Management | For | Withhold |
1.4 | Elect Director Jules Haimovitz | Management | For | Withhold |
1.5 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.6 | Elect Director John H. Johnson | Management | For | Withhold |
1.7 | Elect Director Peter S. Liebert | Management | For | Withhold |
1.8 | Elect Director Richard C. Mulligan | Management | For | Withhold |
1.9 | Elect Director David Sidransky | Management | For | Withhold |
1.10 | Elect Director Charles Woler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
IMMUCOR, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: BLUD SECURITY ID: 452526106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Clouser | Management | For | For |
1.2 | Elect Director G. De Chirico | Management | For | Withhold |
1.3 | Elect Director Ralph A. Eatz | Management | For | Withhold |
1.4 | Elect Director Jack Goldstein | Management | For | Withhold |
1.5 | Elect Director Hiroshi Hoketsu | Management | For | Withhold |
1.6 | Elect Director Paul V. Holland | Management | For | For |
1.7 | Elect Director Ronny B. Lancaster | Management | For | Withhold |
1.8 | Elect Director Chris E. Perkins | Management | For | For |
1.9 | Elect Director Joseph E. Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INFUSYSTEM HOLDINGS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: INHI SECURITY ID: 45685K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean McDevitt | Management | For | For |
1.2 | Elect Director Steve Watkins | Management | For | For |
1.3 | Elect Director John Voris | Management | For | For |
1.4 | Elect Director Pat LaVecchia | Management | For | For |
1.5 | Elect Director Wayne Yetter | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director David Dreyer | Management | For | For |
1.8 | Elect Director James Freddo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: JUL 9, 2008 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Keith Bradley | Management | For | For |
3 | Elect Director Richard E. Caruso | Management | For | For |
4 | Elect Director Stuart M. Essig | Management | For | For |
5 | Elect Director Neal Moszkowski | Management | For | For |
6 | Elect Director Christian S. Schade | Management | For | For |
7 | Elect Director James M. Sullivan | Management | For | For |
8 | Elect Director Anne M. VanLent | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JUBILANT ORGANOSYS LTD. MEETING DATE: SEP 27, 2008 | ||||
TICKER: SECURITY ID: Y44787110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.50 Per Share | Management | For | For |
3 | Reappoint H.S. Bhartia as Director | Management | For | For |
4 | Reappoint N. Trehan as Director | Management | For | For |
5 | Reappoint A. Relan as Director | Management | For | For |
6 | Reappoint J.M. Khanna as Director | Management | For | For |
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JUBILANT ORGANOSYS LTD. MEETING DATE: NOV 24, 2008 | ||||
TICKER: SECURITY ID: Y44787110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Jubilant Employees Stock Option Plan 2005 Re: Increase in Total Number of Options to 1.1 Million | Management | For | For |
2 | Approve Stock Option Plan Grants to the Jubilant Employees Welfare Trust | Management | For | For |
3 | Approve Reappointment and Remuneration of S.N. Singh, Executive Director | Management | For | For |
4 | Approve Reappointment and Remuneration of S. Bang, Executive Director | Management | For | For |
5 | Approve Increase in Borrowing Powers to INR 40 Billion | Management | For | For |
6 | Approve Pledging of Assets for Debt | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.2 | Elect Director C. Thomas Smith | Management | For | For |
1.3 | Elect Director Donald E. Steen | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | For |
2 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 6, 2009 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas P. Mac Mahon | Management | For | Against |
2 | Elect Director Kerrii B. Anderson | Management | For | Against |
3 | Elect Director Jean-Luc Belingard | Management | For | Against |
4 | Elect Director David P. King | Management | For | Against |
5 | Elect Director Wendy E. Lane | Management | For | Against |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | Against |
7 | Elect Director Arthur H. Rubenstein | Management | For | Against |
8 | Elect Director M. Keith Weikel | Management | For | Against |
9 | Elect Director R. Sanders Williams | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
LHC GROUP, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: LHCG SECURITY ID: 50187A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Monica F. Azare | Management | For | For |
1.2 | Elect Director John B. Breaux | Management | For | For |
1.3 | Elect Director Dan S. Wilford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORP MEETING DATE: APR 30, 2009 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Grimm | Management | For | Withhold |
1.2 | Elect Director Gregory T. Lucier | Management | For | Withhold |
1.3 | Elect Director Per A. Peterson, Ph. D. | Management | For | Withhold |
1.4 | Elect Director William S. Shanahan | Management | For | Withhold |
1.5 | Elect Director Arnold J. Levine, Ph. D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | Against |
MASIMO CORP. MEETING DATE: JUN 16, 2009 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Cahill | Management | For | For |
1.2 | Elect Director Robert Coleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 23, 2008 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director James V. Napier | Management | For | For |
10 | Elect Director Jane E. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MEDASSETS, INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: MDAS SECURITY ID: 584045108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rand A. Ballard | Management | For | For |
1.2 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.3 | Elect Director Bruce F. Wesson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDIAL SAUDE S.A MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P6499S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Capital Increase Approved by the Board on July 31, 2008 Due to the Exercise of Stock Options, and Amend Article 5 Accordingly | Management | For | Did Not Vote |
2 | Approve Acquisition Agreement between the Company, Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
3 | Appoint Deloitte Touche Tohmatsu to Appraise Proposed Acquisition | Management | For | Did Not Vote |
4 | Approve Deloitte Touche Tohmatsu's Appraisal Report | Management | For | Did Not Vote |
5 | Approve Acquisition of Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
6 | Amend Articles re: Executive Officer Board | Management | For | Did Not Vote |
MEDICINES COMPANY (THE) MEETING DATE: MAY 28, 2009 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armin M. Kessler | Management | For | For |
1.2 | Elect Director Robert G. Savage | Management | For | For |
1.3 | Elect Director Melvin K. Spigelman | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MENTOR CORP. MEETING DATE: SEP 29, 2008 | ||||
TICKER: MNT SECURITY ID: 587188103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company | Management | For | For |
2.1 | Elect Director Michael L. Emmons | Management | For | For |
2.2 | Elect Director Walter W. Faster | Management | For | For |
2.3 | Elect Director Margaret H. Jordan | Management | For | For |
2.4 | Elect Director Joshua H. Levine | Management | For | For |
2.5 | Elect Director Katherine S. Napier | Management | For | For |
2.6 | Elect Director Burt E. Rosen | Management | For | For |
2.7 | Elect Director Joseph E. Whitters | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERCK KGAA MEETING DATE: APR 3, 2009 | ||||
TICKER: MRK SECURITY ID: D5357W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiary Litec-LLL GmbH | Management | For | For |
8.1 | Elect Wolfgang Buechele to the Supervisory Board | Management | For | For |
8.2 | Elect Hans-Juergen Leuchs to the Supervisory Board | Management | For | For |
9 | Allow Electronic Distribution of Company Communications | Management | For | For |
10 | Amend Articles Re: Participation of Merck KGaA on Profit/Loss of E. Merck | Management | For | For |
11 | Approve Creation of EUR 57 Million Pool of Capital without Preemptive Rights | Management | For | For |
MERIDIAN BIOSCIENCE, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: VIVO SECURITY ID: 589584101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Buzard | Management | For | For |
2 | Elect Director John A. Kraeutler | Management | For | For |
3 | Elect Director Gary P. Kreider | Management | For | For |
4 | Elect Director William J. Motto | Management | For | For |
5 | Elect Director David C. Phillips | Management | For | For |
6 | Elect Director Robert J. Ready | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MILLIPORE CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: MIL SECURITY ID: 601073109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Mark Hoffman | Management | For | For |
1.3 | Elect Director John F. Reno | Management | For | For |
1.4 | Elect Director Karen E. Welke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MOMENTA PHARMACEUTICALS INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director James Sulat | Management | For | For |
1.3 | Elect Director Craig A. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NIGHTHAWK RADIOLOGY HOLDINGS INC MEETING DATE: APR 17, 2009 | ||||
TICKER: NHWK SECURITY ID: 65411N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul E. Berger | Management | For | For |
1.2 | Elect Director David J. Brophy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUTRACEUTICAL INTERNATIONAL CORP. MEETING DATE: JAN 29, 2009 | ||||
TICKER: NUTR SECURITY ID: 67060Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burke | Management | For | For |
1.2 | Elect Director James D. Stice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Farrell, Ph.D. | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Eileen M. More | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez, M.D. | Management | For | For |
1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 6, 2009 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain B. Schreiber | Management | For | For |
1.2 | Elect Director Peter E. Grebow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
OSI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: OSIP SECURITY ID: 671040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.2 | Elect Director Colin Goddard, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Santo J. Costa | Management | For | Withhold |
1.4 | Elect Director Joseph Klein, III | Management | For | Withhold |
1.5 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
1.6 | Elect Director Viren Mehta | Management | For | Withhold |
1.7 | Elect Director David W. Niemiec | Management | For | Withhold |
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Management | For | Withhold |
1.9 | Elect Director Katharine B. Stevenson | Management | For | Withhold |
1.10 | Elect Director John P. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PALL CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Ulric S. Haynes, Jr. | Management | For | For |
1.3 | Elect Director Ronald L. Hoffman | Management | For | For |
1.4 | Elect Edwin W. Martin, Jr. | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director Heywood Shelley | Management | For | For |
1.7 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PAREXEL INTERNATIONAL CORP. MEETING DATE: DEC 11, 2008 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Fortune | Management | For | For |
1.2 | Elect Director Ellen M. Zane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: JAN 7, 2009 | ||||
TICKER: SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Promovac Distribuidora de Vacinas Ltda | Management | For | Did Not Vote |
2 | Appoint Independent Firm to Appraise Book Value of the Firm to be Absorbed | Management | For | Did Not Vote |
3 | Approve Independent Firm's Appraisal of the Absorbed Frim | Management | For | Did Not Vote |
4 | Approve Absorption of Promovac Distribuidora de Vacinas Ltda | Management | For | Did Not Vote |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: APR 13, 2009 | ||||
TICKER: SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
RTI BIOLOGICS INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. Chapman | Management | For | For |
1.2 | Elect Director Gregory P. Rainey | Management | For | For |
RURAL/METRO CORP. MEETING DATE: DEC 16, 2008 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.S. Shackelton | Management | For | Withhold |
1.2 | Elect Director Robert E. Wilson | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RXI PHARMACEUTICALS CORPORATION MEETING DATE: JUL 18, 2008 | ||||
TICKER: RXII SECURITY ID: 74978T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tod M. Woolf Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: OCT 9, 2008 | ||||
TICKER: SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.057 Per Share | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean-Luc Butel as Non-Executive Director | Management | For | For |
2 | Elect Li Bing Yung as Non-Executive Director | Management | For | For |
SHIRE LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: SHPGY SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT MR MATTHEW EMMENS AS A DIRECTOR OF THE COMPANY | Management | For | For |
2 | TO ELECT MR ANGUS RUSSELL AS A DIRECTOR OF THE COMPANY | Management | For | For |
3 | TO ELECT MR GRAHAM HETHERINGTON AS A DIRECTOR OF THE COMPANY | Management | For | For |
4 | TO ELECT DR BARRY PRICE AS A DIRECTOR OF THE COMPANY | Management | For | For |
5 | TO ELECT MR DAVID KAPPLER AS A DIRECTOR OF THE COMPANY | Management | For | For |
6 | TO ELECT DR JEFFREY LEIDEN AS A DIRECTOR OF THE COMPANY | Management | For | For |
7 | TO ELECT MR PATRICK LANGOIS AS A DIRECTOR OF THE COMPANY | Management | For | For |
8 | TO ELECT MS KATE NEALON AS A DIRECTOR OF THE COMPANY | Management | For | For |
9 | TO ELECT MR DAVID MOTT AS A DIRECTOR OF THE COMPANY | Management | For | For |
10 | TO ELECT DR MICHAEL ROSENBLATT AS A DIRECTOR OF THE COMPANY | Management | For | For |
11 | RATIFY AUDITORS | Management | For | For |
12 | TO AUTHORISE THE AUDIT, COMPLIANCE AND RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | For | For |
13 | TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES. | Management | For | For |
14 | TO RESOLVE THAT, SUBJECT TO THE PASSING OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES. | Management | For | For |
15 | TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED. | Management | For | For |
16 | TO RESOLVE THAT THE NAME OF THE COMPANY BE CHANGED TO SHIRE PLC AND THAT THE REQUISITE CHANGES BE MADE TO THE COMPANY S MEMORANDUM AND ARTICLES OF ASSOCIATION. | Management | For | For |
SHIRE PLC MEETING DATE: APR 28, 2009 | ||||
TICKER: SHPGY SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2008. | Management | For | For |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2008. | Management | For | For |
3 | TO RE-ELECT DR BARRY PRICE AS A DIRECTOR OF THE COMPANY. | Management | For | For |
4 | TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2010. | Management | For | For |
5 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | For | For |
6 | TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED. | Management | For | For |
7 | TO RESOLVE THAT, SUBJECT TO THE PASSING OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
8 | TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
SIMCERE PHARMACEUTICAL GROUP MEETING DATE: JUL 31, 2008 | ||||
TICKER: SCR SECURITY ID: 82859P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Share Incentive Plan | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Daniel J. Starks | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Michael O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STRYKER CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Howard E. Cox. Jr. | Management | For | For |
1.3 | Elect Director Donald M. Engelman | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Howard L. Lance | Management | For | For |
1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | For |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director Steven M. Looney | Management | For | For |
7 | Elect Director Richard K. Matros | Management | For | For |
8 | Elect Director Milton J. Walters | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
SYNERON MEDICAL LTD. MEETING DATE: DEC 23, 2008 | ||||
TICKER: ELOS SECURITY ID: M87245102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RATIFY AUDITORS | Management | For | For |
2 | ELECTION OF DORON GERSTEL AND RE-ELECTION OF DAVID SCHLACHET WHOSE CURRENT TERM EXPIRES AT THE MEETING, AS CLASS I DIRECTORS TO HOLD OFFICE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD IN 2011. | Management | For | For |
3 | APPROVAL OF AN OPTION GRANT TO SHIMON ECKHOUSE, THE COMPANY CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | For |
4 | APPROVAL OF OPTION GRANTS TO THE COMPANY S DIRECTORS, EXCEPT FOR THE EXECUTIVE AND THE EXTERNAL DIRECTORS. | Management | For | For |
TECHNE CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: TECH SECURITY ID: 878377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Oland | Management | For | For |
1.2 | Elect Director Roger C. Lucas | Management | For | For |
1.3 | Elect Director Howard V. O'Connell | Management | For | For |
1.4 | Elect Director G. Arthur Herbert | Management | For | For |
1.5 | Elect Director R.C. Steer | Management | For | For |
1.6 | Elect Director Robert V. Baumgartner | Management | For | For |
1.7 | Elect Director C.A. Dinarello | Management | For | For |
1.8 | Elect Director K.A. Holbrook | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Roy Vagelos | Management | For | For |
1.2 | Elect Director Rick E Winningham | Management | For | For |
1.3 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine | Management | For | For |
1.6 | Elect Director Burton G. Malkiel | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERMOGENESIS CORP. MEETING DATE: DEC 12, 2008 | ||||
TICKER: KOOL SECURITY ID: 883623209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
1.2 | Elect Director Patrick McEnany | Management | For | For |
1.3 | Elect Director Woodrow A. Myers, Jr., M.D. | Management | For | For |
1.4 | Elect Director Tiffany Olson | Management | For | For |
1.5 | Elect Director William R. Osgood, Ph.D. | Management | For | For |
1.6 | Elect Director Mahendra Rao, Ph.D., M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Sullivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
VARIAN, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VARI SECURITY ID: 922206107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | Withhold |
1.2 | Elect Director James T. Glover | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WATERS CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt, Ph.D. | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher, M.D. | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Martin J. Wygod | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2009 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | Withhold |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Gary D. Henley | Management | For | Withhold |
1.5 | Elect Director John L. Miclot | Management | For | Withhold |
1.6 | Elect Director Amy S. Paul | Management | For | Withhold |
1.7 | Elect Director Robert J. Quillinan | Management | For | Withhold |
1.8 | Elect Director David D. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | XIAOZHONG LIU BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
2 | KIAN-WEE SEAH BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
3 | THE CURRENT ARTICLE 80(1) BE AMENDED SUCH THAT THE NUMBER OF MEMBERS TO THE BOARD OF THE COMPANY SHALL BE UP TO TEN (10) DIRECTORS (RATHER THAN NINE (9) DIRECTORS) | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT HOME FINANCE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABINGTON BANCORP INC (PA) MEETING DATE: MAY 14, 2009 | ||||
TICKER: ABBC SECURITY ID: 00350L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Czerwonka, III. | Management | For | For |
1.2 | Elect Director Robert J. Pannepacker, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANNALY CAPITAL MANAGEMENT INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: NLY SECURITY ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Denahan-Norris | Management | For | For |
1.2 | Elect Director Michael Haylon | Management | For | For |
1.3 | Elect Director Donnell A. Segalas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASSOCIATED BANC-CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Paul S. Beideman | Management | For | For |
1.3 | Elect Director Lisa B. Binder | Management | For | For |
1.4 | Elect Director Ruth M. Crowley | Management | For | For |
1.5 | Elect Director Ronald R. Harder | Management | For | For |
1.6 | Elect Director William R. Hutchinson | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director John C. Meng | Management | For | For |
1.10 | Elect Director J. Douglas Quick | Management | For | For |
1.11 | Elect Director Carlos E. Santiago | Management | For | For |
1.12 | Elect Director John C. Seramur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASTORIA FINANCIAL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AF SECURITY ID: 046265104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard C. Keegan | Management | For | Withhold |
1.2 | Elect Director Denis J. Connors | Management | For | Withhold |
1.3 | Elect Director Thomas J. Donahue | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANK MUTUAL CORPORATION MEETING DATE: MAY 4, 2009 | ||||
TICKER: BKMU SECURITY ID: 063750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas H. Buestrin | Management | For | For |
1.2 | Elect Director Michael T. Crowley Jr. | Management | For | For |
1.3 | Elect Director William J.Mielke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANKFINANCIAL CORP. MEETING DATE: JUN 30, 2009 | ||||
TICKER: BFIN SECURITY ID: 06643P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cassandra J. Francis | Management | For | Withhold |
1.2 | Elect Director Sherwin R. Koopmans | Management | For | Withhold |
1.3 | Elect Director Terry R. Wells | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BENEFICIAL MUTUAL BANCORP, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: BNCL SECURITY ID: 08173R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.2 | Elect Director Thomas F. Hayes | Management | For | For |
1.3 | Elect Director Joseph J. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BERKSHIRE HILLS BANCORP, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BHLB SECURITY ID: 084680107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wallace W. Altes | Management | For | For |
1.2 | Elect Director Lawrence A. Bossidy | Management | For | For |
1.3 | Elect Director D. Jeffrey Templeton | Management | For | For |
1.4 | Elect Director Corydon L. Thurston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
BEVERLY HILLS BANCORP INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: BHBC SECURITY ID: 087866109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Amster | Management | For | For |
1.2 | Elect Director Larry B. Faigin | Management | For | For |
1.3 | Elect Director Stephen P. Glennon | Management | For | For |
1.4 | Elect Director Kathleen L. Kellogg | Management | For | For |
1.5 | Elect Director William D. King | Management | For | For |
BEVERLY HILLS BANCORP INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: BHBC SECURITY ID: 087866109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock and Authorize New Class of Preferred Stock | Management | For | Against |
BROOKLINE BANCORP, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: BRKL SECURITY ID: 11373M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Doyle, Jr. | Management | For | For |
1.2 | Elect Director Thomas J. Hollister | Management | For | For |
1.3 | Elect Director Charles H. Peck | Management | For | For |
1.4 | Elect Director Paul A. Perrault | Management | For | For |
1.5 | Elect Director Joseph J. Slotnik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
DANVERS BANCORP, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: DNBK SECURITY ID: 236442109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Bottomley | Management | For | For |
1.2 | Elect Director Diane C. Brinkley | Management | For | For |
1.3 | Elect Director Robert J. Broudo | Management | For | For |
1.4 | Elect Director Craig S. Cerretani | Management | For | For |
1.5 | Elect Director Eleanor M. Hersey | Management | For | For |
1.6 | Elect Director Mary Coffey Moran | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIME COMMUNITY BANCSHARES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: DCOM SECURITY ID: 253922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Devine | Management | For | For |
1.2 | Elect Director Anthony Bergamo | Management | For | For |
1.3 | Elect Director Fred P. Fehrenbach | Management | For | For |
1.4 | Elect Director Joseph J. Perry | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Keith W. Hughes | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director J. David Chatham | Management | For | For |
1.4 | Elect Director Glenn C. Christenson | Management | For | For |
1.5 | Elect Director William G. Davis | Management | For | For |
1.6 | Elect Director James L. Doti | Management | For | For |
1.7 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.8 | Elect Director Christopher V. Greetham | Management | For | For |
1.9 | Elect Director Parker S. Kennedy | Management | For | For |
1.10 | Elect Director Thomas C. O'Brien | Management | For | For |
1.11 | Elect Director Frank E. O'Bryan | Management | For | For |
1.12 | Elect Director Roslyn B. Payne | Management | For | For |
1.13 | Elect Director D. Van Skilling | Management | For | For |
1.14 | Elect Director Patrick F. Stone | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST HORIZON NATIONAL CORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FHN SECURITY ID: 320517105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emkes | Management | For | For |
1.2 | Elect Director D. Bryan Jordan | Management | For | For |
1.3 | Elect Director R. Brad Martin | Management | For | For |
1.4 | Elect Director Vicki R. Palmer | Management | For | For |
1.5 | Elect Director William B. Sansom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl A. Florio | Management | For | For |
1.2 | Elect Director David M. Zebro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FLAGSTAR BANCORP, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: FBC SECURITY ID: 337930101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
GLACIER BANCORP, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director James M. English | Management | For | For |
1.3 | Elect Director Allen J. Fetscher | Management | For | For |
1.4 | Elect Director Dallas I. Herron | Management | For | For |
1.5 | Elect Director Jon W. Hippler | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | For |
1.7 | Elect Director L. Peter Larson | Management | For | For |
1.8 | Elect Director Douglas J. McBride | Management | For | For |
1.9 | Elect Director John W. Murdoch | Management | For | For |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Salamone | Management | For | For |
1.2 | Elect Director Michael W. Azzara | Management | For | For |
1.3 | Elect Director Victoria H. Bruni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles and Regulations to Revise the Voting Rights of the Preferred Stock | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERIDIAN INTERSTATE BANCORP, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: EBSB SECURITY ID: 58964Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marilyn A. Censullo | Management | For | For |
1.2 | Elect Director Richard J. Gavegnano | Management | For | For |
1.3 | Elect Director Edward L. Lynch | Management | For | For |
1.4 | Elect Director Gregory F. Natalucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MGIC INVESTMENT CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl E. Case | Management | For | For |
1.2 | Elect Director Curt S. Culver | Management | For | For |
1.3 | Elect Director William A. McIntosh | Management | For | For |
1.4 | Elect Director Leslie M. Muma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NATIONAL CITY CORP. MEETING DATE: SEP 15, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen E. Clancy | Management | For | For |
1.2 | Elect Director Robert S. Farrell | Management | For | For |
1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
1.4 | Elect Director James J. O'Donovan | Management | For | For |
1.5 | Elect Director Hanif W. Dahya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWALLIANCE BANCSHARES, INC. MEETING DATE: APR 20, 2009 | ||||
TICKER: NAL SECURITY ID: 650203102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Lyons, Jr. | Management | For | For |
1.2 | Elect Director Eric A. Marziali | Management | For | For |
1.3 | Elect Director Julia M. McNamara | Management | For | For |
1.4 | Elect Director Peyton R. Patterson | Management | For | For |
1.5 | Elect Director Gerald B. Rosenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
NORTHWEST BANCORP, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: NWSB SECURITY ID: 667328108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Bauer | Management | For | For |
1.2 | Elect Director Richard L. Carr | Management | For | For |
1.3 | Elect Director Philip M. Tredway | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Martha C. Goss | Management | For | For |
1.4 | Elect Director Ronald J. Korn | Management | For | For |
1.5 | Elect Director William H. Lacey | Management | For | For |
1.6 | Elect Director David B. Reiner | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | For |
1.2 | Elect Director Leo E. Knight, Jr. | Management | For | For |
1.3 | Elect Director Charles F. Titterton | Management | For | For |
1.4 | Elect Director Steven R. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | Withhold |
1.2 | Elect Director Jerry Franklin | Management | For | Withhold |
1.3 | Elect Director Eunice S. Groark | Management | For | Withhold |
1.4 | Elect Director James A. Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PROVIDENT FINANCIAL SERVICES, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: PFS SECURITY ID: 74386T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey M. Connor | Management | For | For |
1.2 | Elect Director Christopher Martin | Management | For | For |
1.3 | Elect Director Edward O'Donnell | Management | For | For |
1.4 | Elect Director Jeffries Shein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIAN GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert Wender | Management | For | For |
2 | Elect Director David C. Carney | Management | For | For |
3 | Elect Director Howard B. Culang | Management | For | For |
4 | Elect Director Stephen T. Hopkins | Management | For | For |
5 | Elect Director Sanford A. Ibrahim | Management | For | For |
6 | Elect Director James W. Jennings | Management | For | For |
7 | Elect Director Ronald W. Moore | Management | For | For |
8 | Elect Director Jan Nicholson | Management | For | For |
9 | Elect Director Robert W. Richards | Management | For | For |
10 | Elect Director Anthony W. Schweiger | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
REDWOOD TRUST, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: RWT SECURITY ID: 758075402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George E. Bull, III | Management | For | For |
1.2 | Elect Director Thomas C. Brown | Management | For | For |
1.3 | Elect Director Diane L. Merdian | Management | For | For |
1.4 | Elect Director Georganne C. Proctor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
1.2 | Elect Neill A. Currie as Director | Management | For | For |
1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
SOVEREIGN BANCORP, INC. MEETING DATE: JAN 28, 2009 | ||||
TICKER: SOV SECURITY ID: 845905108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Director William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withhold |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TRUSTCO BANK CORP NY MEETING DATE: MAY 18, 2009 | ||||
TICKER: TRST SECURITY ID: 898349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas O. Maggs | Management | For | For |
1.2 | Elect Director Robert J. McCormick | Management | For | For |
1.3 | Elect Director William J. Purdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED FINANCIAL BANCORP, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: UBNK SECURITY ID: 91030T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Ross | Management | For | For |
1.2 | Elect Director Robert A. Stewart, Jr. | Management | For | For |
1.3 | Elect Director Thomas H. Themistos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Clearman | Management | For | For |
1.2 | Elect Director James J. Doud, Jr. | Management | For | For |
1.3 | Elect Director H. Dennis Halvorson | Management | For | For |
1.4 | Elect Director Roy M. Whitehead | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTFIELD FINANCIAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: WFD SECURITY ID: 96008P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Colton, Jr. | Management | For | For |
1.2 | Elect Director James C. Hagan | Management | For | For |
1.3 | Elect Director Philip R. Smith | Management | For | For |
1.4 | Elect Director Donald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WSFS FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: WSFS SECURITY ID: 929328102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer W. Davis | Management | For | For |
1.2 | Elect Director Donald W. Delson | Management | For | For |
1.3 | Elect Director Scott E. Reed | Management | For | For |
1.4 | Elect Director Claiborne D. Smith | Management | For | For |
1.5 | Elect Director Linda C. Drake | Management | For | For |
1.6 | Elect Director David E. Hollowell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Article Four of Certificate of Incorporation | Management | For | For |
5 | Amend Article Four and Six of Certificate of Incorporation | Management | For | For |
6 | Amend Certificate of Incorporation to Delete Article Five | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTRA HOLDINGS INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | Withhold |
1.2 | Elect Director Carl R. Christenson | Management | For | Withhold |
1.3 | Elect Director Lyle G. Ganske | Management | For | Withhold |
1.4 | Elect Director Michael L. Hurt | Management | For | Withhold |
1.5 | Elect Director Michael S. Lipscomb | Management | For | Withhold |
1.6 | Elect Director Larry McPherson | Management | For | Withhold |
1.7 | Elect Director James H. Woodward Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BEACON ROOFING SUPPLY, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: BECN SECURITY ID: 073685109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director H. Arthur Bellows, Jr. | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Andrew R. Logie | Management | For | For |
1.6 | Elect Director Stuart A. Randle | Management | For | For |
1.7 | Elect Director Wilson B. Sexton | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Director Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Dickinson | Management | For | For |
1.2 | Elect Director David R. Goode | Management | For | For |
1.3 | Elect Director James W. Owens | Management | For | For |
1.4 | Elect Director Charles D. Powell | Management | For | For |
1.5 | Elect Director Joshua I. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
6 | Adopt Simple Majority Vote Standard | Shareholder | Against | For |
7 | Limitation on Compensation Consultant Services | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DONALDSON CO., INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: DCI SECURITY ID: 257651109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Guillaume Bastiaens | Management | For | Withhold |
1.2 | Elect Director Janet M. Dolan | Management | For | Withhold |
1.3 | Elect Director Jeffrey Noddle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Haddock | Management | For | For |
1.2 | Elect Director Paul E. Rowsey, III | Management | For | For |
1.3 | Elect Director C. Christopher Gaut | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FASTENAL CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: FAST SECURITY ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Kierlin | Management | For | For |
1.2 | Elect Director Stephen M. Slaggie | Management | For | For |
1.3 | Elect Director Michael M. Gostomski | Management | For | For |
1.4 | Elect Director Hugh L. Miller | Management | For | For |
1.5 | Elect Director Willard D. Oberton | Management | For | For |
1.6 | Elect Director Michael J. Dolan | Management | For | For |
1.7 | Elect Director Reyne K. Wisecup | Management | For | For |
1.8 | Elect Director Michael J. Ancius | Management | For | For |
1.9 | Elect Director Scott A. Satterlee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FEDERAL-MOGUL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Neil S. Subin | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GRACO INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: GGG SECURITY ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carroll | Management | For | For |
1.2 | Elect Director Jack W. Eugster | Management | For | For |
1.3 | Elect Director R. William VanSant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry J. Goldstein | Management | For | Withhold |
1.2 | Elect Director Charles W. Santoro | Management | For | Withhold |
1.3 | Elect Director Drew T. Sawyer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
JOHN BEAN TECHNOLOGIES CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: JBT SECURITY ID: 477839104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Maury Devine | Management | For | Withhold |
1.2 | Elect Director James M. Ringler | Management | For | Withhold |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
REGAL-BELOIT CORP. MEETING DATE: APR 27, 2009 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Frederick Kasten, Jr. | Management | For | For |
1.2 | Elect Director Henry W. Knueppel | Management | For | For |
1.3 | Elect Director Dean A. Foate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROCKWELL AUTOMATION INC MEETING DATE: FEB 4, 2009 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betty C. Alewine | Management | For | For |
1.2 | Elect Director Verne G. Istock | Management | For | For |
1.3 | Elect Director Donald R. Parfet | Management | For | For |
1.4 | Elect Director David B. Speer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROTORK PLC MEETING DATE: APR 24, 2009 | ||||
TICKER: ROR SECURITY ID: G76717126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 16.75 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Bob Arnold as Director | Management | For | Against |
4 | Re-elect Roger Lockwood as Director | Management | For | Against |
5 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,123,737 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 215,855 | Management | For | For |
10 | Authorise 8,500,000 Ordinary Shares for Market Purchase | Management | For | For |
11 | Authorise 42,194 Preference Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
SAFT GROUPE SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: F7758P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
3 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Authorize Repurchase of Up to 135,000 Shares (to Favour Liquidity of Shares) | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 for Fiscal Year 2009 | Management | For | For |
9 | Authorize up to EUR 300,000 of Issued Capital for Use in Stock Option Plan | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9.5 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 3.7 Million | Management | For | For |
12 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 10 and 11 at EUR 9.5 Million | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | Against |
14 | Subject to Approval of Item 7, Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET INCOME | Management | For | For |
2 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | Management | For | For |
3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | Management | For | For |
4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | Management | For | For |
5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.2007) | Management | For | For |
6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | Management | For | For |
7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | Management | For | For |
8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINRICH HIESINGER | Management | For | For |
9 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JOE KAESER | Management | For | For |
10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | Management | For | For |
11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | Management | For | For |
12 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | Management | For | For |
13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | Management | For | For |
14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | Management | For | For |
15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | Management | For | For |
16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For |
17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | Management | For | For |
18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For |
19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For |
20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | Management | For | For |
21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | Management | For | For |
22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | Management | For | For |
23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | Management | For | For |
24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | Management | For | For |
25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | Management | For | For |
26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | Management | For | For |
27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL 24.01.2008) | Management | For | For |
28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | Management | For | For |
29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For |
30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | Management | For | For |
31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | Management | For | For |
32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | Management | For | For |
33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | Management | For | For |
34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | Management | For | For |
35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL MIROW (UNTIL 24.01.2008) | Management | For | For |
36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | Management | For | For |
37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | Management | For | For |
38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | Management | For | For |
39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | Management | For | For |
40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For |
41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | Management | For | For |
42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | Management | For | For |
43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | Management | For | For |
44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | Management | For | For |
45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | Management | For | For |
46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | Management | For | For |
47 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For |
48 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
49 | ACQUISITION AND USE OF SIEMENS SHARES | Management | For | For |
50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | Management | For | For |
51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Management | For | For |
52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | Management | For | For |
53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | Management | For | For |
54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | Management | For | For |
SIMPSON MANUFACTURING CO., INC. MEETING DATE: APR 17, 2009 | ||||
TICKER: SSD SECURITY ID: 829073105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barclay Simpson | Management | For | Withhold |
1.2 | Elect Director Jennifer A. Chatman | Management | For | For |
1.3 | Elect Director Robin G. MacGillivray | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPX CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Kearny | Management | For | For |
1.2 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEAM, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TISI SECURITY ID: 878155100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis A. Waters | Management | For | For |
1.2 | Elect Director Philip J. Hawk | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward D. Breen as Director | Management | For | Withhold |
1.2 | Elect Timothy M. Donahue as Director | Management | For | Withhold |
1.3 | Elect Brian Duperreault as Director | Management | For | Withhold |
1.4 | Elect Bruce S. Gordon as Director | Management | For | Withhold |
1.5 | Elect Rajiv Gupta as Director | Management | For | Withhold |
1.6 | Elect John A. Krol as Director | Management | For | Withhold |
1.7 | Elect Brendan R. O' Neil as Director | Management | For | Withhold |
1.8 | Elect William S. Stavropoulos as Director | Management | For | Withhold |
1.9 | Elect Sandra Wijnberg as Director | Management | For | Withhold |
1.10 | Elect Jerome B. York as Director | Management | For | Withhold |
1.11 | Elect David Yost as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend 2004 Stock and Incentive Plan | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change of Domicile | Management | For | For |
2 | Increase Authorized Capital | Management | For | For |
3 | Change Company Name to Tyco International Ltd. | Management | For | For |
4 | Amend Corporate Purpose | Management | For | For |
5 | Adopt New Articles of Association | Management | For | For |
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Management | For | For |
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Management | For | For |
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
9 | Ratify Deloitte AG as Auditors | Management | For | For |
10 | Approve Dividends in the Form of a Capital Reduction | Management | For | For |
11 | Adjourn Meeting | Management | For | For |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
W.W. GRAINGER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Richard L. Keyser | Management | For | For |
1.6 | Elect Director Stuart L. Levenick | Management | For | For |
1.7 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.8 | Elect Director Neil S. Novich | Management | For | For |
1.9 | Elect Director Michael J. Roberts | Management | For | For |
1.10 | Elect Director Gary L. Rogers | Management | For | For |
1.11 | Elect Director James T. Ryan | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
1.13 | Elect Director Harold B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Engel | Management | For | For |
1.2 | Elect Director Steven A. Raymund | Management | For | For |
1.3 | Elect Director Lynn M. Utter | Management | For | For |
1.4 | Elect Director William J. Vareschi | Management | For | For |
1.5 | Elect Director Stephen A. Van Oss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M CO MEETING DATE: MAY 12, 2009 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda G. Alvarado | Management | For | Against |
1.2 | Elect Director George W. Buckley | Management | For | Against |
1.3 | Elect Director Vance D. Coffman | Management | For | Against |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director W. James Farrell | Management | For | Against |
1.6 | Elect Director Herbert L. Henkel | Management | For | Against |
1.7 | Elect Director Edward M. Liddy | Management | For | Against |
1.8 | Elect Director Robert S. Morrison | Management | For | Against |
1.9 | Elect Director Aulana L. Peters | Management | For | Against |
1.10 | Elect Director Robert J. Ulrich | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
ACTUANT CORP MEETING DATE: JAN 9, 2009 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
AEGEAN MARINE PETROLEUM NETWORK INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANW SECURITY ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Abel L. Rasterhoff as a Director | Management | For | Withhold |
1.2 | Elect George Konomos as a Director | Management | For | Withhold |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMETEK, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BRINK'S HOME SECURITY HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James B. Stake | Management | For | For |
2 | Elect Director John P. Wiehoff | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 14, 2009 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors William F. Andrews | Management | For | Withhold |
1.2 | Elect Directors John D. Ferguson | Management | For | Withhold |
1.3 | Elect Directors Donna M. Alvarado | Management | For | Withhold |
1.4 | Elect Directors Lucius E. Burch, III | Management | For | Withhold |
1.5 | Elect Directors John D. Correnti | Management | For | Withhold |
1.6 | Elect Directors Dennis W. Deconcini | Management | For | Withhold |
1.7 | Elect Directors John R. Horne | Management | For | Withhold |
1.8 | Elect Directors C. Michael Jacobi | Management | For | Withhold |
1.9 | Elect Directors Thurgood Marshall, Jr. | Management | For | Withhold |
1.10 | Elect Directors Charles L. Overby | Management | For | Withhold |
1.11 | Elect Directors John R. Prann, Jr. | Management | For | Withhold |
1.12 | Elect Directors Joseph V. Russell | Management | For | Withhold |
1.13 | Elect Directors Henri L. Wedell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GENESEE & WYOMING INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: GWR SECURITY ID: 371559105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Hurley | Management | For | For |
1.2 | Elect Director Peter O. Scannell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 21, 2009 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane C. Creel | Management | For | For |
1.2 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Douglas E. Olesen | Management | For | For |
1.10 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INVENSYS PLC MEETING DATE: JUL 18, 2008 | ||||
TICKER: ISYS SECURITY ID: G49133161 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bay Green as Director | Management | For | For |
4 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 26,307,729 | Management | For | For |
7 | Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,986,019 | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
LANDSTAR SYSTEM, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: LSTR SECURITY ID: 515098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry H. Gerkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MANITOWOC COMPANY, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.2 | Elect Director James L. Packard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1.3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Management | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Maffucci | Management | For | Withhold |
1.2 | Elect Director William E. McDonald | Management | For | Withhold |
1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | Withhold |
1.4 | Elect Director Richard A. Vinroot | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NCI INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Terry W. Glasgow | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | For |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | For |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Gurvinder P. Singh | Management | For | For |
1.8 | Elect Director Stephen L. Waechter | Management | For | For |
1.9 | Elect Director Daniel R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NORFOLK SOUTHERN CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Carp | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Michael D. Lockhart | Management | For | For |
1.4 | Elect Director Charles W. Moorman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
NORTHROP GRUMMAN CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis W. Coleman | Management | For | For |
2 | Elect Director Thomas B. Fargo | Management | For | For |
3 | Elect Director Victor H. Fazio | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Stephen E. Frank | Management | For | For |
6 | Elect Director Bruce S. Gordon | Management | For | For |
7 | Elect Director Madeleine Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director Aulana L. Peters | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 18, 2009 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | For |
1.7 | Elect Director John D. Kasarda, Ph.D. | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PALL CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Ulric S. Haynes, Jr. | Management | For | For |
1.3 | Elect Director Ronald L. Hoffman | Management | For | For |
1.4 | Elect Edwin W. Martin, Jr. | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director Heywood Shelley | Management | For | For |
1.7 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
REGAL-BELOIT CORP. MEETING DATE: APR 27, 2009 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Frederick Kasten, Jr. | Management | For | For |
1.2 | Elect Director Henry W. Knueppel | Management | For | For |
1.3 | Elect Director Dean A. Foate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ROCKWELL AUTOMATION INC MEETING DATE: FEB 4, 2009 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betty C. Alewine | Management | For | For |
1.2 | Elect Director Verne G. Istock | Management | For | For |
1.3 | Elect Director Donald R. Parfet | Management | For | For |
1.4 | Elect Director David B. Speer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: RUSHB SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | Withhold |
1.2 | Elect Director W.M. "Rusty" Rush | Management | For | Withhold |
1.3 | Elect Director Ronald J. Krause | Management | For | Withhold |
1.4 | Elect Director James C. Underwood | Management | For | Withhold |
1.5 | Elect Director Harold D. Marshall | Management | For | Withhold |
1.6 | Elect Director Thomas A. Akin | Management | For | Withhold |
1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAFT GROUPE SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: F7758P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
3 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Authorize Repurchase of Up to 135,000 Shares (to Favour Liquidity of Shares) | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 for Fiscal Year 2009 | Management | For | For |
9 | Authorize up to EUR 300,000 of Issued Capital for Use in Stock Option Plan | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9.5 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 3.7 Million | Management | For | For |
12 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 10 and 11 at EUR 9.5 Million | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | Against |
14 | Subject to Approval of Item 7, Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET INCOME | Management | For | For |
2 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | Management | For | For |
3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | Management | For | For |
4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | Management | For | For |
5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.2007) | Management | For | For |
6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | Management | For | For |
7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | Management | For | For |
8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINRICH HIESINGER | Management | For | For |
9 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JOE KAESER | Management | For | For |
10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | Management | For | For |
11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | Management | For | For |
12 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | Management | For | For |
13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | Management | For | For |
14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | Management | For | For |
15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | Management | For | For |
16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For |
17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | Management | For | For |
18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For |
19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For |
20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | Management | For | For |
21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | Management | For | For |
22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | Management | For | For |
23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | Management | For | For |
24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | Management | For | For |
25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | Management | For | For |
26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | Management | For | For |
27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL 24.01.2008) | Management | For | For |
28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | Management | For | For |
29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For |
30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | Management | For | For |
31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | Management | For | For |
32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | Management | For | For |
33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | Management | For | For |
34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | Management | For | For |
35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL MIROW (UNTIL 24.01.2008) | Management | For | For |
36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | Management | For | For |
37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | Management | For | For |
38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | Management | For | For |
39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | Management | For | For |
40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For |
41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | Management | For | For |
42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | Management | For | For |
43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | Management | For | For |
44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | Management | For | For |
45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | Management | For | For |
46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | Management | For | For |
47 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For |
48 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
49 | ACQUISITION AND USE OF SIEMENS SHARES | Management | For | For |
50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | Management | For | For |
51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Management | For | Against |
52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | Management | For | For |
53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | Management | For | For |
54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | Management | For | For |
SUZLON ENERGY LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y8315Y119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint P.K. Khaitan as Director | Management | For | For |
4 | Reappoint A. Dhawan as Director | Management | For | For |
5 | Approve SNK & Co. and S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 50 Billion | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TORO COMPANY, THE MEETING DATE: MAR 18, 2009 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director Gary L. Ellis | Management | For | For |
1.3 | Elect Director Gregg W. Steinhafel | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward D. Breen as Director | Management | For | Withhold |
1.2 | Elect Timothy M. Donahue as Director | Management | For | Withhold |
1.3 | Elect Brian Duperreault as Director | Management | For | Withhold |
1.4 | Elect Bruce S. Gordon as Director | Management | For | Withhold |
1.5 | Elect Rajiv Gupta as Director | Management | For | Withhold |
1.6 | Elect John A. Krol as Director | Management | For | Withhold |
1.7 | Elect Brendan R. O' Neil as Director | Management | For | Withhold |
1.8 | Elect William S. Stavropoulos as Director | Management | For | Withhold |
1.9 | Elect Sandra Wijnberg as Director | Management | For | Withhold |
1.10 | Elect Jerome B. York as Director | Management | For | Withhold |
1.11 | Elect David Yost as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend 2004 Stock and Incentive Plan | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change of Domicile | Management | For | For |
2 | Increase Authorized Capital | Management | For | For |
3 | Change Company Name to Tyco International Ltd. | Management | For | For |
4 | Amend Corporate Purpose | Management | For | For |
5 | Adopt New Articles of Association | Management | For | For |
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Management | For | For |
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Management | For | For |
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
9 | Ratify Deloitte AG as Auditors | Management | For | For |
10 | Approve Dividends in the Form of a Capital Reduction | Management | For | For |
11 | Adjourn Meeting | Management | For | For |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNITED STATIONERS INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: USTR SECURITY ID: 913004107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Connors | Management | For | Withhold |
1.2 | Elect Director Charles K. Crovitz | Management | For | Withhold |
1.3 | Elect Director Frederick B. Hegi, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
USG CORP. MEETING DATE: FEB 9, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
USG CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Armario | Management | For | Withhold |
1.2 | Elect Director W. Douglas Ford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 8, 2009 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Brian D. Belchers as a Class C Director | Management | For | For |
1.02 | Elect Roger I. MacFarlane as a Class C Director | Management | For | For |
1.03 | Elect Matthys J. Wessels as a Class C Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2009 Long-Term Incentive Plan | Management | For | Against |
4 | Approve Executive Incentive Plan | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
W.W. GRAINGER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Richard L. Keyser | Management | For | For |
1.6 | Elect Director Stuart L. Levenick | Management | For | For |
1.7 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.8 | Elect Director Neil S. Novich | Management | For | For |
1.9 | Elect Director Michael J. Roberts | Management | For | For |
1.10 | Elect Director Gary L. Rogers | Management | For | For |
1.11 | Elect Director James T. Ryan | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
1.13 | Elect Director Harold B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Engel | Management | For | For |
1.2 | Elect Director Steven A. Raymund | Management | For | For |
1.3 | Elect Director Lynn M. Utter | Management | For | For |
1.4 | Elect Director William J. Vareschi | Management | For | For |
1.5 | Elect Director Stephen A. Van Oss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LTD. MEETING DATE: JUL 14, 2008 | ||||
TICKER: ACE SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Management | For | For |
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Management | For | For |
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | Management | For | For |
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Management | For | For |
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Management | For | For |
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Management | For | For |
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Management | For | For |
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Management | For | For |
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Management | For | For |
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Management | For | For |
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Management | For | For |
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Management | For | For |
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Management | For | For |
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Management | For | For |
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Management | For | For |
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Management | For | For |
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Management | For | For |
18 | APPROVAL OF THE NAME OF THE COMPANY | Management | For | For |
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Management | For | For |
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Management | For | For |
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | For | For |
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Management | For | For |
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Management | For | For |
24 | RATIFY AUDITORS | Management | For | For |
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Management | For | Against |
26 | RATIFY AUDITORS | Management | For | For |
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Management | For | For |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ADMIRAL GROUP PLC MEETING DATE: APR 28, 2009 | ||||
TICKER: ADM SECURITY ID: G0110T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 26.5 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Henry Engelhardt as Director | Management | For | For |
5 | Re-elect Kevin Chidwick as Director | Management | For | For |
6 | Re-elect Manfred Aldag as Director | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Amend Senior Executive Restricted Share Plan | Management | For | For |
10 | Amend Approved Executive Share Option Plan | Management | For | For |
11 | Amend Non-Approved Executive Share Option Plan | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 88,300 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,300 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,246 | Management | For | For |
14 | Authorise 13,246,000 Ordinary Shares for Market Purchase | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 4, 2009 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Amos | Management | For | For |
1.2 | Elect Director John Shelby Amos, II | Management | For | For |
1.3 | Elect Director Paul S. Amos, II | Management | For | For |
1.4 | Elect Director Yoshiro Aoki | Management | For | For |
1.5 | Elect Director Michael H. Armacost | Management | For | For |
1.6 | Elect Director Kriss Cloninger, III | Management | For | For |
1.7 | Elect Director Joe Frank Harris | Management | For | For |
1.8 | Elect Director Elizabeth J. Hudson | Management | For | For |
1.9 | Elect Director Kenneth S. Janke, Sr. | Management | For | For |
1.10 | Elect Director Douglas W. Johnson | Management | For | For |
1.11 | Elect Director Robert B. Johnson | Management | For | For |
1.12 | Elect Director Charles B. Knapp | Management | For | For |
1.13 | Elect Director E. Stephen Purdom | Management | For | For |
1.14 | Elect Director Barbara K. Rimer | Management | For | For |
1.15 | Elect Director Marvin R. Schuster | Management | For | For |
1.16 | Elect Director David Gary Thompson | Management | For | For |
1.17 | Elect Director Robert L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMBAC FINANCIAL GROUP, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ABK SECURITY ID: 023139108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Callen | Management | For | For |
1.2 | Elect Director Jill M. Considine | Management | For | For |
1.3 | Elect Director Paul R. DeRosa | Management | For | For |
1.4 | Elect Director Philip N. Duff | Management | For | Withhold |
1.5 | Elect Director Thomas C. Theobald | Management | For | For |
1.6 | Elect Director Laura S. Unger | Management | For | For |
1.7 | Elect Director Henry D. G. Wallace | Management | For | For |
1.8 | Elect Director David W. Wallis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: JUN 30, 2009 | ||||
TICKER: AIG SECURITY ID: 026874107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis D. Dammerman | Management | For | For |
1.2 | Elect Director Harvey Golub | Management | For | For |
1.3 | Elect Director Laurette T. Koellner | Management | For | For |
1.4 | Elect Director Edward M. Liddy | Management | For | For |
1.5 | Elect Director Christopher S. Lynch | Management | For | For |
1.6 | Elect Director Arthur C. Martinez | Management | For | For |
1.7 | Elect Director George L. Miles, Jr. | Management | For | For |
1.8 | Elect Director Robert S. Miller | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Morris W. Offit | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | Against |
5 | Increase Authorized Preferred Stock | Management | For | Against |
6 | Amend Certificate of Incorporation | Management | For | For |
7 | Amend Certificate of Incorporation to Eliminate Restrictions on Pledge of Assets | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
11 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
AMERICAN SAFETY INSURANCE HOLDINGS LTD MEETING DATE: JUL 24, 2008 | ||||
TICKER: ASI SECURITY ID: G02995101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David V. Brueggen | Management | For | Withhold |
1.2 | Elect Director Stephen R. Crim | Management | For | Withhold |
1.3 | Elect Director Lawrence I. Geneen | Management | For | Withhold |
1.4 | Elect Director Joseph F. Fisher | Management | For | For |
2 | TO APPROVE THE APPOINTMENT OF BDO SEIDMAN LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS TO SERVE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION. | Management | For | For |
3 | TO CONSIDER AND VOTE UPON A PROPOSAL FOR THE APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | Against |
4 | TO AMEND THE BY-LAWS OF THE COMPANY. | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AON CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: AOC SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | Against |
2 | Elect Director Gregory C. Case | Management | For | Against |
3 | Elect Director Fulvio Conti | Management | For | Against |
4 | Elect Director Edgar D. Jannotta | Management | For | Against |
5 | Elect Director Jan Kalff | Management | For | Against |
6 | Elect Director J. Michael Losh | Management | For | Against |
7 | Elect Director R. Eden Martin | Management | For | Against |
8 | Elect Director Andrew J. McKenna | Management | For | Against |
9 | Elect Director Robert S. Morrison | Management | For | Against |
10 | Elect Director Richard B. Myers | Management | For | Against |
11 | Elect Director Richard C. Notebaert | Management | For | Against |
12 | Elect Director John W. Rogers, Jr. | Management | For | Against |
13 | Elect Director Gloria Santona | Management | For | Against |
14 | Elect Director Carolyn Y. Woo | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. (FORMERLY PXRE GROUP) MEETING DATE: MAY 5, 2009 | ||||
TICKER: AGII SECURITY ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MURAL R. JOSEPHSON | Management | For | Withhold |
1.2 | DIRECTOR JOHN R. POWER, JR. | Management | For | Withhold |
1.3 | DIRECTOR GARY V. WOODS | Management | For | Withhold |
2 | APPROVE ERNST & YOUNG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
ASSURED GUARANTY LTD MEETING DATE: MAR 16, 2009 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares to Dexia Holdings, Inc. in Connection with the Acquisition of Financial Security Assurance Holdings Ltd. | Management | For | For |
2 | Approve Issuance of Shares to WLR Recovery Fund IV, L.P. in Connection with the Financing of the Acquisition of Financial Security Assurance Holdings Ltd. | Management | For | For |
ASSURED GUARANTY LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: AGO SECURITY ID: G0585R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Stephen A. Cozen as Director | Management | For | For |
1.2 | Elect Donald H. Layton as Director | Management | For | Withhold |
1.3 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
1.4 | Elect Walter A. Scott as Director | Management | For | For |
2 | Amend 2004 Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as the Company's Independent Auditors | Management | For | For |
5.1.1 | Elect Howard Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.3 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.4 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.5 | Elect James M. Michener as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.6 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.7 | Elect David Penchoff as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.1.8 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd. | Management | For | For |
5.2 | Ratify PricewatehouseCoopers LLP as Assured Guaranty Re Ltd.'s Independent Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICHAEL A. BUTT | Management | For | For |
1.2 | DIRECTOR JOHN R. CHARMAN | Management | For | For |
1.3 | DIRECTOR CHARLES A. DAVIS | Management | For | For |
1.4 | DIRECTOR SIR ANDREW LARGE | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES. | Management | For | For |
3 | TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
4 | TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE. | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director William H. Gates III | Management | For | For |
1.6 | Elect Director David S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director William H. Gates III | Management | For | For |
1.6 | Elect Director David S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BROWN & BROWN, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BRO SECURITY ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Jim W. Henderson | Management | For | For |
1.7 | Elect Director Theodore J. Hoepner | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Wendell S. Reilly | Management | For | For |
1.10 | Elect Director John R. Riedman | Management | For | For |
1.11 | Elect Director Jan E. Smith | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHUBB CORP., THE MEETING DATE: APR 28, 2009 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird | Management | For | For |
1.2 | Elect Director Sheila P. Burke | Management | For | For |
1.3 | Elect Director James I. Cash, Jr. | Management | For | For |
1.4 | Elect Director Joel J. Cohen | Management | For | For |
1.5 | Elect Director John D. Finnegan | Management | For | For |
1.6 | Elect Director Klaus J. Mangold | Management | For | For |
1.7 | Elect Director Martin G. McGuinn | Management | For | For |
1.8 | Elect Director Lawrence M. Small | Management | For | For |
1.9 | Elect Director Jess Soderberg | Management | For | For |
1.10 | Elect Director Daniel E. Somers | Management | For | For |
1.11 | Elect Director Karen Hastie Williams | Management | For | For |
1.12 | Elect Director James M. Zimmerman | Management | For | For |
1.13 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert M. Smith, Jr. | Management | For | For |
1.11 | Elect Director Robert F. Wright | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Exchange Program | Management | For | Against |
ENSTAR GROUP LTD. MEETING DATE: JUN 9, 2009 | ||||
TICKER: ESGR SECURITY ID: G3075P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul J. Collins as Director | Management | For | Against |
1.2 | Elect J. Christopher Flowers as Director | Management | For | Against |
1.3 | Elect Dominic F. Silvester as Director | Management | For | For |
1.4 | Elect Charles T. Akre, Jr.as Director | Management | For | For |
2 | Approve Deloitte & Touche, Hamilton,Bermuda, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3.1a | Elect Paul J. O'Shea as Director of AG Australia Holdings Ltd | Management | For | For |
3.1b | Elect Nicholas A.Packer as Director of AG Australia Holdings Ltd | Management | For | For |
3.1c | Elect Steven Given as Director of AG Australia Holdings Ltd | Management | For | For |
3.1d | Elect Sandra O'Sullivan as Director of AG Australia Holdings Ltd | Management | For | For |
3.2a | Elect Duncan M. Scott as Director of Bantry Holdings Ltd | Management | For | For |
3.2b | Elect Adrian C.Kimberley as Director of Bantry Holdings Ltd | Management | For | For |
3.2c | Elect Richard J. Harris as Director of Bantry Holdings Ltd | Management | For | For |
3.3a | Elect Adrian C.Kimberley as Director of B.H. Acquisition Ltd | Management | For | For |
3.3b | Elect Richard J. Harris as Director of B.H. Acquisition Ltd | Management | For | For |
3.3c | Elect Paul J. O'Shea as Director of B.H. Acquisition Ltd | Management | For | For |
3.3d | Elect David Rocke as Director of B.H. Acquisition Ltd | Management | For | For |
3.4a | Elect Duncan M. Scott as Director of Blackrock Holdings Ltd | Management | For | For |
3.4b | Elect Adrian C.Kimberley as Director of Blackrock Holdings Ltd | Management | For | For |
3.4c | Elect Richard J. Harris as Director of Blackrock Holdings Ltd | Management | For | For |
3.5a | Elect Gareth Nokes as Director of Bosworth Run-off Ltd | Management | For | For |
3.5b | Elect Alan Turner as Director of Bosworth Run-off Ltd | Management | For | For |
3.6a | Elect Max Lewis as Director of Brampton Insurance Company Ltd | Management | For | For |
3.6b | Elect Albert Maass as Director of Brampton Insurance Company Ltd | Management | For | For |
3.6c | Elect Gareth Nokes as Director of Brampton Insurance Company Ltd | Management | For | For |
3.6d | Elect C. Paul Thomas as Director of Brampton Insurance Company Ltd | Management | For | For |
3.6e | Elect Thomas Nichols as Director of Brampton Insurance Company Ltd | Management | For | For |
3.6f | Elect Alan Turner as Director of Brampton Insurance Company Ltd | Management | For | For |
3.7a | Elect Paul J. O'Shea as Director of Brittany Insurance Company Ltd | Management | For | For |
3.7b | Elect Richard J. Harris as Director of Brittany Insurance Company Ltd | Management | For | For |
3.7c | Elect Adrian C. Kimberley as Director of Brittany Insurance Company Ltd | Management | For | For |
3.7d | Elect Duncan M. Scott as Director of Brittany Insurance Company Ltd | Management | For | For |
3.7e | Elect David Rocke as Director of Brittany Insurance Company Ltd | Management | For | For |
3.8a | Elect Karl J. Wall as Director of Capital Assurance Company Inc | Management | For | For |
3.8b | Elect Robert Carlson as Director of Capital Assurance Company Inc | Management | For | For |
3.8c | Elect Andrea Giannetta as Director of Capital Assurance Company Inc | Management | For | For |
3.8d | Elect Debbie Haran as Director of Capital Assurance Company Inc | Management | For | For |
3.8e | Elect James Grajewski as Director of Capital Assurance Company Inc | Management | For | For |
3.9a | Elect Karl J. Wall as Director of Capital Assurance Services Inc | Management | For | For |
3.9b | Elect Robert Carlson as Director of Capital Assurance Services Inc | Management | For | For |
3.9c | Elect Andrea Giannetta as Director of Capital Assurance Services Inc | Management | For | For |
3.9d | Elect Debbie Haran as Director of Capital Assurance Services Inc | Management | For | For |
3.9e | Elect James Grajewski as Director of Capital Assurance Services Inc | Management | For | For |
3.10a | Elect Paul J. O'Shea as Director of Castlewood(Bermuda) Ltd | Management | For | For |
3.10b | Elect Richard J. Harris as Director of Castlewood(Bermuda) Ltd | Management | For | For |
3.10c | Elect Adrian C. Kimberley as Director of Castlewood(Bermuda) Ltd | Management | For | For |
3.10d | Elect David Rocke as Director of Castlewood(Bermuda) Ltd | Management | For | For |
3.11a | Elect Alan Turner as Director of Cavell Holdings Ltd | Management | For | For |
3.11b | Elect Derek Reid as Director of Cavell Holdings Ltd | Management | For | For |
3.11c | Elect Gareth Nokes as Director of Cavell Holdings Ltd | Management | For | For |
3.12a | Elect Alan Turner as Director of Cavell Insurance Company Ltd | Management | For | For |
3.12b | Elect Derek Reid as Director of Cavell Insurance Company Ltd | Management | For | For |
3.12c | Elect Darren S. Truman as Director of Cavell Insurance Company Ltd | Management | For | For |
3.12d | Elect Gareth Nokes as Director of Cavell Insurance Company Ltd | Management | For | For |
3.12e | Elect C. Paul Thomas as Director of Cavell Insurance Company Ltd | Management | For | For |
3.12f | Elect Thomas Nichols as Director of Cavell Insurance Company Ltd | Management | For | For |
3.13a | Elect Derek Reid as Director of Cavell Leasing Ltd | Management | For | For |
3.13b | Elect Alan Turner as Director of Cavell Leasing Ltd | Management | For | For |
3.14a | Elect Derek Reid as Director of Cavell Overseas Ltd | Management | For | For |
3.14b | Elect Alan Turner as Director of Cavell Overseas Ltd | Management | For | For |
3.15a | Elect Gary Potts as Director of Church Bay Ltd | Management | For | For |
3.15b | Elect Jann Skinner as Director of Church Bay Ltd | Management | For | For |
3.15c | Elect Bruce Bollom as Director of Church Bay Ltd | Management | For | For |
3.15d | Elect Paul J. O'Shea as Director of Church Bay Ltd | Management | For | For |
3.15e | Elect Nicholas A. Packer as Director of Church Bay Ltd | Management | For | For |
3.16a | Elect Alan Turner as Director of Cirrus Re Company A/S | Management | For | For |
3.16b | Elect David Rocke as Director of Cirrus Re Company A/S | Management | For | For |
3.16c | Elect Jan Endressen as Director of Cirrus Re Company A/S | Management | For | For |
3.17a | Elect Paul J. O'Shea as Director of Cobalt Solutions Services Ltd | Management | For | For |
3.17b | Elect Nicholas A. Packer as Director of Cobalt Solutions Services Ltd | Management | For | For |
3.17c | Elect Steven Given as Director of Cobalt Solutions Services Ltd | Management | For | For |
3.17d | Elect Sandra O'Sullivan as Director of Cobalt Solutions Services Ltd | Management | For | For |
3.18a | Elect Adrian C. Kimberley as Director of Comox Holdings Ltd | Management | For | For |
3.18b | Elect Richard J. Harris as Director of Comox Holdings Ltd | Management | For | For |
3.18c | Elect Paul J. O'Shea as Director of Comox Holdings Ltd | Management | For | For |
3.18d | Elect David Rocke as Director of Comox Holdings Ltd | Management | For | For |
3.19a | Elect David Rocke as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.19b | Elect C. Paul Thomas as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.19c | Elect Nicholas A. Packer as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.19d | Elect Paul J. O'Shea as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.19e | Elect John J. Oros as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.19f | Elect Dominic F. Silvester as Director of Compagnie Europeene D'Assurances Industrielles S.A. | Management | For | For |
3.20a | Elect Karl J. Wall as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20b | Elect Robert Carlson as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20c | Elect Thomas J.Balkan as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20d | Elect Joseph Follis as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20e | Elect Andrea Giannetta as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20f | Elect Mark A. Kern as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20g | Elect Raymond Rizzi as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20h | Elect Teresa Reali as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20i | Elect Donna L.Stolz as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20j | Elect James Grajewski as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20k | Elect Jay Banskota as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20l | Elect Richard C.Ryan as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.20m | Elect Rudy A.Dimmling as Director of Constellation Reinsurance Company Ltd | Management | For | For |
3.21a | Elect Adrian C.Kimberley as Director of Courtenay Holdings Ltd | Management | For | For |
3.21b | Elect Richard J.Harris as Director of Courtenay Holdings Ltd | Management | For | For |
3.21c | Elect Paul J.O'Shea as Director of Courtenay Holdings Ltd | Management | For | For |
3.21d | Elect David Rocke as Director of Courtenay Holdings Ltd | Management | For | For |
3.22a | Elect David Hackett as Director of Cranmore Adjusters Ltd | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Borelli | Management | For | For |
1.2 | Elect Director Michael D. Fraizer | Management | For | For |
1.3 | Elect Director Nancy J. Karch | Management | For | For |
1.4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
1.5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1.6 | Elect Director James A. Parke | Management | For | For |
1.7 | Elect Director James S. Riepe | Management | For | For |
1.8 | Elect Director Barrett A. Toan | Management | For | For |
1.9 | Elect Director Thomas B. Wheeler | Management | For | For |
2 | Approve Repricing of Options | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HORACE MANN EDUCATORS CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HMN SECURITY ID: 440327104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary H. Futrell | Management | For | Against |
1.2 | Elect Director Stephen J. Hasenmiller | Management | For | Against |
1.3 | Elect Director Louis G. Lower II | Management | For | Against |
1.4 | Elect Director Joseph J. Melone | Management | For | Against |
1.5 | Elect Director Charles A. Parker | Management | For | Against |
1.6 | Elect Director Gabriel L. Shaheen | Management | For | Against |
1.7 | Elect Director Roger J. Steinbecker | Management | For | Against |
1.8 | Elect Director Charles R. Wright | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
IPC HOLDINGS LTD MEETING DATE: JUN 12, 2009 | ||||
TICKER: IPCR SECURITY ID: G4933P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy - WHITE PROXY CARD | ||||
1 | Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Amalgamation Agreement | Management | For | Against |
2 | Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Agreement | Management | For | Against |
3 | Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Nominees for Director and Other Shareholder Proposals Pursuant to the Amalgamation Agreement | Management | For | Against |
4 | Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Cumulative Voting Provision in the Election of Directors Pursuant to the Amalgamation Agreement | Management | For | Against |
5 | Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Pursuant to the Amalgamation Agreement | Management | For | Against |
6 | Increase Authorized Common Stock Pursuant to the Amalgamation Agreement | Management | For | Against |
7 | Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Agreement | Management | For | Against |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Pursuant to the Amalgamation Agreement | Management | For | Against |
9.1 | Elect Kenneth L. Hammond as Director | Management | For | For |
9.2 | Elect Mark R. Bridges as Director | Management | For | For |
9.3 | Elect Michael J. Cascio as Director | Management | For | For |
9.4 | Elect Peter S. Christie as Director | Management | For | For |
9.5 | Elect L. Anthony Joaquin as Director | Management | For | For |
9.6 | Elect Anthony P. D. Lancaster as Director | Management | For | For |
9.7 | Elect W. Marston Becker as Director | Management | For | Abstain |
9.8 | Elect Gordon F. Cheesbrough as Director | Management | For | Abstain |
9.9 | Elect K. Bruce Connell as Director | Management | For | Abstain |
9.10 | Elect Willis T. King Jr. as Director | Management | For | Abstain |
9.11 | Elect Mario P. Torsiello as Director | Management | For | Abstain |
9.12 | Elect James L. Zech as Director | Management | For | Abstain |
10 | Approve Remuneration of Directors As of Effective Time of the Amalgamation | Management | For | Against |
11 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Adjourn Meeting | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy - GOLD PROXY CARD | ||||
1 | Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
2 | Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
3 | Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Nominees for Director and Other Shareholder Proposals Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
4 | Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Cumulative Voting Provision in the Election of Directors Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
5 | Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
6 | Increase Authorized Common Stock Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
7 | Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Pursuant to the Amalgamation Agreement | Management | Against | Did Not Vote |
9.1 | Elect Kenneth L. Hammond as Director | Shareholder | None | Did Not Vote |
9.2 | Elect Mark R. Bridges as Director | Shareholder | None | Did Not Vote |
9.3 | Elect Michael J. Cascio as Director | Shareholder | None | Did Not Vote |
9.4 | Elect Peter S. Christie as Director | Shareholder | None | Did Not Vote |
9.5 | Elect L. Anthony Joaquin as Director | Shareholder | None | Did Not Vote |
9.6 | Elect Anthony P.D. Lancaster as Director | Shareholder | None | Did Not Vote |
9.7 | Elect W. Marston Becker as Director | Shareholder | None | Did Not Vote |
9.8 | Elect Gordon F. Cheesbrough as Director | Shareholder | None | Did Not Vote |
9.9 | Elect K. Bruce Connell as Director | Shareholder | None | Did Not Vote |
9.10 | Elect Willis T. King Jr. as Director | Shareholder | None | Did Not Vote |
9.11 | Elect Mario P. Torsiello as Director | Shareholder | None | Did Not Vote |
9.12 | Elect James L. Zech as Director | Shareholder | None | Did Not Vote |
10 | Approve Remuneration of Directors As of Effective Time of the Amalgamation | Management | Against | Did Not Vote |
11 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | None | Did Not Vote |
12 | Adjourn Meeting | Management | Against | Did Not Vote |
LOEWS CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.E. Berman | Management | For | For |
2 | Elect Director J.L. Bower | Management | For | For |
3 | Elect Director C.M. Diker | Management | For | For |
4 | Elect Director P.J. Fribourg | Management | For | For |
5 | Elect Director W.L. Harris | Management | For | For |
6 | Elect Director P.A. Laskawy | Management | For | For |
7 | Elect Director K. Miller | Management | For | For |
8 | Elect Director G.R. Scott | Management | For | For |
9 | Elect Director A.H. Tisch | Management | For | For |
10 | Elect Director J.S. Tisch | Management | For | For |
11 | Elect Director J.M. Tisch | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles to Simplify and Update Charter | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
MAIDEN HLDGS LTD MEETING DATE: APR 30, 2009 | ||||
TICKER: MHLD SECURITY ID: 560292104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR BARRY D. ZYSKIND | Management | For | For |
1.2 | DIRECTOR RAYMOND M. NEFF | Management | For | For |
1.3 | DIRECTOR SIMCHA LYONS | Management | For | For |
1.4 | DIRECTOR YEHUDA L. NEUBERGER | Management | For | For |
1.5 | DIRECTOR STEVEN H. NIGRO | Management | For | For |
1.6 | DIRECTOR MAX G. CAVIET | Management | For | For |
1.7 | DIRECTOR ARTURO M. RASCHBAUM | Management | For | For |
1.8 | DIRECTOR JOHN MARSHALECK | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify BDO Seidman LLP as Auditors of the Company and Arthur Morris and Company as Auditors of Maiden Insurance Company Ltd | Management | For | For |
MARKEL CORPORATION MEETING DATE: MAY 11, 2009 | ||||
TICKER: MKL SECURITY ID: 570535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director Douglas C. Eby | Management | For | For |
1.3 | Elect Director Leslie A. Grandis | Management | For | For |
1.4 | Elect Director Stewart M. Kasen | Management | For | For |
1.5 | Elect Director Alan I. Kirshner | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director Anthony F. Markel | Management | For | For |
1.8 | Elect Director Steven A. Markel | Management | For | For |
1.9 | Elect Director Jay M. Weinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Gwendolyn S. King | Management | For | For |
1.3 | Elect Director Marc D. Oken | Management | For | For |
1.4 | Elect Director David A. Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD MEETING DATE: MAY 20, 2009 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Fix Number at 12 and Elect four Class A Directors | Management | For | For |
1.1 | Elect Anthony Taylor as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Allan W. Fulkerson as Director | Management | For | For |
1.4 | Elect Candace L. Straight as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.2 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd. | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
NATIONAL FINANCIAL PARTNERS CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: NFP SECURITY ID: 63607P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephanie Abramson | Management | For | Withhold |
1.2 | Elect Director Arthur Ainsberg | Management | For | Withhold |
1.3 | Elect Director Jessica Bibliowicz | Management | For | Withhold |
1.4 | Elect Director R. Bruce Callahan | Management | For | Withhold |
1.5 | Elect Director John Elliott | Management | For | Withhold |
1.6 | Elect Director Shari Loessberg | Management | For | Withhold |
1.7 | Elect Director Kenneth Mlekush | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ODYSSEY RE HOLDINGS CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ORH SECURITY ID: 67612W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director V. Prem Watsa | Management | For | Withhold |
1.2 | Elect Director James F. Dowd | Management | For | Withhold |
1.3 | Elect Director Andrew A. Barnard | Management | For | Withhold |
1.4 | Elect Director Peter M. Bennett | Management | For | Withhold |
1.5 | Elect Director Anthony F. Griffiths | Management | For | Withhold |
1.6 | Elect Director Patrick W. Kenny | Management | For | Withhold |
1.7 | Elect Director Bradley P. Martin | Management | For | Withhold |
1.8 | Elect Director Robert J. Solomon | Management | For | For |
1.9 | Elect Director Brandon W. Sweitzer | Management | For | Withhold |
OLD REPUBLIC INTERNATIONAL CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | For |
1.2 | Elect Director Leo E. Knight, Jr. | Management | For | For |
1.3 | Elect Director Charles F. Titterton | Management | For | For |
1.4 | Elect Director Steven R. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: MAY 22, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jan H. Holsboer as Director | Management | For | For |
1.2 | Elect Kevin M. Twomey as Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Employee Share Plan | Management | For | For |
4 | Amend Non-Employee Director Share Plan | Management | For | Against |
5 | Approve Term Extension of Swiss Share Purchase Plan | Management | For | Against |
6A | Approve Elimination of Supermajority Vote Requirement | Management | For | For |
6B | Amend Bylaws Re: Advance Notice Provisions | Management | For | For |
6C | Amend Bylaws Re: Limitations on Ownership and Voting | Management | For | Against |
6D | Amend Bylaws Re: Idemnification Provisions | Management | For | For |
6E | Amend Bylaws Re: Election, Disqualification and Removal of Director Provisions | Management | For | Against |
6F | Amend Bylaws Re: Other Changes | Management | For | For |
PHOENIX COMPANIES, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: PNX SECURITY ID: 71902E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.3 | Elect Director Gordon J. Davis | Management | For | For |
1.4 | Elect Director Jerry J. Jasinowski | Management | For | For |
1.5 | Elect Director Augustus K. Oliver, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bundled Compensation Plans | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS LTD MEETING DATE: APR 29, 2009 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
1.3 | Elect A. John Hass as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Peter T. Pruitt as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PROGRESSIVE CORP., THE MEETING DATE: APR 24, 2009 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger N. Farah | Management | For | For |
1.2 | Elect Director Stephen R. Hardis | Management | For | For |
1.3 | Elect Director Norman S. Matthews | Management | For | For |
1.4 | Elect Director Bradley T. Sheares | Management | For | For |
2 | Require Advance Notice for Shareholder Proposals | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Frederic K. Becker | Management | For | For |
1.3 | Elect Director Gordon M. Bethune | Management | For | For |
1.4 | Elect Director Gaston Caperton | Management | For | For |
1.5 | Elect Director Gilbert F. Casellas | Management | For | For |
1.6 | Elect Director James G. Cullen | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Mark B. Grier | Management | For | For |
1.9 | Elect Director Jon F. Hanson | Management | For | For |
1.10 | Elect Director Constance J. Horner | Management | For | For |
1.11 | Elect Director Karl J. Krapek | Management | For | For |
1.12 | Elect Director Christine A. Poon | Management | For | For |
1.13 | Elect Director John R. Strangfield | Management | For | For |
1.14 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
RADIAN GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert Wender | Management | For | For |
2 | Elect Director David C. Carney | Management | For | For |
3 | Elect Director Howard B. Culang | Management | For | For |
4 | Elect Director Stephen T. Hopkins | Management | For | For |
5 | Elect Director Sanford A. Ibrahim | Management | For | For |
6 | Elect Director James W. Jennings | Management | For | For |
7 | Elect Director Ronald W. Moore | Management | For | For |
8 | Elect Director Jan Nicholson | Management | For | For |
9 | Elect Director Robert W. Richards | Management | For | For |
10 | Elect Director Anthony W. Schweiger | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2009 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W. A. Boot | Management | For | For |
1.3 | Elect Director Stuart I. Greenbaum | Management | For | For |
1.4 | Elect Director A. Greig Woodring | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
1.2 | Elect Neill A. Currie as Director | Management | For | For |
1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITRIN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: UTR SECURITY ID: 913275103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Annable | Management | For | Withhold |
1.2 | Elect Director Eric J. Draut | Management | For | Withhold |
1.3 | Elect Director Douglas G. Geoga | Management | For | Withhold |
1.4 | Elect Director Reuben L. Hedlund | Management | For | Withhold |
1.5 | Elect Director William E. Johnston, Jr. | Management | For | Withhold |
1.6 | Elect Director Wayne Kauth | Management | For | Withhold |
1.7 | Elect Director Fayez S. Sarofim | Management | For | Withhold |
1.8 | Elect Director Donald G. Southwell | Management | For | Withhold |
1.9 | Elect Director Richard C. Vie | Management | For | Withhold |
1.10 | Elect Director Ann Ziegler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
UNUM GROUP MEETING DATE: MAY 22, 2009 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Godwin | Management | For | For |
1.2 | Elect Director Thomas Kinser | Management | For | For |
1.3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Muhl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRTUS INVESTMENT PARTNERS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: VRTS SECURITY ID: 92828Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane M. Coffey | Management | For | Withhold |
1.2 | Elect Director Timothy A. Holt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
W. R. BERKLEY CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: WRB SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Berkley | Management | For | For |
1.2 | Elect Director George G. Daly | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WILLIS GROUP HOLDINGS LTD MEETING DATE: APR 22, 2009 | ||||
TICKER: WSH SECURITY ID: G96655108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William W. Bradley as Director | Management | For | Against |
1.2 | Elect Joseph A. Califano as Director | Management | For | Against |
1.3 | Elect Anna C. Catalano as Director | Management | For | Against |
1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
1.5 | Elect Sir Jeremy Hanley as Director | Management | For | Against |
1.6 | Elect Robyn S. Kravit as Director | Management | For | Against |
1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
1.8 | Elect Wendy E. Lane as Director | Management | For | Against |
1.9 | Elect James F. McCann as Director | Management | For | Against |
1.10 | Elect Joseph J. Plumeri as Director | Management | For | Against |
1.11 | Elect Douglas B. Roberts as Director | Management | For | Against |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 24, 2009 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dale R. Comey as a Director | Management | For | Withhold |
1.2 | Elect Robert R. Glauber as a Director | Management | For | Withhold |
1.3 | Elect G. Thompson Hutton as a Director | Management | For | For |
2 | Amend 1991 Peformance Incentive Program | Management | For | Against |
3 | Amend Directors Stock & Option Plan | Management | For | Against |
4 | Ratify PriceWaterhouseCoopers LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 11, 2008 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Gary C. Butler | Management | For | For |
1.4 | Elect Director Leon G. Cooperman | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director R. Glenn Hubbard | Management | For | For |
1.7 | Elect Director John P. Jones | Management | For | For |
1.8 | Elect Director Frederic V. Malek | Management | For | For |
1.9 | Elect Director Charles H. Noski | Management | For | For |
1.10 | Elect Director Sharon T. Rowlands | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
1.12 | Elect Director Henry Taub | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CASS INFORMATION SYSTEMS INC MEETING DATE: APR 20, 2009 | ||||
TICKER: CASS SECURITY ID: 14808P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ebel | Management | For | For |
1.2 | Elect Director John L. Gillis, Jr. | Management | For | For |
1.3 | Elect Director Randall L. Schilling | Management | For | For |
1.4 | Elect Director Franklin D. Wicks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA INFORMATION SECURITY TECHNOLOGY INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: CPBY SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jiang Huai Lin, Zhiqiang Zhao, Yun Sen Huang, Qiang Lin and Sean Shao as Directors | Management | For | For |
2 | Approve GHP Horwath P.C. as Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CIBER, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: CBR SECURITY ID: 17163B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Jacobs | Management | For | Withhold |
1.2 | Elect Director Archibald J. McGill | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 27, 2008 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONVERGYS CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: CVG SECURITY ID: 212485106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Barrett | Management | For | Withhold |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | Withhold |
1.3 | Elect Director David F. Dougherty | Management | For | Withhold |
1.4 | Elect Director Joseph E. Gibbs | Management | For | Withhold |
1.5 | Elect Director Barry S. Rosenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Code of Regulation to Adopt Director Resignation Policy | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CYBERSOURCE CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director William S. McKiernan | Management | For | For |
1.4 | Elect Director Steven P. Novak | Management | For | For |
1.5 | Elect Director Richard Scudellari | Management | For | For |
1.6 | Elect Director Kenneth R. Thornton | Management | For | For |
1.7 | Elect Director Carl F. Pascarella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: EXLS SECURITY ID: 302081104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Gruber | Management | For | For |
1.2 | Elect Director Dr. Mohanbir Sawhney | Management | For | For |
1.3 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Keith W. Hughes | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FISERV, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. P. Kearney | Management | For | For |
1.2 | Elect Director P. J. Kight | Management | For | For |
1.3 | Elect Director J. W. Yabuki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENPACT LTD MEETING DATE: APR 15, 2009 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pramod Bhasin as Director | Management | For | Did Not Vote |
1.2 | Elect Rajat Kumar Gupta as Director | Management | For | Did Not Vote |
1.3 | Elect John W. Barter as Director | Management | For | Did Not Vote |
1.4 | Elect J Taylor Crandall as Director | Management | For | Did Not Vote |
1.5 | Elect Steven A. Denning as Director | Management | For | Did Not Vote |
1.6 | Elect Mark F. Dzialga as Director | Management | For | Did Not Vote |
1.7 | Elect Jagdish Khattar as Director | Management | For | Did Not Vote |
1.8 | Elect James C. Madden as Director | Management | For | Did Not Vote |
1.9 | Elect Denis J. Nayden as Director | Management | For | Did Not Vote |
1.10 | Elect Robert G. Scott as Director | Management | For | Did Not Vote |
1.11 | Elect A. Michael Spence as Director | Management | For | Did Not Vote |
2 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
GEVITY HR INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: GVHR SECURITY ID: 374393106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GLOBAL CASH ACCESS HOLDINGS, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Betts | Management | For | For |
1.2 | Elect Director E. Miles Kilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Allow Company to Redeem Shares | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
GLOBAL PAYMENTS, INC. MEETING DATE: SEP 26, 2008 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Garcia | Management | For | For |
1.2 | Elect Director Gerald J. Wilkins | Management | For | For |
1.3 | Elect Director Michael W. Trapp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IGATE CORPORATION MEETING DATE: APR 21, 2009 | ||||
TICKER: IGTE SECURITY ID: 45169U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michel Berty | Management | For | For |
1.2 | Elect Director J. Gordon Garrett | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MANTECH INTERNATIONAL CORPORATION MEETING DATE: MAY 14, 2009 | ||||
TICKER: MANT SECURITY ID: 564563104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Pedersen | Management | For | For |
1.2 | Elect Director Richard L. Armitage | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Barry G. Campbell | Management | For | For |
1.5 | Elect Director Robert A. Coleman | Management | For | For |
1.6 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
1.7 | Elect Director David E. Jeremiah | Management | For | For |
1.8 | Elect Director Richard J. Kerr | Management | For | For |
1.9 | Elect Director Kenneth A. Minihan | Management | For | For |
1.10 | Elect Director Stephen W. Porter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NCI INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Terry W. Glasgow | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | For |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | For |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Gurvinder P. Singh | Management | For | For |
1.8 | Elect Director Stephen L. Waechter | Management | For | For |
1.9 | Elect Director Daniel R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NESS TECHNOLOGIES, INC. MEETING DATE: JUN 15, 2009 | ||||
TICKER: NSTC SECURITY ID: 64104X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aharon Fogel | Management | For | For |
1.2 | Elect Director Sachi Gerlitz | Management | For | For |
1.3 | Elect Director Morris Wolfson | Management | For | For |
1.4 | Elect Director Satyam C. Cherukuri | Management | For | For |
1.5 | Elect Director Dan S. Suesskind | Management | For | For |
1.6 | Elect Director P. Howard Edelstein | Management | For | For |
1.7 | Elect Director Gabriel Eichler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: NSR SECURITY ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross K. Ireland | Management | For | For |
1.2 | Elect Director Paul A. Lacouture | Management | For | For |
1.3 | Elect Director Michael J. Rowny | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
NICE-SYSTEMS LTD. MEETING DATE: JUL 29, 2008 | ||||
TICKER: NICE SECURITY ID: 653656108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ron Gutler as Director | Management | For | For |
2 | Elect Joseph Atzmon as Director | Management | For | For |
3 | Elect Rimon Ben-Shaoul as Director | Management | For | For |
4 | Elect Yoseph Dauber as Director | Management | For | For |
5 | Elect John Hughes as Director | Management | For | For |
6 | Elect David Kostman as Director | Management | For | For |
7 | Approve Remuneration of Directors, Excluding External Directors | Management | For | For |
8 | Approve Remuneration of Directors, Including External Directors | Management | For | For |
9 | Approve Special Annual Fee to the Chairman of the Board | Management | For | For |
10 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 7, 2008 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director David J. S. Flaschen | Management | For | For |
3 | Elect Director Phillip Horsley | Management | For | For |
4 | Elect Director Grant M. Inman | Management | For | For |
5 | Elect Director Pamela A. Joseph | Management | For | For |
6 | Elect Director Jonathan J. Judge | Management | For | For |
7 | Elect Director Joseph M. Tucci | Management | For | For |
8 | Elect Director Joseph M. Velli | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PEROT SYSTEMS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PER SECURITY ID: 714265105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross Perot | Management | For | For |
1.2 | Elect Director Ross Perot, Jr. | Management | For | For |
1.3 | Elect Director Peter A. Altabef | Management | For | For |
1.4 | Elect Director Steven Blasnik | Management | For | For |
1.5 | Elect Director John S.T. Gallagher | Management | For | For |
1.6 | Elect Director Carl Hahn | Management | For | For |
1.7 | Elect Director DeSoto Jordan | Management | For | For |
1.8 | Elect Director Caroline (Caz) Matthews | Management | For | For |
1.9 | Elect Director Thomas Meurer | Management | For | For |
1.10 | Elect Director Cecil H. (C. H.) Moore, Jr. | Management | For | For |
1.11 | Elect Director Anthony J. Principi | Management | For | For |
1.12 | Elect Director Anuroop (Tony) Singh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Richard E. Allen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SAIC INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
1.3 | Elect Director Jere A. Drummond | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Miriam E. John | Management | For | For |
1.6 | Elect Director Anita K. Jones | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.9 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.10 | Elect Director Louis A. Simpson | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAPIENT CORPORATION MEETING DATE: JUN 4, 2009 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Bruce D. Parker | Management | For | For |
1.7 | Elect Director Ashok Shah | Management | For | For |
1.8 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
TELETECH HOLDINGS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TTEC SECURITY ID: 879939106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
1.2 | Elect Director James E. Barlett | Management | For | For |
1.3 | Elect Director William A. Linnenbringer | Management | For | For |
1.4 | Elect Director Ruth C. Lipper | Management | For | For |
1.5 | Elect Director Shrikant Mehta | Management | For | For |
1.6 | Elect Director Robert M. Tarola | Management | For | For |
1.7 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TNS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: TNS SECURITY ID: 872960109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Benton | Management | For | For |
1.2 | Elect Director Stephen X. Graham | Management | For | For |
1.3 | Elect Director Henry H. Graham, Jr. | Management | For | For |
1.4 | Elect Director John V. Sponyoe | Management | For | For |
1.5 | Elect Director Jay E. Ricks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
UNISYS CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Bolduc | Management | For | Withhold |
1.2 | Elect Director James J. Duderstadt | Management | For | Withhold |
1.3 | Elect Director Matthew J. Espe | Management | For | Withhold |
1.4 | Elect Director Denise K. Fletcher | Management | For | Withhold |
1.5 | Elect Director Clay B. Lifflander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNISYS CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Edward Coleman | Management | For | For |
1.2 | Elect Director Leslie F. Kenne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
VERIFONE HOLDINGS INC MEETING DATE: OCT 8, 2008 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Eitan Raff | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director Collin E. Roche | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VERIFONE HOLDINGS INC MEETING DATE: JUN 23, 2009 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Leslie G. Denend, Ph.D. | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Charles R. Rinehart | Management | For | For |
1.9 | Elect Director Collin E. Roche | Management | For | For |
1.10 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Approve Repricing of Options | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 15, 2009 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. McTavish | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director Regina O. Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN PUBLIC EDUCATION, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: APEI SECURITY ID: 02913V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wallace E. Boston, Jr. | Management | For | For |
1.2 | Elect Director Phillip A. Clough | Management | For | For |
1.3 | Elect Director J. Christopher Everett | Management | For | For |
1.4 | Elect Director Barbara G. Fast | Management | For | For |
1.5 | Elect Director F. David Fowler | Management | For | For |
1.6 | Elect Director Jean C. Halle | Management | For | For |
1.7 | Elect Director Timothy J. Landon | Management | For | For |
1.8 | Elect Director David L. Warnock | Management | For | For |
1.9 | Elect Director Timothy T. Weglicki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Nathanson Juris | Management | For | Withhold |
1.2 | Elect Director Thomas M. Steinbauer | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ARCTIC CAT, INC. MEETING DATE: AUG 7, 2008 | ||||
TICKER: ACAT SECURITY ID: 039670104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dondelinger | Management | For | For |
1.2 | Elect Director Kenneth J. Roering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 10, 2008 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Guido | Management | For | Withhold |
1.2 | Elect Director Kevin Verner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BRINK'S HOME SECURITY HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director Ronald Kirk | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director James E. Oesterreicher | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Against | Abstain |
BRUNSWICK CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne E. Belec | Management | For | For |
1.2 | Elect Director J. Steven Whisler | Management | For | For |
1.3 | Elect Director Manuel A. Fernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Sally J. Smith | Management | For | For |
2.2 | Elect Director Dale M. Applequist | Management | For | For |
2.3 | Elect Director Robert W. MacDonald | Management | For | For |
2.4 | Elect Director Warren E. Mack | Management | For | For |
2.5 | Elect Director J. Oliver Maggard | Management | For | For |
2.6 | Elect Director Michael P. Johnson | Management | For | For |
2.7 | Elect Director James M. Damian | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Against | Abstain |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | Withhold |
1.8 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.9 | Elect Director Brian T. Swette | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPELLA EDUCATION COMPANY MEETING DATE: MAY 12, 2009 | ||||
TICKER: CPLA SECURITY ID: 139594105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kevin Gilligan | Management | For | For |
1.2 | Elect Director Mark N. Greene | Management | For | For |
1.3 | Elect Director Jody G. Miller | Management | For | For |
1.4 | Elect Director James A. Mitchell | Management | For | For |
1.5 | Elect Director Stephen G. Shank | Management | For | For |
1.6 | Elect Director Andrew M. Slavitt | Management | For | For |
1.7 | Elect Director David W. Smith | Management | For | For |
1.8 | Elect Director Jeffrey W. Taylor | Management | For | For |
1.9 | Elect Director Sandra E. Taylor | Management | For | For |
1.10 | Elect Director Darrell R. Tukua | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAREER EDUCATION CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director David W. Devonshire | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director Gregory L. Jackson | Management | For | For |
1.5 | Elect Director Thomas B. Lally | Management | For | For |
1.6 | Elect Director Steven H. Lesnik | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director Edward A. Snyder | Management | For | For |
1.9 | Elect Director Leslie T. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARNIVAL CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICKY ARISON | Management | For | For |
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Management | For | For |
1.3 | DIRECTOR ROBERT H. DICKINSON | Management | For | For |
1.4 | DIRECTOR ARNOLD W. DONALD | Management | For | For |
1.5 | DIRECTOR PIER LUIGI FOSCHI | Management | For | For |
1.6 | DIRECTOR HOWARD S. FRANK | Management | For | For |
1.7 | DIRECTOR RICHARD J. GLASIER | Management | For | For |
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Management | For | For |
1.9 | DIRECTOR SIR JOHN PARKER | Management | For | For |
1.10 | DIRECTOR PETER G. RATCLIFFE | Management | For | For |
1.11 | DIRECTOR STUART SUBOTNICK | Management | For | For |
1.12 | DIRECTOR LAURA WEIL | Management | For | For |
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Management | For | For |
1.14 | DIRECTOR UZI ZUCKER | Management | For | For |
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Management | For | For |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Management | For | For |
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Management | For | For |
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Management | For | For |
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Management | For | For |
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Management | For | For |
CHIPOTLE MEXICAN GRILL INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: CMG SECURITY ID: 169656204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Ells | Management | For | For |
1.2 | Elect Director Patrick J. Flynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul D. Davis | Management | For | For |
2 | Elect Director Daniel W. O Connor | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CORINTHIAN COLLEGES, INC. MEETING DATE: NOV 10, 2008 | ||||
TICKER: COCO SECURITY ID: 218868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry O. Hartshorn | Management | For | Withhold |
1.2 | Elect Director Alice T. Kane | Management | For | Withhold |
1.3 | Elect Director Timothy J. Sullivan | Management | For | Withhold |
1.4 | Elect Director Peter C. Waller | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | Withhold |
1.2 | Elect Director Odie C. Donald | Management | For | Withhold |
1.3 | Elect Director David H. Hughes | Management | For | Withhold |
1.4 | Elect Director Charles A Ledsinger, Jr. | Management | For | Withhold |
1.5 | Elect Director William M. Lewis, Jr. | Management | For | Withhold |
1.6 | Elect Director Connie Mack, III | Management | For | Withhold |
1.7 | Elect Director Andrew H. (Drew) Madsen | Management | For | Withhold |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Withhold |
1.9 | Elect Director Michael D. Rose | Management | For | Withhold |
1.10 | Elect Director Maria A. Sastre | Management | For | Withhold |
1.11 | Elect Director Jack A. Smith | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DEVRY INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Brown | Management | For | For |
1.2 | Elect Director Lisa W. Pickrum | Management | For | For |
1.3 | Elect Director Fernando Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 15, 2008 | ||||
TICKER: DEO SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | REPORT AND ACCOUNTS 2008 | Management | For | For |
2 | DIRECTORS REMUNERATION REPORT 2008 | Management | For | For |
3 | DECLARATION OF FINAL DIVIDEND | Management | For | For |
4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | Management | For | For |
5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | Management | For | For |
9 | RATIFY AUDITORS | Management | For | For |
10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For |
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For |
13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For |
14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | Management | For | For |
15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | Management | For | For |
16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Management | For | For |
17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For |
DOMINOS PIZZA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Mark E. Nunnelly | Management | For | For |
1.3 | Elect Director Diana F. Cantor | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 3, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bittman | Management | For | For |
1.2 | Elect Director Richard R. Burt | Management | For | For |
1.3 | Elect Director Patti S. Hart | Management | For | For |
1.4 | Elect Director Robert A. Mathewson | Management | For | For |
1.5 | Elect Director Thomas J. Matthews | Management | For | For |
1.6 | Elect Director Robert Miller | Management | For | For |
1.7 | Elect Director Frederick B. Rentschler | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Elect Director Philip G. Satre | Management | For | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joanna T. Lau | Management | For | For |
1.2 | Elect Director Samuel L. Odle | Management | For | For |
1.3 | Elect Director John A. Yena | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JACKSON HEWITT TAX SERVICE, INC. MEETING DATE: SEP 23, 2008 | ||||
TICKER: JTX SECURITY ID: 468202106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | Against |
2 | Elect Director Rodman L. Drake | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote on Executive Compensation- Approve Application of Compensation Policies and Procedures | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LIFE TIME FITNESS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: LTM SECURITY ID: 53217R207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bahram Akradi | Management | For | For |
1.2 | Elect Director Giles H. Bateman | Management | For | For |
1.3 | Elect Director Guy C. Jackson | Management | For | For |
1.4 | Elect Director Martha A. Morfitt | Management | For | For |
1.5 | Elect Director John B. Richards | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MARINEMAX, INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. McGill Jr. | Management | For | For |
2 | Elect Director John B. Furman | Management | For | For |
3 | Elect Director Robert S. Kant | Management | For | For |
MARRIOTT INTERNATIONAL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Lawrence W. Kellner | Management | For | For |
1.5 | Elect Director Debra L. Lee | Management | For | For |
1.6 | Elect Director George Munoz | Management | For | For |
1.7 | Elect Director Harry J. Pearce | Management | For | For |
1.8 | Elect Director Steven S. Reinemund | Management | For | For |
1.9 | Elect Director W. Mitt Romney | Management | For | For |
1.10 | Elect Director William J. Shaw | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MATTHEWS INTERNATIONAL CORP. MEETING DATE: FEB 19, 2009 | ||||
TICKER: MATW SECURITY ID: 577128101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Stallkamp | Management | For | For |
1.2 | Elect Director Joseph C. Bartolacci | Management | For | For |
1.3 | Elect Director Katherine E. Dietze | Management | For | For |
1.4 | Elect Director Glenn R. Mahone | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
ORIENT EXPRESS HOTELS, INC. MEETING DATE: OCT 10, 2008 | ||||
TICKER: OEH SECURITY ID: G67743107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy--WHITE Card | ||||
1 | Amend Byelaws to Treat Class B Shares as Treasury Shares | Shareholder | Against | Did Not Vote |
2 | Eliminate Class B Common Shares | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy--GREEN Card | ||||
1 | Amend Byelaws to Treat Class B Shares as Treasury Shares | Shareholder | For | For |
2 | Eliminate Class B Common Shares | Shareholder | For | For |
ORIENT EXPRESS HOTELS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: OEH SECURITY ID: G67743107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John D. Campbell | Management | For | Withhold |
1.2 | Director Mitchell C. Hochberg | Management | For | Withhold |
1.3 | Director James B. Hurlock | Management | For | Withhold |
1.4 | Director Prudence M. Leith | Management | For | Withhold |
1.5 | Director J. Robert Lovejoy | Management | For | Withhold |
1.6 | Director Georg R. Rafael | Management | For | Withhold |
1.7 | Director James B. Sherwood | Management | For | Withhold |
1.8 | Director Paul M. White | Management | For | Withhold |
2 | Approval Of The Company S 2009 Share Award And Incentive Plan | Management | For | Against |
3 | Appointment Of Deloitte Llp As The Company S Independentregistered Public Accounting Firm, And Authorization Of Theaudit Committee To Fix The Accounting Firm's Remuneration | Management | For | For |
PANERA BREAD COMPANY MEETING DATE: MAY 21, 2009 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Domenic Colasacco | Management | For | For |
1.2 | Elect Director W. Austin Ligon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RED ROBIN GOURMET BURGERS INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: RRGB SECURITY ID: 75689M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Taylor Simonton | Management | For | Withhold |
1.2 | Elect Director James T. Rothe | Management | For | Withhold |
1.3 | Elect Director Richard J. Howell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
REGIS CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | For |
1.2 | Elect Director Paul D. Finkelstein | Management | For | For |
1.3 | Elect Director Thomas L. Gregory | Management | For | For |
1.4 | Elect Director Van Zandt Hawn | Management | For | For |
1.5 | Elect Director Susan S. Hoyt | Management | For | For |
1.6 | Elect Director David B. Kunin | Management | For | For |
1.7 | Elect Director Stephen Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 15, 2009 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Maples | Management | For | For |
1.2 | Elect Director J. Larry Nichols | Management | For | For |
1.3 | Elect Director Frank E. Richardson | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 7, 2009 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | For |
1.2 | Elect Director Michael Blakenham | Management | For | For |
1.3 | Elect Director The Duke of Devonshire | Management | For | For |
1.4 | Elect Director Allen Questrom | Management | For | For |
1.5 | Elect Director William F. Ruprecht | Management | For | For |
1.6 | Elect Director Michael I. Sovern | Management | For | For |
1.7 | Elect Director Donald M. Stewart | Management | For | For |
1.8 | Elect Director Robert S. Taubman | Management | For | For |
1.9 | Elect Director Diana L. Taylor | Management | For | For |
1.10 | Elect Director Dennis M. Weibling | Management | For | For |
1.11 | Elect Director Robin G. Woodhead | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STARBUCKS CORP. MEETING DATE: MAR 18, 2009 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director Barbara Bass | Management | For | For |
3 | Elect Director William W. Bradley | Management | For | For |
4 | Elect Director Mellody Hobson | Management | For | For |
5 | Elect Director Kevin R. Johnson | Management | For | For |
6 | Elect Director Olden Lee | Management | For | For |
7 | Elect Director Sheryl Sandberg | Management | For | For |
8 | Elect Director James G. Shennan, Jr. | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | For |
13 | Ratify Auditors | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STEINER LEISURE LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: STNR SECURITY ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clive E. Warshaw as Director | Management | For | For |
1.2 | Elect David S. Harris as Director | Management | For | For |
2 | Approve 2009 Incentive Plan | Management | For | For |
3 | Ratification of the appointement of Ernst & Young LLP as independent auditors for the 2009 fiscal year. | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Michael O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Management | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Management | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
TIM HORTONS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. House | Management | For | For |
1.2 | Elect Director David H. Lees | Management | For | For |
1.3 | Elect Director Ronald W. Osborne | Management | For | For |
1.4 | Elect Director Donald B. Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TREEHOUSE FOODS INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. O'Connell | Management | For | For |
1.2 | Elect Director Terdema L. Ussery, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
WENDY'S INTERNATIONAL, INC. MEETING DATE: SEP 15, 2008 | ||||
TICKER: WEN SECURITY ID: 950590109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert J. Bahash | Management | For | Withhold |
1.3 | Elect Director Brian R. Gamache | Management | For | Withhold |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | Withhold |
1.5 | Elect Director Louis J. Nicastro | Management | For | Withhold |
1.6 | Elect Director Neil D. Nicastro | Management | For | Withhold |
1.7 | Elect Director Edward W. Rabin, Jr. | Management | For | Withhold |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | Withhold |
1.9 | Elect Director Bobby L. Siller | Management | For | Withhold |
1.10 | Elect Director W.J. Vareschi, Jr. | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORP MEETING DATE: MAY 12, 2009 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | Withhold |
1.2 | Elect Director Myra J. Biblowit | Management | For | Withhold |
1.3 | Elect Director Pauline D.E. Richards | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
YUM BRANDS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Dorman | Management | For | For |
1.2 | Elect Director Massimo Ferragamo | Management | For | For |
1.3 | Elect Director J. David Grissom | Management | For | For |
1.4 | Elect Director Bonnie G. Hill | Management | For | For |
1.5 | Elect Director Robert Holland, Jr. | Management | For | For |
1.6 | Elect Director Kenneth G. Langone | Management | For | For |
1.7 | Elect Director Jonathan S. Linen | Management | For | For |
1.8 | Elect Director Thomas C. Nelson | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Thomas M. Ryan | Management | For | For |
1.11 | Elect Director Jing-Shyh S. Su | Management | For | For |
1.12 | Elect Director Jackie Trujillo | Management | For | For |
1.13 | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Sustainability and Food Safety in the Supply Chain | Shareholder | Against | Abstain |
7 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
8 | Report on Animal Welfare Policies | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AEGEAN MARINE PETROLEUM NETWORK INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANW SECURITY ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Abel L. Rasterhoff as a Director | Management | For | Withhold |
1.2 | Elect George Konomos as a Director | Management | For | Withhold |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
AK STEEL HOLDING CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AKS SECURITY ID: 001547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director John S. Brinzo | Management | For | For |
1.3 | Elect Director Dennis C. Cuneo | Management | For | For |
1.4 | Elect Director William K. Gerber | Management | For | For |
1.5 | Elect Director Bonnie G. Hill | Management | For | For |
1.6 | Elect Director Robert H. Jenkins | Management | For | For |
1.7 | Elect Director Ralph S. Michael, III | Management | For | For |
1.8 | Elect Director Shirley D. Peterson | Management | For | For |
1.9 | Elect Director James A. Thomson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BALL CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BHP BILLITON PLC MEETING DATE: OCT 23, 2008 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | Management | For | For |
3 | Re-elect Paul Anderson as Director of BHP Billiton plc | Management | For | For |
4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | Management | For | For |
5 | Re-elect Don Argus as Director of BHP Billiton plc | Management | For | For |
6 | Re-elect Don Argus as Director of BHP Billiton Limited | Management | For | For |
7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | Management | For | For |
8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | Management | For | For |
9 | Re-elect David Crawford as Director of BHP Billiton plc | Management | For | For |
10 | Re-elect David Crawford as Director of BHP Billiton Limited | Management | For | For |
11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | Management | For | For |
12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | Management | For | For |
13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | Management | For | For |
14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | Management | For | For |
15 | Elect Alan Boeckmann as Director of BHP Billiton plc | Management | For | For |
16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | Management | For | For |
17 | Elect Stephen Mayne as Director of BHP Billiton plc | Shareholder | Against | Against |
18 | Elect Stephen Mayne as Director of BHP Billiton Limited | Shareholder | Against | Against |
19 | Elect Dr David Morgan as Director of BHP Billiton plc | Management | For | For |
20 | Elect Dr David Morgan as Director of BHP Billiton Limited | Management | For | For |
21 | Elect Keith Rumble as Director of BHP Billiton plc | Management | For | For |
22 | Elect Keith Rumble as Director of BHP Billiton Limited | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | Management | For | For |
24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | Management | For | For |
25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | Management | For | For |
26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | Management | For | For |
27i | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | Management | For | For |
27ii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | Management | For | For |
27iii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | Management | For | For |
27iv | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | Management | For | For |
27v | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | Management | For | For |
27vi | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | Management | For | For |
28 | Approve Remuneration Report | Management | For | For |
29 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | Management | For | For |
30 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | Management | For | For |
31 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | Management | For | For |
32 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | Management | For | For |
33 | Amend the Articles of Association of of BHP Billiton plc | Management | For | For |
34 | Amend the Constitution of BHP Billiton Limited | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Management | For | Withhold |
1.2 | Elect Director David R. Harvey | Management | For | Withhold |
1.3 | Elect Director John D. Johnson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
2 | Ratify Auditors | Management | For | None |
3 | Approve Omnibus Stock Plan | Management | For | None |
CLEVELAND-CLIFFS INC. MEETING DATE: OCT 3, 2008 | ||||
TICKER: CLF SECURITY ID: 185896107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Control Share Acquisition | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Approve Control Share Acquisition | Shareholder | For | Did Not Vote |
2 | Adjourn Meeting | Management | For | Did Not Vote |
CLIFFS NATURAL RESOURCES INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CLF SECURITY ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.C. Cambre | Management | For | Withhold |
1.2 | Elect Director J.A. Carrabba | Management | For | Withhold |
1.3 | Elect Director S.M. Cunningham | Management | For | Withhold |
1.4 | Elect Director B.J. Eldridge | Management | For | Withhold |
1.5 | Elect Director S.M. Green | Management | For | Withhold |
1.6 | Elect Director J.D. Ireland III | Management | For | Withhold |
1.7 | Elect Director F.R. McAllister | Management | For | Withhold |
1.8 | Elect Director R. Phillips | Management | For | Withhold |
1.9 | Elect Director R.K. Riederer | Management | For | Withhold |
1.10 | Elect Director A. Schwartz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL METALS CO. MEETING DATE: JAN 22, 2009 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold L. Adams | Management | For | For |
1.2 | Elect Director Anthony A. Massaro | Management | For | For |
1.3 | Elect Director Robert D. Neary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation, Gender Identity and Gender Expression | Shareholder | Against | For |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CROWN HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Geoffery E. Merszei | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
18 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Management | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
HUNTSMAN CORP MEETING DATE: NOV 19, 2008 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon M. Huntsman | Management | For | For |
1.2 | Elect Director Marsha J. Evans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD. MEETING DATE: OCT 23, 2008 | ||||
TICKER: SECURITY ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2.1 | Reelect MV Mennell as Director | Management | For | For |
2.2 | Reelect Dh Brown as Director | Management | For | For |
2.3 | Reelect TV Mokgatlha as Director | Management | For | For |
2.4 | Reelect LG Paton as Director | Management | For | For |
2.5 | Reelect LC van Vught as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
INTERNATIONAL PAPER CO. MEETING DATE: MAY 11, 2009 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John V. Faraci | Management | For | For |
1.2 | Elect Directors Stacey J. Mobley | Management | For | For |
1.3 | Elect Directors William G. Walter | Management | For | For |
1.4 | Elect Directors J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Permit Right to Call Special Meeting | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. Farmer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Maffucci | Management | For | Withhold |
1.2 | Elect Director William E. McDonald | Management | For | Withhold |
1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | Withhold |
1.4 | Elect Director Richard A. Vinroot | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 27, 2009 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Henry F. Frigon | Management | For | For |
1.3 | Elect Director Hasan Jameel | Management | For | For |
1.4 | Elect Director Samuel M. Mencoff | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director Paul T. Stecko | Management | For | For |
1.7 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PACTIV CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director K. Dane Brooksher | Management | For | For |
1.3 | Elect Director Robert J. Darnall | Management | For | For |
1.4 | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1.5 | Elect Director N. Thomas Linebarger | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Richard L. Wambold | Management | For | For |
1.8 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | Withhold |
1.2 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.3 | Elect Director Edward G. Galante | Management | For | Withhold |
1.4 | Elect Director Claire W. Gargalli | Management | For | Withhold |
1.5 | Elect Director Ira D. Hall | Management | For | Withhold |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | Withhold |
1.7 | Elect Director Larry D. McVay | Management | For | Withhold |
1.8 | Elect Director Wayne T. Smith | Management | For | Withhold |
1.9 | Elect Director H. Mitchell Watson, Jr. | Management | For | Withhold |
1.10 | Elect Director Robert L. Wood | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Christopher Coleman as Director | Management | For | For |
3 | Elect Jon Walden as Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve the Fees Payable to Directors | Management | For | For |
6 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Gimbel | Management | For | For |
1.2 | Elect Director Douglas M. Hayes | Management | For | For |
1.3 | Elect Director Franklin R. Johnson | Management | For | For |
1.4 | Elect Director Leslie A. Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROCKWOOD HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ROC SECURITY ID: 774415103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.2 | Elect Director J. Kent Masters | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
SEALED AIR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director T. J. Dermot Dunphy | Management | For | For |
5 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STEEL DYNAMICS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STLD SECURITY ID: 858119100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | For |
1.2 | Elect Director Mark D. Millett | Management | For | For |
1.3 | Elect Director Richard P. Teets, Jr. | Management | For | For |
1.4 | Elect Director John C. Bates | Management | For | For |
1.5 | Elect Director Frank D. Byrne, M.D. | Management | For | For |
1.6 | Elect Director Paul B. Edgerley | Management | For | For |
1.7 | Elect Director Richard J. Freeland | Management | For | For |
1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
1.9 | Elect Director James C. Marcuccilli | Management | For | For |
1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ULTRAPETROL BAHAMAS LTD MEETING DATE: OCT 8, 2008 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE APPROVAL OF FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER, 2007 AND AUDITORS REPORT THEREON. APPROVAL OF THE AUDITED FINANCIAL STATEMENTS AND AUDITORS REPORT. | Management | For | For |
2 | RE-ELECTION OF THE DIRECTOR: FELIPE MENENDEZ ROSS | Management | For | Against |
3 | RE-ELECTION OF THE DIRECTOR: RICARDO MENENDEZ ROSS | Management | For | Against |
4 | RE-ELECTION OF THE DIRECTOR: JAMES F. MARTIN | Management | For | Against |
5 | RE-ELECTION OF THE DIRECTOR: KATHERINE A. DOWNS | Management | For | Against |
6 | RE-ELECTION OF THE DIRECTOR: LEONARD J. HOSKINSON | Management | For | Against |
7 | RE-ELECTION OF THE DIRECTOR: MICHAEL C. HAGAN | Management | For | For |
8 | RE-ELECTION OF THE DIRECTOR: GEORGE WOOD | Management | For | For |
9 | TO RATIFY AND CONFIRM ALL ACTS, TRANSACTIONS AND PROCEEDINGS OF DIRECTORS, OFFICERS AND EMPLOYEES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER, 2007 AND INDEMNIFYING THE DIRECTORS, OFFICERS AND EMPLOYEES AGAINST ALL CLAIMS, ACTIONS AND PROCEEDINGS | Management | For | For |
USG CORP. MEETING DATE: FEB 9, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
VALSPAR CORP., THE MEETING DATE: FEB 25, 2009 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Bode | Management | For | Withhold |
1.2 | Elect Director Susan S. Boren | Management | For | Withhold |
1.3 | Elect Director Jeffrey H. Curler | Management | For | Withhold |
1.4 | Elect Director Stephen D. Newlin | Management | For | Withhold |
2.0 | Approve Omnibus Stock Plan | Management | For | Against |
3.0 | Ratify Auditors | Management | For | For |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Peter Marrone as a Director | Management | For | For |
2 | Elect Mr. Patrick J. Mars as a Director | Management | For | For |
3 | Elect Mr. Juvenal Mesquita Filho as a Director | Management | For | For |
4 | Elect Mr. Antenor F. Silva, Jr. as a Director | Management | For | For |
5 | Elect Mr. Nigel Lees as a Director | Management | For | For |
6 | Elect Mr. Dino Titaro as a Director | Management | For | For |
7 | Elect Mr. John Begeman as a Director | Management | For | For |
8 | Elect Mr. Robert Horn as a Director | Management | For | For |
9 | Elect Mr. Richard Graff as a Director | Management | For | For |
10 | Elect Mr. Carl Renzoni as a Director | Management | For | For |
11 | Appoint Deloitte and Touche LLP as the Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL DELIVERY PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AETNA INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank M. Clark | Management | For | For |
2 | Elect Director Betsy Z. Cohen | Management | For | For |
3 | Elect Director Molly J. Coye, M.D. | Management | For | For |
4 | Elect Director Roger N. Farah | Management | For | For |
5 | Elect Director Barbara Hackman Franklin | Management | For | For |
6 | Elect Director Jeffrey E. Garten | Management | For | For |
7 | Elect Director Earl G. Graves | Management | For | For |
8 | Elect Director Gerald Greenwald | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Adopt a Policy to Elect a Retired Management Employee | Shareholder | Against | Against |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
APOLLO HOSPITALS ENTERPRISE LTD. MEETING DATE: AUG 28, 2008 | ||||
TICKER: SECURITY ID: Y0187F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 6.00 Per Share | Management | For | For |
3 | Reappoint R. Menon as Director | Management | For | For |
4 | Reappoint K.A. Abdullah as Director | Management | For | For |
5 | Reappoint G. Venkatraman as Director | Management | For | For |
6 | Reappoint S. Reddy as Director | Management | For | For |
7 | Approve S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint S.J. Thompson as Director | Management | For | For |
9 | Appoint N. Bharadwaj as Director | Management | For | For |
APRIA HEALTHCARE GROUP, INC. MEETING DATE: OCT 10, 2008 | ||||
TICKER: AHG SECURITY ID: 037933108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANGKOK CHAIN HOSPITAL PUBLIC CO. LTD. MEETING DATE: APR 20, 2009 | ||||
TICKER: SECURITY ID: Y060BQ115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous AGM | Management | For | For |
2 | Approve 2008 Operating Results | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Payment of Dividend of THB 0.40 per Share | Management | For | For |
5 | Elect Anant Asavabhokhin, Somporn Harnphanich, Virach Aphimeteetamrong, and Siripng Sombutsiri as Directors | Management | For | For |
6 | Approve Directors' and Audit Committee's Remuneration | Management | For | For |
7 | Approve Directors' Pension of up to THB 3.8 Million | Management | For | For |
8 | Approve KPMG Phoomchai Audit Ltd Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Other Business | Management | For | Against |
BANGKOK DUSIT MEDICAL SERVICE PUBLIC CO. LTD. MEETING DATE: APR 2, 2009 | ||||
TICKER: SECURITY ID: Y06071222 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous AGM | Management | For | For |
2 | Acknowledge 2008 Directors' Report | Management | None | None |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Payment of Dividend of THB 0.60 Per Share | Management | For | For |
5.1 | Elect Prasert Prasattong-Osoth as Director | Management | For | Against |
5.2 | Elect Snoe Indrasukhsri as Director | Management | For | Against |
5.3 | Elect Pongsak Viddayakorn as Director | Management | For | Against |
5.4 | Elect Wallop Adhikomprapa as Director | Management | For | Against |
5.5 | Elect Chuladej Yossundhrarakul as Director | Management | For | Against |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Ernst & Young Office Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance and Offering of Debt Instruments Not Exceeding THB 5 Billion | Management | For | For |
9 | Other Business | Management | For | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BIO-REFERENCE LABORATORIES, INC. MEETING DATE: JUL 17, 2008 | ||||
TICKER: BRLI SECURITY ID: 09057G602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sam Singer | Management | For | For |
1.2 | Elect Director Harry Elias | Management | For | For |
2 | Other Business | Management | For | Against |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Samuel Waxman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | Withhold |
1.2 | Elect Director R. Kerry Clark | Management | For | Withhold |
1.3 | Elect Director Calvin Darden | Management | For | Withhold |
1.4 | Elect Director John F. Finn | Management | For | Withhold |
1.5 | Elect Director Philip L. Francis | Management | For | Withhold |
1.6 | Elect Director Gregory B. Kenny | Management | For | Withhold |
1.7 | Elect Director J. Michael Losh | Management | For | Withhold |
1.8 | Elect Director John B. McCoy | Management | For | Withhold |
1.9 | Elect Director Richard C. Notebaert | Management | For | Withhold |
1.10 | Elect Director Michael D. O'Halleran | Management | For | Withhold |
1.11 | Elect Director David W. Raisbeck | Management | For | Withhold |
1.12 | Elect Director Jean G. Spaulding | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
6 | Amend Articles of Incorporation to State that Common Shares Have No Stated Capital | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
CARDINAL HEALTH, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin C. Payne | Management | For | Withhold |
1.2 | Elect Director Richard W. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTENE CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNC SECURITY ID: 15135B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert K. Ditmore | Management | For | Withhold |
1.2 | Elect Director Frederick H. Eppinger | Management | For | Withhold |
1.3 | Elect Director David L. Steward | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CIGNA CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Edward Hanway | Management | For | Against |
1.2 | Elect Director John M. Partridge | Management | For | For |
1.3 | Elect Director James E. Rogers | Management | For | Against |
1.4 | Elect Director Eric C. Wiseman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Clerico | Management | For | Against |
2 | Elect Director Julia B. North | Management | For | Against |
3 | Elect Director Wayne T. Smith | Management | For | Against |
4 | Elect Director James S. Ely, III | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DAVITA INC. MEETING DATE: JUN 15, 2009 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles G. Berg | Management | For | Against |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | Against |
1.3 | Elect Director Paul J. Diaz | Management | For | Against |
1.4 | Elect Director Peter T. Grauer | Management | For | Against |
1.5 | Elect Director John M. Nehra | Management | For | Against |
1.6 | Elect Director William L. Roper | Management | For | Against |
1.7 | Elect Director Kent J. Thiry | Management | For | Against |
1.8 | Elect Director Roger J. Valine | Management | For | Against |
1.9 | Elect Director Richard C. Vaughan | Management | For | Against |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ELECTRO-OPTICAL SCIENCES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: MELA SECURITY ID: 285192100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Gulfo | Management | For | For |
1.2 | Elect Director Breaux Castleman | Management | For | For |
1.3 | Elect Director Sidney Braginsky | Management | For | For |
1.4 | Elect Director George C. Chryssis | Management | For | For |
1.5 | Elect Director Martin D. Cleary | Management | For | For |
1.6 | Elect Director Dan W. Lufkin | Management | For | For |
1.7 | Elect Director Gerald Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
EMERGENCY MEDICAL SERVICES CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: EMS SECURITY ID: 29100P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Le Blanc | Management | For | For |
1.2 | Elect Director William A. Sanger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EMERITUS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart Koenig | Management | For | For |
1.2 | Elect Director Robert Marks | Management | For | For |
1.3 | Elect Director David Niemiec | Management | For | For |
1.4 | Elect Director Richard Macedonia | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GOLDEN MEDITECH CO LTD MEETING DATE: SEP 10, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Jin Lu as Executive Director | Management | For | For |
2b | Reelect Lu Tian Long as Executive Director | Management | For | For |
2c | Reelect Gu Qiao as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix Remuneration Of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GOLDEN MEDITECH CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement and Plan of Merger, Conversion and Share Exchange between the Company, Pantheon China Acquisition Corp., Pantheon Arizona Corp., China Cord Blood Services Corp. (CCBS) and the Selling Shareholders of CCBS | Management | For | For |
2 | Approve Proposed Spin-Off of CCBS | Management | For | For |
3 | Waive Rights of Shareholders to the Assured Entitlements to New Shares of Pantheon Cayman | Management | For | For |
4 | Approve Termination of Existing Share Option Scheme of China Stem Cells Hldgs. Ltd. | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Isaac Kaufman | Management | For | For |
1.5 | Elect Director Thomas F. Kirk | Management | For | For |
1.6 | Elect Director Peter J. Neff | Management | For | For |
1.7 | Elect Director Bennett Rosenthal | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director H.E. Thranhardt | Management | For | For |
HEALTH GRADES, INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: HGRD SECURITY ID: 42218Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry R. Hicks | Management | For | For |
1.2 | Elect Director Leslie S. Matthews, M.D. | Management | For | For |
1.3 | Elect Director John J. Quattrone | Management | For | For |
1.4 | Elect Director Mary Boland | Management | For | For |
1.5 | Elect Director Mats Wahlstrom | Management | For | For |
HEALTH MANAGEMENT ASSOCIATES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: HMA SECURITY ID: 421933102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Schoen | Management | For | For |
1.2 | Elect Director Gary D. Newsome | Management | For | For |
1.3 | Elect Director Kent P. Dauten | Management | For | For |
1.4 | Elect Director Donald E. Kiernan | Management | For | For |
1.5 | Elect Director Robert A. Knox | Management | For | For |
1.6 | Elect Director William E. Mayberry, M.D. | Management | For | For |
1.7 | Elect Director Vicki A. O'Meara | Management | For | For |
1.8 | Elect Director William C. Steere, Jr. | Management | For | For |
1.9 | Elect Director Randolph W. Westerfield, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.2 | Elect Director Vicki B. Escarra | Management | For | For |
1.3 | Elect Director Thomas T. Farley | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Patrick Foley | Management | For | For |
1.6 | Elect Director Jay M. Gellert | Management | For | For |
1.7 | Elect Director Roger F. Greaves | Management | For | For |
1.8 | Elect Director Bruce G. Willison | Management | For | For |
1.9 | Elect Director Frederick C. Yeager | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HEALTHWAYS, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: HWAY SECURITY ID: 422245100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay C. Bisgard | Management | For | Withhold |
1.2 | Elect Director Mary Jane England | Management | For | Withhold |
1.3 | Elect Director John A. Wickens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
INFUSYSTEM HOLDINGS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: INHI SECURITY ID: 45685K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean McDevitt | Management | For | For |
1.2 | Elect Director Steve Watkins | Management | For | For |
1.3 | Elect Director John Voris | Management | For | For |
1.4 | Elect Director Pat LaVecchia | Management | For | For |
1.5 | Elect Director Wayne Yetter | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director David Dreyer | Management | For | For |
1.8 | Elect Director James Freddo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IPC THE HOSPITALIST CO INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Brooks | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director R. Jeffrey Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 6, 2009 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas P. Mac Mahon | Management | For | Against |
2 | Elect Director Kerrii B. Anderson | Management | For | Against |
3 | Elect Director Jean-Luc Belingard | Management | For | Against |
4 | Elect Director David P. King | Management | For | Against |
5 | Elect Director Wendy E. Lane | Management | For | Against |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | Against |
7 | Elect Director Arthur H. Rubenstein | Management | For | Against |
8 | Elect Director M. Keith Weikel | Management | For | Against |
9 | Elect Director R. Sanders Williams | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
LIFEPOINT HOSPITALS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: LPNT SECURITY ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marguerite W. Kondracke | Management | For | Withhold |
1.2 | Elect Director John E. Maupin, Jr. | Management | For | Withhold |
1.3 | Elect Director Owen G. Shell, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LINCARE HOLDINGS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: LNCR SECURITY ID: 532791100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Byrnes | Management | For | For |
1.2 | Elect Director Stuart H. Altman, Ph.D. | Management | For | For |
1.3 | Elect Director Chester B. Black | Management | For | For |
1.4 | Elect Director Frank D. Byrne, M.D. | Management | For | For |
1.5 | Elect Director William F. Miller, III | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 23, 2008 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director James V. Napier | Management | For | For |
10 | Elect Director Jane E. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDIAL SAUDE S.A MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P6499S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Capital Increase Approved by the Board on July 31, 2008 Due to the Exercise of Stock Options, and Amend Article 5 Accordingly | Management | For | Did Not Vote |
2 | Approve Acquisition Agreement between the Company, Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
3 | Appoint Deloitte Touche Tohmatsu to Appraise Proposed Acquisition | Management | For | Did Not Vote |
4 | Approve Deloitte Touche Tohmatsu's Appraisal Report | Management | For | Did Not Vote |
5 | Approve Acquisition of Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
6 | Amend Articles re: Executive Officer Board | Management | For | Did Not Vote |
MEDNAX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | Withhold |
1.2 | Elect Director Waldemar A Carlo | Management | For | Withhold |
1.3 | Elect Director Michael B. Fernandez | Management | For | Withhold |
1.4 | Elect Director Roger K. Freeman | Management | For | Withhold |
1.5 | Elect Director Paul G. Gabos | Management | For | Withhold |
1.6 | Elect Director Dany Garcia | Management | For | Withhold |
1.7 | Elect Director Pascal J. Goldschmidt | Management | For | Withhold |
1.8 | Elect Director Roger J. Medel | Management | For | Withhold |
1.9 | Elect Director Manuel Kadre | Management | For | Withhold |
1.10 | Elect Director Enrique J. Sosa | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
MEDTOX SCIENTIFIC, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: MTOX SECURITY ID: 584977201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel C. Powell | Management | For | For |
1.2 | Elect Director Robert A. Rudell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
NATUS MEDICAL INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: BABY SECURITY ID: 639050103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Doris E. Engibous | Management | For | For |
2 | Elect Director William M. Moore | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NIGHTHAWK RADIOLOGY HOLDINGS INC MEETING DATE: APR 17, 2009 | ||||
TICKER: NHWK SECURITY ID: 65411N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul E. Berger | Management | For | For |
1.2 | Elect Director David J. Brophy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: JAN 7, 2009 | ||||
TICKER: SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Promovac Distribuidora de Vacinas Ltda | Management | For | Did Not Vote |
2 | Appoint Independent Firm to Appraise Book Value of the Firm to be Absorbed | Management | For | Did Not Vote |
3 | Approve Independent Firm's Appraisal of the Absorbed Frim | Management | For | Did Not Vote |
4 | Approve Absorption of Promovac Distribuidora de Vacinas Ltda | Management | For | Did Not Vote |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 14, 2009 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Gail R. Wilensky | Management | For | For |
1.3 | Elect Director John B. Ziegler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
RURAL/METRO CORP. MEETING DATE: DEC 16, 2008 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.S. Shackelton | Management | For | Withhold |
1.2 | Elect Director Robert E. Wilson | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SEQUENOM, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SQNM SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting | Management | For | Withhold |
1.2 | Elect Director Charles R. Cantor | Management | For | Withhold |
1.3 | Elect Director John A. Fazio | Management | For | Withhold |
1.4 | Elect Director Harry F. Hixson, Jr. | Management | For | Withhold |
1.5 | Elect Director Richard A. Lerner | Management | For | Withhold |
1.6 | Elect Director Ronald M. Lindsay | Management | For | Withhold |
1.7 | Elect Director Harry Stylli | Management | For | Withhold |
1.8 | Elect Director Kathleen M. Wiltsey | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Michael O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director Steven M. Looney | Management | For | For |
7 | Elect Director Richard K. Matros | Management | For | For |
8 | Elect Director Milton J. Walters | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
TENET HEALTHCARE CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director J. Robert Kerrey | Management | For | For |
7 | Elect Director Floyd D. Loop | Management | For | For |
8 | Elect Director Richard R. Pettingill | Management | For | For |
9 | Elect Director James A. Unruh | Management | For | For |
10 | Elect Director J. McDonald Williams | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
TRIPLE-S MANAGEMENT CORPORATION MEETING DATE: APR 26, 2009 | ||||
TICKER: GTS SECURITY ID: 896749108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis A. Clavell-Rodriguez | Management | For | For |
1.2 | Elect Director Vicente J. Leon-Irizarry | Management | For | For |
1.3 | Elect Director Jesus R. Sanchez-Colon | Management | For | For |
UNITED DRUG PLC MEETING DATE: FEB 17, 2009 | ||||
TICKER: SECURITY ID: G9230Q157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare the Dividend | Management | For | For |
3(a) | Re-elect R. Kells as Director | Management | For | For |
3(b) | Re-elect K.McGowan as Director | Management | For | For |
3(c) | Re-elect J.Peter as Director | Management | For | For |
4(a) | Elect A.Ralph as Director | Management | For | For |
4(b) | Elect P.Toomeyasa as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Increase Share Capital | Management | For | For |
7 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Relating to the Appointment of Proxies and Corporate Representatives | Management | For | For |
12 | Authorise the Company to use Electronic Communications | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL AMERICAN CORP MEETING DATE: JUN 4, 2009 | ||||
TICKER: UAM SECURITY ID: 913377107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Averill | Management | For | For |
1.2 | Elect Director Richard A. Barasch | Management | For | For |
1.3 | Elect Director Sally W. Crawford | Management | For | For |
1.4 | Elect Director Matthew W. Etheridge | Management | For | For |
1.5 | Elect Director Mark K. Gormley | Management | For | For |
1.6 | Elect Director Mark M. Harmeling | Management | For | For |
1.7 | Elect Director Linda H. Lamel | Management | For | For |
1.8 | Elect Director Eric W. Leathers | Management | For | For |
1.9 | Elect Director Patrick J. McLaughlin | Management | For | For |
1.10 | Elect Director Richard C. Perry | Management | For | For |
1.11 | Elect Director Thomas A. Scully | Management | For | For |
1.12 | Elect Director Robert A. Spass | Management | For | For |
1.13 | Elect Director Sean M. Traynor | Management | For | For |
1.14 | Elect Director Robert F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
VCA ANTECH, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Baumer | Management | For | For |
1.2 | Elect Director Frank Reddick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRTUAL RADIOLOGIC CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: VRAD SECURITY ID: 92826B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Kill | Management | For | For |
1.2 | Elect Director Mark E. Jennings | Management | For | For |
1.3 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Martin J. Wygod | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | XIAOZHONG LIU BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
2 | KIAN-WEE SEAH BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
3 | THE CURRENT ARTICLE 80(1) BE AMENDED SUCH THAT THE NUMBER OF MEMBERS TO THE BOARD OF THE COMPANY SHALL BE UP TO TEN (10) DIRECTORS (RATHER THAN NINE (9) DIRECTORS) | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ALGN SECURITY ID: 016255101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Collins | Management | For | For |
1.2 | Elect Director Joseph Lacob | Management | For | For |
1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.4 | Elect DirectorGeorge J. Morrow | Management | For | For |
1.5 | Elect Director Thomas M. Prescott | Management | For | For |
1.6 | Elect Director Greg J. Santora | Management | For | For |
1.7 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony P. Bihl, III, | Management | For | Withhold |
1.2 | Elect Director Jane E. Kiernan | Management | For | Withhold |
1.3 | Elect Director Thomas E. Timbie | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ASPECT MEDICAL SYSTEMS MEETING DATE: JUN 5, 2009 | ||||
TICKER: ASPM SECURITY ID: 045235108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon C. Biro | Management | For | For |
1.2 | Elect Director Nassib G. Chamoun | Management | For | For |
1.3 | Elect Director Melvin L. Keating | Management | For | For |
2 | Approve Repricing of Options | Management | For | For |
3 | Change Date of Annual Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BECTON, DICKINSON AND COMPANY MEETING DATE: FEB 3, 2009 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire M. Fraser-Liggett | Management | For | For |
1.2 | Elect Director Edward J. Ludwig | Management | For | For |
1.3 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.4 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 22, 2009 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford W Illig | Management | For | For |
1.2 | Elect Director William B Neaves, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CYBERONICS, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: CYBX SECURITY ID: 23251P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director J.E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Alan Olsen | Management | For | For |
1.7 | Elect Director A.L. Rosenthal | Management | For | For |
1.8 | Elect Director M.J. Strauss | Management | For | For |
1.9 | Elect Director Reese S. Terry, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy L Dixon | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
EV3, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey B. Child | Management | For | Against |
2 | Elect Director John L. Miclot | Management | For | Against |
3 | Elect Director Thomas E. Timbie | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GEN-PROBE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GPRO SECURITY ID: 36866T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John W. Brown | Management | For | For |
2 | Elect Director John C. Martin Ph.D. | Management | For | For |
3 | Elect Director Henry L. Nordhoff | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Approve Increase in Size of Board | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Isaac Kaufman | Management | For | For |
1.5 | Elect Director Thomas F. Kirk | Management | For | For |
1.6 | Elect Director Peter J. Neff | Management | For | For |
1.7 | Elect Director Bennett Rosenthal | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director H.E. Thranhardt | Management | For | For |
HEARTWARE LTD. MEETING DATE: JUL 11, 2008 | ||||
TICKER: HTWR SECURITY ID: Q4524B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 70 Million Shares at A$0.50 Each to Sophisticated and Professional Investors in Australia and the United States | Management | For | For |
2 | Approve Issuance of Up to 200,000 Shares at A$0.50 Each to Robert Thomas | Management | For | For |
3 | Approve Issuance of Up to 100,000 Shares at A$0.50 Each to Tim Barberich | Management | For | For |
4 | Approve Issuance of Up to 400,000 Shares at A$0.50 Each to Denis Wade | Management | For | For |
5 | Approve Issuance of Up to 100,000 Shares at A$0.50 Each to Christine Bennett | Management | For | For |
6 | Approve Issuance of Up to 200,000 Shares at A$0.50 Each to Kyrenia Thomas | Management | For | For |
7 | Approve Grant of 200,000 Options Exercisable at A$0.60 Each to Tim Baberich Pursuant to the HeartWare Limited Share Option Plan | Management | For | For |
HEARTWARE LTD. MEETING DATE: OCT 22, 2008 | ||||
TICKER: HTWR SECURITY ID: Q4524B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Between HeartWare Limited and the Holder of its Fully Paid Ordinary Shares | Management | For | For |
HEARTWARE LTD. MEETING DATE: OCT 22, 2008 | ||||
TICKER: HTWR SECURITY ID: Q4524B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve HeartWare International 2008 Stock Incentive Plan | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick T. Ryan | Management | For | Withhold |
1.2 | Elect Director Rolf A. Classon | Management | For | Withhold |
1.3 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director David R. LaVance Jr. | Management | For | For |
1.4 | Elect Director Nancy L. Leaming | Management | For | For |
1.5 | Elect Director Lawrence M. Levy | Management | For | For |
1.6 | Elect Director Glenn P. Muir | Management | For | For |
1.7 | Elect Director Elaine S. Ullian | Management | For | For |
1.8 | Elect Director Sally W. Crawford | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
HOSPIRA, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Begley | Management | For | Withhold |
1.2 | Elect Director Barbara L. Bowles | Management | For | Withhold |
1.3 | Elect Director Roger W. Hale | Management | For | Withhold |
1.4 | Elect Director John C. Staley | Management | For | Withhold |
1.5 | Elect Director Heino von Prondzynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ILLUMINA, INC. MEETING DATE: SEP 9, 2008 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
IMMUCOR, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: BLUD SECURITY ID: 452526106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Clouser | Management | For | For |
1.2 | Elect Director G. De Chirico | Management | For | Withhold |
1.3 | Elect Director Ralph A. Eatz | Management | For | Withhold |
1.4 | Elect Director Jack Goldstein | Management | For | Withhold |
1.5 | Elect Director Hiroshi Hoketsu | Management | For | Withhold |
1.6 | Elect Director Paul V. Holland | Management | For | For |
1.7 | Elect Director Ronny B. Lancaster | Management | For | Withhold |
1.8 | Elect Director Chris E. Perkins | Management | For | For |
1.9 | Elect Director Joseph E. Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: JUL 9, 2008 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Keith Bradley | Management | For | For |
3 | Elect Director Richard E. Caruso | Management | For | For |
4 | Elect Director Stuart M. Essig | Management | For | For |
5 | Elect Director Neal Moszkowski | Management | For | For |
6 | Elect Director Christian S. Schade | Management | For | For |
7 | Elect Director James M. Sullivan | Management | For | For |
8 | Elect Director Anne M. VanLent | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
2 | Elect Director Keith Bradley | Management | For | Against |
3 | Elect Director Richard E. Caruso | Management | For | Against |
4 | Elect Director Stuart M. Essig | Management | For | Against |
5 | Elect Director Neal Moszkowski | Management | For | Against |
6 | Elect Director Raymond G. Murphy | Management | For | For |
7 | Elect Director Christian S. Schade | Management | For | Against |
8 | Elect Director James M. Sullivan | Management | For | Against |
9 | Elect Director Anne M. Vanlent | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
INTUITIVE SURGICAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: ISRG SECURITY ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Guthart, Ph.D. | Management | For | For |
1.2 | Elect Director Mark J. Rubash | Management | For | For |
1.3 | Elect Director Lonnie M. Smith | Management | For | For |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.2 | Elect Director C. Thomas Smith | Management | For | For |
1.3 | Elect Director Donald E. Steen | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | For |
2 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Federico | Management | For | For |
1.2 | Elect Director Maurice R. Ferre, M.D. | Management | For | For |
1.3 | Elect Director Frederic H. Moll, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MASIMO CORP. MEETING DATE: JUN 16, 2009 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Cahill | Management | For | For |
1.2 | Elect Director Robert Coleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MENTOR CORP. MEETING DATE: SEP 29, 2008 | ||||
TICKER: MNT SECURITY ID: 587188103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company | Management | For | For |
2.1 | Elect Director Michael L. Emmons | Management | For | For |
2.2 | Elect Director Walter W. Faster | Management | For | For |
2.3 | Elect Director Margaret H. Jordan | Management | For | For |
2.4 | Elect Director Joshua H. Levine | Management | For | For |
2.5 | Elect Director Katherine S. Napier | Management | For | For |
2.6 | Elect Director Burt E. Rosen | Management | For | For |
2.7 | Elect Director Joseph E. Whitters | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 16, 2008 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Nelson Hopkins | Management | For | Withhold |
1.2 | Elect Director Francis J. Shammo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Farrell, Ph.D. | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Eileen M. More | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
PATTERSON COMPANIES INC. MEETING DATE: SEP 8, 2008 | ||||
TICKER: PDCO SECURITY ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Ezerski | Management | For | For |
1.2 | Elect Director Andre B. Lacy | Management | For | For |
2 | Approve Profit Sharing Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
RESMED, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: RMD SECURITY ID: 761152107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher G. Roberts | Management | For | For |
1.2 | Elect Director John Wareham | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RTI BIOLOGICS INC. MEETING DATE: JUL 29, 2008 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter F. Gearen | Management | For | For |
1.2 | Elect Director Michael J. Odrich | Management | For | For |
1.3 | Elect Director Adrian J.R. Smith | Management | For | For |
1.4 | Elect Director Udo Henseler, Ph.D. | Management | For | For |
RTI BIOLOGICS INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. Chapman | Management | For | For |
1.2 | Elect Director Gregory P. Rainey | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Daniel J. Starks | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Howard E. Cox. Jr. | Management | For | For |
1.3 | Elect Director Donald M. Engelman | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Howard L. Lance | Management | For | For |
1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | For |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THERMOGENESIS CORP. MEETING DATE: DEC 12, 2008 | ||||
TICKER: KOOL SECURITY ID: 883623209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
1.2 | Elect Director Patrick McEnany | Management | For | For |
1.3 | Elect Director Woodrow A. Myers, Jr., M.D. | Management | For | For |
1.4 | Elect Director Tiffany Olson | Management | For | For |
1.5 | Elect Director William R. Osgood, Ph.D. | Management | For | For |
1.6 | Elect Director Mahendra Rao, Ph.D., M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VNUS MEDICAL TECHNOLOGIES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: VNUS SECURITY ID: 928566108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori M. Robson | Management | For | For |
1.2 | Elect Director Gregory T. Schiffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WATERS CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt, Ph.D. | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher, M.D. | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2009 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | Withhold |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Gary D. Henley | Management | For | Withhold |
1.5 | Elect Director John L. Miclot | Management | For | Withhold |
1.6 | Elect Director Amy S. Paul | Management | For | Withhold |
1.7 | Elect Director Robert J. Quillinan | Management | For | Withhold |
1.8 | Elect Director David D. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS INC MEETING DATE: MAY 4, 2009 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | Against |
4 | Elect Director Robert A. Hagemann | Management | For | Against |
5 | Elect Director Arthur J. Higgins | Management | For | Against |
6 | Elect Director Cecil B. Pickett | Management | For | Against |
7 | Elect Director Augustus A. White, III | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
11 | Amend Deferred Compensation Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTIVISION BLIZZARD, INC. MEETING DATE: SEP 24, 2008 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | For |
1.2 | Elect Director Robert J. Corti | Management | For | Withhold |
1.3 | Elect Director Frederic R. Crepin | Management | For | For |
1.4 | Elect Director Bruce L. Hack | Management | For | For |
1.5 | Elect Director Brian G. Kelly | Management | For | Withhold |
1.6 | Elect Director Robert A. Kotick | Management | For | Withhold |
1.7 | Elect Director Jean-Bernard Levy | Management | For | For |
1.8 | Elect Director Robert J. Morgado | Management | For | Withhold |
1.9 | Elect Director Douglas P. Morris | Management | For | For |
1.10 | Elect Director Rene P. Penisson | Management | For | For |
1.11 | Elect Director Richard Sarnoff | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ACTIVISION, INC. MEETING DATE: JUL 8, 2008 | ||||
TICKER: ATVI SECURITY ID: 004930202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Adopt Supermajority Vote Requirement for Amendments | Management | For | For |
7 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
8 | Permit Directors Designated by Vivendi Certain Voting Powers | Management | For | For |
9 | Amend Certificate of Incorporation to Limit Certain Business Activities | Management | For | For |
10 | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | Management | For | For |
11 | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | Management | For | For |
12 | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | Management | For | For |
13 | Amend Certificate of Incorporation to Restrict Business Combination Provision | Management | For | For |
14 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
15 | Adjourn Meeting | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George H. Conrades | Management | For | For |
1.2 | Elect Director Martin M. Coyne II | Management | For | For |
1.3 | Elect Director Jill A. Greenthal | Management | For | For |
1.4 | Elect Director Geoffrey A. Moore | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ASCENT MEDIA CORPORATION MEETING DATE: JUN 12, 2009 | ||||
TICKER: ASCMA SECURITY ID: 043632108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Pohl | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: APR 25, 2009 | ||||
TICKER: SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters and Amend Article 2 Accordingly | Management | For | For |
2 | Amend Articles | Management | For | For |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
4 | Approve Capital Budget for Fiscal 2009 | Management | For | For |
5 | Approve Allocation of Income and Dividends | Management | For | For |
6 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Against |
7 | Elect Directors | Management | For | Against |
BAIDU.COM INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: BIDU SECURITY ID: 056752108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | Against |
2 | Amend Articles of Association Re: Issue and Purchase of Shares | Management | For | Against |
3 | Change Company Name to Baidu, Inc. | Management | For | Against |
4 | Adopt New Memorandum and Articles of Association | Management | For | Against |
5 | Amend 2000 Option Plan | Management | For | Against |
6 | Approve 2008 Share Incentive Plan | Management | For | Against |
BANKRATE, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: RATE SECURITY ID: 06646V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. O'Block | Management | For | For |
1.2 | Elect Director Randall E. Poliner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Charles D. Ferris | Management | For | For |
1.3 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.4 | Elect Director John R. Ryan | Management | For | For |
1.5 | Elect Director Vincent Tese | Management | For | For |
1.6 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD MEETING DATE: MAY 15, 2009 | ||||
TICKER: CETV SECURITY ID: G20045202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald S. Lauder as Director | Management | For | For |
1.2 | Elect Herbert A. Granath as Director | Management | For | For |
1.3 | Elect Frank Ehmer as Director | Management | For | For |
1.4 | Elect Charles R. Frank, Jr. as Director | Management | For | For |
1.5 | Elect Herbert Kloiber as Director | Management | For | For |
1.6 | Elect Igor Kolomoisky as Director | Management | For | Withhold |
1.7 | Elect Alfred W. Langer as Director | Management | For | For |
1.8 | Elect Bruce Maggin as Director | Management | For | For |
1.9 | Elect Ann Mather as Director | Management | For | For |
1.10 | Elect Duco Sickinghe as Director | Management | For | For |
1.11 | Elect Christian Stahl as Director | Management | For | For |
1.12 | Elect Eric Zinterhofer as Director | Management | For | For |
2 | Approve Issuance and Sale of Shares to TW Media Holdings LLC | Management | For | For |
3 | Amendment and Restatement of Amended and Restated 1995 Stock Incentive Plan | Management | For | Against |
4 | Appoinment of Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CINEMARK HOLDINGS INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vahe A. Dombalagian | Management | For | For |
1.2 | Elect Director Peter R. Ezersky | Management | For | For |
1.3 | Elect Director Carlos M. Sepulveda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CINEMAX INDIA LTD MEETING DATE: AUG 30, 2008 | ||||
TICKER: SECURITY ID: Y16365101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Dividend on Preference Shares of 5 Percent Per Share | Management | For | Abstain |
3 | Approve Dividend on Equity Shares of INR 1.50 Per Share | Management | For | Abstain |
4 | Reappoint P. Ghatalia as Director | Management | For | Abstain |
5 | Reappoint K. Sinha as Director | Management | For | Abstain |
6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
7 | Approve Increase in Borrowing Powers to INR 4 Billion | Management | For | Abstain |
8 | Approve Pledging of Assets for Debt | Management | For | Abstain |
CINEMAX INDIA LTD MEETING DATE: SEP 8, 2008 | ||||
TICKER: SECURITY ID: Y16365101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Other Objects Clause III (C) of the Memorandum of Association | Management | For | For |
2 | Approve Commencement of New Business as Specified in Other Objects Clause III (C) of the Memorandum of Association | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 2 Billion | Management | For | For |
CITADEL BROADCASTING CORP MEETING DATE: MAY 20, 2009 | ||||
TICKER: CTDB SECURITY ID: 17285T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Miles | Management | For | For |
1.2 | Elect Director Theodore J. Forstmann | Management | For | For |
1.3 | Elect Director Farid Suleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Other Business | Management | For | Against |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
DICE HOLDINGS INC. MEETING DATE: APR 17, 2009 | ||||
TICKER: DHX SECURITY ID: 253017107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anton J. Levy | Management | For | For |
1.2 | Elect Director Jeffrey S. Nordhaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | Withhold |
1.2 | Elect Director J. David Wargo | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DISCOVERY HOLDINGS COMPANY MEETING DATE: SEP 16, 2008 | ||||
TICKER: DISCA SECURITY ID: 25468Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Increase Authorized Preferred and Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5.1 | Elect Director John C Malone | Management | For | For |
5.2 | Elect Director Robert R Bennett | Management | For | For |
6 | Ratify Auditors | Management | For | For |
DISH NETWORK CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James DeFranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Exchange Program | Management | For | Against |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
1.2 | Elect Director Roger A. Enrico | Management | For | Withhold |
1.3 | Elect Director Lewis Coleman | Management | For | Withhold |
1.4 | Elect Director Harry Brittenham | Management | For | Withhold |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | Withhold |
1.7 | Elect Director Mellody Hobson | Management | For | Withhold |
1.8 | Elect Director Michael Montgomery | Management | For | Withhold |
1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
E.W. SCRIPPS CO. (THE) MEETING DATE: MAY 5, 2009 | ||||
TICKER: SSP SECURITY ID: 811054402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Ogden | Management | For | Withhold |
1.2 | Elect Director J. Marvin Quin | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | Withhold |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
ENTERCOM COMMUNICATIONS CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ETM SECURITY ID: 293639100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Berkman | Management | For | For |
1.2 | Elect Director Daniel E. Gold | Management | For | For |
1.3 | Elect Director Joseph M. Field | Management | For | For |
1.4 | Elect Director David J. Field | Management | For | For |
1.5 | Elect Director John C. Donlevie | Management | For | For |
1.6 | Elect Director Robert S. Wiesenthal | Management | For | For |
1.7 | Elect Director Michael J. Wolf. | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Opt Out of State's Control Share Acquisition Law | Management | For | For |
4 | Amend Articles to Opt Out of Pennsylvania's Business Combination Law | Management | For | For |
5 | Ratify Auditors | Management | For | For |
GAMELOFT MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plans Grants | Management | For | For |
2 | Approve Employee Stock Purchase Plan | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMELOFT MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Michel Guillemot as Director | Management | For | Against |
6 | Reelect Claude Guillemot as Director | Management | For | Against |
7 | Reelect Yves Guillemot as Director | Management | For | Against |
8 | Reelect Christian Guillemot as Director | Management | For | Against |
9 | Reelect Gerard Guillemot as Director | Management | For | Against |
10 | Reelect Marcel Guillemot as Director as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million and with the Possibility Not to Offer them to the Public, up to 20 Percent of Issued Capital | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | Management | For | For |
17 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Set Global Limit for Capital Increase to Result from All Issuance Requests Above at EUR 10 Million | Management | For | For |
21 | Amend Article 9 of Bylaws Re: Removal of Age Limit for Directors | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
1.2 | Elect Director Michael N. Rosen | Management | For | For |
1.3 | Elect Director Edward A. Volkwein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GANNETT CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: GCI SECURITY ID: 364730101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Dubow | Management | For | For |
1.2 | Elect Director Howard D. Elias | Management | For | For |
1.3 | Elect Director Marjorie Magner | Management | For | For |
1.4 | Elect Director Scott K. McCune | Management | For | For |
1.5 | Elect Director Duncan M. McFarland | Management | For | For |
1.6 | Elect Director Donna E. Shalala | Management | For | For |
1.7 | Elect Director Neal Shapiro | Management | For | For |
1.8 | Elect Director Karen Hastie Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Against |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Representing Series D Shareholders | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year Ended Dec. 31, 2008, Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income for Fiscal Year 2008 | Management | For | For |
4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase and Sale of Treasury Shares | Management | For | For |
5 | Elect Members of the Board, Secretary and Deputy Secretaries, and Other Employees | Management | For | For |
6 | Elect Members of the Executive Committee | Management | For | For |
7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, Secretary and Deputy Secretaries | Management | For | For |
9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Approve Cancellation of Shares and Subsequent Reduction in Capital; Amend Article 6 of the Bylaws Accordingly | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Carter-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldstein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 28, 2009 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Edward H. McDermott | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIONS GATE ENTERTAINMENT CORP. MEETING DATE: SEP 9, 2008 | ||||
TICKER: LGF SECURITY ID: 535919203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director - Norman Bacal | Management | For | For |
1.2 | Elect Director - Michael Burns | Management | For | For |
1.3 | Elect Director - Arthur Evrensel | Management | For | For |
1.4 | Elect Director - Jon Feltheimer | Management | For | For |
1.5 | Elect Director - Morley Koffman | Management | For | For |
1.6 | Elect Director - Harald Ludwig | Management | For | For |
1.7 | Elect Director - Laurie May | Management | For | For |
1.8 | Elect Director - G Scott Paterson | Management | For | For |
1.9 | Elect Director - Daryl Simm | Management | For | For |
1.10 | Elect Director - Hardwick Simmons | Management | For | For |
1.11 | Elect Director - Brian V Tobin | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
MARVEL ENTERTAINMENT, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: MVL SECURITY ID: 57383T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | Withhold |
1.2 | Elect Director Laurence N. Charney | Management | For | Withhold |
1.3 | Elect Director Richard L. Solar | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sir Michael Rake | Management | For | For |
1.2 | Elect Director Kurt L. Schmoke | Management | For | For |
1.3 | Elect Director Sidney Taurel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1.7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MOVE INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: MOVE SECURITY ID: 62458M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Hanauer | Management | For | For |
1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
1.3 | Elect Director William E. Kelvie | Management | For | For |
1.4 | Elect Director Kenneth K. Klein | Management | For | For |
1.5 | Elect Director Geraldine B. Laybourne | Management | For | Withhold |
1.6 | Elect Director V. Paul Unruh | Management | For | For |
1.7 | Elect Director Bruce G. Willison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NDS GROUP PLC MEETING DATE: DEC 17, 2008 | ||||
TICKER: NNDS SECURITY ID: 628891103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FOR THE APPROVAL OF THE COMPANY S U.K. ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2008, TOGETHER WITH THE CORRESPONDING INDEPENDENT AUDITORS REPORT AND DIRECTORS REPORT. | Management | For | For |
2 | FOR THE APPROVAL OF THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED JUNE 30, 2008. | Management | For | For |
3 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009, AND AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE ERNST & YOUNG LLP'S REMUNERATION IN RESPECT OF SUCH PERIOD. | Management | For | For |
4.1 | ELECT DIRECTOR ROGER W. EINIGER | Management | For | For |
NDS GROUP PLC MEETING DATE: JAN 13, 2009 | ||||
TICKER: NNDS SECURITY ID: 628891103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | COURT MEETING | Management | For | Did Not Vote |
2 | SPECIAL RESOLUTION TO BE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING | Management | For | Did Not Vote |
NEW YORK TIMES CO., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: NYT SECURITY ID: 650111107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Galloway | Management | For | For |
1.2 | Elect Director William E. Kennard | Management | For | For |
1.3 | Elect Director James A. Kohlberg | Management | For | For |
1.4 | Elect Director David E. Liddle | Management | For | For |
1.5 | Elect Director Ellen R. Marram | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Errol M. Cook | Management | For | For |
1.7 | Elect Director Susan S. Denison | Management | For | For |
1.8 | Elect Director Michael A. Henning | Management | For | For |
1.9 | Elect Director John R. Murphy | Management | For | For |
1.10 | Elect Director John R. Purcell | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
OMNITURE, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: OMTR SECURITY ID: 68212S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana L. Evan | Management | For | For |
1.2 | Elect Director Joshua G. James | Management | For | For |
1.3 | Elect Director Rory T. O'Driscoll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRICELINE.COM INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Right to Call Special Meetings | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 6, 2009 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Brymer | Management | For | For |
1.2 | Elect Director Michael L. Campbell | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SINCLAIR BROADCAST GROUP, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: SBGI SECURITY ID: 829226109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Smith | Management | For | For |
1.2 | Elect Director Frederick G. Smith | Management | For | For |
1.3 | Elect Director J. Duncan Smith | Management | For | For |
1.4 | Elect Director Robert E. Smith | Management | For | For |
1.5 | Elect Director Daniel C. Keith | Management | For | For |
1.6 | Elect Director Martin R. Leader | Management | For | For |
1.7 | Elect Director Lawrence E. Mccanna | Management | For | For |
1.8 | Elect Director Basil A. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIRIUS XM RADIO, INC. MEETING DATE: DEC 18, 2008 | ||||
TICKER: SIRI SECURITY ID: 82967N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Leon D. Black | Management | For | Withhold |
1.3 | Elect Director Lawrence F. Gilberti | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.5 | Elect Director James P. Holden | Management | For | Withhold |
1.6 | Elect Director Chester A. Huber, Jr. | Management | For | For |
1.7 | Elect Director Mel Karmazin | Management | For | Withhold |
1.8 | Elect Director John W. Mendel | Management | For | For |
1.9 | Elect Director James F. Mooney | Management | For | Withhold |
1.10 | Elect Director Gary M. Parsons | Management | For | For |
1.11 | Elect Director Jack Shaw | Management | For | For |
1.12 | Elect Director Jeffrey D. Zients | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SIRIUS XM RADIO, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SIRI SECURITY ID: 82967N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | Against |
1.2 | Elect Director Leon D. Black | Management | For | Against |
1.3 | Elect Director Lawrence F. Gilberti | Management | For | Against |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Against |
1.5 | Elect Director James P. Holden | Management | For | Against |
1.6 | Elect Director Chester A. Huber, Jr. | Management | For | Against |
1.7 | Elect Director Mel Karmazin | Management | For | Against |
1.8 | Elect Director John W. Mendel | Management | For | Against |
1.9 | Elect Director James F. Mooney | Management | For | Against |
1.10 | Elect Director Gary M. Parsons | Management | For | Against |
1.11 | Elect Director Jack Shaw | Management | For | Against |
1.12 | Elect Director Jeffrey D. Zients | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SOHU.COM INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SOHU SECURITY ID: 83408W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Zhang | Management | For | For |
1.2 | Elect Director Charles Huang | Management | For | For |
1.3 | Elect Director Dave Qi | Management | For | For |
1.4 | Elect Director Shi Wang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UBISOFT ENTERTAINMENT MEETING DATE: SEP 22, 2008 | ||||
TICKER: SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Approve Stock Option Plans Grants | Management | For | Against |
12 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Authorize Board to Issue Shares Reserved for Share Purchase Plan for Employees of Subsidiaries | Management | For | For |
14 | Approve Issuance of EUR 2 Million Reserved for Investment Companies or Investment Funds Specialized in Advertising | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
17 | Allow Board to Use Authorizations and Delegations Granted under Items 8 to 15 Above in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
18 | Approve 1 for 2 Stock Split | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VIVENDI MEETING DATE: APR 30, 2009 | ||||
TICKER: VIV SECURITY ID: F97982106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | Management | For | For |
4 | Authorize Payment of Dividends by Shares | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transaction with Jean-Bernard Levy Related to Severance Payments | Management | For | For |
7 | Elect Maureen Chiquet as Supervisory Board Member | Management | For | For |
8 | Elect Christophe de Margerie as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Employee Stock Purchase Plan | Management | For | For |
16 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AURORA OIL & GAS CORP. MEETING DATE: AUG 29, 2008 | ||||
TICKER: AOG SECURITY ID: 052036100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Deneau | Management | For | For |
1.2 | Elect Director Richard M. Deneau | Management | For | For |
1.3 | Elect Director John E. McDevitt | Management | For | For |
1.4 | Elect Director Gary J. Myles | Management | For | For |
1.5 | Elect Director Wayne G. Schaeffer | Management | For | For |
1.6 | Elect Director Kevin D. Stulp | Management | For | For |
1.7 | Elect Director Earl V. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR CATHERINE M. BEST | Management | For | For |
1.2 | DIRECTOR N. MURRAY EDWARDS | Management | For | For |
1.3 | DIRECTOR HON. GARY A. FILMON | Management | For | For |
1.4 | DIRECTOR AMB. GORDON D. GIFFIN | Management | For | For |
1.5 | DIRECTOR JOHN G. LANGILLE | Management | For | For |
1.6 | DIRECTOR STEVE W. LAUT | Management | For | For |
1.7 | DIRECTOR KEITH A.J. MACPHAIL | Management | For | For |
1.8 | DIRECTOR ALLAN P. MARKIN | Management | For | For |
1.9 | DIRECTOR HON. FRANK J. MCKENNA | Management | For | For |
1.10 | DIRECTOR JAMES S. PALMER | Management | For | For |
1.11 | DIRECTOR ELDON R. SMITH | Management | For | For |
1.12 | DIRECTOR DAVID A. TUER | Management | For | For |
2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHINA COAL ENERGY CO LTD MEETING DATE: DEC 19, 2008 | ||||
TICKER: SECURITY ID: Y1434L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Land Use Rights Leasing Framework Agreement and Related Annual Caps | Management | For | For |
2 | Approve Trademark License Framework Agreement and Related Annual Caps | Management | For | For |
3 | Approve Property Leasing Framework Agreement and Related Annual Caps | Management | For | For |
4 | Approve Coal Export and Sales Agency Framework Agreement and Related Annual Caps | Management | For | For |
5 | Approve Coal Supplies Framework Agreement and Related Annual Caps | Management | For | For |
6 | Approve Integrated Materials and Services Mutual Provision Framework Agreement and Related Annual Caps | Management | For | For |
7 | Approve Revised Cap of the Amounts Paid for the Provision of Construction Services from China Goal Group | Management | For | For |
8 | Approve Mine Construction, Mining Design and General Contracting Service Framework Agreement and Related Annual Caps | Management | For | For |
9 | Approve Coal, Pertinent Products and Services Provision Framework Agreement and Related Annual Caps | Management | For | For |
10 | Elect Wang An as Executive Director | Management | For | For |
CHINA COAL ENERGY COMPANY LIMITED MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y1434L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Approve Capital Expenditure Budget for 2009 | Management | For | For |
6 | Approve Remuneration of Directors and Supervisors | Management | For | For |
7 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company's Domestic Auditors and PricewaterhouseCoopers, Certified Public Accountants, as the Company's International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
CHINA SHENHUA ENERGY CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: 1088 SECURITY ID: Y1504C113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
7 | Elect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
8 | Approve Connected Transaction with a Related Party | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CHINA SHENHUA ENERGY CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: 1088 SECURITY ID: Y1504C113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of the Issued A Share Capital and H Share Capital | Management | For | For |
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: G2311R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Share Repurchase Program | Management | For | For |
CNOOC LTD MEETING DATE: MAY 27, 2009 | ||||
TICKER: CEO SECURITY ID: 126132109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Wu Guangqi as Executive Director | Management | For | For |
4 | Reelect Cao Xinghe as Non-Executive Director | Management | For | For |
5 | Reelect Wu Zhenfang as Non-Executive Director | Management | For | For |
6 | Reelect Edgar W. K. Cheng as Independent Non-Executive Director | Management | For | For |
7 | Authorise Board Of Directors To Fix Remuneration Of Directors. | Management | For | For |
8 | Re-appoint The Company S Independent Auditors And Toauthorise The Board Of Directors To Fix Their Remuneration. | Management | For | For |
9 | Grant General Mandate To Directors To Repurchase Shares In Thecapital Of Company Not Exceeding 10% Of Share Capital. | Management | For | For |
10 | Grant General Mandate To Directors To Allot, Issue And Deal Withadditional Shares In Capital Of Company Not Exceeding 20%. | Management | For | Against |
11 | Extend General Mandate Granted To Directors To Allot, Issue Anddeal With Shares In Capital Of Company. | Management | For | Against |
12 | Approve Resolution C.1 In Relation To The Proposed Amendmentto Article 85 Of The Articles Of Association Of The Company. | Management | For | For |
COMPLETE PRODUCTION SERVICES INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: CPX SECURITY ID: 20453E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph C. Winkler | Management | For | For |
1.2 | Elect Director R. Graham Whaling | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CONTINENTAL RESOURCES INC/OK MEETING DATE: MAY 28, 2009 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Grant | Management | For | For |
1.2 | Elect Director Ellis L. McCain | Management | For | For |
1.3 | Elect Director Mark E. Monroe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COPANO ENERGY LLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: CPNO SECURITY ID: 217202100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Crump | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director John R. Eckel, Jr. | Management | For | For |
1.4 | Elect Director Scott A. Griffiths | Management | For | For |
1.5 | Elect Director Michael L. Johnson | Management | For | For |
1.6 | Elect Director T. William Porter | Management | For | For |
1.7 | Elect Director William L. Thacker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Howard | Management | For | Withhold |
1.2 | Elect Director Michael M. Kanovsky | Management | For | Withhold |
1.3 | Elect Director J. Todd Mitchell | Management | For | Withhold |
1.4 | Elect Director J. Larry Nichols | Management | For | Withhold |
2 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYNEGY, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: DYN SECURITY ID: 26817G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
1.3 | Elect Director Victor E. Grijalva | Management | For | For |
1.4 | Elect Director Patricia A. Hammick | Management | For | For |
1.5 | Elect Director George L. Mazanec | Management | For | For |
1.6 | Elect Director Howard B. Sheppard | Management | For | For |
1.7 | Elect Director William L. Trubeck | Management | For | For |
1.8 | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
ENSCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Haddock | Management | For | For |
1.2 | Elect Director Paul E. Rowsey, III | Management | For | For |
1.3 | Elect Director C. Christopher Gaut | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERGREEN ENERGY INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: EEE SECURITY ID: 30024B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Clark | Management | For | Withhold |
1.2 | Elect Director Manuel H. Johnson | Management | For | Withhold |
1.3 | Elect Director James S. Pignatelli | Management | For | Withhold |
1.4 | Elect Director M. Richard Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FOREST OIL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dod A. Fraser | Management | For | For |
1.2 | Elect Director James D. Lightner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FX ENERGY, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: FXEN SECURITY ID: 302695101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Allen Turner | Management | For | For |
1.2 | Elect Director Jerzy B. Maciolek | Management | For | For |
1.3 | Elect Director Richard B. Hardman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director John T. Rynd | Management | For | Withhold |
1.3 | Elect Director Steven A. Webster | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.P. Berry | Management | For | For |
1.2 | Elect Director M.P. Clifton | Management | For | For |
1.3 | Elect Director L.E. Echols | Management | For | For |
1.4 | Elect Director M.R. Hickerson | Management | For | For |
1.5 | Elect Director T.K. Matthews, II | Management | For | For |
1.6 | Elect Director R.G. McKenzie | Management | For | For |
1.7 | Elect Director J.P. Reid | Management | For | For |
1.8 | Elect Director P.T. Stoffel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEROIL EXPLORATION AND PRODUCTION ASA MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: R3524F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividend | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors in the Amounts of USD 75,000 to the Chairman, USD 60,000 to Gian Angelo Perrucci, and USD 50,000 to Other Directors; Approve Remuneration to Members of Nominating Committee | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
8.1 | Reelect Maarten Roed (Chair) as Director for Two Years | Management | For | Did Not Vote |
8.2 | Reelect Gian Perrucci as Director for Two Years | Management | For | Did Not Vote |
8.3 | Elect Thor Haakstad as Director for Two Years | Management | For | Did Not Vote |
9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
10 | Approve Creation of NOK 546,100 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
12 | Ratify Auditors | Management | For | Did Not Vote |
IVANHOE MINES LTD. MEETING DATE: MAY 8, 2009 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Robert M. Friedland as a Director | Management | For | For |
2 | Elect Mr. David Huberman as a Director | Management | For | For |
3 | Elect Mr. John Macken as a Director | Management | For | For |
4 | Elect Mr. Peter Meredith as a Director | Management | For | For |
5 | Elect Mr. Bret Clayton as a Director | Management | For | For |
6 | Elect Mr. Kjeld Thygesen as a Director | Management | For | For |
7 | Elect Mr. Robert Hanson as a Director | Management | For | For |
8 | Elect Mr. Markus Faber as a Director | Management | For | For |
9 | Elect Mr. Howard Balloch as a Director | Management | For | For |
10 | Elect Mr. David Korbin as a Director | Management | For | For |
11 | Elect Mr. R. Edward Flood as a Director | Management | For | For |
12 | Elect Mr. Livia Mahler as a Director | Management | For | For |
13 | Appoint Deloitte & Touche, LLP, Chartered Accountants, as the Auditors of the Corporation at a remuneration to be fixed by the Board of Directors | Management | For | For |
14 | Authorize the Corporation to amend and restate the Employees and Directors Equity Incentive Plan | Management | For | For |
JAMES RIVER COAL CO MEETING DATE: JUN 10, 2009 | ||||
TICKER: JRCC SECURITY ID: 470355207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald J. FlorJancic | Management | For | For |
1.2 | Elect Director Joseph H. Vipperman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWFIELD EXPLORATION CO. MEETING DATE: MAY 7, 2009 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Trice | Management | For | Against |
2 | Elect Director Lee K. Boothby | Management | For | For |
3 | Elect Director Philip J. Burguieres | Management | For | Against |
4 | Elect Director Pamela J. Gardner | Management | For | Against |
5 | Elect Director Dennis R. Hendrix | Management | For | Against |
6 | Elect Director John Randolph Kemp III | Management | For | Against |
7 | Elect Director J. Michael Lacey | Management | For | Against |
8 | Elect Director Joseph H. Netherland | Management | For | Against |
9 | Elect Director Howard H. Newman | Management | For | Against |
10 | Elect Director Thomas G. Ricks | Management | For | Against |
11 | Elect Director Juanita F. Romans | Management | For | Against |
12 | Elect Director C. E. (Chuck) Shultz | Management | For | Against |
13 | Elect Director J. Terry Strange | Management | For | Against |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Jerold J. DesRoche | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Chris J. Bloomer As A Director | Management | For | For |
2 | Elect Mr. Ian S. Brown As A Director | Management | For | For |
3 | Elect Mr. Louis L. Frank As A Director | Management | For | Against |
4 | Elect Mr. M. Neil McCrank As A Director | Management | For | For |
5 | Elect Mr. Kenneth R. Mckinnon As A Director | Management | For | For |
6 | Elect Mr. Jerald L. Oaks As A Director | Management | For | For |
7 | Elect Mr. James D. Tocher As A Director | Management | For | For |
8 | Elect Mr. Harrie Vredenburg As A Director | Management | For | For |
9 | Elect Mr. John D. Wright As A Director | Management | For | For |
10 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETROPLUS HOLDINGS AG MEETING DATE: MAY 6, 2009 | ||||
TICKER: SECURITY ID: H6212L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve CHF 2.2 Billion Transfer from Share Premium to Reserves | Management | For | Did Not Vote |
3 | Approve Setting Off the Accumulated Loss of CHF 106.2 Million Against Free Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Reelect Thomas OMalley, Patrick Monteiro, Markus Dennler, and Eija Malmivirta as Directors (Bundled) | Management | For | Did Not Vote |
6 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
7 | Amend Articles Re: Editorial Amendments | Management | For | Did Not Vote |
8 | Approve Creation of CHF 205.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Approve CHF 41.4 Million Reduction in Share Capital and Capital Repayment of CHF 0.60 per Share | Management | For | Did Not Vote |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Directors' Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Elect Commissioners | Management | For | Against |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights | Shareholder | For | For |
QUICKSILVER RESOURCES INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: KWK SECURITY ID: 74837R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn Darden | Management | For | Withhold |
1.2 | Elect Director W. Yandell Rogers, III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RELIANCE INDUSTRIES LTD. MEETING DATE: APR 4, 2009 | ||||
TICKER: 500325 SECURITY ID: Y72596102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Amalgamation of Reliance Petroleum Ltd with Reliance Industries Ltd | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
ROWAN COMPANIES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Hix | Management | For | For |
1.2 | Elect Director Robert E. Kramek | Management | For | For |
1.3 | Elect Director Frederick R. Lausen | Management | For | For |
1.4 | Elect Director Lawrence J. Ruisi | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SANDRIDGE ENERGY, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: SD SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Daniel W. Jordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SONGA OFFSHORE ASA MEETING DATE: FEB 17, 2009 | ||||
TICKER: SECURITY ID: R8049T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sverre Tyrhaug as Chairman of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Creation of NOK 21 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5 | Approve Transfer of Registered Office to Cyprus; Approve New Articles of Association; Approve Memorandum of Association; Determine Registered Share Capital at EUR 15 Million; Ratify Deloitte & Touche Ltd as Auditor | Management | For | Did Not Vote |
6 | Amend Articles Re: Change Nominal Value of Shares from NOK 1 to EUR 0.11 | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
SONGA OFFSHORE ASA MEETING DATE: APR 24, 2009 | ||||
TICKER: SECURITY ID: R8049T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Anders Ankvaern Chairman of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Receive Reports on Company Activities and Status | Management | None | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
6a | Approve Remuneration of Directors | Management | For | Did Not Vote |
6b | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Elect Directors | Management | For | Did Not Vote |
10a | Elect Peter Gran as Member of Nominating Committee | Management | For | Did Not Vote |
10b | Elect Hans Horn as Member of Nominating Committee | Management | For | Did Not Vote |
10c | Elect Arne Blystad as Member of Nominating Committee | Management | For | Did Not Vote |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. J. Darnall | Management | For | For |
1.2 | Elect Director G. W. Edwards | Management | For | For |
1.3 | Elect Director L. L. Elsenhans | Management | For | For |
1.4 | Elect Director U. O. Fairbairn | Management | For | For |
1.5 | Elect Director T. P. Gerrity | Management | For | For |
1.6 | Elect Director R. B. Greco | Management | For | For |
1.7 | Elect Director J. P. Jones, III | Management | For | For |
1.8 | Elect Director J. G. Kaiser | Management | For | For |
1.9 | Elect Director J. W. Rowe | Management | For | For |
1.10 | Elect Director J. K. Wulff | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TESORO CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Rodney F. Chase | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | For |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | For |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Bruce A. Smith | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIMMINCO LIMITED MEETING DATE: MAY 15, 2009 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Heinz C. Schimmelbusch As A Director Of The Corporation | Management | For | For |
2 | Elect Mr. Arthur R. Spector As A Director Of The Corporation | Management | For | For |
3 | Elect Mr. John C. Fox As A Director Of The Corporation | Management | For | For |
4 | Elect Mr. John W. W. Hick As A Director Of The Corporation | Management | For | For |
5 | Elect Mr. Jack L. Messman As A Director Of The Corporation | Management | For | For |
6 | Elect Mr. Michael D. Winfield As A Director Of The Corporation | Management | For | For |
7 | Elect Mr. Mickey M. Yaksich As A Director Of The Corporation | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Stock Option Plan | Management | For | Against |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUL 18, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Related Annual Caps | Management | For | For |
2 | Approve Placing Agreement Between the Company, CCB International Capital Ltd. and Platinum Securities Co. Ltd. in Relation to the Placing of 155.0 Million New Shares at the Placing Price of HK$1.88 Each (Placing Shares) | Management | For | For |
3 | Approve Allotment and Issuance of 10.0 Million Placing Shares to Keywise Greater China Opportunities Master Fund Pursuant to the Placing Agreement | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Menggui as Executive Director | Management | For | Against |
2b | Reelect Chen Yunqiang as Executive Director | Management | For | Against |
2c | Reelect Jiang Longsheng as Non-Executive Director | Management | For | Against |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Increase in Authorized Share Capital From HK$100 Million to HK$200 Million by the Creation of an Additional 1 Billion Shares | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VENOCO INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: VQ SECURITY ID: 92275P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donna L. Lucas | Management | For | For |
1.2 | Elect Director M.W. Scoggins | Management | For | For |
1.3 | Elect Director Richard S. Walker | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
VOESTALPINE AG (FORMERLY VOEST-ALPINE STAHL AG) MEETING DATE: JUL 2, 2008 | ||||
TICKER: VOE SECURITY ID: A9101Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Allocation of Income for Fiscal 2007/2008 | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | Did Not Vote |
5 | Ratify Auditors for Fiscal 2008/2009 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Key Employees, Executives and Members of the Management Board; Authorize Cancellation of up to 16.4 Million Repurchased Shares | Management | For | Did Not Vote |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WHITING PETROLEUM CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Volker | Management | For | Withhold |
1.2 | Elect Director William N. Hahne | Management | For | Withhold |
1.3 | Elect Director Graydon D. Hubbard | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
XTO ENERGY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Phillip R. Kevil | Management | For | Against |
2.2 | Elect Director Herbert D. Simons | Management | For | Against |
2.3 | Elect Director Vaughn O. Vennerberg II | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
ALCOA INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn S. Fuller | Management | For | For |
1.2 | Elect Director Judith M. Gueron | Management | For | For |
1.3 | Elect Director Patricia F. Russo | Management | For | For |
1.4 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 7, 2009 | ||||
TICKER: ATI SECURITY ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane C. Creel | Management | For | For |
1.2 | Elect Director James E. Rohr | Management | For | For |
1.3 | Elect Director Louis J. Thomas | Management | For | For |
1.4 | Elect Director Barbara S. Jeremiah | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: JUL 16, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 23 Million Shares in One or More Private Placements | Management | For | For |
2 | Approve Issuance of 3 Million Shares in One or More Private Placements | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: NOV 28, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David Dix as a Director | Management | For | For |
2 | Reelect William Purves as a Director | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 6, 2008 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Victoria F. Haynes | Management | For | For |
4 | Elect Director Antonio Maciel Neto | Management | For | For |
5 | Elect Director Patrick J. Moore | Management | For | For |
6 | Elect Director M. Brian Mulroney | Management | For | For |
7 | Elect Director Thomas F. O Neill | Management | For | For |
8 | Elect Director Kelvin R. Westbrook | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 23, 2009 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
BANKERS PETROLEUM LTD MEETING DATE: JUN 23, 2009 | ||||
TICKER: BNK SECURITY ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve To Fix The Number Of Directors To Be Elected At The Meeting At 7 | Management | For | For |
2 | Elect Robert Cross As A Director For The Ensuing Year | Management | For | For |
3 | Elect Abdel F. [abby] Badwi As A Director For The Ensuing Year | Management | For | For |
4 | Elect Eric Brown As A Director For The Ensuing Year | Management | For | For |
5 | Elect Wesley Clark As A Director For The Ensuing Year | Management | For | For |
6 | Elect Jonathan Harris As A Director For The Ensuing Year | Management | For | For |
7 | Elect Phil Knoll As A Director For The Ensuing Year | Management | For | For |
8 | Elect John B. Zaozirny As A Director For The Ensuing Year | Management | For | For |
9 | Appoint Kpmg Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors Of The Company To Fix Their Remuneration | Management | For | For |
10 | Transact Such Other Business | Management | For | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Regent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR H. L. BECK | Management | For | Against |
1.2 | DIRECTOR C.W.D. BIRCHALL | Management | For | Against |
1.3 | DIRECTOR D.J. CARTY | Management | For | Against |
1.4 | DIRECTOR G. CISNEROS | Management | For | Against |
1.5 | DIRECTOR M.A. COHEN | Management | For | Against |
1.6 | DIRECTOR P.A. CROSSGROVE | Management | For | Against |
1.7 | DIRECTOR R.M. FRANKLIN | Management | For | Against |
1.8 | DIRECTOR P.C. GODSOE | Management | For | Against |
1.9 | DIRECTOR J.B. HARVEY | Management | For | Against |
1.10 | DIRECTOR B. MULRONEY | Management | For | Against |
1.11 | DIRECTOR A. MUNK | Management | For | Against |
1.12 | DIRECTOR P. MUNK | Management | For | Against |
1.13 | DIRECTOR A.W. REGENT | Management | For | Against |
1.14 | DIRECTOR S.J. SHAPIRO | Management | For | Against |
1.15 | DIRECTOR G.C. WILKINS | Management | For | Against |
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERSLLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
3 | SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | Against |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CALGON CARBON CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Newlin | Management | For | For |
1.2 | Elect Director John S. Stanik | Management | For | For |
1.3 | Elect Director William J. Lyons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR CATHERINE M. BEST | Management | For | For |
1.2 | DIRECTOR N. MURRAY EDWARDS | Management | For | For |
1.3 | DIRECTOR HON. GARY A. FILMON | Management | For | For |
1.4 | DIRECTOR AMB. GORDON D. GIFFIN | Management | For | For |
1.5 | DIRECTOR JOHN G. LANGILLE | Management | For | For |
1.6 | DIRECTOR STEVE W. LAUT | Management | For | For |
1.7 | DIRECTOR KEITH A.J. MACPHAIL | Management | For | For |
1.8 | DIRECTOR ALLAN P. MARKIN | Management | For | For |
1.9 | DIRECTOR HON. FRANK J. MCKENNA | Management | For | For |
1.10 | DIRECTOR JAMES S. PALMER | Management | For | For |
1.11 | DIRECTOR ELDON R. SMITH | Management | For | For |
1.12 | DIRECTOR DAVID A. TUER | Management | For | For |
2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
COMPASS MINERALS INTERNATIONAL, INC MEETING DATE: MAY 6, 2009 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. D'Antoni | Management | For | For |
1.2 | Elect Director Perry W. Premdas | Management | For | For |
1.3 | Elect Director Allan R. Rothwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require Director Nominee Qualifications | Shareholder | Against | Against |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CORE LABORATORIES N V MEETING DATE: JAN 29, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | AUTHORIZATION OF MANAGEMENT BOARD TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL JULY 29, 2010. | Management | For | For |
CORE LABORATORIES N V MEETING DATE: MAY 14, 2009 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard L. Bergmark as Supervisory Board Member | Management | For | For |
1.2 | Elect Alexander Vriesendorp as Supervisory Board Member | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Management | For | For |
4 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Transact Other Business | Management | None | None |
CROWN HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | Withhold |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | Withhold |
1.3 | Elect Director Rita V. Foley | Management | For | Withhold |
1.4 | Elect Director Louis A. Raspino | Management | For | Withhold |
1.5 | Elect Director Philip R. Roth | Management | For | Withhold |
1.6 | Elect Director Michael L. Underwood | Management | For | Withhold |
1.7 | Elect Director Jean-Paul Vettier | Management | For | Withhold |
1.8 | Elect Director Joseph C. Winkler III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry E. Reimert | Management | For | Withhold |
1.2 | Elect Director Gary D. Smith | Management | For | Withhold |
1.3 | Elect Director L.H. Dick Robertson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Auston | Management | For | For |
1.2 | Elect Director K. Ross Cory | Management | For | For |
1.3 | Elect Director Robert R. Gilmore | Management | For | For |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
1.5 | Elect Director Hugh C. Morris | Management | For | For |
1.6 | Elect Director Wayne D. Lenton | Management | For | For |
1.7 | Elect Director Jonathan Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Amend Incentive Stock Option Plans | Management | For | For |
5 | Adopt By-Law No. 1 | Management | For | For |
6 | Change Location of Annual Meeting | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John S. Auston as a Director to hold office for the following year | Management | For | For |
2 | Elect Mr. K. Ross Cory as a Director to hold office for the following year | Management | For | For |
3 | Elect Mr. Robert R. Gilmore as a Director to hold office for the following year | Management | For | For |
4 | Elect Mr. Geoffrey A. Handley as a Director to hold office for the following year | Management | For | For |
5 | Elect Mr. Hugh C. Morris as a Director to hold office for the following year | Management | For | For |
6 | Elect Mr. Wayne D. Lenton as a Director to hold office for the following year | Management | For | For |
7 | Elect Mr. Jonathan Rubenstein as a Director to hold office for the following year | Management | For | For |
8 | Elect Mr. Donald M. Shunka as a Director to hold office for the following year | Management | For | For |
9 | Elect Mr. Paul N. Wright as a Director to hold office for the following year | Management | For | For |
10 | Appoint PricewaterhouseCoopers LLP as the Auditors of the Corporation for theensuing year | Management | For | For |
11 | Authorize the Directors to fix the Auditor s compensation | Management | For | For |
12 | Adopt the amendments to the amended and restated Incentive Stock Option Plan for the employees, consultants and the Advisors and the amended and restated Incentive Stock Option Plan for the Officers and the Directors | Management | For | For |
13 | Adopt New Bylaws/Articles/Charter/Declaration of Trust | Management | For | For |
14 | Adopt the amendments to the Company s Articles to permit shareholder meetingsto be held outside of Canada, as specified | Management | For | For |
ENCANA CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ECA SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph S. Cunningham | Management | For | For |
1.2 | Elect Director Patrick D. Daniel | Management | For | For |
1.3 | Elect Director Ian W. Delaney | Management | For | For |
1.4 | Elect Director Randall K. Eresman | Management | For | For |
1.5 | Elect Director Claire S. Farley | Management | For | For |
1.6 | Elect Director Michael A. Grandin | Management | For | For |
1.7 | Elect Director Barry W. Harrison | Management | For | For |
1.8 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.9 | Elect Director David P. O'Brien | Management | For | For |
1.10 | Elect Director Jane L. Peverett | Management | For | For |
1.11 | Elect Director Allan P. Sawin | Management | For | For |
1.12 | Elect Director Wayne G. Thomson | Management | For | For |
1.13 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENCORE ACQUISITION COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: EAC SECURITY ID: 29255W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I. Jon Brumley | Management | For | Withhold |
1.2 | Elect Director Jon S. Brumley | Management | For | Withhold |
1.3 | Elect Director John A. Bailey | Management | For | Withhold |
1.4 | Elect Director Martin C. Bowen | Management | For | Withhold |
1.5 | Elect Director Ted Collins, Jr. | Management | For | Withhold |
1.6 | Elect Director Ted A. Gardner | Management | For | Withhold |
1.7 | Elect Director John V. Genova | Management | For | Withhold |
1.8 | Elect Director James A. Winne III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 18, 2008 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | For |
1.2 | Elect Director Alan E. Barton | Management | For | For |
1.3 | Elect Director Christopher P. Belden | Management | For | For |
1.4 | Elect Director Robert I. Frey | Management | For | For |
1.5 | Elect Director William J. Ketelhut | Management | For | For |
1.6 | Elect Director Mark D. Morelli | Management | For | For |
1.7 | Elect Director Stephen Rabinowitz | Management | For | For |
1.8 | Elect Director George A Schreiber, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip G. Behrman | Management | For | Withhold |
1.2 | Elect Director A. Bray Cary, Jr. | Management | For | Withhold |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | Withhold |
1.4 | Elect Director Lee T. Todd, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect DirectorMike R. Bowlin | Management | For | For |
1.2 | Elect DirectorPhilip J. Burguieres | Management | For | For |
1.3 | Elect DirectorPeter D. Kinnear | Management | For | For |
1.4 | Elect DirectorEdward J. Mooney | Management | For | For |
1.5 | Elect DirectorJames M. Ringler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
FRONTIER OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Gibbs | Management | For | Withhold |
1.2 | Elect Director Douglas Y. Bech | Management | For | Withhold |
1.3 | Elect Director G. Clyde Buck | Management | For | Withhold |
1.4 | Elect Director T. Michael Dossey | Management | For | Withhold |
1.5 | Elect Director Michael C. Jennings | Management | For | Withhold |
1.6 | Elect Director James H. Lee | Management | For | Withhold |
1.7 | Elect Director Paul B. Loyd, Jr. | Management | For | Withhold |
1.8 | Elect Director Michael E. Rose | Management | For | Withhold |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Clerico | Management | For | Withhold |
1.2 | Elect Director Edward P. Djerejian | Management | For | Withhold |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | Withhold |
1.4 | Elect Director William J. Dore | Management | For | Withhold |
1.5 | Elect Director Larry E. Farmer | Management | For | Withhold |
1.6 | Elect Director Edgar G. Hotard | Management | For | Withhold |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director James L. Payne | Management | For | Withhold |
1.9 | Elect Director Michael J. Pollock | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOLD FIELDS LIMITED MEETING DATE: NOV 12, 2008 | ||||
TICKER: GFI SECURITY ID: 38059T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2 | Reelect DN Murray as Director | Management | For | For |
3 | Reelect CI von Christerson as Director | Management | For | For |
4 | Reelect GM Wilson as Director | Management | For | For |
5 | Reelect AJ Wright as Director | Management | For | For |
6 | Place Authorized But Unissued Ordinary Shares under Control of Directors | Management | For | For |
7 | Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors | Management | For | For |
8 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | Management | For | For |
9 | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan | Management | For | For |
10 | Approve Increase in Directors' Fees | Management | For | For |
11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ian W. Telfer As A Director Of The Company For The Ensuing Year | Management | For | For |
2 | Elect Mr. Douglas M. Holtby As A Director Of The Company For The Ensuing Year | Management | For | For |
3 | Elect Mr. Charles A. Jeannes As A Director Of The Company For The Ensuing Year | Management | For | For |
4 | Elect Mr. John P. Bell As A Director Of The Company For The Ensuing Year | Management | For | For |
5 | Elect Mr. Lawrence I. Bell As A Director Of The Company For The Ensuing Year | Management | For | For |
6 | Elect Ms. Beverley A. Briscoe As A Director Of The Company For The Ensuing Year | Management | For | For |
7 | Elect Mr. Peter J. Dey As A Director Of The Company For The Ensuing Year | Management | For | For |
8 | Elect Mr. P. Randy Reifel As A Director Of The Company For The Ensuing Year | Management | For | For |
9 | Elect Mr. A. Dan Rovig As A Director Of The Company For The Ensuing Year | Management | For | For |
10 | Elect Mr. Kenneth F. Williamson As A Director Of The Company For The Ensuing Year | Management | For | For |
11 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HARMONY GOLD MINING LTD. MEETING DATE: NOV 24, 2008 | ||||
TICKER: HMY SECURITY ID: 413216300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2 | Elect KV Dicks as Director Appointed During the Year | Management | For | For |
3 | Elect CM Diara as Director Appointed During the Year | Management | For | For |
4 | Reelect CML Savage as Director | Management | For | For |
5 | Reelect F Abbott as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Inc. as External Auditors | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
8 | Place Authorized But Unissued Shares under Control of Directors Representing up to 10 Percent of Issued Capital | Management | For | For |
9 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director John T. Rynd | Management | For | Withhold |
1.3 | Elect Director Steven A. Webster | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.P. Berry | Management | For | For |
1.2 | Elect Director M.P. Clifton | Management | For | For |
1.3 | Elect Director L.E. Echols | Management | For | For |
1.4 | Elect Director M.R. Hickerson | Management | For | For |
1.5 | Elect Director T.K. Matthews, II | Management | For | For |
1.6 | Elect Director R.G. McKenzie | Management | For | For |
1.7 | Elect Director J.P. Reid | Management | For | For |
1.8 | Elect Director P.T. Stoffel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Hornbeck | Management | For | Withhold |
1.2 | Elect Director Steven W. Krablin | Management | For | Withhold |
1.3 | Elect Director David A. Trice | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 14, 2009 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William D. Pugliese, Derek Bullock, Donald K. Charter, Joseph F. Conway, W. Robert Dengler, Mahendra Naik, John T. Shaw, John E. Caldwell, Peter C. Jones, and Guy G. Dufresne as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ISRAEL CHEMICALS LTD. MEETING DATE: NOV 10, 2008 | ||||
TICKER: ICL SECURITY ID: M5920A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph R. Bronson | Management | For | For |
2 | Elect Director Thomas M.T. Niles | Management | For | For |
3 | Elect Director Noel G. Watson | Management | For | For |
4 | Elect Director John F. Coyne | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
JOY GLOBAL, INC. MEETING DATE: FEB 24, 2009 | ||||
TICKER: JOYG SECURITY ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John Nils Hanson | Management | For | For |
1.3 | Elect Director Ken C. Johnsen | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John A. Brough as a Director of the Company for the ensuing year | Management | For | For |
2 | Elect Mr. Wilson N. Brumer as a Director of the Company for the ensuing year | Management | For | For |
3 | Elect Mr. Tye W. Burt as a Director of the Company for the ensuing year | Management | For | For |
4 | Elect Mr. John K. Carrington as a Director of the Company for the ensuing year | Management | For | For |
5 | Elect Mr. John M. H. Huxley as a Director of the Company for the ensuing year | Management | For | For |
6 | Elect Mr. John A. Keyes as a Director of the Company for the ensuing year | Management | For | For |
7 | Elect Mr. Catherine McLeod-Seltzer as a Director of the Company for the ensuing year | Management | For | For |
8 | Elect Mr. George F. Michals as a Director of the Company for the ensuing year | Management | For | For |
9 | Elect Mr. John E. Oliver as a Director of the Company for the ensuing year | Management | For | For |
10 | Elect Mr. Terence C. W. Reid as a Director of the Company for the ensuing year | Management | For | For |
11 | Appoint KPMG LLP, Chartered Accountants, as the Auditors of the Company for the ensuring year and authorize the Directors to fix their remuneration | Management | For | For |
12 | Ratify the adoption of Shareholder Rights Plan, as specified | Management | For | For |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Alister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | For |
MARATHON OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
1.2 | Elect Director Gregory H. Boyce | Management | For | For |
1.3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.4 | Elect Director David A. Daberko | Management | For | For |
1.5 | Elect Director William L. Davis | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Philip Lader | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | For |
1.9 | Elect Director Michael E. J. Phelps | Management | For | For |
1.10 | Elect Director Dennis H. Reilley | Management | For | For |
1.11 | Elect Director Seth E. Schofield | Management | For | For |
1.12 | Elect Director John W. Snow | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARINER ENERGY, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard Aronson | Management | For | Withhold |
1.2 | Elect Director H. Clayton Peterson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NEWFIELD EXPLORATION CO. MEETING DATE: MAY 7, 2009 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Trice | Management | For | Against |
2 | Elect Director Lee K. Boothby | Management | For | For |
3 | Elect Director Philip J. Burguieres | Management | For | Against |
4 | Elect Director Pamela J. Gardner | Management | For | Against |
5 | Elect Director Dennis R. Hendrix | Management | For | Against |
6 | Elect Director John Randolph Kemp III | Management | For | Against |
7 | Elect Director J. Michael Lacey | Management | For | Against |
8 | Elect Director Joseph H. Netherland | Management | For | Against |
9 | Elect Director Howard H. Newman | Management | For | Against |
10 | Elect Director Thomas G. Ricks | Management | For | Against |
11 | Elect Director Juanita F. Romans | Management | For | Against |
12 | Elect Director C. E. (Chuck) Shultz | Management | For | Against |
13 | Elect Director J. Terry Strange | Management | For | Against |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEXEN INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Jerold J. DesRoche | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OIL SEARCH LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: OSH SECURITY ID: Y64695110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Fraser Ainsworth as a Director | Management | For | For |
3 | Elect Tim Warren as a Director | Management | For | For |
4 | Approve Appointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Issuance of 258,000 Performance Rights to Peter Botten, Managing Director Persuant to the Performance Rights Plan | Management | For | For |
2 | Approve Issuance of 46,000 Performance Rights to Gerea Aopi, Executive Director Persuant to the Performance Rights Plan | Management | For | For |
3 | Approve Issuance of 165,873 Restricted Shares to Peter Botten, Managing Director Persuant to the Restricted Shares Plan | Management | For | For |
4 | Approve Issuance of 26,732 Restricted Shares to Gerea Aopi, Executive Director Persuant to the Restricted Shares Plan | Management | For | For |
5 | Approve Increase in Non-Executive Directors' Remuneration by A$450,000 to A$1.95 Million Per Annum | Management | For | For |
OPTI CANADA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: OPC SECURITY ID: 68383K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Ian W. Delaney | Management | For | For |
2.2 | Elect Director Charles L. Dunlap | Management | For | For |
2.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
2.4 | Elect Director Christopher Slubicki | Management | For | For |
2.5 | Elect Director James M. Stanford | Management | For | For |
2.6 | Elect Director Bruce Waterman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
OZ MINERALS LTD MEETING DATE: JUN 11, 2009 | ||||
TICKER: OZL SECURITY ID: Q7161P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Sale of Company Assets to China Minmetals Non-Ferrous Metals Co. Ltd. | Management | For | For |
2 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | None | None |
3(i) | Elect Michael Eager as a Director | Management | For | Against |
3(ii) | Elect Stephen Mayne as a Director | Shareholder | Against | Against |
4 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | Against |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PENN VIRGINIA CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PVA SECURITY ID: 707882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward B. Cloues | Management | For | For |
1.2 | Elect Director A. James Dearlove | Management | For | For |
1.3 | Elect Director Robert Garrett | Management | For | For |
1.4 | Elect Director Keith D. Horton | Management | For | For |
1.5 | Elect Director Marsha R. Perelman | Management | For | For |
1.6 | Elect Director William H. Shea, Jr. | Management | For | For |
1.7 | Elect Director Philippe van Marcke de Lummen | Management | For | For |
1.8 | Elect Director Gary K. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: 71644E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement [the Arrangement ] Under Section 192 Of The Canada Business Corporations Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Approve New Stock Option Plan For The Corporation Resulting From The Amalgamation Of Petro-canada And Suncor Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Ron A. Brenneman As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Hans Brenninkmeyer As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Claude Fontaine As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Paul Haseldonckx As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Thomas E. Kierans As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Brian F. Macneill As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Maureen Mccaw As A Director Of Petro-canada To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Paul D. Melnuk As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
11 | Elect Guylaine Saucier As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
12 | Elect James W. Simpson As A Director Of Petro-canada To Hold Office Untilthe Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Daniel L. Valot As A Director Of Petro-canada To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Appoint Deloitte & Touche Llp As The Auditors Of Petro-canada Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Annual Meeting Of Shareholders Of Petro-canada | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Chris J. Bloomer As A Director | Management | For | For |
2 | Elect Mr. Ian S. Brown As A Director | Management | For | For |
3 | Elect Mr. Louis L. Frank As A Director | Management | For | Against |
4 | Elect Mr. M. Neil McCrank As A Director | Management | For | For |
5 | Elect Mr. Kenneth R. Mckinnon As A Director | Management | For | For |
6 | Elect Mr. Jerald L. Oaks As A Director | Management | For | For |
7 | Elect Mr. James D. Tocher As A Director | Management | For | For |
8 | Elect Mr. Harrie Vredenburg As A Director | Management | For | For |
9 | Elect Mr. John D. Wright As A Director | Management | For | For |
10 | Appoint Deloitte & Touche Llp, Chartered Accountants, As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR.A SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Elect Fiscal Council Members and Alternates | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Christopher Coleman as Director | Management | For | For |
3 | Elect Jon Walden as Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve the Fees Payable to Directors | Management | For | For |
6 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
RANDGOLD RESOURCES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Randgold Resources Limited Restricted Share Scheme | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
ROYAL GOLD, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: RGLD SECURITY ID: 780287108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Craig Haase | Management | For | For |
1.2 | Elect Director S. Oden Howell, Jr. | Management | For | For |
1.3 | Elect Director Donald Worth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RTI INTERNATIONAL METALS, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: RTI SECURITY ID: 74973W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig R. Andersson | Management | For | For |
1.2 | Elect Director Daniel I. Booker | Management | For | For |
1.3 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
1.4 | Elect Director Ronald L. Gallatin | Management | For | For |
1.5 | Elect Director Charles C. Gedeon | Management | For | For |
1.6 | Elect Director Robert M. Hernandez | Management | For | For |
1.7 | Elect Director Dawne S. Hickton | Management | For | For |
1.8 | Elect Director Edith E. Holiday | Management | For | For |
1.9 | Elect Director Bryan T. Moss | Management | For | For |
1.10 | Elect Director Michael C. Wellham | Management | For | For |
1.11 | Elect Director James A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
SANDRIDGE ENERGY, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: SD SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Daniel W. Jordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement Under Section 192 Of The Canada Business Corporation Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Adopt A Stock Option Plan By The Corporation Formed By The Amalgamation Of Suncor Energy Incorporation And Petro-canada Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Mr. Mel E. Benson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Mr. Brian A. Canfield As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Mr. Bryan P. Davies As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Mr. Brian A. Felesky As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Mr. John T. Ferguson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Mr. W. Douglas Ford As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Mr. Richard L. George As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Mr. John R. Huff As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
11 | Elect Ms. M. Ann Mccaig As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
12 | Elect Mr. Michael W. O Brien As A Director Of Suncor To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Ms. Eira M. Thomas As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Re-appoint Pricewaterhousecoopers Llp As The Auditor Of Suncor Energy Incorporation Until The Earlier Of The Completion Of The Arrangement And The Close Ofthe Next Agm | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. J. Darnall | Management | For | For |
1.2 | Elect Director G. W. Edwards | Management | For | For |
1.3 | Elect Director L. L. Elsenhans | Management | For | For |
1.4 | Elect Director U. O. Fairbairn | Management | For | For |
1.5 | Elect Director T. P. Gerrity | Management | For | For |
1.6 | Elect Director R. B. Greco | Management | For | For |
1.7 | Elect Director J. P. Jones, III | Management | For | For |
1.8 | Elect Director J. G. Kaiser | Management | For | For |
1.9 | Elect Director J. W. Rowe | Management | For | For |
1.10 | Elect Director J. K. Wulff | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | Withhold |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director James M. Funk | Management | For | Withhold |
1.4 | Elect Director Terence E. Hall | Management | For | Withhold |
1.5 | Elect Director E.E. 'Wyn' Howard, III | Management | For | Withhold |
1.6 | Elect Director Justin L. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
TALISMAN ENERGY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director John A. Manzoni | Management | For | For |
1.6 | Elect Director Stella M. Thompson | Management | For | For |
1.7 | Elect Director John D. Watson | Management | For | For |
1.8 | Elect Director Robert G. Welty | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles W. Wilson | Management | For | For |
1.11 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend By-Laws No. 1 | Management | For | For |
TECK COMINCO LIMITED MEETING DATE: APR 22, 2009 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect M. M. Ashar, J. Brian Aune, J. H. Bennett, H. J. Bolton, J. L. Cockwell, N. B. Keevil, N. B. Keevil III, T. Kuriyama, D. R. Lindsay, T. Mochihara, D. G. Pannell, J. G. Rennie, W. S.R. Seyffert and C. M.T. Thompson as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles and Change Company Name to Teck Resources Limited/Ressources Teck Limitee | Management | For | For |
TECK COMINCO LIMITED MEETING DATE: APR 22, 2009 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the annual report of the Corporation containing the audited consolidated financial statements of the Corporation for the FYE 31 DEC 2008 and the report of the Auditor thereon | Management | For | For |
2 | Elect 14 Directors as specified | Management | For | For |
3 | Appoint PricewaterhouseCoopers LLP as the Auditors and authorize the Directorsto fix the Auditor s remuneration | Management | For | For |
4 | Amend the Articles of the Corporation to: (i) delete in their entirety, the authorized but unissued Preferred Shares Series 1 and the authorized but unissued Preferred Shares Series 2 in the capital of the Corporation and (ii) changethe Corporation s name | Management | For | For |
5 | Transact any other business | Management | For | Against |
TENARIS SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: TS SECURITY ID: 88031M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Elect Directors (Bundled) | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Approve Share Repurchase Program | Management | For | Did Not Vote |
9 | Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
TESORO CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Rodney F. Chase | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | For |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | For |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Bruce A. Smith | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TITANIUM METALS CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: TIE SECURITY ID: 888339207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Coogan | Management | For | For |
1.2 | Elect Director Glenn R. Simmons | Management | For | For |
1.3 | Elect Director Harold C. Simmons | Management | For | For |
1.4 | Elect Director Thomas P. Stafford | Management | For | For |
1.5 | Elect Director Steven L. Watson | Management | For | For |
1.6 | Elect Director Terry N. Worrell | Management | For | For |
1.7 | Elect Director Paul J. Zucconi | Management | For | For |
TOKAI CARBON CO. LTD. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 5301 SECURITY ID: J85538106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 5 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUL 18, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Agreement and Related Annual Caps | Management | For | For |
2 | Approve Placing Agreement Between the Company, CCB International Capital Ltd. and Platinum Securities Co. Ltd. in Relation to the Placing of 155.0 Million New Shares at the Placing Price of HK$1.88 Each (Placing Shares) | Management | For | For |
3 | Approve Allotment and Issuance of 10.0 Million Placing Shares to Keywise Greater China Opportunities Master Fund Pursuant to the Placing Agreement | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Zhang Menggui as Executive Director | Management | For | Against |
2b | Reelect Chen Yunqiang as Executive Director | Management | For | Against |
2c | Reelect Jiang Longsheng as Non-Executive Director | Management | For | Against |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Increase in Authorized Share Capital From HK$100 Million to HK$200 Million by the Creation of an Additional 1 Billion Shares | Management | For | For |
USEC INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: USU SECURITY ID: 90333E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Mellor | Management | For | For |
1.2 | Elect Director Michael H. Armacost | Management | For | For |
1.3 | Elect Director Joyce F. Brown | Management | For | For |
1.4 | Elect Director Joseph T. Doyle | Management | For | For |
1.5 | Elect Director H. William Habermeyer | Management | For | For |
1.6 | Elect Director John R. Hall | Management | For | For |
1.7 | Elect Director William J. Madia | Management | For | For |
1.8 | Elect Director W. Henson Moore | Management | For | For |
1.9 | Elect Director Joseph F. Paquette, Jr. | Management | For | For |
1.10 | Elect Director John K. Welch | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
WALTER INDUSTRIES, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Clark, Jr. | Management | For | Withhold |
1.2 | Elect Director Jerry W. Kolb | Management | For | Withhold |
1.3 | Elect Director Patrick A. Kriegshauser | Management | For | Withhold |
1.4 | Elect Director Joseph B. Leonard | Management | For | For |
1.5 | Elect Director Victor P. Patrick | Management | For | Withhold |
1.6 | Elect Director Bernard G. Rethore | Management | For | Withhold |
1.7 | Elect Director George R. Richmond | Management | For | Withhold |
1.8 | Elect Director Michael T. Tokarz | Management | For | Withhold |
1.9 | Elect Director A.J. Wagner | Management | For | Withhold |
2 | Change Company Name | Management | For | For |
3 | Authorize New Class of Preferred Stock | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WESTERN REFINING INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Hogan | Management | For | For |
1.2 | Elect Director Scott D. Weaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Volker | Management | For | Withhold |
1.2 | Elect Director William N. Hahne | Management | For | Withhold |
1.3 | Elect Director Graydon D. Hubbard | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Management | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WILLBROS GROUP INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Dipaolo | Management | For | For |
2 | Elect Director Robert R. Harl | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Peter Marrone as a Director | Management | For | For |
2 | Elect Mr. Patrick J. Mars as a Director | Management | For | For |
3 | Elect Mr. Juvenal Mesquita Filho as a Director | Management | For | For |
4 | Elect Mr. Antenor F. Silva, Jr. as a Director | Management | For | For |
5 | Elect Mr. Nigel Lees as a Director | Management | For | For |
6 | Elect Mr. Dino Titaro as a Director | Management | For | For |
7 | Elect Mr. John Begeman as a Director | Management | For | For |
8 | Elect Mr. Robert Horn as a Director | Management | For | For |
9 | Elect Mr. Richard Graff as a Director | Management | For | For |
10 | Elect Mr. Carl Renzoni as a Director | Management | For | For |
11 | Appoint Deloitte and Touche LLP as the Auditors | Management | For | For |
ZHONGYU GAS HOLDINGS LIMITED (FORMERLY MRC HOLDINGS) MEETING DATE: APR 24, 2009 | ||||
TICKER: SECURITY ID: G9891U125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Wang Shunlong as Director | Management | For | For |
2a2 | Reelect Luo Yongtai as Director | Management | For | For |
2a3 | Reelect Hung, Randy King Kuen as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ZHONGYU GAS HOLDINGS LIMITED (FORMERLY MRC HOLDINGS) MEETING DATE: MAY 4, 2009 | ||||
TICKER: SECURITY ID: G9891U125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Terms and Conditions of the Convertible Bonds in a Total Principal Amount of $35.0 Million Due 2012 and Approve Related Transactions | Management | For | For |
VOTE SUMMARY REPORT
SELECT NETWORKING AND INFRASTRUCTURE PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
02MICRO INTERNATIONAL LTD. MEETING DATE: MAY 29, 2009 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Reelect James Elvin Keim as Director | Management | For | For |
1.b | Relect Lawrence Lai-Fu as Director | Management | For | For |
1.c | Relect Ji Liu as Director | Management | For | For |
2 | Renewal of Sale Mandate. To Renew the General Mandate to Allot, Issue and Deal with Such Number of Unissued Ordinary Shares Not Exceeding the Sum of: (I) 20% the Total Nominal Amount of the Share Capital. | Management | For | Against |
3 | Renewal of the Repurhcase Mandate . To Renew the General Mandate to Exercise All the Powers of the Company to Repurchase Such Number of Ordinary Shares Not Exceeding 10% of the Total Nominal Amount of the Share Capital of the Company. | Management | For | For |
4 | Approve and Adopt Financial Statements and Statutory Reports (Voting) | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors | Management | For | For |
1 | Approve Delisting of Shares from Hong Kong Stock Exchange | Management | For | For |
2 | Adopt New Articles of Association | Management | For | Against |
3 | Adopt 2009 Employee Stock Purchase Plan | Management | For | For |
4 | Amend 2005 Share Option Plan | Management | For | For |
5 | Amend 2005 Share Incentive Plan | Management | For | Against |
ACME PACKET, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Elsbree | Management | For | For |
1.2 | Elect Director Patrick J. MeLampy | Management | For | For |
1.3 | Elect Director Robert G. Ory | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADC TELECOMMUNICATIONS, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: ADCT SECURITY ID: 000886309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lois M. Martin | Management | For | For |
1.2 | Elect Director Krish A. Prabhu | Management | For | For |
1.3 | Elect Director John E. Rehfeld | Management | For | For |
1.4 | Elect Director David A. Roberts | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Elect Bernard Bourigeaud to the Supervisory Board | Management | For | For |
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Add EUR 5.9 Million to Existing Pool of Capital with Partial Exclusion of Preemptive Rights and Allow Issue of a Further EUR 2.3 Million without Preemptive Rights Against Cash | Management | For | For |
7 | Allow Issue of a Further EUR 3.6 Million without Preemptive Rights Against Contributions In Kind under Existing Pool of Capital | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles Re: Convocation, Participation, Registration, and Proxy Voting at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED MEETING DATE: MAY 27, 2009 | ||||
TICKER: AATI SECURITY ID: 00752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jaff Lin | Management | For | Withhold |
1.2 | Elect Director Richard K. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: ASX SECURITY ID: 00756M404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Aprove 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Injection to Issue New Shares or Global Depository Receipt or Convertible Bonds | Management | For | For |
4 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Amend Articles of Association | Management | For | Against |
8.1 | Elect Jason Chang as Director | Management | For | For |
8.2 | Elect Richard Chang as Director | Management | For | For |
8.3 | Elect Tien Wu as Director | Management | For | For |
8.4 | Elect Joseph Tung as Director | Management | For | For |
8.5 | Elect Raymond Lo as Director | Management | For | For |
8.6 | Elect Jeffrey Chen as Director | Management | For | For |
8.7 | Elect Ta-Lin Hsu as Director | Management | For | For |
8.8 | Elect Shen-Fu Yu as Director | Management | For | For |
8.9 | Elect Yuan-Yi Tseng as Supervisor | Management | For | For |
8.10 | Elect John Ho as Supervisor | Management | For | For |
8.11 | Elect Tien-Szu Chen as Supervisor | Management | For | For |
8.12 | Elect Samuel Liu as Supervisor | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: NOV 13, 2008 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT SHRAGA KATZ AS A CLASS I DIRECTOR TO SERVE UNTIL THE 2010 ANNUAL MEETING OF SHAREHOLDERS IN ACCORDANCE WITH THE COMPANY S ARTICLES OF ASSOCIATION. | Management | For | For |
2.1 | ELECT DIRECTOR DR. EYAL KISHON - CLASS II AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
2.2 | ELECT DIRECTOR SHAI SAUL - CLASS II AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
2.3 | ELECT DIRECTOR RAMI HADAR AND GRANT OF OPTIONS TO DIRECTOR | Management | For | For |
3 | TO APPROVE THE TERMS OF SHRAGA KATZ S SERVICE, INCLUDING PAYMENT OF ANNUAL COMPENSATION, THE GRANT OF STOCK OPTIONS AND ELIGIBILITY FOR INDEMNIFICATION AND EXCULPATION. | Management | For | For |
4 | TO APPROVE AN AMENDMENT TO THE COMPENSATION PLAN OF YIGAL JACOBY, CHAIRPERSON OF THE BOARD OF DIRECTORS. | Management | For | For |
5 | TO APPROVE THE EXTENSION OF THE EXERCISE PERIOD OF YIGAL JACOBY TO PURCHASE 246,479 ORDINARY SHARES UNTIL NOVEMBER 15, 2010. | Management | For | For |
6 | TO RATIFY AND APPROVE THE RENEWAL AND CONTINUATION OF DIRECTORS AND OFFICERS LIABILITY INSURANCE COVERAGE. | Management | For | For |
7 | TO APPROVE THE REAPPOINTMENT OF KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008 AND UNTIL THE 2009 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMPHENOL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 19, 2008 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.4 | Elect Director Niel Ransom | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director J.H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIBA, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARRIS GROUP INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | Withhold |
1.2 | Elect Director Harry L. Bosco | Management | For | Withhold |
1.3 | Elect Director John Anderson Craig | Management | For | Withhold |
1.4 | Elect Director Matthew B. Kearney | Management | For | Withhold |
1.5 | Elect Director William H. Lambert | Management | For | Withhold |
1.6 | Elect Director John R. Petty | Management | For | Withhold |
1.7 | Elect Director Robert J. Stanzione | Management | For | Withhold |
1.8 | Elect Director David A. Woodle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS INC MEETING DATE: JAN 12, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Shirish S. Sathaye | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 14, 2009 | ||||
TICKER: ASMI SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | Did Not Vote |
2 | Receive Report of Management Board | Management | None | Did Not Vote |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Deloitte Accountants BV as Auditors | Management | For | Did Not Vote |
8a | Elect Gert-Jan Kramer to Supervisory Board | Management | For | Did Not Vote |
8b | Elect Jan C. Lobbezoo to Supervisory Board | Management | For | Did Not Vote |
9 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up In Connection With Stock Option Plan | Management | For | Did Not Vote |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Did Not Vote |
11a | Approve Reissuance of an Option to Stichting Continuiteit ASM International to Acquire Preference Shares | Management | For | Did Not Vote |
11b | Approve Cancellation of Preference Shares | Management | For | Did Not Vote |
12 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | Management | For | Did Not Vote |
13 | Other Business | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTHENTEC INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: AUTH SECURITY ID: 052660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Scott Moody | Management | For | For |
1.2 | Elect Director Matthew P. Crugnale | Management | For | For |
1.3 | Elect Director Chris Fedde | Management | For | For |
1.4 | Elect Director Robert E. Grady | Management | For | For |
1.5 | Elect Director Gustav H. Koven III | Management | For | For |
1.6 | Elect Director William Washecka | Management | For | For |
BOOKHAM, INC MEETING DATE: OCT 22, 2008 | ||||
TICKER: BKHM SECURITY ID: 09856E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Arthur Porter | Management | For | Withhold |
1.2 | Elect Director Joseph Cook | Management | For | Withhold |
1.3 | Elect Director Edward Collins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CDNS SECURITY ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald L. Lucas | Management | For | For |
2 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
3 | Elect Director George M. Scalise | Management | For | For |
4 | Elect Director John B. Shoven | Management | For | For |
5 | Elect Director Roger S. Siboni | Management | For | For |
6 | Elect Director John A.C. Swainson | Management | For | For |
7 | Elect Director Lip-Bu Tan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
CAVIUM NETWORKS INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kris Chellam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CEVA INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CEVA SECURITY ID: 157210105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHI MEI OPTOELECTRONICS CORP. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: Y1371T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Compensation of the Accumulated Losses of the Company | Management | For | For |
3 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Amendment on the Procedures for Derivatives | Management | For | For |
6 | Amend Articles of Association | Management | For | Against |
7 | Transact Other Business (Non-Voting) | Management | None | None |
CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: CSR SECURITY ID: 16942J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guoshen Tu | Management | For | For |
1.2 | Elect Director Terence Yap | Management | For | For |
1.3 | Elect Director Runsen Li | Management | For | For |
1.4 | Elect Director Peter Mak | Management | For | For |
1.5 | Elect Director Robert Shiver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIENA CORPORATION MEETING DATE: MAR 25, 2009 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Bradley, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
COGO GROUP INC MEETING DATE: DEC 22, 2008 | ||||
TICKER: COGO SECURITY ID: 192448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Kang | Management | For | For |
1.2 | Elect Director Frank Zheng | Management | For | For |
1.3 | Elect Director Q.Y. Ma | Management | For | For |
1.4 | Elect Director JP Gan | Management | For | For |
1.5 | Elect Director George Mao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director FRANK M. DRENDEL | Management | For | Withhold |
1.2 | Elect Director RICHARD C. SMITH | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CONSTANT CONTACT INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CTCT SECURITY ID: 210313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Campbell | Management | For | For |
1.2 | Elect Director Daniel T. H. Nye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREDENCE SYSTEMS CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: CMOS SECURITY ID: 225302108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CREE, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Harvey A. Wagner | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Will Gardiner as Director | Management | For | Against |
4 | Elect Andrew Allner as Director | Management | For | Against |
5 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 12,500, to Political Org. Other Than Political Parties up to GBP 12,500 and Incur EU Political Expenditure up to GBP 12,500 | Management | For | For |
8 | Approve Increase in Authorised Ordinary Share Capital to GBP 350,000 | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 44,442 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,884 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
10 | Subject to and Conditional Upon Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,666 | Management | For | For |
11 | Authorise 13,332,657 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
CSR PLC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the SiRF Technology Holdings, Inc. with the Company's Subsidiary, Shannon Acquisition Sub, Inc.; Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 51,057 | Management | For | For |
2 | Approve CSR plc Employee Share Purchase Plan | Management | For | For |
3 | Subject to and Conditional Upon Resolution 1, Issue Equity with Rights Under a General Authority of up to GBP 61,529 and an Additional Amount Pursuant to a Rights Issue of up to GBP 123,058 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
4 | Subject to and Conditional Upon Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,229 | Management | For | For |
5 | Subject to and Conditional Upon Resolution 1, Authorise 18,458,000 Ordinary Shares for Market Purchase | Management | For | For |
CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director Evert van de Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
DIVX, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DIVX SECURITY ID: 255413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Gerson | Management | For | For |
1.2 | Elect Director Jerry Murdock | Management | For | For |
1.3 | Elect Director Alex Vieux | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOUBLE-TAKE SOFTWARE INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: DBTK SECURITY ID: 258598101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dean Goodermote | Management | For | Against |
2 | Elect Director Deborah M. Besemer | Management | For | Against |
3 | Elect Director Paul D. Birch | Management | For | Against |
4 | Elect Director Ashoke (Bobby) Goswami | Management | For | Against |
5 | Elect Director John B. Landry | Management | For | Against |
6 | Elect Director John W. Young | Management | For | Against |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
DRAGONWAVE INC MEETING DATE: JUL 17, 2008 | ||||
TICKER: DWI SECURITY ID: 26144M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerry Spencer, Peter Allen, Carl Eibl, Russell Frederick, Claude Haw, Terry Matthews, Ake Persson as Directors (Bundled) | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
DRAGONWAVE INC MEETING DATE: JUN 9, 2009 | ||||
TICKER: DWI SECURITY ID: 26144M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerry Spencer, Peter Allen, Carl Eibl, Russell Frederick, Claude Haw, Terry Matthews, and Jean-Paul Cossart as Directors | Management | For | Against |
2 | Appoint Ernst & Young Llp As The Auditors Of The Corporation For The Ensuing Year | Management | For | For |
3 | Ratify The Enactment Of A Shareholder Rights Plan | Management | For | For |
4 | Approve The Amendment No. 2009-1 To The Corporation's Fourth Amended And Restated Key Employee Stock Option/stock Issuance Plan | Management | For | Against |
5 | Approve The Amendment No. 2009-2 To The Stock Option Plan Approving The Extension To The Expiry Dates Of Certain Options Granted Under The Stock Option Plan | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
F5 NETWORKS, INC. MEETING DATE: MAR 12, 2009 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karl D. Guelich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FINISAR CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: FNSR SECURITY ID: 31787A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2.1 | Elect Director Jerry S. Rawls | Management | For | For |
2.2 | Elect Director Dominique Trempont | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FORMFACTOR, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Prestridge | Management | For | For |
1.2 | Elect Director Harvey A. Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOUNDRY NETWORKS, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: FDRY SECURITY ID: 35063R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FOXCONN INTERNATIONAL HOLDINGS LTD MEETING DATE: APR 14, 2009 | ||||
TICKER: 2038 SECURITY ID: G36550104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Director's and Auditor's Reports | Management | For | For |
2a | Reelect Chin Wai Leung, Samuel as Director and Authorize Board to Fix His Remuneration | Management | For | For |
2b | Reelect Chang Ban Ja, Jimmy as Director and Authorize Board to Fix His Remuneration | Management | For | For |
2c | Reelect Gou Hsiao Ling as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
2d | Reelect Chen Fung Ming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Issuance of Shares Pursuant to the Share Option Scheme | Management | For | Against |
GENERAL CABLE CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory E. Lawton | Management | For | For |
1.2 | Elect Director Craig P. Omtvedt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HARMONIC INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Harold Covert | Management | For | For |
1.3 | Elect Director Patrick Gallagher | Management | For | For |
1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
1.5 | Elect Director Anthony J. Ley | Management | For | For |
1.6 | Elect Director William F. Reddersen | Management | For | For |
1.7 | Elect Director Lewis Solomon | Management | For | For |
1.8 | Elect Director David R. Van Valkenburg | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | For |
1.2 | Elect Director William A. Hasler | Management | For | For |
1.3 | Elect Director Clifford H. Higgerson | Management | For | For |
1.4 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HON HAI PRECISION INDUSTRY CO. LTD. MEETING DATE: APR 16, 2009 | ||||
TICKER: 2317 SECURITY ID: Y36861105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Approve Rules and Procedures of Shareholder's General Meeting | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
9 | Other Business | Management | For | Against |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 12, 2009 | ||||
TICKER: IFNNY SECURITY ID: 45662N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6.1 | Reduction and Amendment of a Pool of Authorized Capital (I) | Management | For | For |
6.2 | Reduction and Amendment of a Pool of Authorized Capital (2007) | Management | For | For |
6.3 | Cancellation of a Pool of Authorized Capital (IV/2006) | Management | For | For |
7 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 450 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 149.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11.1 | Amend Articles Re: Composition of the Supervisory Board | Management | For | For |
11.2 | Amend Articles Re: Election of Supervisory Board Members | Management | For | For |
11.3 | Amend Articles Re: Announcement of the Annual Meeting | Management | For | For |
11.4 | Amend Articles Re: Exercise of Voting Rights | Management | For | For |
12 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Mantel 19 GmbH | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Dresden GmbH | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
ISILON SYSTEMS, INC MEETING DATE: APR 20, 2009 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Richardson | Management | For | For |
1.2 | Elect Director Matthew S. McIlwain | Management | For | For |
1.3 | Elect Director Peter H. van Oppen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LATTICE SEMICONDUCTOR CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: LSCC SECURITY ID: 518415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruno Guilmart | Management | For | Against |
2 | Elect Director Balaji Krishnamurthy | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 14, 2009 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | Against |
2 | Elect Director Richard S. Hill | Management | For | Against |
3 | Elect Director John H.F. Miner | Management | For | Against |
4 | Elect Director Arun Netravali | Management | For | Against |
5 | Elect Director Matthew J. O?Rourke | Management | For | Against |
6 | Elect Director Gregorio Reyes | Management | For | Against |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | Against |
9 | Elect Director Susan Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 10, 2008 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori Holland | Management | For | For |
1.2 | Elect Director Stephen M. Jennings | Management | For | For |
1.3 | Elect Director Bruce R. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MACROVISION SOLUTIONS CORP. MEETING DATE: JUL 15, 2008 | ||||
TICKER: MVSN SECURITY ID: 55611C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | Management | For | For |
2 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | Management | For | For |
3 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | For |
4 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
MCAFEE, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie G. Denend | Management | For | For |
1.2 | Elect Director David G. DeWalt | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
MELLANOX TECHNOLOGIES LTD. MEETING DATE: MAY 18, 2009 | ||||
TICKER: MLNX SECURITY ID: M51363113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eyal Waldman as Director | Management | For | For |
1.2 | Elect Irwin Federman as Director | Management | For | For |
1.3 | Elect Thomas Weatherford as Director | Management | For | For |
2 | Approve Cash Bonus of Eyal Waldman | Management | For | For |
3 | Amend Director/Officer Liability and Indemnification Agreements | Management | For | For |
4 | Amend 2006 Share Incentive Plan | Management | For | Against |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
MICREL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MCRL SECURITY ID: 594793101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond D. Zinn | Management | For | For |
1.2 | Elect Director Daniel Artusi | Management | For | For |
1.3 | Elect Director Michael J. Callahan | Management | For | For |
1.4 | Elect Director Daniel Heneghan | Management | For | For |
1.5 | Elect Director Neil J. Miotto | Management | For | For |
1.6 | Elect Director Frank W. Schneider | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
MINDSPEED TECHNOLOGIES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: MSPD SECURITY ID: 602682205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight W. Decker | Management | For | Withhold |
1.2 | Elect Director Raouf Y. Halim | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Stock Option Exchange Program | Management | For | Against |
MIPS TECHNOLOGIES INC MEETING DATE: NOV 12, 2008 | ||||
TICKER: MIPS SECURITY ID: 604567107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony B. Holbrook | Management | For | For |
1.2 | Elect Director John E. Bourgoin | Management | For | For |
1.3 | Elect Director Robert R. Herb | Management | For | For |
1.4 | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Domenik | Management | For | For |
1.2 | Elect Director Douglas Broyles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPENWAVE SYSTEMS, INC. MEETING DATE: DEC 4, 2008 | ||||
TICKER: OPWV SECURITY ID: 683718308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robin A. Abrams | Management | For | Withhold |
1.2 | Elect Director Kenneth D. Denman | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
OPTIUM CORP MEETING DATE: AUG 28, 2008 | ||||
TICKER: OPTM SECURITY ID: 68402T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Performance-Based Equity Awards | Shareholder | Against | Against |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Bishkin | Management | For | For |
1.2 | Elect Director Fred Reichheld | Management | For | For |
1.3 | Elect Director Mark P. Mellin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 9, 2009 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director Dave Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SBA COMMUNICATIONS CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Carr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SILICON LABORATORIES INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey B. Cash | Management | For | For |
1.2 | Elect Director Necip Sayiner | Management | For | For |
1.3 | Elect Director David R. Welland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
SILICONWARE PRECISION INDUSTRIES CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SPIL SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
SIRF TECHNOLOGY HOLDINGS, INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SIRF SECURITY ID: 82967H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH) INC. MEETING DATE: JAN 28, 2009 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR IAIN MACKENZIE | Management | For | For |
1.2 | ELECT DIRECTOR AJAY SHAH | Management | For | For |
1.3 | ELECT DIRECTOR EUGENE FRANTZ | Management | For | For |
1.4 | ELECT DIRECTOR H.W. (WEBB) MCKINNEY | Management | For | For |
1.5 | ELECT DIRECTOR DIPANJAN DEB | Management | For | For |
1.6 | ELECT DIRECTOR DENNIS MCKENNA | Management | For | For |
1.7 | ELECT DIRECTOR DR. C.S. PARK | Management | For | For |
1.8 | ELECT DIRECTOR MUKESH PATEL | Management | For | For |
1.9 | ELECT DIRECTOR C. THOMAS WEATHERFORD | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 28, 2009. | Management | For | For |
3 | PROPOSAL TO APPROVE THE OPTION EXCHANGE PROGRAM FOR EMPLOYEES, EXCEPT FOR OFFICERS AND DIRECTORS. | Management | For | Against |
SONUS NETWORKS, INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director Richard N. Nottenburg , Ph. D. | Management | For | Withhold |
1.3 | Elect Director Scott E. Schubert | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Hao Chen as a Director | Management | For | For |
2 | Re-elect Yungang (Ken) Lu as a Director | Management | For | For |
3 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
4 | Approve Repurchase of 1,784,848 of American Depositary Shares Through Morgan Stanley & Co. Incorporated | Management | For | For |
5 | Approve Repurchase of Ordinary Shares from Citi (Nominees) Limited | Management | For | For |
6 | Approve All Future Repurchases of the Company of its ADSs and Underlying Shares | Management | For | For |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STEC, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: STEC SECURITY ID: 784774101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manouch Moshayedi | Management | For | For |
1.2 | Elect Director Mark Moshayedi | Management | For | For |
1.3 | Elect Director Dan Moses | Management | For | For |
1.4 | Elect Director F. Michael Ball | Management | For | For |
1.5 | Elect Director Rajat Bahri | Management | For | For |
1.6 | Elect Director Christopher W. Colpitts | Management | For | For |
1.7 | Elect Director Matthew L. Witte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUN MICROSYSTEMS, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: JAVA SECURITY ID: 866810203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott G. McNealy | Management | For | For |
2 | Elect Director James L. Barksdale | Management | For | For |
3 | Elect Director Stephen M. Bennett | Management | For | For |
4 | Elect Director Peter L.S. Currie | Management | For | For |
5 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
6 | Elect Director James H. Greene, Jr. | Management | For | For |
7 | Elect Director Michael E. Marks | Management | For | For |
8 | Elect Director Patricia E. Mitchell | Management | For | For |
9 | Elect Director M. Kenneth Oshman | Management | For | For |
10 | Elect Director P. Anthony Ridder | Management | For | For |
11 | Elect Director Jonathan I. Schwartz | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Eliminate Supermajority Vote Requirement | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | Against |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
SWITCH & DATA FACILITIES COMPANY MEETING DATE: MAY 20, 2009 | ||||
TICKER: SDXC SECURITY ID: 871043105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Olsen | Management | For | For |
1.2 | Elect Director G. Michael Sievert | Management | For | For |
1.3 | Elect Director M. Alex White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYMMETRICOM, INC. MEETING DATE: OCT 31, 2008 | ||||
TICKER: SYMM SECURITY ID: 871543104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Clarkson | Management | For | For |
1.2 | Elect Director Thomas W. Steipp | Management | For | For |
1.3 | Elect Director Alfred Boschulte | Management | For | For |
1.4 | Elect Director James A. Chiddix | Management | For | For |
1.5 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.6 | Elect Director Robert J. Stanzione | Management | For | For |
1.7 | Elect Director Robert M. Neumeister, Jr | Management | For | For |
1.8 | Elect Director Richard W. Oliver | Management | For | For |
1.9 | Elect Director Richard N. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNCHRONOSS TECHNOLOGIES INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cadogan | Management | For | For |
1.2 | Elect Director Stephen G. Waldis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Few | Management | For | Withhold |
1.2 | Elect Director Robert J. Gerrard, Jr. | Management | For | Withhold |
1.3 | Elect Director Tony G. Holcombe | Management | For | Withhold |
1.4 | Elect Director James B. Lipham | Management | For | Withhold |
1.5 | Elect Director Robert J. Marino | Management | For | Withhold |
1.6 | Elect Director Fritz E. von Mering | Management | For | Withhold |
1.7 | Elect Director Jack Pearlstein | Management | For | Withhold |
1.8 | Elect Director Timothy A. Samples | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TELLABS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bo Hedfors | Management | For | For |
1.2 | Elect Director Michael E. Lavin | Management | For | For |
1.3 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Al S. Joseph | Management | For | For |
1.5 | Elect Director Bruce M. Mcwilliams | Management | For | For |
1.6 | Elect Director David C. Nagel | Management | For | For |
1.7 | Elect Director Henry R. Nothhaft | Management | For | For |
1.8 | Elect Director Robert A. Young | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
TIBCO SOFTWARE, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Eric C.W. Dunn | Management | For | For |
1.3 | Elect Director Narendra K. Gupta | Management | For | For |
1.4 | Elect Director Peter J. Job | Management | For | For |
1.5 | Elect Director Philip K. Wood | Management | For | For |
2. | Ratify Auditors | Management | For | For |
TOWER SEMICONDUCTOR LTD. MEETING DATE: AUG 7, 2008 | ||||
TICKER: TSEM SECURITY ID: M87915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPOINT MR. ALEX KORNHAUSER TO A THREE-YEAR TERM AS AN EXTERNAL DIRECTOR OF THE COMPANY. | Management | For | For |
2 | TO APPROVE THE TERMS OF COMPENSATION AND THE PERFORMANCE-BASED BONUS OF OUR CHIEF EXECUTIVE OFFICER AND DIRECTOR MR. RUSSELL ELLWANGER. | Management | For | For |
TOWER SEMICONDUCTOR LTD. MEETING DATE: SEP 24, 2008 | ||||
TICKER: TSEM SECURITY ID: M87915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR MR. DOV MORAN | Management | For | For |
1.2 | ELECT DIRECTOR MR. RUSSELL ELLWANGER | Management | For | For |
1.3 | ELECT DIRECTOR MR. NIR GILAD | Management | For | For |
1.4 | ELECT DIRECTOR MR. KALMAN KAUFMAN | Management | For | For |
1.5 | ELECT DIRECTOR MR. RON MOSKOVITZ | Management | For | For |
2 | TO APPOINT MR. DOV MORAN AS CHAIRMAN OF THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | For |
3 | RATIFY AUDITORS | Management | For | For |
4 | TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED ORDINARY SHARES TO 1,100,000,000 AND AUTHORIZED SHARE CAPITAL TO NIS 1,100,000,000 AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO REFLECT SUCH INCREASE. | Management | For | Against |
5 | APPROVE (1) CONVERSION OF $200 MILLION IN DEBT UNDER CREDIT FACILITY AGREEMENT INTO COMPANY SECURITIES; (2) CONVERSION OF APPROXIMATELY $50 MILLION IN DEBT, OWED BY THE COMPANY TO ISRAEL CORPORATION LTD., INTO COMPANY SECURITIES | Management | For | For |
6 | DO YOU HAVE A PERSONAL INTEREST WITH RESPECT TO THE SUBJECT MATTER OF PROPOSAL 5? MARK FOR = YES OR AGAINST = NO. | Management | None | Against |
TOWER SEMICONDUCTOR LTD. MEETING DATE: APR 1, 2009 | ||||
TICKER: TSEM SECURITY ID: M87915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amir Elstein as Director | Management | For | For |
2 | Elect Ilan Flato as Director | Management | For | For |
3 | Approve 2009 Employee Stock Option Plan | Management | For | Against |
4 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
4a | Indicate Personal Interest in Proposed Agenda Item 4 | Management | None | Against |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gary | Management | For | Withhold |
1.2 | Elect Director Charles Scott Gibson | Management | For | Withhold |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Ralph G. Quinsey | Management | For | Withhold |
1.5 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.6 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.7 | Elect Director Willis C. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Director/Officer Liability and Indemnification | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
VERIGY LIMITED MEETING DATE: APR 14, 2009 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Edward Grady as Director | Management | For | For |
2 | Reelect Ernest Godshalk as Director | Management | For | For |
3 | Reelect Bobby Cheng as Director | Management | For | For |
4 | Reelect Keith Barnes as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOCUS INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Golding | Management | For | For |
1.2 | Elect Director Richard Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VOLTERRA SEMICONDUCTOR CORP MEETING DATE: APR 24, 2009 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Paisley | Management | For | For |
1.2 | Elect Director Mel Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZORAN CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: ZRAN SECURITY ID: 98975F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Levy Gerzberg, Ph.D. | Management | For | For |
1.2 | Elect Director Uzia Galil | Management | For | For |
1.3 | Elect Director Raymond A. Burgess | Management | For | For |
1.4 | Elect Director James D. Meindl, Ph.D. | Management | For | For |
1.5 | Elect Director James B. Owens, Jr. | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Philip M. Young | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Approve Repricing of Options | Management | For | For |
VOTE SUMMARY REPORT
SELECT PAPER AND FOREST PRODUCTS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALBANY INTERNATIONAL CORP. MEETING DATE: MAY 29, 2009 | ||||
TICKER: AIN SECURITY ID: 012348108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
1.2 | Elect Director Paula H.J. Cholmondeley | Management | For | For |
1.3 | Elect Director Edgar G. Hotard | Management | For | For |
1.4 | Elect Director Erland E. Kailbourne | Management | For | For |
1.5 | Elect Director Joseph G. Morone | Management | For | For |
1.6 | Elect Director Juhani Pakkala | Management | For | For |
1.7 | Elect Director Christine L. Standish | Management | For | For |
1.8 | Elect Director John C. Standish | Management | For | For |
2 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BEMIS COMPANY, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BMS SECURITY ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bolton | Management | For | For |
1.2 | Elect Director Barbara L. Johnson | Management | For | For |
1.3 | Elect Director Paul S. Peercy | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
BRASILAGRO CIA BRASILEIRA DE PROPRIEDADES AGRICOLAS MEETING DATE: OCT 29, 2008 | ||||
TICKER: SECURITY ID: P18023104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Elect Director to Fill Vacancy Caused by the Resignation of Mario Alves Barbosa Neto | Management | For | For |
6 | Determine Account Where Excess Proceeds from the Company's IPO will be Allocated | Management | For | For |
7 | Approve Stock Option Plan | Management | For | Abstain |
8 | Amend Consulting Service Contract Signed with Parana Consultora de Investimentos SA | Management | For | Abstain |
BUCKEYE TECHNOLOGIES INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: BKI SECURITY ID: 118255108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Bryan | Management | For | For |
1.2 | Elect Director R. Howard Cannon | Management | For | For |
1.3 | Elect Director K. Buckman Gibson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANFOR PULP INCOME FUND MEETING DATE: APR 28, 2009 | ||||
TICKER: CFX.U SECURITY ID: 137582102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee Stan E. Bracken-Horrocks | Management | For | For |
1.2 | Elect Trustee Donald W. Campbell | Management | For | For |
1.3 | Elect Trustee Charles J. Jago | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CASCADES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CAS SECURITY ID: 146900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Bernard Lemaire As A Director | Management | For | For |
2 | Elect Mr. Laurent Lemaire As A Director | Management | For | For |
3 | Elect Mr. Alain Lemaire As A Director | Management | For | For |
4 | Elect Mr. Martin P Pelletier As A Director | Management | For | For |
5 | Elect Mr. Paul R. Bannerman As A Director | Management | For | For |
6 | Elect Mr. Andre Desaulniers As A Director | Management | For | For |
7 | Elect Mr. Louis Gameau As A Director | Management | For | Against |
8 | Elect Ms. Sylvie Lemaire As A Director | Management | For | For |
9 | Elect Mr. Michel Desbiens As A Director | Management | For | For |
10 | Elect Mr. Laurent Verreault As A Director | Management | For | For |
11 | Elect Mr. Robert Chevrier A Director | Management | For | For |
12 | Elect Mr. David Mcausland As A Director | Management | For | For |
13 | Elect Mr. James B. C. Doak As A Director | Management | For | For |
14 | Appoint Pricewaterhousecoopers Llp As The Auditors | Management | For | For |
CATALYST PAPER CORPORATION MEETING DATE: APR 29, 2009 | ||||
TICKER: CTL SECURITY ID: 14888T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Thomas S. Chambers as a Director for the ensuing year | Management | For | For |
2 | Elect Mr. Gary Collins as a Director for the ensuing year | Management | For | For |
3 | Elect Mr. Michel Desbiens as a Director for the ensuing year | Management | For | For |
4 | Elect Mr. William F. Dickson as a Director for the ensuing year | Management | For | For |
5 | Elect Mr. Benjamin C. Duster, IV as a Director for the ensuing year | Management | For | For |
6 | Elect Mr. Richard Garneau as a Director for the ensuing year | Management | For | For |
7 | Elect Mr. Denis Jean as a Director for the ensuing year | Management | For | For |
8 | Elect Mr. Jeffrey G. Marshall as a Director for the ensuing year | Management | For | For |
9 | Elect Mr. Amit B. Wadhwaney as a Director for the ensuing year | Management | For | For |
10 | Re-appoint KPMG LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year | Management | For | For |
11 | Amend Restricted Stock Plan | Management | For | Against |
CLEARWATER PAPER CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: CLW SECURITY ID: 18538R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Boh A. Dickey | Management | For | Against |
2 | Elect Director Gordon L. Jones | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DELTIC TIMBER CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: DEL SECURITY ID: 247850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray C. Dillon | Management | For | For |
1.2 | Elect Director Robert C. Nolan | Management | For | For |
1.3 | Elect Director Robert B. Tudor, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOMTAR CORP. MEETING DATE: MAY 29, 2009 | ||||
TICKER: UFS SECURITY ID: 257559104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack C. Bingleman | Management | For | For |
1.2 | Elect Director Louis P. Gignac | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director W. Henson Moore | Management | For | For |
1.5 | Elect Director William C. Stivers | Management | For | For |
1.6 | Elect Director Richard Tan | Management | For | For |
1.7 | Elect Director John D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | Against |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRAPHIC PACKAGING HOLDING CO. MEETING DATE: MAY 13, 2009 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Liaw | Management | For | For |
1.2 | Elect Director Michael G. MacDougall | Management | For | For |
1.3 | Elect Director John R. Miller | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Reverse Stock Split | Management | For | Against |
GUNNS LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: GNS SECURITY ID: Q4393F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | For |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3a | Elect CJ Newman as Director | Management | For | For |
3b | Elect PD Teisseire as Director | Management | For | For |
INTERNATIONAL PAPER CO. MEETING DATE: MAY 11, 2009 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John V. Faraci | Management | For | For |
1.2 | Elect Directors Stacey J. Mobley | Management | For | For |
1.3 | Elect Directors William G. Walter | Management | For | For |
1.4 | Elect Directors J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Permit Right to Call Special Meeting | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
KAPSTONE PAPER & PACKAGING CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: KPPC SECURITY ID: 48562P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Doughan | Management | For | For |
1.2 | Elect Director Jonathan R. Furer | Management | For | For |
1.3 | Elect Director Roger W. Stone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Against |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
LEE & MAN PAPER MANUFACTURING LTD. MEETING DATE: SEP 1, 2008 | ||||
TICKER: 2314 SECURITY ID: G5427W122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Reelect Poon Chung Kwong as Non-Executive Director | Management | For | Against |
2c | Reelect Law Kar Shui Elizabeth as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Peter A Davies as Independent Non-Executive Director | Management | For | For |
2e | Authorize Board to Renew Directors' Service Contract for Li King Wai Ross and Fix the Remuneration of Directors | Management | For | For |
2f | Reappoint Deloitte Touche Tohmatsu Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
3b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
3c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LEE & MAN PAPER MANUFACTURING LTD. MEETING DATE: SEP 26, 2008 | ||||
TICKER: 2314 SECURITY ID: G5427W122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Grant of Options to Lee Man Chun Raymond to Subscribe for 30 Million Shares Pursuant to the Share Option Scheme | Management | For | For |
2 | Approve Grant of Options to Lee Man Bun to Subscribe for 20 Million Shares Pursuant to the Share Option Scheme | Management | For | For |
LOUISIANA-PACIFIC CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: LPX SECURITY ID: 546347105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.2 | Elect Director Daniel K. Frierson | Management | For | Withhold |
1.3 | Elect Director Richard W. Frost | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MEADWESTVACO CORP. MEETING DATE: APR 27, 2009 | ||||
TICKER: MWV SECURITY ID: 583334107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Campbell | Management | For | For |
1.2 | Elect Director Thomas W. Cole, Jr. | Management | For | For |
1.3 | Elect Director James G. Kaiser | Management | For | For |
1.4 | Elect Director Richard B. Kelson | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Douglas S. Luke | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert C. McCormack | Management | For | For |
1.10 | Elect Director Timothy H. Powers | Management | For | For |
1.11 | Elect Director Edward M. Straw | Management | For | For |
1.12 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
MONDI PLC MEETING DATE: MAY 7, 2009 | ||||
TICKER: MNDI SECURITY ID: G6258S107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew King as Director | Management | For | For |
2 | Re-elect Imogen Mkhize as Director | Management | For | For |
3 | Re-elect Peter Oswald as Director | Management | For | For |
4 | Re-elect Sir John Parker as Director | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited | Management | For | For |
8 | Reappoint Deloitte & Touche as Auditors of the Company | Management | For | For |
9 | Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors | Management | For | For |
11 | Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors | Management | For | For |
12 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up 7,344,816 Mondi Limited Ordinary Shares | Management | For | For |
13 | Authorise up to Ten Percent of the Mondi Limited's Issued Ordinary Shares for Market Purchase | Management | For | For |
14 | Accept Financial Statements and Statutory Reports | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board of Mondi plc to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20 | Management | For | For |
20 | Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408 | Management | For | For |
21 | Authorise 18,362,040 Mondi plc's Ordinary Shares for Market Purchase | Management | For | For |
NEENAH PAPER, INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: NP SECURITY ID: 640079109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Ann Leeper , Ph.D. | Management | For | For |
1.2 | Elect Director Stephen M. Wood , Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NINE DRAGONS PAPER HOLDINGS LTD MEETING DATE: JUL 31, 2008 | ||||
TICKER: 2689 SECURITY ID: G65318100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Further Renewed ACN Supply Agreement and Related Annual Caps | Management | For | For |
2 | Approve Renewed Taicang Purchase Agreement, Further Renewed Taicang Purchase Agreement and Related Annual Caps | Management | For | For |
NINE DRAGONS PAPER HOLDINGS LTD MEETING DATE: NOV 27, 2008 | ||||
TICKER: SECURITY ID: G65318100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Cheung Yan as Director | Management | For | For |
3a2 | Reelect Liu Ming Chung as Director | Management | For | For |
3a3 | Reelect Zhang Cheng Fei as Director | Management | For | For |
3a4 | Reelect Zhang Yuanfu as Director | Management | For | For |
3a5 | Reelect Gao Jing as Director | Management | For | For |
3a6 | Reelect Lau Chun Shun as Director | Management | For | For |
3a7 | Reelect Tam Wai Chu, Maria as Director | Management | For | For |
3a8 | Reelect Chung Shui Ming, Timpson as Director | Management | For | For |
3a9 | Reelect Cheng Chi Pang as Director | Management | For | For |
3a10 | Reelect Wang Hong Bo as Director | Management | For | For |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
NORBORD INC MEETING DATE: APR 29, 2009 | ||||
TICKER: NBD SECURITY ID: 65548P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Cockwell | Management | For | For |
1.2 | Elect Director Dian N. Cohen | Management | For | For |
1.3 | Elect Director Pierre Dupuis | Management | For | For |
1.4 | Elect Director Gordon E. Forward | Management | For | For |
1.5 | Elect Director Dominic Gammiero | Management | For | For |
1.6 | Elect Director Robert J. Harding | Management | For | For |
1.7 | Elect Director Neville W. Kirchmann | Management | For | For |
1.8 | Elect Director Margot E. Nothey | Management | For | For |
1.9 | Elect Director J. Barrie Shineton | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Approve 10:1 Stock Consolidation | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
P. H. GLATFELTER COMPANY MEETING DATE: APR 29, 2009 | ||||
TICKER: GLT SECURITY ID: 377316104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George H. Glatfelter II | Management | For | Withhold |
1.2 | Elect Director Ronald J. Naples | Management | For | Withhold |
1.3 | Elect Director Richard L. Smoot | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 27, 2009 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Henry F. Frigon | Management | For | For |
1.3 | Elect Director Hasan Jameel | Management | For | For |
1.4 | Elect Director Samuel M. Mencoff | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director Paul T. Stecko | Management | For | For |
1.7 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PACTIV CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director K. Dane Brooksher | Management | For | For |
1.3 | Elect Director Robert J. Darnall | Management | For | For |
1.4 | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1.5 | Elect Director N. Thomas Linebarger | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Richard L. Wambold | Management | For | For |
1.8 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLUM CREEK TIMBER COMPANY, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PCL SECURITY ID: 729251108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick R. Holley | Management | For | For |
1.2 | Elect Director Robin Josephs | Management | For | For |
1.3 | Elect Director John G. McDonald | Management | For | For |
1.4 | Elect Director Robert B. McLeod | Management | For | For |
1.5 | Elect Director John F. Morgan, Sr. | Management | For | For |
1.6 | Elect Director John H. Scully | Management | For | For |
1.7 | Elect Director Stephen C. Tobias | Management | For | For |
1.8 | Elect Director Martin A. White | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
POTLATCH CORP. MEETING DATE: MAY 4, 2009 | ||||
TICKER: PCH SECURITY ID: 737630103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Boh A. Dickey | Management | For | Against |
2 | Elect Director William L. Driscoll | Management | For | Against |
3 | Elect Director Judith M. Runstad | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
RAYONIER INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Kincaid | Management | For | For |
2 | Elect Director V. Larkin Martin | Management | For | For |
3 | Elect Director Ronald Townsend | Management | For | For |
4 | Elect Director John E. Bush | Management | For | For |
5 | Elect Director David W. Oskin | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAMLING GLOBAL LTD MEETING DATE: NOV 24, 2008 | ||||
TICKER: 3938 SECURITY ID: G7782K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3ia | Reelect David William Oskin as a Director | Management | For | For |
3ib | Reelect Tan Li Pin, Richard as a Director | Management | For | For |
3ii | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SAMLING GLOBAL LTD MEETING DATE: NOV 24, 2008 | ||||
TICKER: 3938 SECURITY ID: G7782K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreements for the Sale of Logs, Plywood, and Laminated Veneer Lumber Between the Company and Sojitz Corporation | Management | For | For |
2 | Approve Revision of the Cap on the Aggregate Amount of Sale of Housing Products by Samling Housing Products Sdn. Bhd. to Sojitz Building Materials Corporation | Management | For | For |
3 | Approve Revision of the Cap on the Aggregate Amount of Purchase of Logging Vehicles and Parts by Syarikat Samling Timber Sdn. Bhd., Tamex Timber Sdn. Bhd. and Miri Parts Trading Sdn. Bhd. from Hap Seng Auto Sdn. Bhd. | Management | For | For |
4 | Approve Agreement for the Trade-In of Used Logging Vehicles by Syarikat Samling Timber Sdn. Bhd and Tamex Timber Sdn. Bhd. to Hap Seng Auto Sdn. Bhd. | Management | For | For |
5 | Approve Agreement Between Syarikat Samling Timber Sdn. Bhd. and Grand Perfect Sdn. Bhd. to Establish Three Plantations in Sarawak, Malaysia | Management | For | For |
6 | Approve Agreement Between Syarikat Samling Timber Sdn. Bhd. and Grand Perfect Sdn. Bhd. to Carry Out Maintainance Works in Three Plantations in Sarawak, Malaysia | Management | For | For |
7 | Approve Revision of the Cap on the Aggregate Amount of Sale of Fertilizers and Agro-Chemicals by Hap Seng Fertilizers Sdn. Bhd. to Amalania Koko Berhad, Timor Enterprises Sdn. Bhd. and Samling Plantation Sdn. Bhd. | Management | For | For |
SCHWEITZER-MAUDUIT INTERNATIONAL INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: SWM SECURITY ID: 808541106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. C. Caldabaugh | Management | For | Withhold |
1.2 | Elect Director William A. Finn | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
SEALED AIR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director T. J. Dermot Dunphy | Management | For | For |
5 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SEQUANA MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: F83150114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million with the Possibility Not to Offer them to the Public | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
11 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
12 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 200 Million | Management | For | For |
13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | Against |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SHANDONG CHENMING PAPER HOLDINGS LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: Y7682V120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Directors' Report | Management | For | For |
2 | Approve 2008 Supervisors' Report | Management | For | For |
3 | Approve 2008 Independent Directors' Report | Management | For | For |
4 | Approve 2008 Financial Statements | Management | For | For |
5 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
6 | Approve Provision of Guarantee to the Company's Subsidiaries | Management | For | For |
7 | Approve 2009 Bank Credit Line | Management | For | For |
8 | Approve Amendment of the Company's Mode of Communication | Management | For | For |
9.1 | Elect Geng Guanglin as Director | Management | For | For |
9.2 | Elect Tan Daocheng as Director | Management | For | For |
10.1 | Elect Guo Guangyao as Supervisory Board Committee | Management | For | For |
10.2 | Elect Wang Xiaoqun as Supervisory Board Committee | Management | For | For |
11 | Approve to Appoint 2009 Internal and External Audit Firm | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
13 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
14 | Approve to Amend Rules and Procedures Regarding Board of Directors' Meeting | Management | For | For |
15 | Approve to Amend Rules and Procedures Regarding Supervisory Committee Meeting | Management | For | For |
16 | Approve to Authorize the Board Regarding the Repurchasing of H Shares | Management | For | For |
17 | Approve Issuance of Mid-Term Financing Bills | Management | For | For |
SHANDONG CHENMING PAPER HOLDINGS LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: Y7682V120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Authorize the Board with Regards to Re-purchasing of H Shares | Management | For | For |
SMURFIT KAPPA GROUP PLC MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: G8248F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Sam Mencoff as Director | Management | For | Against |
2.2 | Elect Chris McGowan as Director | Management | For | Against |
2.3 | Elect Gordon Moore as Director | Management | For | Against |
2.4 | Elect Rolly van Rappard as Director | Management | For | Against |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Eliminate Preemptive Rights | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance of Shares | Management | For | For |
6 | Amend Share Incentive Plan | Management | For | For |
SONOCO PRODUCTS CO. MEETING DATE: APR 15, 2009 | ||||
TICKER: SON SECURITY ID: 835495102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P.L. Davies | Management | For | For |
1.2 | Elect Director H.E. DeLoach | Management | For | For |
1.3 | Elect Director E.H. Lawton | Management | For | For |
1.4 | Elect Director J.E. Linville | Management | For | For |
1.5 | Elect Director J.M. Micali | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TIMBERCORP LTD. MEETING DATE: FEB 27, 2009 | ||||
TICKER: SECURITY ID: Q90369101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Chairman's Address and Presentation by the Chief Executive Officer | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2008 | Management | None | None |
3 | Approve Remuneration Report for the Financial Year Ended Sept. 30, 2008 | Management | For | For |
4a | Elect Robert J Hance as Director | Management | For | For |
4b | Elect Gary W Liddell as Director | Management | For | For |
4c | Elect David A McKinna as Director | Management | For | For |
5 | Approve Increase in Aggregate Remuneration of Non-Executive Directors to A$550,000 Per Annum | Management | None | For |
6 | Approve the Timbercorp Employee Option Plan | Management | For | Against |
7 | Approve Grant of 820,000 Performance Rights to Sol C Rabinowicz, CEO, Under the Timbercorp Employee Option Plan | Management | None | Against |
8 | Approve the Timbercorp Deferred Employee Share Plan | Management | None | For |
USG CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Armario | Management | For | Withhold |
1.2 | Elect Director W. Douglas Ford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VERSO PAPER CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: VRS SECURITY ID: 92531L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Gutierrez | Management | For | For |
1.2 | Elect Director Eric L. Press | Management | For | For |
1.3 | Elect Director L.H. Puckett, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WAUSAU PAPER CORP MEETING DATE: APR 16, 2009 | ||||
TICKER: WPP SECURITY ID: 943315101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Watts Humphrey, Jr. | Management | For | Withhold |
1.2 | Elect Director San W. Orr, Jr. | Management | For | Withhold |
WEST FRASER TIMBER CO. LTD. MEETING DATE: APR 28, 2009 | ||||
TICKER: WFT SECURITY ID: 952845105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry H. Ketcham | Management | For | For |
1.2 | Elect Director Clark S. Binkley | Management | For | For |
1.3 | Elect Director J. Duncan Gibson | Management | For | For |
1.4 | Elect Director William H. Ketcham | Management | For | For |
1.5 | Elect Director William P. Ketcham | Management | For | For |
1.6 | Elect Director Harald H. Ludwig | Management | For | For |
1.7 | Elect Director Brian F. MacNeill | Management | For | For |
1.8 | Elect Director Robert L. Phillips | Management | For | For |
1.9 | Elect Director Janice G. Rennie | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3SBIO INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: SSRX SECURITY ID: 88575Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF DIRECTOR: DR. JING LOU | Management | For | For |
2 | RE-ELECTION OF DIRECTOR: LIPING XU | Management | For | For |
3 | RE-ELECTION OF DIRECTOR: BIN HUANG | Management | For | For |
4 | RE-ELECTION OF DIRECTOR: LAWRENCE S. WIZEL | Management | For | For |
5 | RE-ELECTION OF DIRECTOR: MINGDE YU | Management | For | For |
6 | RE-ELECTION OF DIRECTOR: MOUJIA QI | Management | For | For |
7 | APPOINT KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF 3SBIO INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ABIOMED, INC. MEETING DATE: AUG 13, 2008 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Dollens | Management | For | For |
1.2 | Elect Director Desmond H. O'Connell Jr | Management | For | For |
1.3 | Elect Director Dorothy E. Puhy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC MEETING DATE: JUN 22, 2009 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACTELION LTD. MEETING DATE: APR 24, 2009 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Robert Cawthorn as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Scodari as Directors | Management | For | Did Not Vote |
4.3 | Elect Michael Jacobi as Directors | Management | For | Did Not Vote |
4.4 | Elect Elias Zerhouni as Directors | Management | For | Did Not Vote |
5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve Creation of CHF 4.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 31 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
AIR METHODS CORP. MEETING DATE: JUL 1, 2008 | ||||
TICKER: AIRM SECURITY ID: 009128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel H. Gray | Management | For | For |
1.2 | Elect Director Morad Tahbaz | Management | For | For |
1.3 | Elect Director Aaron D. Todd | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
ALCON INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ACL SECURITY ID: H01301102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC.AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC.AND SUBSIDIARIES | Management | For | Did Not Vote |
2 | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TOSHAREHOLDERS FOR THE FINANCIAL YEAR 2008 | Management | For | Did Not Vote |
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THEFINANCIAL YEAR 2008 | Management | For | Did Not Vote |
4 | ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS | Management | For | Did Not Vote |
5 | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | Management | For | Did Not Vote |
6 | ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER | Management | For | Did Not Vote |
7 | ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | Did Not Vote |
8 | ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D. | Management | For | Did Not Vote |
9 | ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ | Management | For | Did Not Vote |
10 | APPROVAL OF SHARE CANCELLATION | Management | For | Did Not Vote |
11 | EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ALGN SECURITY ID: 016255101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Collins | Management | For | For |
1.2 | Elect Director Joseph Lacob | Management | For | For |
1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.4 | Elect DirectorGeorge J. Morrow | Management | For | For |
1.5 | Elect Director Thomas M. Prescott | Management | For | For |
1.6 | Elect Director Greg J. Santora | Management | For | For |
1.7 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Hoffman | Management | For | Withhold |
1.2 | Elect Director Paul L. Berns | Management | For | Withhold |
1.3 | Elect Director Michael D. Casey | Management | For | Withhold |
1.4 | Elect Director Stewart Hen | Management | For | Withhold |
1.5 | Elect Director Jeffrey R. Latts | Management | For | Withhold |
1.6 | Elect Director Jonathan S. Leff | Management | For | Withhold |
1.7 | Elect Director Timothy P. Lynch | Management | For | Withhold |
1.8 | Elect Director David M. Stout | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: OCT 6, 2008 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation Required to Consummate the Merger Agreement | Management | For | For |
3 | Amend Articles of Incorporation and Bylaws to Make Additional Changes | Management | For | For |
4.1 | Elect Director Glen Tullman | Management | For | For |
4.2 | Elect Director M. Fazle Husain | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
ALMOST FAMILY INC. MEETING DATE: OCT 13, 2008 | ||||
TICKER: AFAM SECURITY ID: 020409108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Yarmuth | Management | For | For |
1.2 | Elect Director Steven B. Bing | Management | For | For |
1.3 | Elect Director Donald G. McClinton | Management | For | For |
1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
1.6 | Elect Director W. Earl Reed III | Management | For | For |
1.7 | Elect Director Henry M. Altman, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony P. Bihl, III, | Management | For | Withhold |
1.2 | Elect Director Jane E. Kiernan | Management | For | Withhold |
1.3 | Elect Director Thomas E. Timbie | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Steven R. Altman | Management | For | For |
1.3 | Elect Director Teresa Beck | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
1.7 | Elect Director Paulo F. Costa | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin, III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
1.12 | Elect Director James N. Wilson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card - Eastbourne) | ||||
1.1 | Elect Director M. Kathleen Behrens | Shareholder | For | None |
1.2 | Elect Director Charles M. Fleischman | Shareholder | For | None |
1.3 | Elect Director Jay Sherwood | Shareholder | For | None |
1.4 | Carl C. Icahn Dissident Nominee - Alexander J. Denner | Shareholder | For | None |
1.5 | Carl C. Icahn Dissident Nominee - Thomas F. Deuel | Shareholder | For | None |
1.6 | Management Nominee - Adrian Adams | Shareholder | For | None |
1.7 | Management Nominee - Teresa Beck | Shareholder | For | None |
1.8 | Management Nominee - Daniel M. Bradbury | Shareholder | For | None |
1.9 | Management Nominee - Paul N. Clark | Shareholder | For | None |
1.10 | Management Nominee - Paulo F. Costa | Shareholder | For | None |
1.11 | Management Nominee - Karin Eastham | Shareholder | For | None |
1.12 | Management Nominee - Jay S. Skyler | Shareholder | For | None |
2 | Approve Omnibus Stock Plan | Management | For | None |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | None |
4 | Ratify Auditors | Management | For | None |
5 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | None | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card - Carl C. Icahn) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | None |
1.2 | Elect Director Thomas F. Deuel | Shareholder | For | None |
1.3 | Eastbourne Dissident Nominee - M. Kathleen Behrens | Shareholder | For | None |
1.4 | Eastbourne Dissident Nominee - Charles M. Fleischman | Shareholder | For | None |
1.5 | Eastbourne Dissident Nominee - Jay Sherwood | Shareholder | For | None |
1.6 | Management Nominee - Adrian Adams | Shareholder | For | None |
1.7 | Management Nominee - Teresa Beck | Shareholder | For | None |
1.8 | Management Nominee - Daniel M. Bradbury | Shareholder | For | None |
1.9 | Management Nominee - Paul N. Clark | Shareholder | For | None |
1.10 | Management Nominee - Paulo F. Costa | Shareholder | For | None |
1.11 | Management Nominee - Karin Eastham | Shareholder | For | None |
1.12 | Management Nominee - Jay S. Skyler | Shareholder | For | None |
2 | Approve Omnibus Stock Plan | Management | For | None |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | None |
4 | Ratify Auditors | Management | For | None |
5 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | For | None |
ASTRAZENECA PLC MEETING DATE: APR 30, 2009 | ||||
TICKER: AZN SECURITY ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2008 | Management | For | For |
2 | TO CONFIRM DIVIDENDS | Management | For | For |
3 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | Management | For | For |
4 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For |
5 | ELECTION OF DIRECTOR: LOUIS SCHWEITZER | Management | For | For |
6 | ELECTION OF DIRECTOR: DAVID BRENNAN | Management | For | For |
7 | ELECTION OF DIRECTOR: SIMON LOWTH | Management | For | For |
8 | ELECTION OF DIRECTOR: BO ANGELIN | Management | For | For |
9 | ELECTION OF DIRECTOR: JOHN BUCHANAN | Management | For | For |
10 | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For |
11 | ELECTION OF DIRECTOR: JANE HENNEY | Management | For | For |
12 | ELECTION OF DIRECTOR: MICHELE HOOPER | Management | For | For |
13 | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | For |
14 | ELECTION OF DIRECTOR: DAME NANCY ROTHWELL | Management | For | For |
15 | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | For |
16 | ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For |
17 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED31 DECEMBER 2008 | Management | For | For |
18 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For |
19 | TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES | Management | For | Against |
20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | Against |
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | Against |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUROBINDO PHARMA LTD MEETING DATE: AUG 20, 2008 | ||||
TICKER: SECURITY ID: Y04527134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.25 Per Share | Management | For | For |
3 | Reappoint S.B. Singh as Director | Management | For | For |
4 | Reappoint K. Ramachandran as Director | Management | For | For |
5 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint K. Ragunathan as Director | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director P.o. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Renato Fuchs | Management | For | For |
1.8 | Elect Director Dennis Langer | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVANT IMMUNOTHERAPEUTICS, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: AVAN SECURITY ID: 053491205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Schaller | Management | For | For |
1.2 | Elect Director Herbert J. Conrad | Management | For | For |
1.3 | Elect Director Larry Ellberger | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Karen Shoos Lipton | Management | For | For |
1.6 | Elect Director Rajesh B. Parekh | Management | For | For |
1.7 | Elect Director Harry H. Penner, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
BARR PHARMACEUTICALS INC MEETING DATE: NOV 21, 2008 | ||||
TICKER: BRL SECURITY ID: 068306109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BASILEA PHARMACEUTICA AG MEETING DATE: APR 29, 2009 | ||||
TICKER: SECURITY ID: H05131109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Carry Forward of Net Loss | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4a | Reelect Daniel Lew as Director | Management | For | Did Not Vote |
4b | Elect Hans-Beat Guertler as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 2 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BAYER AG MEETING DATE: MAY 12, 2009 | ||||
TICKER: BAYZF SECURITY ID: D07112119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
5 | Approve Conversion of Bearer Shares into Registered Shares | Management | For | For |
6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
BECTON, DICKINSON AND COMPANY MEETING DATE: FEB 3, 2009 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire M. Fraser-Liggett | Management | For | For |
1.2 | Elect Director Edward J. Ludwig | Management | For | For |
1.3 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.4 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
BIOCON LTD MEETING DATE: JUL 17, 2008 | ||||
TICKER: BIOS SECURITY ID: Y0905C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share and Special Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint B.S. Manian as Director | Management | For | For |
4 | Reappoint N.C. Bain as Director | Management | For | For |
5 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Increase Authorized Share Capital to INR 1.1 Billion Divided into 220 Million Equity Shares of INR 5.00 Each and Amend Clause V of the Memorandum of Association to Reflect Changes in Capital | Management | For | For |
7 | Amend Article 7 of the Articles of Association to Reflect Changes in Capital | Management | For | For |
8 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Bonus Share for Every One Existing Share Held | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Joseph Klein, III | Management | For | For |
1.5 | Elect Director Pierre Lapalme | Management | For | For |
1.6 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.7 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.8 | Elect Director Richard A. Meier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARACO PHARMACEUTICAL LABORATORIES, LTD. MEETING DATE: SEP 8, 2008 | ||||
TICKER: CPD SECURITY ID: 14075T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sailesh T. Desai | Management | For | Withhold |
1.2 | Elect Director Daniel H. Movens | Management | For | For |
1.3 | Elect Director Georges Ugeux | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
CARDIONET, INC. MEETING DATE: OCT 23, 2008 | ||||
TICKER: BEAT SECURITY ID: 14159L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Ahrens | Management | For | For |
1.2 | Elect Director Fred Middleton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHATTEM, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: CHTT SECURITY ID: 162456107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Bosworth | Management | For | For |
1.2 | Elect Director Gary D. Chazen | Management | For | For |
1.3 | Elect Director Joey B. Hogan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHINDEX INTERNATIONAL, INC. MEETING DATE: SEP 16, 2008 | ||||
TICKER: CHDX SECURITY ID: 169467107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Holli Harris | Management | For | For |
1.2 | Elect Director Carol R. Kaufman | Management | For | For |
1.3 | Elect Director Roberta Lipson | Management | For | For |
1.4 | Elect Director A. Kenneth Nilsson | Management | For | For |
1.5 | Elect Director Julius Y. Oestreicher | Management | For | For |
1.6 | Elect Director Lawrence Pemble | Management | For | For |
1.7 | Elect Director Elyse Beth Silverberg | Management | For | For |
2 | Classify the Board of Directors | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CIPLA LIMITED MEETING DATE: AUG 28, 2008 | ||||
TICKER: CIPLA SECURITY ID: Y1633P142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint M.R. Raghavan as Director | Management | For | For |
4 | Approve R.S. Bharucha & Co. and R.G.N. Price & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint P.B. Patel as Director | Management | For | For |
6 | Approve Reappointment and Remuneration of Y.K. Hamied, Managing Director | Management | For | For |
7 | Approve Reappointment and Remuneration of M.K. Hamied, Joint Managing Director | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COUGAR BIOTECHNOLOGY, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: CGRB SECURITY ID: 222083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
ELI LILLY AND CO. MEETING DATE: APR 20, 2009 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin S. Feldstein | Management | For | For |
1.2 | Elect Director J. Erik Fyrwald | Management | For | For |
1.3 | Elect Director Ellen R. Marram | Management | For | For |
1.4 | Elect Director Douglas R. Oberhelman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director C.A. Meanwell | Management | For | For |
1.7 | Elect Director William P. Montague | Management | For | For |
1.8 | Elect Director Joseph C. Scodari | Management | For | For |
1.9 | Elect Director William F. Spengler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EURAND N.V. MEETING DATE: JUN 4, 2009 | ||||
TICKER: EURX SECURITY ID: N31010106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors (Non-Voting) | Management | None | None |
3 | Approve Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Directors | Management | For | For |
5 | Ratify Ernst & Young as Auditors | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Shares | Management | For | For |
9 | Approve Board Profile | Management | For | For |
10 | Elect Simon Turton and Jonathan J. Cosgrave as Board Members (Bundled) | Management | For | For |
11 | Approve Remuneration of Board of Directors | Management | For | For |
12 | Other Business (Non-Voting) | Management | None | None |
13 | Close Meeting | Management | None | None |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FOREST LABORATORIES, INC. MEETING DATE: AUG 11, 2008 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Solomon | Management | For | For |
1.2 | Elect Director L.S. Olanoff | Management | For | For |
1.3 | Elect Director Nesli Basgoz | Management | For | For |
1.4 | Elect Director William J. Candee, III | Management | For | For |
1.5 | Elect Director George S. Cohan | Management | For | For |
1.6 | Elect Director Dan L. Goldwasser | Management | For | For |
1.7 | Elect Director Kenneth E. Goodman | Management | For | For |
1.8 | Elect Director Lester B. Salans | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GEN-PROBE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GPRO SECURITY ID: 36866T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John W. Brown | Management | For | For |
2 | Elect Director John C. Martin Ph.D. | Management | For | For |
3 | Elect Director Henry L. Nordhoff | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Approve Increase in Size of Board | Management | For | For |
GENOMIC HEALTH INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott, Ph.D. | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Brook H. Byers | Management | For | For |
1.5 | Elect Director Fred E. Cohen, M.D. | Management | For | For |
1.6 | Elect Director Samuel D. Colella | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Management | For | For |
1.9 | Elect Director Woodrow A. Myers, Jr., M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 20, 2009 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect James Murdoch as Director | Management | For | For |
4 | Re-elect Larry Culp as Director | Management | For | For |
5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
6 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
7 | Re-elect Tom de Swaan as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 | Management | For | For |
13 | Authorise 518,836,153 Ordinary Shares for Market Purchase | Management | For | For |
14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | Management | For | For |
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
16 | Approve GlaxoSmithKline 2009 Performance Share Plan | Management | For | For |
17 | Approve GlaxoSmithKline 2009 Share Option Plan | Management | For | For |
18 | Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan | Management | For | For |
GRIFOLS SA MEETING DATE: MAY 15, 2009 | ||||
TICKER: GRF SECURITY ID: E5706X124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2008; Allocation of Income | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2008 | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Reelect External Auditors for the Individual Accounts | Management | For | For |
5 | Reelect External Auditors for the Consolidated Accounts | Management | For | For |
6 | Ratify Director Ana Vega Lluch | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Dividends | Management | For | For |
9 | Authorize Share Repurchase | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GTX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GTXI SECURITY ID: 40052B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kenneth Glass | Management | For | For |
1.2 | Elect Director Marc S. Hanover | Management | For | For |
1.3 | Elect Director John H. Pontius | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Isaac Kaufman | Management | For | For |
1.5 | Elect Director Thomas F. Kirk | Management | For | For |
1.6 | Elect Director Peter J. Neff | Management | For | For |
1.7 | Elect Director Bennett Rosenthal | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director H.E. Thranhardt | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
ICON PLC MEETING DATE: JUL 21, 2008 | ||||
TICKER: ICLR SECURITY ID: 45103T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dr. John Climax as Director | Management | For | For |
3 | Reelect Edward Roberts as Director | Management | For | For |
4 | Reelect Professor Dermot Kelleher as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve ICON plc 2008 Employees Restricted Share Unit Plan | Management | For | For |
7 | Approve ICON plc Employee Share Option Plan 2008 | Management | For | For |
8 | Approve ICON plc Consultants Share Option Plan 2008 | Management | For | For |
9 | Increase Authorized Common Stock | Management | For | For |
10 | Approve Stock Split | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13 | Authorize Share Repurchase Program and Reissuance of Shares | Management | For | For |
14 | Amend Articles Re: Give Chairman a Second or Casting Vote | Management | For | For |
ILLUMINA, INC. MEETING DATE: SEP 9, 2008 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
IMCLONE SYSTEMS INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: IMCL SECURITY ID: 45245W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Celentano | Management | For | For |
1.2 | Elect Director Alexander J. Denner | Management | For | Withhold |
1.3 | Elect Director Thomas F. Deuel | Management | For | Withhold |
1.4 | Elect Director Jules Haimovitz | Management | For | Withhold |
1.5 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.6 | Elect Director John H. Johnson | Management | For | Withhold |
1.7 | Elect Director Peter S. Liebert | Management | For | Withhold |
1.8 | Elect Director Richard C. Mulligan | Management | For | Withhold |
1.9 | Elect Director David Sidransky | Management | For | Withhold |
1.10 | Elect Director Charles Woler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
IMMUCOR, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: BLUD SECURITY ID: 452526106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Clouser | Management | For | For |
1.2 | Elect Director G. De Chirico | Management | For | Withhold |
1.3 | Elect Director Ralph A. Eatz | Management | For | Withhold |
1.4 | Elect Director Jack Goldstein | Management | For | Withhold |
1.5 | Elect Director Hiroshi Hoketsu | Management | For | Withhold |
1.6 | Elect Director Paul V. Holland | Management | For | For |
1.7 | Elect Director Ronny B. Lancaster | Management | For | Withhold |
1.8 | Elect Director Chris E. Perkins | Management | For | For |
1.9 | Elect Director Joseph E. Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
2 | Elect Director Keith Bradley | Management | For | Against |
3 | Elect Director Richard E. Caruso | Management | For | Against |
4 | Elect Director Stuart M. Essig | Management | For | Against |
5 | Elect Director Neal Moszkowski | Management | For | Against |
6 | Elect Director Raymond G. Murphy | Management | For | For |
7 | Elect Director Christian S. Schade | Management | For | Against |
8 | Elect Director James M. Sullivan | Management | For | Against |
9 | Elect Director Anne M. Vanlent | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
INTERCELL AG MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: D3707Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Discharge of Management Board | Management | For | Did Not Vote |
3a | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3b | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
4a | Approve Stock Option Plan for Supervisory Board Members | Management | For | Did Not Vote |
4b | Amend 2008 Stock Option Plans | Management | For | Did Not Vote |
5 | Ratify Auditors | Management | For | Did Not Vote |
INTUITIVE SURGICAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: ISRG SECURITY ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary S. Guthart, Ph.D. | Management | For | For |
1.2 | Elect Director Mark J. Rubash | Management | For | For |
1.3 | Elect Director Lonnie M. Smith | Management | For | For |
IPSEN SA MEETING DATE: JUN 4, 2009 | ||||
TICKER: IPN SECURITY ID: F5362H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 0.70 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Jean-Luc Belingard Re: Severance Payments | Management | For | For |
6 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Management | For | Against |
7 | Ratify Change of Registered Office to 65 Quai Georges Gorse, 92100 Boulogne-Billancourt | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Share Capital with the Possibility Not to Offer them to the Public | Management | For | For |
10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | Against |
12 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
13 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
14 | Amend Article 26 of Bylaws Re: Double Voting Rights | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
KING PHARMACEUTICALS INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Charles Moyer | Management | For | For |
1.2 | Elect Director D. Gregory Rooker | Management | For | For |
1.3 | Elect Director Ted G. Wood | Management | For | For |
1.4 | Elect Director E.W. Deavenport, Jr. | Management | For | For |
1.5 | Elect Director Elizabeth M. Greetham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
LEV PHARMACEUTICALS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: LEVP SECURITY ID: 52730C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JAN 27, 2009 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Federico | Management | For | For |
1.2 | Elect Director Maurice R. Ferre, M.D. | Management | For | For |
1.3 | Elect Director Frederic H. Moll, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MAP PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MAPP SECURITY ID: 56509R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Armer, Ph.D. | Management | For | For |
1.2 | Elect Director Steven A. Elms | Management | For | For |
1.3 | Elect Director Bernard J. Kelley | Management | For | For |
1.4 | Elect Director Scott R. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASIMO CORP. MEETING DATE: JUN 16, 2009 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Cahill | Management | For | For |
1.2 | Elect Director Robert Coleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MATRIXX INITIATIVES, INC. MEETING DATE: AUG 26, 2008 | ||||
TICKER: MTXX SECURITY ID: 57685L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori H. Bush | Management | For | For |
1.2 | Elect Director Carl J. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 23, 2008 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director James V. Napier | Management | For | For |
10 | Elect Director Jane E. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDICINES COMPANY (THE) MEETING DATE: MAY 28, 2009 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armin M. Kessler | Management | For | For |
1.2 | Elect Director Robert G. Savage | Management | For | For |
1.3 | Elect Director Melvin K. Spigelman | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDICIS PHARMACEUTICAL CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: MRX SECURITY ID: 584690309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur G. Altschul, Jr. | Management | For | Against |
2 | Elect Director Philip S. Schein, M.D. | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
MEDIVATION, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey, M.D. | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung, M.D. | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MENTOR CORP. MEETING DATE: SEP 29, 2008 | ||||
TICKER: MNT SECURITY ID: 587188103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company | Management | For | For |
2.1 | Elect Director Michael L. Emmons | Management | For | For |
2.2 | Elect Director Walter W. Faster | Management | For | For |
2.3 | Elect Director Margaret H. Jordan | Management | For | For |
2.4 | Elect Director Joshua H. Levine | Management | For | For |
2.5 | Elect Director Katherine S. Napier | Management | For | For |
2.6 | Elect Director Burt E. Rosen | Management | For | For |
2.7 | Elect Director Joseph E. Whitters | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERCK KGAA MEETING DATE: APR 3, 2009 | ||||
TICKER: MRK SECURITY ID: D5357W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiary Litec-LLL GmbH | Management | For | For |
8.1 | Elect Wolfgang Buechele to the Supervisory Board | Management | For | For |
8.2 | Elect Hans-Juergen Leuchs to the Supervisory Board | Management | For | For |
9 | Allow Electronic Distribution of Company Communications | Management | For | For |
10 | Amend Articles Re: Participation of Merck KGaA on Profit/Loss of E. Merck | Management | For | For |
11 | Approve Creation of EUR 57 Million Pool of Capital without Preemptive Rights | Management | For | Against |
MERIDIAN BIOSCIENCE, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: VIVO SECURITY ID: 589584101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Buzard | Management | For | For |
2 | Elect Director John A. Kraeutler | Management | For | For |
3 | Elect Director Gary P. Kreider | Management | For | For |
4 | Elect Director William J. Motto | Management | For | For |
5 | Elect Director David C. Phillips | Management | For | For |
6 | Elect Director Robert J. Ready | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MOMENTA PHARMACEUTICALS INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director James Sulat | Management | For | For |
1.3 | Elect Director Craig A. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MYLAN INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milan Puskar | Management | For | For |
1.2 | Elect Director Robert J. Coury | Management | For | For |
1.3 | Elect Director Wendy Cameron | Management | For | For |
1.4 | Elect Director Neil Dimick | Management | For | For |
1.5 | Elect Director Douglas J. Leech | Management | For | Withhold |
1.6 | Elect Director Joseph C. Maroon | Management | For | For |
1.7 | Elect Director Rodney L. Piatt | Management | For | For |
1.8 | Elect Director C.B. Todd | Management | For | For |
1.9 | Elect Director Randall L. Vanderveen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | None | For |
5 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NOBEL BIOCARE HOLDING AG MEETING DATE: APR 6, 2009 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
5.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
5.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
5.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
5.5 | Reelect Jane Royston as Director | Management | For | Did Not Vote |
5.6 | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
5.7 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
5.8 | Reelect Ernst Zaengerle as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
7 | Approve Creation of Two Pools of Capital with Combined Maximum Value of CHF 10 Million without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve CHF 212,800 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
NOVARTIS AG MEETING DATE: FEB 24, 2009 | ||||
TICKER: NVS SECURITY ID: 66987V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | Shareholder | Against | Did Not Vote |
5.2 | Amend Corporate Purpose Re: Sustainability | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | Management | None | Did Not Vote |
6.2.1 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
6.2.2 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
6.2.3 | Reelect Wendelin Wiedeking as Director | Management | For | Did Not Vote |
6.2.4 | Reelect Rolf Zinkernagel as Director | Management | For | Did Not Vote |
6.3 | Elect William Brody as Director | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
NOVEN PHARMACEUTICALS, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: NOVN SECURITY ID: 670009109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Brandt | Management | For | Withhold |
1.2 | Elect Director John G. Clarkson, M.D. | Management | For | Withhold |
1.3 | Elect Director Donald A. Denkhaus | Management | For | Withhold |
1.4 | Elect Director Pedro P. Granadillo | Management | For | Withhold |
1.5 | Elect Director Phillip M. Satow | Management | For | Withhold |
1.6 | Elect Director Robert G. Savage | Management | For | Withhold |
1.7 | Elect Director Wayne P. Yetter | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 18, 2009 | ||||
TICKER: NOVOB SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 6 per Share | Management | For | Did Not Vote |
5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5f | Elect Hannu Ryopponen as New Director | Management | For | Did Not Vote |
5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Change ''Koebenhavns Fondsboers'' to ''NASDAQ OMX Copenhagen'' | Management | For | Did Not Vote |
7.3.2 | Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million | Management | For | Did Not Vote |
7.3.3 | Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million | Management | For | Did Not Vote |
7.3.4 | Amend Articles Re: Add Item 'Approval of Remuneration of Directors' to Standard AGM Agenda | Management | For | Did Not Vote |
8 | Other Business | Management | None | Did Not Vote |
NUVASIVE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Farrell, Ph.D. | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Eileen M. More | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez, M.D. | Management | For | For |
1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OSI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: OSIP SECURITY ID: 671040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.2 | Elect Director Colin Goddard, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Santo J. Costa | Management | For | Withhold |
1.4 | Elect Director Joseph Klein, III | Management | For | Withhold |
1.5 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
1.6 | Elect Director Viren Mehta | Management | For | Withhold |
1.7 | Elect Director David W. Niemiec | Management | For | Withhold |
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Management | For | Withhold |
1.9 | Elect Director Katharine B. Stevenson | Management | For | Withhold |
1.10 | Elect Director John P. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PAR PHARMACEUTICAL COS., INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: PRX SECURITY ID: 69888P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Knight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAREXEL INTERNATIONAL CORP. MEETING DATE: DEC 11, 2008 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Fortune | Management | For | For |
1.2 | Elect Director Ellen M. Zane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERRIGO CO. MEETING DATE: NOV 4, 2008 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moshe Arkin | Management | For | Withhold |
1.2 | Elect Director Gary K. Kunkle, Jr. | Management | For | Withhold |
1.3 | Elect Director Herman Morris, Jr. | Management | For | Withhold |
1.4 | Elect Director Ben-Zion Zilberfarb | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHARMASSET, INC. MEETING DATE: MAR 24, 2009 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Steven Burrill | Management | For | For |
1.2 | Elect Director Elliot F. Hahn | Management | For | For |
1.3 | Elect Director Robert F. Williamson III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | Withhold |
1.2 | Elect Director Virgil D. Thompson | Management | For | Withhold |
1.3 | Elect Director Neal C. Bradsher | Management | For | Withhold |
1.4 | Elect Director David Young | Management | For | Withhold |
1.5 | Elect Director Stephen C. Farrell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QUIDEL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
RESMED, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: RMD SECURITY ID: 761152107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher G. Roberts | Management | For | For |
1.2 | Elect Director John Wareham | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RTI BIOLOGICS INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. Chapman | Management | For | For |
1.2 | Elect Director Gregory P. Rainey | Management | For | For |
SAVIENT PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Conrad | Management | For | For |
1.2 | Elect Director Alan L. Heller | Management | For | For |
1.3 | Elect Director Stephen O. Jaeger | Management | For | For |
1.4 | Elect Director Joseph Klein III | Management | For | For |
1.5 | Elect Director Lee S. Simon | Management | For | For |
1.6 | Elect Director Virgil Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SEPRACOR INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: SEPR SECURITY ID: 817315104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Cresci | Management | For | Withhold |
1.2 | Elect Director James F. Mrazek | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SEQUENOM, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SQNM SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting | Management | For | Withhold |
1.2 | Elect Director Charles R. Cantor | Management | For | Withhold |
1.3 | Elect Director John A. Fazio | Management | For | Withhold |
1.4 | Elect Director Harry F. Hixson, Jr. | Management | For | Withhold |
1.5 | Elect Director Richard A. Lerner | Management | For | Withhold |
1.6 | Elect Director Ronald M. Lindsay | Management | For | Withhold |
1.7 | Elect Director Harry Stylli | Management | For | Withhold |
1.8 | Elect Director Kathleen M. Wiltsey | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: OCT 9, 2008 | ||||
TICKER: SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.057 Per Share | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean-Luc Butel as Non-Executive Director | Management | For | For |
2 | Elect Li Bing Yung as Non-Executive Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Approve Profit Distribution Plan Final Distribution Plan and Distribution of the Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Lau Wai Kit as Independent Non-Executive Director | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Transfer of Listing of H Shares from the Growth Enterprise Market (GEM) to the Main Board of the Stock Exchange (Proposed Transfer) | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Authorize Board and Company Secretary to Do All Such Acts and Things and to Do All Such Steps in Connection with the Proposed Transfer | Management | For | For |
4 | Adopt Amended Articles of Association | Management | For | For |
SHIRE LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Matthew Emmens as Director | Management | For | For |
2 | Elect Angus Russell as Director | Management | For | For |
3 | Elect Graham Hetherington as Director | Management | For | For |
4 | Elect Dr Barry Price as Director | Management | For | For |
5 | Elect David Kappler as Director | Management | For | For |
6 | Elect Dr Jeffrey Leiden as Director | Management | For | For |
7 | Elect Patrick Langlois as Director | Management | For | For |
8 | Elect Kate Nealon as Director | Management | For | For |
9 | Elect David Mott as Director | Management | For | For |
10 | Elect Dr Michael Rosenblatt as Director | Management | For | For |
11 | Appoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
12 | Authorise the Audit, Compliance and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,331,949 | Management | For | For |
14 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,399,792 | Management | For | For |
15 | Authorise 55,991,697 Ordinary Shares for Market Purchase | Management | For | For |
16 | Approve Change of Company Name to Shire plc | Management | For | For |
SHIRE PLC MEETING DATE: APR 28, 2009 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Dr Barry Price as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
5 | Authorise the Audit, Compliance and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,337,043 and an Additional GBP 9,337,043 in Connection with an Offer by Way of a Rights Issue | Management | For | Against |
7 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,400,556 | Management | For | Against |
8 | Authorise 56,022,258 Ordinary Shares for Market Purchase | Management | For | Against |
SIMCERE PHARMACEUTICAL GROUP MEETING DATE: JUL 31, 2008 | ||||
TICKER: SCR SECURITY ID: 82859P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Share Incentive Plan | Management | For | For |
SINOVAC BIOTECH LTD. MEETING DATE: SEP 18, 2008 | ||||
TICKER: SVA SECURITY ID: P8696W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Amend Bylaws Re: Lowering of the Quorum of Shareholders' Meeting | Management | For | For |
SONOVA HOLDING AG (FORMERLY PHONAK HOLDING AG) MEETING DATE: JUN 10, 2009 | ||||
TICKER: SOON SECURITY ID: H8024W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Andy Rihs as Director | Management | For | Did Not Vote |
4.1.2 | Reelect William Dearstyne as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Robert Spoerry as Director | Management | For | Did Not Vote |
4.2.1 | Elect Anssi Vanjoki as Director | Management | For | Did Not Vote |
4.2.2 | Elect Ronald van der Vis as Director | Management | For | Did Not Vote |
4.2.3 | Elect Valentin Rueda as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 165,576 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Approve CHF 35,925 Reduction in Share Capital | Management | For | Did Not Vote |
SYNERGY HEALTHCARE PLC MEETING DATE: JUL 24, 2008 | ||||
TICKER: SYR SECURITY ID: G8646U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 6.6 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Stephen Wilson as Director | Management | For | For |
5 | Re-elect Robert Lerwill as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 111,156 | Management | For | For |
9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 16,673 | Management | For | For |
10 | Authorise 5,335,476 Ordinary Shares for Market Purchase | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Amend New Articles of Association Re: Directors' Conflicts of Interest | Management | For | For |
13 | Approve Change of Company Name to Synergy Health plc | Management | For | For |
TECHNE CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: TECH SECURITY ID: 878377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Oland | Management | For | For |
1.2 | Elect Director Roger C. Lucas | Management | For | For |
1.3 | Elect Director Howard V. O'Connell | Management | For | For |
1.4 | Elect Director G. Arthur Herbert | Management | For | For |
1.5 | Elect Director R.C. Steer | Management | For | For |
1.6 | Elect Director Robert V. Baumgartner | Management | For | For |
1.7 | Elect Director C.A. Dinarello | Management | For | For |
1.8 | Elect Director K.A. Holbrook | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOWN HEALTH INTERNATIONAL HOLDINGS CO LTD MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURITY ID: G8973P111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Choi Ka Yee, Crystal as Executive Director | Management | For | For |
2b | Reelect Fung Yiu Tong, Bennet as Executive Director | Management | For | For |
2c | Reelect Ho Kwok Wah, George as Independent Non-Executive Director | Management | For | For |
2d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Abstain |
TRIZETTO GROUP, INC., THE MEETING DATE: JUL 14, 2008 | ||||
TICKER: TZIX SECURITY ID: 896882107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
UNITED THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Sullivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTL. MEETING DATE: MAY 12, 2009 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Ingram | Management | For | For |
2 | Elect Director Lawrence N. Kugelman | Management | For | For |
3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIROPHARMA INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Brooke | Management | For | For |
1.2 | Elect Director Michael R. Dougherty | Management | For | For |
1.3 | Elect Director Robert J. Glaser | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIVUS, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: VVUS SECURITY ID: 928551100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virgil A. Place, M.D. | Management | For | For |
1.2 | Elect Director Leland F. Wilson | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe, M.D. | Management | For | For |
1.6 | Elect Director Graham Strachan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WATSON PHARMACEUTICALS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald R. Taylor | Management | For | For |
1.2 | Elect Director Andrew L. Turner | Management | For | For |
1.3 | Elect Director Jack Michelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2009 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | Withhold |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Gary D. Henley | Management | For | Withhold |
1.5 | Elect Director John L. Miclot | Management | For | Withhold |
1.6 | Elect Director Amy S. Paul | Management | For | Withhold |
1.7 | Elect Director Robert J. Quillinan | Management | For | Withhold |
1.8 | Elect Director David D. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: SEP 10, 2008 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | XIAOZHONG LIU BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
2 | KIAN-WEE SEAH BE AND HEREBY IS RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For |
3 | THE CURRENT ARTICLE 80(1) BE AMENDED SUCH THAT THE NUMBER OF MEMBERS TO THE BOARD OF THE COMPANY SHALL BE UP TO TEN (10) DIRECTORS (RATHER THAN NINE (9) DIRECTORS) | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AEROPOSTALE, INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian R. Geiger | Management | For | For |
1.2 | Elect Director Bodil Arlander | Management | For | For |
1.3 | Elect Director Ronald R. Beegle | Management | For | For |
1.4 | Elect Director John N. Haugh | Management | For | For |
1.5 | Elect Director Robert B. Chavez | Management | For | For |
1.6 | Elect Director Mindy C. Meads | Management | For | For |
1.7 | Elect Director John D. Howard | Management | For | For |
1.8 | Elect Director David B. Vermylen | Management | For | For |
1.9 | Elect Director Karin Hirtler-Garvey | Management | For | For |
1.10 | Elect Director Evelyn Dilsaver | Management | For | For |
1.11 | Elect Director Thomas P. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice E. Page | Management | For | For |
2 | Elect Director J. Thomas Presby | Management | For | For |
3 | Elect Director Gerald E. Wedren | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ANNTAYLOR STORES CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ANN SECURITY ID: 036115103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James J. Burke, Jr. | Management | For | Against |
2 | Elect Director Kay Krill | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AUTOZONE, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J.R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BIG 5 SPORTING GOODS CORP. MEETING DATE: JUN 9, 2009 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Michael Brown | Management | For | For |
1.2 | Elect Director David R. Jessick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIG LOTS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: BIG SECURITY ID: 089302103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Steven S. Fishman | Management | For | For |
1.3 | Elect Director Peter J. Hayes | Management | For | For |
1.4 | Elect Director David T. Kollat | Management | For | For |
1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Russell Solt | Management | For | For |
1.8 | Elect Director James R. Tener | Management | For | For |
1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BIJOU BRIGITTE MODISCHE ACCESSOIRES AG MEETING DATE: JUL 16, 2008 | ||||
TICKER: SECURITY ID: D13888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 6.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2007 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2007 | Management | For | For |
5a | Elect Karl-Joachim Dreyer to the Supervisory Board | Management | For | For |
5b | Elect Heinrich Kraft to the Supervisory Board | Management | For | For |
6 | Amend Articles Re: Composition of Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2008 | Management | For | For |
BLUE NILE, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Alice Taylor | Management | For | For |
1.2 | Elect Director Michael Potter | Management | For | For |
1.3 | Elect Director Steve Scheid | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHARMING SHOPPES, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: CHRS SECURITY ID: 161133103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael C. Appel | Management | For | For |
1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director James P. Fogarty | Management | For | For |
1.6 | Elect Director Michael Goldstein | Management | For | For |
1.7 | Elect Director Katherine M. Hudson | Management | For | For |
1.8 | Elect Director Alan Rosskamm | Management | For | For |
1.9 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHICO'S FAS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross E. Roeder | Management | For | For |
1.2 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHINA DONGXIANG (GROUP) CO LTD MEETING DATE: SEP 10, 2008 | ||||
TICKER: 3818 SECURITY ID: G2112Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Caps under the Framework Agreement | Management | For | For |
CITI TRENDS INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. David Alexander, Jr. | Management | For | For |
1.2 | Elect Director Patricia M. Luzier | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONNS, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CONN SECURITY ID: 208242107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Frank, Sr. | Management | For | For |
1.2 | Elect Director Marvin D. Brailsford | Management | For | For |
1.3 | Elect Director Timothy L. Frank | Management | For | For |
1.4 | Elect Director Jon E.M. Jacoby | Management | For | For |
1.5 | Elect Director Bob L. Martin | Management | For | Withhold |
1.6 | Elect Director Douglas H. Martin | Management | For | For |
1.7 | Elect Director William C. Nylin, Jr. | Management | For | For |
1.8 | Elect Director Scott L. Thompson | Management | For | For |
1.9 | Elect Director William T. Trawick | Management | For | For |
1.10 | Elect Director Theodore M. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELIA*S, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: DLIA SECURITY ID: 246911101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Bernard | Management | For | Withhold |
1.2 | Elect Director Carter S. Evans | Management | For | Withhold |
1.3 | Elect Director Walter Killough | Management | For | Withhold |
1.4 | Elect Director Paul J. Raffin | Management | For | Withhold |
1.5 | Elect Director Scott M. Rosen | Management | For | Withhold |
1.6 | Elect Director Gene Washington | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DICKS SPORTING GOODS INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Colombo | Management | For | For |
1.2 | Elect Director David I. Fuente | Management | For | For |
1.3 | Elect Director Larry D. Stone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOLLAR TREE INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director J. Douglas Perry | Management | For | For |
1.3 | Elect Director Thomas A. Saunders III | Management | For | For |
1.4 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EXPEDIA INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GAIAM INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: GAIA SECURITY ID: 36268Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jirka Rysavy | Management | For | For |
1.2 | Elect Director Lynn Powers | Management | For | For |
1.3 | Elect Director James Argyropoulos | Management | For | For |
1.4 | Elect Director Barnet M. Feinblum | Management | For | For |
1.5 | Elect Director Barbara Mowry | Management | For | For |
1.6 | Elect Director Paul H. Ray | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
GAMESTOP CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
1.2 | Elect Director Michael N. Rosen | Management | For | For |
1.3 | Elect Director Edward A. Volkwein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GAP, INC., THE MEETING DATE: MAY 19, 2009 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian D. P. Bellamy | Management | For | For |
1.2 | Elect Director Domenico De Sole | Management | For | For |
1.3 | Elect Director Donald G. Fisher | Management | For | For |
1.4 | Elect Director Robert J. Fisher | Management | For | For |
1.5 | Elect Director Bob L. Martin | Management | For | For |
1.6 | Elect Director Jorge P. Montoya | Management | For | For |
1.7 | Elect Director Glenn K. Murphy | Management | For | For |
1.8 | Elect Director James M. Schneider | Management | For | For |
1.9 | Elect Director Mayo A. Shattuck III | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENESCO INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: GCO SECURITY ID: 371532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director William F. Blaufuss, Jr | Management | For | For |
1.4 | Elect Director James W. Bradford | Management | For | For |
1.5 | Elect Director Robert V. Dale | Management | For | For |
1.6 | Elect Director Robert J. Dennis | Management | For | For |
1.7 | Elect Director Matthew C. Diamond | Management | For | For |
1.8 | Elect Director Marty G. Dickens | Management | For | For |
1.9 | Elect Director Ben T. Harris | Management | For | For |
1.10 | Elect Director Kathleen Mason | Management | For | For |
1.11 | Elect Director Hal N. Pennington | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
GENUINE PARTS CO. MEETING DATE: APR 20, 2009 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock | Management | For | For |
1.2 | Elect Director Jean Douville | Management | For | For |
1.3 | Elect Director Thomas C. Gallagher | Management | For | For |
1.4 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.5 | Elect Director John D. Johns | Management | For | For |
1.6 | Elect Director Michael M.E. Johns | Management | For | For |
1.7 | Elect Director J. Hicks Lanier | Management | For | For |
1.8 | Elect Director Wendy B. Needham | Management | For | For |
1.9 | Elect Director Jerry W. Nix | Management | For | For |
1.10 | Elect Director Larry L. Prince | Management | For | For |
1.11 | Elect Director Gary W. Rollins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GUESS?, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos Alberini | Management | For | For |
1.2 | Elect Director Alice Kane | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORP., THE MEETING DATE: JUN 9, 2009 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. McCauley | Management | For | For |
1.2 | Elect Director Gary M. Heil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 30, 2009 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pedro Cardoso as Director | Management | For | Withhold |
1.2 | Elect Murray H. Dashe as Director | Management | For | Withhold |
1.3 | Elect Colombe M. Nicholas as Director | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
HHGREGG INC MEETING DATE: AUG 5, 2008 | ||||
TICKER: HGG SECURITY ID: 42833L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence P. Castellani | Management | For | For |
1.2 | Elect Director Benjamin D. Geiger | Management | For | For |
1.3 | Elect Director Dennis L. May | Management | For | For |
1.4 | Elect Director John M. Roth | Management | For | For |
1.5 | Elect Director Charles P. Rullman | Management | For | For |
1.6 | Elect Director Michael L. Smith | Management | For | For |
1.7 | Elect Director Peter M. Starrett | Management | For | For |
1.8 | Elect Director Jerry W. Throgmartin | Management | For | For |
1.9 | Elect Director Darell E. Zink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
J. C. PENNEY CO., INC (HLDG CO) MEETING DATE: MAY 15, 2009 | ||||
TICKER: JCP SECURITY ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen C. Barrett | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director Maxine K. Clark | Management | For | For |
4 | Elect Director Thomas J. Engibous | Management | For | For |
5 | Elect Director Kent B. Foster | Management | For | For |
6 | Elect Director Ken C. Hicks | Management | For | For |
7 | Elect Director Burl Osborne | Management | For | For |
8 | Elect Director Leonard H. Roberts | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director R. Gerald Turner | Management | For | For |
11 | Elect Director Myron E. Ullman, III | Management | For | For |
12 | Elect Director Mary Beth West | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
J.CREW GROUP, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: JCG SECURITY ID: 46612H402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director James Coulter | Management | For | For |
1.2 | Director Millard Drexler | Management | For | For |
1.3 | Director Steven Grand-jean | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JO-ANN STORES, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: JAS SECURITY ID: 47758P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Cowen | Management | For | For |
1.2 | Elect Director Joseph DePinto | Management | For | For |
1.3 | Elect Director Ira Gumberg | Management | For | For |
1.4 | Elect Director Patricia Morrison | Management | For | For |
1.5 | Elect Director Frank Newman | Management | For | For |
1.6 | Elect Director David Perdue | Management | For | For |
1.7 | Elect Director Beryl Raff | Management | For | For |
1.8 | Elect Director Alan Rosskamm | Management | For | For |
1.9 | Elect Director Tracey Travis | Management | For | For |
1.10 | Elect Director Darrell Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KIRKLAND'S, INC. MEETING DATE: JUN 8, 2009 | ||||
TICKER: KIRK SECURITY ID: 497498105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Collins | Management | For | For |
1.2 | Elect Director R. Wilson Orr, III | Management | For | For |
1.3 | Elect Director Miles T. Kirkland | Management | For | For |
KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Management | For | For |
8 | Elect Director W. Rodney Mcmullen | Management | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect Director James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LUMBER LIQUIDATORS INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: LL SECURITY ID: 55003Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Richard D. Tadler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MACY'S INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Karl M. von der Heyden | Management | For | For |
1.10 | Elect Director Craig E. Weatherup | Management | For | For |
1.11 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PACIFIC SUNWEAR OF CALIFORNIA, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: PSUN SECURITY ID: 694873100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pearson C. Cummin III | Management | For | For |
2 | Elect Director William Cobb | Management | For | For |
3 | Elect Director George R. Mrkonic | Management | For | For |
4 | Elect Director Michael Goldstein | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PETSMART MEETING DATE: JUN 17, 2009 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rita V. Foley | Management | For | For |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
3 | Elect Director Amin I. Khalifa | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
PRICELINE.COM INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Right to Call Special Meetings | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ROSS STORES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | Withhold |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | Withhold |
1.3 | Elect Director Sharon D. Garrett | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 18, 2009 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director Barbara Bass | Management | For | For |
3 | Elect Director William W. Bradley | Management | For | For |
4 | Elect Director Mellody Hobson | Management | For | For |
5 | Elect Director Kevin R. Johnson | Management | For | For |
6 | Elect Director Olden Lee | Management | For | For |
7 | Elect Director Sheryl Sandberg | Management | For | For |
8 | Elect Director James G. Shennan, Jr. | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herve J.f. Defforey | Management | For | For |
1.2 | Elect Director Robert F. DiRomualdo | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
ZUMIEZ INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ZUMZ SECURITY ID: 989817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Brooks | Management | For | For |
2 | Elect Director Matthew L. Hyde | Management | For | For |
3 | Elect Director James M. Weber | Management | For | For |
4 | Approve Repricing of Options | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND COMPUTER SERVICES PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: SEP 24, 2008 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | For |
1.2 | Elect Director Robert J. Corti | Management | For | Withhold |
1.3 | Elect Director Frederic R. Crepin | Management | For | For |
1.4 | Elect Director Bruce L. Hack | Management | For | For |
1.5 | Elect Director Brian G. Kelly | Management | For | Withhold |
1.6 | Elect Director Robert A. Kotick | Management | For | Withhold |
1.7 | Elect Director Jean-Bernard Levy | Management | For | For |
1.8 | Elect Director Robert J. Morgado | Management | For | Withhold |
1.9 | Elect Director Douglas P. Morris | Management | For | For |
1.10 | Elect Director Rene P. Penisson | Management | For | For |
1.11 | Elect Director Richard Sarnoff | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ACTIVISION, INC. MEETING DATE: JUL 8, 2008 | ||||
TICKER: ATVI SECURITY ID: 004930202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Adopt Supermajority Vote Requirement for Amendments | Management | For | For |
7 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
8 | Permit Directors Designated by Vivendi Certain Voting Powers | Management | For | For |
9 | Amend Certificate of Incorporation to Limit Certain Business Activities | Management | For | For |
10 | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | Management | For | For |
11 | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | Management | For | For |
12 | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | Management | For | For |
13 | Amend Certificate of Incorporation to Restrict Business Combination Provision | Management | For | For |
14 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
15 | Adjourn Meeting | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Smith | Management | For | For |
1.2 | Elect Director Bradford C Morley | Management | For | For |
1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: JUL 7, 2008 | ||||
TICKER: SECURITY ID: Y22514106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 2.50 Per Share | Management | For | For |
3 | Reappoint S. Chandra as Director | Management | For | For |
4 | Approve Anupam Bansal & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Utilization of Proceeds Raised Through GDR Issue | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: NOV 24, 2008 | ||||
TICKER: SECURITY ID: Y22514106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $500 Million | Management | For | For |
2 | Approve Educomp Employee Stock Option Scheme 2008 (ESOP Scheme-2008) | Management | For | For |
3 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOP Scheme-2008 | Management | For | For |
4 | Amend Articles of Association Re: Term of Issue of Debenture | Management | For | For |
5 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
6 | Approve Pledging of Assets for Debt | Management | For | For |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXLSERVICE HOLDINGS, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: EXLS SECURITY ID: 302081104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
GENPACT LTD MEETING DATE: APR 15, 2009 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pramod Bhasin as Director | Management | For | Did Not Vote |
1.2 | Elect Rajat Kumar Gupta as Director | Management | For | Did Not Vote |
1.3 | Elect John W. Barter as Director | Management | For | Did Not Vote |
1.4 | Elect J Taylor Crandall as Director | Management | For | Did Not Vote |
1.5 | Elect Steven A. Denning as Director | Management | For | Did Not Vote |
1.6 | Elect Mark F. Dzialga as Director | Management | For | Did Not Vote |
1.7 | Elect Jagdish Khattar as Director | Management | For | Did Not Vote |
1.8 | Elect James C. Madden as Director | Management | For | Did Not Vote |
1.9 | Elect Denis J. Nayden as Director | Management | For | Did Not Vote |
1.10 | Elect Robert G. Scott as Director | Management | For | Did Not Vote |
1.11 | Elect A. Michael Spence as Director | Management | For | Did Not Vote |
2 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
INFORMATICA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pidwell | Management | For | For |
1.2 | Elect Director Sohaib Abbasi | Management | For | For |
1.3 | Elect Director Geoffrey W. Squire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INFOSYS TECHNOLOGIES LTD MEETING DATE: JUN 20, 2009 | ||||
TICKER: INFY SECURITY ID: 456788108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive, Consider And Adopt The Balance Sheet As Atmarch 31, 2009 And The Profit And Loss Account For The Yearended On That Date And The Report Of The Directors And Auditors | Management | For | For |
2 | Declare A Final Dividend For The Financial Year Endedmarch 31, 2009. | Management | For | For |
3 | Appoint A Director In Place Of Deepak M. Satwalekar, Who retires By Rotation And, Being Eligible, Seeks Re-appointment. | Management | For | For |
4 | Appoint A Director In Place Of Dr. Omkar Goswami, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | Management | For | For |
5 | Appoint A Director In Place Of Rama Bijapurkar, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | Management | For | For |
6 | Appoint A Director In Place Of David L. Boyles, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | Management | For | For |
7 | Appoint A Director In Place Of Prof. Jeffrey S. Lehman, Who retires By Rotation And, Being Eligible, Seeks Re-appointment. | Management | For | For |
8 | Appoint Auditors To Hold Office From The Conclusion Of The Annual General Meeting Held On June 20, 2009, Until Theconclusion Of The Next Annual General Meeting, And To Fix Their Remuneration. | Management | For | For |
9 | Appoint K.v. Kamath As Director, Liable To Retire By rotation. | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: JUL 28, 2008 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mr. Thomas E. Darcy | Management | For | For |
1.2 | Elect Director Mr. Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Mr. Robert W. Pangia | Management | For | For |
1.4 | Elect Director Mr. Carl Bass | Management | For | For |
1.5 | Elect Director Mr. Jeffrey A. Miller | Management | For | For |
1.6 | Elect Director Mr. Anthony Zingale | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie G. Denend | Management | For | For |
1.2 | Elect Director David G. DeWalt | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
NINTENDO CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
OMNITURE, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: OMTR SECURITY ID: 68212S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana L. Evan | Management | For | For |
1.2 | Elect Director Joshua G. James | Management | For | For |
1.3 | Elect Director Rory T. O'Driscoll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPEN TEXT CORP. MEETING DATE: DEC 9, 2008 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - H Garfield Emerson | Management | For | For |
1.4 | Elect as Director - Randy Fowlie | Management | For | For |
1.5 | Elect as Director - Gail Hamilton | Management | For | For |
1.6 | Elect as Director - Brian Jackman | Management | For | For |
1.7 | Elect as Director - Stephen J Sadler | Management | For | For |
1.8 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.9 | Elect as Director - Katharine B Stevenson | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PATNI COMPUTER SYSTEMS LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PTI SECURITY ID: 703248203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
3 | Reappoint A. Maira as Director | Management | For | For |
4 | Reappoint P. Shah as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve MGI Revideco AB as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Amend Articles of Association Re: Patni Employee Stock Option Scheme 2003 (Patni ESOP 2003 (Revised 2008)) | Management | For | Against |
8 | Approve Appointment and Remuneration of J. Kumar, CEO | Management | For | Against |
9 | Approve Stock Option Plan Grants of Up to 1.85 Million Options under Patni ESOP 2003 (Revised 2008) to J. Kumar, CEO | Management | For | Against |
10 | Appoint J. Kumar as Director | Management | For | Against |
11 | Appoint P. Baijal as Director | Management | For | Against |
12 | Amend Patni ESOP 2003 (Revised 2008) Re: Increase in Total Number of Options to 19.1 Million | Management | For | Against |
13 | Approve Grant of Stock Options to Employees and Directors of the Company's Subsidiaries Under the Patni ESOP 2003 (Revised 2008) | Management | For | Against |
14 | Approve Appointment and Remuneration of A. Patni, Relative of a Director, as Senior Vice President - Strategy and Corporate Development | Management | For | For |
15 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Narendra K. Gupta | Management | For | Withhold |
1.2 | Elect Director William S. Kaiser | Management | For | Withhold |
1.3 | Elect Director James M. Whitehurst | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Craig Conway | Management | For | For |
1.3 | Elect Director Alan Hassenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SYBASE, INC. MEETING DATE: APR 14, 2009 | ||||
TICKER: SY SECURITY ID: 871130100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Chen | Management | For | For |
1.2 | Elect Director Richard C. Alberding | Management | For | For |
1.3 | Elect Director Michael A. Daniels | Management | For | For |
1.4 | Elect Director Alan B. Salisbury | Management | For | For |
1.5 | Elect Director Jack E. Sum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: SEP 22, 2008 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Brown | Management | For | For |
1.2 | Elect Director William T. Coleman | Management | For | For |
1.3 | Elect Director Frank E. Dangeard | Management | For | For |
1.4 | Elect Director Geraldine B. Laybourne | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Robert S. Miller | Management | For | For |
1.7 | Elect Director George Reyes | Management | For | For |
1.8 | Elect Director Daniel H. Schulman | Management | For | For |
1.9 | Elect Director ohn W. Thompson | Management | For | For |
1.10 | Elect Director V. Paul Unruh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIBCO SOFTWARE, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Eric C.W. Dunn | Management | For | For |
1.3 | Elect Director Narendra K. Gupta | Management | For | For |
1.4 | Elect Director Peter J. Job | Management | For | For |
1.5 | Elect Director Philip K. Wood | Management | For | For |
2. | Ratify Auditors | Management | For | For |
UBISOFT ENTERTAINMENT MEETING DATE: SEP 22, 2008 | ||||
TICKER: SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Approve Stock Option Plans Grants | Management | For | Against |
12 | Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Authorize Board to Issue Shares Reserved for Share Purchase Plan for Employees of Subsidiaries | Management | For | For |
14 | Approve Issuance of EUR 2 Million Reserved for Investment Companies or Investment Funds Specialized in Advertising | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
17 | Allow Board to Use Authorizations and Delegations Granted under Items 8 to 15 Above in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
18 | Approve 1 for 2 Stock Split | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VMWARE INC MEETING DATE: SEP 9, 2008 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Ramesh Shah as a Director | Management | For | For |
5 | Reelect Neeraj Bhargava as a Director | Management | For | For |
6 | Approve Remuneration of Directors, Including the Grant of Equity Awards | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: FEB 13, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2006 Incentive Award Plan | Management | For | For |
YAHOO!, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director Eric Hippeau | Management | For | For |
1.4 | Elect Director Vyomesh Joshi | Management | For | For |
1.5 | Elect Director Arthur H. Kern | Management | For | For |
1.6 | Elect Director Robert A. Kotick | Management | For | For |
1.7 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.8 | Elect Director Gary L. Wilson | Management | For | For |
1.9 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pay For Superior Performance | Shareholder | Against | Against |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.2 | Elect Director Frank J. Biondi, Jr. | Shareholder | For | Did Not Vote |
1.3 | Elect Director John H. Chapple | Shareholder | For | Did Not Vote |
1.4 | Elect Director Mark Cuban | Shareholder | For | Did Not Vote |
1.5 | Elect Director Adam Dell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.7 | Elect Director Keith A, Meister | Shareholder | For | Did Not Vote |
1.8 | Elect Director Edward H. Meyer | Shareholder | For | Did Not Vote |
1.9 | Elect Director Brian S. Posner | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Pay For Superior Performance | Shareholder | For | Did Not Vote |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Did Not Vote |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Did Not Vote |
YAHOO!, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Bartz | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Roy J. Bostock | Management | For | For |
1.4 | Elect Director Ronald W. Burkle | Management | For | For |
1.5 | Elect Director John H. Chapple | Management | For | For |
1.6 | Elect Director Eric Hippeau | Management | For | For |
1.7 | Elect Director Carl C. Icahn | Management | For | For |
1.8 | Elect Director Vyomesh Joshi | Management | For | For |
1.9 | Elect Director Arthur H. Kern | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.11 | Elect Director Gary L. Wilson | Management | For | For |
1.12 | Elect Director Jerry Yang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
02MICRO INTERNATIONAL LTD. MEETING DATE: MAY 29, 2009 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Reelect James Elvin Keim as Director | Management | For | For |
1.b | Relect Lawrence Lai-Fu as Director | Management | For | For |
1.c | Relect Ji Liu as Director | Management | For | For |
2 | Renewal of Sale Mandate. To Renew the General Mandate to Allot, Issue and Deal with Such Number of Unissued Ordinary Shares Not Exceeding the Sum of: (I) 20% the Total Nominal Amount of the Share Capital. | Management | For | Against |
3 | Renewal of the Repurhcase Mandate . To Renew the General Mandate to Exercise All the Powers of the Company to Repurchase Such Number of Ordinary Shares Not Exceeding 10% of the Total Nominal Amount of the Share Capital of the Company. | Management | For | For |
4 | Approve and Adopt Financial Statements and Statutory Reports (Voting) | Management | For | For |
5 | Ratify Deloitte & Touche as Auditors | Management | For | For |
1 | Approve Delisting of Shares from Hong Kong Stock Exchange | Management | For | For |
2 | Adopt New Articles of Association | Management | For | Against |
3 | Adopt 2009 Employee Stock Purchase Plan | Management | For | For |
4 | Amend 2005 Share Option Plan | Management | For | For |
5 | Amend 2005 Share Incentive Plan | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Withhold |
1.2 | Elect Director Robert J. Corti | Management | For | Withhold |
1.3 | Elect Director Frederic R. Crepin | Management | For | Withhold |
1.4 | Elect Director Brian G. Kelly | Management | For | Withhold |
1.5 | Elect Director Robert A. Kotick | Management | For | Withhold |
1.6 | Elect Director Jean-bernard Levy | Management | For | Withhold |
1.7 | Elect Director Robert J. Morgado | Management | For | Withhold |
1.8 | Elect Director Douglas P. Morris | Management | For | Withhold |
1.9 | Elect Director Stephane Roussel | Management | For | For |
1.10 | Elect Director Richard Sarnoff | Management | For | Withhold |
1.11 | Elect Director Regis Turrini | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
ADC TELECOMMUNICATIONS, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: ADCT SECURITY ID: 000886309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lois M. Martin | Management | For | For |
1.2 | Elect Director Krish A. Prabhu | Management | For | For |
1.3 | Elect Director John E. Rehfeld | Management | For | For |
1.4 | Elect Director David A. Roberts | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Elect Bernard Bourigeaud to the Supervisory Board | Management | For | For |
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Add EUR 5.9 Million to Existing Pool of Capital with Partial Exclusion of Preemptive Rights and Allow Issue of a Further EUR 2.3 Million without Preemptive Rights Against Cash | Management | For | For |
7 | Allow Issue of a Further EUR 3.6 Million without Preemptive Rights Against Contributions In Kind under Existing Pool of Capital | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles Re: Convocation, Participation, Registration, and Proxy Voting at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
1.2 | Elect Director W. Michael Barnes | Management | For | Against |
1.3 | Elect Director John E. Caldwell | Management | For | Against |
1.4 | Elect Director Bruce L. Claflin | Management | For | Against |
1.5 | Elect Director Frank M. Clegg | Management | For | Against |
1.6 | Elect Director H. Paulett Eberhart | Management | For | Against |
1.7 | Elect Director Derrick R. Meyer | Management | For | Against |
1.8 | Elect Director Robert B. Palmer | Management | For | Against |
1.9 | Elect Director Morton L. Topfer | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: ASX SECURITY ID: 00756M404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Aprove 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Injection to Issue New Shares or Global Depository Receipt or Convertible Bonds | Management | For | For |
4 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Amend Articles of Association | Management | For | Against |
8.1 | Elect Jason Chang as Director | Management | For | For |
8.2 | Elect Richard Chang as Director | Management | For | For |
8.3 | Elect Tien Wu as Director | Management | For | For |
8.4 | Elect Joseph Tung as Director | Management | For | For |
8.5 | Elect Raymond Lo as Director | Management | For | For |
8.6 | Elect Jeffrey Chen as Director | Management | For | For |
8.7 | Elect Ta-Lin Hsu as Director | Management | For | For |
8.8 | Elect Shen-Fu Yu as Director | Management | For | For |
8.9 | Elect Yuan-Yi Tseng as Supervisor | Management | For | For |
8.10 | Elect John Ho as Supervisor | Management | For | For |
8.11 | Elect Tien-Szu Chen as Supervisor | Management | For | For |
8.12 | Elect Samuel Liu as Supervisor | Management | For | For |
AGILENT TECHNOLOGIES INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Sullivan | Management | For | Withhold |
1.2 | Elect Director Robert J. Herbold | Management | For | Withhold |
1.3 | Elect Director Koh Boon Hwee | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
AIXTRON AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.09 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Change Location of Registered Office Headquarters to Herzogenrath | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George H. Conrades | Management | For | For |
1.2 | Elect Director Martin M. Coyne II | Management | For | For |
1.3 | Elect Director Jill A. Greenthal | Management | For | For |
1.4 | Elect Director Geoffrey A. Moore | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 29, 2009 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Ratify Appointment of Phillipe Camus as Director | Management | For | For |
5 | Ratify Appointment of Ben Verwaayen as Director | Management | For | For |
6 | Ratify Appointment of Stuart E. Eizenstat as Director | Management | For | For |
7 | Ratify Appointment of Louis R. Hughes as Director | Management | For | For |
8 | Ratify Appointment of Jean C. Monty as Director | Management | For | For |
9 | Ratify Appointment of Olivier Piou as Director | Management | For | For |
10 | Reelect Sylvia Jay as Director | Management | For | For |
11 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
12 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transaction | Management | For | For |
13 | Approve Transaction with Philippe Camus Re: Benefits of Free Shares Granted | Management | For | For |
14 | Approve Transaction with Ben Verwaayen Re: Benefits of Free Shares and Stock Options Granted | Management | For | For |
15 | Approve Transaction with Ben Verwaayen Re: Pension Benefits | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.350 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 18 to 20 at EUR 2.270 Million | Management | For | For |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director John T. Kim | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMPHENOL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ANADIGICS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANAD SECURITY ID: 032515108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mario Rivas | Management | For | For |
1.2 | Elect Director Paul Bachow | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | Withhold |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert L. Crandall | Management | For | For |
1.5 | Elect Director Robert J. Eck | Management | For | For |
1.6 | Elect Director Robert W. Grubbs, Jr. | Management | For | Withhold |
1.7 | Elect Director F. Philip Handy | Management | For | For |
1.8 | Elect Director Melvyn N. Klein | Management | For | For |
1.9 | Elect Director George Munoz | Management | For | For |
1.10 | Elect Director Stuart M. Sloan | Management | For | For |
1.11 | Elect Director Thomas C. Theobald | Management | For | For |
1.12 | Elect Director Matthew Zell | Management | For | Withhold |
1.13 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Smith | Management | For | For |
1.2 | Elect Director Bradford C Morley | Management | For | For |
1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 19, 2008 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
1.4 | Elect Director Niel Ransom | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director J.H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIBA, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.32 Pence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Management | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS INC MEETING DATE: JAN 12, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Shirish S. Sathaye | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 14, 2009 | ||||
TICKER: ASMI SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | Did Not Vote |
2 | Receive Report of Management Board | Management | None | Did Not Vote |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7 | Ratify Deloitte Accountants BV as Auditors | Management | For | Did Not Vote |
8a | Elect Gert-Jan Kramer to Supervisory Board | Management | For | Did Not Vote |
8b | Elect Jan C. Lobbezoo to Supervisory Board | Management | For | Did Not Vote |
9 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
10a | Grant Board Authority to Issue Shares Up In Connection With Stock Option Plan | Management | For | Did Not Vote |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Did Not Vote |
11a | Approve Reissuance of an Option to Stichting Continuiteit ASM International to Acquire Preference Shares | Management | For | Did Not Vote |
11b | Approve Cancellation of Preference Shares | Management | For | Did Not Vote |
12 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | Management | For | Did Not Vote |
13 | Other Business | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
ASM PACIFIC TECHNOLOGY LTD. MEETING DATE: APR 24, 2009 | ||||
TICKER: 522 SECURITY ID: G0535Q133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Report | Management | For | For |
2 | Approve Final Dividend of HK$0.50 Per Share | Management | For | For |
3a | Reelect Lee Wai Kwong as Director | Management | For | For |
3b | Reelect Chow Chuen, James as Director | Management | For | For |
3c | Reelect Lok Kam Chong, John as Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Amend Employee Share Incentive Scheme | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Hennessy | Management | For | For |
1.2 | Elect Director Craig H. Barratt | Management | For | For |
1.3 | Elect Director Christine King | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AUDIOCODES LTD. MEETING DATE: DEC 3, 2008 | ||||
TICKER: AUDC SECURITY ID: M15342104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO REELECT EYAL KISHON AS AN OUTSIDE DIRECTOR | Management | For | For |
2 | SUBJECT TO APPROVAL OF PROPOSAL ONE, TO APPROVE THE GRANT OF OPTIONS TO PURCHASE ORDINARY SHARES OF THE COMPANY TO EYAL KISHON | Management | For | For |
3 | TO REELECT JOSEPH TENNE AS A CLASS II DIRECTOR | Management | For | For |
4 | SUBJECT TO APPROVAL OF PROPOSAL THREE, TO APPROVE THE GRANT OF OPTIONS TO PURCHASE ORDINARY SHARES OF THE COMPANY TO JOSEPH TENNE | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
AUTHENTEC INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: AUTH SECURITY ID: 052660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Scott Moody | Management | For | For |
1.2 | Elect Director Matthew P. Crugnale | Management | For | For |
1.3 | Elect Director Chris Fedde | Management | For | For |
1.4 | Elect Director Robert E. Grady | Management | For | For |
1.5 | Elect Director Gustav H. Koven III | Management | For | For |
1.6 | Elect Director William Washecka | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Bass | Management | For | For |
1.2 | Elect Director Crawford W. Beveridge | Management | For | For |
1.3 | Elect Director J. Hallam Dawson | Management | For | For |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
1.5 | Elect Director Sean M. Maloney | Management | For | For |
1.6 | Elect Director Elizabeth A. Nelson | Management | For | For |
1.7 | Elect Director Charles J. Robel | Management | For | For |
1.8 | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BALDA AG MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURITY ID: D05355108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2007 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2007 | Management | For | For |
4 | Amend Articles Re: Decrease Number of Supervisory Board Members from Six to Three | Management | For | For |
5a | Elect Michael Sienkiewicz to the Supervisory Board | Management | For | For |
5b | Elect Michael Naschke to the Supervisory Board | Management | For | For |
6 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve EUR 10.2 Million Increase of Existing Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million; Approve Creation of EUR 3.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2008 | Management | For | For |
BLACKBOARD INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: BBBB SECURITY ID: 091935502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Chasen | Management | For | For |
1.2 | Elect Director Thomas Kalinske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
BLINKX PLC MEETING DATE: SEP 23, 2008 | ||||
TICKER: SECURITY ID: G13235109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Mark Opzoomer as Director | Management | For | For |
3 | Appoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 927,093 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 139,064 | Management | For | For |
7 | Authorise 27,812,818 Ordinary Shares for Market Purchase | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.2 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CDNS SECURITY ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald L. Lucas | Management | For | For |
2 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
3 | Elect Director George M. Scalise | Management | For | For |
4 | Elect Director John B. Shoven | Management | For | For |
5 | Elect Director Roger S. Siboni | Management | For | For |
6 | Elect Director John A.C. Swainson | Management | For | For |
7 | Elect Director Lip-Bu Tan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
CALLIDUS SOFTWARE, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CALD SECURITY ID: 13123E500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Boesenberg | Management | For | For |
1.2 | Elect Director Leslie J. Stretch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAVIUM NETWORKS INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kris Chellam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 30, 2009 | ||||
TICKER: SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify RoeverBroenner KG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Creation of EUR 7.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
CHINA FIRE & SECURITY GROUP, INC MEETING DATE: OCT 20, 2008 | ||||
TICKER: CFSG SECURITY ID: 16938R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gangjin Li | Management | For | For |
1.2 | Elect Director Brian Lin | Management | For | For |
1.3 | Elect Director Tieying Guo | Management | For | For |
1.4 | Elect Director Guoyou Zhang | Management | For | For |
1.5 | Elect Director Xuewen Xiao | Management | For | For |
1.6 | Elect Director Xianghua Li | Management | For | For |
1.7 | Elect Director Albert McLelland | Management | For | For |
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO LTD MEETING DATE: JUN 19, 2009 | ||||
TICKER: 658 SECURITY ID: G2112D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Li Shengqiang as Executive Director | Management | For | Against |
3b | Reelect Liu Jianguo as Executive Director | Management | For | Against |
3c | Reelect Liao Enrong as Executive Director | Management | For | Against |
3d | Reelect Jiang Xihe as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHINA INFORMATION SECURITY TECHNOLOGY INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: CPBY SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jiang Huai Lin, Zhiqiang Zhao, Yun Sen Huang, Qiang Lin and Sean Shao as Directors | Management | For | For |
2 | Approve GHP Horwath P.C. as Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CHINA SECURITY & SURVEILLANCE TECHNOLOGY, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: CSR SECURITY ID: 16942J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guoshen Tu | Management | For | For |
1.2 | Elect Director Terence Yap | Management | For | For |
1.3 | Elect Director Runsen Li | Management | For | For |
1.4 | Elect Director Peter Mak | Management | For | For |
1.5 | Elect Director Robert Shiver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHROMA ATE INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
CIENA CORPORATION MEETING DATE: MAR 25, 2009 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Bradley, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COGO GROUP INC MEETING DATE: DEC 22, 2008 | ||||
TICKER: COGO SECURITY ID: 192448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Kang | Management | For | For |
1.2 | Elect Director Frank Zheng | Management | For | For |
1.3 | Elect Director Q.Y. Ma | Management | For | For |
1.4 | Elect Director JP Gan | Management | For | For |
1.5 | Elect Director George Mao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director FRANK M. DRENDEL | Management | For | Withhold |
1.2 | Elect Director RICHARD C. SMITH | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Steven Singh | Management | For | For |
1.2 | Elect Director Jeffrey T. Seely | Management | For | For |
1.3 | Elect Director Randall H. Talbot | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 27, 2009 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Will Gardiner as Director | Management | For | Against |
4 | Elect Andrew Allner as Director | Management | For | Against |
5 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 12,500, to Political Org. Other Than Political Parties up to GBP 12,500 and Incur EU Political Expenditure up to GBP 12,500 | Management | For | For |
8 | Approve Increase in Authorised Ordinary Share Capital to GBP 350,000 | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 44,442 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,884 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
10 | Subject to and Conditional Upon Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,666 | Management | For | For |
11 | Authorise 13,332,657 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
CSR PLC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the SiRF Technology Holdings, Inc. with the Company's Subsidiary, Shannon Acquisition Sub, Inc.; Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 51,057 | Management | For | For |
2 | Approve CSR plc Employee Share Purchase Plan | Management | For | For |
3 | Subject to and Conditional Upon Resolution 1, Issue Equity with Rights Under a General Authority of up to GBP 61,529 and an Additional Amount Pursuant to a Rights Issue of up to GBP 123,058 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
4 | Subject to and Conditional Upon Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,229 | Management | For | For |
5 | Subject to and Conditional Upon Resolution 1, Authorise 18,458,000 Ordinary Shares for Market Purchase | Management | For | For |
CTRIP.COM INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: CTRP SECURITY ID: 22943F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
CYBERSOURCE CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director William S. McKiernan | Management | For | For |
1.4 | Elect Director Steven P. Novak | Management | For | For |
1.5 | Elect Director Richard Scudellari | Management | For | For |
1.6 | Elect Director Kenneth R. Thornton | Management | For | For |
1.7 | Elect Director Carl F. Pascarella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
CYMER, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Peter J. Simone | Management | For | For |
1.7 | Elect Director Young K. Sohn | Management | For | For |
1.8 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director Evert van de Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
DEALERTRACK HOLDINGS INC MEETING DATE: JUN 17, 2009 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Foy | Management | For | For |
1.2 | Elect Director Howard L. Tischler | Management | For | For |
1.3 | Elect Director James David Power III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
DELTA NETWORKS INC MEETING DATE: APR 24, 2009 | ||||
TICKER: SECURITY ID: G27148108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Report | Management | For | For |
2 | Approve Dividends of $0.0083 Per Share | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
DIEBOLD, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis V. Bockius, III | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Richard L. Crandall | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Phillip B. Lassiter | Management | For | For |
1.6 | Elect Director John N. Lauer | Management | For | For |
1.7 | Elect Director Eric J. Roorda | Management | For | For |
1.8 | Elect Director Thomas W. Swidarski | Management | For | For |
1.9 | Elect Director Henry D.G. Wallace | Management | For | For |
1.10 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIODES INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: DIOD SECURITY ID: 254543101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Shing Mao | Management | For | For |
1.6 | Elect Director Raymond Soong | Management | For | For |
1.7 | Elect Director John M. Stich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 18, 2008 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | For |
1.2 | Elect Director Alan E. Barton | Management | For | For |
1.3 | Elect Director Christopher P. Belden | Management | For | For |
1.4 | Elect Director Robert I. Frey | Management | For | For |
1.5 | Elect Director William J. Ketelhut | Management | For | For |
1.6 | Elect Director Mark D. Morelli | Management | For | For |
1.7 | Elect Director Stephen Rabinowitz | Management | For | For |
1.8 | Elect Director George A Schreiber, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENERNOC INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: ENOC SECURITY ID: 292764107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Dieter | Management | For | Withhold |
1.2 | Elect Director TJ Glauthier | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EPICOR SOFTWARE CORPORATION MEETING DATE: JUN 4, 2009 | ||||
TICKER: EPIC SECURITY ID: 29426L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. George Klaus | Management | For | Withhold |
1.2 | Elect Director Michael Kelly | Management | For | Withhold |
1.3 | Elect Director Robert H. Smith | Management | For | Withhold |
1.4 | Elect Director James T. Richardson | Management | For | Withhold |
1.5 | Elect Director Michael L. Hackworth | Management | For | Withhold |
1.6 | Elect Director John M. Dillon | Management | For | For |
1.7 | Elect Director Richard H. Pickup | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EPISTAR CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y2298F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
8 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Steven P. Eng | Management | For | For |
1.3 | Elect Director Gary F. Hromadko | Management | For | For |
1.4 | Elect Director Scott G. Kriens | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERLIGHT ELECTRONICS CO LTD MEETING DATE: JUN 10, 2009 | ||||
TICKER: 2393 SECURITY ID: Y2368N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties and Endorsement and Guarantee | Management | For | For |
5 | Elect Directors and Supervisors | Management | For | For |
6 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
EXPEDIA INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 12, 2009 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karl D. Guelich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. McGarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FLIR SYSTEMS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: FLIR SECURITY ID: 302445101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl R. Lewis | Management | For | For |
1.2 | Elect Director Steven E. Wynne | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FORMFACTOR, INC. MEETING DATE: OCT 8, 2008 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
FORMFACTOR, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Prestridge | Management | For | For |
1.2 | Elect Director Harvey A. Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GAME GROUP PLC, THE MEETING DATE: JUL 3, 2008 | ||||
TICKER: GMG SECURITY ID: G37217109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Final Dividend of 2.97 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Peter Lewis as Director | Management | For | For |
5 | Re-elect Ishbel Macpherson as Director | Management | For | For |
6 | Re-elect Lisa Morgan as Director | Management | For | For |
7 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,747,802 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 862,170 | Management | For | For |
11 | Authorise 34,486,814 Ordinary Shares for Market Purchase | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
GENERAL CABLE CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory E. Lawton | Management | For | For |
1.2 | Elect Director Craig P. Omtvedt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GLOBAL UNICHIP CORP MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: Y2724H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties and Endorsement and Guarantee Guidelines | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
GOLDEN MEDITECH CO LTD MEETING DATE: SEP 10, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Jin Lu as Executive Director | Management | For | For |
2b | Reelect Lu Tian Long as Executive Director | Management | For | For |
2c | Reelect Gu Qiao as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix Remuneration Of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GOLDEN MEDITECH CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8180 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement and Plan of Merger, Conversion and Share Exchange between the Company, Pantheon China Acquisition Corp., Pantheon Arizona Corp., China Cord Blood Services Corp. (CCBS) and the Selling Shareholders of CCBS | Management | For | For |
2 | Approve Proposed Spin-Off of CCBS | Management | For | For |
3 | Waive Rights of Shareholders to the Assured Entitlements to New Shares of Pantheon Cayman | Management | For | For |
4 | Approve Termination of Existing Share Option Scheme of China Stem Cells Hldgs. Ltd. | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | For |
1.2 | Elect Director William A. Hasler | Management | For | For |
1.3 | Elect Director Clifford H. Higgerson | Management | For | For |
1.4 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
HCL TECHNOLOGIES LTD MEETING DATE: OCT 22, 2008 | ||||
TICKER: HCLT SECURITY ID: Y3121G147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint A. Ganguli as Director | Management | For | For |
3 | Reappoint T.S.R. Subramanian as Director | Management | For | For |
4 | Reappoint A. Chowdhry as Director | Management | For | For |
5 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
7 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
8 | Approve Appointment and Remuneration of V. Nayar, Chief Executive Officer and Executive Director | Management | For | For |
9 | Approve Increase in Borrowing Powers to INR 40 Billion | Management | For | For |
10 | Approve Pledging of Assets for Debt | Management | For | For |
11 | Approve Investment of up to INR 40 Billion in Other Body Corporates | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
I-FLOW CORPORATION MEETING DATE: MAY 21, 2009 | ||||
TICKER: IFLO SECURITY ID: 449520303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Dal Porto | Management | For | For |
1.2 | Elect Director Jack H. Halperin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IHS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 12, 2009 | ||||
TICKER: IFNNY SECURITY ID: 45662N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2007/2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2007/2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2008/2009 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6.1 | Reduction and Amendment of a Pool of Authorized Capital (I) | Management | For | For |
6.2 | Reduction and Amendment of a Pool of Authorized Capital (2007) | Management | For | For |
6.3 | Cancellation of a Pool of Authorized Capital (IV/2006) | Management | For | For |
7 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 450 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 20 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 149.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11.1 | Amend Articles Re: Composition of the Supervisory Board | Management | For | For |
11.2 | Amend Articles Re: Election of Supervisory Board Members | Management | For | For |
11.3 | Amend Articles Re: Announcement of the Annual Meeting | Management | For | For |
11.4 | Amend Articles Re: Exercise of Voting Rights | Management | For | For |
12 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Mantel 19 GmbH | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiary Infineon Technologies Dresden GmbH | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
INFORMATICA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pidwell | Management | For | For |
1.2 | Elect Director Sohaib Abbasi | Management | For | For |
1.3 | Elect Director Geoffrey W. Squire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Five Directors and Two Supervisors | Management | For | Against |
2 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Other Business | Management | For | Against |
INOTERA MEMORIES INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of the Accumulated Losses of the Company | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
5 | Approve Release of Restrictions on Competitive Activities of Director | Management | For | For |
6 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
INSYDE SOFTWARE CORP MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y4092X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Issuance of Shares via Private Placement | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
6 | Other Business | Management | For | Against |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERSIL CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: 268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Ho Ching Hua as Director | Management | For | Against |
3b | Reelect Wu Cheng as Director | Management | For | Against |
3c | Reelect Yeung Kwok On as Director | Management | For | Against |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
KINGSOFT CORPORATION LTD MEETING DATE: MAY 25, 2009 | ||||
TICKER: SECURITY ID: G5264Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Dong Hui Wang as Director | Management | For | For |
3b | Reelect Shun Tak Wong as Director | Management | For | For |
3c | Reelect Guangming George Lu as Director | Management | For | For |
3d | Reelect Mingming Huang as Director | Management | For | For |
3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
KINSUS INTERCONNECT TECHNOLOGY CORP MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y4804T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve 5-Year Income Tax Exemption | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
5 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Elect Directors and Supervisors | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Other Business | Management | For | Against |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LIVEPERSON INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: LPSN SECURITY ID: 538146101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Lavan | Management | For | For |
1.2 | Elect Director Robert P. LoCascio | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 23, 2009 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hiu Kung Ka | Management | For | Withhold |
1.2 | Elect Director Wai Chau Lin | Management | For | Withhold |
1.3 | Elect Director Paul Wolansky | Management | For | Withhold |
2 | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
LOOPNET INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: LOOP SECURITY ID: 543524300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Boyle, Jr. | Management | For | For |
1.2 | Elect Director Scott Ingraham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 14, 2009 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | Against |
2 | Elect Director Richard S. Hill | Management | For | Against |
3 | Elect Director John H.F. Miner | Management | For | Against |
4 | Elect Director Arun Netravali | Management | For | Against |
5 | Elect Director Matthew J. O?Rourke | Management | For | Against |
6 | Elect Director Gregorio Reyes | Management | For | Against |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | Against |
9 | Elect Director Susan Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
LTX CORPORATION MEETING DATE: AUG 28, 2008 | ||||
TICKER: LTXX SECURITY ID: 502392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter to Increase Authorized Shares and Change Name | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 10, 2008 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori Holland | Management | For | For |
1.2 | Elect Director Stephen M. Jennings | Management | For | For |
1.3 | Elect Director Bruce R. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | Management | For | For |
2 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | Management | For | For |
3 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | For |
4 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose R. Mas | Management | For | For |
1.2 | Elect Director John Van Heuvelen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: JUL 28, 2008 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mr. Thomas E. Darcy | Management | For | For |
1.2 | Elect Director Mr. Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Mr. Robert W. Pangia | Management | For | For |
1.4 | Elect Director Mr. Carl Bass | Management | For | For |
1.5 | Elect Director Mr. Jeffrey A. Miller | Management | For | For |
1.6 | Elect Director Mr. Anthony Zingale | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie G. Denend | Management | For | For |
1.2 | Elect Director David G. DeWalt | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
MEDIATEK INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing, | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures on Endorsement and Guarantee | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect Ming-kai Tsai (Shareholder ID Number: 1) as Director | Management | For | For |
6.2 | Elect Jyh-jer Cho (Shareholder ID Number: 2) as Director | Management | For | For |
6.3 | Elect Ching-jiang Hsieh (Shareholder ID Number: 11) as Director | Management | For | For |
6.4 | Elect National Taiwan University (Shareholder ID Number: 23053) as Director | Management | For | For |
6.5 | Elect National Chiao Tung University (Shareholder ID Number: 23286) as Director | Management | For | For |
6.6 | Elect National Tsing Hua University (Shareholder ID Number: 48657) as Supervisor | Management | For | For |
6.7 | Elect National Cheng Kung University (Shareholder ID Number: 76347) as Supervisor | Management | For | For |
6.8 | Elect MediaTek Capital Corp. (Shareholder ID Number: 2471) as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEMSIC, INC. MEETING DATE: DEC 19, 2008 | ||||
TICKER: MEMS SECURITY ID: 586264103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Yang | Management | For | For |
1.2 | Elect Director Lawrence A. Kaufman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICREL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MCRL SECURITY ID: 594793101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond D. Zinn | Management | For | For |
1.2 | Elect Director Daniel Artusi | Management | For | For |
1.3 | Elect Director Michael J. Callahan | Management | For | For |
1.4 | Elect Director Daniel Heneghan | Management | For | For |
1.5 | Elect Director Neil J. Miotto | Management | For | For |
1.6 | Elect Director Frank W. Schneider | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: JUN 30, 2009 | ||||
TICKER: SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Yang Zhen Hua as Non-Executive Director | Management | For | For |
2b | Reelect Ma Yong Wei as Non-Executive Director | Management | For | For |
2c | Reelect Chien Hoe Yong, Henry as Executive Director | Management | For | For |
2d | Reelect Lam Lee G. as Independent Non-Executive Director | Management | For | For |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen A. Smith Bogart | Management | For | Withhold |
1.2 | Elect Director James C. Moyer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MSC.SOFTWARE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: MSCS SECURITY ID: 553531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ashfaq A. Munshi | Management | For | Withhold |
1.2 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
1.3 | Elect Director Masood A. Jabbar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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NATIONAL INSTRUMENTS CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NATI SECURITY ID: 636518102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Duy-Loan T. Le | Management | For | For |
NCR CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Nuti | Management | For | For |
1.2 | Elect Director Gary Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
1.4 | Elect Director Quincy Allen | Management | For | For |
1.5 | Elect Director Richard L. Clemmer | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NETEZZA CORPORATION MEETING DATE: JUN 5, 2009 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis A. Dramis, Jr. | Management | For | For |
1.2 | Elect Director Jitendra S. Saxena | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NETGEAR INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: NTGR SECURITY ID: 64111Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Director Linwood A. Lacy, Jr. | Management | For | For |
1.7 | Elect Director George G. C. Parker | Management | For | For |
1.8 | Elect Director Gregory J. Rossmann | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Domenik | Management | For | For |
1.2 | Elect Director Douglas Broyles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC MEETING DATE: MAY 11, 2009 | ||||
TICKER: EDU SECURITY ID: 647581107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Resolution As Set Out In Paragraph 1 Of The Notice Of Annual General Meeting Regarding Amendments To The Company's 2006 Share Incentive Plan. | Management | For | Against |
2 | The Resolution As Set Out In Paragraph 2 Of The Notice Of Annual General Meeting Regarding The Appointment Of John Zhuang Yang Asan as Independent Director. | Management | For | For |
NHN CORP. MEETING DATE: NOV 14, 2008 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
2 | Elect Hwang In-Joon as Inside Director | Management | For | For |
3 | Elect Member of Audit Committee Who Will Also Be Outside Director | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 30, 2009 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Frankenberg | Management | For | For |
1.2 | Elect Director Patrick T. Hackett | Management | For | For |
1.3 | Elect Director William H. Janeway | Management | For | For |
1.4 | Elect Director Katharine A. Martin | Management | For | For |
1.5 | Elect Director Mark B. Myers | Management | For | For |
1.6 | Elect Director Philip J. Quigley | Management | For | For |
1.7 | Elect Director Paul A. Ricci | Management | For | For |
1.8 | Elect Director Robert G. Teresi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OMNITURE, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: OMTR SECURITY ID: 68212S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana L. Evan | Management | For | For |
1.2 | Elect Director Joshua G. James | Management | For | For |
1.3 | Elect Director Rory T. O'Driscoll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PALM INC MEETING DATE: OCT 1, 2008 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward T. Colligan | Management | For | Withhold |
1.2 | Elect Director D. Scott Mercer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PARAMETRIC TECHNOLOGY CORP. MEETING DATE: MAR 4, 2009 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Grierson | Management | For | Withhold |
1.2 | Elect Director James E. Heppelmann | Management | For | Withhold |
1.3 | Elect Director Oscar B. Marx, III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: FEB 28, 2009 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Share Incentive Plan Re: Maximum Number of Shares for Award | Management | For | Against |
2 | Amend Share Incentive Plan Re: Repricing | Management | For | Against |
3 | Amend Share Incentive Plan Re: Exercise Price | Management | For | Against |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
PHOTRONICS, INC. MEETING DATE: APR 3, 2009 | ||||
TICKER: PLAB SECURITY ID: 719405102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
1.4 | Elect Director George Macricostas | Management | For | For |
1.5 | Elect Director Willem D. Maris | Management | For | For |
1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Performance-Based Equity Awards | Shareholder | Against | Against |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | Withhold |
1.2 | Elect Director Alan D. Bickell | Management | For | Withhold |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | Withhold |
1.4 | Elect Director James Fiebiger | Management | For | Withhold |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.6 | Elect Director E. Floyd Kvamme | Management | For | Withhold |
1.7 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.8 | Elect Director William George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWERTECH TECHNOLOGY INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: 6239 SECURITY ID: Y7083Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Amendments on the Procedures for Derivatives | Management | For | For |
6 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRICELINE.COM INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Right to Call Special Meetings | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights | Shareholder | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Bishkin | Management | For | For |
1.2 | Elect Director Fred Reichheld | Management | For | For |
1.3 | Elect Director Mark P. Mellin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIANT OPTO-ELECTRONICS CORP MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Approve Investment in People's Republic of China | Management | For | For |
8.1 | Elect Wang Pen-Jan with ID No. 1 as a Director | Management | For | Against |
8.2 | Elect Long Sheng Investment Limited Liability Company Representative Wang Been-Fong with ID No. 30434 as a Director | Management | For | Against |
8.3 | Elect Swiss Abundand Investment Limited Liability Company Representative Wang Ying-Fu with ID No. 7842 as a Director | Management | For | Against |
8.4 | Elect Zeng Lun-Bin with ID No. D120863249 as an Independent Director | Management | For | For |
8.5 | Elect Huang Zi-Cheng with ID No. 5510 as an Independent Director | Management | For | For |
8.6 | Elect Wang Ben-Zong with ID No. 13 as a Supervisor | Management | For | For |
8.7 | Elect Chen Chien-Hsiung with ID No. 9 as a Supervisor | Management | For | For |
8.8 | Elect Wang Pen-Chin with ID No. 150 as a Supervisor | Management | For | For |
8.9 | Elect Bo Xiang-Kun with ID No. D120787502 as a Supervisor | Management | For | For |
9 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry M. Kennelly | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROTH & RAU AG MEETING DATE: MAY 18, 2009 | ||||
TICKER: SECURITY ID: D66040102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Approve Creation of EUR 1.4 Million Pool of Capital with or without Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 2.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SAIC INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
1.3 | Elect Director Jere A. Drummond | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Miriam E. John | Management | For | For |
1.6 | Elect Director Anita K. Jones | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.9 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.10 | Elect Director Louis A. Simpson | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Craig Conway | Management | For | For |
1.3 | Elect Director Alan Hassenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Ramsey | Management | For | For |
1.2 | Elect Director Sanford Robertson | Management | For | For |
1.3 | Elect Director Maynard Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2009 | ||||
TICKER: 5930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Four Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 9, 2009 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director Dave Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SAVVIS INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: SVVS SECURITY ID: 805423308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Clark | Management | For | Withhold |
1.2 | Elect Director Clyde A. Heintzelman | Management | For | Withhold |
1.3 | Elect Director Philip J. Koen | Management | For | Withhold |
1.4 | Elect Director Thomas E. McInerney | Management | For | Withhold |
1.5 | Elect Director James E. Ousley | Management | For | Withhold |
1.6 | Elect Director James P. Pellow | Management | For | Withhold |
1.7 | Elect Director David C. Peterschmidt | Management | For | Withhold |
1.8 | Elect Director Mercedes A. Walton | Management | For | Withhold |
1.9 | Elect Director Patrick J. Welsh | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Carr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SEMTECH CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director James T. Schraith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SILICON IMAGE, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Hanelt | Management | For | For |
1.2 | Elect Director William George | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey B. Cash | Management | For | For |
1.2 | Elect Director Necip Sayiner | Management | For | For |
1.3 | Elect Director David R. Welland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
SILICONWARE PRECISION INDUSTRIES CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SPIL SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
SINO MEDIA HOLDINGS LTD MEETING DATE: JUN 12, 2009 | ||||
TICKER: SECURITY ID: Y7544D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Liu Jinlan as Director | Management | For | For |
3b | Reelect Li Zongzhou as Director | Management | For | For |
3c | Reelect Zhu Jia as Director | Management | For | For |
3d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SIRF TECHNOLOGY HOLDINGS, INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: SIRF SECURITY ID: 82967H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
1.2 | Elect Director William C. Keiper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SOHU.COM INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SOHU SECURITY ID: 83408W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Zhang | Management | For | For |
1.2 | Elect Director Charles Huang | Management | For | For |
1.3 | Elect Director Dave Qi | Management | For | For |
1.4 | Elect Director Shi Wang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director Richard N. Nottenburg , Ph. D. | Management | For | Withhold |
1.3 | Elect Director Scott E. Schubert | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRATASYS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
SUCCESSFACTORS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric C.W. Dunn | Management | For | For |
1.2 | Elect Director David N. Strohm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: AUG 15, 2008 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUZLON ENERGY LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y8315Y119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint P.K. Khaitan as Director | Management | For | For |
4 | Reappoint A. Dhawan as Director | Management | For | For |
5 | Approve SNK & Co. and S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 50 Billion | Management | For | For |
SWITCH & DATA FACILITIES COMPANY MEETING DATE: MAY 20, 2009 | ||||
TICKER: SDXC SECURITY ID: 871043105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Olsen | Management | For | For |
1.2 | Elect Director G. Michael Sievert | Management | For | For |
1.3 | Elect Director M. Alex White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYNAPTICS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Richard L. Sanquini | Management | For | For |
1.3 | Elect Director Nelson C. Chan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cadogan | Management | For | For |
1.2 | Elect Director Stephen G. Waldis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNNEX TECHNOLOGY INTERNATIONAL CORP. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 2347 SECURITY ID: Y8344J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
5.1 | Elect Matthew Feng Chiang Miau with ID No. 337 as Director | Management | For | For |
5.2 | Elect Tu Shu Wu with ID No. 99 as Director | Management | For | For |
5.3 | Elect Kou Yun, Representative of Mitac Inc. with Shareholder No. 2 as Director | Management | For | For |
5.4 | Elect Yang Shih Chien, Representative of Mitac Inc. with Shareholder No. 2 as Director | Management | For | For |
5.5 | Elect Ching Hu Shih, Representative of Tsu Fung Investment Co. with Shareholder No. 100264 as Director | Management | For | For |
5.6 | Elect Chou The Chien, Representative of Lien Hwa Industrial Corp. with Shareholder No. 119603 as Supervisor | Management | For | For |
5.7 | Elect Yang Hsiang Yun, Representative of Lien Hwa Industrial Corp. with Shareholder No. 119603 as Supervisor | Management | For | For |
6 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | Abstain |
SYNOPSYS, INC. MEETING DATE: FEB 27, 2009 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Sasson Somekh | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: TTWO SECURITY ID: 874054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben Feder | Management | For | Withhold |
1.2 | Elect Director Strauss Zelnick | Management | For | Withhold |
1.3 | Elect Director Robert A. Bowman | Management | For | Withhold |
1.4 | Elect Director Grover C. Brown | Management | For | Withhold |
1.5 | Elect Director Michael Dornemann | Management | For | Withhold |
1.6 | Elect Director John F. Levy | Management | For | Withhold |
1.7 | Elect Director J Moses | Management | For | Withhold |
1.8 | Elect Director Michael J. Sheresky | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Link Executive Pay to Social and Financial Issues | Shareholder | Against | Against |
TALEO CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Bloom | Management | For | For |
1.2 | Elect Director Greg Santora | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
TECH DATA CORP. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TECD SECURITY ID: 878237106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen Misunas | Management | For | For |
1.2 | Elect Director Thomas I. Morgan | Management | For | For |
1.3 | Elect Director Steven A. Raymund | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
TELLABS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bo Hedfors | Management | For | For |
1.2 | Elect Director Michael E. Lavin | Management | For | For |
1.3 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: G87572122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Al S. Joseph | Management | For | For |
1.5 | Elect Director Bruce M. Mcwilliams | Management | For | For |
1.6 | Elect Director David C. Nagel | Management | For | For |
1.7 | Elect Director Henry R. Nothhaft | Management | For | For |
1.8 | Elect Director Robert A. Young | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Lewent | Management | For | For |
1.2 | Elect Director Peter J. Manning | Management | For | For |
1.3 | Elect Director Jim P. Manzi | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIMMINCO LIMITED MEETING DATE: MAY 15, 2009 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Heinz C. Schimmelbusch As A Director Of The Corporation | Management | For | For |
2 | Elect Mr. Arthur R. Spector As A Director Of The Corporation | Management | For | For |
3 | Elect Mr. John C. Fox As A Director Of The Corporation | Management | For | For |
4 | Elect Mr. John W. W. Hick As A Director Of The Corporation | Management | For | For |
5 | Elect Mr. Jack L. Messman As A Director Of The Corporation | Management | For | For |
6 | Elect Mr. Michael D. Winfield As A Director Of The Corporation | Management | For | For |
7 | Elect Mr. Mickey M. Yaksich As A Director Of The Corporation | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Stock Option Plan | Management | For | Against |
TOMTOM NV MEETING DATE: SEP 19, 2008 | ||||
TICKER: SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | Did Not Vote |
2 | Elect Alain de Taeye to Management Board | Management | For | Did Not Vote |
3 | Elect Ben van der Veer to Supervisory Board | Management | For | Did Not Vote |
4 | Accept Resignation of Alexander Ribbink as a Management Board Member (Non-contentious) | Management | For | Did Not Vote |
5 | Amend Articles Re: Changes in Legislation and Technical Amendments | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | Did Not Vote |
7 | Close Meeting | Management | None | Did Not Vote |
TOMTOM NV MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting, and Announcements | Management | None | None |
2 | Presentation by H.C.A. Goddijn, CEO | Management | None | None |
3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8 | Authorize Repurchase of Shares | Management | For | For |
9ai | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
9aii | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with Merger/Aqcuisition | Management | For | For |
9aiii | Grant Board Authority to Issue Preference Shares Up To 50 Percent of Issued Capital | Management | For | Against |
9b | Authorize Board to Exclude Preemptive Rights from Issuances under Items 9ai-9aiii | Management | For | For |
10a | Reelect H.C.A. Goddijn to Executive Board | Management | For | For |
10b | Reelect M.M. Wyatt to Executive Board | Management | For | For |
11 | Elect P.N. Wakkie to Supervisory Board | Management | For | For |
12 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
13a | Approve Stock Option Plan for Management Board | Management | For | For |
13b | Approve Granting of Subscription Rights for Ordinary Shares under Employee Stock Option Plan and Management Board Stock Option Plan and Exclude Preemptive Rights | Management | For | For |
14 | Ratify Deloitte Accountants BV as Auditors | Management | For | For |
15 | Allow Questions | Management | None | None |
16 | Close Meeting | Management | None | None |
TOMTOM NV MEETING DATE: JUN 30, 2009 | ||||
TICKER: SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2a | Receive Presentation and Explanation on Rights Offering and Private Placement by H. Goddijn | Management | None | None |
2b | Approve Issuance of Shares for a Private Placement | Management | For | For |
2c.1 | Increase Authorized Common and Authorized Stock, and Amend Articles Accordingly (Amendment I, Alternative A) | Management | For | For |
2c.2 | Increase Authorized Common and Authorized Stock, and Amend Articles Accordingly (Amendment I, Alternative B) | Management | For | For |
2c.3 | Increase Authorized Common and Authorized Stock, and Amend Articles Accordingly (Amendment I, Alternative C) | Management | For | For |
2d | Grant Board Authority to Issue Shares up to Maximum of Authorized Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
3 | Authorize Repurchase of Ordinary Shares for a Three-Month Period in the Event Rights Offering Will Not Occur | Management | For | For |
4 | Elect J.E. Tjaden to Supervisory Board Under the Condition Precedent of Closing of Rights Offering | Management | For | For |
5 | Authorize Two Management Board Members to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Amend Articles Re: Introduce Flexibility on Determination of the Dividend Entitlement of Preferred Shares (Amendment II) | Management | For | For |
7 | Allow Questions | Management | None | None |
8 | Close Meeting | Management | None | None |
TOSHIBA MACHINE CO. LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 6104 SECURITY ID: J89838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Appoint Alternate Statutory Auditor | Management | For | For |
TRIMBLE NAVIGATION LTD. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Steven W. Berglund | Management | For | For |
1.2 | Elect Directors John B. Goodrich | Management | For | For |
1.3 | Elect Directors William Hart | Management | For | For |
1.4 | Elect Directors Merit E. Janow | Management | For | For |
1.5 | Elect Directors Ulf J. Johansson | Management | For | For |
1.6 | Elect Directors Bradford W. Parkinson | Management | For | For |
1.7 | Elect Directors Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
TRIPOD TECHNOLOGY CORPORATION MEETING DATE: JUN 16, 2009 | ||||
TICKER: 3044 SECURITY ID: Y8974X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8.1 | Elect Jimmy Wang, ID No. 1 as Director | Management | For | For |
8.2 | Elect James Hu, ID No. 167 as Director | Management | For | For |
8.3 | Elect T.K. Hsu, ID No. 6 as Director | Management | For | For |
8.4 | Elect Hung-Chan Wu, ID No. R120019251 as Independent Director | Management | For | For |
8.5 | Elect Lawrence T. Kou, ID No. F102254762 as Independent Director | Management | For | For |
8.6 | Elect L.F. Tsai, ID No. P120718337 as Supervisor | Management | For | For |
8.7 | Elect Representative of ChinSan International Investment Limited, ID No. 21335 as Supervisor | Management | For | For |
8.8 | Elect Representative of ChaoSan Investment Limited, ID No. 24186 as Supervisor | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gary | Management | For | Withhold |
1.2 | Elect Director Charles Scott Gibson | Management | For | Withhold |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Ralph G. Quinsey | Management | For | Withhold |
1.5 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.6 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.7 | Elect Director Willis C. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Director/Officer Liability and Indemnification | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
TTM TECHNOLOGIES, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Klatell | Management | For | For |
1.2 | Elect Director John G. Mayer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
UNIMICRON TECHNOLOGY CORP (EX WORLD WISER ELECTRONICS INC) MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y90668107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
6 | Approve Merger with Phoenix Precision Technology Co. Ltd. | Management | For | For |
7 | Approve Issuance of Additional Shares for Merger | Management | For | For |
8 | Amend Articles of Association | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIGY LIMITED MEETING DATE: APR 14, 2009 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Edward Grady as Director | Management | For | For |
2 | Reelect Ernest Godshalk as Director | Management | For | For |
3 | Reelect Bobby Cheng as Director | Management | For | For |
4 | Reelect Keith Barnes as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ziv Shoshani | Management | For | For |
1.2 | Elect Director Thomas C. Wertheimer | Management | For | For |
1.3 | Elect Director Marc Zandman | Management | For | For |
1.4 | Elect Director Ruta Zandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 22, 2008 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize 2008 Share Repurchase Plan | Management | For | For |
2 | Amend 2006 Share Incentive Plan | Management | For | Against |
3 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VMWARE INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
VOCUS INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Golding | Management | For | For |
1.2 | Elect Director Richard Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VOLTERRA SEMICONDUCTOR CORP MEETING DATE: APR 24, 2009 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Paisley | Management | For | For |
1.2 | Elect Director Mel Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WEBSENSE, INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: WBSN SECURITY ID: 947684106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce T. Coleman | Management | For | Withhold |
1.2 | Elect Director Gene Hodges | Management | For | Withhold |
1.3 | Elect Director John F. Schaefer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
WISTRON CORP MEETING DATE: JUN 23, 2009 | ||||
TICKER: 3231 SECURITY ID: Y96738102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Reports and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Approve Amendment on the Election Procedures for Directors and Supervisors | Management | For | For |
6.1 | Elect Simon Lin (Hsien-Ming Lin), Shareholder No. 000002 as Director | Management | For | For |
6.2 | Elect Stan Shih (Chen-Jung Shih), Shareholder No. 000003 as Director | Management | For | For |
6.3 | Elect Haydn Hsieh (Hong-Po Hsieh), Shareholder No. 000004 as Director | Management | For | For |
6.4 | Elect Philip Peng (Chin-Bing Peng), Representative of Acer Inc., Shareholder No. 000001 as Director | Management | For | For |
6.5 | Elect Robert Huang (Po-Tuan Huang), Shareholder No. 000642 as Director | Management | For | For |
6.6 | Elect John Hsuan (Min-Chih Hsuan), ID No. F100588265 as Independent Director | Management | For | For |
6.7 | Elect Michael Tsai (Kuo-Chih Tsai), ID No. A100138304 as Independent Director | Management | For | For |
6.8 | Elect Victor C.J. Cheng (Chung-Jen Cheng), ID No. J100515149 as Independent Director | Management | For | For |
6.9 | Elect James K.F. Wu (Kuo-Feng Wu), ID No. N100666626 as Independent Director | Management | For | For |
7 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
8 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
9 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
10 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
11 | Approve Amendment of the Foreign Exchange Risk Management Policy and Guidelines | Management | For | For |
12 | Approve Amendment of the Regulation for the Management of Long-term and Short-term Investments | Management | For | For |
13 | Approve Issuance of Preferred A-Shares Through a Private Placement | Management | For | For |
14 | Approve Issuance of New Common Shares in the Form of GDR | Management | For | For |
15 | Approve and Discuss the Proposal to Opt for Tax Benefits for Earnings in 2006 | Management | For | For |
16 | Approve and Discuss the Proposal to Opt for Tax Benefits for the Issuance of New Common Shares in 2008 and the Earnings in 2007 | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Ramesh Shah as a Director | Management | For | For |
5 | Reelect Neeraj Bhargava as a Director | Management | For | For |
6 | Approve Remuneration of Directors, Including the Grant of Equity Awards | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: FEB 13, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2006 Incentive Award Plan | Management | For | For |
WPG HOLDING CO LTD MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y9698R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve the Revision to the Rules of the Election of the Directors and Supervisors | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve Revisions of the Company's Investment Amount in People's Republic of China | Management | For | For |
9 | Elect Cheng Wei-Chung Representing M & M Capital Co., Ltd with Shareholder ID No. 104678 as a Director | Management | For | For |
10 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
YAHOO!, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Bartz | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Roy J. Bostock | Management | For | For |
1.4 | Elect Director Ronald W. Burkle | Management | For | For |
1.5 | Elect Director John H. Chapple | Management | For | For |
1.6 | Elect Director Eric Hippeau | Management | For | For |
1.7 | Elect Director Carl C. Icahn | Management | For | For |
1.8 | Elect Director Vyomesh Joshi | Management | For | For |
1.9 | Elect Director Arthur H. Kern | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.11 | Elect Director Gary L. Wilson | Management | For | For |
1.12 | Elect Director Jerry Yang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: APR 20, 2009 | ||||
TICKER: AMX SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares (Bundled) | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARUBA NETWORKS INC MEETING DATE: JAN 12, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Shirish S. Sathaye | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: AUG 1, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint B. Currimjee as Director | Management | For | For |
3 | Reappoint Chua Sock Koong as Director | Management | For | For |
4 | Reappoint Rajan B. Mittal as Director | Management | For | For |
5 | Reappoint Rakesh B. Mittal as Director | Management | For | For |
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Sentinelli as Director | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: SEP 24, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment and Remuneration of M. Kohli, Managing Director | Management | For | For |
BT GROUP PLC MEETING DATE: JUL 16, 2008 | ||||
TICKER: BTGOF SECURITY ID: G16612106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 10.4 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Hanif Lalani as Director | Management | For | For |
5 | Re-elect Carl Symon as Director | Management | For | For |
6 | Elect Sir Michael Rake as Director | Management | For | For |
7 | Elect Gavin Patterson as Director | Management | For | For |
8 | Elect Eric Daniels as Director | Management | For | For |
9 | Elect Patricia Hewitt as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 127,000,000 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,000,000 | Management | For | For |
14 | Authorise 774,000,000 Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | Management | For | For |
CABLE & WIRELESS PLC MEETING DATE: JUL 18, 2008 | ||||
TICKER: CWPUF SECURITY ID: G17416127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 5.0 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Richard Lapthorne as Director | Management | For | For |
5 | Re-elect George Battersby as Director | Management | For | For |
6 | Re-elect Kate Nealon as Director | Management | For | For |
7 | Re-elect Tony Rice as Director | Management | For | For |
8 | Re-elect Agnes Touraine as Director | Management | For | For |
9 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 207,654,721 | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 31,719,031 | Management | For | For |
13 | Approve Scrip Dividend Program; Capitalise Reserves to Members of the Company (Scrip Dividends) | Management | For | For |
14 | Adopt New Articles of Association | Management | For | For |
15 | Authorise 249,000,000 Ordinary Shares for Market Purchase | Management | For | For |
16 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M | Management | For | For |
CBEYOND, INC MEETING DATE: JUN 12, 2009 | ||||
TICKER: CBEY SECURITY ID: 149847105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors D. Scott Luttrell | Management | For | For |
1.2 | Elect Directors James N. Perry, Jr. | Management | For | Withhold |
1.3 | Elect Directors Martin Mucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
CENTENNIAL COMMUNICATIONS CORP MEETING DATE: SEP 25, 2008 | ||||
TICKER: CYCL SECURITY ID: 15133V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren C. Battistoni | Management | For | For |
1.2 | Elect Director Michael R. Coltrane | Management | For | For |
1.3 | Elect Director Anthony J. De Nicola | Management | For | For |
1.4 | Elect Director Thomas E. McInerney | Management | For | For |
1.5 | Elect Director John J. Mueller | Management | For | For |
1.6 | Elect Director James P. Pellow | Management | For | For |
1.7 | Elect Director Raymond A. Ranelli | Management | For | For |
1.8 | Elect Director Scott N. Schneider | Management | For | For |
1.9 | Elect Director Michael J. Small | Management | For | For |
1.10 | Elect Director Paul H. Sunu | Management | For | For |
1.11 | Elect Director J. Stephen Vanderwoude | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CENTENNIAL COMMUNICATIONS CORP MEETING DATE: FEB 24, 2009 | ||||
TICKER: CYCL SECURITY ID: 15133V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CHINA TELECOM CORPORATION LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: CHA SECURITY ID: 169426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | Management | For | For |
3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
4.1 | Approve Issuance of Debentures | Management | For | For |
4.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
5.1 | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
5.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | Against |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: JAN 14, 2009 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE TRANSFER AGREEMENT ENTERED INTO BETWEEN CHINA UNITED NETWORK COMMUNICATIONS CORPORATION LIMITED (UNICOM CHINA) AND CHINA UNITED TELECOMMUNICATIONS CORPORATION LIMITED (UNICOM A SHARE COMPANY ) | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Chang Xiaobing as Director | Management | For | Against |
3a2 | Reelect Lu Yimin as Director | Management | For | Against |
3a3 | Reelect Zuo Xunsheng as Director | Management | For | Against |
3a4 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
3a5 | Reelect Jung Man Won as Director | Management | For | Against |
3a6 | Reelect Wong Wai Ming as Director | Management | For | Against |
3a7 | Reelect John Lawson Thornton as Director | Management | For | Against |
3a8 | Reelect Timpson Chung Shui Ming as Director | Management | For | Against |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Amend Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme | Management | For | For |
9 | Amend Terms of the Options Granted Under the Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme | Management | For | For |
CHINA UNICOM LTD MEETING DATE: SEP 16, 2008 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE CDMA BUSINESS DISPOSAL AGREEMENT RELATING TO THE DISPOSAL OF THE CDMA BUSINESS BY UNICOM TO TELECOM. | Management | For | For |
2 | APPROVE TRANSFER AGREEMENT OF UNICOM A SHARE COMPANY UNDER THE OPTION WALVER AND LEASE TERMINATION AGREEMENT TO CUCL. | Management | For | For |
3 | TO APPROVE THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | For |
4 | APPROVE ACQUISITION OF ENTIRE ISSUED SHARE CAPITAL OF NETCOM ON & SUBJECT TO TERMS AND CONDITIONS SET OUT IN THE SCHEME. | Management | For | For |
5 | APPROVE THE FRAMEWORK AGREEMENT FOR ENGINEERING AND INFORMATION TECHNOLOGY SERVICES, DATED AUGUST 12, 2008. | Management | For | For |
6 | TO APPROVE THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE DOMESTIC INTERCONNECTION SETTLEMENT AGREEMENT 2008-2010 FOR WHICH NO ANNUAL CAPS HAVE BEEN PROPOSED. | Management | For | For |
7 | TO APPROVE THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE INTERNATIONAL LONG DISTANCE VOICE SERVICES SETTLEMENT AGREEMENT 2008-2010 FOR WHICH NO ANNUAL CAPS HAVE BEEN PROPOSED. | Management | For | For |
8 | TO APPROVE THE FRAME WORK AGREEMENT FOR THE INTERCONNECTION SETTLEMENT DATED AUGUST 12, 2008. | Management | For | For |
9 | TO APPROVE THE TRANSFER AGREEMENT DATED AUGUST 12, 2008 AND THE CONTINUING CONNECTED TRANSACTIONS. | Management | For | For |
10 | TO APPROVE THE COMPANY S NAME BE CHANGED FROM CHINA UNICOM LIMITED TO CHINA UNICOM (HONG KONG) LIMITED . | Management | For | For |
CINCINNATI BELL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: CBB SECURITY ID: 171871106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Byrnes | Management | For | Withhold |
1.2 | Elect Director Jakki L. Haussler | Management | For | Withhold |
1.3 | Elect Director Mark Lazarus | Management | For | For |
1.4 | Elect Director Craig F. Maier | Management | For | Withhold |
1.5 | Elect Director Alex Shumate | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLEARWIRE CORP MEETING DATE: JUN 17, 2009 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. Mccaw | Management | For | For |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | For |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | For |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Sean Maloney | Management | For | Withhold |
1.10 | Elect Director Brian P. McAndrews | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COGENT COMMUNICATIONS GROUP INC MEETING DATE: APR 23, 2009 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | For |
1.4 | Elect Director Timothy Weingarten | Management | For | For |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: APR 30, 2009 | ||||
TICKER: DTLSF SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Postponement of Discharge for Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board Members, Excluding Klaus Zumwinkel, for Fiscal 2008 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Elect Joerg Asmussen to the Supervisory Board | Management | For | For |
9 | Elect Ulrich Schroeder to the Supervisory Board | Management | For | For |
10 | Approve Affiliation Agreements with Subsidiary Interactive Media CCSP GmbH | Management | For | For |
11 | Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
12 | Approve Creation of EUR 38.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
13 | Amend Articles Re: Audio/Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
14 | Amend Articles Re: Attestation of Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISH TV INDIA LTD. MEETING DATE: AUG 28, 2008 | ||||
TICKER: DITV SECURITY ID: Y02617119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint B.D. Narang as Director | Management | For | For |
3 | Reappoint A. Kurien as Director | Management | For | For |
4 | Approve MGB & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint E.L. Zinterhofer as Director | Management | For | For |
6 | Amend Employees Stock Option Scheme - 2007 Re: Repricing of Stock Options | Management | For | Against |
7 | Approve Voluntary Delisting of Company Shares from the Calcutta Stock Exchange Association Ltd | Management | For | For |
8 | Amend Articles of Association Re: Buy Back of Shares and Variation of Shareholders Rights | Management | For | For |
EMBARQ CORP MEETING DATE: JAN 27, 2009 | ||||
TICKER: EQ SECURITY ID: 29078E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 12, 2009 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karl D. Guelich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FAIRPOINT COMMUNICATIONS, INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: FRP SECURITY ID: 305560104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Garrison-Corbin | Management | For | For |
1.2 | Elect Director Eugene B. Johnson | Management | For | For |
1.3 | Elect Director Robert A. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GAMELOFT MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plans Grants | Management | For | For |
2 | Approve Employee Stock Purchase Plan | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMELOFT MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Michel Guillemot as Director | Management | For | Against |
6 | Reelect Claude Guillemot as Director | Management | For | Against |
7 | Reelect Yves Guillemot as Director | Management | For | Against |
8 | Reelect Christian Guillemot as Director | Management | For | Against |
9 | Reelect Gerard Guillemot as Director | Management | For | Against |
10 | Reelect Marcel Guillemot as Director as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million and with the Possibility Not to Offer them to the Public, up to 20 Percent of Issued Capital | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | Management | For | For |
17 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Set Global Limit for Capital Increase to Result from All Issuance Requests Above at EUR 10 Million | Management | For | For |
21 | Amend Article 9 of Bylaws Re: Removal of Age Limit for Directors | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GLOBAL CROSSING LTD. MEETING DATE: DEC 10, 2008 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE 2003 GLOBAL CROSSING LIMITED STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF GLOBAL CROSSING COMMON STOCK RESERVED FOR ISSUANCE UNDER THAT PLAN. | Management | For | Against |
GLOBAL CROSSING LTD. MEETING DATE: JUN 4, 2009 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Charles Macaluso as Director | Management | For | For |
1.2 | Reelect Michael Rescoe as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GLU MOBILE INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: GLUU SECURITY ID: 379890106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann Mather | Management | For | For |
1.2 | Elect Director Daniel L. Skaff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA MEETING DATE: JUN 24, 2009 | ||||
TICKER: HLTOF SECURITY ID: X3258B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Income Allocation | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
3 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
4 | Approve Director Remuneration | Management | For | Did Not Vote |
5 | Approve Chairman and CEO Remuneration | Management | For | Did Not Vote |
6 | Approve Related Party Transactions | Management | For | Did Not Vote |
7 | Approve Director Liability Agreements | Management | For | Did Not Vote |
8 | Amend Stock Option Plan | Management | For | Did Not Vote |
9 | Elect Directors | Management | For | Did Not Vote |
10 | Elect Members of Audit Committee | Management | For | Did Not Vote |
11 | Other Business | Management | For | Did Not Vote |
IDEA CELLULAR LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 464.73 Million Equity Shares of INR 10.00 Each at a Price of INR 156.96 Per Equity Share to TMI Mauritius Ltd on a Preferential Basis | Management | For | For |
2 | Approve Utilization of IPO Proceeds | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: SEP 29, 2008 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R. Birla as Director | Management | For | For |
3 | Reappoint M.R. Prasanna as Director | Management | For | For |
4 | Reappoint A. Thiagarajan as Director | Management | For | For |
5 | Approve Deloitte Haskins and Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Amend Clause V of the Memorandum of Association to Reflect Increase in Capital | Management | For | For |
7 | Amend Article 3 (a) of the Articles of Association to Reflect Increase in Capital | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement between Idea Cellular Ltd and Idea Cellular Towers Infrastructure Ltd | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Subscription Agreement with Axiata Group Bhd and TMI Mauritius Ltd | Management | For | For |
ILIAD MEETING DATE: JUN 23, 2009 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 90,000 | Management | For | For |
7 | Subject to Approval of Item 23, Amend Length of Maxime Lombardini's Term as Director | Management | For | For |
8 | Subject to Approval of Item 23, Amend Length of Thomas Reynaud's Term as Director | Management | For | For |
9 | Subject to Approval of Item 23, Amend Length of Marie-Christine Levet's Term as Director | Management | For | For |
10 | Subject to Approval of Item 23, Amend Length of Antoine Levavasseur's Term as Director | Management | For | For |
11 | Subject to Approval of Item 23, Reelect Antoine Levavasseur as Director | Management | For | For |
12 | Subject to Approval of Item 23, Reelect Cyril Poidatz as Director | Management | For | For |
13 | Subject to Approval of Item 23, Reelect Xavier Niel as Director | Management | For | For |
14 | Subject to Approval of Item 23, Reelect Olivier Rosenfeld as Director | Management | For | For |
15 | Subject to Approval of Item 23, Reelect Pierre Pringuet as Director | Management | For | For |
16 | Subject to Approval of Item 23, Reelect Alain Weill as Director | Management | For | For |
17 | Subject to Approval of Item 23, Elect Orla Noonan as Director | Management | For | For |
18 | Subject to Approval of Item 23, Elect Virginie Calmels as Director | Management | For | For |
19 | Reappoint Boissiere Expertise Audit as Auditor | Management | For | For |
20 | Ratify Appointment of PSK Audit as Alternate Auditor | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
22 | Amend Article 14 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
23 | Amend Article 16 of Bylaws Re: Length of Term for Directors | Management | For | For |
24 | Approve Issuance of Shares up to 5 Million for Qualified Investors | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
26 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | For |
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
29 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
ISILON SYSTEMS, INC MEETING DATE: APR 20, 2009 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Richardson | Management | For | For |
1.2 | Elect Director Matthew S. McIlwain | Management | For | For |
1.3 | Elect Director Peter H. van Oppen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | Withhold |
1.3 | Elect Director Robert V. LaPenta | Management | For | Withhold |
1.4 | Elect Director Mark H. Rachesky | Management | For | Withhold |
1.5 | Elect Director Michael B. Targoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: LVLT SECURITY ID: 52729N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
1.4 | Elect Director Douglas C. Eby | Management | For | For |
1.5 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Richard R. Jaros | Management | For | For |
1.7 | Elect Director Robert E. Julian | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Charles C. Miller, III | Management | For | For |
1.10 | Elect Director Arun Netravali | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Michael B. Yanney | Management | For | For |
1.13 | Elect Director Dr. Albert C. Yates | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Other Business | Management | For | Against |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
METROPCS COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Jack F. Callahan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: JUL 7, 2008 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CHAIRMAN. | Management | For | Did Not Vote |
2 | TO RECEIVE THE DIRECTORS REPORT (RAPPORT DE GESTION) AND THE REPORT OF THE EXTERNAL AUDITOR OF THE CONSOLIDATED AND PARENT COMPANY (MILLICOM) ACCOUNTS AT 31 DECEMBER 2007. | Management | For | Did Not Vote |
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS PARENT COMPANY (MILLICOM) ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2007. | Management | For | Did Not Vote |
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31 2007. | Management | For | Did Not Vote |
5 | DISCHARGE OF THE BOARD OF DIRECTORS IN RESPECT OF THE YEAR ENDED DECEMBER 31 2007. | Management | For | Did Not Vote |
6 | ELECTION OF THE BOARD OF DIRECTORS, INCLUDING TWO NEW DIRECTORS. | Management | For | Did Not Vote |
7 | ELECTION OF THE EXTERNAL AUDITORS. | Management | For | Did Not Vote |
8 | APPROVAL OF DIRECTORS FEES. | Management | For | Did Not Vote |
9 | APPROVAL OF (A) PROPOSED SHARE BUY-BACK PROGRAM, (B) BOARD OF DIRECTORS DECISION TO DELEGATE AUTHORITY TO IMPLEMENT SHARE BUY-BACK JOINTLY TO CEO AND CHAIRMAN, AND (C) VARIOUS USES OF MILLICOM SHARES REPURCHASED IN THE SHARE BUY-BACK PROGRAM. | Management | For | Did Not Vote |
10 | MISCELLANEOUS. | Management | For | Did Not Vote |
11 | APPROVAL OF AMENDMENTS TO ARTICLE 21 ( PROCEDURE, VOTE ) OF THE ARTICLES OF ASSOCIATION. | Management | For | Did Not Vote |
12 | MISCELLANEOUS. | Management | For | Did Not Vote |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: FEB 16, 2009 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Renew Authorized Common Stock | Management | For | Did Not Vote |
2 | Eliminate Preemptive Rights under Item 1 | Management | For | Did Not Vote |
3 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
4 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
5 | Ratify Past Issuance of New Shares | Management | For | Did Not Vote |
6 | Approve Past Amendment of Articles | Management | For | Did Not Vote |
7 | Change Date of Annual Meeting and Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Amend Corporate Purpose and Amend Articles Accordingly | Management | For | Did Not Vote |
9.1 | Amend Article 6 - Equity Related | Management | For | Did Not Vote |
9.2 | Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly | Management | For | Did Not Vote |
9.3 | Amend Article 7 - Board Related | Management | For | Did Not Vote |
9.4 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.5 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.6 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.7 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.8 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.9 | Amend Article 11 - Board Related | Management | For | Did Not Vote |
9.10 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.11 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.12 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.13 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
MTN GROUP LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: MTN SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Implementation of Transaction Agreements and Various Transactions | Management | For | For |
1 | Auth. Directors to Purchase in Part From Share Cap. and Premium up to ZAR 3,381,966,783 and in Part from Profits Available for Distribution, the 243,500,011 MTN Shares Held by Newshelf Pursuant to the Terms and Conditions of the Repurchase Agreement | Management | For | For |
2 | Sanction Any Financial Assistance Given or Construed to be Given by the Company to Newshelf in Respect to the Transactions Set Out in the Transaction Agreements | Management | For | For |
2 | Place 213,866,898 MTN Shares Under the Control of the Directors to Allot and Issue for Cash to PIC Pursuant to, and on the Terms and Conditions of, the B Prefs Acquisition Agreement and the Newshelf Acquisition Agreement | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MTN GROUP LTD MEETING DATE: JUN 24, 2009 | ||||
TICKER: SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Reelect RS Dabengwa as Director | Management | For | For |
3 | Reelect AT Mikati as Director | Management | For | For |
4 | Reelect MJN Njeke as Director | Management | For | Against |
5 | Reelect J van Rooyen as Director | Management | For | For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | For |
7 | Place Authorized but Unissued Shares under Control of Directors up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Cope | Management | For | Withhold |
1.2 | Elect Director Raymond P. Dolan | Management | For | For |
1.3 | Elect Director Carolyn Katz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NTELOS HOLDINGS CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NTLS SECURITY ID: 67020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Daniel Fine | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Eric B. Hertz | Management | For | For |
1.5 | Elect Director Michael Huber | Management | For | For |
1.6 | Elect Director Julia B. North | Management | For | For |
1.7 | Elect Director Jerry E. Vaughn | Management | For | For |
1.8 | Elect Director James S. Quarforth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 30, 2009 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Frankenberg | Management | For | For |
1.2 | Elect Director Patrick T. Hackett | Management | For | For |
1.3 | Elect Director William H. Janeway | Management | For | For |
1.4 | Elect Director Katharine A. Martin | Management | For | For |
1.5 | Elect Director Mark B. Myers | Management | For | For |
1.6 | Elect Director Philip J. Quigley | Management | For | For |
1.7 | Elect Director Paul A. Ricci | Management | For | For |
1.8 | Elect Director Robert G. Teresi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ONMOBILE GLOBAL LTD, BANGALORE MEETING DATE: AUG 1, 2008 | ||||
TICKER: SECURITY ID: Y6449B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint H.H. Haight IV as Director | Management | For | For |
3 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
5 | Approve Remuneration of A. Rao, Managing Director | Management | For | For |
6 | Approve Remuneration of C. Janakiraman, Executive Director | Management | For | For |
7 | Approve Issuance of 106,022 Equity Shares of INR 10.00 Each at the Price of INR 628.41 Per Share to L. Balaine, E. Le Flour, F. Soufflet, Founders of Telisma S.A. and/or Their Employees | Management | For | For |
8 | Approve Employee Stock Option Plan II-2008 | Management | For | Against |
9 | Approve Employee Stock Option Plan III-2008 | Management | For | Against |
10 | Approve Opening Up of Branch Offices and/or Subsidiaries in Various Companies | Management | For | For |
11 | Approve Employee Stock Option Plan I-2007, Employee Stock Option Plan II-2007 and Employee Stock Option Plan I-2008 | Management | For | Against |
ONMOBILE GLOBAL LTD, BANGALORE MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: Y6449B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Plan IV, 2008 | Management | For | Against |
PAETEC HOLDING CORP MEETING DATE: JUN 9, 2009 | ||||
TICKER: PAET SECURITY ID: 695459107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arunas A. Chesonis | Management | For | For |
1.2 | Elect Director Richard T. Aab | Management | For | For |
1.3 | Elect Director Alex Stadler | Management | For | For |
1.4 | Elect Director Keith M. Wilson | Management | For | For |
POLYCOM, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. Dewalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Approve Option Exchange Program | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUL 14, 2008 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: AUG 25, 2008 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Commissioners and/or Directors | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration of Commissioners | Management | For | For |
4 | Appoint Auditors | Management | For | For |
5 | Elect Directors and Commissioners | Management | For | Against |
1 | Amend Articles of Association Re: Bapepam Rule No. IX.J.1 | Management | For | For |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: SEP 19, 2008 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect a Commissioner to Fill in the Vacancy Caused by the Resignation of Anggito Abimanyu | Management | For | For |
2 | Extend the Terms of Duty of Members of the Board of Commissioners Who were Elected in the EGM dated March 10, 2004 for a Period of Five Years, Until the Closing of the AGM in 2009 | Management | For | For |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: JUN 12, 2009 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Commissioners' Report | Management | For | For |
2 | Approve Financial Statements of the Company and Its Partnership and Community Development Program and Discharge of Directors and Commissioners | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Approve Implementation of the Ministry Regulation No. 5/2008 Re: General Procurement of Goods and Services | Management | For | For |
7 | Elect Commissioners | Management | For | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
SANDVINE CORPORATION MEETING DATE: APR 9, 2009 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director Dave Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SAVVIS INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: SVVS SECURITY ID: 805423308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Clark | Management | For | Withhold |
1.2 | Elect Director Clyde A. Heintzelman | Management | For | Withhold |
1.3 | Elect Director Philip J. Koen | Management | For | Withhold |
1.4 | Elect Director Thomas E. McInerney | Management | For | Withhold |
1.5 | Elect Director James E. Ousley | Management | For | Withhold |
1.6 | Elect Director James P. Pellow | Management | For | Withhold |
1.7 | Elect Director David C. Peterschmidt | Management | For | Withhold |
1.8 | Elect Director Mercedes A. Walton | Management | For | Withhold |
1.9 | Elect Director Patrick J. Welsh | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Carr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SONUS NETWORKS, INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director Richard N. Nottenburg , Ph. D. | Management | For | Withhold |
1.3 | Elect Director Scott E. Schubert | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNAPTICS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Richard L. Sanquini | Management | For | For |
1.3 | Elect Director Nelson C. Chan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cadogan | Management | For | For |
1.2 | Elect Director Stephen G. Waldis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Few | Management | For | Withhold |
1.2 | Elect Director Robert J. Gerrard, Jr. | Management | For | Withhold |
1.3 | Elect Director Tony G. Holcombe | Management | For | Withhold |
1.4 | Elect Director James B. Lipham | Management | For | Withhold |
1.5 | Elect Director Robert J. Marino | Management | For | Withhold |
1.6 | Elect Director Fritz E. von Mering | Management | For | Withhold |
1.7 | Elect Director Jack Pearlstein | Management | For | Withhold |
1.8 | Elect Director Timothy A. Samples | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TELECOM ITALIA SPA.( FORMERLY OLIVETTI SPA ) MEETING DATE: APR 8, 2009 | ||||
TICKER: TIAOF SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Elect Director | Management | For | Did Not Vote |
3.1 | Slate Submitted by Telco | Management | None | Did Not Vote |
3.2 | Slate Submitted by Findim | Management | None | Did Not Vote |
3.3 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
1 | Authorize Capital Increase Up To EUR 880 Million and Issuance of Convertible Bonds with Pre-emptive Rights Up To EUR 1 Billion; Amend Article 5 of Company Bylaws Accordingly | Management | For | Did Not Vote |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) MEETING DATE: JUN 22, 2009 | ||||
TICKER: TLFNF SECURITY ID: 879382109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2 | Approve Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | Management | For | For |
6 | Ratify Auditors for Fiscal Year 2009 | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELENOR ASA MEETING DATE: MAY 11, 2009 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting | Management | For | Did Not Vote |
2 | Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Authorize Repurchase of up to 4 Million Issued Shares in Connection with Incentive Programs | Management | For | Did Not Vote |
7 | Elect Members and Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Amend Articles Re: Set Minimum (5) and Maximum (13) Number of Directors | Management | For | Did Not Vote |
10 | Amend Articles Re: Change Name of Election Committee to Nomination Committee | Management | For | Did Not Vote |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TDS SECURITY ID: 879433100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence A. Davis | Management | For | For |
1.2 | Elect Director Christopher D. O'Leary | Management | For | For |
1.3 | Elect Director Gary L. Sugarman | Management | For | For |
1.4 | Elect Director Herbert S. Wander | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Recapitalization Plan | Shareholder | Against | For |
TELKOM SA MEETING DATE: AUG 8, 2008 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 1.1.1.47, 21.1, and 21.4.2 of Association (Non-Routine) | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELKOM SA MEETING DATE: SEP 15, 2008 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended March 31, 2008 | Management | For | For |
2.1 | Reelect PG Joubert as Director | Management | For | For |
2.2 | Reelect B du Plessis as Director | Management | For | For |
3 | Reappoint Ernst and Young as Auditors | Management | For | For |
4 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
TELKOM SA MEETING DATE: MAR 26, 2009 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Foreign Members | Management | For | For |
2 | Approve Distribution in Specie to Shareholders Pro Rata to Their Respective Holdings of Shares in the Company on the Record Date for the Distribution | Management | For | For |
1 | Approve Sale of 15 Percent of the Entire Issued Ordinary Share Capital of Vodacom Group (Propriety) Ltd to Vodafone Holdings (SA) (Propriety) Ltd | Management | For | For |
2 | Approve Special Dividend of ZAR 19.00 Per Ordinary Share | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Special Resolutions 1 and 2 and Ordinary Resolutions 1 and 2 | Management | For | For |
4 | Amend Telkom Conditional Share Plan | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Ordinary Resolution 4 | Management | For | For |
TRIMBLE NAVIGATION LTD. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Steven W. Berglund | Management | For | For |
1.2 | Elect Directors John B. Goodrich | Management | For | For |
1.3 | Elect Directors William Hart | Management | For | For |
1.4 | Elect Directors Merit E. Janow | Management | For | For |
1.5 | Elect Directors Ulf J. Johansson | Management | For | For |
1.6 | Elect Directors Bradford W. Parkinson | Management | For | For |
1.7 | Elect Directors Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
TURKCELL ILETISIM HIZMETLERI AS MEETING DATE: JAN 30, 2009 | ||||
TICKER: TKC SECURITY ID: 900111204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening and Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Amend Article 3 - Re: Corporate Purpose and Subject | Management | For | Did Not Vote |
TW TELECOM, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: TWTC SECURITY ID: 87311L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Attorri | Management | For | For |
1.2 | Elect Director Spencer B. Hays | Management | For | For |
1.3 | Elect Director Larissa L. Herda | Management | For | For |
1.4 | Elect Director Kevin W. Mooney | Management | For | For |
1.5 | Elect Director Kirby G. Pickle | Management | For | For |
1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Advisory Vote to Ratify Director's and Officer's Compensation | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VIMPEL COMMUNICATIONS OJSC MEETING DATE: JUN 10, 2009 | ||||
TICKER: VIP SECURITY ID: 68370R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve The 2008 Vimpelcom Annual Report Prepared Inaccordance With Russian Law. | Management | For | For |
2 | Approve Vimpelcom S 2008 Unconsolidated Accountingstatements, Including Profit And Loss Statement For 2008. | Management | For | For |
3 | Approve Allocation of Income, Omission of Dividends on Ordinary Shares, and Payment of Dividends of RUB 0.001 per Type A Preferred Share | Management | For | For |
4.1 | Elect Mikhail Fridman as Director | Management | None | Against |
4.2 | Elect Kjell Morten Johnsen as Director | Management | None | Against |
4.3 | Elect Hans Peter Kohlhammer as Director | Management | None | For |
4.4 | Elect Jo Olav Lunder as Director | Management | None | For |
4.5 | Elect Oleg Malis as Director | Management | None | Against |
4.6 | Elect Leonid Novoselsky as Director | Management | None | For |
4.7 | Elect Aleksey Reznikovich as Director | Management | None | Against |
4.8 | Elect Ole Bjorn Sjulstad as Director | Management | None | Against |
4.9 | Elect Jan Edvard Thygesen as Director | Management | None | Against |
5 | Elect The Following Individuals To The Audit Commission:Alexander Gersh, Halvor Bru And Nigel Robinson. | Management | For | For |
6 | Ratify Ernst & Young (CIS) Ltd. as Auditor of Company's Accounts Prepared in Accordance with U.S. GAAP, and Rosexpertiza LLC as Auditor of Company's Accounts Prepared in Accordance with Russian Accounting Standards | Management | For | For |
7 | Approve The Amended By-laws Of The Audit Commission Of Vimpelcom. | Management | For | For |
8 | Approve The Amended Charter Of Vimpelcom. | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VIRGIN MOBILE USA, INC. MEETING DATE: FEB 23, 2009 | ||||
TICKER: VM SECURITY ID: 92769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VIRGIN MOBILE USA, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: VM SECURITY ID: 92769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel H. Schulman | Management | For | For |
1.2 | Elect Director Thomas O. Ryder | Management | For | For |
1.3 | Elect Director Richard H. Chin | Management | For | For |
1.4 | Elect Director L. Kevin Cox | Management | For | For |
1.5 | Elect Director Douglas B. Lynn | Management | For | For |
1.6 | Elect Director Gordon D. McCallum | Management | For | For |
1.7 | Elect Director Mark Poole | Management | For | For |
1.8 | Elect Director Robert Samuelson | Management | For | For |
1.9 | Elect Director Kenneth T. Stevens | Management | For | For |
1.10 | Elect Director Sungwon Suh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 29, 2008 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Andy Halford as Director | Management | For | For |
6 | Re-elect Alan Jebson as Director | Management | For | For |
7 | Re-elect Nick Land as Director | Management | For | For |
8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
9 | Re-elect Simon Murray as Director | Management | For | For |
10 | Re-elect Luc Vandevelde as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Philip Yea as Director | Management | For | For |
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | Management | For | For |
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | Management | For | For |
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | Management | For | For |
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
21 | Amend Articles of Association | Management | For | For |
22 | Approve Vodafone Group 2008 Sharesave Plan | Management | For | For |
WINDSTREAM CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: WIN SECURITY ID: 97381W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Armitage | Management | For | For |
1.2 | Elect Director Samuel E. Beall, III | Management | For | For |
1.3 | Elect Director Dennis E. Foster | Management | For | For |
1.4 | Elect Director Francis X. Frantz | Management | For | For |
1.5 | Elect Director Jeffery R. Gardner | Management | For | For |
1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.7 | Elect Director Judy K. Jones | Management | For | For |
1.8 | Elect Director William A. Montgomery | Management | For | For |
1.9 | Elect Director Frank E. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AEGEAN MARINE PETROLEUM NETWORK INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANW SECURITY ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Abel L. Rasterhoff as a Director | Management | For | Withhold |
1.2 | Elect George Konomos as a Director | Management | For | Withhold |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey T. Crowley | Management | For | For |
1.2 | Elect Director Don L. Chapman | Management | For | For |
1.3 | Elect Director Lewis H. Jordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Mark R. Hamilton | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALEXANDER & BALDWIN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AXB SECURITY ID: 014482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | Withhold |
1.2 | Elect Director Michael J. Chun | Management | For | Withhold |
1.3 | Elect Director W. Allen Doane | Management | For | Withhold |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | Withhold |
1.5 | Elect Director Charles G. King | Management | For | Withhold |
1.6 | Elect Director Constance H. Lau | Management | For | Withhold |
1.7 | Elect Director Douglas M. Pasquale | Management | For | Withhold |
1.8 | Elect Director Maryanna G. Shaw | Management | For | Withhold |
1.9 | Elect Director Jeffrey N. Watanabe | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALLEGIANT TRAVEL COMPANY MEETING DATE: JUN 26, 2009 | ||||
TICKER: ALGT SECURITY ID: 01748X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Ellmer | Management | For | For |
1.2 | Elect Director Timothy P. Flynn | Management | For | For |
1.3 | Elect Director Maurice J Gallagher, Jr | Management | For | For |
1.4 | Elect Director Charles W. Pollard | Management | For | For |
1.5 | Elect Director John Redmond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATLAS AIR WORLDWIDE HOLDINGS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: AAWW SECURITY ID: 049164205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Agnew | Management | For | For |
1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
1.3 | Elect Director Eugene I. Davis | Management | For | For |
1.4 | Elect Director William J. Flynn | Management | For | For |
1.5 | Elect Director James S. Gilmore III | Management | For | For |
1.6 | Elect Director Carol B. Hallett | Management | For | For |
1.7 | Elect Director Frederick McCorkle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | Elect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.11 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James B. Stake | Management | For | For |
2 | Elect Director John P. Wiehoff | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CANADIAN NATIONAL RAILWAY COMPANY MEETING DATE: APR 21, 2009 | ||||
TICKER: CNR SECURITY ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director E. Hunter Harrison | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED MEETING DATE: MAY 22, 2009 | ||||
TICKER: CP SECURITY ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Pricewaterhousecoopers Llp As The Auditors | Management | For | For |
2 | Amend By-law No.1 Of The Corporation, As Specified | Management | For | For |
3 | Elect John E. Cleghorn As A Director | Management | For | For |
4 | Elect Tim W. Faithfull As A Director | Management | For | For |
5 | Elect Frederic J. Green As A Director | Management | For | For |
6 | Elect Krystyna T. Hoeg As A Director | Management | For | For |
7 | Elect Richard C. Kelly As A Director | Management | For | For |
8 | Elect John P. Manley As A Director | Management | For | For |
9 | Elect Linda J. Morgan As A Director | Management | For | For |
10 | Elect Madeleine Paquin As A Director | Management | For | For |
11 | Elect Michael E. J. Phelps As A Director | Management | For | For |
12 | Elect Roger Phillips As A Director | Management | For | For |
13 | Elect Hartley T. Richardson As A Director | Management | For | For |
14 | Elect Michael W. Wright As A Director | Management | For | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DIANA SHIPPING INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DSX SECURITY ID: Y2066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a. | Elect Simeon P. Palios as Director | Management | For | For |
1.b. | Elect Anastassis C. Margaronis as Director | Management | For | For |
1.c. | Elect Ioannis G. Zafirakis as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
EAGLE BULK SHIPPING INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: EGLE SECURITY ID: Y2187A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jon Tomasson as Director | Management | For | Withhold |
1.2 | Elect Sophocles No. Zoullas as Director | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve 2009 Equity Incentive Plan | Management | For | Against |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: EXPD SECURITY ID: 302130109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Emmert | Management | For | For |
1.2 | Elect Director R. Jordan Gates | Management | For | For |
1.3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
1.4 | Elect Director Michael J. Malone | Management | For | For |
1.5 | Elect Director John W. Meisenbach | Management | For | For |
1.6 | Elect Director Peter J. Rose | Management | For | For |
1.7 | Elect Director James L.K. Wang | Management | For | For |
1.8 | Elect Director Robert R. Wright | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXPRESS-1 EXPEDITED SOLUTIONSINC MEETING DATE: JUN 11, 2009 | ||||
TICKER: XPO SECURITY ID: 30217Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Martell | Management | For | For |
1.2 | Elect Director Calvin R. Whitehead | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FORWARD AIR CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: FWRD SECURITY ID: 349853101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Campbell | Management | For | For |
1.2 | Elect Director C. Robert Campbell | Management | For | For |
1.3 | Elect Director Richard W. Hanselman | Management | For | For |
1.4 | Elect Director C. John Langley, Jr. | Management | For | For |
1.5 | Elect Director Tracy A. Leinbach | Management | For | For |
1.6 | Elect Director G. Michael Lynch | Management | For | For |
1.7 | Elect Director Ray A. Mundy | Management | For | For |
1.8 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FROZEN FOOD EXPRESS INDUSTRIES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FFEX SECURITY ID: 359360104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian R. Blackmarr | Management | For | For |
1.2 | Elect Director W. Mike Baggett | Management | For | For |
1.3 | Elect Director John T. Hickerson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
GENESEE & WYOMING INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: GWR SECURITY ID: 371559105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Hurley | Management | For | For |
1.2 | Elect Director Peter O. Scannell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: HA SECURITY ID: 419879101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Anderson | Management | For | For |
1.2 | Elect Director L. Todd Budge | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
1.6 | Elect Director Randall L. Jenson | Management | For | For |
1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
1.8 | Elect Director Crystal K. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
HEARTLAND EXPRESS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HTLD SECURITY ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell A. Gerdin | Management | For | For |
1.2 | Elect Director Michael J. Gerdin | Management | For | For |
1.3 | Elect Director Richard O. Jacobson | Management | For | For |
1.4 | Elect Director Dr. Benjamin J. Allen | Management | For | For |
1.5 | Elect Director Lawrence D. Crouse | Management | For | For |
1.6 | Elect Director James G. Pratt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
J. B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharilyn S. Casaway | Management | For | For |
1.2 | Elect Director Coleman H. Peterson | Management | For | For |
1.3 | Elect Director James L. Robo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JETBLUE AIRWAYS CORP MEETING DATE: MAY 14, 2009 | ||||
TICKER: JBLU SECURITY ID: 477143101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Boneparth | Management | For | For |
1.2 | Elect Director Kim Clark | Management | For | For |
1.3 | Elect Director Stephan Gemkow | Management | For | Withhold |
1.4 | Elect Director Joel Peterson | Management | For | For |
1.5 | Elect Director Ann Rhoades | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Preferred and Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
KANSAS CITY SOUTHERN MEETING DATE: OCT 7, 2008 | ||||
TICKER: KSU SECURITY ID: 485170302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
KANSAS CITY SOUTHERN MEETING DATE: MAY 7, 2009 | ||||
TICKER: KSU SECURITY ID: 485170302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Haverty | Management | For | For |
1.2 | Elect Director Thomas A. McDonnell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
KIRBY CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: KEX SECURITY ID: 497266106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Gower | Management | For | For |
1.2 | Elect Director Monte J. Miller | Management | For | For |
1.3 | Elect Director Joseph H. Pyne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
KNIGHT TRANSPORTATION, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: KNX SECURITY ID: 499064103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Knight | Management | For | For |
1.2 | Elect Director G.D. Madden | Management | For | For |
1.3 | Elect Director Kathryn L. Munro | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Stock Option Exchange Program | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
KUEHNE & NAGEL INTERNATIONAL AG MEETING DATE: DEC 9, 2008 | ||||
TICKER: KNIN SECURITY ID: H4673L145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Karl Gernandt as Director | Management | For | Did Not Vote |
2 | Issue Special Dividend of CHF 2.05 per Share | Management | For | Did Not Vote |
LANDSTAR SYSTEM, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: LSTR SECURITY ID: 515098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry H. Gerkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NORFOLK SOUTHERN CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Carp | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Michael D. Lockhart | Management | For | For |
1.4 | Elect Director Charles W. Moorman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 18, 2009 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | For |
1.7 | Elect Director John D. Kasarda, Ph.D. | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PINNACLE AIRLINES CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PNCL SECURITY ID: 723443107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Breeding | Management | For | For |
1.2 | Elect Director Susan M. Coughlin | Management | For | For |
1.3 | Elect Director R. Philip Shannon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
REPUBLIC AIRWAYS HOLDINGS INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: RJET SECURITY ID: 760276105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan K. Bedford | Management | For | For |
1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
1.3 | Elect Director Douglas J. Lambert | Management | For | For |
1.4 | Elect Director Mark E. Landesman | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHIP FINANCE INTERNATIONAL LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: SFL SECURITY ID: G81075106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR TOR OLAV TROIM | Management | For | For |
1.2 | ELECT DIRECTOR PAUL LEAND JR. | Management | For | For |
1.3 | ELECT KATE BLANKENSHIP | Management | For | For |
1.4 | ELECT DIRECTOR CRAIG H. STEVENSON JR. | Management | For | For |
1.5 | ELECT DIRECTOR HANS PETTER AAS | Management | For | For |
2 | PROPOSAL TO APPOINT MOORE STEPHENS PC AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For |
3 | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
SKYWEST, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director J. Ralph Atkin | Management | For | For |
1.4 | Elect Director Margaret S. Billson | Management | For | For |
1.5 | Elect Director Ian M. Cumming | Management | For | For |
1.6 | Elect Director Henry J. Eyring | Management | For | For |
1.7 | Elect Director Robert G. Sarver | Management | For | For |
1.8 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director C. Webb Crockett | Management | For | For |
1.3 | Elect Director William H. Cunningham | Management | For | For |
1.4 | Elect Director John G. Denison | Management | For | For |
1.5 | Elect Director Travis C. Johnson | Management | For | For |
1.6 | Elect Director Gary C. Kelly | Management | For | For |
1.7 | Elect Director Nancy B. Loeffler | Management | For | For |
1.8 | Elect Director John T. Montford | Management | For | For |
1.9 | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reincorporate in Another State from Texas to North Dakota | Shareholder | Against | Against |
5 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
TEEKAY TANKERS LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: TNK SECURITY ID: Y8565N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Sean Day | Management | For | For |
1.2 | Elect Director Bjorn Moller | Management | For | For |
1.3 | Elect Director Peter Evensen | Management | For | For |
1.4 | Elect Director Richard T. Dumoulin | Management | For | For |
1.5 | Elect Director Richard J.F. Bronks | Management | For | For |
1.6 | Elect Director William Lawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
ULTRAPETROL BAHAMAS LTD MEETING DATE: OCT 8, 2008 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE APPROVAL OF FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER, 2007 AND AUDITORS REPORT THEREON. APPROVAL OF THE AUDITED FINANCIAL STATEMENTS AND AUDITORS REPORT. | Management | For | For |
2 | RE-ELECTION OF THE DIRECTOR: FELIPE MENENDEZ ROSS | Management | For | Against |
3 | RE-ELECTION OF THE DIRECTOR: RICARDO MENENDEZ ROSS | Management | For | Against |
4 | RE-ELECTION OF THE DIRECTOR: JAMES F. MARTIN | Management | For | Against |
5 | RE-ELECTION OF THE DIRECTOR: KATHERINE A. DOWNS | Management | For | Against |
6 | RE-ELECTION OF THE DIRECTOR: LEONARD J. HOSKINSON | Management | For | Against |
7 | RE-ELECTION OF THE DIRECTOR: MICHAEL C. HAGAN | Management | For | For |
8 | RE-ELECTION OF THE DIRECTOR: GEORGE WOOD | Management | For | For |
9 | TO RATIFY AND CONFIRM ALL ACTS, TRANSACTIONS AND PROCEEDINGS OF DIRECTORS, OFFICERS AND EMPLOYEES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER, 2007 AND INDEMNIFYING THE DIRECTORS, OFFICERS AND EMPLOYEES AGAINST ALL CLAIMS, ACTIONS AND PROCEEDINGS | Management | For | For |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNIVERSAL TRUCKLOAD SVCS INC MEETING DATE: JUN 12, 2009 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | For |
1.2 | Elect Director Matthew T. Moroun | Management | For | For |
1.3 | Elect Director Manuel J. Moroun | Management | For | For |
1.4 | Elect Director Joseph J. Casaroll | Management | For | For |
1.5 | Elect Director Daniel C. Sullivan | Management | For | For |
1.6 | Elect Director Richard P. Urban | Management | For | For |
1.7 | Elect Director Ted B. Wahby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Baum | Management | For | For |
1.2 | Elect Director Matthew J. Hart | Management | For | For |
1.3 | Elect Director Richard C. Kraemer | Management | For | For |
1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Increase Authorized Common Stock | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 8, 2009 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Brian D. Belchers as a Class C Director | Management | For | For |
1.02 | Elect Roger I. MacFarlane as a Class C Director | Management | For | For |
1.03 | Elect Matthys J. Wessels as a Class C Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2009 Long-Term Incentive Plan | Management | For | Against |
4 | Approve Executive Incentive Plan | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
VERSANT CORPORATION MEETING DATE: APR 24, 2009 | ||||
TICKER: VSNT SECURITY ID: 925284309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uday Bellary | Management | For | For |
1.2 | Elect Director William Henry Delevati | Management | For | For |
1.3 | Elect Director Herbert May | Management | For | For |
1.4 | Elect Director Jochen Witte | Management | For | For |
1.5 | Elect Director Bernhard Woebker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WERNER ENTERPRISES, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: WERN SECURITY ID: 950755108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence L. Werner | Management | For | For |
1.2 | Elect Director Patrick J. Jung | Management | For | For |
1.3 | Elect Director Duane K. Sather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 15, 2009 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. McTavish | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director Regina O. Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AGL RESOURCES INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: AGL SECURITY ID: 001204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Crisp | Management | For | For |
1.2 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.3 | Elect Director Dennis M. Love | Management | For | For |
1.4 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.5 | Elect Director Henry C. Wolf | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLIANT ENERGY CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann K. Newhall | Management | For | Withhold |
1.2 | Elect Director Dean C. Oestreich | Management | For | Withhold |
1.3 | Elect Director Carol P. Sanders | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER CO. MEETING DATE: APR 28, 2009 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Lionel L. Nowell III | Management | For | For |
1.9 | Elect Director Richard L. Sandor | Management | For | For |
1.10 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.11 | Elect Director Sara Martinez Tucker | Management | For | For |
1.12 | Elect Director John F. Turner | Management | For | For |
2 | Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ATMOS ENERGY CORP. MEETING DATE: FEB 4, 2009 | ||||
TICKER: ATO SECURITY ID: 049560105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruben E. Esquivel | Management | For | For |
1.2 | Elect Director Richard W. Cardin | Management | For | For |
1.3 | Elect Director Thomas C. Meredith | Management | For | For |
1.4 | Elect Director Nancy K. Quinn | Management | For | For |
1.5 | Elect Director Stephen R. Springer | Management | For | For |
1.6 | Elect Director Richard Ware II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BLACK HILLS CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: BKH SECURITY ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Ebertz | Management | For | Withhold |
1.2 | Elect Director John R. Howard | Management | For | Withhold |
1.3 | Elect Director Stephen D. Newlin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derrill Cody | Management | For | Against |
1.2 | Elect Director Michael P. Johnson | Management | For | Against |
1.3 | Elect Director David M. McClanahan | Management | For | Against |
1.4 | Elect Director Robert T. O'Connell | Management | For | Against |
1.5 | Elect Director Susan O. Rheney | Management | For | Against |
1.6 | Elect Director Michael E. Shannon | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
CMS ENERGY CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director David W. Joos | Management | For | For |
1.5 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.6 | Elect Director Michael T. Monahan | Management | For | For |
1.7 | Elect Director Joseph F. Paquette, Jr. | Management | For | For |
1.8 | Elect Director Percy A. Pierre | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Kenneth Whipple | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director James R. Curtiss | Management | For | For |
5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
6 | Elect Director Nancy Lampton | Management | For | For |
7 | Elect Director Robert J. Lawless | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director Mayo A. Shattuck III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
DPL INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: DPL SECURITY ID: 233293109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Bishop | Management | For | For |
1.2 | Elect Director Frank F. Gallaher | Management | For | For |
1.3 | Elect Director Lester L. Lyles | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
DUKE ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | Withhold |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | Withhold |
1.3 | Elect Director Michael G. Browning | Management | For | Withhold |
1.4 | Elect Director Daniel R. DiMicco | Management | For | Withhold |
1.5 | Elect Director Ann Maynard Gray | Management | For | Withhold |
1.6 | Elect Director James H. Hance, Jr | Management | For | Withhold |
1.7 | Elect Director James T. Rhodes | Management | For | Withhold |
1.8 | Elect Director James E. Rogers | Management | For | Withhold |
1.9 | Elect Director Philip R. Sharp | Management | For | Withhold |
1.10 | Elect Director Dudley S. Taft | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DYNEGY, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: DYN SECURITY ID: 26817G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
1.3 | Elect Director Victor E. Grijalva | Management | For | For |
1.4 | Elect Director Patricia A. Hammick | Management | For | For |
1.5 | Elect Director George L. Mazanec | Management | For | For |
1.6 | Elect Director Howard B. Sheppard | Management | For | For |
1.7 | Elect Director William L. Trubeck | Management | For | For |
1.8 | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip G. Behrman | Management | For | Withhold |
1.2 | Elect Director A. Bray Cary, Jr. | Management | For | Withhold |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | Withhold |
1.4 | Elect Director Lee T. Todd, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FPL GROUP, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: FPL SECURITY ID: 302571104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | Withhold |
1.2 | Elect Director Robert M. Beall, II | Management | For | Withhold |
1.3 | Elect Director J. Hyatt Brown | Management | For | Withhold |
1.4 | Elect Director James L. Camaren | Management | For | Withhold |
1.5 | Elect Director J. Brian Ferguson | Management | For | Withhold |
1.6 | Elect Director Lewis Hay, III | Management | For | Withhold |
1.7 | Elect Director Toni Jennings | Management | For | Withhold |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | Withhold |
1.9 | Elect Director Rudy E. Schupp | Management | For | Withhold |
1.10 | Elect Director Michael H. Thaman | Management | For | Withhold |
1.11 | Elect Director Hansel E. Tookes, II | Management | For | Withhold |
1.12 | Elect Director Paul R. Tregurtha | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NICOR INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: GAS SECURITY ID: 654086107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beavers, Jr. | Management | For | For |
1.2 | Elect Director Bruce P. Bickner | Management | For | For |
1.3 | Elect Director John H. Birdsall, III | Management | For | For |
1.4 | Elect Director Norman R Bobins | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | For |
1.6 | Elect Director Raymond A. Jean | Management | For | For |
1.7 | Elect Director Dennis J. Keller | Management | For | For |
1.8 | Elect Director R. Eden Martin | Management | For | For |
1.9 | Elect Director Georgia R. Nelson | Management | For | For |
1.10 | Elect Director Armando J. Olivera | Management | For | For |
1.11 | Elect Director John Rau | Management | For | For |
1.12 | Elect Director John C. Staley | Management | For | For |
1.13 | Elect Director Russ M. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORTHEAST UTILITIES MEETING DATE: MAY 12, 2009 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Booth | Management | For | For |
2 | Elect Director John S. Clarkeson | Management | For | For |
3 | Elect Director Cotton M. Cleveland | Management | For | For |
4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
5 | Elect Director James F. Cordes | Management | For | For |
6 | Elect Director E. Gail de Planque | Management | For | For |
7 | Elect Director John G. Graham | Management | For | For |
8 | Elect Director Elizabeth T. Kennan | Management | For | For |
9 | Elect Director Kenneth R. Leibler | Management | For | For |
10 | Elect Director Robert E. Patricelli | Management | For | For |
11 | Elect Director Charles W. Shivery | Management | For | For |
12 | Elect Director John F. Swope | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Other Business | Management | For | Against |
NV ENERGY INC MEETING DATE: APR 30, 2009 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan F. Clark | Management | For | For |
1.2 | Elect Director Theodore J. Day | Management | For | Withhold |
1.3 | Elect Director Stephen E. Frank | Management | For | For |
1.4 | Elect Director Maureen T. Mullarkey | Management | For | For |
1.5 | Elect Director Donald D. Snyder | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne Brunetti | Management | For | For |
1.2 | Elect Director John Groendyke | Management | For | For |
1.3 | Elect Director Robert Kelley | Management | For | For |
1.4 | Elect Director Robert Lorenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PEPCO HOLDINGS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: POM SECURITY ID: 713291102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | Withhold |
1.2 | Elect Director Terence C. Golden | Management | For | Withhold |
1.3 | Elect Director Patrick T. Harker | Management | For | For |
1.4 | Elect Director Frank O. Heintz | Management | For | Withhold |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | Withhold |
1.6 | Elect Director George F. MacCormack | Management | For | Withhold |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | Withhold |
1.8 | Elect Director Joseph M. Rigby | Management | For | Withhold |
1.9 | Elect Director Frank K. Ross | Management | For | Withhold |
1.10 | Elect Director Pauline A. Schneider | Management | For | Withhold |
1.11 | Elect Director Lester P. Silverman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PG&E CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director C. Lee Cox | Management | For | For |
3 | Elect Director Peter A. Darbee | Management | For | For |
4 | Elect Director Maryellen C. Herringer | Management | For | For |
5 | Elect Director Roger H. Kimmel | Management | For | For |
6 | Elect Director Richard A. Meserve | Management | For | For |
7 | Elect Director Forrest E. Miller | Management | For | For |
8 | Elect Director Barbara L. Rambo | Management | For | For |
9 | Elect Director Barry Lawson Williams | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
12 | Reincorporate in Another State [California to North Dakota ] | Shareholder | Against | Against |
PINNACLE WEST CAPITAL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Michael L. Gallagher | Management | For | For |
1.5 | Elect Director Pamela Grant | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director William S. Jamieson | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director W. Douglas Parker | Management | For | For |
1.12 | Elect Director William J. Post | Management | For | For |
1.13 | Elect Director William L. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Shareholder | Against | For |
PNM RESOURCES INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Julie A. Dobson | Management | For | For |
1.3 | Elect Director Robert R. Nordhaus | Management | For | For |
1.4 | Elect Director Manuel T. Pacheco, Ph.D. | Management | For | For |
1.5 | Elect Director Robert M. Price | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Jeffry E. Sterba | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PPL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Conway | Management | For | For |
1.2 | Elect Director E. Allen Deaver | Management | For | For |
1.3 | Elect Director James H. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PROGRESS ENERGY, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PGN SECURITY ID: 743263105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Bostic, Jr. | Management | For | For |
2 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
3 | Elect Director James B. Hyler, Jr. | Management | For | For |
4 | Elect Director William D. Johnson | Management | For | For |
5 | Elect Director Robert W. Jones | Management | For | For |
6 | Elect Director W. Steven Jones | Management | For | For |
7 | Elect Director E. Marie McKee | Management | For | For |
8 | Elect Director John H. Mullin, III | Management | For | For |
9 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
10 | Elect Director Carlos A. Saladrigas | Management | For | For |
11 | Elect Director Theresa M. Stone | Management | For | For |
12 | Elect Director Alfred C. Tollison, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director Conrad K. Harper | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Thomas A. Renyi | Management | For | For |
1.6 | Elect Director Hak Cheol Shin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SIERRA PACIFIC RESOURCES MEETING DATE: NOV 19, 2008 | ||||
TICKER: SRP SECURITY ID: 826428104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
SOUTHERN UNION CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | Withhold |
1.2 | Elect Director Michal Barzuza | Management | For | Withhold |
1.3 | Elect Director Stephen C. Beasley | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | Withhold |
1.5 | Elect Director Frank W. Denius | Management | For | Withhold |
1.6 | Elect Director Michael J. Egan | Management | For | For |
1.7 | Elect Director Kurt A. Gitter | Management | For | Withhold |
1.8 | Elect Director Herbert H. Jacobi | Management | For | Withhold |
1.9 | Elect Director Thomas N. McCarter, III | Management | For | Withhold |
1.10 | Elect Director George Rountree, III | Management | For | Withhold |
1.11 | Elect Director Allan D. Scherer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SOUTHWEST GAS CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: SWX SECURITY ID: 844895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George C. Biehl | Management | For | For |
1.2 | Elect Director Robert L. Boughner | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director Richard M. Gardner | Management | For | For |
1.6 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
1.7 | Elect Director James J. Kropid | Management | For | For |
1.8 | Elect Director Michael O. Maffie | Management | For | For |
1.9 | Elect Director Anne L. Mariucci | Management | For | For |
1.10 | Elect Director Michael J. Melarkey | Management | For | For |
1.11 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.12 | Elect Director Thomas A. Thomas | Management | For | For |
1.13 | Elect Director Terrence L. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UGI CORP. MEETING DATE: JAN 27, 2009 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.D. Ban | Management | For | For |
1.2 | Elect Director R.C. Gozon | Management | For | For |
1.3 | Elect Director L.R. Greenberg | Management | For | For |
1.4 | Elect Director M.O. Schlanger | Management | For | For |
1.5 | Elect Director A. Pol | Management | For | For |
1.6 | Elect Director E.E. Jones | Management | For | For |
1.7 | Elect Director J.L. Walsh | Management | For | For |
1.8 | Elect Director R.B. Vincent | Management | For | For |
1.9 | Elect Director M.S. Puccio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNISOURCE ENERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: UNS SECURITY ID: 909205106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bonavia | Management | For | Withhold |
1.2 | Elect Director Lawrence J. Aldrich | Management | For | Withhold |
1.3 | Elect Director Barbara M. Baumann | Management | For | Withhold |
1.4 | Elect Director Larry W. Bickle | Management | For | Withhold |
1.5 | Elect Director Elizabeth T. Bilby | Management | For | Withhold |
1.6 | Elect Director Harold W. Burlingame | Management | For | Withhold |
1.7 | Elect Director John L. Carter | Management | For | Withhold |
1.8 | Elect Director Robert A. Elliott | Management | For | Withhold |
1.9 | Elect Director Daniel W. L. Fessler | Management | For | Withhold |
1.10 | Elect Director Louise L. Francesconi | Management | For | Withhold |
1.11 | Elect Director Warren Y. Jobe | Management | For | Withhold |
1.12 | Elect Director Ramiro G. Peru | Management | For | Withhold |
1.13 | Elect Director Gregory A. Pivirotto | Management | For | Withhold |
1.14 | Elect Director Joaquin Ruiz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WESTAR ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: WR SECURITY ID: 95709T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Q. Chandler IV | Management | For | For |
1.2 | Elect Director R.A. Edwards III | Management | For | For |
1.3 | Elect Director Sandra A.J. Lawrence | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Coney Burgess | Management | For | For |
1.2 | Elect Director Fredric W. Corrigan | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Richard C. Kelly | Management | For | For |
1.5 | Elect Director Albert F. Moreno | Management | For | For |
1.6 | Elect Director Margaret R. Preska | Management | For | For |
1.7 | Elect Director A. Patricia Sampson | Management | For | For |
1.8 | Elect Director Richard H. Truly | Management | For | For |
1.9 | Elect Director David A. Westerlund | Management | For | For |
1.10 | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2008 - - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: APR 20, 2009 | ||||
TICKER: AMX SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares (Bundled) | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARUBA NETWORKS INC MEETING DATE: JAN 12, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Shirish S. Sathaye | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Hennessy | Management | For | For |
1.2 | Elect Director Craig H. Barratt | Management | For | For |
1.3 | Elect Director Christine King | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: AUG 1, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint B. Currimjee as Director | Management | For | For |
3 | Reappoint Chua Sock Koong as Director | Management | For | For |
4 | Reappoint Rajan B. Mittal as Director | Management | For | For |
5 | Reappoint Rakesh B. Mittal as Director | Management | For | For |
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Sentinelli as Director | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: SEP 24, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment and Remuneration of M. Kohli, Managing Director | Management | For | For |
CHINA MOBILE (HONG KONG) LIMITED MEETING DATE: MAY 19, 2009 | ||||
TICKER: CHL SECURITY ID: 16941M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Wang Jianzhou as Director | Management | For | For |
3b | Reelect Zhang Chunjiang as Director | Management | For | For |
3c | Reelect Sha Yuejia as Director | Management | For | For |
3d | Reelect Liu Aili as Director | Management | For | For |
3e | Reelect Xu Long as Director | Management | For | For |
3f | Reelect Moses Cheng Mo Chi as Director | Management | For | For |
3g | Reelect Nicholas Jonathan Read as Director | Management | For | For |
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHINA TELECOM CORPORATION LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: CHA SECURITY ID: 169426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | Management | For | For |
3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
4.1 | Approve Issuance of Debentures | Management | For | For |
4.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
5.1 | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
5.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | Against |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: JAN 14, 2009 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE TRANSFER AGREEMENT ENTERED INTO BETWEEN CHINA UNITED NETWORK COMMUNICATIONS CORPORATION LIMITED (UNICOM CHINA) AND CHINA UNITED TELECOMMUNICATIONS CORPORATION LIMITED (UNICOM A SHARE COMPANY ) | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Chang Xiaobing as Director | Management | For | Against |
3a2 | Reelect Lu Yimin as Director | Management | For | Against |
3a3 | Reelect Zuo Xunsheng as Director | Management | For | Against |
3a4 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
3a5 | Reelect Jung Man Won as Director | Management | For | Against |
3a6 | Reelect Wong Wai Ming as Director | Management | For | Against |
3a7 | Reelect John Lawson Thornton as Director | Management | For | Against |
3a8 | Reelect Timpson Chung Shui Ming as Director | Management | For | Against |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Amend Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme | Management | For | For |
9 | Amend Terms of the Options Granted Under the Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme | Management | For | For |
CHINA UNICOM LTD MEETING DATE: SEP 16, 2008 | ||||
TICKER: CHU SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE CDMA BUSINESS DISPOSAL AGREEMENT RELATING TO THE DISPOSAL OF THE CDMA BUSINESS BY UNICOM TO TELECOM. | Management | For | For |
2 | APPROVE TRANSFER AGREEMENT OF UNICOM A SHARE COMPANY UNDER THE OPTION WALVER AND LEASE TERMINATION AGREEMENT TO CUCL. | Management | For | For |
3 | TO APPROVE THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | For | For |
4 | APPROVE ACQUISITION OF ENTIRE ISSUED SHARE CAPITAL OF NETCOM ON & SUBJECT TO TERMS AND CONDITIONS SET OUT IN THE SCHEME. | Management | For | For |
5 | APPROVE THE FRAMEWORK AGREEMENT FOR ENGINEERING AND INFORMATION TECHNOLOGY SERVICES, DATED AUGUST 12, 2008. | Management | For | For |
6 | TO APPROVE THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE DOMESTIC INTERCONNECTION SETTLEMENT AGREEMENT 2008-2010 FOR WHICH NO ANNUAL CAPS HAVE BEEN PROPOSED. | Management | For | For |
7 | TO APPROVE THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED UNDER THE INTERNATIONAL LONG DISTANCE VOICE SERVICES SETTLEMENT AGREEMENT 2008-2010 FOR WHICH NO ANNUAL CAPS HAVE BEEN PROPOSED. | Management | For | For |
8 | TO APPROVE THE FRAME WORK AGREEMENT FOR THE INTERCONNECTION SETTLEMENT DATED AUGUST 12, 2008. | Management | For | For |
9 | TO APPROVE THE TRANSFER AGREEMENT DATED AUGUST 12, 2008 AND THE CONTINUING CONNECTED TRANSACTIONS. | Management | For | For |
10 | TO APPROVE THE COMPANY S NAME BE CHANGED FROM CHINA UNICOM LIMITED TO CHINA UNICOM (HONG KONG) LIMITED . | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CLEARWIRE CORP MEETING DATE: NOV 20, 2008 | ||||
TICKER: CLWR SECURITY ID: 185385309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
5 | BR Note: Unless check Yes Box, to Extent that You have not Voted on Matter in Person or By Proxy, Proxies are Authorized to Vote in Their Discretion Any Matter Properly Before the SP Mtg and Adj. or Postponement of SP Mtg. Mark For =Yes or Against =No | Management | None | Against |
CLEARWIRE CORP MEETING DATE: JUN 17, 2009 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. Mccaw | Management | For | For |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | For |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | For |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Sean Maloney | Management | For | Withhold |
1.10 | Elect Director Brian P. McAndrews | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREE, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Harvey A. Wagner | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: APR 30, 2009 | ||||
TICKER: DTLSF SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Postponement of Discharge for Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board Members, Excluding Klaus Zumwinkel, for Fiscal 2008 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Elect Joerg Asmussen to the Supervisory Board | Management | For | For |
9 | Elect Ulrich Schroeder to the Supervisory Board | Management | For | For |
10 | Approve Affiliation Agreements with Subsidiary Interactive Media CCSP GmbH | Management | For | For |
11 | Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
12 | Approve Creation of EUR 38.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
13 | Amend Articles Re: Audio/Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
14 | Amend Articles Re: Attestation of Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FRANCE TELECOM MEETING DATE: MAY 26, 2009 | ||||
TICKER: FTE SECURITY ID: F4113C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Renew Appointment of Ernst and Young Audit as Auditor | Management | For | For |
6 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
7 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
8 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Management | For | For |
17 | Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement | Management | For | For |
18 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion | Management | For | For |
19 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | Against |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMELOFT MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plans Grants | Management | For | For |
2 | Approve Employee Stock Purchase Plan | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMELOFT MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Michel Guillemot as Director | Management | For | Against |
6 | Reelect Claude Guillemot as Director | Management | For | Against |
7 | Reelect Yves Guillemot as Director | Management | For | Against |
8 | Reelect Christian Guillemot as Director | Management | For | Against |
9 | Reelect Gerard Guillemot as Director | Management | For | Against |
10 | Reelect Marcel Guillemot as Director as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million and with the Possibility Not to Offer them to the Public, up to 20 Percent of Issued Capital | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | Management | For | For |
17 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Set Global Limit for Capital Increase to Result from All Issuance Requests Above at EUR 10 Million | Management | For | For |
21 | Amend Article 9 of Bylaws Re: Removal of Age Limit for Directors | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GLU MOBILE INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: GLUU SECURITY ID: 379890106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann Mather | Management | For | For |
1.2 | Elect Director Daniel L. Skaff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 464.73 Million Equity Shares of INR 10.00 Each at a Price of INR 156.96 Per Equity Share to TMI Mauritius Ltd on a Preferential Basis | Management | For | For |
2 | Approve Utilization of IPO Proceeds | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: SEP 29, 2008 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R. Birla as Director | Management | For | For |
3 | Reappoint M.R. Prasanna as Director | Management | For | For |
4 | Reappoint A. Thiagarajan as Director | Management | For | For |
5 | Approve Deloitte Haskins and Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Amend Clause V of the Memorandum of Association to Reflect Increase in Capital | Management | For | For |
7 | Amend Article 3 (a) of the Articles of Association to Reflect Increase in Capital | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement between Idea Cellular Ltd and Idea Cellular Towers Infrastructure Ltd | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Subscription Agreement with Axiata Group Bhd and TMI Mauritius Ltd | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KDDI CORPORATION (FRM. DDI CORP.) MEETING DATE: JUN 18, 2009 | ||||
TICKER: 9433 SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5500 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
6 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | Withhold |
1.3 | Elect Director Robert V. LaPenta | Management | For | Withhold |
1.4 | Elect Director Mark H. Rachesky | Management | For | Withhold |
1.5 | Elect Director Michael B. Targoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | Management | For | For |
2 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | Management | For | For |
3 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | Management | For | For |
4 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
METROPCS COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Jack F. Callahan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: JUL 7, 2008 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF CHAIRMAN. | Management | For | Did Not Vote |
2 | TO RECEIVE THE DIRECTORS REPORT (RAPPORT DE GESTION) AND THE REPORT OF THE EXTERNAL AUDITOR OF THE CONSOLIDATED AND PARENT COMPANY (MILLICOM) ACCOUNTS AT 31 DECEMBER 2007. | Management | For | Did Not Vote |
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS PARENT COMPANY (MILLICOM) ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2007. | Management | For | Did Not Vote |
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31 2007. | Management | For | Did Not Vote |
5 | DISCHARGE OF THE BOARD OF DIRECTORS IN RESPECT OF THE YEAR ENDED DECEMBER 31 2007. | Management | For | Did Not Vote |
6 | ELECTION OF THE BOARD OF DIRECTORS, INCLUDING TWO NEW DIRECTORS. | Management | For | Did Not Vote |
7 | ELECTION OF THE EXTERNAL AUDITORS. | Management | For | Did Not Vote |
8 | APPROVAL OF DIRECTORS FEES. | Management | For | Did Not Vote |
9 | APPROVAL OF (A) PROPOSED SHARE BUY-BACK PROGRAM, (B) BOARD OF DIRECTORS DECISION TO DELEGATE AUTHORITY TO IMPLEMENT SHARE BUY-BACK JOINTLY TO CEO AND CHAIRMAN, AND (C) VARIOUS USES OF MILLICOM SHARES REPURCHASED IN THE SHARE BUY-BACK PROGRAM. | Management | For | Did Not Vote |
10 | MISCELLANEOUS. | Management | For | Did Not Vote |
11 | APPROVAL OF AMENDMENTS TO ARTICLE 21 ( PROCEDURE, VOTE ) OF THE ARTICLES OF ASSOCIATION. | Management | For | Did Not Vote |
12 | MISCELLANEOUS. | Management | For | Did Not Vote |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: FEB 16, 2009 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Renew Authorized Common Stock | Management | For | Did Not Vote |
2 | Eliminate Preemptive Rights under Item 1 | Management | For | Did Not Vote |
3 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
4 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
5 | Ratify Past Issuance of New Shares | Management | For | Did Not Vote |
6 | Approve Past Amendment of Articles | Management | For | Did Not Vote |
7 | Change Date of Annual Meeting and Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Amend Corporate Purpose and Amend Articles Accordingly | Management | For | Did Not Vote |
9.1 | Amend Article 6 - Equity Related | Management | For | Did Not Vote |
9.2 | Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly | Management | For | Did Not Vote |
9.3 | Amend Article 7 - Board Related | Management | For | Did Not Vote |
9.4 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.5 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.6 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.7 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.8 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.9 | Amend Article 11 - Board Related | Management | For | Did Not Vote |
9.10 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.11 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.12 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.13 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 26, 2009 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Chairman of Board of Directors to Chair Meeting | Management | None | Did Not Vote |
2 | Elect Secretary and Scrutineer of Meeting | Management | For | Did Not Vote |
3 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
4 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
8 | Reelect Kent Atkinson as Director | Management | For | Did Not Vote |
9 | Reelect Maria Brunell Livfors as Director | Management | For | Did Not Vote |
10 | Reelect Donna Cordner as Director | Management | For | Did Not Vote |
11 | Reelect Daniel Johannesson as Director | Management | For | Did Not Vote |
12 | Reelect Michel Massart as Director | Management | For | Did Not Vote |
13 | Reelect Allen Sangines-Krause as Director | Management | For | Did Not Vote |
14 | Reelect Paul Donovan as Director | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers Sarl as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration of Directors | Management | For | Did Not Vote |
17a | Approve Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Board To Delegate Powers To CEO and Board Chairman To Set Conditions of Share Repurchase Program Within Limits Set Out In Item 17a | Management | For | Did Not Vote |
17c | Authorize Board to (a) Purchase Repurchased Shares from Subsidiary or Third Party, (b) Pay Such Shares with Distributable Reserves or Share Premium Account, (c) Transfer Purchased Shares for LTIP, and/or (d) Use Repurchased Shares For Merger/Acquisitions | Management | For | Did Not Vote |
17d | Authorize Board to Ratify and Execute Items 17a to 17c | Management | For | Did Not Vote |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MTN GROUP LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: MTN SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Implementation of Transaction Agreements and Various Transactions | Management | For | For |
1 | Auth. Directors to Purchase in Part From Share Cap. and Premium up to ZAR 3,381,966,783 and in Part from Profits Available for Distribution, the 243,500,011 MTN Shares Held by Newshelf Pursuant to the Terms and Conditions of the Repurchase Agreement | Management | For | For |
2 | Sanction Any Financial Assistance Given or Construed to be Given by the Company to Newshelf in Respect to the Transactions Set Out in the Transaction Agreements | Management | For | For |
2 | Place 213,866,898 MTN Shares Under the Control of the Directors to Allot and Issue for Cash to PIC Pursuant to, and on the Terms and Conditions of, the B Prefs Acquisition Agreement and the Newshelf Acquisition Agreement | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MTN GROUP LTD MEETING DATE: JUN 24, 2009 | ||||
TICKER: SECURITY ID: S8039R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Reelect RS Dabengwa as Director | Management | For | For |
3 | Reelect AT Mikati as Director | Management | For | For |
4 | Reelect MJN Njeke as Director | Management | For | Against |
5 | Reelect J van Rooyen as Director | Management | For | For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | For |
7 | Place Authorized but Unissued Shares under Control of Directors up to 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Cope | Management | For | Withhold |
1.2 | Elect Director Raymond P. Dolan | Management | For | For |
1.3 | Elect Director Carolyn Katz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NOKIA CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | None | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | None | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Reelect Georg Ehrnrooth as Director | Management | For | Did Not Vote |
12.2 | Reelect Lalita D. Gupte as Director | Management | For | Did Not Vote |
12.3 | Reelect Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.4 | Reelect Henning Kagermann as Director | Management | For | Did Not Vote |
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Management | For | Did Not Vote |
12.6 | Reelect Per Karlsson as Director | Management | For | Did Not Vote |
12.7 | Reelect Jorma Ollila as Director | Management | For | Did Not Vote |
12.8 | Reelect Marjorie Scardino as Director | Management | For | Did Not Vote |
12.9 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.10 | Reelect Keijo Suila as Directors as Director | Management | For | Did Not Vote |
12.11 | Elect Isabel Marey-Semper as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Management | None | Did Not Vote |
NTELOS HOLDINGS CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NTLS SECURITY ID: 67020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Daniel Fine | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Eric B. Hertz | Management | For | For |
1.5 | Elect Director Michael Huber | Management | For | For |
1.6 | Elect Director Julia B. North | Management | For | For |
1.7 | Elect Director Jerry E. Vaughn | Management | For | For |
1.8 | Elect Director James S. Quarforth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NTT DOCOMO INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 9437 SECURITY ID: J59399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2400 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
ONMOBILE GLOBAL LTD, BANGALORE MEETING DATE: AUG 1, 2008 | ||||
TICKER: SECURITY ID: Y6449B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint H.H. Haight IV as Director | Management | For | For |
3 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
5 | Approve Remuneration of A. Rao, Managing Director | Management | For | For |
6 | Approve Remuneration of C. Janakiraman, Executive Director | Management | For | For |
7 | Approve Issuance of 106,022 Equity Shares of INR 10.00 Each at the Price of INR 628.41 Per Share to L. Balaine, E. Le Flour, F. Soufflet, Founders of Telisma S.A. and/or Their Employees | Management | For | For |
8 | Approve Employee Stock Option Plan II-2008 | Management | For | Against |
9 | Approve Employee Stock Option Plan III-2008 | Management | For | Against |
10 | Approve Opening Up of Branch Offices and/or Subsidiaries in Various Companies | Management | For | For |
11 | Approve Employee Stock Option Plan I-2007, Employee Stock Option Plan II-2007 and Employee Stock Option Plan I-2008 | Management | For | Against |
ONMOBILE GLOBAL LTD, BANGALORE MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: Y6449B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Plan IV, 2008 | Management | For | Against |
OPENWAVE SYSTEMS, INC. MEETING DATE: DEC 4, 2008 | ||||
TICKER: OPWV SECURITY ID: 683718308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robin A. Abrams | Management | For | Withhold |
1.2 | Elect Director Kenneth D. Denman | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ORASCOM TELECOM HOLDING MEETING DATE: AUG 6, 2008 | ||||
TICKER: ORSMY SECURITY ID: 68554W205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
2 | Amend Issue No. 20 of the Company Charter | Management | For | Did Not Vote |
ORASCOM TELECOM HOLDING MEETING DATE: JUN 7, 2009 | ||||
TICKER: ORSMY SECURITY ID: 68554W205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Board's Report on Corporate Activities for Fiscal Year ending Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Accept Financial Statements for Fiscal Year ending Dec. 31, 2008 | Management | For | Did Not Vote |
3 | Approve Auditors' Report on Company's Financial Statements for Fiscal Year ending Jan. 31, 2009 | Management | For | Did Not Vote |
4 | Approve Allocation of Income | Management | For | Did Not Vote |
5 | Approve Discharge of Chairman and Board of Directors | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors for the 2009 Fiscal Year | Management | For | Did Not Vote |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Authorize Board to Conclude Related Party Agreements with Subsidiaries and Affiliates | Management | For | Did Not Vote |
9 | Authorize Board to Conclude Loans and Mortgages and to Issue Securities to Lenders of the Company and Related Companies | Management | For | Did Not Vote |
10 | Approve Charitable Donations | Management | For | Did Not Vote |
11 | Amend Articles of Association | Management | For | Did Not Vote |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUL 14, 2008 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: AUG 25, 2008 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Commissioners and/or Directors | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration of Commissioners | Management | For | For |
4 | Appoint Auditors | Management | For | For |
5 | Elect Directors and Commissioners | Management | For | Against |
1 | Amend Articles of Association Re: Bapepam Rule No. IX.J.1 | Management | For | For |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: SEP 19, 2008 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect a Commissioner to Fill in the Vacancy Caused by the Resignation of Anggito Abimanyu | Management | For | For |
2 | Extend the Terms of Duty of Members of the Board of Commissioners Who were Elected in the EGM dated March 10, 2004 for a Period of Five Years, Until the Closing of the AGM in 2009 | Management | For | For |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: JUN 12, 2009 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Commissioners' Report | Management | For | For |
2 | Approve Financial Statements of the Company and Its Partnership and Community Development Program and Discharge of Directors and Commissioners | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Approve Implementation of the Ministry Regulation No. 5/2008 Re: General Procurement of Goods and Services | Management | For | For |
7 | Elect Commissioners | Management | For | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 30, 2008 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Albert E. Paladino | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. DiLeo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.7 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
1.8 | Elect Director W.H. Wilkinson, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SAVVIS INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: SVVS SECURITY ID: 805423308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Clark | Management | For | Withhold |
1.2 | Elect Director Clyde A. Heintzelman | Management | For | Withhold |
1.3 | Elect Director Philip J. Koen | Management | For | Withhold |
1.4 | Elect Director Thomas E. McInerney | Management | For | Withhold |
1.5 | Elect Director James E. Ousley | Management | For | Withhold |
1.6 | Elect Director James P. Pellow | Management | For | Withhold |
1.7 | Elect Director David C. Peterschmidt | Management | For | Withhold |
1.8 | Elect Director Mercedes A. Walton | Management | For | Withhold |
1.9 | Elect Director Patrick J. Welsh | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Carr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNAPTICS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Richard L. Sanquini | Management | For | For |
1.3 | Elect Director Nelson C. Chan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cadogan | Management | For | For |
1.2 | Elect Director Stephen G. Waldis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Few | Management | For | Withhold |
1.2 | Elect Director Robert J. Gerrard, Jr. | Management | For | Withhold |
1.3 | Elect Director Tony G. Holcombe | Management | For | Withhold |
1.4 | Elect Director James B. Lipham | Management | For | Withhold |
1.5 | Elect Director Robert J. Marino | Management | For | Withhold |
1.6 | Elect Director Fritz E. von Mering | Management | For | Withhold |
1.7 | Elect Director Jack Pearlstein | Management | For | Withhold |
1.8 | Elect Director Timothy A. Samples | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2 | Approve Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | Management | For | For |
6 | Ratify Auditors for Fiscal Year 2009 | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELENOR ASA MEETING DATE: MAY 11, 2009 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting | Management | For | Did Not Vote |
2 | Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Authorize Repurchase of up to 4 Million Issued Shares in Connection with Incentive Programs | Management | For | Did Not Vote |
7 | Elect Members and Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
9 | Amend Articles Re: Set Minimum (5) and Maximum (13) Number of Directors | Management | For | Did Not Vote |
10 | Amend Articles Re: Change Name of Election Committee to Nomination Committee | Management | For | Did Not Vote |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TDS SECURITY ID: 879433100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence A. Davis | Management | For | For |
1.2 | Elect Director Christopher D. O'Leary | Management | For | For |
1.3 | Elect Director Gary L. Sugarman | Management | For | For |
1.4 | Elect Director Herbert S. Wander | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Recapitalization Plan | Shareholder | Against | For |
TELKOM SA MEETING DATE: AUG 8, 2008 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 1.1.1.47, 21.1, and 21.4.2 of Association (Non-Routine) | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELKOM SA MEETING DATE: SEP 15, 2008 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended March 31, 2008 | Management | For | For |
2.1 | Reelect PG Joubert as Director | Management | For | For |
2.2 | Reelect B du Plessis as Director | Management | For | For |
3 | Reappoint Ernst and Young as Auditors | Management | For | For |
4 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
TELKOM SA MEETING DATE: MAR 26, 2009 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Foreign Members | Management | For | For |
2 | Approve Distribution in Specie to Shareholders Pro Rata to Their Respective Holdings of Shares in the Company on the Record Date for the Distribution | Management | For | For |
1 | Approve Sale of 15 Percent of the Entire Issued Ordinary Share Capital of Vodacom Group (Propriety) Ltd to Vodafone Holdings (SA) (Propriety) Ltd | Management | For | For |
2 | Approve Special Dividend of ZAR 19.00 Per Ordinary Share | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Special Resolutions 1 and 2 and Ordinary Resolutions 1 and 2 | Management | For | For |
4 | Amend Telkom Conditional Share Plan | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Ordinary Resolution 4 | Management | For | For |
TURKCELL ILETISIM HIZMETLERI AS MEETING DATE: JAN 30, 2009 | ||||
TICKER: TKC SECURITY ID: 900111204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening and Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Amend Article 3 - Re: Corporate Purpose and Subject | Management | For | Did Not Vote |
UNITED STATES CELLULAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: USM SECURITY ID: 911684108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry J. Harczak, Jr. | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 29, 2008 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Andy Halford as Director | Management | For | For |
6 | Re-elect Alan Jebson as Director | Management | For | For |
7 | Re-elect Nick Land as Director | Management | For | For |
8 | Re-elect Anne Lauvergeon as Director | Management | For | For |
9 | Re-elect Simon Murray as Director | Management | For | For |
10 | Re-elect Luc Vandevelde as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Philip Yea as Director | Management | For | For |
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | Management | For | For |
14 | Approve Remuneration Report | Management | For | For |
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | Management | For | For |
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | Management | For | For |
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | Management | For | For |
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
21 | Amend Articles of Association | Management | For | For |
22 | Approve Vodafone Group 2008 Sharesave Plan | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Connected Transaction with a Related Party and the Related Annual Cap | Management | For | Against |
7 | Approve Application to the National Developement Bank for a $2.5 Billion Composite Credit Facility | Management | For | Against |
8 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 15.7 Billion Composite Credit Facility | Management | For | Against |
9a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12a | Amend Articles Re: Registered Capital | Management | For | For |
12b | Amend Articles of Association and Shareholders' General Meeting | Management | For | Against |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 30, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Qu Xiaohui as an Independent Non-Executive Director | Management | For | For |
1b | Elect Chen Naiwei as an Independent Non-Executive Director | Management | For | For |
1c | Elect Wei Wei as an Independent Non-Executive Director | Management | For | For |
2 | Approve Provision of Guarantee by the Company for a Subsidiary | Management | For | For |
3 | Approve Provision of Performance Guarantee for PT. ZTE Indonesia | Shareholder | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Shareholder | None | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer