FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/28
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR CANADA MEETING DATE: MAY 27, 2010 | ||||
TICKER: AC.A SECURITY ID: 008911885 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bernard Attali as Director | Management | For | For |
1.2 | Elect Michael M. Green as Director | Management | For | For |
1.3 | Elect Jean Marc Huot as Director | Management | For | For |
1.4 | Elect Pierre Marc Johnson as Director | Management | For | For |
1.5 | Elect Joseph B. Leonard as Director | Management | For | For |
1.6 | Elect Arthur T. Porter as Director | Management | For | For |
1.7 | Elect David I. Richardson as Director | Management | For | For |
1.8 | Elect Roy J. Romanow as Director | Management | For | For |
1.9 | Elect Calin Rovinescu as Director | Management | For | For |
1.10 | Elect Vagn Sorensen as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as as Auditors | Management | For | For |
3 | Amend Long-Term Incentive Plan | Management | For | Against |
4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director Alexis P. Michas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Phyllis J. Campbell | Management | For | For |
4 | Elect Director Mark R. Hamilton | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMR CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
BAE SYSTEMS PLC MEETING DATE: MAY 5, 2010 | ||||
TICKER: BA. SECURITY ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Michael Hartnall as Director | Management | For | For |
5 | Re-elect Sir Peter Mason as Director | Management | For | For |
6 | Re-elect Richard Olver as Director | Management | For | For |
7 | Elect Paul Anderson as Director | Management | For | For |
8 | Elect Linda Hudson as Director | Management | For | For |
9 | Elect Nicholas Rose as Director | Management | For | For |
10 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BOMBARDIER INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: BBD.B SECURITY ID: 097751200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Laurent Beaudoin as Director | Management | For | For |
1.2 | Elect Pierre Beaudoin as Director | Management | For | For |
1.3 | Elect Andre Berard as Director | Management | For | For |
1.4 | Elect J.R. Andre Bombardier as Director | Management | For | For |
1.5 | Elect Janine Bombardier as Director | Management | For | For |
1.6 | Elect Martha Finn Brooks as Director | Management | For | For |
1.7 | Elect L. Denis Desautels as Director | Management | For | For |
1.8 | Elect Thierry Desmarest as Director | Management | For | For |
1.9 | Elect Jean-Louis Fontaine as Director | Management | For | For |
1.10 | Elect Daniel Johnson as Director | Management | For | For |
1.11 | Elect Jean C. Monty as Director | Management | For | For |
1.12 | Elect Carlos E. Represas as Director | Management | For | For |
1.13 | Elect Jean-Pierre Rosso as Director | Management | For | For |
1.14 | Elect Heinrich Weiss as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | Against |
4.1 | Submit More Candidates For Election Than the Number of Vacancies on the Board | Shareholder | Against | Against |
4.2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
4.3 | Disclose Equity Ratio Between Total Compensation of the CEO, NEO, and Average Total Employee Compensation | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
1.4 | Elect Director Oscar Munoz | Management | For | For |
1.5 | Elect Director Laurence E. Simmons | Management | For | For |
1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
1.7 | Elect Director Karen Hastie Williams | Management | For | For |
1.8 | Elect Director Ronald B. Woodard | Management | For | For |
1.9 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director Douglas M. Steenland | Management | For | For |
13 | Elect Director Kenneth B. Woodrow | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
FEDEX CORPORATION MEETING DATE: SEP 28, 2009 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
1.4 | Elect Director J.R. Hyde, III | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director Steven R. Loranger | Management | For | For |
1.7 | Elect Director Gary W. Loveman | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GOODRICH CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.5 | Elect Director James W. Griffith | Management | For | For |
1.6 | Elect Director William R. Holland | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Douglas E. Olesen | Management | For | For |
1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: HA SECURITY ID: 419879101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Anderson | Management | For | For |
1.2 | Elect Director L. Todd Budge | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
1.6 | Elect Director Randall L. Jenson | Management | For | For |
1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
1.8 | Elect Director Crystal K. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
HEICO CORPORATION MEETING DATE: MAR 29, 2010 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Mitchell I. Quain | Management | For | For |
1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LMI AEROSPACE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: LMIA SECURITY ID: 502079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Saks | Management | For | For |
1.2 | Elect Director Joseph Burstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wesley G. Bush | Management | For | For |
2 | Elect Director Lewis W. Coleman | Management | For | For |
3 | Elect Director Thomas B. Fargo | Management | For | For |
4 | Elect Director Victor H. Fazio | Management | For | For |
5 | Elect Director Donald E. Felsinger | Management | For | For |
6 | Elect Director Stephen E. Frank | Management | For | For |
7 | Elect Director Bruce S. Gordon | Management | For | For |
8 | Elect Director Madeleine Kleiner | Management | For | For |
9 | Elect Director Karl J. Krapek | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director Aulana L. Peters | Management | For | For |
12 | Elect Director Kevin W. Sharer | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Certificate of Incorporation to Provide Shareholders the Right to Call Special Meetings and Make Other Revisions | Management | For | For |
15 | Amend Certificate of Incorporation of Subsidiary to Eliminate Requirement of Shareholder Approval of Certain Actions | Management | For | For |
16 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
PINNACLE AIRLINES CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: PNCL SECURITY ID: 723443107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas S. Schreier, Jr. | Management | For | For |
1.2 | Elect Director Alfred T. Spain | Management | For | For |
1.3 | Elect Director Nicholas R. Tomassetti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QUALITY DISTRIBUTION INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: QLTY SECURITY ID: 74756M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Becker | Management | For | Withhold |
1.2 | Elect Director Kevin E. Crowe | Management | For | For |
1.3 | Elect Director Gary R. Enzor | Management | For | Withhold |
1.4 | Elect Director Richard B. Marchese | Management | For | Withhold |
1.5 | Elect Director Thomas R. Miklich | Management | For | Withhold |
1.6 | Elect Director M. Ali Rashid | Management | For | Withhold |
1.7 | Elect Director Alan H. Schumacher | Management | For | Withhold |
1.8 | Elect Director Thomas M. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | Against |
REPUBLIC AIRWAYS HOLDINGS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: RJET SECURITY ID: 760276105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan K. Bedford | Management | For | For |
1.2 | Elect Director Lawrence J. Cohen | Management | For | Withhold |
1.3 | Elect Director Douglas J. Lambert | Management | For | For |
1.4 | Elect Director Neal S. Cohen | Management | For | Withhold |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
1.6 | Elect Director Richard P. Schifter | Management | For | For |
1.7 | Elect Director David N. Siegel | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SHIP FINANCE INTERNATIONAL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SFL SECURITY ID: G81075106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at 8 | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect Paul Leand Jr. as Director | Management | For | For |
5 | Reelect Kate Blankenship as Director | Management | For | For |
6 | Reelect Craig H. Stevenson Jr. as Director | Management | For | For |
7 | Reelect Hans Petter as Director | Management | For | For |
8 | Reelect Cecilie Fredriksen as Director | Management | For | For |
9 | Approve Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Approve Reduction of Share Premium Account | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
SKYWEST, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director J. Ralph Atkin | Management | For | For |
3 | Elect Director Margaret S. Billson | Management | For | For |
4 | Elect Director Ian M. Cumming | Management | For | For |
5 | Elect Director Henry J. Eyring | Management | For | For |
6 | Elect Director Robert G. Sarver | Management | For | For |
7 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
8 | Elect Director James L. Welch | Management | For | For |
9 | Elect Director Michael K. Young | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Travis C. Johnson | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TRANSDIGM GROUP INCORPORATED MEETING DATE: FEB 17, 2010 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mervin Dunn | Management | For | For |
1.2 | Elect Director Michael Graff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 10, 2010 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director Jane C. Garvey | Management | For | For |
1.5 | Elect Director Walter Isaacson | Management | For | For |
1.6 | Elect Director Robert D. Krebs | Management | For | For |
1.7 | Elect Director Robert S. Miller | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director Glenn F. Tilton | Management | For | For |
1.10 | Elect Director David J. Vitale | Management | For | For |
1.11 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. John Langley, Jr. as Director | Management | For | For |
1.2 | Elect Allan M. Rosenzweig as Director | Management | For | For |
1.3 | Elect Donald W. Slager as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AXL SECURITY ID: 024061103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore J. Bonanno, Sr. | Management | For | Withhold |
1.2 | Elect Director Elizabeth A. Chappell | Management | For | Withhold |
1.3 | Elect Director Dr. Henry T. Yang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
1.2 | Elect Director Philip F. Maritz | Management | For | For |
1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTOLIV INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Walter Kunerth | Management | For | For |
1.3 | Elect Director Lars Nyberg | Management | For | For |
1.4 | Elect Director Lars Westerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Arves | Management | For | Withhold |
1.2 | Elect Director Robert C. Griffin | Management | For | Withhold |
1.3 | Elect Director Richard A. Snell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COOPER TIRE & RUBBER COMPANY MEETING DATE: MAY 4, 2010 | ||||
TICKER: CTB SECURITY ID: 216831107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Thomas P. Capo | Management | For | For |
1.3 | Elect Director Robert D. Welding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DAIMLER AG MEETING DATE: APR 14, 2010 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
4 | Approve Remuneration System for Management Board Members | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
10 | Amend Articles Re: Board-Related | Management | For | For |
11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DANA HOLDING CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Devine | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DREW INDUSTRIES INCORPORATED MEETING DATE: MAY 19, 2010 | ||||
TICKER: DW SECURITY ID: 26168L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director Fredric M. Zinn | Management | For | For |
1.4 | Elect Director James F. Gero | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director David A. Reed | Management | For | For |
1.7 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.8 | Elect Director Jason D. Lippert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
EXIDE TECHNOLOGIES MEETING DATE: SEP 16, 2009 | ||||
TICKER: XIDE SECURITY ID: 302051206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert F. Aspbury | Management | For | Withhold |
1.2 | Elect Director Michael R. D'appolonia | Management | For | Withhold |
1.3 | Elect Director David S. Ferguson | Management | For | Withhold |
1.4 | Elect Director Paul W. Jennings | Management | For | Withhold |
1.5 | Elect Director Joseph V. Lash | Management | For | Withhold |
1.6 | Elect Director John P. Reilly | Management | For | Withhold |
1.7 | Elect Director Michael P. Ressner | Management | For | Withhold |
1.8 | Elect Director Gordon A. Ulsh | Management | For | Withhold |
1.9 | Elect Director Carroll R. Wetzel | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FEDERAL-MOGUL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | Withhold |
1.7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
1.8 | Elect Director David S. Schechter | Management | For | Withhold |
1.9 | Elect Director Neil S. Subin | Management | For | For |
1.10 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 13, 2010 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Adopt Recapitalization Plan | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
FUEL SYSTEMS SOLUTIONS, INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: FSYS SECURITY ID: 35952W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mariano Costamagna | Management | For | Withhold |
1.2 | Elect Director William Young | Management | For | Withhold |
1.3 | Elect Director Aldo Zanvercelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | Against |
GENTEX CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Mulder | Management | For | For |
1.2 | Elect Director Frederick Sotok | Management | For | For |
1.3 | Elect Director Wallace Tsuha | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Ratify Auditors | Management | For | For |
GOODYEAR TIRE & RUBBER COMPANY, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Robert J. Keegan | Management | For | For |
4 | Elect Director Richard J. Kramer | Management | For | For |
5 | Elect Director W. Alan McCollough | Management | For | For |
6 | Elect Director Denise M. Morrison | Management | For | For |
7 | Elect Director Rodney O'Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director J. Terry Strange | Management | For | For |
1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 24, 2010 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Judson C. Green | Management | For | For |
1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Bonus Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
1.2 | Elect Director Edward H. Meyer | Management | For | For |
1.3 | Elect Director Gary G. Steel | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 7267 SECURITY ID: 438128308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2.1 | Elect Director Takanobu Itou | Management | For | For |
2.2 | Elect Director Kouichi Kondou | Management | For | For |
2.3 | Elect Director Shigeru Takagi | Management | For | For |
2.4 | Elect Director Akio Hamada | Management | For | For |
2.5 | Elect Director Tetsuo Iwamura | Management | For | For |
2.6 | Elect Director Tatsuhiro Ohyama | Management | For | For |
2.7 | Elect Director Fumihiko Ike | Management | For | For |
2.8 | Elect Director Masaya Yamashita | Management | For | For |
2.9 | Elect Director Kensaku Hougen | Management | For | For |
2.10 | Elect Director Nobuo Kuroyanagi | Management | For | For |
2.11 | Elect Director Takeo Fukui | Management | For | For |
2.12 | Elect Director Hiroshi Kobayashi | Management | For | For |
2.13 | Elect Director Shou Minekawa | Management | For | For |
2.14 | Elect Director Takuji Yamada | Management | For | For |
2.15 | Elect Director Youichi Houjou | Management | For | For |
2.16 | Elect Director Tsuneo Tanai | Management | For | For |
2.17 | Elect Director Hiroyuki Yamada | Management | For | For |
2.18 | Elect Director Tomohiko Kawanabe | Management | For | For |
2.19 | Elect Director Masahiro Yoshida | Management | For | For |
2.20 | Elect Director Seiji Kuraishi | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
LITHIA MOTORS, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: LAD SECURITY ID: 536797103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney B. Deboer | Management | For | For |
1.2 | Elect Director Thomas Becker | Management | For | For |
1.3 | Elect Director Susan O. Cain | Management | For | For |
1.4 | Elect Director Bryan B. Deboer | Management | For | For |
1.5 | Elect Director William J. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: MG.A SECURITY ID: 559222401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director J. Trevor Eyton | Management | For | For |
1.3 | Elect Director Michael D. Harris | Management | For | For |
1.4 | Elect Director Lady Barbara Judge | Management | For | For |
1.5 | Elect Director Louis E. Lataif | Management | For | For |
1.6 | Elect Director Donald Resnick | Management | For | For |
1.7 | Elect Director Belinda Stronach | Management | For | For |
1.8 | Elect Director Franz Vranitzky | Management | For | Withhold |
1.9 | Elect Director Donald J. Walker | Management | For | For |
1.10 | Elect Director Siegfried Wolf | Management | For | For |
1.11 | Elect Director Lawrence D. Worrall | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Stock Option Plan | Management | For | Against |
MARTINREA INTERNATIONAL INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: MRE SECURITY ID: 573459104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fred Jaekel as Director | Management | For | Withhold |
1.2 | Elect Rob Wildeboer as Director | Management | For | Withhold |
1.3 | Elect Natale Rea as Director | Management | For | Withhold |
1.4 | Elect Zoran Arandjelovic as Director | Management | For | Withhold |
1.5 | Elect Fred Olson as Director | Management | For | Withhold |
1.6 | Elect Suleiman Rashid as Director | Management | For | Withhold |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve All Unallocated Options Under Stock Option Plan | Management | For | Against |
MODINE MANUFACTURING CO. MEETING DATE: JUL 23, 2009 | ||||
TICKER: MOD SECURITY ID: 607828100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Jones | Management | For | For |
1.2 | Elect Director Dennis J. Kuester | Management | For | For |
1.3 | Elect Director Michael T. Yonker | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: AUG 19, 2009 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William I. Belk | Management | For | For |
1.5 | Elect Director William R. Brooks | Management | For | For |
1.6 | Elect Director Victor H. Doolan | Management | For | For |
1.7 | Elect Director Robert Heller | Management | For | For |
1.8 | Elect Director Robert L. Rewey | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STONERIDGE, INC. MEETING DATE: MAY 17, 2010 | ||||
TICKER: SRI SECURITY ID: 86183P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
TENNECO INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Frank E. Macher | Management | For | For |
4 | Elect Director Hari N. Nair | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director David B. Price, Jr. | Management | For | For |
7 | Elect Director Gregg M. Sherrill | Management | For | For |
8 | ElectDirector Paul T. Stecko | Management | For | For |
9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
10 | Elect Director Jane L. Warner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil D. Chrisman | Management | For | For |
1.2 | Elect Director Alan Siegel | Management | For | For |
1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
TOYOTA MOTOR CORP. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 7203 SECURITY ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Distribution Of Surplus | Management | For | For |
2.1 | Director Fujio Cho | Management | For | For |
2.2 | Director Katsuaki Watanabe | Management | For | For |
2.3 | Director Kazuo Okamoto | Management | For | For |
2.4 | Director Akio Toyoda | Management | For | For |
2.5 | Director Takeshi Uchiyamada | Management | For | For |
2.6 | Director Yukitoshi Funo | Management | For | For |
2.7 | Director Atsushi Niimi | Management | For | For |
2.8 | Director Shinichi Sasaki | Management | For | For |
2.9 | Director Yoichiro Ichimaru | Management | For | For |
2.10 | Director Satoshi Ozawa | Management | For | For |
2.11 | Director Akira Okabe | Management | For | For |
2.12 | Director Shinzo Kobuki | Management | For | For |
2.13 | Director Akira Sasaki | Management | For | For |
2.14 | Director Mamoru Furuhashi | Management | For | For |
2.15 | Director Iwao Nihashi | Management | For | For |
2.16 | Director Tadashi Yamashina | Management | For | For |
2.17 | Director Takahiko Ijichi | Management | For | For |
2.18 | Director Tetsuo Agata | Management | For | For |
2.19 | Director Masamoto Maekawa | Management | For | For |
2.20 | Director Yasumori Ihara | Management | For | For |
2.21 | Director Takahiro Iwase | Management | For | For |
2.22 | Director Yoshimasa Ishii | Management | For | For |
2.23 | Director Takeshi Shirane | Management | For | For |
2.24 | Director Yoshimi Inaba | Management | For | For |
2.25 | Director Nampachi Hayashi | Management | For | For |
2.26 | Director Nobuyori Kodaira | Management | For | For |
2.27 | Director Mitsuhisa Kato | Management | For | For |
3 | Election Of Corporate Auditor: Masaki Nakatsugawa | Management | For | For |
4 | Election Of Corporate Auditor: Yoichi Morishita | Management | For | For |
5 | Election Of Corporate Auditor: Akishige Okada | Management | For | For |
6 | Issuance Of Stock Acquisition Rights For The Purpose Of granting Stock Options | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody G. Miller | Management | For | For |
1.2 | Elect Director John C. Plant | Management | For | For |
1.3 | Elect Director Neil P. Simpkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irvin E. Aal | Management | For | For |
1.2 | Elect Director Joseph W. England | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABINGTON BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ABBC SECURITY ID: 00350L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack J. Sandoski | Management | For | For |
1.2 | Elect Director G. Price Wilson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASSOCIATED BANC-CORP MEETING DATE: APR 28, 2010 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Phillip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
1.7 | Elect Director Richard T. Lommen | Management | For | For |
1.8 | Elect Director John C. Meng | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ASTORIA FINANCIAL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: AF SECURITY ID: 046265104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Chrin | Management | For | For |
1.2 | Elect Director John J. Conefry, Jr. | Management | For | For |
1.3 | Elect Director Brian M. Leeney | Management | For | For |
1.4 | Elect Director Thomas V. Powderly | Management | For | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF HAWAII CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: BOH SECURITY ID: 062540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
1.2 | Elect Director Mary G. F. Bitterman | Management | For | For |
1.3 | Elect Director Mark A. Burak | Management | For | For |
1.4 | Elect Director Michael J. Chun | Management | For | For |
1.5 | Elect Director Clinton R. Churchill | Management | For | For |
1.6 | Elect Director David A. Heenan | Management | For | For |
1.7 | Elect Director Peter S. Ho | Management | For | For |
1.8 | Elect Director Robert Huret | Management | For | For |
1.9 | Elect Director Allan R. Landon | Management | For | For |
1.10 | Elect Director Kent T. Lucien | Management | For | For |
1.11 | Elect Director Martin A. Stein | Management | For | For |
1.12 | Elect Director Donald M. Takaki | Management | For | For |
1.13 | Elect Director Barbara J. Tanabe | Management | For | For |
1.14 | Elect Director Robert W. Wo., Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BARCLAYS PLC MEETING DATE: APR 30, 2010 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Reuben Jeffery III as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Sir Michael Rake as Director | Management | For | For |
8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
9 | Re-elect Chris Lucas as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Approve SAYE Share Option Scheme | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
1.9 | Elect Director Jane P. Helm | Management | For | For |
1.10 | Elect Director John P. Howe III, MD | Management | For | For |
1.11 | Elect Director Kelly S. King | Management | For | For |
1.12 | Elect Director James H. Maynard | Management | For | For |
1.13 | Elect Director Albert O. McCauley | Management | For | For |
1.14 | Elect Director J. Holmes Morrison | Management | For | For |
1.15 | Elect Director Nido R. Qubein | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: BRK.A SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
3 | Adjust Par Value of Common Stock | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CATHAY GENERAL BANCORP MEETING DATE: MAY 17, 2010 | ||||
TICKER: CATY SECURITY ID: 149150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly L. Chan | Management | For | For |
1.2 | Elect Director Dunson K. Cheng | Management | For | For |
1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTER FINANCIAL CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: CLFC SECURITY ID: 15146E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
CENTER FINANCIAL CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: CLFC SECURITY ID: 15146E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Z. Hong | Management | For | For |
1.2 | Elect Director Jin Chul Jhung | Management | For | For |
1.3 | Elect Director Chang Hwi Kim | Management | For | For |
1.4 | Elect Director Kevin S. Kim | Management | For | For |
1.5 | Elect Director Peter Y.S. Kim | Management | For | For |
1.6 | Elect Director Sang Hoon Kim | Management | For | For |
1.7 | Elect Director Chung Hyun Lee | Management | For | For |
1.8 | Elect Director Jae Whan Yoo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CITIZENS REPUBLIC BANCORP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CRBC SECURITY ID: 174420109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George J. Butvilas | Management | For | For |
2 | Elect Director Robert S. Cubbin | Management | For | For |
3 | Elect Director Richard J. Dolinski | Management | For | For |
4 | Elect Director Dennis J. Ibold | Management | For | For |
5 | Elect Director Benjamin W. Laird | Management | For | For |
6 | Elect Director Cathleen H. Nash | Management | For | For |
7 | Elect Director Kendall B. Williams | Management | For | For |
8 | Elect Director James L. Wolohan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CITY NATIONAL CORPORATION MEETING DATE: APR 21, 2010 | ||||
TICKER: CYN SECURITY ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
1.2 | Elect Director Ronald L. Olson | Management | For | Withhold |
1.3 | Elect DirectorRobert H. Tuttle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CME GROUP INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
CVB FINANCIAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CVBF SECURITY ID: 126600105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Borba | Management | For | Withhold |
1.2 | Elect Director John A. Borba | Management | For | Withhold |
1.3 | Elect Director Robert M. Jacoby | Management | For | Withhold |
1.4 | Elect Director Ronald O. Kruse | Management | For | Withhold |
1.5 | Elect Director Christopher D. Myers | Management | For | For |
1.6 | Elect Director James C. Seley | Management | For | Withhold |
1.7 | Elect Director San E. Vaccaro | Management | For | Withhold |
1.8 | Elect Director D. Linn Wiley | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.3 | Elect Director Emerson L. Brumback | Management | For | For |
1.4 | Elect Director James P. Hackett | Management | For | For |
1.5 | Elect Director Gary R. Heminger | Management | For | For |
1.6 | Elect Director Jewell D. Hoover | Management | For | For |
1.7 | Elect Director Kevin T. Kabat | Management | For | For |
1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.11 | Elect Director Dudley S. Taft | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.2 | Elect Director John R. Koelmel | Management | For | For |
1.3 | Elect Director George M. Philip | Management | For | For |
1.4 | Elect Director Louise Woerner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald O. Quest PhD | Management | For | For |
2 | Elect Director Joseph G. Sponholz | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Lauer | Management | For | For |
1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.3 | Elect Director Richard W. Neu | Management | For | For |
1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
1.5 | Elect Director William R. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ING GROEP NV MEETING DATE: APR 27, 2010 | ||||
TICKER: INGA SECURITY ID: 456837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Annual Accounts For 2009 | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Remuneration Policy | Management | For | For |
5a | Discussion of Management Board Profile | Management | None | None |
5b | Discussion of Supervisory Board Profile | Management | None | None |
5c | Implementation Of The Revised Dutch Corporate Governance code | Management | For | Against |
5d | Discussion on Depositary Receipt Structure | Management | None | None |
6 | Receive Explanation on Company's Corporate Responsibility Performance | Management | None | None |
7a | Discharge Of The Members Of The Executive Board In Respect Of the Duties Performed During The Year 2009 | Management | For | For |
7b | Discharge Of The Members Of The Supervisory Board In Respect Of the Duties Performed During The Year 2009 | Management | For | For |
8 | Composition Of The Supervisory Board: Reappointment Of Piet Klaver | Management | For | For |
9a | Authorization To Issue Ordinary Shares With Or Without pre-emptive Rights | Management | For | For |
9b | Authorization To Issue Ordinary Shares With Or Without pre-emptive Rights In Connection With A Takeover Of A Business | Management | For | For |
10a | Authorization To Acquire Ordinary Shares Or Depositary Receipts for Ordinary Shares In The Company's Own Capital | Management | For | For |
10b | Authorization To Acquire Ordinary Shares Or Depositary Receipts for Ordinary Shares Capital In Connection With A Restructuring | Management | For | For |
11 | Any Other Businesss and Close Meeting | Management | None | None |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
KEYCORP MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | Withhold |
1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
M&T BANK CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Colm E. Doherty | Management | For | For |
1.9 | Elect Director Gary N. Geisel | Management | For | For |
1.10 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.11 | Elect Director Richard G. King | Management | For | For |
1.12 | Elect Director Jorge G. Pereira | Management | For | For |
1.13 | Elect Director Michael P. Pinto | Management | For | For |
1.14 | Elect Director Melinda R. Rich | Management | For | For |
1.15 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.16 | Elect Director Herbert L. Washington | Management | For | For |
1.17 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARSHALL & ILSLEY CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: MI SECURITY ID: 571837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon F. Chait | Management | For | For |
1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
1.3 | Elect Director Mark F. Furlong | Management | For | For |
1.4 | Elect Director Ted D. Kellner | Management | For | For |
1.5 | Elect Director Dennis J. Kuester | Management | For | For |
1.6 | Elect Director David J. Lubar | Management | For | For |
1.7 | Elect Director Katharine C. Lyall | Management | For | For |
1.8 | Elect Director John A. Mellowes | Management | For | For |
1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
1.10 | Elect Director Robert J. O'Toole | Management | For | For |
1.11 | Elect Director Peter M. Platten, III | Management | For | For |
1.12 | Elect Director John S. Shiely | Management | For | For |
1.13 | Elect Director George E. Wardeberg | Management | For | For |
1.14 | Elect Director James B. Wigdale | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
NARA BANCORP, INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: NARA SECURITY ID: 63080P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven D. Broidy | Management | For | For |
1.2 | Elect Director Louis M. Cosso | Management | For | For |
1.3 | Elect Director Alvin D. Kang | Management | For | For |
1.4 | Elect Director Chong-Moon Lee | Management | For | For |
1.5 | Elect Director Jesun Paik | Management | For | For |
1.6 | Elect Director Hyon Man Park | Management | For | For |
1.7 | Elect Director Ki Suh Park | Management | For | For |
1.8 | Elect Director Scott Yoon-suk Whang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
NATIONAL PENN BANCSHARES, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NPBC SECURITY ID: 637138108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donna D. Holton | Management | For | For |
1.2 | Elect Director Christian F. Martin, IV | Management | For | For |
1.3 | Elect Director R. Chadwick Paul, Jr. | Management | For | For |
1.4 | Elect Director C. Robert Roth | Management | For | For |
1.5 | Elect Director Wayne R. Weidner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Blake | Management | For | For |
1.2 | Elect Director Michael J. Levine | Management | For | For |
1.3 | Elect Director Guy V. Molinari | Management | For | For |
1.4 | Elect Director John M. Tsimbinos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORTHWEST BANCSHARES, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: NWBI SECURITY ID: 667340103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Ferrier | Management | For | For |
1.2 | Elect Director Joseph F. Long | Management | For | For |
1.3 | Elect Director Richard E. McDowell | Management | For | For |
1.4 | Elect Director John P. Meegan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORIENTAL FINANCIAL GROUP INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OFG SECURITY ID: 68618W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PACIFIC CONTINENTAL CORPORATION MEETING DATE: APR 19, 2010 | ||||
TICKER: PCBK SECURITY ID: 69412V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Ballin | Management | For | For |
1.2 | Elect Director Hal Brown | Management | For | For |
1.3 | Elect Director Cathi Hatch | Management | For | For |
1.4 | Elect Director Michael E. Heijer | Management | For | For |
1.5 | Elect Director Michael Holcomb | Management | For | For |
1.6 | Elect Director Michael Holzgang | Management | For | For |
1.7 | Elect Director Donald Krahmer, Jr. | Management | For | For |
1.8 | Elect Director Donald Montgomery | Management | For | For |
1.9 | Elect Director John Rickman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PACWEST BANCORP MEETING DATE: MAY 11, 2010 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | For |
1.2 | Elect Director Stephen M. Dunn | Management | For | For |
1.3 | Elect Director John M. Eggemeyer | Management | For | For |
1.4 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.5 | Elect Director George E. Langley | Management | For | For |
1.6 | Elect Director Susan E. Lester | Management | For | For |
1.7 | Elect Director Timothy B. Matz | Management | For | For |
1.8 | Elect Director Arnold W. Messer | Management | For | For |
1.9 | Elect Director Daniel B. Platt | Management | For | For |
1.10 | Elect Director John W. Rose | Management | For | For |
1.11 | Elect Director Robert A. Stine | Management | For | For |
1.12 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6 | Other Business | Management | For | Against |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Dwight | Management | For | For |
1.2 | Elect Director Janet M. Hansen | Management | For | For |
1.3 | Elect Director Mark W. Richards | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
ROYAL BANK OF SCOTLAND GROUP PLC, THE MEETING DATE: APR 28, 2010 | ||||
TICKER: RBS SECURITY ID: 780097689 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Sandy Crombie as Director | Management | For | For |
4 | Elect Bruce Van Saun as Director | Management | For | For |
5 | Elect Philip Scott as Director | Management | For | For |
6 | Elect Penny Hughes as Director | Management | For | For |
7 | Elect Brendan Nelson as Director | Management | For | For |
8 | Re-elect Joe MacHale as Director | Management | For | For |
9 | Re-elect Philip Hampton as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Approve Share Sub Division | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
16 | Approve Long Term Incentive Plan | Management | For | For |
17 | Approve Employee Share Ownership Plan | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL BANK OF SCOTLAND GROUP PLC, THE MEETING DATE: APR 28, 2010 | ||||
TICKER: RBS SECURITY ID: 780097689 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Terms of the Conditional Repurchase Agreement and the Argon Conditional Repurchase Agreement | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
STERLING BANCSHARES, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: SBIB SECURITY ID: 858907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Bardgett | Management | For | For |
1.2 | Elect Director Bernard A. Harris, Jr., MD | Management | For | For |
1.3 | Elect Director Glenn H. Johnson | Management | For | For |
1.4 | Elect Director R. Bruce LaBoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SVB FINANCIAL GROUP MEETING DATE: APR 22, 2010 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Benhamou | Management | For | For |
1.2 | Elect Director David M. Clapper | Management | For | For |
1.3 | Elect Director Roger F. Dunbar | Management | For | For |
1.4 | Elect Director Joel P. Friedman | Management | For | For |
1.5 | Elect Director G. Felda Hardymon | Management | For | For |
1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
1.7 | Elect Director C. Richard Kramlich | Management | For | For |
1.8 | Elect Director Lata Krishnan | Management | For | For |
1.9 | Elect Director Kate Mitchell | Management | For | For |
1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
1.11 | Elect Director Ken P. Wilcox | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TCF FINANCIAL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Bell | Management | For | For |
1.2 | Elect Director William F. Bieber | Management | For | Withhold |
1.3 | Elect Director Theodore J. Bigos | Management | For | Withhold |
1.4 | Elect Director William A. Cooper | Management | For | For |
1.5 | Elect Director Thomas A. Cusick | Management | For | For |
1.6 | Elect Director Luella G. Goldberg | Management | For | Withhold |
1.7 | Elect Director George G. Johnson | Management | For | For |
1.8 | Elect Director Vance K. Opperman | Management | For | Withhold |
1.9 | Elect Director Gregory J. Pulles | Management | For | For |
1.10 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
1.12 | Elect Director Ralph Strangis | Management | For | Withhold |
1.13 | Elect Director Barry N. Winslow | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
3 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMPQUA HOLDINGS CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: UMPQ SECURITY ID: 904214103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Davis | Management | For | For |
1.2 | Elect Director David B. Frohnmayer | Management | For | For |
1.3 | Elect Director William A. Lansing | Management | For | For |
1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
1.6 | Elect Director Stephen M. Gambee | Management | For | For |
1.7 | Elect Director Luis F. Machuca | Management | For | For |
1.8 | Elect Director Bryan L. Timm | Management | For | For |
1.9 | Elect Director Allyn C. Ford | Management | For | For |
1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
1.11 | Elect Director Diane D. Miller | Management | For | For |
1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
2 | Increase Authorized Preferred and Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN ALLIANCE BANCORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: WAL SECURITY ID: 957638109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary Mack | Management | For | For |
1.2 | Elect Director Todd Marshall | Management | For | For |
1.3 | Elect Director Nafees Nagy, PhD | Management | For | For |
1.4 | Elect Director James E. Nave, D.V.M. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WILMINGTON TRUST CORPORATION MEETING DATE: APR 21, 2010 | ||||
TICKER: WL SECURITY ID: 971807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Keith Elliott | Management | For | For |
1.2 | Elect Director Gailen Krug | Management | For | For |
1.3 | Elect Director Michele M. Rollins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILSHIRE BANCORP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: WIBC SECURITY ID: 97186T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kyu-Hyun Kim | Management | For | For |
1.2 | Elect Director Young Hi Pak | Management | For | For |
1.3 | Elect Director Joanne Kim | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Leslie L. Iversen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADOLOR CORP MEETING DATE: MAY 18, 2010 | ||||
TICKER: ADLR SECURITY ID: 00724X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard | Management | For | For |
1.2 | Elect Director Claude H. Nash | Management | For | For |
1.3 | Elect Director Donald Nickelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AFFYMAX, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen LaPorte | Management | For | For |
1.2 | Elect Director Keith R. Leonard | Management | For | For |
1.3 | Elect Director Christi van Heek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AKORN, INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Jerry N. Ellis | Management | For | For |
1.3 | Elect Director Ronald M. Johnson | Management | For | For |
1.4 | Elect Director Subhash Kapre | Management | For | Withhold |
1.5 | Elect Director Brian Tambi | Management | For | For |
1.6 | Elect Director Steven J. Meyer | Management | For | For |
1.7 | Elect Director Alan Weinstein | Management | For | For |
1.8 | Elect Director Randall J. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
AKORN, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | Withhold |
1.2 | Elect Director Ronald M. Johnson | Management | For | Withhold |
1.3 | Elect Director Brian Tambi | Management | For | Withhold |
1.4 | Elect Director Steven J. Meyer | Management | For | Withhold |
1.5 | Elect Director Alan Weinstein | Management | For | Withhold |
1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXZA PHARMACEUTICALS, INC. MEETING DATE: AUG 26, 2009 | ||||
TICKER: ALXA SECURITY ID: 015384100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ALEXZA PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALXA SECURITY ID: 015384100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. King | Management | For | For |
1.2 | Elect Director Hal V. Barron | Management | For | Withhold |
1.3 | Elect Director Andrew L. Busser | Management | For | For |
1.4 | Elect Director Samuel D. Colella | Management | For | For |
1.5 | Elect Director Alan D. Frazier | Management | For | For |
1.6 | Elect Director Deepika R. Pakianathan | Management | For | For |
1.7 | Elect Director J. Leighton Read | Management | For | For |
1.8 | Elect Director Gordon Ringold | Management | For | For |
1.9 | Elect Director Isaac Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALKERMES, INC. MEETING DATE: OCT 6, 2009 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Floyd E. Bloom | Management | For | For |
1.3 | Elect Director Robert A. Breyer | Management | For | For |
1.4 | Elect Director David A. Broecker | Management | For | For |
1.5 | Elect Director Geraldine Henwood | Management | For | For |
1.6 | Elect Director Paul J. Mitchell | Management | For | For |
1.7 | Elect Director Richard F. Pops | Management | For | For |
1.8 | Elect Director Alexander Rich | Management | For | For |
1.9 | Elect Director Mark B. Skaletsky | Management | For | For |
1.10 | Elect Director Michael A. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.J. Hoffman | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan De Silva | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | For |
1.2 | Elect Director Kevin P. Starr | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
1.2 | Elect Director Michael Narachi | Management | For | Withhold |
1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
1.5 | Elect Director Lesley Russell | Management | For | Withhold |
1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANTIGENICS INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AGEN SECURITY ID: 037032109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Corvese | Management | For | For |
1.2 | Elect Director Timothy Rothwell | Management | For | For |
1.3 | Elect Director Timothy R. Wright | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ARADIGM CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director John M. Siebert | Management | For | For |
1.4 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Fuchs | Management | For | For |
1.2 | Elect Director Craig A. Johnson | Management | For | For |
1.3 | Elect Director John W. Poyhonen | Management | For | For |
1.4 | Elect Director Barry D. Quart | Management | For | For |
1.5 | Elect Director Jack S. Remington | Management | For | For |
1.6 | Elect Director Kevin C. Tang | Management | For | For |
1.7 | Elect Director Felix J. Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lavidas | Management | For | For |
1.2 | Elect Director M. Radaelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director Philippe O. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Paul A. Friedman | Management | For | For |
1.8 | Elect Director Renato Fuchs | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIODEL INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: BIOD SECURITY ID: 09064M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Solomon S. Steiner | Management | For | For |
1.2 | Elect Director Ira Lieberman | Management | For | For |
1.3 | Elect Director Scott Weisman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CELERA CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CRA SECURITY ID: 15100E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Ayers | Management | For | For |
2 | Elect Director Wayne I. Roe | Management | For | For |
3 | Elect Director Bennett M. Shapiro | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CEPHEID MEETING DATE: APR 29, 2010 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
1.2 | Elect Director Cristina H. Kepner | Management | For | For |
1.3 | Elect Director David H. Persing | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 17, 2009 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew J. Fromkin | Management | For | For |
1.2 | Elect Director Larry D. Horner | Management | For | For |
1.3 | Elect Director Randal J. Kirk | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Mark Corrigan | Management | For | For |
1.3 | Elect Director Sylvie Gregoire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELCATH SYSTEM, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: DCTH SECURITY ID: 24661P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold S. Koplewicz, M.D. | Management | For | For |
1.2 | Elect Director Robert B. Ladd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo Canet | Management | For | For |
1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.3 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUL 16, 2009 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
14 | Authorise Electronic Communications With Shareholders | Management | For | For |
15 | Authorise The Directors To Issue Securities | Management | For | For |
16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
19 | Approve Amendments To The Articles Of Association | Management | For | For |
20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 27, 2010 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Kieran McGowan Director | Management | For | Abstain |
3 | Reelect Kyran McLaughlin Director | Management | For | Abstain |
4 | Elect Dennis Selkoe Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Increase Authorised Share Capital | Management | For | For |
8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Shares for Market Purchase | Management | For | For |
11 | Authorise Reissuance of Repurchased Shares | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
1.2 | Elect Director Alan M. Garber | Management | For | For |
1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
GENOMIC HEALTH INC MEETING DATE: JUN 10, 2010 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Brook H. Byers | Management | For | For |
1.5 | Elect Director Fred E. Cohen | Management | For | For |
1.6 | Elect Director Samuel D. Colella | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Management | For | For |
1.9 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director Kevin E. Lofton | Management | For | For |
1.7 | Elect Director John W. Madigan | Management | For | For |
1.8 | Elect Director John C. Martin | Management | For | For |
1.9 | Elect Director Gordon E. Moore | Management | For | For |
1.10 | Elect Director Nicholas G. Moore | Management | For | For |
1.11 | Elect Director Richard J. Whitley | Management | For | For |
1.12 | Elect Director Gayle E. Wilson | Management | For | For |
1.13 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Engler | Management | For | For |
1.2 | Elect Director Gregory I. Frost | Management | For | For |
1.3 | Elect Director Connie L. Matsui | Management | For | For |
1.4 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
INCYTE CORPORATION MEETING DATE: NOV 24, 2009 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director John F. Niblack | Management | For | Withhold |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INHIBITEX, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: INHX SECURITY ID: 45719T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Henos | Management | For | For |
1.2 | Elect Director Marc L. Preminger | Management | For | For |
1.3 | Elect Director Christopher McGuigan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
INSPIRE PHARMACEUTICALS MEETING DATE: JUN 3, 2010 | ||||
TICKER: ISPH SECURITY ID: 457733103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Richard S. Kent | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
INTERMUNE, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Kabakoff | Management | For | For |
1.2 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
1.3 | Elect Director John C. Reed | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS, INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: JAZZ SECURITY ID: 472147107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel D. Colella | Management | For | For |
1.2 | Elect Director James C. Momtazee | Management | For | For |
1.3 | Elect Director Robert M. Myers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Director/Officer Liability and Indemnification | Management | For | For |
JAZZ PHARMACEUTICALS, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: JAZZ SECURITY ID: 472147107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Cozadd | Management | For | For |
1.2 | Elect Director Michael W. Michelson | Management | For | For |
1.3 | Elect Director Kenneth W. O'Keefe | Management | For | For |
1.4 | Elect Director Alan M. Sebulsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.4 | Elect Director Jack Kaye | Management | For | For |
1.5 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director Robert J. Lefkowitz, M.D. | Management | For | For |
1.3 | Elect Director Alan S. Nies, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 25, 2010 | ||||
TICKER: LGND SECURITY ID: 53220K207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARTEK BIOSCIENCES CORP. MEETING DATE: MAR 18, 2010 | ||||
TICKER: MATK SECURITY ID: 572901106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harry J. D'Andrea | Management | For | For |
2 | Elect Director James R. Beery | Management | For | For |
3 | Elect Director Michael G. Devine | Management | For | For |
4 | Elect Director Steve Dubin | Management | For | For |
5 | Elect Director Robert J. Flanagan | Management | For | For |
6 | Elect Director Polly B. Kawalek | Management | For | For |
7 | Elect Director Jerome C. Keller | Management | For | For |
8 | Elect Director Douglas J. MacMaster, Jr. | Management | For | For |
9 | Elect Director Robert H. Mayer | Management | For | For |
10 | Elect Director David M. Pernock | Management | For | For |
11 | Elect Director Eugene H. Rotberg | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
1.2 | Elect Director Kapil Dhingra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ram Sasisekharan | Management | For | Withhold |
1.2 | Elect Director Bennett M. Shapiro | Management | For | For |
1.3 | Elect Director Elizabeth Stoner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MYRIAD PHARMACEUTICALS, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: MYRX SECURITY ID: 62856H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
5 | Limit Executive Compensation | Shareholder | Against | Against |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director James G. Groninger | Management | For | For |
1.4 | Elect Director Donald E. Kuhla | Management | For | For |
1.5 | Elect Director Francois Nader | Management | For | For |
1.6 | Elect Director Rachel R. Selisker | Management | For | For |
1.7 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2010 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Joseph Y. Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PHARMASSET, INC. MEETING DATE: MAR 18, 2010 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert J. Conrad | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt W. Briner | Management | For | For |
1.2 | Elect Director Charles A. Baker | Management | For | For |
1.3 | Elect Director Mark R. Baker | Management | For | For |
1.4 | Elect Director Peter J. Crowley | Management | For | For |
1.5 | Elect Director Mark F. Dalton | Management | For | For |
1.6 | Elect Director Stephen P. Goff | Management | For | For |
1.7 | Elect Director Paul J. Maddon | Management | For | For |
1.8 | Elect Director David A. Scheinberg | Management | For | For |
1.9 | Elect Director Nicole S. Williams | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
QUIDEL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard S. Schleifer | Management | For | For |
1.2 | Elect Director Eric M. Shooter | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean Deleage | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SAVIENT PHARMACEUTICALS, INC MEETING DATE: JUN 8, 2010 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Conrad | Management | For | For |
1.2 | Elect Director Ginger Constantine | Management | For | For |
1.3 | Elect Director Alan L. Heller | Management | For | For |
1.4 | Elect Director Stephen O. Jaeger | Management | For | For |
1.5 | Elect Director Joseph Klein III | Management | For | For |
1.6 | Elect Director Lee S. Simon | Management | For | For |
1.7 | Elect Director Virgil Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THERATECHNOLOGIES INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: TH SECURITY ID: 88338H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul Pommier, Gilles Cloutier, A. Jean de Grandpre, Robert G. Goyer, Gerald A. Lacoste, Bernard Reculeau, Yves Rosconi,Jean-Denis Talon, and Luc Tanguay as Directors | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANDA PHARMACEUTICALS INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: VNDA SECURITY ID: 921659108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 13, 2010 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Charles A. Sanders | Management | For | For |
1.3 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
XENOPORT, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director George B. Abercrombie | Management | For | For |
1.5 | Elect Director James A. Cannon | Management | For | For |
1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZYMOGENETICS INC. MEETING DATE: NOV 10, 2009 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ZYMOGENETICS, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
1.2 | Elect Director James A. Harper | Management | For | For |
1.3 | Elect Director Edward E. Penhoet | Management | For | For |
1.4 | Elect Director A. Bruce Montgomery | Management | For | For |
1.5 | Elect Director Lars F. Jorgensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel T. Byrne | Management | For | For |
1.2 | Elect Director Dwight D. Churchill | Management | For | For |
1.3 | Elect Director Sean M. Healey | Management | For | For |
1.4 | Elect Director Harold J. Meyerman | Management | For | For |
1.5 | Elect Director William J. Nutt | Management | For | For |
1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
1.7 | Elect Director Patrick T. Ryan | Management | For | For |
1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANCEBERNSTEIN HOLDING L.P. MEETING DATE: JUN 30, 2010 | ||||
TICKER: AB SECURITY ID: 01881G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
ARES CAPITAL CORPORATION MEETING DATE: JUN 7, 2010 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank E. O'Bryan | Management | For | For |
1.2 | Elect Director Antony P. Ressler | Management | For | For |
1.3 | Elect Director Eric B. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
BANCO MACRO S.A. MEETING DATE: SEP 10, 2009 | ||||
TICKER: BMA5 SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Reduction in Share Capital via Cancellation of 30.64 Million Class B Shares | Management | For | Did Not Vote |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BANK SARASIN & CIE AG MEETING DATE: APR 27, 2010 | ||||
TICKER: BSAN SECURITY ID: H3822H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
BARCLAYS PLC MEETING DATE: APR 30, 2010 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Reuben Jeffery III as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Sir Michael Rake as Director | Management | For | For |
8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
9 | Re-elect Chris Lucas as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Approve SAYE Share Option Scheme | Management | For | For |
BBVA BANCO FRANCES S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: FRAN SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, Consolidated Balance Sheet from Merger, and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
7 | Fix Number of and Elect Directors for a Three-Year Term (Bundled) | Management | For | Did Not Vote |
8 | Elect Three Members of the Internal Statutory Auditors Committee and Three Alternates | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
10 | Elect External Auditors for Fiscal Year 2010 | Management | For | Did Not Vote |
11 | Amend Articles 10 and 21, and Remove Article 17 of Company Bylaws; Reorganize Company Bylaws | Management | For | Did Not Vote |
12 | Approve Audit Committee Budget | Management | For | Did Not Vote |
13 | Approve Merger by Absorption of Atuel Fideicomisos S.A. in Accordance With Article 82, Part 2 of the Argentine Company Law; Approve Pre-Merger Agreement; Assign Two Signatories of Definitive Merger Agreement | Management | For | Did Not Vote |
BLACKROCK, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Dennis D. Dammerman | Management | For | For |
1.4 | Elect Director Robert E. Diamond, Jr. | Management | For | For |
1.5 | Elect Director David H. Komansky | Management | For | For |
1.6 | Elect Director James E. Rohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 20, 2010 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
BROADPOINT GLEACHER SECURITIES GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BPSG SECURITY ID: 11134A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. McNierney | Management | For | For |
1.2 | Elect Director Henry S. Bienen | Management | For | For |
1.3 | Elect Director Bruce Rohde | Management | For | For |
1.4 | Elect Director Marshall Cohen | Management | For | For |
2 | Change State of Incorporation from New York to Delaware | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BURSA MALAYSIA BHD. MEETING DATE: MAR 29, 2010 | ||||
TICKER: BURSA SECURITY ID: Y1028U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
2 | Elect Abdul Wahid bin Omar as Director | Management | For | For |
3 | Elect Yusli bin Mohamed Yusoff as Director | Management | For | For |
4 | Elect Saiful Bahri bin Zainuddin as Director | Management | For | For |
5 | Elect Ong Leong Huat @ Wong Joo Hwa as Director | Management | For | For |
6 | Approve Final Dividend of MYR 0.09 Per Share for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
7 | Approve Remuneration of Directors for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Elect Mohamed Dzaiddin bin Haji Abdullah as Director | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kheng Nam Lee as Director | Management | For | For |
1.2 | Elect Fansheng Guo as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize Board to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2009 Together with Directors and Auditors Reports | Management | For | For |
4 | Authorize Board of Directors During the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Against |
5 | Approve the Increase in the Number of Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan By 3,000,000 Ordinary Shares Annually, Until December 31, 2014 | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) MEETING DATE: JUN 7, 2010 | ||||
TICKER: CLE SECURITY ID: G2311R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG Audit LLC as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
4 | Authorise Shares for Market Purchase | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COWEN GROUP, INC. MEETING DATE: NOV 2, 2009 | ||||
TICKER: COWN.1 SECURITY ID: 223621103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
COWEN GROUP, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: COWN SECURITY ID: 223622101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Cohen | Management | For | For |
1.2 | Elect Director Steven Kotler | Management | For | For |
1.3 | Elect Director Jules B. Kroll | Management | For | For |
1.4 | Elect Director David M. Malcolm | Management | For | For |
1.5 | Elect Director Jerome S. Markowitz | Management | For | For |
1.6 | Elect Director Jack H. Nusbaum | Management | For | For |
1.7 | Elect Director Edoardo Spezzotti | Management | For | For |
1.8 | Elect Director John E. Toffolon, Jr. | Management | For | For |
1.9 | Elect Director Joseph R. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 30, 2010 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
E*TRADE FINANCIAL CORP. MEETING DATE: AUG 19, 2009 | ||||
TICKER: ETFC SECURITY ID: 269246104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Advisory Vote to Retain Shareholder Rights Plan (Poison Pill) Until Scheduled Expiration | Management | None | Against |
EFG INTERNATIONAL MEETING DATE: APR 28, 2010 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
7 | Approve Creation of CHF 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9 | Approve Cancellation of Capital Authorization Concerning Participation Capital Categories C and D | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EVERCORE PARTNERS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 8, 2009 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | Withhold |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director Roslyn B. Payne | Management | For | For |
1.14 | Elect Director John W. Peace | Management | For | For |
1.15 | Elect Director D. Van Skilling | Management | For | For |
1.16 | Elect Director Herbert B. Tasker | Management | For | For |
1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.18 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 16, 2010 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel H. Armacost | Management | For | For |
1.2 | Elect Director Charles Crocker | Management | For | For |
1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
1.4 | Elect Director Robert D. Joffe | Management | For | For |
1.5 | Elect Director Charles B. Johnson | Management | For | For |
1.6 | Elect Director Gregory E. Johnson | Management | For | For |
1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.8 | Elect Director Thomas H. Kean | Management | For | For |
1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
1.11 | Elect Director Laura Stein | Management | For | For |
1.12 | Elect Director Anne M. Tatlock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GAM HOLDING LTD MEETING DATE: APR 13, 2010 | ||||
TICKER: GAM SECURITY ID: H2878E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1 | Elect Diego du Monceau as Director | Management | For | Did Not Vote |
5.2 | Elect Daniel Daeniker as Director | Management | For | Did Not Vote |
6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 10, 2010 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin Heffron | Management | For | For |
1.2 | Elect Director John Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GLG PARTNERS, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: GLG SECURITY ID: 37929X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Noam Gottesman | Management | For | For |
1.2 | Elect Director Pierre Lagrange | Management | For | For |
1.3 | Elect Director Emmanuel Roman | Management | For | For |
1.4 | Elect Director Ian G.H. Ashken | Management | For | For |
1.5 | Elect Director Martin E. Franklin | Management | For | For |
1.6 | Elect Director James N. Hauslein | Management | For | For |
1.7 | Elect Director William P. Lauder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: SEP 2, 2009 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Injection of an Amount Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale and Purchase Agreement Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions | Management | For | For |
2 | Elect Malcolm Christopher McCarthy as Independent Non-Executive Director | Management | For | For |
3 | Elect Kenneth Patrick Chung as Independent Non-Executive Director | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: APR 8, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Lili as Executive Director | Management | For | Against |
2 | Approve 2010 Fixed Assets Investment Budget | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2009 Work Report of the Board of Supervisors | Management | For | For |
3 | Approve 2009 Audited Accounts | Management | For | For |
4 | Approve 2009 Profit Distribution Plan | Management | For | For |
5 | Reappoint Ernst and Young and Ernst and Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million | Management | For | For |
6 | Approve Capital Management Plan for Years 2010 to 2012 | Management | For | For |
7 | Approve Issuance of H Shares and A Share Convertible Corporate Bonds (Convertible Bonds) | Management | For | For |
8a | Approve Type of Securities to be Issued in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8b | Approve Issue Size in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8c | Approve Nominal Value and Issue Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8d | Approve Term in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8e | Approve Interest Rate in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8f | Approve Timing and Method of Interest Payment in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8g | Approve Conversion Period in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8h | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8i | Approve Determination and Adjustment of CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8j | Approve Downward Adjustment to CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8k | Approve Terms of Redemption in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8l | Approve Terms of Sale Back in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8m | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8n | Approve Method of Issuance and Target Investors in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8o | Approve Subscription Arrangement for the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8p | Approve CB Holders and CB Holders' Meetings in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8q | Approve Use of Proceeds in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8r | Approve Special Provisions in Relation to Supplementary Capital in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8s | Approve Security in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8t | Approve Validity Period of the Resolution in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8u | Approve Matters Relating to Authorisation in Relation to the Issuance of the Convertible Bonds | Management | For | For |
9 | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
10 | Approve Utilization Report on the Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank | Management | For | For |
11 | Approve the Revised Plan on Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 | Shareholder | None | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Weil | Management | For | For |
2 | Elect Director G. Andrew Cox | Management | For | For |
3 | Elect Director Deborah R. Gatzek | Management | For | For |
4 | Elect Director Robert T. Parry | Management | For | For |
5 | Elect Director Jock Patton | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
JSE LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: JSE SECURITY ID: S4254A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2009 | Management | For | For |
2 | Re-elect Bobby Johnston as Director | Management | For | For |
3 | Re-elect David Lawrence as Director | Management | For | For |
4 | Re-elect Sam Nematswerani as Director | Management | For | For |
5 | Re-elect Zitulele Combi as Director | Management | For | For |
6 | Elect Nonkululeko Nyembezi-Heita | Management | For | For |
7 | Reappoint KPMG Inc as Auditors of the Company and Vanessa Yuill as the Designated Auditor | Management | For | For |
8 | Approve Final Dividend | Management | For | For |
9 | Approve Long Term Incentive Scheme | Management | For | For |
10 | Authorise Repurchase of Shares for the Purpose of Giving Effect to the Long Term Incentive Scheme | Management | For | For |
11 | Authorise Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve 9 Percent Increase in Annual Retainer of Non-executive Directors | Management | For | For |
14 | Approve 9 Percent Increase in Meeting Fee of Non-executive Directors | Management | For | For |
15.1 | Approve 20 Percent Increase in Meeting Fee of Audit Committee Members | Management | For | For |
15.2 | Approve 20 Percent Increase in Annual Retainer of the Audit Committee Chairman | Management | For | For |
JULIUS BAER GRUPPE AG MEETING DATE: APR 8, 2010 | ||||
TICKER: BAER SECURITY ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.40 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Rolf Jetzer as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Gareth Penny as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Daniel Sauter as Director | Management | For | Did Not Vote |
4.2 | Elect Claire Giraut as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities, and Recent Company Listing | Management | For | Did Not Vote |
KKR FINANCIAL HOLDINGS LLC MEETING DATE: APR 29, 2010 | ||||
TICKER: KFN SECURITY ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
1.3 | Elect Director Paul M. Hazen | Management | For | For |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Ross J. Kari | Management | For | For |
1.6 | Elect Director Ely L. Licht | Management | For | For |
1.7 | Elect Director Deborah H. McAneny | Management | For | For |
1.8 | Elect Director Scott C. Nuttall | Management | For | For |
1.9 | Elect Director Scott A. Ryles | Management | For | For |
1.10 | Elect Director William C. Sonneborn | Management | For | For |
1.11 | Elect Director Willy R. Strothotte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAZARD LTD MEETING DATE: APR 27, 2010 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Laurent Mignon as Director | Management | For | Withhold |
1.2 | Elect Gary W. Parr as Director | Management | For | For |
1.3 | Elect Hal S. Scott as Director | Management | For | Withhold |
2 | Amend Bye-laws Re: Removal Procedure for Chairman and CEO | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
1.5 | Elect Director Scott C. Nuttall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Compensation- Make Changes to the Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MCG CAPITAL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: MCGC SECURITY ID: 58047P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Steven F. Tunney | Management | For | For |
1.2 | Elect Director Kim D. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
5 | Amend Restricted Stock Plan | Management | For | Against |
6 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Arthur D. Lipson | Shareholder | For | Did Not Vote |
1.2 | Elect Director Bruce W. Shewmaker | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Approve Issuance of Shares for a Private Placement | Management | Against | Did Not Vote |
4 | Approve Issuance of Warrants/Convertible Debentures | Management | Against | Did Not Vote |
5 | Amend Restricted Stock Plan | Management | Against | Did Not Vote |
6 | Amend Non-Employee Director Restricted Stock Plan | Management | Against | Did Not Vote |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 13, 2009 | ||||
TICKER: MF SECURITY ID: G60642108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alison J. Carnwath as Director | Management | For | Against |
1.2 | Elect Bernard W. Dan as Director | Management | For | Against |
1.3 | Elect Eileen S. Fusco as Director | Management | For | Against |
1.4 | Elect Martin J. Glynn as Director | Management | For | Against |
1.5 | Elect Edward L. Goldberg as Director | Management | For | Against |
1.6 | Elect David I. Schamis as Director | Management | For | Against |
1.7 | Elect Lawrence M. Schloss as Director | Management | For | Against |
1.8 | Elect Robert S. Sloan as Director | Management | For | Against |
2 | Approve Share Option Exchange Program | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director William D. Smithburg | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: OZM SECURITY ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel S. Och | Management | For | For |
1.2 | Elect Director Jerome P. Kenney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONLINE RESOURCES CORPORATION MEETING DATE: NOV 24, 2009 | ||||
TICKER: ORCC SECURITY ID: 68273G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
PZENA INVESTMENT MANAGEMENT, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: PZN SECURITY ID: 74731Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Pzena | Management | For | For |
1.2 | Elect Director Steven M. Galbraith | Management | For | For |
1.3 | Elect Director Joel M. Greenblatt | Management | For | For |
1.4 | Elect Director Richard P. Meyerowich | Management | For | For |
1.5 | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | Against |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | Against |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | Against |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Logue | Management | For | For |
11 | Elect Director R. Sergel | Management | For | Against |
12 | Elect Director R. Skates | Management | For | For |
13 | Elect Director G. Summe | Management | For | For |
14 | Elect Director R. Weissman | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Pay Disparity | Shareholder | Against | Against |
STIFEL FINANCIAL CORP. MEETING DATE: APR 13, 2010 | ||||
TICKER: SF SECURITY ID: 860630102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Dubinsky | Management | For | For |
1.2 | Elect Director Robert E. Lefton | Management | For | For |
1.3 | Elect Director Scott B. McCuaig | Management | For | For |
1.4 | Elect Director James M. Oates | Management | For | For |
1.5 | Elect Director Ben A. Plotkin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SWS GROUP, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: SWS SECURITY ID: 78503N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don A. Buchholz | Management | For | For |
1.2 | Elect Director Donald W. Hultgren | Management | For | For |
1.3 | Elect Director Robert A. Buchholz | Management | For | For |
1.4 | Elect Director Brodie L. Cobb | Management | For | For |
1.5 | Elect Director I.D. Flores, III | Management | For | For |
1.6 | Elect Director Larry A. Jobe | Management | For | For |
1.7 | Elect Director Frederick R. Meyer | Management | For | For |
1.8 | Elect Director Dr. Mike Moses | Management | For | For |
1.9 | Elect Director Joel T. Williams, III | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 14, 2010 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Brian C. Rogers | Management | For | For |
7 | Elect Director Alfred Sommer, PHD | Management | For | For |
8 | Elect Director Dwight S. Taylor | Management | For | For |
9 | Elect Director Anne Marie Whittemore | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director William H. Hatanaka | Management | For | For |
1.3 | Elect Director J. Peter Ricketts | Management | For | For |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
THOMAS WEISEL PARTNERS GROUP, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: TWPG SECURITY ID: 884481102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Thomas W. Weisel | Management | For | For |
3.2 | Elect Director Matthew R. Barger | Management | For | For |
3.3 | Elect Director Thomas I.A. Allen | Management | For | For |
3.4 | Elect Director Michael W. Brown | Management | For | For |
3.5 | Elect Director Robert. E. Grady | Management | For | For |
3.6 | Elect Director B. Kipling Hagopian | Management | For | For |
3.7 | Elect Director Alton F. Irby III | Management | For | For |
3.8 | Elect Director Timothy A. Koogle | Management | For | Withhold |
4 | Ratify Auditors | Management | For | For |
UBS AG MEETING DATE: APR 14, 2010 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 7, 2010 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | Withhold |
1.2 | Elect Director James M. Raines | Management | For | Withhold |
1.3 | Elect Director William L. Rogers | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
ZIONS BANCORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger B. Porter | Management | For | For |
2 | Elect Director L.E. Simmons | Management | For | For |
3 | Elect Director Steven C. Wheelwright | Management | For | For |
4 | Increase Authorized Preferred Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Davis, III | Management | For | For |
1.2 | Elect Director W. Douglas Ford | Management | For | For |
1.3 | Elect Director Evert Henkes | Management | For | For |
1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AIRGAS, INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
1.3 | Elect Director David M. Stout | Management | For | For |
1.4 | Elect Director Ellen C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ALBEMARLE CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director R. William Ide, III | Management | For | For |
1.3 | Elect Director Richard L. Morrill | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Berry W. Perry | Management | For | For |
1.6 | Elect Director Mark C. Rohr | Management | For | For |
1.7 | Elect Director John Sherman, Jr. | Management | For | For |
1.8 | Elect Director Charles E. Stewart | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ASHLAND INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Rohr | Management | For | For |
1.2 | Elect Director Theodore M. Solso | Management | For | For |
1.3 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATLAS PIPELINE PARTNERS, L.P. MEETING DATE: JUN 15, 2010 | ||||
TICKER: APL SECURITY ID: 049392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
BALCHEM CORPORATION MEETING DATE: JUN 17, 2010 | ||||
TICKER: BCPC SECURITY ID: 057665200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dino A. Rossi | Management | For | For |
1.2 | Elect Director Elaine R. Wedral | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CABOT CORP. MEETING DATE: MAR 11, 2010 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Clarkeson | Management | For | For |
1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For |
1.3 | Elect Director Ronaldo H. Schmitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CALGON CARBON CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Cruickshank | Management | For | Withhold |
1.2 | Elect Director Julie S. Roberts | Management | For | Withhold |
1.3 | Elect Director J. Rich Alexander | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David N. Weidman | Management | For | For |
2 | Elect Director Mark C. Rohr | Management | For | For |
3 | Elect Director Farah M. Walters | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | Withhold |
1.2 | Elect Director Edward A. Schmitt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director C. Scott Hobbs | Management | For | For |
1.3 | Elect Director Scott L. Lebovitz | Management | For | For |
1.4 | Elect Director George E. Matelich | Management | For | For |
1.5 | Elect Director Steve A. Nordaker | Management | For | For |
1.6 | Elect Director Stanley de J. Osborne | Management | For | For |
1.7 | Elect Director John K. Rowan | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYTEC INDUSTRIES INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CYT SECURITY ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Chris A. Davis | Management | For | For |
2 | ElectDirector Shane D. Fleming | Management | For | For |
3 | Elect Director William P. Powell | Management | For | For |
4 | Elect Director: Louis L. Hoynes, Jr. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn A. Hewson | Management | For | For |
10 | Elect Director Lois D. Juliber | Management | For | For |
11 | Elect Director Ellen J. Kullman | Management | For | For |
12 | Elect Director William K. Reilly | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
ECOLAB INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur J. Higgins | Management | For | For |
2 | Elect Director Joel W. Johnson | Management | For | For |
3 | Elect Director C. Scott O'Hara | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
FERRO CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Brown | Management | For | For |
1.2 | Elect Director Gregory E. Hyland | Management | For | For |
1.3 | Elect Director Ronald P. Vargo | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FMC CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
1.4 | Elect Director William G. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
H.B. FULLER COMPANY MEETING DATE: APR 15, 2010 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John C. Van Roden, Jr. | Management | For | For |
1.2 | Director Michele Volpi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUNTSMAN CORP MEETING DATE: NOV 4, 2009 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Huntsman | Management | For | For |
1.2 | Elect Director Wayne A. Reaud | Management | For | For |
1.3 | Elect Director Alvin V. Shoemaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HUNTSMAN CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director H. William Lichtenberger | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INNOPHOS HOLDINGS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: IPHS SECURITY ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | Withhold |
1.2 | Elect Director Amado Cavazos | Management | For | Withhold |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | Withhold |
1.6 | Elect Director John Steitz | Management | For | Withhold |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
KRATON PERFORMANCE POLYMERS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: KRA SECURITY ID: 50077C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan F. Smith | Management | For | For |
1.2 | Elect Director Barry J. Goldstein | Management | For | For |
1.3 | Elect Director Michael G. MacDougall | Management | For | For |
1.4 | Elect Director Timothy J. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LUBRIZOL CORPORATION, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director James L. Hambrick | Management | For | For |
1.3 | Elect Director Gordon D. Harnett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 26, 2010 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank V. AtLee III | Management | For | For |
2 | Elect Director David L. Chicoine | Management | For | For |
3 | Elect Director Arthur H. Harper | Management | For | For |
4 | Elect Director Gwendolyn S. King | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: APR 30, 2010 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl M. Casale | Management | For | For |
1.2 | Elect Director Rodney F. Chase | Management | For | For |
1.3 | Elect Director Mary M. VanDeWeghe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OM GROUP, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: OMG SECURITY ID: 670872100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine L. Plourde | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNOVA SOLUTIONS INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: OMN SECURITY ID: 682129101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. D'Antoni | Management | For | For |
1.2 | Elect Director Steven W. Percy | Management | For | For |
1.3 | Elect Director Allan R. Rothwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 15, 2010 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director Victoria F. Haynes | Management | For | For |
1.3 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PRAXAIR, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Nance K. Dicciani | Management | For | For |
1.3 | Elect Director Edward G. Galante | Management | For | For |
1.4 | Elect Director Claire W. Gargalli | Management | For | For |
1.5 | Elect Director Ira D. Hall | Management | For | For |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.7 | Elect Director Larry D. Mcvay | Management | For | For |
1.8 | Elect Director Wayne T. Smith | Management | For | For |
1.9 | Elect Director Robert L. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RPM INTERNATIONAL INC. MEETING DATE: OCT 8, 2009 | ||||
TICKER: RPM SECURITY ID: 749685103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Abizaid | Management | For | Withhold |
1.2 | Elect Director Bruce A. Carbonari | Management | For | Withhold |
1.3 | Elect Director James A. Karman | Management | For | Withhold |
1.4 | Elect Director Donald K. Miller | Management | For | Withhold |
1.5 | Elect Director Joseph P. Viviano | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
SOLUTIA INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Heffernan | Management | For | For |
1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.3 | Elect Director William C. Rusnack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | None |
1.2 | Elect Director Dennis McGlone | Management | For | None |
1.3 | Elect Director Henry R. Slack | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | For |
1.2 | Elect Director David A. Wilson | Shareholder | For | For |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
VALSPAR CORP., THE MEETING DATE: FEB 18, 2010 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Gaillard | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director Mae C. Jemison | Management | For | For |
1.4 | Elect Director Gregory R. Palen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. William Barnett | Management | For | For |
1.2 | Elect Director Robert T. Blakely | Management | For | For |
1.3 | Elect Director Albert Chao | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTWAY GROUP, INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: WWAY SECURITY ID: 96169B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Toffolon, Jr. | Management | For | For |
1.2 | Elect Director Phillip A. Howell | Management | For | For |
1.3 | Elect Director James B. Jenkins | Management | For | For |
1.4 | Elect Director Gregory F. Holt | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Founder Warrant Agreement | Management | For | For |
ZEP INC. MEETING DATE: JAN 7, 2010 | ||||
TICKER: ZEP SECURITY ID: 98944B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Brown | Management | For | For |
1.2 | Elect Director Earnest W. Deavenport, Jr. | Management | For | Withhold |
1.3 | Elect Director Sidney J. Nurkin | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3COM CORP. MEETING DATE: SEP 23, 2009 | ||||
TICKER: COMS SECURITY ID: 885535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Cote | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
1.4 | Elect Director J. Donald Sherman | Management | For | For |
1.5 | Elect Director Dominique Trempont | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
A123 SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert N. Riley, Jr. | Management | For | For |
1.2 | Elect Director Jeffrey P. McCarthy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Thurk | Management | For | Withhold |
1.2 | Elect Director Andrew D. Ory | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ACTEL CORPORATION MEETING DATE: MAY 24, 2010 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADC TELECOMMUNICATIONS, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: ADCT SECURITY ID: 000886309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director John J. Boyle III | Management | For | Withhold |
2.2 | Elect Director William R. Spivey | Management | For | Withhold |
2.3 | Elect Director Robert E. Switz | Management | For | Withhold |
2.4 | Elect Director Larry W. Wangberg | Management | For | Withhold |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: JUN 9, 2010 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
4 | Approve Variable Remuneration of Supervisory Board | Management | For | For |
5 | Ratify PriceWaterhouseCoopers as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: JUN 1, 2010 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Reelect Philippe Camus as Director | Management | For | For |
5 | Reelect Ben Verwaayen as Director | Management | For | For |
6 | Reelect Daniel Bernard as Director | Management | For | For |
7 | Reelect Frank Blount as Director | Management | For | For |
8 | Reelect Stuart E. Eizenstat as Director | Management | For | For |
9 | Reeect Louis R. Hughes as Director | Management | For | For |
10 | Reelect Jean C. Monty as Director | Management | For | For |
11 | Reelect Olivier Piou as Director | Management | For | For |
12 | Elect Carla Cico as Director | Management | For | For |
13 | Subject to Approval of Item 12 Above, Approve Remuneration of Directors in the Aggregate Amount of EUR 990,000 | Management | For | For |
14 | Reappoint Jean-Pierre Desbois as Censor | Management | For | For |
15 | Appoint Bertrand Lapraye as Censor | Management | For | For |
16 | Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions | Management | For | For |
17 | Approve Transaction with Philippe Camus Re: Vesting of Free Shares in the Event of Termination of Corporate Mandate | Management | For | For |
18 | Approve Transaction with Ben Verwaayen Re: Vesting of Equity Based Plans in the Event of Termination of Corporate Mandate, and Pension Scheme | Management | For | For |
19 | Ratify Change of Registered Office to 3, Avenue Octave Greard, 75007 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
24 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24 | Management | For | For |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
27 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 22 to 26 at EUR 1.620 Million | Management | For | For |
28 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
30 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | For |
32 | Amend Articles 13 and 14 of Bylaws Re: Length of Terms for Directors and Censors | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rami Hadar as Director | Management | For | For |
1.2 | Elect Yigal Jacoby as Director | Management | For | For |
2.1 | Elect Nurit Benjamini as External Director | Management | For | For |
2.1a | Indicate If You Are a Controlling Shareholder | Management | None | Against |
2.2 | Elect Steven Levy as External Director | Management | For | For |
2.2a | Indicate If You Are a Controlling Shareholder | Management | None | Against |
3a | Approve Remuneration of External Directors | Management | For | For |
3b | Approve Grant of Options to External Directors | Management | For | For |
3b.1 | Indicate If You Are a Controlling Shareholder | Management | None | Against |
4 | Approve Grant of Options to Rami Hadar | Management | For | For |
5 | Amend Article Re: Director/Officer Liability and Indemnification | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARRIS GROUP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Matthew B. Kearney | Management | For | For |
1.6 | Elect Director William H. Lambert | Management | For | For |
1.7 | Elect Director John R. Petty | Management | For | For |
1.8 | Elect Director Robert J. Stanzione | Management | For | For |
1.9 | Elect Director David A. Woodle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ASIAINFO HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: NOV 24, 2009 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Grant Board Authority to Issue Shares and Excluding Preemptive Rights in Connection with Conversion of New Bonds | Management | For | Did Not Vote |
3 | Close Meeting | Management | None | Did Not Vote |
ATHENAHEALTH, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kane | Management | For | For |
1.2 | Elect Director Ruben J. King-Shaw, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | None | Against |
AUDIOCODES LTD. MEETING DATE: DEC 14, 2009 | ||||
TICKER: AUDC SECURITY ID: M15342104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shabatai Adlersberg as Director | Management | For | For |
2 | Elect Doron Nevo as External Director | Management | For | For |
3 | Authorize Board Chairman to Serve as CEO | Management | For | For |
4 | Approve Employment Agreement of Shabtai Adlersberg Including Grant of Options | Management | For | For |
5 | Approve Grant of Options to Doron Nevo | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BIGBAND NETWORKS, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: BBND SECURITY ID: 089750509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amir Bassan-Eskenazi | Management | For | For |
1.2 | Elect Director Kenneth Goldman | Management | For | For |
1.3 | Elect Director Ran Oz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLUE COAT SYSTEMS, INC. MEETING DATE: OCT 30, 2009 | ||||
TICKER: BCSI SECURITY ID: 09534T508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian M. NeSmith | Management | For | For |
1.2 | Elect Director David W. Hanna | Management | For | For |
1.3 | Elect Director James A. Barth | Management | For | For |
1.4 | Elect Director Keith Geeslin | Management | For | For |
1.5 | Elect Director Timothy A. Howes | Management | For | For |
1.6 | Elect Director James R. Tolonen | Management | For | For |
1.7 | Elect Director Carol G. Mills | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2010 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renato DiPentima | Management | For | For |
2 | Elect Director Alan Earhart | Management | For | For |
3 | Elect Director Sanjay Vaswani | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Supermajority Vote Requirement | Management | For | For |
BYD COMPANY LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supply Agreement and New Caps | Management | For | For |
2 | Approve Purchase Agreement and New Caps | Management | For | For |
3 | Approve Utility Services Master Agreement and New Caps | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividends of RMB 0.067 Per Share | Management | For | For |
3 | Relect Li Ke as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Relect Wang Chuan-fu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Wu Jing-sheng as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
6 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CERAGON NETWORKS LTD. MEETING DATE: DEC 9, 2009 | ||||
TICKER: CRNT SECURITY ID: M22013102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Zohar Zisapel | Management | For | For |
1.2 | Director Joseph Atsmon | Management | For | For |
2 | To Approve The Grant Of Options To All The Directors, Other Than the External Directors, As Described In The Proxy Statement | Management | For | For |
3 | To Re-elect Yair Orgler And Avi Patir To Serve On The Board Of directors Of The Company As External Directors, To Approve Their remuneration And To Approve The Grant Of Options To The External directors, As Described In The Proxy Statement | Management | For | For |
4 | To Amend The 2003 Stock Option Plan Of The Company, As Described in The Proxy Statement | Management | For | For |
5 | To Re-appoint Kost Forer Gabbay & Kasierer, A Member Of Ernst & young Global, As The Company S Independent Auditor | Management | For | For |
6 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
CERAGON NETWORKS LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: CRNT SECURITY ID: M22013102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ratify Kost Forer Gabbay and Kasierer as Auditors as Auditors | Management | For | For |
2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
CEVA, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: CEVA SECURITY ID: 157210105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
1.8 | Elect Director Gideon Wertheizer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIENA CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawton W. Fitt | Management | For | For |
2 | Elect Director Patrick H. Nettles, Ph.D. | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Elect Director Patrick T. Gallagher | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COGO GROUP, INC. MEETING DATE: DEC 22, 2009 | ||||
TICKER: COGO SECURITY ID: 192448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Q.Y. Ma | Management | For | For |
1.2 | Elect Director JP Gan | Management | For | For |
1.3 | Elect Director George Mao | Management | For | For |
1.4 | Elect Director Jeffrey Kang | Management | For | For |
1.5 | Elect Director Frank Zheng | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boyd L. George | Management | For | For |
1.2 | Elect Director George N. Hutton | Management | For | For |
1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMPAL ELECTRONICS INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2324 SECURITY ID: Y16907100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Capital Surplus | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
COMSCORE INC MEETING DATE: JUL 29, 2009 | ||||
TICKER: SCOR SECURITY ID: 20564W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Henderson | Management | For | For |
1.2 | Elect Director Ronald J. Korn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 19, 2010 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ron Mackintosh as Director | Management | For | Against |
4 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
5 | Elect Kanwar Chadha as Director | Management | For | Against |
6 | Elect Diosdado Banatao as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYBERLINK CO LTD MEETING DATE: JUN 17, 2010 | ||||
TICKER: 5203 SECURITY ID: Y1853F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
1.7 | Elect Director Evert Van De Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIVX, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: DIVX SECURITY ID: 255413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher McGurk | Management | For | For |
1.2 | Elect Director James C. Brailean | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
DRAGONWAVE INC MEETING DATE: JUN 15, 2010 | ||||
TICKER: DWI SECURITY ID: 26144M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerry Spencer, Peter Allen, Jean-Paul Cossart, Russell Frederick, Claude Haw, Thomas Manley and Terry Matthews as Directors | Management | For | For |
1.1 | Elect Gerry Spencer as Director | Management | For | For |
1.2 | Elect Peter Allen as Director | Management | For | For |
1.3 | Elect Jean-Paul Cossart as Director | Management | For | For |
1.4 | Elect Russell Frederick as Director | Management | For | For |
1.5 | Elect Claude Haw as Director | Management | For | For |
1.6 | Elect Thomas Manley as Director | Management | For | For |
1.7 | Elect Terry Matthews as Director | Management | For | For |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Amend By-Law No.1A with Respect to Quorum Requirements | Management | For | For |
4 | Amend By-Law No.1A with Respect Allowing for the Issuance of Uncertified Shares | Management | For | For |
5 | Approve Amendment Provisions of the Stock Option Plan | Management | For | For |
6 | Approve Maximum Number of Shares Issuable Under the Stock Option Plan | Management | For | For |
7 | Approve All Unallocated Options Under the Stock Option Plan | Management | For | For |
ECHOSTAR CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SATS SECURITY ID: 278768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director R. Stanton Dodge | Management | For | Withhold |
1.3 | Elect Director Michael T. Dugan | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.5 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.6 | Elect Director Tom A. Ortolf | Management | For | For |
1.7 | Elect Director C. Michael Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ECTEL LTD. MEETING DATE: SEP 14, 2009 | ||||
TICKER: ECTX SECURITY ID: M29925100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Yair Cohen as Director | Management | For | For |
2 | Reelect Raanan Cohen as Director | Management | For | For |
3 | Reelect Rami Entin as Director | Management | For | For |
4 | Reelect Sami Totah As External Director | Management | For | For |
5 | Approve Compensation of Sami Totah as External Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ECTEL LTD. MEETING DATE: DEC 11, 2009 | ||||
TICKER: ECTX SECURITY ID: M29925100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with cVidya Networks Inc. | Management | For | For |
2 | Approve Director/Officer Liability and Indemnification Agreements | Management | For | For |
EMULEX CORPORATION MEETING DATE: JUL 10, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Revoke Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Revoke Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Revoke Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Revoke Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Revoke Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
EMULEX CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Gary F. Hromadko | Management | For | For |
1.3 | Elect Director Scott G. Kriens | Management | For | For |
1.4 | Elect Director William K. Luby | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 16, 2009 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.7 | Elect Director Pedro P. Rodriquez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director Alan J. Higginson | Management | For | For |
3 | Elect Director John McAdam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FINISAR CORP. MEETING DATE: NOV 18, 2009 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Ferguson | Management | For | For |
1.2 | Elect Director Larry D. Mitchell | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
FOXCONN INTERNATIONAL HOLDINGS LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 2038 SECURITY ID: G36550104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Lee Jin Ming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
3 | Reelect Chih Yu Yang as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Elect Lee Jer Sheng as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Issuance of Shares and Grant of Option Pursuant to the Share Option Scheme | Management | For | For |
HARMONIC INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Lewis Solomon | Management | For | For |
1.3 | Elect Director Harold Covert | Management | For | For |
1.4 | Elect Director Patrick Gallagher | Management | For | For |
1.5 | Elect Director E. Floyd Kvamme | Management | For | For |
1.6 | Elect Director Anthony J. Ley | Management | For | For |
1.7 | Elect Director William F. Reddersen | Management | For | For |
1.8 | Elect Director David R. Van Valkenburg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | Withhold |
1.2 | Elect Director Harald J. Braun | Management | For | Withhold |
1.3 | Elect Director Eric C. Evans | Management | For | Withhold |
1.4 | Elect Director William A. Hasler | Management | For | Withhold |
1.5 | Elect Director Clifford H. Higgerson | Management | For | Withhold |
1.6 | Elect Director Dr. Mohsen Sohi | Management | For | Withhold |
1.7 | Elect Director Dr. James C. Stoffel | Management | For | Withhold |
1.8 | Elect Director Edward F. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Eliminate Class of Common Stock | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HON HAI PRECISION INDUSTRY CO., LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 2317 SECURITY ID: Y36861105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Issuance of New Shares | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.1 | Elect Gou, Terry with ID Number 1 as Director | Management | For | Against |
8.2 | Elect Tai, Jeng-Wu from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
8.3 | Elect Lu, Sidney from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
8.4 | Elect Chien, Mark from Hon-Jin International Investment Co. with ID Number 57132 as Director | Management | For | Against |
8.5 | Elect Wu Yu-Chi with ID Number N120745520 as Independent Director | Management | For | For |
8.6 | Elect Liu, Cheng Yu with ID Number E121186813 as Independent Director | Management | For | For |
8.7 | Elect Huang, Chin-Yuan with ID Number R101807553 as Supervisor | Management | For | For |
8.8 | Elect Chen Wan, Jui-Hsia from Fu rui International Investment Co., Ltd. with ID Number 18953 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
HTC CORPORATION MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Cher Wang with ID Number 2 as Director | Management | For | Against |
8.2 | Elect Wen-Chi Chen with ID Number 5 as Director | Management | For | Against |
8.3 | Elect HT Cho with ID Number 22 as Director | Management | For | Against |
8.4 | Elect Ho-Chen Tan with ID Number D101161444 as Director | Management | For | Against |
8.5 | Elect Josef Felder with ID Number 19610425FE as Independent Director | Management | For | For |
8.6 | Elect Chen-Kuo Lin with ID Number F102690133 as Independent Director | Management | For | For |
8.7 | Elect Representative of Way-Chih Investment Co., Ltd. with ID Number 15 as Supervisor | Management | For | For |
8.8 | Elect Po-Cheng Ko with ID Number 14257 as Supervisor | Management | For | For |
8.9 | Elect Caleb Ou-Yang with ID Number D101424339 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
IKANOS COMMUNICATIONS, INC. MEETING DATE: AUG 21, 2009 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
IKANOS COMMUNICATIONS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Danial Faizullabhoy | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 11, 2010 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Discussion of Remuneration System for Management Board Members (Non-Voting) | Management | None | None |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2008/2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2008/2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2008/2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2008/2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2008/2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2008/2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2008/2009 | Management | For | For |
4.4 | Approve Discharge of Former Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2008/2009 | Management | For | For |
4.6 | Approve Discharge of Former Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2008/2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2008/2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2008/2009 | Management | For | For |
4.10 | Approve Discharge of Former Supervisory Board Member Franz Neppl for Fiscal 2008/2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2008/2009 | Management | For | For |
4.12 | Approve Discharge of Former Supervisory Board Member Michael Ruth for Fiscal 2008/2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2008/2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2008/2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2008/2009 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2008/2009 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2008/2009 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2008/2009 | Management | For | For |
4.20 | Approve Discharge of Former Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2008/2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7.1 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | For |
7.2 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
7.3 | Elect Manfred Puffer to the Supervisory Board | Management | For | For |
7.4 | Elect Doris Schmitt-Landsiedel to the Supervisory Board | Management | For | For |
7.5 | Elect Eckart Suenner to the Supervisory Board | Management | For | For |
7.6 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
7.7 | Elect Willi Berchtold to the Supervisory Board | Shareholder | Against | Did Not Vote |
8 | Approve Cancellation of Two Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital | Management | For | For |
9 | Approve Reduction of 2002 Pool of Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 | Management | For | For |
10 | Approve Creation of EUR 648 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights for Employee Share Awards | Management | For | For |
12 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14.1 | Amend Articles Re: Deadline for the Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.2 | Amend Articles Re: Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.3 | Amend Articles Re: Online Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.4 | Amend Articles Re: Designation of Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.5 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
15 | Approve Affiliation Agreement with Subsidiary Hitex Development Tools GmbH | Management | For | For |
16 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 21 GmbH | Management | For | For |
INFINERA CORP MEETING DATE: MAY 19, 2010 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISILON SYSTEMS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Ruckelshaus | Management | For | For |
1.2 | Elect Director Gregory L. McAdoo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
JDS UNIPHASE CORP. MEETING DATE: NOV 11, 2009 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director Masood Jabbar | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 12, 2010 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Matthew J. O Rourke | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Perham | Management | For | For |
1.2 | Elect Director Alan Krock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 9, 2009 | ||||
TICKER: NTCT SECURITY ID: 64115T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor A. Demarines | Management | For | For |
1.2 | Elect Director Vincent J. Mullarkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: NSR SECURITY ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth C.C. Chang | Management | For | For |
1.2 | Elect Director Jeffrey E. Ganek | Management | For | For |
1.3 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOVATEL WIRELESS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NVTL SECURITY ID: 66987M604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Ledwith | Management | For | For |
1.2 | Elect Director John Wakelin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPENTABLE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jordan | Management | For | For |
1.2 | Elect Director Thomas H. Layton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPLINK COMMUNICATIONS, INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: OPLK SECURITY ID: 68375Q403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Christoffersen | Management | For | For |
1.2 | Elect Director Jesse W. Jack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
OPNET TECHNOLOGIES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
OPNET TECHNOLOGIES, INC. MEETING DATE: SEP 14, 2009 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Cohen | Management | For | For |
1.2 | Elect Director William F. Stasior | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
OPNEXT, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: OPXT SECURITY ID: 68375V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry L. Bosco | Management | For | For |
1.2 | Elect Director William L. Smith | Management | For | For |
1.3 | Elect Director Shinjiro Iwata | Management | For | For |
1.4 | Elect Director John F. Otto, Jr. | Management | For | For |
1.5 | Elect Director Gilles Bouchard | Management | For | For |
1.6 | Elect Director Isamu Kuru | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PERICOM SEMICONDUCTOR CORPORATION MEETING DATE: DEC 11, 2009 | ||||
TICKER: PSEM SECURITY ID: 713831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung (John) Hui | Management | For | For |
1.3 | Elect Director Hau L. Lee | Management | For | For |
1.4 | Elect Director Dennis McKenna | Management | For | For |
1.5 | Elect Director Michael J. Sophie | Management | For | For |
1.6 | Elect Director Siu-Weng Simon Wong | Management | For | For |
1.7 | Elect Director Edward Yang | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PLEXUS CORP. MEETING DATE: FEB 10, 2010 | ||||
TICKER: PLXS SECURITY ID: 729132100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralf R. Boer | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director David J. Drury | Management | For | For |
1.4 | Elect Director Dean A. Foate | Management | For | For |
1.5 | Elect Director Peter Kelly | Management | For | For |
1.6 | Elect Director John L. Nussbaum | Management | For | For |
1.7 | Elect Director Michael V. Schrock | Management | For | For |
1.8 | Elect Director Charles M. Strother | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLX TECHNOLOGY, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Salameh | Management | For | For |
1.2 | Elect Director D. James Guzy | Management | For | For |
1.3 | Elect Director John H. Hart | Management | For | For |
1.4 | Elect Director Robert H. Smith | Management | For | For |
1.5 | Elect Director Thomas Riordan | Management | For | For |
1.6 | Elect Director Patrick Verderico | Management | For | For |
1.7 | Elect Director Ralph H. Schmitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POLYCOM, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. DeWalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RADVISION LTD. MEETING DATE: NOV 30, 2009 | ||||
TICKER: RVSN SECURITY ID: M81869105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Amend Articles | Management | For | For |
3 | Approve Grant of Options and Extend Term of Granted Options | Management | For | Against |
4 | Approve Grant of Options to Board Chairman | Management | For | Against |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5a | Elect Joseph Atsmon as External Director | Management | For | For |
5b | Elect Liora Lev as External Director | Management | For | For |
6a | Approve Cash Compensation of Joseph Atsmon | Management | For | For |
6b | Approve Cash Compensation of Liora Lev | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Lazaridis | Management | For | For |
1.2 | Elect Director James Estill | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Roger Martin | Management | For | For |
1.5 | Elect Director John Richardson | Management | For | For |
1.6 | Elect Director Barbara Stymiest | Management | For | For |
1.7 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
1.3 | Elect Director James R. Swartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger Maggs as Director | Management | For | For |
1.2 | Elect Mark Guibert as Director | Management | For | For |
1.3 | Elect John Keating as Director | Management | For | For |
1.4 | Elect Ken Taylor as Director | Management | For | For |
1.5 | Elect Dave Caputo as Director | Management | For | For |
1.6 | Elect Steven McCartney as Director | Management | For | For |
1.7 | Elect Scott Hamilton as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SHORETEL INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: SHOR SECURITY ID: 825211105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Daichendt | Management | For | For |
1.2 | Elect Director Michael Gregoire | Management | For | For |
1.3 | Elect Director Charles D. Kissner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIERRA WIRELESS INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SW SECURITY ID: 826516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jason W. Cohenour as Director | Management | For | For |
1.2 | Elect Gregory D. Aasen as Director | Management | For | For |
1.3 | Elect Robin A. Abrams as Director | Management | For | For |
1.4 | Elect Paul G. Cataford as Director | Management | For | For |
1.5 | Elect Charles E. Levine as Director | Management | For | For |
1.6 | Elect S. Jane Rowe as Director | Management | For | For |
1.7 | Elect David B. Sutcliffe as Director | Management | For | For |
1.8 | Elect Kent Thexton as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH) INC. MEETING DATE: AUG 25, 2009 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Option Exchange Program for Employees | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH) INC. MEETING DATE: JAN 26, 2010 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Iain MacKenzie as Director | Management | For | For |
1.2 | Elect Ajay Shah as Director | Management | For | For |
1.3 | Elect Harry W. (Webb) McKinney as Director | Management | For | For |
1.4 | Elect Kimberly E. Alexy as Director | Management | For | For |
1.5 | Elect Dennis McKenna as Director | Management | For | For |
1.6 | Elect C.S. Park as Director | Management | For | For |
1.7 | Elect Mukesh Patel as Director | Management | For | For |
1.8 | Elect Clifton Thomas Weatherford as Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 24, 2009 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | For |
1.2 | Elect Director Ted L. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Gulko | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
SOFTBANK CORP MEETING DATE: JUN 25, 2010 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Horing | Management | For | For |
1.2 | Elect Director J. Benjamin Nye | Management | For | For |
1.3 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beatriz V. Infante | Management | For | For |
1.2 | Elect Director Howard E. Janzen | Management | For | For |
1.3 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEKELEC MEETING DATE: MAY 14, 2010 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.3 | Elect Director Mark A. Floyd | Management | For | For |
1.4 | Elect Director David R. Laube | Management | For | For |
1.5 | Elect Director Carol G. Mills | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maurice B. Tose | Management | For | For |
1.2 | Elect Director James M. Bethmann | Management | For | For |
1.3 | Elect Director Richard A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELLABS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Birck | Management | For | For |
2 | Elect Director Linda Wells Kahangi | Management | For | For |
3 | Elect Director Robert W. Pullen | Management | For | For |
4 | Elect Director Vincent H. Tobkin | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 10, 2009 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ULTICOM, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ULCM SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Baker | Management | For | For |
1.2 | Elect Director John A. Bunyan | Management | For | For |
1.3 | Elect Director Michael J. Chill | Management | For | For |
1.4 | Elect Director Andre Dahan | Management | For | For |
1.5 | Elect Director Ron Hiram | Management | For | For |
1.6 | Elect Director Joel E. Legon | Management | For | For |
1.7 | Elect Director Rex A. McWilliams | Management | For | For |
1.8 | Elect Director Shawn K. Osborne | Management | For | For |
1.9 | Elect Director Shefali A. Shah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VOLTAIRE LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: VOLT SECURITY ID: M97613109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John C. Baker | Management | For | For |
1.2 | Director Miron Kenneth | Management | For | For |
1.3 | Director Eric Benhamou | Management | For | For |
2.1 | Elect Yaffa Krindel as External Director | Management | For | For |
2.2 | Elect Rafi Maor as External Director | Management | For | For |
3 | Authorize Board Chairman to Serve as CEO | Management | For | For |
4 | Approve Grant of Options to Chairman and CEO | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Edward Winn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 3, 2010 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility | Management | For | For |
7a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Reelect Timothy Alexander Steinart as Independent Director | Management | For | For |
9 | Approve Adjustment of Allowance Granted to the Independent Directors | Management | For | For |
10 | Approve the 2010 Investment Quota for Fixed-income Derivatives | Shareholder | None | Against |
11 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2009 | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13a | Amend Articles Re: Issued Share Capital and Registered Capital | Management | For | For |
13b | Ammend Articles of Association and Process Any Changes in Registration Capital | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3PAR INC. MEETING DATE: SEP 17, 2009 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Paisley | Management | For | For |
1.2 | Elect Director James Wei | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws Relating to Special Meetings and Director Resignations and Vacancies on the Board | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AGILYSYS, INC. MEETING DATE: FEB 18, 2010 | ||||
TICKER: AGYS SECURITY ID: 00847J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Control Share Acquisition | Management | None | Did Not Vote |
2 | Adjourn Meeting | Management | For | Did Not Vote |
3 | If Shares being voted are NOT Interested Shares, Please vote AGAINST. If Shares being voted ARE Interested Shares, Please vote FOR. | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Approve Control Share Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | If Shares being voted are NOT Interested Shares, Please vote AGAINST. If Shares being voted ARE Interested Shares, Please vote FOR. | Management | None | Against |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Stephen G. Newberry | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Stephen C. Patrick | Management | For | For |
1.9 | Elect Director Barry W. Perry | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVID TECHNOLOGY, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: AVID SECURITY ID: 05367P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Bakish | Management | For | For |
2 | Elect Director Gary G. Greenfield | Management | For | Against |
3 | Elect Director Louis Hernandez, Jr. | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
COMPELLENT TECHNOLOGIES, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CML SECURITY ID: 20452A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Beeler | Management | For | For |
1.2 | Elect Director John P. Guider | Management | For | For |
1.3 | Elect Director Kevin L. Roberg | Management | For | For |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DIEBOLD, INCORPORATED MEETING DATE: APR 29, 2010 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Byrnes | Management | For | For |
1.2 | Elect Director Mei-Wei Cheng | Management | For | For |
1.3 | Elect Director Phillip R. Cox | Management | For | For |
1.4 | Elect Director Richard L. Crandall | Management | For | For |
1.5 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.6 | Elect Director Phillip B. Lassiter | Management | For | For |
1.7 | Elect Director John N. Lauer | Management | For | For |
1.8 | Elect Director Thomas W. Swidarski | Management | For | For |
1.9 | Elect Director Henry D.G. Wallace | Management | For | For |
1.10 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Re-Approve Executive Incentive Bonus Plan | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: NOV 24, 2009 | ||||
TICKER: 861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
ELECTRONICS FOR IMAGING, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: EFII SECURITY ID: 286082102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gill Cogan | Management | For | For |
1.2 | Elect Director Guy Gecht | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Richard A. Kashnow | Management | For | For |
1.5 | Elect Director Dan Maydan | Management | For | For |
1.6 | Elect Director Fred Rosenzweig | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HON HAI PRECISION INDUSTRY CO., LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 2317 SECURITY ID: Y36861105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Issuance of New Shares | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8.1 | Elect Gou, Terry with ID Number 1 as Director | Management | For | Against |
8.2 | Elect Tai, Jeng-Wu from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
8.3 | Elect Lu, Sidney from Hon-Hsiao International Investment Co. with ID Number 16662 as Director | Management | For | Against |
8.4 | Elect Chien, Mark from Hon-Jin International Investment Co. with ID Number 57132 as Director | Management | For | Against |
8.5 | Elect Wu Yu-Chi with ID Number N120745520 as Independent Director | Management | For | For |
8.6 | Elect Liu, Cheng Yu with ID Number E121186813 as Independent Director | Management | For | For |
8.7 | Elect Huang, Chin-Yuan with ID Number R101807553 as Supervisor | Management | For | For |
8.8 | Elect Chen Wan, Jui-Hsia from Fu rui International Investment Co., Ltd. with ID Number 18953 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
HUTCHINSON TECHNOLOGY INCORPORATED MEETING DATE: JAN 27, 2010 | ||||
TICKER: HTCH SECURITY ID: 448407106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Augusti | Management | For | For |
1.2 | Elect Director W. Thomas Brunberg | Management | For | For |
1.3 | Elect Director Wayne M. Fortun | Management | For | For |
1.4 | Elect Director Jeffrey W. Green | Management | For | For |
1.5 | Elect Director Gary D. Henley | Management | For | For |
1.6 | Elect Director Russell Huffer | Management | For | For |
1.7 | Elect Director William T. Monahan | Management | For | For |
1.8 | Elect Director Richard B. Solum | Management | For | For |
1.9 | Elect Director Thomas R. VerHage | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HYPERCOM CORPORATION MEETING DATE: JUN 10, 2010 | ||||
TICKER: HYC SECURITY ID: 44913M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Diethelm | Management | For | For |
1.2 | Elect Director Norman Stout | Management | For | For |
1.3 | Elect Director Philippe Tartavull | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGRAM MICRO INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
3.1 | Elect Director Howard I. Atkins | Management | For | For |
3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
3.3 | Elect Director John R. Ingram | Management | For | For |
3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.5 | Elect Director Dale R. Laurance | Management | For | For |
3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
3.7 | Elect Director Michael T. Smith | Management | For | For |
3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.9 | Elect Director Joe B. Wyatt | Management | For | For |
3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.11 | Elect Director Michael T. Smith | Management | For | For |
3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.13 | Elect Director Joe B. Wyatt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director C. Black | Management | For | For |
3 | Elect Director W. R. Brody | Management | For | For |
4 | Elect Director K. I. Chenault | Management | For | For |
5 | Elect Director M. L. Eskew | Management | For | For |
6 | Elect Director S. A. Jackson | Management | For | For |
7 | Elect Director A. N. Liveris | Management | For | For |
8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
9 | Elect Director T. Nishimuro | Management | For | For |
10 | Elect Director J. W. Owens | Management | For | For |
11 | Elect Director S. J. Palmisano | Management | For | For |
12 | Elect Director J. E. Spero | Management | For | For |
13 | Elect Director S. Taurel | Management | For | For |
14 | Elect Director L. H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTEVAC, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: IVAC SECURITY ID: 461148108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman H. Pond | Management | For | For |
1.2 | Elect Director Kevin Fairbairn | Management | For | For |
1.3 | Elect Director David S. Dury | Management | For | For |
1.4 | Elect Director Stanley J. Hill | Management | For | For |
1.5 | Elect Director Robert Lemos | Management | For | For |
1.6 | Elect Director Ping Yang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 4, 2009 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | For |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LEXMARK INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: LXK SECURITY ID: 529771107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Curlander | Management | For | For |
2 | Elect Director Kathi P. Seifert | Management | For | For |
3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
NANYA TECHNOLOGY CORP. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 2408 SECURITY ID: Y62066108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve to Elect Directors and Supervisors | Management | For | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
7 | Elect Directors and Supervisors | Management | For | Abstain |
8 | Transact Other Business | Management | None | None |
NCR CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Quincy Allen | Management | For | For |
1.2 | Elect Director Edward Boykin | Management | For | For |
1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: OCT 14, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director Thomas Georgens | Management | For | For |
1.6 | Elect Director Mark Leslie | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NETEZZA CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Ferri | Management | For | For |
1.2 | Elect Director Edward J. Zander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Yoshio Nishi | Management | For | For |
1.5 | Elect Director Glen G. Possley | Management | For | For |
1.6 | Elect Director Ann D. Rhoads | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPEN TEXT CORP. MEETING DATE: DEC 3, 2009 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - Randy Fowlie | Management | For | For |
1.4 | Elect as Director - Gail Hamilton | Management | For | For |
1.5 | Elect as Director - Brian Jackman | Management | For | For |
1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
QUANTUM CORP. MEETING DATE: AUG 19, 2009 | ||||
TICKER: QTM SECURITY ID: 747906204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director Michael A. Brown | Management | For | For |
1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.5 | Elect Director Edward M. Esber, Jr. | Management | For | For |
1.6 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director Bruce A. Pasternack | Management | For | For |
1.9 | Elect Director Dennis P. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Micheline Chau | Management | For | For |
1.2 | Elect Director Marye Anne Fox | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
STEC, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: STEC SECURITY ID: 784774101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manouch Moshayedi | Management | For | For |
1.2 | Elect Director Mark Moshayedi | Management | For | For |
1.3 | Elect Director F. Michael Ball | Management | For | For |
1.4 | Elect Director Rajat Bahri | Management | For | For |
1.5 | Elect Director Christopher W. Colpitts | Management | For | For |
1.6 | Elect Director Kevin C. Daly | Management | For | For |
1.7 | Elect Director Matthew L. Witte | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRATASYS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUN MICROSYSTEMS, INC. MEETING DATE: JUL 16, 2009 | ||||
TICKER: JAVA SECURITY ID: 866810203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SUN MICROSYSTEMS, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: JAVA SECURITY ID: 866810203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott G. McNealy | Management | For | For |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Stephen M. Bennett | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | For |
1.5 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.6 | Elect Director James H. Greene, Jr. | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Rahul N. Merchant | Management | For | For |
1.9 | Elect Director Patricia E. Mitchell | Management | For | For |
1.10 | Elect Director M. Kenneth Oshman | Management | For | For |
1.11 | Elect Director P. Anthony Ridder | Management | For | For |
1.12 | Elect Director Jonathan I. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 20, 2009 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
5 | Transact Other Business | Management | None | None |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TECH DATA CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: TECD SECURITY ID: 878237106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles E. Adair | Management | For | For |
2 | Elect Director Maximilian Ardelt | Management | For | For |
3 | Elect Director Harry J. Harczak, Jr. | Management | For | For |
4 | Elect Director Savio W. Tung | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TERADATA CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: TDC SECURITY ID: 88076W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward P. Boykin | Management | For | For |
2 | Elect Director Cary T. Fu | Management | For | For |
3 | Elect Director Victor L. Lund | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIBCO SOFTWARE INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
XYRATEX LTD MEETING DATE: MAR 30, 2010 | ||||
TICKER: XRTX SECURITY ID: G98268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andrew Sukawaty as Class I Director | Management | For | For |
1.2 | Elect Ernest Sampias as Class I Director | Management | For | For |
1.3 | Elect Michael Windram as Class I Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James N. Bailey | Management | For | For |
2 | Elect Director Terry Considine | Management | For | For |
3 | Elect Director Richard S. Ellwood | Management | For | For |
4 | Elect Director Thomas L. Keltner | Management | For | For |
5 | Elect Director J. Landis Martin | Management | For | For |
6 | Elect Director Robert A. Miller | Management | For | For |
7 | Elect Director Kathleen M. Nelson | Management | For | For |
8 | Elect Director Michael A. Stein | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
1.4 | Elect Director Timothy J. Naughton | Management | For | For |
1.5 | Elect Director Lance R. Primis | Management | For | For |
1.6 | Elect Director Peter S. Rummell | Management | For | For |
1.7 | Elect Director H. Jay Sarles | Management | For | For |
1.8 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRE PROPERTIES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BRE SECURITY ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Edward F. Lange, Jr. | Management | For | For |
1.4 | Elect Director Christopher J. McGurk | Management | For | For |
1.5 | Elect Director Matthew T. Medeiros | Management | For | For |
1.6 | Elect Director Constance B. Moore | Management | For | For |
1.7 | Elect Director Jeanne R. Myerson | Management | For | For |
1.8 | Elect Director Jeffrey T. Pero | Management | For | For |
1.9 | Elect Director Thomas E. Robinson | Management | For | For |
1.10 | Elect Director Dennis E. Singleton | Management | For | For |
1.11 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 3, 2010 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director William R. Cooper | Management | For | For |
1.3 | Elect Director Scott S. Ingraham | Management | For | For |
1.4 | Elect Director Lewis A. Levey | Management | For | For |
1.5 | Elect Director William B. Mcguire, Jr. | Management | For | For |
1.6 | Elect Director William F. Paulsen | Management | For | For |
1.7 | Elect Director D. Keith Oden | Management | For | For |
1.8 | Elect Director F. Gardner Parker | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
1.3 | Elect Director Winston W. Walker | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. William Barnett | Management | For | For |
1.2 | Elect Director David W. Quinn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
1.3 | Elect Director Granger Cobb | Management | For | For |
1.4 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2010 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee John W. Alexander | Management | For | For |
1.2 | Elect Trustee Charles L. Atwood | Management | For | For |
1.3 | Elect Trustee Linda Walker Bynoe | Management | For | For |
1.4 | Elect Trustee Boone A. Knox | Management | For | For |
1.5 | Elect Trustee John E. Neal | Management | For | For |
1.6 | Elect Trustee David J. Neithercut | Management | For | For |
1.7 | Elect Trustee Mark S. Shapiro | Management | For | For |
1.8 | Elect Trustee Gerald A. Spector | Management | For | For |
1.9 | Elect Trustee B. Joseph White | Management | For | For |
1.10 | Elect Trustee Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Trustees | Shareholder | Against | Against |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.3 | Elect Director Thomas E. Randlett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.2 | Elect Director Joan K. Shafran | Management | For | For |
1.3 | Elect Director Louis Stokes | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | Against |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: NOV 4, 2009 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Clayton C. Daley, Jr. | Management | For | For |
2 | In The Event Counterproposals, Alterations Or Amendments Of The agenda Items Or Other Matters Are Raised At The Extraordinary general Meeting, I Instruct The Appointed Proxies To Vote As follows. | Management | For | Against |
FOSTER WHEELER AG MEETING DATE: MAY 5, 2010 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Eugene Atkinson as Director | Management | For | Did Not Vote |
1.2 | Reelect Steven Demetriou | Management | For | Did Not Vote |
1.3 | Reelect Stephanie Hanbury-Brown as Director | Management | For | Did Not Vote |
1.4 | Elect Robert Flexon as Director | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | Did Not Vote |
4 | Accept Financial Statements and Statutory Reports, Allocation of Income | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6 | Approve Release of Additional Paid-In Capital from Capital Contribution to Reserves | Management | For | Did Not Vote |
7 | Change Location of Registered Office to Baar, Switzerland | Management | For | Did Not Vote |
8 | Amend Articles Re: Eliminate Requirement to List Citizenship of Shareholders in Share Register | Management | For | Did Not Vote |
9 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
GRANITE CONSTRUCTION INCORPORATED MEETING DATE: MAY 7, 2010 | ||||
TICKER: GVA SECURITY ID: 387328107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William G. Dorey | Management | For | For |
2 | Elect Director Rebecca A. McDonald | Management | For | For |
3 | Elect Director William H. Powell | Management | For | For |
4 | Elect Director Claes G. Bjork | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HOME PROPERTIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Josh E. Fidler | Management | For | For |
1.3 | Elect Director Alan L. Gosule | Management | For | For |
1.4 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.5 | Elect Director Charles J. Koch | Management | For | For |
1.6 | Elect Director Nelson B. Leenhouts | Management | For | For |
1.7 | Elect Director Norman P. Leenhouts | Management | For | For |
1.8 | Elect Director Edward J. Pettinella | Management | For | For |
1.9 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
1.10 | Elect Director Paul L. Smith | Management | For | For |
1.11 | Elect Director Amy L. Tait | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2009 | ||||
TICKER: SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint P.P. Mirdha as Director | Management | For | For |
3 | Reappoint N. Gehlaut as Director | Management | For | For |
4 | Reappoint V. Bansal as Director | Management | For | For |
5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: OCT 4, 2009 | ||||
TICKER: SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KB HOME MEETING DATE: APR 1, 2010 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen F. Bollenbach | Management | For | For |
2 | Elect Director Timothy W. Finchem | Management | For | For |
3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
4 | Elect Director Robert L. Johnson | Management | For | For |
5 | Elect Director Melissa Lora | Management | For | For |
6 | Elect Director Michael G. McCaffery | Management | For | For |
7 | Elect Director Jeffrey T. Mezger | Management | For | For |
8 | Elect Director Leslie Moonves | Management | For | For |
9 | Elect Director Luis G. Nogales | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
LENNAR CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Irving Bolotin | Management | For | For |
1.2 | Director Steven L. Gerard | Management | For | For |
1.3 | Director Sherrill W. Hudson | Management | For | For |
1.4 | Director R. Kirk Landon | Management | For | For |
1.5 | Director Sidney Lapidus | Management | For | For |
1.6 | Director Stuart A. Miller | Management | For | For |
1.7 | Director Donna E. Shalala | Management | For | For |
1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Macon F. Brock | Management | For | For |
1.2 | Elect Director John M. Presley | Management | For | For |
1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Ratify Auditors | Management | For | For |
M/I HOMES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: MHO SECURITY ID: 55305B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Friedrich K.M. Bohm | Management | For | For |
1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
1.3 | Elect Director Robert H. Schottenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John F. Bookout, III as Director | Management | For | For |
1.2 | Elect Roger A. Brown as Director | Management | For | For |
1.3 | Elect Ronald C. Cambre as Director | Management | For | For |
1.4 | Elect John A. Fees as Director | Management | For | For |
1.5 | Elect Robert W. Goldman as Director | Management | For | For |
1.6 | Elect Stephen G. Hanks as Director | Management | For | For |
1.7 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | For |
1.8 | Elect D. Bradley McWilliams as Director | Management | For | For |
1.9 | Elect Richard W. Mies as Director | Management | For | For |
1.10 | Elect Thomas C. Schievelbein as Director | Management | For | For |
1.11 | Elect David A. Trice as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NVR, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Manuel H. Johnson | Management | For | For |
2 | Elect Director David A. Preiser | Management | For | For |
3 | Elect Director John M. Toups | Management | For | For |
4 | Elect Director Paul W. Whetsell | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
ORION MARINE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: ORN SECURITY ID: 68628V308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Austin J. Shanfelter | Management | For | For |
2 | Elect Director Gene Stoever | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director Clint W. Murchison III | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director David N. McCammon | Management | For | For |
1.6 | Elect Director James J. Postl | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Performance-Based Equity Awards | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
QUANTA SERVICES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director John R. Colson | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ralph R. DiSibio | Management | For | For |
1.5 | Elect Director Bernard Fried | Management | For | For |
1.6 | Elect Director Louis C. Golm | Management | For | For |
1.7 | Elect Director Worthing F. Jackman | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director John R. Wilson | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
RYLAND GROUP, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Frecon | Management | For | For |
1.2 | Elect Director Roland A. Hernandez | Management | For | For |
1.3 | Elect Director William L. Jews | Management | For | For |
1.4 | Elect Director Ned Mansour | Management | For | For |
1.5 | Elect Director Robert E. Mellor | Management | For | For |
1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
1.7 | Elect Director Larry T. Nicholson | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
1.9 | Elect Director Robert G van Schoonenberg | Management | For | For |
2 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
SHAW GROUP INC., THE MEETING DATE: JAN 26, 2010 | ||||
TICKER: SHAW SECURITY ID: 820280105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | Withhold |
1.2 | Elect Director James F. Barker | Management | For | Withhold |
1.3 | Elect Director Thos. E. Capps | Management | For | Withhold |
1.4 | Elect Director Daniel A. Hoffler | Management | For | Withhold |
1.5 | Elect Director David W. Hoyle | Management | For | Withhold |
1.6 | Elect Director Michael J. Mancuso | Management | For | Withhold |
1.7 | Elect Director Albert D. McAlister | Management | For | Withhold |
1.8 | Elect Director Stephen R. Tritch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SHERWIN-WILLIAMS COMPANY, THE MEETING DATE: APR 20, 2010 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Thomas G. Kadien | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.9 | Elect Director Curtis E. Moll | Management | For | For |
1.10 | Elect Director Richard K. Smucker | Management | For | For |
1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
ST. JOE COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ainslie | Management | For | For |
1.2 | Elect Director Hugh M. Durden | Management | For | For |
1.3 | Elect Director Thomas A. Fanning | Management | For | For |
1.4 | Elect Director Wm. Britton Greene | Management | For | For |
1.5 | Elect Director Delores M. Kesler | Management | For | For |
1.6 | Elect Director John S. Lord | Management | For | For |
1.7 | Elect Director Walter L. Revell | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STANDARD PACIFIC CORP. MEETING DATE: MAY 12, 2010 | ||||
TICKER: SPF SECURITY ID: 85375C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Campbell | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director James L. Doti | Management | For | For |
1.4 | Elect Director Ronald R. Foell | Management | For | For |
1.5 | Elect Director Douglas C. Jacobs | Management | For | For |
1.6 | Elect Director David J. Matlin | Management | For | For |
1.7 | Elect Director F. Patt Schiewitz | Management | For | For |
1.8 | Elect Director Peter Schoels | Management | For | For |
2 | Approve Stock/Cash Award to Executive | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
TEXAS INDUSTRIES INCORPORATED MEETING DATE: OCT 22, 2009 | ||||
TICKER: TXI SECURITY ID: 882491103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Card) | ||||
1.1 | Elect Director Gordon E. Forward | Management | For | None |
1.2 | Elect Director Keith W. Hughes | Management | For | None |
1.3 | Elect Director Henry H. Mauz | Management | For | None |
2 | Ratify Auditors | Management | For | None |
3 | Declassify the Board of Directors | Shareholder | Against | None |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | None |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
1.2 | Elect Director Dennis A. Johnson | Shareholder | For | For |
1.3 | Elect Director Gary L. Pechota | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zvi Barzilay | Management | For | For |
1.2 | Elect Director Edward G. Boehne | Management | For | For |
1.3 | Elect Director Richard J. Braemer | Management | For | For |
1.4 | Elect Director Carl B. Marbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
TUTOR PERINI CORPORATION MEETING DATE: JUN 8, 2010 | ||||
TICKER: TPC SECURITY ID: 901109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald N. Tutor | Management | For | For |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UDR, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.7 | Elect Director Mark J. Sandler | Management | For | For |
1.8 | Elect Director Thomas W. Toomey | Management | For | For |
1.9 | Elect Director Thomas C. Wajnert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
URS CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Armen Der Marderosian | Management | For | For |
2 | Elect Director Mickey P. Foret | Management | For | For |
3 | Elect Director William H. Frist | Management | For | For |
4 | Elect Director Lydia H. Kennard | Management | For | For |
5 | Elect Director Martin M. Koffel | Management | For | For |
6 | Elect Director Joseph W. Ralston | Management | For | For |
7 | Elect Director John D. Roach | Management | For | For |
8 | Elect Director Douglas W. Stotlar | Management | For | For |
9 | Elect Director William P. Sullivan | Management | For | For |
10 | Elect Director William D. Walsh | Management | For | For |
11 | Ratify Auditors | Management | For | For |
USG CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence M. Crutcher | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Steven F. Leer | Management | For | For |
1.4 | Elect Director Judith A. Sprieser | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VULCAN MATERIALS COMPANY MEETING DATE: MAY 14, 2010 | ||||
TICKER: VMC SECURITY ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas J. McGregor | Management | For | For |
1.2 | Elect Director Vincent J. Trosino | Management | For | For |
1.3 | Elect Director Philip J. Carroll, Jr. | Management | For | For |
1.4 | Elect Director James V. Napier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS INC MEETING DATE: MAY 19, 2010 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AUTOZONE, INC. MEETING DATE: DEC 16, 2009 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J. R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 2, 2009 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Robbins | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ WHOLESALE CLUB, INC MEETING DATE: MAY 25, 2010 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard A. Schlesinger | Management | For | For |
2 | Elect Director Thomas J. Shields | Management | For | For |
3 | Elect Director Herbert J Zarkin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John ('Jack') F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
1.7 | Elect Director William ('Bill') L. Hyde, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BLUE NILE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Leslie Lane | Management | For | For |
1.3 | Elect Director Ned Mansour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 18, 2010 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
1.8 | Elect Director Brian T. Swette | Management | For | For |
1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: MAY 11, 2010 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Armstrong | Management | For | For |
2 | Elect Director Richard N. Cabela | Management | For | For |
3 | Elect Director James W. Cabela | Management | For | For |
4 | Elect Director John H. Edmondson | Management | For | For |
5 | Elect Director John Gottschalk | Management | For | For |
6 | Elect Director Dennis Highby | Management | For | For |
7 | Elect Director Reuben Mark | Management | For | For |
8 | Elect Director Michael R. McCarthy | Management | For | For |
9 | Elect Director Thomas L. Millner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CAREER EDUCATION CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis H. Chookaszian | Management | For | For |
2 | Elect Director David W. Devonshire | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director Gregory L. Jackson | Management | For | For |
5 | Elect Director Thomas B. Lally | Management | For | For |
6 | Elect Director Steven H. Lesnik | Management | For | For |
7 | Elect Director Gary E. McCullough | Management | For | For |
8 | Elect Director Edward A. Snyder | Management | For | For |
9 | Elect Director Leslie T. Thornton | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CARNIVAL CORP. MEETING DATE: APR 13, 2010 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Shares for Market Purchase | Management | For | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
23 | Transact Other Business (Non-Voting) | Management | None | None |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CHEESECAKE FACTORY, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: CAKE SECURITY ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director Thomas L. Gregory | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITI TRENDS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Carney | Management | For | For |
1.2 | Elect Director John S. Lupo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 25, 2009 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.7 | Elect Director Senator Connie Mack III | Management | For | For |
1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Michael D. Rose | Management | For | For |
1.11 | Elect Director Maria A. Sastre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEVRY INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren R. Huston | Management | For | For |
1.2 | Elect Director William T. Keevan | Management | For | For |
1.3 | Elect Director Lyle Logan | Management | For | For |
1.4 | Elect Director Julia A. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DOLLAR TREE, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Ray Compton | Management | For | For |
1.2 | Elect Director Conrad M. Hall | Management | For | For |
1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
1.4 | Elect Director Bob Sasser | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Director Mellody Hobson | Management | For | Withhold |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 13, 2010 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Adopt Recapitalization Plan | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENTEX CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Mulder | Management | For | For |
1.2 | Elect Director Frederick Sotok | Management | For | For |
1.3 | Elect Director Wallace Tsuha | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
GROUP 1 AUTOMOTIVE, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director J. Terry Strange | Management | For | For |
1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORPORATION, THE MEETING DATE: JUN 8, 2010 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blair W. Lambert | Management | For | For |
1.2 | Elect Director Daniel R. Lyle | Management | For | For |
1.3 | Elect Director Scott A. Ryles | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 24, 2010 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Judson C. Green | Management | For | For |
1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Bonus Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
HENGDELI HOLDINGS LTD MEETING DATE: MAY 11, 2010 | ||||
TICKER: 3389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: SEP 30, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 2, 2010 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Patti S. Hart | Management | For | For |
1.3 | Elect Director Robert A. Mathewson | Management | For | For |
1.4 | Elect Director Thomas J. Matthews | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director Frederick B. Rentschler | Management | For | For |
1.7 | Elect Director David E. Roberson | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
6 | Elect Director H. John Greeniaus | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JACK IN THE BOX INC. MEETING DATE: FEB 10, 2010 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Alpert | Management | For | For |
1.2 | Elect Director David L. Goebel | Management | For | For |
1.3 | Elect Director Murray H. Hutchison | Management | For | For |
1.4 | Elect Director Linda A. Lang | Management | For | For |
1.5 | Elect Director Michael W. Murphy | Management | For | For |
1.6 | Elect Director David M. Tehle | Management | For | For |
1.7 | Elect Director Winifred M. Webb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
KOHL'S CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 20, 2010 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.6 | Elect Director Anna Reilly | Management | For | Withhold |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Irving Bolotin | Management | For | For |
1.2 | Director Steven L. Gerard | Management | For | For |
1.3 | Director Sherrill W. Hudson | Management | For | For |
1.4 | Director R. Kirk Landon | Management | For | For |
1.5 | Director Sidney Lapidus | Management | For | For |
1.6 | Director Stuart A. Miller | Management | For | For |
1.7 | Director Donna E. Shalala | Management | For | For |
1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Redemption Proposal | Management | For | For |
2.1 | Approve Spin-Off Agreement | Management | For | For |
2.2 | Approve Merger Agreement | Management | For | For |
2.3 | Approve Contribution Proposal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Macon F. Brock | Management | For | For |
1.2 | Elect Director John M. Presley | Management | For | For |
1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Walter E. Massey | Management | For | For |
2 | Elect Director John W. Rogers, Jr. | Management | For | For |
3 | Elect Director Roger W. Stone | Management | For | For |
4 | Elect Director Miles D. White | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: MPEL SECURITY ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of the Audited Financial Statements and Inclusion Thereof in the Annual Report on Form 20-F | Management | For | For |
2 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
MERITAGE HOMES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Hilton | Management | For | For |
1.2 | Elect Director Raymond Oppel | Management | For | For |
1.3 | Elect Director Richard T. Burke, Sr. | Management | For | For |
1.4 | Elect Director Dana Bradford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director David L. Kolb | Management | For | For |
1.3 | Elect Director Joseph A. Onorato | Management | For | For |
1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONRO MUFFLER BRAKE, INC. MEETING DATE: AUG 11, 2009 | ||||
TICKER: MNRO SECURITY ID: 610236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Danziger | Management | For | For |
1.2 | Elect Director Robert G. Gross | Management | For | For |
1.3 | Elect Director Peter J. Solomon | Management | For | For |
1.4 | Elect Director Francis R. Strawbridge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director Robert J. Chrenc | Management | For | For |
3 | Elect Director John Gaulding | Management | For | For |
4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Director Cynthia P. McCague | Management | For | For |
6 | Elect Director Jeffrey F. Rayport | Management | For | For |
7 | Elect Director Roberto Tunioli | Management | For | For |
8 | Elect Director Timothy T. Yates | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NATIONAL CINEMEDIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NCMI SECURITY ID: 635309107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Campbell | Management | For | For |
1.2 | Elect Director Gerardo I. Lopez | Management | For | For |
1.3 | Elect Director Lee Roy Mitchell | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NAVITAS LTD. MEETING DATE: NOV 20, 2009 | ||||
TICKER: NVT SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
2 | Elect Harvey Collins as a Director | Management | For | For |
3 | Elect Ted Evans as a Director | Management | For | For |
NEWS CORPORATION MEETING DATE: OCT 16, 2009 | ||||
TICKER: NWSA SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Maria Aznar | Management | For | Abstain |
1.2 | Elect Director Natalie Bancroft | Management | For | Abstain |
1.3 | Elect Director Peter L. Barnes | Management | For | Abstain |
1.4 | Elect Director Chase Carey | Management | For | Abstain |
1.5 | Elect Director Kenneth E. Cowley | Management | For | Abstain |
1.6 | Elect Director David F. DeVoe | Management | For | Abstain |
1.7 | Elect Director Viet Dinh | Management | For | Abstain |
1.8 | Elect Director Sir Roderick I. Eddington | Management | For | Abstain |
1.9 | Elect Director Mark Hurd | Management | For | Abstain |
1.10 | Elect Director Andrew S.B. Knight | Management | For | Abstain |
1.11 | Elect Director James R. Murdoch | Management | For | Abstain |
1.12 | Elect Director K. Rupert Murdoch | Management | For | Abstain |
1.13 | Elect Director Lachlan K. Murdoch | Management | For | Abstain |
1.14 | Elect Director Thomas J. Perkins | Management | For | Abstain |
1.15 | Elect Director Arthur M. Siskind | Management | For | Abstain |
1.16 | Elect Director John L. Thornton | Management | For | Abstain |
2 | Ratify Auditors | Management | For | For |
NIKE, INC. MEETING DATE: SEP 21, 2009 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill K. Conway | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director John C. Lechleiter | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORDSTROM, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Robert G. Miller | Management | For | For |
4 | Elect Director Blake W. Nordstrom | Management | For | For |
5 | Elect Director Erik B. Nordstrom | Management | For | For |
6 | Elect Director Peter E. Nordstrom | Management | For | For |
7 | Elect Director Philip G. Satre | Management | For | For |
8 | Elect Director Robert D. Walter | Management | For | For |
9 | Elect Director Alison A. Winter | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
NVR, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Manuel H. Johnson | Management | For | For |
2 | Elect Director David A. Preiser | Management | For | For |
3 | Elect Director John M. Toups | Management | For | For |
4 | Elect Director Paul W. Whetsell | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence P. O'Reilly | Management | For | For |
2 | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
3 | Elect Director Thomas T. Hendrickson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
OFFICE DEPOT, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lee A. Ault III | Management | For | For |
2 | Elect Director Neil R. Austrian | Management | For | For |
3 | Elect Director Justin Bateman | Management | For | For |
4 | Elect Director David W. Bernauer | Management | For | For |
5 | Elect Director Thomas J. Colligan | Management | For | For |
6 | Elect Director Marsha J. Evans | Management | For | For |
7 | Elect Director David I. Fuente | Management | For | For |
8 | Elect Director Brenda J. Gaines | Management | For | For |
9 | Elect Director Myra M. Hart | Management | For | For |
10 | Elect Director W. Scott Hedrick | Management | For | For |
11 | Elect Director Kathleen Mason | Management | For | For |
12 | Elect Director Steve Odland | Management | For | For |
13 | Elect Director James S. Rubin | Management | For | For |
14 | Elect Director Raymond Svider | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Approve Stock Option Repricing Program | Management | For | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 14, 2010 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | Withhold |
8 | Elect Director David M. Szymanski | Management | For | Withhold |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
P.F. CHANG'S CHINA BISTRO, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFCB SECURITY ID: 69333Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kerrii B. Anderson | Management | For | For |
2 | Elect Director Richard L. Federico | Management | For | For |
3 | Elect Director Lesley H. Howe | Management | For | For |
4 | Elect Director Dawn E. Hudson | Management | For | For |
5 | Elect Director Kenneth A. May | Management | For | For |
6 | Elect Director M. Ann Rhoades | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Robert T. Vivian | Management | For | For |
9 | Elect Director R. Michael Welborn | Management | For | For |
10 | Elect Director Kenneth J. Wessels | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adjourn Meeting | Management | For | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLARIS INDUSTRIES INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Caulk | Management | For | For |
1.2 | Elect Director Bernd F. Kessler | Management | For | For |
1.3 | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director Clint W. Murchison III | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director David N. McCammon | Management | For | For |
1.6 | Elect Director James J. Postl | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Performance-Based Equity Awards | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
REGIS CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
1.6 | Elect Director David B. Kunin | Management | For | Withhold |
1.7 | Elect Director Stephen Watson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 20, 2010 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as Director | Management | For | For |
1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
1.4 | Reelect Bernt Reitan as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
RUE21, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: RUE SECURITY ID: 781295100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Fisch | Management | For | For |
1.2 | Elect Director Arnold S. Barron | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIGNET JEWELERS LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robert Blanchard as Director | Management | For | For |
1b | Elect Terry Burman as Director | Management | For | For |
2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
SONIC CORP. MEETING DATE: JAN 14, 2010 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Clifford Hudson | Management | For | For |
1.2 | Elect Director Federico F. Pena | Management | For | For |
1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
1.4 | Elect Director Douglas N. Benham | Management | For | For |
1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 6, 2010 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | Withhold |
1.2 | Elect Director Michael Blakenham | Management | For | Withhold |
1.3 | Elect Director The Duke Of Devonshire | Management | For | Withhold |
1.4 | Elect Director James Murdoch | Management | For | For |
1.5 | Elect Director Allen Questrom | Management | For | Withhold |
1.6 | Elect Director William F. Ruprecht | Management | For | Withhold |
1.7 | Elect Director Michael I. Sovern | Management | For | Withhold |
1.8 | Elect Director Donald M. Stewart | Management | For | Withhold |
1.9 | Elect Director Robert S. Taubman | Management | For | Withhold |
1.10 | Elect Director Diana L. Taylor | Management | For | Withhold |
1.11 | Elect Director Dennis M. Weibling | Management | For | Withhold |
1.12 | Elect Director Robin G. Woodhead | Management | For | Withhold |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY WORKS, THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
STEINER LEISURE LTD. MEETING DATE: JUN 10, 2010 | ||||
TICKER: STNR SECURITY ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Cynthia R. Cohen as Director | Management | For | For |
1.2 | Elect Denise Dickins as Director | Management | For | For |
2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert S. Silberman | Management | For | For |
2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
3 | Elect Director William E. Brock | Management | For | For |
4 | Elect Director David A. Coulter | Management | For | For |
5 | Elect Director Robert R. Grusky | Management | For | For |
6 | Elect Director Robert L. Johnson | Management | For | For |
7 | Elect Director Todd A. Milano | Management | For | For |
8 | Elect Director G. Thomas Waite, III | Management | For | For |
9 | Elect Director J. David Wargo | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armand S. Shapiro | Management | For | For |
1.2 | Elect Director Sam L. Susser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark Sarvary | Management | For | For |
2 | Elect Director Evelyn Dilsaver | Management | For | For |
3 | Elect Director Francis A. Doyle | Management | For | For |
4 | Elect Director John A. Heil | Management | For | For |
5 | Elect Director Peter K. Hoffman | Management | For | For |
6 | Elect Director Sir Paul Judge | Management | For | For |
7 | Elect Director Nancy F. Koehn | Management | For | For |
8 | Elect Director Christopher A. Masto | Management | For | For |
9 | Elect Director P. Andrews McLane | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TENNECO INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Frank E. Macher | Management | For | For |
4 | Elect Director Hari N. Nair | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director David B. Price, Jr. | Management | For | For |
7 | Elect Director Gregg M. Sherrill | Management | For | For |
8 | ElectDirector Paul T. Stecko | Management | For | For |
9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
10 | Elect Director Jane L. Warner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G.J. Hart | Management | For | For |
1.2 | Elect Director Gregory N. Moore | Management | For | For |
1.3 | Elect Director James F. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOLL BROTHERS, INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zvi Barzilay | Management | For | For |
1.2 | Elect Director Edward G. Boehne | Management | For | For |
1.3 | Elect Director Richard J. Braemer | Management | For | For |
1.4 | Elect Director Carl B. Marbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VAIL RESORTS, INC. MEETING DATE: DEC 4, 2009 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director John F. Sorte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VIAD CORP MEETING DATE: MAY 18, 2010 | ||||
TICKER: VVI SECURITY ID: 92552R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Isabella Cunningham | Management | For | For |
2 | Elect Director Jess Hay | Management | For | For |
3 | Elect Director Albert M. Teplin | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VITAMIN SHOPPE, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: VSI SECURITY ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director John D. Howard | Management | For | Withhold |
1.7 | Elect Director Douglas R. Korn | Management | For | For |
1.8 | Elect Director Richard L. Perkal | Management | For | For |
1.9 | Elect Director Beth M. Pritchard | Management | For | For |
1.10 | Elect Director Katherine Savitt-Lennon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2010 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Management | For | For |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
WEST MARINE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: WMAR SECURITY ID: 954235107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph K. Repass | Management | For | For |
1.2 | Elect Director Geoffrey A. Eisenberg | Management | For | For |
1.3 | Elect Director David McComas | Management | For | For |
1.4 | Elect Director Barbara L. Rambo | Management | For | For |
1.5 | Elect Director Alice M. Richter | Management | For | For |
1.6 | Elect Director Peter Roy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Bahash | Management | For | For |
1.3 | Elect Director Brian R. Gamache | Management | For | For |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.5 | Elect Director Louis J. Nicastro | Management | For | For |
1.6 | Elect Director Neil D. Nicastro | Management | For | For |
1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.9 | Elect Director Bobby L. Siller | Management | For | For |
1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ZALE CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: ZLC SECURITY ID: 988858106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yuval Braverman | Management | For | For |
1.2 | Elect Director Richard C. Breeden | Management | For | For |
1.3 | Elect Director James M. Cotter | Management | For | For |
1.4 | Elect Director Neal L. Goldberg | Management | For | For |
1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.6 | Elect Director Thomas C. Shull | Management | For | For |
1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
1.8 | Elect Director David M. Szymanski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTRIA GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director John T. Casteen III | Management | For | For |
4 | Elect Director Dinyar S. Devitre | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director Robert E. R. Huntley | Management | For | For |
7 | Elect Director Thomas W. Jones | Management | For | For |
8 | Elect Director George Munoz | Management | For | For |
9 | Elect Director Nabil Y. Sakkab | Management | For | For |
10 | Elect Director Michael E. Szymanczyk | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
ANADOLU EFES MEETING DATE: APR 29, 2010 | ||||
TICKER: AEFES.E SECURITY ID: M10225106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | Management | For | Did Not Vote |
2 | Accept Statutory Reports | Management | For | Did Not Vote |
3 | Accept Financial Statements | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Elect Board of Directors and Internal Auditors and Approve Their Fees | Management | For | Did Not Vote |
7 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
8 | Receive Information on Profit Distribution Policy | Management | None | Did Not Vote |
9 | Ratify External Auditors | Management | For | Did Not Vote |
10 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | Did Not Vote |
11 | Amend Company Articles | Management | For | Did Not Vote |
12 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
13 | Close Meeting | Management | None | Did Not Vote |
ANHEUSER-BUSCH INBEV MEETING DATE: APR 27, 2010 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
3a | Receive Special Board Report | Management | None | Did Not Vote |
3b | Receive Special Auditor Report | Management | None | Did Not Vote |
3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
9a | Approve Remuneration Report | Management | For | Did Not Vote |
9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
AUSNUTRIA DAIRY CORPORATION LTD MEETING DATE: JUN 18, 2010 | ||||
TICKER: 1717 SECURITY ID: G06318102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Wu Yueshi as Executive Director | Management | For | Against |
2a2 | Reelect Yan Weibin as Executive Director | Management | For | Against |
2a3 | Reelect Chen Yuanrong as Executive Director | Management | For | Against |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
BJ WHOLESALE CLUB, INC MEETING DATE: MAY 25, 2010 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard A. Schlesinger | Management | For | For |
2 | Elect Director Thomas J. Shields | Management | For | For |
3 | Elect Director Herbert J Zarkin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BRF - BRASIL FOODS SA MEETING DATE: JUL 8, 2009 | ||||
TICKER: BRFS3 SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to BRF - Brasil Foods SA, and Amend Article 1 Accordingly | Management | For | For |
2 | Change Location of Company Headquarters to Itajai in Santa Catarina, and Amend Article 2 Accordingly | Management | For | For |
3 | Increase Size of the Board From Eight to a Minumum of Nine and a Maximum of 11 Members, and Amend Article 16 Accordingly | Management | For | For |
4 | Create Temporary Position of Co-Chairman of the Board and Amend Article 51 Accordingly | Management | For | For |
5 | Elect Three New Directors, Including the Co-Chairman | Management | For | For |
6 | Increase Authorized Capital from 250 Million Common Shares to 500 Million Common Shares, and Amend Article 5 Accordingly | Management | For | For |
7 | Amend Articles 18 to Transfer the Responsibility of Approving the Opening and Closing of Company Offices from the Board of Directors to the Executive Officer Board | Management | For | For |
8 | Approve Agreement to Acquire HFF Participacoes SA | Management | For | For |
9 | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
10 | Approve Appraisal Reports Produced by Independent Firms | Management | For | For |
11 | Approve Acquisition of HFF Participacoes SA | Management | For | For |
BRF - BRASIL FOODS SA MEETING DATE: AUG 18, 2009 | ||||
TICKER: BRFS3 SECURITY ID: P7704H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Acquire All Common and Preferred Shares of Sadia SA Not Already Held by the Company | Management | For | For |
2 | Appoint Banco de Investimentos Credit Suisse SA to Evaluate Share Swap Ratio, and Appoint Planconsult Planejamento e Consultoria Ltda to Evaluate Increase in Share Capital | Management | For | For |
3 | Approve Reports by Credit Suisse and Planconsult | Management | For | For |
4 | Approve Acquisition of Sadia SA and Amend Article 5 to Reflect Increase in Share Capital | Management | For | For |
BRF - BRASIL FOODS SA MEETING DATE: MAR 31, 2010 | ||||
TICKER: BRFS3 SECURITY ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Roberto Faldini as Director | Management | For | Against |
4 | Elect Fiscal Council and Audit Committee | Management | For | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
6 | Approve Issuance of Shares without Preemptive Rights | Management | For | Against |
7 | Approve Share-Based Plan and Stock Option Plan for BRF Executive Officers | Management | For | For |
8 | Approve Share-Based Plan and Stock Option Plan for Sadia Executive Officers | Management | For | For |
9 | Approve 1:2 Stock Split | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
12 | Approve Absorption of Avipal Nordeste SA and HHF Participacoes SA by BRF | Management | For | For |
13 | Designate Newspapers to Publish Company Announcements | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2010 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6a | Re-elect Ana Llopis as Director | Management | For | For |
6b | Re-elect Christine Morin-Postel as Director | Management | For | For |
6c | Re-elect Anthony Ruys as Director | Management | For | For |
7 | Elect Richard Burrows as Director | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
13 | Amend Articles of Association | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CERMAQ ASA MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEQ SECURITY ID: R1536Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4.1 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Abolish Requirement for Chairman to Preside the General Meeting | Management | For | Did Not Vote |
4.3 | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
5 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.50 per Share | Management | For | Did Not Vote |
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
8 | Authorize Repurchase of up to Five Percent of Issued Shares | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
10.1 | Approve Remuneration of Directors | Management | For | Did Not Vote |
10.2 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
11 | Elect Bard Mikkelsen as Director | Management | For | Did Not Vote |
12.1 | Elect Gunnar Bjorkavag as Committee Chair and Member of Nominating Committee | Management | For | Did Not Vote |
12.2 | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
12.3 | Elect Ottar Haugerud as Member of Nominating Committee | Management | For | Did Not Vote |
12.4 | Elect Kari Moen as Member of Nominating Committee | Management | For | Did Not Vote |
13 | Initiate Procedures to Allow Board Members to be Elected Each Year | Shareholder | Against | Did Not Vote |
COCA COLA ICECEK SANAYI A.S. MEETING DATE: APR 28, 2010 | ||||
TICKER: CCOLA.E SECURITY ID: M253EL109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Approve Allocation of Income | Management | For | Did Not Vote |
9 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
10 | Approve Director Remuneration | Management | For | Did Not Vote |
11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
12 | Ratify External Auditors | Management | For | Did Not Vote |
13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | Did Not Vote |
14 | Amend Company Articles | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | Did Not Vote |
COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 11, 2010 | ||||
TICKER: COKE SECURITY ID: 191098102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
1.2 | Elect Director H.W. McKay Belk | Management | For | For |
1.3 | Elect Alexander B. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Sharon A. Decker | Management | For | For |
1.5 | Elect Director William B. Elmore | Management | For | For |
1.6 | Elect Director Deborah H. Everhart | Management | For | For |
1.7 | Elect Director Henry W. Flint | Management | For | For |
1.8 | Elect Director Ned R. McWherter | Management | For | For |
1.9 | Elect Director James H. Morgan | Management | For | For |
1.10 | Elect Director John W. Murrey, III | Management | For | For |
1.11 | Elect Director Dennis A. Wicker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 21, 2010 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Cathleen P. Black | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Alexis M. Herman | Management | For | For |
6 | Elect Director Muhtar Kent | Management | For | For |
7 | Elect Director Donald R. Keough | Management | For | For |
8 | Elect Director Maria Elena Lagomasino | Management | For | For |
9 | Elect Director Donald F. McHenry | Management | For | For |
10 | Elect Director Sam Nunn | Management | For | For |
11 | Elect Director James D. Robinson III | Management | For | For |
12 | Elect Director Peter V. Ueberroth | Management | For | For |
13 | Elect Director Jacob Wallenberg | Management | For | For |
14 | Elect Director James B. Williams | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
COCA-COLA ENTERPRISES INC. MEETING DATE: APR 23, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Phillip Humann | Management | For | For |
1.2 | Elect Director Suzanne B. Labarge | Management | For | For |
1.3 | Elect Director Veronique Morali | Management | For | For |
1.4 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: APR 14, 2010 | ||||
TICKER: KOFL SECURITY ID: 191241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Report Of The Chief Executive Officer Of Coca-cola Femsa, S.a.b.de C.v., Opinion Of The Board Of Directors Regarding The Content of The Report Of Chief Executive Officer And Reports Of the Board. | Management | For | For |
2 | Report With Respect To The Compliance Of Tax Obligations. | Management | For | For |
3 | Application Of The Results For The 2009 Fiscal Year, Including the Payment Of A Cash Dividend. | Management | For | For |
4 | Proposal To Determine The Maximum Amount Of Resources To Be used For The Share Repurchase Program. | Management | For | For |
5 | Election Of Members And Secretaries Of The Board; Qualification of Their Independence, In Accordance With Securities Market Law. | Management | For | Abstain |
6 | Election Of Members Of The Following Committees: (i) Finance And planning, (ii) Audit, And (iii) Corporate Practices. | Management | For | Abstain |
7 | Appointment Of Delegates For The Formalization Of The Meeting Resolution. | Management | For | For |
8 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
9 | Proposal To Amend Articles 23 And 29 Of The By-laws Of The company. | Management | For | Abstain |
10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
11 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director David W. Johnson | Management | For | For |
7 | Elect Director Richard J. Kogan | Management | For | For |
8 | Elect Director Delano E. Lewis | Management | For | For |
9 | Elect Director J. Pedro Reinhard | Management | For | For |
10 | Elect Director Stephen I. Sadove | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV MEETING DATE: APR 28, 2010 | ||||
TICKER: AMBV3 SECURITY ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | None | None |
2 | Approve Allocation of Income and Dividends | Management | None | None |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | None | None |
4 | Elect Fiscal Council Members and Fix Their Remuneration | Management | For | For |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director James A. Locke III | Management | For | For |
1.4 | Elect Director Peter M. Perez | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ilene S. Gordon | Management | For | Withhold |
1.2 | Elect Director Karen L. Hendricks | Management | For | Withhold |
1.3 | Elect Director Barbara A. Klein | Management | For | Withhold |
1.4 | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COSAN LTD. MEETING DATE: DEC 14, 2009 | ||||
TICKER: CZZ SECURITY ID: G25343107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Marcus Vinicios Pratini de Moraes as Director | Management | For | For |
1.2 | Reelect Burkhard Otto Cordes as Director | Management | For | For |
1.3 | Reelect Marcos Marinho Lutz as Director | Management | For | For |
1.4 | Reelect Marcelo de Souza Scarcela Portela as Director | Management | For | For |
2 | Reappoint Ernst & Young Auditores Independents S.S. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COTT CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | For |
1.2 | Elect Director George A. Burnett | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | For |
1.5 | Elect Director Stephen H. Halperin | Management | For | For |
1.6 | Elect Director Betty Jane Hess | Management | For | For |
1.7 | Elect Director Gregory Monahan | Management | For | For |
1.8 | Elect Director Mario Pilozzi | Management | For | For |
1.9 | Elect Director Andrew Prozes | Management | For | For |
1.10 | Elect Director Eric Rosenfeld | Management | For | For |
1.11 | Elect Director Graham Savage | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Equity Incentive Plan | Management | For | Against |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
DANONE MEETING DATE: APR 22, 2010 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Reelect Franck Riboud as Director | Management | For | For |
5 | Reelect Emmanuel Faber as Director | Management | For | For |
6 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Ratify Ernst & Young et Autres as Auditor | Management | For | For |
8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
9 | Ratify Auditex as Alternate Auditor | Management | For | For |
10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
11 | Approve Transaction with Franck Riboud | Management | For | For |
12 | Approve Transaction with Emmanuel Faber | Management | For | For |
13 | Approve Transaction with Bernard Hours | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Amend Stock Ownership Limitations | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom C. Davis | Management | For | For |
1.2 | Elect Director Gregg L. Engles | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DIAGEO PLC MEETING DATE: OCT 14, 2009 | ||||
TICKER: DGE SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Report And Accounts 2009 | Management | For | For |
2 | Directors Remuneration Report 2009 | Management | For | For |
3 | Declaration Of Final Dividend | Management | For | For |
4 | Re-election Of LM Danon As A Director | Management | For | For |
5 | Re-election Of Lord Hollick As A Director | Management | For | For |
6 | Re-election Of PS Walsh As A Director | Management | For | For |
7 | Election Of PB Bruzelius As A Director | Management | For | For |
8 | Election Of BD Holden As A Director | Management | For | For |
9 | Re-appointment Of Auditor | Management | For | For |
10 | Remuneration Of Auditor | Management | For | For |
11 | Authority To Allot Shares | Management | For | For |
12 | Disapplication Of Pre-emption Rights | Management | For | For |
13 | Authority To Purchase Own Ordinary Shares | Management | For | For |
14 | Authority To Make Political Donations And/or To Incur Political Expenditure In The EU. | Management | For | For |
15 | Adoption Of The Diageo Plc 2009 Discretionary Incentive Plan | Management | For | For |
16 | Adoption Of The Diageo Plc 2009 Executive Long Term Incentive Plan | Management | For | For |
17 | Adoption Of The Diageo Plc International Sharematch Plan 2009 | Management | For | For |
18 | Authority To Establish International Share Plans | Management | For | For |
19 | Adoption Of The Diageo Plc 2009 Irish Sharesave Plan | Management | For | For |
20 | Amendments To The Rules Of Diageo Plc Executive Share Option Plan | Management | For | For |
21 | Amendments To The Rules Of Diageo Plc 2008 Senior Executive Share Option Plan | Management | For | For |
22 | Amendments To The Rules Of Diageo Plc Senior Executive Share Option Plan | Management | For | For |
23 | Reduced Notice Of A General Meeting Other Than An Annual General Meeting | Management | For | For |
24 | Adoption Of Articles Of Association | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 13, 2010 | ||||
TICKER: ANDINA-A SECURITY ID: 29081P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Dividend Policy | Management | For | For |
4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
5 | Approve External Auditors for Fiscal Year 2010 | Management | For | For |
6 | Designate Risk Assessment Companies | Management | For | For |
7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 25, 2010 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. David Hoover | Management | For | For |
1.2 | Elect Director John C. Hunter | Management | For | For |
1.3 | Elect Director John E. Klein | Management | For | For |
1.4 | Elect Director John R. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) MEETING DATE: APR 26, 2010 | ||||
TICKER: FEMSAUBD SECURITY ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposal to Exchange 100 Percent of Shares from the Beer Operations of the Company and/or its Subsidiaries for a Share Participation in Heineken Holdings N.V. and Heineken N.V. | Management | For | For |
2 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2009, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report | Management | For | For |
3 | Approve Tax Report on Fiscal Obligations | Management | For | For |
4 | Approve Allocation of Income and Distribution of Dividends of MXN 0.13 per Series B Shares; MXN 0.16 per Series D Shares; Corresponding to a Total of MXN 0.65 per B Unit and MXN 0.78 per BD Unit | Management | For | For |
5 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | Management | For | For |
6 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Against |
7 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | Management | For | For |
8 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
9 | Approve Minutes of Meeting | Management | For | For |
GENERAL MILLS, INC. MEETING DATE: SEP 21, 2009 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Paul Danos | Management | For | For |
4 | Elect Director William T. Esrey | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Judith Richards Hope | Management | For | For |
7 | Elect Director Heidi G. Miller | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Steve Odland | Management | For | For |
10 | Elect Director Kendall J. Powell | Management | For | For |
11 | Elect Director Lois E. Quam | Management | For | For |
12 | Elect Director Michael D. Rose | Management | For | For |
13 | Elect Director Robert L. Ryan | Management | For | For |
14 | Elect Director Dorothy A. Terrell | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JOHNSON & JOHNSON MEETING DATE: APR 22, 2010 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Culien | Management | For | For |
3 | Elect Director Michael M. E. Johns | Management | For | For |
4 | Elect Director Susan L. Lindquist | Management | For | For |
5 | Elect Director Anne M. Mulcahy | Management | For | For |
6 | Elect Director Lea F. Mullin | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director David Satcher | Management | For | For |
10 | Elect Director William C. Welcon | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 18, 2010 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Lois D. Juliber | Management | For | For |
4 | Elect Director Mark D. Ketchum | Management | For | For |
5 | Elect Director Richard A. Lerner | Management | For | For |
6 | Elect Director Mackey J. McDonald | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Fredric G. Reynolds | Management | For | For |
9 | Elect Director Irene B. Rosenfeld | Management | For | For |
10 | Elect Director J.F. Van Boxmeer | Management | For | For |
11 | Elect Director Deborah C. Wright | Management | For | For |
12 | Elect Director Frank G. Zarb | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
KROGER CO., THE MEETING DATE: JUN 24, 2010 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. LaMacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney McMullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Report on Climate Change | Shareholder | Against | Abstain |
KT&G CORP. (FORMERLY KOREA TOBACCO & GINSENG) MEETING DATE: FEB 26, 2010 | ||||
TICKER: 33780 SECURITY ID: Y49904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 2,800 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Min Young-Jin as CEO | Management | For | For |
4 | Elect Three Outside Directors (Bundled) | Management | For | For |
5 | Elect One Outside Director who will also Serve as Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of One Inside Director and Nine Outside Directors | Management | For | For |
7 | Amend Terms of Severance Payments to Executive Directors | Management | For | For |
8 | Amend Terms of Severance Payments to Executives | Management | For | For |
LINDT & SPRUENGLI AG MEETING DATE: APR 22, 2010 | ||||
TICKER: LISP SECURITY ID: H49983176 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 400 per Share and CHF 40 per Participation Certificate | Management | For | Did Not Vote |
4.1.1 | Reelect Kurt Widmer as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Rudolf Spruengli as Director | Management | For | Did Not Vote |
4.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
5.1 | Approve CHF 1.5 Million Increase to Existing Pool of Capital without Preemptive Rights for Issuance of Participation Certificates for Employee Participation Program | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Share Certificates and Conversion of Shares due to New Swiss Federal Act on Intermediated Securities, Limitation on Registration in Share Register, Shareholder Proposals | Management | For | Did Not Vote |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director James M. Cornelius | Management | For | For |
1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
1.7 | Elect Director Robert S. Singer | Management | For | For |
1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
1.9 | Elect Director Anna C. Catalano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 2, 2010 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
NATURA COSMETICOS SA MEETING DATE: AUG 5, 2009 | ||||
TICKER: NATU3 SECURITY ID: P7088C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
i | Amend Article 5 to Reflect Increase in Share Capital Resulting for the Exercise of Options Issued Under the Company's Stock Option Plan | Management | For | Against |
ii | Amend Article 24 re: Executive Officer's Responsibilities | Management | For | For |
iii | Amend Article 27 to Comply with Regulatory Changes | Management | For | For |
iv | Amend Article 33 | Management | For | For |
v | Consolidate Articles | Management | For | For |
NATURA COSMETICOS SA MEETING DATE: APR 6, 2010 | ||||
TICKER: NATU3 SECURITY ID: P7088C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Article 15 to Establish Co-Chair Casting Vote in the Even of Tied Vote | Management | For | For |
3 | Amend Article 20 to Authorize the Board to Issue Promissory Notes | Management | For | For |
4 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
5 | Approve Capital Budget and Allocation of Income and Dividends | Management | For | For |
6 | Elect Directors | Management | For | Against |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
NESTLE SA MEETING DATE: APR 15, 2010 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
PANTRY, INC., THE MEETING DATE: MAR 16, 2010 | ||||
TICKER: PTRY SECURITY ID: 698657103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrance M. Marks | Management | For | For |
1.2 | Elect Director Robert F. Bernstock | Management | For | For |
1.3 | Elect Director Paul L. Brunswick | Management | For | For |
1.4 | Elect Director Wilfred A. Finnegan | Management | For | For |
1.5 | Elect Director Edwin J. Holman | Management | For | For |
1.6 | Elect Director Terry L. McElroy | Management | For | For |
1.7 | Elect Director Mark D. Miles | Management | For | For |
1.8 | Elect Director Bryan E. Monkhouse | Management | For | For |
1.9 | Elect Director Thomas M. Murnane | Management | For | For |
1.10 | Elect Director Maria C. Richter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEPSI BOTTLING GROUP, INC., THE MEETING DATE: FEB 17, 2010 | ||||
TICKER: PBG SECURITY ID: 713409100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director Indra K. Nooyi | Management | For | For |
9 | Elect Director Sharon P. Rockefeller | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Elect Director Lloyd G. Trotter | Management | For | For |
12 | Elect Director Daniel Vasella | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
PERRIGO CO. MEETING DATE: OCT 29, 2009 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | For |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 13, 2009 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth I. Chenault | Management | For | For |
2 | Elect Director Scott D. Cook | Management | For | For |
3 | Elect Director Rajat K. Gupta | Management | For | For |
4 | Elect Director A.G. Lafley | Management | For | For |
5 | Elect Director Charles R. Lee | Management | For | For |
6 | Elect Director Lynn M. Martin | Management | For | For |
7 | Elect Director Robert A. McDonald | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Johnathan A. Rodgers | Management | For | For |
10 | Elect Director Ralph Snyderman | Management | For | For |
11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
12 | Elect Director Patricia A. Woertz | Management | For | For |
13 | Elect Director Ernesto Zedillo | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Code of Regulations | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PURECIRCLE LTD. MEETING DATE: NOV 24, 2009 | ||||
TICKER: PURE SECURITY ID: G7300G109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reelect Magomet Malsagov as Director | Management | For | Against |
4 | Reelect Peter Milsted as Director | Management | For | Against |
5 | Ratify Horwarth (Malaysia) as Auditors | Management | For | For |
6 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
REMY COINTREAU MEETING DATE: JUL 28, 2009 | ||||
TICKER: RCONV SECURITY ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share (in Cash or in Cash and Shares) | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Reelect Francois Heriard Dubreuil as Director | Management | For | For |
7 | Reelect Jacques-Etienne T'Serclaes as Director | Management | For | For |
8 | Reelect Gabriel Hawawini as Director | Management | For | For |
9 | Relect Orpar, Represented by Marie Barbaret, as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Management | For | For |
11 | Approve Transaction with Jean Marie Laborde Re: Severance Payment | Management | For | For |
12 | Approve Transactions with Dominique Heriard Dubreuil, Francois Heriard Dubreuil, Marc Heriard Dubreuil, and Jean-Marie Laborde Re: Additional Pension Scheme | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million, with the Possibility Not to Offer them to the Public | Management | For | For |
18 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | Against | Against |
23 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
24 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
25 | Amend Article 12 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
26 | Amend Article 23.2 of Bylaws Re: Double Voting Rights | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 31, 2009 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Dambisa Moyo as Director | Management | For | For |
4 | Re-elect Meyer Kahn as Director | Management | For | For |
5 | Re-elect Lord Robert Fellowes as Director | Management | For | For |
6 | Re-elect Geoffrey Bible as Director | Management | For | For |
7 | Re-elect Liz Doherty as Director | Management | For | For |
8 | Re-elect Miles Morland as Director | Management | For | For |
9 | Re-elect Carlos Perez Davila as Director | Management | For | For |
10 | Re-elect Cyril Ramaphosa as Director | Management | For | For |
11 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
12 | Approve Final Dividend of 42 US Cents Per Ordinary Share | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,847,370 | Management | For | For |
16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,847,370 | Management | For | For |
17 | Authorise 156,947,400 Ordinary Shares for Market Purchase | Management | For | For |
18 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SLC AGRICOLA SA MEETING DATE: APR 7, 2010 | ||||
TICKER: SLCE3 SECURITY ID: P8711D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2010 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Install Fiscal Council | Management | For | For |
6 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
7 | Amend Article 25 | Management | For | For |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armand S. Shapiro | Management | For | For |
1.2 | Elect Director Sam L. Susser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
TYSON FOODS, INC. MEETING DATE: FEB 5, 2010 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
1.4 | Elect Director Jim Kever | Management | For | For |
1.5 | Elect Director Kevin M. McNamara | Management | For | For |
1.6 | Elect Director Brad T. Sauer | Management | For | For |
1.7 | Elect Director Robert Thurber | Management | For | For |
1.8 | Elect Director Barbara A. Tyson | Management | For | For |
1.9 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
UNILEVER NV MEETING DATE: MAY 11, 2010 | ||||
TICKER: UNA SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Executive Directors | Management | For | Did Not Vote |
4 | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
5 | Reelect P.G.J.M. Polman to Executive Board | Management | For | Did Not Vote |
6 | Elect R.J-M.S. Huet to Executive Board | Management | For | Did Not Vote |
7 | Reelect L.O. Fresco as Non-Executive Director | Management | For | Did Not Vote |
8 | Reelect A.M. Fudge as Non-Executive Director | Management | For | Did Not Vote |
9 | Reelect C.E. Golden as Non-Executive Director | Management | For | Did Not Vote |
10 | Reelect B.E. Grote as Non-Executive Director | Management | For | Did Not Vote |
11 | Reelect H. Nyasulu as Non-Executive Director | Management | For | Did Not Vote |
12 | Reelect K.J. Storm as Non-Executive Director | Management | For | Did Not Vote |
13 | Reelect M. Treschow as Non-Executive Director | Management | For | Did Not Vote |
14 | Reelect J. van der Veer as Non-Executive Director | Management | For | Did Not Vote |
15 | Elect P. Walsh as Non-Executive Director | Management | For | Did Not Vote |
16 | Elect M. Rifkind as Non-Executive Director | Management | For | Did Not Vote |
17 | Approve Management Co-Investment Plan | Management | For | Did Not Vote |
18 | Amend Performance Criteria of the Annual Bonus | Management | For | Did Not Vote |
19 | Amend Performance Criteria of the Long-Term Incentive Plan | Management | For | Did Not Vote |
20 | Approve Cancellation of 4 Percent Cumulative Preference Shares | Management | For | Did Not Vote |
21 | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | Management | For | Did Not Vote |
22 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
23 | Approve Authorization to Cancel Ordinary Shares | Management | For | Did Not Vote |
24 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
25 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
26 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
VITERRA INC MEETING DATE: MAR 10, 2010 | ||||
TICKER: VT SECURITY ID: 92849T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Birks as Director | Management | For | For |
1.2 | Elect Vic Bruce as Director | Management | For | For |
1.3 | Elect Thomas Chambers as Director | Management | For | For |
1.4 | Elect Paul Daniel as Director | Management | For | For |
1.5 | Elect Bonnie DuPont as Director | Management | For | For |
1.6 | Elect Perry Gunner as Director | Management | For | For |
1.7 | Elect Tim Hearn as Director | Management | For | For |
1.8 | Elect Dallas Howe as Director | Management | For | For |
1.9 | Elect Kevin Osborn as Director | Management | For | For |
1.10 | Elect Herb Pinder, Jr. as Director | Management | For | For |
1.11 | Elect Larry Ruud as Director | Management | For | For |
1.12 | Elect Mayo Schmidt as Director | Management | For | For |
1.13 | Elect Max Venning as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Submit a Sustainability Report by September 2010 | Shareholder | Against | Against |
WAL-MART STORES, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S. Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend Sharesave Plan | Management | For | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Report on Political Contributions | Shareholder | Against | Abstain |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AEROVIRONMENT, INC. MEETING DATE: SEP 23, 2009 | ||||
TICKER: AVAV SECURITY ID: 008073108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy E. Conver | Management | For | For |
1.2 | Elect Director Arnold L. Fishman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 7, 2010 | ||||
TICKER: ATI SECURITY ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Patrick Hassey | Management | For | For |
1.2 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.3 | Elect Director John D. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 4, 2009 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frances D. Cook | Management | For | For |
1.2 | Elect Director Martin C. Faga | Management | For | For |
1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
1.4 | Elect Director Douglas L. Maine | Management | For | For |
1.5 | Elect Director Roman Martinez, IV | Management | For | For |
1.6 | Elect Director Daniel J. Murphy | Management | For | For |
1.7 | Elect Director Mark H. Ronald | Management | For | For |
1.8 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ARGON ST INC MEETING DATE: FEB 23, 2010 | ||||
TICKER: STST SECURITY ID: 040149106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry L. Collins | Management | For | For |
1.2 | Elect Director S. Kent Rockwell | Management | For | For |
1.3 | Elect Director John Irvin | Management | For | For |
1.4 | Elect Director Victor F. Sellier | Management | For | For |
1.5 | Elect Director Thomas E. Murdock | Management | For | For |
1.6 | Elect Director Lloyd A. Semple | Management | For | For |
1.7 | Elect Director Peter A. Marino | Management | For | For |
1.8 | Elect Director David C. Karlgaard | Management | For | For |
1.9 | Elect Director Robert McCashin | Management | For | For |
1.10 | Elect Director Maureen Baginski | Management | For | For |
1.11 | Elect Director Delores M. Etter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BARNES GROUP INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: B SECURITY ID: 067806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director George T. Carpenter | Management | For | For |
1.3 | Elect Director William J. Morgan | Management | For | For |
1.4 | Elect Director Hassell H. McClellan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | Withhold |
1.2 | Elect Director Richard G. Hamermesh | Management | For | Withhold |
1.3 | Elect Director Amin J. Khoury | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Implement MacBride Principles | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 12, 2009 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Philip M. Anderson | Management | For | For |
1.3 | Elect Director Jeffrey Wadsworth | Management | For | For |
1.4 | Elect Director William A. Wulfsohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHEMRING GROUP PLC MEETING DATE: MAR 17, 2010 | ||||
TICKER: CHG SECURITY ID: G20860105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 36 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Lord Freeman as Director | Management | For | For |
5 | Re-elect Kenneth Scobie as Director | Management | For | For |
6 | Reappoint Deloitte LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
7 | Amend Chemring Group Performance Share Plan | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 | Management | For | For |
9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 | Management | For | For |
10 | Authorise 3,535,083 Ordinary Shares for Market Purchase | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 9, 2009 | ||||
TICKER: CMTL SECURITY ID: 205826209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Goldberg | Management | For | Withhold |
1.2 | Elect Director Robert G. Paul | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
CPI INTERNATIONAL INC MEETING DATE: FEB 23, 2010 | ||||
TICKER: CPII SECURITY ID: 12618M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Hughes | Management | For | For |
1.2 | Elect Director Stephen R. Larson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CRANE CO. MEETING DATE: APR 19, 2010 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karen E. Dykstra | Management | For | For |
2 | Elect Director Richard S. Forte | Management | For | For |
3 | Elect Director James L. L. Tullis | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
1.2 | Elect Director Jill D. Smith | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYNCORP INTERNATIONAL INC MEETING DATE: JUL 14, 2009 | ||||
TICKER: DCP SECURITY ID: 26817C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ramzi M. Musallam | Management | For | For |
1.2 | Elect Director Mark H. Ronald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORP. MEETING DATE: MAR 3, 2010 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Haack | Management | For | For |
1.2 | Elect Director R. Bradley Lawrence | Management | For | For |
1.3 | Elect Director Leroy D. Nosbaum | Management | For | For |
1.4 | Elect Director Gary E. Pruitt | Management | For | For |
1.5 | Elect Director John F. Clearman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EUROPEAN AERONAUTIC DEFENSE AND SPACE COMPANY EADS NV MEETING DATE: JUN 1, 2010 | ||||
TICKER: EAD SECURITY ID: F17114103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and General Introductory Statements | Management | None | Did Not Vote |
2.a | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
2.c | Receive Financial Statements and Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Discussion of Agenda Items | Management | None | Did Not Vote |
4.a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4.b | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
4.c | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
4.d | Ratify Ernst & Young Accountants LLP as Co-Auditors | Management | For | Did Not Vote |
4.e | Ratify KPMG Accountants as Co-Auditors | Management | For | Did Not Vote |
4.f | Approve Remuneration of Executive and Non-Executive Directors | Management | For | Did Not Vote |
4.g | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5 | Close Meeting | Management | None | Did Not Vote |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLIR SYSTEMS, INC. MEETING DATE: APR 23, 2010 | ||||
TICKER: FLIR SECURITY ID: 302445101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Carter | Management | For | For |
1.2 | Elect Director Michael T. Smith | Management | For | For |
1.3 | Elect Director John W. Wood, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas D. Chabraja | Management | For | For |
2 | Elect Director James S. Crown | Management | For | For |
3 | Elect Director William P. Fricks | Management | For | For |
4 | Elect Director Jay L. Johnson | Management | For | For |
5 | Elect Director George A. Joulwan | Management | For | For |
6 | Elect Director Paul G. Kaminski | Management | For | For |
7 | Elect Director John M. Keane | Management | For | For |
8 | Elect Director Lester L. Lyles | Management | For | For |
9 | Elect Director William A. Osborn | Management | For | For |
10 | Elect Director Robert Walmsley | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
GOODRICH CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.5 | Elect Director James W. Griffith | Management | For | For |
1.6 | Elect Director William R. Holland | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Douglas E. Olesen | Management | For | For |
1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
HARRIS CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry D. Growcock | Management | For | For |
1.2 | Elect Director Leslie F. Kenne | Management | For | For |
1.3 | Elect Director David B. Rickard | Management | For | For |
1.4 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
HEICO CORPORATION MEETING DATE: MAR 29, 2010 | ||||
TICKER: HEI SECURITY ID: 422806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Mitchell I. Quain | Management | For | For |
1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Clive R. Hollick | Management | For | For |
8 | Elect Director George Paz | Management | For | For |
9 | Elect Director Bradley T. Sheares | Management | For | For |
10 | Elect Director Michael W. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
IROBOT CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: IRBT SECURITY ID: 462726100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Helen Greiner | Management | For | For |
1.2 | Elect Director George C. McNamee | Management | For | For |
1.3 | Elect Director Peter T. Meekin | Management | For | For |
1.4 | Elect Director Paul Sagan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KAMAN CORPORATION MEETING DATE: APR 21, 2010 | ||||
TICKER: KAMN SECURITY ID: 483548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George E. Minnich | Management | For | Withhold |
1.2 | Elect Director Neal J. Keating | Management | For | Withhold |
1.3 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.4 | Elect Director Richard J. Swift | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LMI AEROSPACE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: LMIA SECURITY ID: 502079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Saks | Management | For | For |
1.2 | Elect Director Joseph Burstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
2 | Elect Director Nolan D. Archibald | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Gwendolyn S. King | Management | For | For |
6 | Elect Director James M. Loy | Management | For | Against |
7 | Elect Director Douglas H. McCorkindale | Management | For | For |
8 | Elect Director Joseph W. Ralston | Management | For | For |
9 | Elect Director James Schneider | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
MEGGITT PLC MEETING DATE: APR 21, 2010 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Colin Terry as Director | Management | For | Against |
5 | Re-elect Terry Twigger as Director | Management | For | Against |
6 | Re-elect David Williams as Director | Management | For | Against |
7 | Re-elect Sir Alan Cox as Director | Management | For | Against |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Approve EU Political Donations and Expenditure | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Approve Scrip Dividend | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ORBITAL SCIENCES CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: ORB SECURITY ID: 685564106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward F. Crawley | Management | For | For |
1.2 | Elect Director Lennard A. Fisk | Management | For | For |
1.3 | Elect Director Ronald T. Kadish | Management | For | For |
1.4 | Elect Director Garrett E. Pierce | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Beall | Management | For | For |
1.2 | Elect Director Mark Donegan | Management | For | For |
1.3 | Elect Director Andrew J. Policano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY, INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SXE SECURITY ID: 854532108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip O. Nolan | Management | For | For |
1.2 | Elect Director George H. Wilson | Management | For | For |
1.3 | Elect Director William E. Karlson | Management | For | For |
1.4 | Elect Director James C. Hughes | Management | For | For |
1.5 | Elect Director Richard L. Kelly | Management | For | For |
1.6 | Elect Director Charles S. Ream | Management | For | For |
1.7 | Elect Director John P. Riceman | Management | For | For |
1.8 | Elect Director Jimmy D. Ross | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 21, 2010 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TRANSDIGM GROUP INCORPORATED MEETING DATE: FEB 17, 2010 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mervin Dunn | Management | For | For |
1.2 | Elect Director Michael Graff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRIUMPH GROUP, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Bourgon | Management | For | For |
1.2 | Elect Director Richard C. Gozon | Management | For | For |
1.3 | Elect Director Richard C. Ill | Management | For | For |
1.4 | Elect Director Claude F. Kronk | Management | For | For |
1.5 | Elect Director Joseph M. Silvestri | Management | For | For |
1.6 | Elect Director George Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VIASAT, INC. MEETING DATE: OCT 1, 2009 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Johnson | Management | For | For |
1.2 | Elect Director John P. Stenbit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
VOTE SUMMARY REPORT
SELECT ELECTRONICS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTEL CORPORATION MEETING DATE: MAY 24, 2010 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: AATI SECURITY ID: 00752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel J. Anderson | Management | For | For |
2 | Elect Director Thomas P. Redfern | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Hans Georg Betz | Management | For | For |
1.5 | Elect Director Trung T. Doan | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Terry Hudgens | Management | For | For |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Craig A. Conway | Management | For | For |
5 | Elect Director Nicholas M. Donofrio | Management | For | For |
6 | Elect Director H. Paulett Eberhart | Management | For | For |
7 | Elect Director Derrick R. Meyer | Management | For | For |
8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Stephen G. Newberry | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Stata | Management | For | Against |
1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
1.3 | Elect Director James A. Champy | Management | For | Against |
1.4 | Elect Director John L. Doyle | Management | For | Against |
1.5 | Elect Director John C. Hodgson | Management | For | Against |
1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
1.7 | Elect Director Neil Novich | Management | For | Against |
1.8 | Elect Director F. Grant Saviers | Management | For | Against |
1.9 | Elect Director Paul J. Severino | Management | For | Against |
1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Splinter | Management | For | For |
1.2 | Elect Director Aart J. de Geus | Management | For | For |
1.3 | Elect Director Stephen R. Forrest | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Susan M. James | Management | For | For |
1.6 | Elect Director Alexander A. Karsner | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2010 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Kathleen O'Donovan as Director | Management | For | Against |
5 | Re-elect Young Sohn as Director | Management | For | For |
6 | Re-elect Warren East as Director | Management | For | Against |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Stephen C. Patrick | Management | For | For |
1.9 | Elect Director Barry W. Perry | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2010 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Harris | Management | For | For |
1.2 | Elect Director Marshall L. Mohr | Management | For | For |
1.3 | Elect Director Andrew S. Rappaport | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ATMI, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Hillas | Management | For | For |
1.2 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | For |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROOKS AUTOMATION, INC. MEETING DATE: FEB 4, 2010 | ||||
TICKER: BRKS SECURITY ID: 114340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | Withhold |
1.2 | Elect Director Robert J. Lepofsky | Management | For | Withhold |
1.3 | Elect Director Joseph R. Martin | Management | For | Withhold |
1.4 | Elect Director John K. McGillicuddy | Management | For | Withhold |
1.5 | Elect Director Krishna G. Palepu | Management | For | Withhold |
1.6 | Elect Director C.S. Park | Management | For | Withhold |
1.7 | Elect Director Kirk P. Pond | Management | For | Withhold |
1.8 | Elect Director Alfred Woollacott, III | Management | For | Withhold |
1.9 | Elect Director Mark S. Wrighton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 2, 2010 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Laurance Fuller | Management | For | For |
1.2 | Elect Director Edward J. Mooney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CALIFORNIA MICRO DEVICES CORP. MEETING DATE: SEP 17, 2009 | ||||
TICKER: CAMD SECURITY ID: 130439102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Jon S. Castor | Management | For | For |
1.2 | Elect Director Robert V. Dickinson | Management | For | For |
1.3 | Elect Director Wade F. Meyercord | Management | For | For |
1.4 | Elect Director Edward C. Ross | Management | For | For |
1.5 | Elect Director David W. Sear | Management | For | For |
1.6 | Elect Director John L. Sprague | Management | For | For |
1.7 | Elect Director David L. Wittrock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director John Fichthorn | Shareholder | For | None |
1.2 | Elect Director J. Michael Gullard | Shareholder | For | None |
1.3 | Elect Director Kenneth Potashner | Shareholder | For | None |
1.4 | Management Nominee - Jon S. Castor | Shareholder | For | None |
1.5 | Management Nominee - Robert V. Dickinson | Shareholder | For | None |
1.6 | Management Nominee - Edward C. Ross | Shareholder | For | None |
1.7 | Management Nominee - David L. Wittrock | Shareholder | For | None |
2 | Ratify Auditors | Management | For | None |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | None |
CHARTERED SEMICONDUCTOR MANUFACTURING LTD MEETING DATE: NOV 4, 2009 | ||||
TICKER: ADTEI SECURITY ID: 16133R205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2.1 | Amend Articles Re: Compulsory Acquisition of Ordinary Shares by ATIC Int'l Investment Co. LLC (ATIC) for the Same Consideration Price Under the Scheme or Offer | Management | For | For |
2.2 | Amend Articles Re: Conversion of Preference Shares | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Hackworth | Management | For | For |
1.2 | Elect Director John C. Carter | Management | For | For |
1.3 | Elect Director Timothy R. Dehne | Management | For | For |
1.4 | Elect Director D. James Guzy | Management | For | For |
1.5 | Elect Director Jason P. Rhode | Management | For | For |
1.6 | Elect Director William D. Sherman | Management | For | For |
1.7 | Elect Director Robert H. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
COHU, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: COHU SECURITY ID: 192576106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREE, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour | Management | For | For |
1.3 | Elect Director Dolph W. von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Robert A. Ingram | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
1.7 | Elect Director Evert Van De Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DDI CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DDIC SECURITY ID: 233162502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Amman | Management | For | For |
1.2 | Elect Director Jay B. Hunt | Management | For | For |
1.3 | Elect Director Andrew E. Lietz | Management | For | For |
1.4 | Elect Director Bryant R. Riley | Management | For | For |
1.5 | Elect Director Steven C. Schlepp | Management | For | For |
1.6 | Elect Director Carl R. Vertuca Jr. | Management | For | For |
1.7 | Elect Director Mikel H. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENTEGRIS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director Michael P.C. Carns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Gary F. Klingl | Management | For | For |
1.7 | Elect Director Roger D. McDaniel | Management | For | For |
1.8 | Elect Director Paul L.H. Olson | Management | For | For |
1.9 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 16, 2009 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.7 | Elect Director Pedro P. Rodriquez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
1.2 | Elect Director Edward H. Meyer | Management | For | For |
1.3 | Elect Director Gary G. Steel | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HIMAX TECHNOLOGIES INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt The 2008 Audited Accounts And Financial Reports | Management | For | For |
2 | Re-elect Chun-yen Chang As A Director And Elect Yan-kuin Su And Chih-chung Tsai As New Directors Of The Company | Management | For | Against |
3 | Approve The Increase Of Authorised Share Capital, Bonus Issue, Share Consolidation And Amendments To Memorandum And Articles Of Association Of The Company | Management | For | For |
4 | Waive And Dis-apply Any And All Preemptive Rights Of offerings Re Cash Capital Increase For Dual Listing On The Taiwan Stock Exchange | Management | For | For |
5 | Re-instate The Existing Amended And Restated Memorandum And Articles Of Association Of The Company Where The Company Aborts the Application To List Its Shares On The Taiwan Stock Exchange | Management | For | For |
6 | Transact Any Other Business Properly Brought Before The Meeting | Management | For | Against |
INGRAM MICRO INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
3.1 | Elect Director Howard I. Atkins | Management | For | For |
3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
3.3 | Elect Director John R. Ingram | Management | For | For |
3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.5 | Elect Director Dale R. Laurance | Management | For | For |
3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
3.7 | Elect Director Michael T. Smith | Management | For | For |
3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.9 | Elect Director Joe B. Wyatt | Management | For | For |
3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.11 | Elect Director Michael T. Smith | Management | For | For |
3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.13 | Elect Director Joe B. Wyatt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: NOV 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director James D. Plummer | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
INTERSIL CORPORATION MEETING DATE: OCT 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Approve Stock Option Exchange Program | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Other Business | Management | For | Against |
JABIL CIRCUIT, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
1.9 | Elect Director Kathleen A. Walters | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
KLA-TENCOR CORP. MEETING DATE: NOV 4, 2009 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | For |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KULICKE & SOFFA INDUSTRIES, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. O'Steen | Management | For | For |
1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 4, 2009 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | Withhold |
1.2 | Elect Director David S. Lee | Management | For | Withhold |
1.3 | Elect Director Lothar Maier | Management | For | Withhold |
1.4 | Elect Director Richard M. Moley | Management | For | Withhold |
1.5 | Elect Director Thomas S. Volpe | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 12, 2010 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Matthew J. O Rourke | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 9, 2009 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Blethen | Management | For | For |
1.2 | Elect Director Roger J. Maggs | Management | For | For |
1.3 | Elect Director Ping Yang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MATTSON TECHNOLOGY, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: MTSN SECURITY ID: 577223100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Kannappan | Management | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
1.6 | Elect Director William D. Watkins | Management | For | Withhold |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Elect Director John Marren | Management | For | For |
3 | Elect Director William E. Stevens | Management | For | For |
4 | Elect Director James B. Williams | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Other Business | Management | For | Against |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 14, 2009 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | Withhold |
1.2 | Elect Director Albert J. Hugo-martinez | Management | For | Withhold |
1.3 | Elect Director L.b. Day | Management | For | Withhold |
1.4 | Elect Director Matthew W. Chapman | Management | For | Withhold |
1.5 | Elect Director Wade F. Meyercord | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 17, 2010 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hsing | Management | For | For |
1.2 | Elect Director Herbert Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: JAN 26, 2010 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of Surplus | Management | For | For |
5 | Amend Election Rules of Directors and Supervisors | Management | For | For |
6.1 | Elect Tsuo, Simon Y.H with ID Number 5 as Director | Management | For | Against |
6.2 | Elect Tsai, Rick L from TSMC with ID Number 73921 as Director | Management | For | Against |
6.3 | Elect Chao, Yingchen from TSMC with ID Number 73921 as Director | Management | For | Against |
6.4 | Elect Li, Chingming with ID Number 25697 as Director | Management | For | Against |
6.5 | Elect Tsing, Yunghui with ID Number 2 as Director | Management | For | Against |
6.6 | Elect Wu, Chengching with ID Number 106 as Independent Director | Management | For | For |
6.7 | Elect Lee, Sanboh with ID Number 52 as Independent Director | Management | For | For |
6.8 | Elect Wang, Ching-I with ID Number N100305897 as Supervisor | Management | For | For |
6.9 | Elect Huang, Shaohua with ID Number A101313365 as Supervisor | Management | For | For |
6.10 | Elect Lee, Chihkaou with ID Number 6 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 25, 2009 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Halla | Management | For | For |
1.2 | Elect Director Steven R. Appleton | Management | For | For |
1.3 | Elect Director Gary P. Arnold | Management | For | For |
1.4 | Elect Director Richard J. Danzig | Management | For | For |
1.5 | Elect Director John T. Dickson | Management | For | For |
1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
1.7 | Elect Director Modesto A. Maidique | Management | For | For |
1.8 | Elect Director Edward R. McCracken | Management | For | For |
1.9 | Elect Director Roderick C. McGeary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Repricing of Options | Management | For | Against |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Yoshio Nishi | Management | For | For |
1.5 | Elect Director Glen G. Possley | Management | For | For |
1.6 | Elect Director Ann D. Rhoads | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Performance-Based Equity Awards | Shareholder | Against | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 5930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SIGMA DESIGNS, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: SIGM SECURITY ID: 826565103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thinh Q. Tran | Management | For | For |
1.2 | Elect Director William J. Almon | Management | For | For |
1.3 | Elect Director Julien Nguyen | Management | For | For |
1.4 | Elect Director Lung C. Tsai | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SILICON STORAGE TECHNOLOGY, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: SSTI SECURITY ID: 827057100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATS CHIPPAC LIMITED MEETING DATE: APR 26, 2010 | ||||
TICKER: S24 SECURITY ID: Y8162B113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Tan Lay Koon as Director | Management | For | For |
2b | Reelect Peter Seah Lim Huat as Director | Management | For | For |
3a | Reelect Charles R. Wofford as Director | Management | For | For |
3b | Reelect R. Douglas Norby as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Directors' Fees of $467,000 for the Year Ending Dec. 26, 2010 | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
6b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
6c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
6d | Approve Grants of Performance Shares and Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
6e | Approve Award and Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
7 | Other Business (Voting) | Management | For | Against |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: AUG 14, 2009 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYNOPSYS, INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Roy Vallee | Management | For | For |
1.8 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Edwin J. Gillis | Management | For | For |
5 | Elect Director Paul J. Tufano | Management | For | For |
6 | Elect Director Roy A. Vallee | Management | For | For |
7 | Elect Director Patricia S. Wolpert | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 15, 2010 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D.A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TTM TECHNOLOGIES, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Bass | Management | For | For |
1.2 | Elect Director Thomas T. Edman | Management | For | For |
1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
ULTRATECH INC. MEETING DATE: JUL 21, 2009 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Raney | Management | For | For |
1.2 | Elect Director Henri Richard | Management | For | For |
1.3 | Elect Director Vincent F. Sollitto, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIGY LIMITED MEETING DATE: APR 6, 2010 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Eric Meurice as Director | Management | For | For |
2 | Reelect Steven W. Berglund as Director | Management | For | For |
3 | Reelect Claudine Simson as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Edward Winn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZORAN CORPORATION MEETING DATE: JUN 25, 2010 | ||||
TICKER: ZRAN SECURITY ID: 98975F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Levy Gerzberg | Management | For | For |
1.2 | Elect Director Uzia Galil | Management | For | For |
1.3 | Elect Director Raymond A. Burgess | Management | For | For |
1.4 | Elect Director James D. Meindl | Management | For | For |
1.5 | Elect Director James B. Owens, Jr. | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Philip M. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARENA RESOURCES, INC. MEETING DATE: DEC 11, 2009 | ||||
TICKER: ARD SECURITY ID: 040049108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
1.2 | Elect Director Stanley M. McCabe | Management | For | For |
1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
1.5 | Elect Director Carl H. Fiddner | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Amend Stock Option Plan | Management | For | Against |
ATLAS PIPELINE PARTNERS, L.P. MEETING DATE: JUN 15, 2010 | ||||
TICKER: APL SECURITY ID: 049392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BASIC ENERGY SERVICES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Chiles | Management | For | For |
1.2 | Elect Director Robert F. Fulton | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BRIGHAM EXPLORATION COMPANY MEETING DATE: MAY 26, 2010 | ||||
TICKER: BEXP SECURITY ID: 109178103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Carmichael | Management | For | For |
1.2 | Elect Director Robert L. Keiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Patrick | Management | For | For |
1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director Steve W. Laut | Management | For | For |
1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.7 | Elect Director Allan P. Markin | Management | For | For |
1.8 | Elect Director Frank J. McKenna | Management | For | For |
1.9 | Elect Director James S. Palmer | Management | For | For |
1.10 | Elect Director Eldon R. Smith | Management | For | For |
1.11 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
CENTENNIAL COAL COMPANY LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: CEY SECURITY ID: Q2173Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kenneth J Moss as a Director | Management | For | For |
2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
3 | Approve the Grant of Performance Rights and/or Options to the Value of A$634,400 to Robert Graham Cameron, Managing Director and CEO, Pursuant to Centennial's Performance Rights and Options Plan | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
CLOUD PEAK ENERGY INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Keith Bailey | Management | For | For |
2 | Elect Director William Owens | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPLETE PRODUCTION SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: CPX SECURITY ID: 20453E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director W. Matt Ralls | Management | For | For |
1.3 | Elect Director James D. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cecil E. Martin | Management | For | For |
1.2 | Elect Director Nancy E. Underwood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORE LABORATORIES NV MEETING DATE: JUN 10, 2010 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Three Class II Supervisory Board Members (Bundled) | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Cancellation of Repurchased Shares | Management | For | Did Not Vote |
4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
4b | Authorize Repurchase of Additional 15.6 Percent of Issued Share Capital for Seniot Exchangeable Notes and Lehman OTC Warrants | Management | For | Did Not Vote |
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | Did Not Vote |
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Management | For | Did Not Vote |
7a | Decrease Par Value of Common Stock and Amend Articles Accordingly | Management | For | Did Not Vote |
7b | Amend Articles - Board Related | Management | For | Did Not Vote |
8 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Other Business (Non-Voting) | Management | None | Did Not Vote |
CVR ENERGY, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director C. Scott Hobbs | Management | For | For |
1.3 | Elect Director Scott L. Lebovitz | Management | For | For |
1.4 | Elect Director George E. Matelich | Management | For | For |
1.5 | Elect Director Steve A. Nordaker | Management | For | For |
1.6 | Elect Director Stanley de J. Osborne | Management | For | For |
1.7 | Elect Director John K. Rowan | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | For |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
EVERGREEN SOLAR, INC. MEETING DATE: DEC 9, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: JUL 31, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FRONTIER OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director James H. Lee | Management | For | For |
1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.5 | Elect Director Franklin Myers | Management | For | For |
1.6 | Elect Director Michael E. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FUGRO NV MEETING DATE: SEP 16, 2009 | ||||
TICKER: FUR SECURITY ID: N3385Q197 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect J. Ruegg to Executive Board | Management | For | Did Not Vote |
3 | Close Meeting | Management | None | Did Not Vote |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles O. Buckner | Management | For | For |
1.2 | Elect Director John A. Clerico | Management | For | For |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director William J. Dore | Management | For | For |
1.6 | Elect Director Larry E. Farmer | Management | For | For |
1.7 | Elect Director Edgar G. Hotard | Management | For | For |
1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.9 | Elect Director James L. Payne | Management | For | For |
1.10 | Elect Director Michael J. Pollock | Management | For | For |
1.11 | Elect Director John B. Reed | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 12, 2010 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen Kratz | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suzanne V. Baer | Management | For | For |
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
1.4 | Elect Director Thomas J. Madonna | Management | For | For |
1.5 | Elect Director Thierry Pilenko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director Robert G. McKenzie | Management | For | For |
1.5 | Elect Director Jack P. Reid | Management | For | For |
1.6 | Elect Director Paul T. Stoffel | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERNATIONAL COAL GROUP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ICO SECURITY ID: 45928H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Other Business | Management | For | Against |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KEY ENERGY SERVICES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEG SECURITY ID: 492914106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn R. Coleman | Management | For | For |
1.2 | Elect Director Kevin P. Collins | Management | For | For |
1.3 | Elect Director W. Phillip Marcum | Management | For | For |
1.4 | Elect Director William F. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARINER ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
1.2 | Elect Director John F. Greene | Management | For | For |
1.3 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Blue | Management | For | For |
1.2 | Elect Director Claiborne P. Deming | Management | For | For |
1.3 | Elect Director Robert A. Hermes | Management | For | For |
1.4 | Elect Director James V. Kelley | Management | For | For |
1.5 | Elect Director R. Madison Murphy | Management | For | For |
1.6 | Elect Director William C. Nolan, Jr. | Management | For | For |
1.7 | Elect Director Neal E. Schmale | Management | For | For |
1.8 | Elect Director David J. H. Smith | Management | For | For |
1.9 | Elect Directors Caroline G. Theus | Management | For | For |
1.10 | Elect Directors David M. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee K. Boothby | Management | For | For |
1.2 | Elect Director Philip J. Burguieres | Management | For | For |
1.3 | Elect Director Pamela J. Gardner | Management | For | For |
1.4 | Elect Director John Randolph Kemp III | Management | For | For |
1.5 | Elect Director J. Michael Lacey | Management | For | For |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Howard H. Newman | Management | For | For |
1.8 | Elect Director Thomas G. Ricks | Management | For | For |
1.9 | Elect Director Juanita F. Romans | Management | For | For |
1.10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
1.11 | Elect Director J. Terry Strange | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: NOV 3, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 10, 2009 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 15, 2009 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
7iii | Authorize Board to Fill Vacancies | Management | For | For |
8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Hooker | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPTI CANADA INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: OPC SECURITY ID: 68383K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Delaney | Management | For | For |
1.2 | Elect Director Charles L. Dunlap | Management | For | For |
1.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
1.4 | Elect Director Christopher Slubicki | Management | For | For |
1.5 | Elect Director James M. Stanford | Management | For | For |
1.6 | Elect Director Bruce Waterman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PAINTED PONY PETROLEUM LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Patrick R. Ward as Director | Management | For | For |
2.2 | Elect Glenn R. Carley as Director | Management | For | For |
2.3 | Elect Allan K. Ashton as Director | Management | For | For |
2.4 | Elect Ronald R. Talbot as Director | Management | For | For |
2.5 | Elect Kevin Angus as Director | Management | For | For |
2.6 | Elect Arthur J.G. Madden as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PATTERSON-UTI ENERGY, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Robert G. Raynolds | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 24, 2010 | ||||
TICKER: BUMI SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties of Directors | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Elect Directors | Management | For | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect John Fredriksen as Director | Management | For | Against |
5 | Reelect Tor Olav Troim as Director | Management | For | Against |
6 | Reelect Kate Blankenship as Director | Management | For | Against |
7 | Reelect Kjell E. Jacobsen as Director | Management | For | For |
8 | Elect Kathrine Fredriksen as Director | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
SONGA OFFSHORE SE MEETING DATE: JUL 30, 2009 | ||||
TICKER: SONG SECURITY ID: M8548M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Meeting Chairman | Management | For | For |
2 | Approve Meeting Notice and Agenda | Management | For | For |
3 | Designate Representative to Sign Meeting Minutes | Management | For | For |
4 | Increase Authorized Share Capital | Management | For | For |
5 | Amend Articles: Capital-Related | Management | For | For |
SOUTHGOBI RESOURCES LTD. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SGQ SECURITY ID: 844375931 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Peter Meredith | Management | For | For |
2.2 | Elect Director Alexander Molyneux | Management | For | For |
2.3 | Elect Director Pierre Lebel | Management | For | For |
2.4 | Elect Director John Macken | Management | For | For |
2.5 | Elect Director Andre Deepwell | Management | For | For |
2.6 | Elect Director R. Edward Flood | Management | For | For |
2.7 | Elect Director Robert Hanson | Management | For | For |
2.8 | Elect Director R. Stuart Angus | Management | For | For |
2.9 | Elect Director W. Gordon Lancaster | Management | For | For |
3 | Fix Number of Directors at Nine | Management | For | For |
4 | Change Company Name to SouthGobi Resources Ltd. | Management | For | For |
5 | Amend Equity Incentive Plan | Management | For | Against |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STR HOLDINGS INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: STRI SECURITY ID: 78478V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Andrew M. Leitch | Management | For | For |
1.3 | Elect Director Susan C. Schnabel | Management | For | For |
1.4 | Elect Director Scott S. Brown | Management | For | For |
1.5 | Elect Director Jason L. Metakis | Management | For | For |
1.6 | Elect Director Ryan M. Sprott | Management | For | For |
1.7 | Elect Director John A. Janitz | Management | For | For |
1.8 | Elect Director Dominick J. Schiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: MAY 4, 2010 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Brian A. Canfield | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director John T. Ferguson | Management | For | For |
1.5 | Elect Director W. Douglas Ford | Management | For | For |
1.6 | Elect Director Richard L. George | Management | For | For |
1.7 | Elect Director Paul Haseldonckx | Management | For | For |
1.8 | Elect Director John R. Huff | Management | For | For |
1.9 | Elect Director Jacques Lamarre | Management | For | For |
1.10 | Elect Director Brian F. MacNeill | Management | For | For |
1.11 | Elect Director Maureen McCaw | Management | For | For |
1.12 | Elect Director Michael W. O'Brien | Management | For | For |
1.13 | Elect Director James W. Simpson | Management | For | For |
1.14 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.6 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR WELL SERVICES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SWSI SECURITY ID: 86837X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Staley, IV | Management | For | For |
1.2 | Elect Director David E. Snyder | Management | For | For |
1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TECK RESOURCES LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M.M. Ashar as Director | Management | For | For |
1.2 | Elect J.B. Aune as Director | Management | For | For |
1.3 | Elect J.H. Bennett as Director | Management | For | For |
1.4 | Elect H.J. Bolton as Director | Management | For | For |
1.5 | Elect F.P. Chee as Director | Management | For | For |
1.6 | Elect J.L. Cockwell as Director | Management | For | For |
1.7 | Elect N.B. Keevil as Director | Management | For | For |
1.8 | Elect N.B. Keevil III as Director | Management | For | For |
1.9 | Elect T. Kuriyama as Director | Management | For | For |
1.10 | Elect D.R. Lindsay as Director | Management | For | For |
1.11 | Elect T. Mochihara as Director | Management | For | For |
1.12 | Elect J.G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C.M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
TESORO CORPORATION MEETING DATE: JUN 4, 2010 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | Withhold |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | Withhold |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Michael E. Wiley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 9, 2009 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: AUG 5, 2009 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Adopt the Share Option Scheme | Management | For | Against |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Master Agreement and Related Annual Caps | Management | For | For |
2 | Authorize Board To Take All Such Actions Necessary to Implement and Give Effect to the New Master Agreement and Annual Caps | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUN 2, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Brian Chang as Non-Executive Director | Management | For | Against |
2b | Reelect Robert William Fogal Jr as Non-Executive Director | Management | For | Against |
2c | Reelect Chan Ngai Sang, Kenny as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Bian Junjiang as Independent Non-Executive Director | Management | For | Against |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
VALERO ENERGY CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruben M. Escobedo | Management | For | For |
2 | Elect Director Bob Marbut | Management | For | For |
3 | Elect Director Robert A. Profusek | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Rainforest Sustainability | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
VESTAS WIND SYSTEM AS MEETING DATE: JAN 14, 2010 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 17, 2010 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Hakan Eriksson as Director | Management | For | Did Not Vote |
4e | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
4f | Reelect Jorn Thomsen as Director | Management | For | Did Not Vote |
4g | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
4h | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | Management | For | Did Not Vote |
6.3 | Amend Articles Re: Delete Secondary Company Name | Management | For | Did Not Vote |
6.4 | Amend Articles Re: Delete Reference to Company Address | Management | For | Did Not Vote |
6.5 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | Management | For | Did Not Vote |
6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | Management | For | Did Not Vote |
6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | Management | For | Did Not Vote |
6.10 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | Management | For | Did Not Vote |
6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | Management | For | Did Not Vote |
6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | Management | For | Did Not Vote |
6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | Management | For | Did Not Vote |
6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants | Management | For | Did Not Vote |
6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | Did Not Vote |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Thomas P. Briggs | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. McNabb, II | Management | For | For |
2 | Elect Director Robert L. Sluder | Management | For | For |
3 | Elect Director S. Miller Williams | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 25, 2010 | ||||
TICKER: INT SECURITY ID: 981475106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul H. Stebbins | Management | For | For |
1.2 | Elect Director Michael J. Kasbar | Management | For | For |
1.3 | Elect Director Ken Bakshi | Management | For | For |
1.4 | Elect Director Joachim Heel | Management | For | For |
1.5 | Elect Director Richard A. Kassar | Management | For | For |
1.6 | Elect Director Myles Klein | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XTO ENERGY INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLIS-CHALMERS ENERGY INC. MEETING DATE: NOV 6, 2009 | ||||
TICKER: ALY SECURITY ID: 019645506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Saad Bargach | Management | For | For |
1.2 | Elect Director Alejandro P. Bulgheroni | Management | For | Withhold |
1.3 | Elect Director Giovanni Dell' Orto | Management | For | For |
1.4 | Elect Director Victor F. Germack | Management | For | Withhold |
1.5 | Elect Director James M. Hennessy | Management | For | Withhold |
1.6 | Elect Director Munawar H. Hidayatallah | Management | For | Withhold |
1.7 | Elect Director Robert E. Nederlander | Management | For | Withhold |
1.8 | Elect Director John T. Reynolds | Management | For | For |
1.9 | Elect Director Zane Tankel | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ALLIS-CHALMERS ENERGY INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: ALY SECURITY ID: 019645506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Saad Bargach | Management | For | Withhold |
1.2 | Elect Director Alejandro P. Bulgheroni | Management | For | For |
1.3 | Elect Director Giovanni Dell' Orto | Management | For | For |
1.4 | Elect Director Victor F. Germack | Management | For | For |
1.5 | Elect Director James M. Hennessy | Management | For | For |
1.6 | Elect Director Munawar H. Hidayatallah | Management | For | For |
1.7 | Elect Director Robert E. Nederlander | Management | For | For |
1.8 | Elect Director John T. Reynolds | Management | For | For |
1.9 | Elect Director Zane Tankel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BASIC ENERGY SERVICES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Chiles | Management | For | For |
1.2 | Elect Director Robert F. Fulton | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BRISTOW GROUP INC MEETING DATE: AUG 5, 2009 | ||||
TICKER: BRS SECURITY ID: 110394103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
1.3 | Elect Director Stephen J. Cannon | Management | For | For |
1.4 | Elect Director Jonathan H. Cartwright | Management | For | For |
1.5 | Elect Director William E. Chiles | Management | For | For |
1.6 | Elect Director Michael A. Flick | Management | For | For |
1.7 | Elect Director Thomas C. Knudson | Management | For | For |
1.8 | Elect Director Ken C. Tamblyn | Management | For | For |
1.9 | Elect Director William P. Wyatt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRONCO DRILLING COMPANY INC. MEETING DATE: NOV 13, 2009 | ||||
TICKER: BRNC SECURITY ID: 112211107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Frank Harrison | Management | For | For |
1.2 | Elect Director Gary C. Hill | Management | For | For |
1.3 | Elect Director David W. House | Management | For | For |
1.4 | Elect Director David L. Houston | Management | For | For |
1.5 | Elect Director William R. Snipes | Management | For | For |
CAL DIVE INTERNATIONAL, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DVR SECURITY ID: 12802T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen E. Kratz | Management | For | Withhold |
1.2 | Elect Director David E. Preng | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CALFRAC WELL SERVICES LTD. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CFW SECURITY ID: 129584108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fernando Aguilar as Director | Management | For | For |
1.2 | Elect Kevin R. Baker as Director | Management | For | For |
1.3 | Elect James S. Blair as Director | Management | For | For |
1.4 | Elect Gregory S. Fletcher as Director | Management | For | For |
1.5 | Elect Lorne A. Gartner as Director | Management | For | For |
1.6 | Elect Ronald P. Mathison as Director | Management | For | For |
1.7 | Elect Douglas R. Ramsay as Director | Management | For | For |
1.8 | Elect R.T. (Tim) Swinton as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Patrick | Management | For | For |
1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARBO CERAMICS INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CRR SECURITY ID: 140781105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.2 | Elect Director James B. Jennings | Management | For | For |
1.3 | Elect Director Gary A. Kolstad | Management | For | For |
1.4 | Elect Director H. E. Lentz, Jr. | Management | For | For |
1.5 | Elect Director Randy L. Limbacher | Management | For | For |
1.6 | Elect Director William C. Morris | Management | For | For |
1.7 | Elect Director Robert S. Rubin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
COMPLETE PRODUCTION SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: CPX SECURITY ID: 20453E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director W. Matt Ralls | Management | For | For |
1.3 | Elect Director James D. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DAWSON GEOPHYSICAL COMPANY MEETING DATE: JAN 26, 2010 | ||||
TICKER: DWSN SECURITY ID: 239359102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul H. Brown | Management | For | Withhold |
1.2 | Elect Director L. Decker Dawson | Management | For | Withhold |
1.3 | Elect Director Gary M. Hoover | Management | For | Withhold |
1.4 | Elect Director Stephen C. Jumper | Management | For | Withhold |
1.5 | Elect Director Jack D. Ladd | Management | For | Withhold |
1.6 | Elect Director Ted R. North | Management | For | Withhold |
1.7 | Elect Director Tim C. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
EVERGREEN SOLAR, INC. MEETING DATE: DEC 9, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles O. Buckner | Management | For | For |
1.2 | Elect Director John A. Clerico | Management | For | For |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director William J. Dore | Management | For | For |
1.6 | Elect Director Larry E. Farmer | Management | For | For |
1.7 | Elect Director Edgar G. Hotard | Management | For | For |
1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.9 | Elect Director James L. Payne | Management | For | For |
1.10 | Elect Director Michael J. Pollock | Management | For | For |
1.11 | Elect Director John B. Reed | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GULFMARK OFFSHORE, INC. MEETING DATE: FEB 23, 2010 | ||||
TICKER: GLF SECURITY ID: 402629109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Authorize a New Class of Common Stock | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
GULFMARK OFFSHORE, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: GLF SECURITY ID: 402629208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Bijur | Management | For | For |
1.2 | Elect Director David J. Butters | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Louis S. Gimbel, III | Management | For | For |
1.5 | Elect Director Sheldon S. Gordon | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Robert T. O'Connell | Management | For | For |
1.8 | Elect Director Rex C. Ross | Management | For | For |
1.9 | Elect Director Bruce A. Streeter | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 12, 2010 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen Kratz | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suzanne V. Baer | Management | For | For |
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
1.4 | Elect Director Thomas J. Madonna | Management | For | For |
1.5 | Elect Director Thierry Pilenko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: HOS SECURITY ID: 440543106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Hunt | Management | For | Withhold |
1.2 | Elect Director Bernie W. Stewart | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ION GEOPHYSICAL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin Myers | Management | For | For |
1.2 | Elect Director Bruce S. Appelbaum | Management | For | For |
1.3 | Elect Director S. James Nelson, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KEY ENERGY SERVICES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEG SECURITY ID: 492914106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn R. Coleman | Management | For | For |
1.2 | Elect Director Kevin P. Collins | Management | For | For |
1.3 | Elect Director W. Phillip Marcum | Management | For | For |
1.4 | Elect Director William F. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LUFKIN INDUSTRIES, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: LUFK SECURITY ID: 549764108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. R. Stewart | Management | For | For |
2.1 | Elect Director J. F. Glick | Management | For | For |
2.2 | Elect Director J. D. Hofmeister | Management | For | For |
2.3 | Elect Director J. H. Lollar | Management | For | For |
2.4 | Elect Director T. E. Wiener | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATCO GROUP, INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: NTG SECURITY ID: 63227W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATURAL GAS SERVICES GROUP, INC MEETING DATE: JUN 15, 2010 | ||||
TICKER: NGS SECURITY ID: 63886Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chisholm | Management | For | For |
1.2 | Elect Director Richard L. Yadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: NOV 3, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NORTH AMERICAN ENERGY PARTNERS INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: NOA SECURITY ID: 656844107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George R. Brokaw, John A. Brussa, John D. Hawkins, Ronald A. McIntosh, William C. Oehmig, Rodney J. Ruston, Allen R. Sello, Peter W. Tomsett, K. Rick Turner, and Peter Dodd as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
NORTH AMERICAN ENERGY PARTNERS INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: NOA SECURITY ID: 656844107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect The Directors Of The Corporation For The Ensuing Year As Specified | Management | For | For |
2 | Re-appoint Kpmg Llp, Chartered Accountants, As The Auditors Of The Corporationfor The Ensuing Year And Authorize The Directors To Fix The Remuneration Of The Auditors As Such | Management | For | For |
3 | Approve The Unallocated Options Under The Share Option Plan Established By The Corporation As Specified In The Schedule A Of The Information Circular | Management | For | Against |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 15, 2009 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
7iii | Authorize Board to Fill Vacancies | Management | For | For |
8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Hooker | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OYO GEOSPACE CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: OYOG SECURITY ID: 671074102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Moody | Management | For | For |
1.2 | Elect Director Gary D. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
1.3 | Elect Direcctor Gary R. King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PATTERSON-UTI ENERGY, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PETROLEUM GEO-SERVICES ASA MEETING DATE: OCT 14, 2009 | ||||
TICKER: PGS SECURITY ID: R69628114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2a | Elect Carol Bell as New Director | Management | For | Did Not Vote |
2b | Elect Ingar Skaug as New Director | Management | For | Did Not Vote |
3 | Amend Articles Re: Approve Electronic Publication of Meeting Notice Material | Management | For | Did Not Vote |
4 | Approve Creation of NOK 59.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
PIONEER DRILLING COMPANY MEETING DATE: MAY 14, 2010 | ||||
TICKER: PDC SECURITY ID: 723655106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Michael Rauh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
RPC, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: RES SECURITY ID: 749660106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilton Looney | Management | For | For |
1.2 | Elect Director Gary W. Rollins | Management | For | For |
1.3 | Elect Director James A. Lane, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEACOR HOLDINGS INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CKH SECURITY ID: 811904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Fabrikant | Management | For | For |
1.2 | Elect Director Pierre de Demandolx | Management | For | For |
1.3 | Elect Director Richard Fairbanks | Management | For | For |
1.4 | Elect Director John C. Hadjipateras | Management | For | For |
1.5 | Elect Director Oivind Lorentzen | Management | For | For |
1.6 | Elect Director Andrew R. Morse | Management | For | For |
1.7 | Elect Director Christopher Regan | Management | For | For |
1.8 | Elect Director Steven Webster | Management | For | For |
1.9 | Elect Director Steven J. Wisch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect John Fredriksen as Director | Management | For | Against |
5 | Reelect Tor Olav Troim as Director | Management | For | Against |
6 | Reelect Kate Blankenship as Director | Management | For | Against |
7 | Reelect Kjell E. Jacobsen as Director | Management | For | For |
8 | Elect Kathrine Fredriksen as Director | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
SEAHAWK DRILLING, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HAWK SECURITY ID: 81201R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall D. Stilley | Management | For | Withhold |
1.2 | Elect Director Stephen A. Snider | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SONGA OFFSHORE SE MEETING DATE: JUL 30, 2009 | ||||
TICKER: SONG SECURITY ID: M8548M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Meeting Chairman | Management | For | For |
2 | Approve Meeting Notice and Agenda | Management | For | For |
3 | Designate Representative to Sign Meeting Minutes | Management | For | For |
4 | Increase Authorized Share Capital | Management | For | For |
5 | Amend Articles: Capital-Related | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.6 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR WELL SERVICES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SWSI SECURITY ID: 86837X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Staley, IV | Management | For | For |
1.2 | Elect Director David E. Snyder | Management | For | For |
1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
T-3 ENERGY SERVICES, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: TTES SECURITY ID: 87306E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa W. Rodriguez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
TENARIS SA MEETING DATE: JUN 2, 2010 | ||||
TICKER: TEN SECURITY ID: 88031M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Directors' and Auditors' Reports | Management | For | Did Not Vote |
2 | Accept Consolidated Financial Statements for Fiscal 2007, 2008, and 2009 | Management | For | Did Not Vote |
3 | Accept Financial Statements for Fiscal 2009 | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.34 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto valsecchi, Amadeo Vazquez y Vazquez, and Guillermo Vogel as Directors (Bundled) | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve PricewaterhouseCoopers Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
9 | Approve Share Repurchase Program | Management | For | Did Not Vote |
10 | Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
TETRA TECHNOLOGIES, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TTI SECURITY ID: 88162F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Brightman | Management | For | For |
1.2 | Elect Director Paul D. Coombs | Management | For | For |
1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
1.4 | Elect Director Tom H. Delimitros | Management | For | For |
1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
1.6 | Elect Director Allen T. McInnes | Management | For | For |
1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIDEWATER INC. MEETING DATE: JUL 9, 2009 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TRINIDAD DRILLING LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: TDG SECURITY ID: 896356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Michael E. Heier as Director | Management | For | Withhold |
2.2 | Elect Naveen Dargan as Director | Management | For | For |
2.3 | Elect Brock W. Gibson as Director | Management | For | Withhold |
2.4 | Elect Lewis W. Powers as Director | Management | For | For |
2.5 | Elect Kenneth Stickland as Director | Management | For | For |
2.6 | Elect Lyle C. Whitmarsh as Director | Management | For | Withhold |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: AUG 5, 2009 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Adopt the Share Option Scheme | Management | For | Against |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Master Agreement and Related Annual Caps | Management | For | For |
2 | Authorize Board To Take All Such Actions Necessary to Implement and Give Effect to the New Master Agreement and Annual Caps | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUN 2, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Brian Chang as Non-Executive Director | Management | For | Against |
2b | Reelect Robert William Fogal Jr as Non-Executive Director | Management | For | Against |
2c | Reelect Chan Ngai Sang, Kenny as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Bian Junjiang as Independent Non-Executive Director | Management | For | Against |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WILLBROS GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. McNabb, II | Management | For | For |
2 | Elect Director Robert L. Sluder | Management | For | For |
3 | Elect Director S. Miller Williams | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
CALGON CARBON CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Cruickshank | Management | For | Withhold |
1.2 | Elect Director Julie S. Roberts | Management | For | Withhold |
1.3 | Elect Director J. Rich Alexander | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CLEAN HARBORS, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. DeVillars | Management | For | For |
1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
1.3 | Elect Director Andrea Robertson | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COVANTA HOLDING CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVA SECURITY ID: 22282E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Anthony J. Orlando | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Robert S. Silberman | Management | For | For |
1.9 | Elect Director Jean Smith | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Equity Award Plan for Employees and Officers | Shareholder | Against | Against |
DARLING INTERNATIONAL INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall C. Stuewe | Management | For | For |
2 | Elect Director O. Thomas Albrecht | Management | For | For |
3 | Elect Director C. Dean Carlson | Management | For | For |
4 | Elect Director Marlyn Jorgensen | Management | For | For |
5 | Elect Director John D. March | Management | For | For |
6 | Elect Director Charles Macaluso | Management | For | For |
7 | Elect Director Michael Urbut | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
ECOLAB INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur J. Higgins | Management | For | For |
2 | Elect Director Joel W. Johnson | Management | For | For |
3 | Elect Director C. Scott O'Hara | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FUEL SYSTEMS SOLUTIONS, INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: FSYS SECURITY ID: 35952W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mariano Costamagna | Management | For | Withhold |
1.2 | Elect Director William Young | Management | For | Withhold |
1.3 | Elect Director Aldo Zanvercelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | Against |
HAIN CELESTIAL GROUP, INC., THE MEETING DATE: NOV 19, 2009 | ||||
TICKER: HAIN SECURITY ID: 405217100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin D. Simon | Management | For | Withhold |
1.2 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.3 | Elect Director Richard C. Berke | Management | For | Withhold |
1.4 | Elect Director Beth L. Bronner | Management | For | Withhold |
1.5 | Elect Director Jack Futterman | Management | For | Withhold |
1.6 | Elect Director Daniel R. Glickman | Management | For | Withhold |
1.7 | Elect Director Marina Hahn | Management | For | Withhold |
1.8 | Elect Director Roger Meltzer | Management | For | Withhold |
1.9 | Elect Director Lewis D. Schiliro | Management | For | Withhold |
1.10 | Elect Director Lawrence S. Zilavy | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
HEADWATERS INCORPORATED MEETING DATE: FEB 25, 2010 | ||||
TICKER: HW SECURITY ID: 42210P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R Sam Christensen | Management | For | For |
1.2 | Elect Director William S. Dickinson | Management | For | For |
1.3 | Elect Director Malyn K. Malquist | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HYDROGENICS CORPORATION MEETING DATE: JUL 27, 2009 | ||||
TICKER: HYG SECURITY ID: 448882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement | Management | For | For |
HYDROGENICS CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: HYG SECURITY ID: 448883207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Douglas S. Alexander | Management | For | Withhold |
2.2 | Elect Director Michael Cardiff | Management | For | Withhold |
2.3 | Elect Director Joseph Cargnelli | Management | For | Withhold |
2.4 | Elect Director Henry J. Gnacke | Management | For | Withhold |
2.5 | Elect Director Norman M. Seagram | Management | For | Withhold |
2.6 | Elect Director Daryl Wilson | Management | For | Withhold |
3 | Approve Proposed Adjustments to Floor Price of Warrants | Management | For | For |
4 | Amend Bylaw No. 1 | Management | For | Against |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
KADANT INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: KAI SECURITY ID: 48282T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan W. Painter | Management | For | For |
1.2 | Elect Director William A. Rainville | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LINDSAY CORP. MEETING DATE: JAN 25, 2010 | ||||
TICKER: LNN SECURITY ID: 535555106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard G. Buffett | Management | For | For |
1.2 | Elect Director William F. Welsh II | Management | For | For |
1.3 | Elect Director Michael C. Nahl | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NALCO HOLDING COMPANY MEETING DATE: APR 30, 2010 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl M. Casale | Management | For | For |
1.2 | Elect Director Rodney F. Chase | Management | For | For |
1.3 | Elect Director Mary M. VanDeWeghe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NBTY, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: NTY SECURITY ID: 628782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ashner | Management | For | For |
1.2 | Elect Director Glenn Cohen | Management | For | For |
1.3 | Elect Director Arthur Rudolph | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: NOV 3, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PALL CORP. MEETING DATE: NOV 18, 2009 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Carroll | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Cheryl W. Grise | Management | For | For |
1.4 | Elect Director Ulric S. Haynes | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Other Business | Management | For | Against |
STERICYCLE, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Miller | Management | For | For |
1.2 | Elect Director Jack W. Schuler | Management | For | For |
1.3 | Elect Director Thomas D. Brown | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director Jonathan T. Lord | Management | For | For |
1.7 | Elect Director John Patience | Management | For | For |
1.8 | Elect Director J.W.P. Reid-Anderson | Management | For | For |
1.9 | Elect Director Ronald G. Spaeth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELVENT GIT SA MEETING DATE: MAR 16, 2010 | ||||
TICKER: TLVT SECURITY ID: E90215109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 24 of Bylaws Re: Increase Board Size to Twelve Members | Management | For | Abstain |
2 | Elect Directors | Management | For | Abstain |
3 | Authorize Capital Increase in Accordance with Art. 153 of Company Law with the Possibility of Excluding Preemptive Rights | Management | For | Abstain |
4 | Authorize Issuance of Convertible Bonds, Debentures, Warrants or Any Other Debt up to EUR 500 Million within a Three-Year Period | Management | For | Abstain |
5 | Authorize Issuance of Convertible Bonds, Debentures, Warrants or Any Other Debt up to EUR 500 Million without Preemptive Rights within a Three-Year Period | Management | For | Abstain |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
7 | Approve Minutes of Meeting | Management | For | Abstain |
TETRA TECH, INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: TTEK SECURITY ID: 88162G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan L. Batrack | Management | For | For |
1.2 | Elect Director Hugh M. Grant | Management | For | For |
1.3 | Elect Director Patrick C. Haden | Management | For | For |
1.4 | Elect Director J. Christopher Lewis | Management | For | For |
1.5 | Elect Director Albert E. Smith | Management | For | For |
1.6 | Elect Director J. Kenneth Thompson | Management | For | For |
1.7 | Elect Director Richard H. Truly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED NATURAL FOODS, INC. MEETING DATE: JAN 13, 2010 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph M. Cianciolo | Management | For | For |
1.2 | Elect Director Peter Roy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WACKER CHEMIE AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: WM SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director John C. Pope | Management | For | For |
5 | Elect Director W. Robert Reum | Management | For | For |
6 | Elect Director Steven G. Rothmeier | Management | For | For |
7 | Elect Director David P. Steiner | Management | For | For |
8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Management | For | For |
11 | Report on Political Contributions | Shareholder | Against | Abstain |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLIANCEBERNSTEIN HOLDING L.P. MEETING DATE: JUN 30, 2010 | ||||
TICKER: AB SECURITY ID: 01881G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
AON CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: AON SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Edgar D. Jannotta | Management | For | For |
5 | Elect Director Jan Kalff | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director R. Eden Martin | Management | For | For |
8 | Elect Director Andrew J. McKenna | Management | For | For |
9 | Elect Director Robert S. Morrison | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director Richard C. Notebaert | Management | For | For |
12 | Elect Director John W. Rogers, Jr. | Management | For | For |
13 | Elect Director Gloria Santona | Management | For | For |
14 | Elect Director Carolyn Y. Woo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Carver | Management | For | For |
1.2 | Elect Director Juan N. Cento | Management | For | For |
1.3 | Elect Director Allen R. Freedman | Management | For | For |
1.4 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ATLANTIC SOUTHERN FINANCIAL GROUP INC MEETING DATE: JUN 8, 2010 | ||||
TICKER: ASFN SECURITY ID: 048877104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tyler J. Rauls, Jr. | Management | For | For |
1.2 | Elect Director Mark A. Stevens | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
BANCO MACRO S.A. MEETING DATE: SEP 10, 2009 | ||||
TICKER: BMA5 SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Reduction in Share Capital via Cancellation of 30.64 Million Class B Shares | Management | For | Did Not Vote |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANCO MACRO S.A. MEETING DATE: APR 6, 2010 | ||||
TICKER: BMAC SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Distribution of Cash Dividends; Allocate Non-Assigned Income of Fiscal Year 2009 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
7 | Approve Remuneration of External Auditors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
8 | Elect Five Directors for a Three-Year Term | Management | For | Did Not Vote |
9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Did Not Vote |
10 | Appoint External Auditor for Fiscal Year Ending Dec. 31, 2010 | Management | For | Did Not Vote |
11 | Approve Budget of Audit Committee | Management | For | Did Not Vote |
BANCORP OF NEW JERSEY, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: BKJ SECURITY ID: 059915108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Daily | Management | For | For |
1.2 | Elect Director Armand Leone, Jr. | Management | For | For |
1.3 | Elect Director Michael Lesler | Management | For | For |
1.4 | Elect Director Anthony M. Lo Conte | Management | For | For |
1.5 | Elect Director Carmelo Luppino, Jr. | Management | For | For |
1.6 | Elect Director Rosario Luppino | Management | For | For |
1.7 | Elect Director Howard Mann | Management | For | For |
BANCTRUST FINANCIAL GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BTFG SECURITY ID: 05978R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Tracy T. Conerly | Management | For | For |
2 | Elect Director Stephen G. Crawford | Management | For | For |
3 | Elect Director David C. De Laney | Management | For | For |
4 | Elect Director Robert M. Dixon, Jr. | Management | For | For |
5 | Elect Director Broox G. Garrett, Jr. | Management | For | For |
6 | Elect Director Carol F. Gordy | Management | For | For |
7 | Elect Director Barry E. Gritter | Management | For | For |
8 | Elect Director James M. Harrison, Jr. | Management | For | For |
9 | Elect Director Clifton C. Inge, Jr. | Management | For | For |
10 | Elect Director Kenneth S. Johnson | Management | For | For |
11 | Elect Director W. Bibb Lamar, Jr. | Management | For | For |
12 | Elect Director John H. Lewis, Jr. | Management | For | For |
13 | Elect Director Harris V. Morrissette | Management | For | For |
14 | Elect Director Mary Ann Patterson | Management | For | For |
15 | Elect Director Paul D. Owens, Jr. | Management | For | For |
16 | Elect Director Peter C. Sherman | Management | For | For |
17 | Elect Director Dennis A. Wallace | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Increase Authorized Common Stock | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BAR HARBOR BANKSHARES MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHB SECURITY ID: 066849100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Carter | Management | For | For |
1.2 | Elect Director Thomas A. Colwell | Management | For | For |
1.3 | Elect Director Jacquelyn S. Dearborn | Management | For | For |
1.4 | Elect Director Peter Dodge | Management | For | For |
1.5 | Elect Director Martha T. Dudman | Management | For | For |
1.6 | Elect Director Lauri E. Fernald | Management | For | For |
1.7 | Elect Director Gregg S. Hannah | Management | For | For |
1.8 | Elect Director Clyde H. Lewis | Management | For | For |
1.9 | Elect Director Joseph M. Murphy | Management | For | For |
1.10 | Elect Director Robert M. Phillips | Management | For | For |
1.11 | Elect Director Constance C. Shea | Management | For | For |
1.12 | Elect Director Kenneth E. Smith | Management | For | For |
1.13 | Elect Director Scott G. Toothaker | Management | For | For |
1.14 | Elect Director David B. Woodside | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
BARCLAYS PLC MEETING DATE: APR 30, 2010 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Reuben Jeffery III as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Sir Michael Rake as Director | Management | For | For |
8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
9 | Re-elect Chris Lucas as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Approve SAYE Share Option Scheme | Management | For | For |
BBVA BANCO FRANCES S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: FRAN SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, Consolidated Balance Sheet from Merger, and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
7 | Fix Number of and Elect Directors for a Three-Year Term (Bundled) | Management | For | Did Not Vote |
8 | Elect Three Members of the Internal Statutory Auditors Committee and Three Alternates | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
10 | Elect External Auditors for Fiscal Year 2010 | Management | For | Did Not Vote |
11 | Amend Articles 10 and 21, and Remove Article 17 of Company Bylaws; Reorganize Company Bylaws | Management | For | Did Not Vote |
12 | Approve Audit Committee Budget | Management | For | Did Not Vote |
13 | Approve Merger by Absorption of Atuel Fideicomisos S.A. in Accordance With Article 82, Part 2 of the Argentine Company Law; Approve Pre-Merger Agreement; Assign Two Signatories of Definitive Merger Agreement | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 20, 2010 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
1.2 | Elect Director Allen L. Sinai | Management | For | For |
1.3 | Elect Director Stephen M. Waters | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BRIDGE CAPITAL HOLDINGS MEETING DATE: MAY 20, 2010 | ||||
TICKER: BBNK SECURITY ID: 108030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Brenner | Management | For | For |
1.2 | Elect Director Lawrence Owen Brown | Management | For | For |
1.3 | Elect Director David V. Campbell | Management | For | For |
1.4 | Elect Director Howard N. Gould | Management | For | For |
1.5 | Elect Director Allan C. Kramer | Management | For | For |
1.6 | Elect Director Robert P. Latta | Management | For | For |
1.7 | Elect Director Daniel P. Myers | Management | For | For |
1.8 | Elect Director Thomas M. Quigg | Management | For | For |
1.9 | Elect Director Barry A. Turkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROADPOINT GLEACHER SECURITIES GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BPSG SECURITY ID: 11134A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. McNierney | Management | For | For |
1.2 | Elect Director Henry S. Bienen | Management | For | For |
1.3 | Elect Director Bruce Rohde | Management | For | For |
1.4 | Elect Director Marshall Cohen | Management | For | For |
2 | Change State of Incorporation from New York to Delaware | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CATHAY GENERAL BANCORP MEETING DATE: MAY 17, 2010 | ||||
TICKER: CATY SECURITY ID: 149150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly L. Chan | Management | For | For |
1.2 | Elect Director Dunson K. Cheng | Management | For | For |
1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CENTRAL CHINA REAL ESTATE LTD MEETING DATE: MAY 18, 2010 | ||||
TICKER: 832 SECURITY ID: G20768100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Yan Yingchun as Director | Management | For | Against |
3b | Reelect Leow Juan Thong Jason as Director | Management | For | Against |
3c | Reelect Hu Yongmin as Director | Management | For | Against |
3d | Reelect Wang Shi as Director | Management | For | For |
3e | Reelect Xin Luo Lin as Director | Management | For | For |
3f | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Share Repurchase Program | Management | For | For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHEVIOT FINANCIAL CORP. MEETING DATE: APR 27, 2010 | ||||
TICKER: CHEV SECURITY ID: 166774109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Kleemeier | Management | For | For |
1.2 | Elect Director James E. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHICOPEE BANCORP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CBNK SECURITY ID: 168565109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francine Jasinski Hayward | Management | For | For |
1.2 | Elect Director James P. Lynch | Management | For | For |
1.3 | Elect Director William D. Masse | Management | For | For |
1.4 | Elect Director W. Guy Ormsby | Management | For | For |
1.5 | Elect Director William J. Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Angel Cano Fernandez as a Non-Executive Director | Management | For | For |
2 | Approve Issuance of Subordinated Bonds and/or Hybrid Capital Bonds | Shareholder | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: APR 23, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhao Xiaofan as an Executive Director | Management | For | For |
2 | Elect Wu Beiying as a Supervisor | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Annual Report | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Profit Distribution Plan | Management | For | For |
6 | Approve Financial Budget Plan for the Year 2010 | Management | For | For |
7 | Reappoint KPMG Huazhen Accounting Firm and KPMG as Domestic Accounting Firm and International Accounting Firm, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kheng Nam Lee as Director | Management | For | For |
1.2 | Elect Fansheng Guo as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize Board to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2009 Together with Directors and Auditors Reports | Management | For | For |
4 | Authorize Board of Directors During the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Against |
5 | Approve the Increase in the Number of Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan By 3,000,000 Ordinary Shares Annually, Until December 31, 2014 | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: OCT 19, 2009 | ||||
TICKER: CHMBK SECURITY ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1g | Approve Validity of the Special Resolution | Management | For | For |
2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the Rights Issue | Management | For | For |
3 | Approve Proposal Regarding the Use of Proceeds of the Rights Issue | Management | For | For |
4 | Approve Explanatory Statement In Relation to the Use of Proceeds from the Previous Fund Raising | Management | For | For |
5 | Approve Provisional Measures for Appointment of Annual Auditors | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: OCT 19, 2009 | ||||
TICKER: CHMBK SECURITY ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1g | Approve Validity of the Special Resolution | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: CHMBK SECURITY ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report for the Year 2009 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Proposed Profit Distribution Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Reelect Qin Xiao as Non-Executive Director | Management | For | Against |
7b | Reelect Wei Jiafu as Non-Executive Director | Management | For | Against |
7c | Reelect Fu Yuning as Non-Executive Director | Management | For | Against |
7d | Reelect Li Yinquan as Non-Executive Director | Management | For | Against |
7e | Reelect Fu Gangfeng as Non-Executive Director | Management | For | Against |
7f | Reelect Hong Xiaoyuan as Non-Executive Director | Management | For | Against |
7g | Reelect Sun Yueying as Non-Executive Director | Management | For | Against |
7h | Reelect Wang Daxiong as Non-Executive Director | Management | For | Against |
7i | Reelect Fu Junyuan as Non-Executive Director | Management | For | Against |
7j | Reelect Ma Weihua as Executive Director | Management | For | Against |
7k | Reelect Zhang Guanghua as Executive Director | Management | For | Against |
7l | Reelect Li Hao as Executive Director | Management | For | Against |
7m | Reelect Wu Jiesi as Independent Non-Executive Director | Management | For | For |
7n | Reelect Yi Xiqun as Independent Non-Executive Director | Management | For | For |
7o | Reelect Yan Lan as Independent Non-Executive Director | Management | For | Against |
7p | Reelect Chow Kwong Fai, Edward as Independent Non-Executive Director | Management | For | For |
7q | Reelect Liu Yongzhang as Independent Non-Executive Director | Management | For | Against |
7r | Reelect Liu Hongxia as Independent Non-Executive Director | Management | For | Against |
8a | Reappoint Zhu Genlin as Shareholder Representative Supervisor | Management | For | For |
8b | Reappoint Hu Xupeng as Shareholder Representative Supervisor | Management | For | For |
8c | Reappoint Wen Jianguo as Shareholder Representative Supervisor | Management | For | For |
8d | Reappoint Li Jiangning as Shareholder Representative Supervisor | Management | For | For |
8e | Reappoint Shi Jiliang as External Supervisor | Management | None | For |
8f | Reappoint Shao Ruiqing as External Supervisor | Management | For | For |
9 | Approve Mid-term Capital Management Plan | Management | For | For |
10 | Approve Assessment Report on Duty Performance of Directors | Management | For | For |
11 | Approve Assessment Report on Duty Performance of Supervisors | Management | For | For |
12 | Approve Duty Performance and Cross-Evaluation Reports of Independent Non-Executive Directors | Management | For | For |
13 | Approve Duty Performance and Cross-Evaluation Reports of External Supervisors Directors | Management | For | For |
14 | Approve Related-Party Transaction Report | Management | For | For |
15 | Appoint Han Mingzhi as External Supervisor | Management | For | For |
CITIGROUP INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Management | For | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Management | For | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Management | For | Against |
4 | Increase Authorized Preferred Stock | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CITIZENS REPUBLIC BANCORP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CRBC SECURITY ID: 174420109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George J. Butvilas | Management | For | For |
2 | Elect Director Robert S. Cubbin | Management | For | For |
3 | Elect Director Richard J. Dolinski | Management | For | For |
4 | Elect Director Dennis J. Ibold | Management | For | For |
5 | Elect Director Benjamin W. Laird | Management | For | For |
6 | Elect Director Cathleen H. Nash | Management | For | For |
7 | Elect Director Kendall B. Williams | Management | For | For |
8 | Elect Director James L. Wolohan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CNA FINANCIAL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | For |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | For |
1.6 | Elect Director Andrew H. Tisch | Management | For | For |
1.7 | Elect Director James S. Tisch | Management | For | For |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COBIZ FINANCIAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Timothy J. Travis | Management | For | For |
1.9 | Elect Director Mary Beth Vitale | Management | For | For |
1.10 | Elect Director Mary M. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 27, 2010 | ||||
TICKER: DBKG SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH | Management | For | For |
EFG INTERNATIONAL MEETING DATE: APR 28, 2010 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
7 | Approve Creation of CHF 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9 | Approve Cancellation of Capital Authorization Concerning Participation Capital Categories C and D | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Brown | Management | For | For |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For |
1.3 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVANS BANCORP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: EVBN SECURITY ID: 29911Q208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Brothman | Management | For | For |
1.2 | Elect Director Mary Catherine Militello | Management | For | For |
1.3 | Elect Director David J. Nasca | Management | For | For |
1.4 | Elect Director David M. Taylor | Management | For | For |
1.5 | Elect Director Thomas H. Waring, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 19, 2010 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.3 | Elect Director Emerson L. Brumback | Management | For | For |
1.4 | Elect Director James P. Hackett | Management | For | For |
1.5 | Elect Director Gary R. Heminger | Management | For | For |
1.6 | Elect Director Jewell D. Hoover | Management | For | For |
1.7 | Elect Director Kevin T. Kabat | Management | For | For |
1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.11 | Elect Director Dudley S. Taft | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST BANCORP (PUERTO RICO) MEETING DATE: APR 27, 2010 | ||||
TICKER: FBP SECURITY ID: 318672102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aurelio Aleman-Bermudez | Management | For | For |
2 | Elect Director Jorge L. Diaz-Irizarry | Management | For | For |
3 | Elect Director Jose L. Ferrer-Canals | Management | For | For |
4 | Elect Director Frank Kolodziej-Castro | Management | For | For |
5 | Elect Director Jose Menendez-Cortada | Management | For | For |
6 | Elect Director Hector M. Nevares-LaCosta | Management | For | For |
7 | Elect Director Fernando Rodriguez-Amaro | Management | For | For |
8 | Elect Director Jose F. Rodriguez-Perello | Management | For | For |
9 | Elect Sharee Ann Umpierre-Catinchi | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | Against |
11 | Approve the Issuance of Common Stock | Management | For | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
FIRST FINANCIAL NORTHWEST, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: FFNW SECURITY ID: 32022K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry A. Blencoe | Management | For | For |
1.2 | Elect Director Gary F. Faull | Management | For | For |
1.3 | Elect Director Joann E. Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 16, 2010 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel H. Armacost | Management | For | For |
1.2 | Elect Director Charles Crocker | Management | For | For |
1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
1.4 | Elect Director Robert D. Joffe | Management | For | For |
1.5 | Elect Director Charles B. Johnson | Management | For | For |
1.6 | Elect Director Gregory E. Johnson | Management | For | For |
1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.8 | Elect Director Thomas H. Kean | Management | For | For |
1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
1.11 | Elect Director Laura Stein | Management | For | For |
1.12 | Elect Director Anne M. Tatlock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 10, 2010 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin Heffron | Management | For | For |
1.2 | Elect Director John Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GLACIER BANCORP, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director James M. English | Management | For | Withhold |
1.3 | Elect Director Allen J. Fetscher | Management | For | Withhold |
1.4 | Elect Director Dallas I. Herron | Management | For | Withhold |
1.5 | Elect Director Jon W. Hippler | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | Withhold |
1.7 | Elect Director L. Peter Larson | Management | For | Withhold |
1.8 | Elect Director Douglas J. McBride | Management | For | Withhold |
1.9 | Elect Director John W. Murdoch | Management | For | Withhold |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 19, 2010 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Gail J. McGovern | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Lauer | Management | For | For |
1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.3 | Elect Director Richard W. Neu | Management | For | For |
1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
1.5 | Elect Director William R. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: APR 8, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Lili as Executive Director | Management | For | Against |
2 | Approve 2010 Fixed Assets Investment Budget | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2009 Work Report of the Board of Supervisors | Management | For | For |
3 | Approve 2009 Audited Accounts | Management | For | For |
4 | Approve 2009 Profit Distribution Plan | Management | For | For |
5 | Reappoint Ernst and Young and Ernst and Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million | Management | For | For |
6 | Approve Capital Management Plan for Years 2010 to 2012 | Management | For | For |
7 | Approve Issuance of H Shares and A Share Convertible Corporate Bonds (Convertible Bonds) | Management | For | For |
8a | Approve Type of Securities to be Issued in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8b | Approve Issue Size in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8c | Approve Nominal Value and Issue Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8d | Approve Term in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8e | Approve Interest Rate in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8f | Approve Timing and Method of Interest Payment in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8g | Approve Conversion Period in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8h | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8i | Approve Determination and Adjustment of CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8j | Approve Downward Adjustment to CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8k | Approve Terms of Redemption in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8l | Approve Terms of Sale Back in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8m | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8n | Approve Method of Issuance and Target Investors in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8o | Approve Subscription Arrangement for the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8p | Approve CB Holders and CB Holders' Meetings in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8q | Approve Use of Proceeds in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8r | Approve Special Provisions in Relation to Supplementary Capital in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8s | Approve Security in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8t | Approve Validity Period of the Resolution in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8u | Approve Matters Relating to Authorisation in Relation to the Issuance of the Convertible Bonds | Management | For | For |
9 | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
10 | Approve Utilization Report on the Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank | Management | For | For |
11 | Approve the Revised Plan on Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 | Shareholder | None | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Weil | Management | For | For |
2 | Elect Director G. Andrew Cox | Management | For | For |
3 | Elect Director Deborah R. Gatzek | Management | For | For |
4 | Elect Director Robert T. Parry | Management | For | For |
5 | Elect Director Jock Patton | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
JEFFERIES GROUP, INC. MEETING DATE: MAY 17, 2010 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Handler | Management | For | For |
1.2 | Elect Director Brian P. Friedman | Management | For | For |
1.3 | Elect Director W. Patrick Campbell | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | Withhold |
1.5 | Elect Director Richard G. Dooley | Management | For | For |
1.6 | Elect Director Robert E. Joyal | Management | For | For |
1.7 | Elect Director Michael T. O?Kane | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
JSE LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: JSE SECURITY ID: S4254A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2009 | Management | For | For |
2 | Re-elect Bobby Johnston as Director | Management | For | For |
3 | Re-elect David Lawrence as Director | Management | For | For |
4 | Re-elect Sam Nematswerani as Director | Management | For | For |
5 | Re-elect Zitulele Combi as Director | Management | For | For |
6 | Elect Nonkululeko Nyembezi-Heita | Management | For | For |
7 | Reappoint KPMG Inc as Auditors of the Company and Vanessa Yuill as the Designated Auditor | Management | For | For |
8 | Approve Final Dividend | Management | For | For |
9 | Approve Long Term Incentive Scheme | Management | For | For |
10 | Authorise Repurchase of Shares for the Purpose of Giving Effect to the Long Term Incentive Scheme | Management | For | For |
11 | Authorise Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve 9 Percent Increase in Annual Retainer of Non-executive Directors | Management | For | For |
14 | Approve 9 Percent Increase in Meeting Fee of Non-executive Directors | Management | For | For |
15.1 | Approve 20 Percent Increase in Meeting Fee of Audit Committee Members | Management | For | For |
15.2 | Approve 20 Percent Increase in Annual Retainer of the Audit Committee Chairman | Management | For | For |
KEYCORP MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | Withhold |
1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
LANDMARK BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LARK SECURITY ID: 51504L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick L. Alexander | Management | For | For |
1.2 | Elect Director Jim W. Lewis | Management | For | For |
1.3 | Elect Director Jerry R. Pettle | Management | For | For |
1.4 | Elect Director Larry L. Schugart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
1.5 | Elect Director Scott C. Nuttall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Compensation- Make Changes to the Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MERIDIAN INTERSTATE BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EBSB SECURITY ID: 58964Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna R. DiMaria | Management | For | For |
1.2 | Elect Director Richard F. Fernandez | Management | For | For |
1.3 | Elect Director Domenic A. Gamberdella | Management | For | For |
1.4 | Elect Director Thomas J. Gunning | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 13, 2009 | ||||
TICKER: MF SECURITY ID: G60642108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alison J. Carnwath as Director | Management | For | Against |
1.2 | Elect Bernard W. Dan as Director | Management | For | Against |
1.3 | Elect Eileen S. Fusco as Director | Management | For | Against |
1.4 | Elect Martin J. Glynn as Director | Management | For | Against |
1.5 | Elect Edward L. Goldberg as Director | Management | For | Against |
1.6 | Elect David I. Schamis as Director | Management | For | Against |
1.7 | Elect Lawrence M. Schloss as Director | Management | For | Against |
1.8 | Elect Robert S. Sloan as Director | Management | For | Against |
2 | Approve Share Option Exchange Program | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MIDWEST ONE FINANCIAL GROUP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: MOFG SECURITY ID: 598511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin W. Monson | Management | For | For |
1.2 | Elect Director John P. Pothoven | Management | For | For |
1.3 | Elect Director W. Richard Summerwill | Management | For | For |
1.4 | Elect Director James G. Wake | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MITSUBISHI ESTATE CO. LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8802 SECURITY ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Keiji Kimura | Management | For | For |
2.2 | Elect Director Nobuyuki Iizuka | Management | For | For |
2.3 | Elect Director Toshio Nagashima | Management | For | For |
2.4 | Elect Director Hiroshi Danno | Management | For | For |
2.5 | Elect Director Masaaki Kouno | Management | For | For |
2.6 | Elect Director Hiroyoshi Itou | Management | For | For |
2.7 | Elect Director Yutaka Yanagisawa | Management | For | For |
2.8 | Elect Director Hirotaka Sugiyama | Management | For | For |
2.9 | Elect Director Masamichi Ono | Management | For | For |
2.10 | Elect Director Isao Matsuhashi | Management | For | For |
2.11 | Elect Director Fumikatsu Tokiwa | Management | For | For |
2.12 | Elect Director Yasumasa Gomi | Management | For | For |
2.13 | Elect Director Shuu Tomioka | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
MIZUHO FINANCIAL GROUP INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8411 SECURITY ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Takashi Tsukamoto | Management | For | For |
2.2 | Elect Director Setsu Onishi | Management | For | For |
2.3 | Elect Director Takeo Nakano | Management | For | For |
3.1 | Appoint Statutory Auditor Shuzo Haimoto | Management | For | For |
3.2 | Appoint Statutory Auditor Masahiro Seki | Management | For | For |
4 | Amend Articles to Ban Lending for Underpriced MBOs | Shareholder | Against | Against |
5 | Amend Articles to Require Disclosure of Individual Director and Statutory Auditor Compensation | Shareholder | Against | Against |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Coley Clark | Management | For | For |
2 | Elect Director Victor W. Dahir | Management | For | For |
3 | Elect Director Thomas M. Hagerty | Management | For | For |
4 | Elect Director Scott L. Jaeckel | Management | For | Against |
5 | Elect Director Seth W. Lawry | Management | For | Against |
6 | Elect Director Ann Mather | Management | For | For |
7 | Elect Director Pamela H. Patsley | Management | For | For |
8 | Elect Director Ganesh B. Rao | Management | For | For |
9 | Elect Director W. Bruce Turner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
MONROE BANCORP MEETING DATE: APR 29, 2010 | ||||
TICKER: MROE SECURITY ID: 610313108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce Claflin Harrell | Management | For | For |
1.2 | Elect Director Charles R. Royal, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
NARA BANCORP, INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: NARA SECURITY ID: 63080P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven D. Broidy | Management | For | For |
1.2 | Elect Director Louis M. Cosso | Management | For | For |
1.3 | Elect Director Alvin D. Kang | Management | For | For |
1.4 | Elect Director Chong-Moon Lee | Management | For | For |
1.5 | Elect Director Jesun Paik | Management | For | For |
1.6 | Elect Director Hyon Man Park | Management | For | For |
1.7 | Elect Director Ki Suh Park | Management | For | For |
1.8 | Elect Director Scott Yoon-suk Whang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
NATIONAL BANK OF GREECE SA MEETING DATE: FEB 18, 2010 | ||||
TICKER: ETE SECURITY ID: X56533114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Convertible Debt Issuance | Management | For | Did Not Vote |
OCEAN SHORE HOLDING CO. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OSHC SECURITY ID: 67501R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sylva A. Bertini | Management | For | For |
1.2 | Elect Director Frederick G. Dalzell | Management | For | For |
1.3 | Elect Director Steven E. Brady | Management | For | For |
1.4 | Elect Director Christopher J. Ford | Management | For | For |
1.5 | Elect Director Robert A. Previti | Management | For | For |
1.6 | Elect Director Samuel R. Young | Management | For | For |
1.7 | Elect Director John L. Van Duyne, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ORIENTAL FINANCIAL GROUP INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: OFG SECURITY ID: 68618W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose J. Gil de Lamadrid | Management | For | For |
1.2 | Elect Director Jose Rafael Fernandez | Management | For | For |
1.3 | Elect Director Maricarmen Aponte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Preferred and Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ORIENTAL FINANCIAL GROUP INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OFG SECURITY ID: 68618W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PARK BANCORP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: PFED SECURITY ID: 700164106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allen H. Koranda | Management | For | For |
1.2 | Elect Director Richard J. Remijas, Jr. | Management | For | For |
1.3 | Elect Director Paul Shukis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
PROMISE CO LTD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8574 SECURITY ID: J64083108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Mergers by Absorption | Management | For | For |
3.1 | Elect Director Ken Kubo | Management | For | For |
3.2 | Elect Director Teruaki Watanabe | Management | For | For |
3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
3.5 | Elect Director Masahiko Iwanami | Management | For | For |
4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
SALISBURY BANCORP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: SAL SECURITY ID: 795226109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Allyn, II | Management | For | For |
1.2 | Elect Director Robert S. Drucker | Management | For | For |
1.3 | Elect Director Michael A Varet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
SMITHTOWN BANCORP, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SMTB SECURITY ID: 832449102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick A. Given | Management | For | For |
1.2 | Elect Director Robert W. Scherdel | Management | For | For |
1.3 | Elect Director Hyukmon Kwon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
SOUTHWEST BANCORP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: OKSB SECURITY ID: 844767103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Berry II | Management | For | For |
1.2 | Elect Director Tom D. Berry | Management | For | For |
1.3 | Elect Director Joe Berry Cannon | Management | For | For |
1.4 | Elect Director John Cohlmia | Management | For | For |
1.5 | Elect Director Rick Green | Management | For | For |
1.6 | Elect Director David P. Lambert | Management | For | For |
1.7 | Elect Director Linford R. Pitts | Management | For | For |
1.8 | Elect Director Robert B. Rodgers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | Against |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | Against |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | Against |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Logue | Management | For | For |
11 | Elect Director R. Sergel | Management | For | Against |
12 | Elect Director R. Skates | Management | For | For |
13 | Elect Director G. Summe | Management | For | For |
14 | Elect Director R. Weissman | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Pay Disparity | Shareholder | Against | Against |
STERLING BANCSHARES, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: SBIB SECURITY ID: 858907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Bardgett | Management | For | For |
1.2 | Elect Director Bernard A. Harris, Jr., MD | Management | For | For |
1.3 | Elect Director Glenn H. Johnson | Management | For | For |
1.4 | Elect Director R. Bruce LaBoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Teisuke Kitayama | Management | For | For |
3.2 | Elect Director Wataru Ohara | Management | For | For |
3.3 | Elect Director Hideo Shimada | Management | For | For |
3.4 | Elect Director Junsuke Fujii | Management | For | For |
3.5 | Elect Director Koichi Miyata | Management | For | For |
3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SVB FINANCIAL GROUP MEETING DATE: APR 22, 2010 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Benhamou | Management | For | For |
1.2 | Elect Director David M. Clapper | Management | For | For |
1.3 | Elect Director Roger F. Dunbar | Management | For | For |
1.4 | Elect Director Joel P. Friedman | Management | For | For |
1.5 | Elect Director G. Felda Hardymon | Management | For | For |
1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
1.7 | Elect Director C. Richard Kramlich | Management | For | For |
1.8 | Elect Director Lata Krishnan | Management | For | For |
1.9 | Elect Director Kate Mitchell | Management | For | For |
1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
1.11 | Elect Director Ken P. Wilcox | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director William H. Hatanaka | Management | For | For |
1.3 | Elect Director J. Peter Ricketts | Management | For | For |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
U.S. BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMPQUA HOLDINGS CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: UMPQ SECURITY ID: 904214103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Davis | Management | For | For |
1.2 | Elect Director David B. Frohnmayer | Management | For | For |
1.3 | Elect Director William A. Lansing | Management | For | For |
1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
1.6 | Elect Director Stephen M. Gambee | Management | For | For |
1.7 | Elect Director Luis F. Machuca | Management | For | For |
1.8 | Elect Director Bryan L. Timm | Management | For | For |
1.9 | Elect Director Allyn C. Ford | Management | For | For |
1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
1.11 | Elect Director Diane D. Miller | Management | For | For |
1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
2 | Increase Authorized Preferred and Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
UNITED SECURITY BANCSHARES (CA) MEETING DATE: MAY 19, 2010 | ||||
TICKER: UBFO SECURITY ID: 911460103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bitter | Management | For | For |
1.2 | Elect Director Stanley J. Cavalla | Management | For | For |
1.3 | Elect Director Tom Ellithorpe | Management | For | For |
1.4 | Elect Director R. Todd Henry | Management | For | For |
1.5 | Elect Director Robert M. Mochizuki | Management | For | For |
1.6 | Elect Director Ronnie D. Miller | Management | For | For |
1.7 | Elect Director Walter Reinhard | Management | For | For |
1.8 | Elect Director John Terzian | Management | For | For |
1.9 | Elect Director Dennis R. Woods | Management | For | For |
1.10 | Elect Director Michael T. Woolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALLEY NATIONAL BANCORP MEETING DATE: APR 14, 2010 | ||||
TICKER: VLY SECURITY ID: 919794107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Abramson | Management | For | For |
1.2 | Elect Director Pamela R. Bronander | Management | For | For |
1.3 | Elect Director Eric P. Edelstein | Management | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.5 | Elect Director Graham O. Jones | Management | For | For |
1.6 | Elect Director Walter H. Jones, III | Management | For | For |
1.7 | Elect Director Gerald Korde | Management | For | For |
1.8 | Elect Director Michael L. LaRusso | Management | For | For |
1.9 | Elect Director Marc J. Lenner | Management | For | For |
1.10 | Elect Director Gerald H. Lipkin | Management | For | For |
1.11 | Elect Director Robinson Markel | Management | For | For |
1.12 | Elect Director Richard S. Miller | Management | For | For |
1.13 | Elect Director Barnett Rukin | Management | For | For |
1.14 | Elect Director Suresh L. Sani | Management | For | For |
1.15 | Elect Director Robert C. Soldoveri | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek L. Chinn | Management | For | For |
1.2 | Elect Director Thomas J. Kelley | Management | For | For |
1.3 | Elect Director Barbara L. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WEST BANCORPORATION, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: WTBA SECURITY ID: 95123P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Berlin | Management | For | For |
1.2 | Elect Director Thomas A. Carlstrom | Management | For | Withhold |
1.3 | Elect Director Joyce A. Chapman | Management | For | For |
1.4 | Elect Director Orville E. Crowley | Management | For | For |
1.5 | Elect Director Douglas R. Gulling | Management | For | For |
1.6 | Elect Director Kaye R. Lozier | Management | For | For |
1.7 | Elect Director David R. Milligan | Management | For | For |
1.8 | Elect Director George D. Milligan | Management | For | For |
1.9 | Elect Director David D. Nelson | Management | For | For |
1.10 | Elect Director James W. Noyce | Management | For | For |
1.11 | Elect Director Robert G. Pulver | Management | For | For |
1.12 | Elect Director Jack G. Wahlig | Management | For | For |
1.13 | Elect Director Connie Wimer | Management | For | For |
1.14 | Elect Director Brad L. Winterbottom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: WTFC SECURITY ID: 97650W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Charles H. James III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Hollis W. Rademacher | Management | For | For |
1.12 | Elect Director Ingrid S. Stafford | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN MACAU LTD. MEETING DATE: JUN 10, 2010 | ||||
TICKER: 1128 SECURITY ID: G98149100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ian Michael Coughlan as Executive Director | Management | For | For |
2b | Reelect Marc D. Schorr as Non-Executive Director | Management | For | For |
2c | Reelect Jeffrey Kin-fung Lam as Independent Non-Executive Director | Management | For | For |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Approve Refreshment of Mandate Limit Under Share Option Scheme | Management | For | For |
XINYUAN REAL ESTATE CO., LTD. MEETING DATE: DEC 30, 2009 | ||||
TICKER: XIN SECURITY ID: 98417P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Mauriello as Director | Management | For | For |
1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
1.3 | Elect Clayton S. Rose as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
1.2 | Adjourn Special Scheme Meeting | Management | For | For |
2 | Approve Distributable Reserves Proposal | Management | For | For |
3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
4 | Change Company Name to XL Group Ltd. | Management | For | For |
5 | Adjourn Extraordinary General Meeting | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger B. Porter | Management | For | For |
2 | Elect Director L.E. Simmons | Management | For | For |
3 | Elect Director Steven C. Wheelwright | Management | For | For |
4 | Increase Authorized Preferred Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2010 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
ALAMOS GOLD INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: AGI SECURITY ID: 011527108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Mark Wayne as Director | Management | For | For |
2.2 | Elect John A. McCluskey as Director | Management | For | For |
2.3 | Elect Leonard Harris as Director | Management | For | For |
2.4 | Elect James M. McDonald as Director | Management | For | For |
2.5 | Elect David Gower as Director | Management | For | For |
2.6 | Elect Eduardo Luna as Director | Management | For | For |
2.7 | Elect Paul J. Murphy as Director | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ANATOLIA MINERALS DEVELOPMENT LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ANO SECURITY ID: 032900102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ahmet Calik as Director | Management | For | For |
1.2 | Elect Jan Castro as Director | Management | For | For |
1.3 | Elect James D. Davidson as Director | Management | For | For |
1.4 | Elect Edward C. Dowling as Director | Management | For | For |
1.5 | Elect Richard Graff as Director | Management | For | For |
1.6 | Elect Timothy J. Haddon as Director | Management | For | For |
1.7 | Elect Jay C. Kellerman as Director | Management | For | For |
1.8 | Elect Richard Lister as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
ANDEAN RESOURCES LTD. MEETING DATE: NOV 26, 2009 | ||||
TICKER: AND SECURITY ID: Q0793X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2(a) | Elect Richard Lorson as a Director | Management | For | Against |
2(b) | Elect Barry Bolitho as a Director | Management | For | Against |
3 | Elect Louis Gignac as a Director | Management | For | For |
4 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
5 | Ratify the Past Issuance of 56.25 Million Shares at an Issue Price of Approximately A$1.73 Each to a Syndicate of Underwriters Led by BMO Capital Markets | Management | For | For |
6(a) | Approve the Grant of Performance Rights Worth A$240,000 to Louis Gignac, Director | Management | None | For |
6(b) | Approve the Grant of Performance Rights Worth A$240,000 to Richard Lorson, Director | Management | None | For |
6(c) | Approve the Grant of Performance Rights Worth A$240,000 to Barry Bolitho, Director | Management | None | For |
6(d) | Approve the Grant of Performance Rights Worth A$240,000 to Wayne Hubert, Director | Management | None | For |
6(e) | Approve the Grant of Performance Rights Worth A$240,000 to Ian Hume, Director | Management | None | For |
7 | Approve the Grant of 250,000 Shares to Louis Gignac, Chairman, under the Company's Employee Share Ownership Plan | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: JUL 30, 2009 | ||||
TICKER: AGA SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 7, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Re-elect Frank Arisman as Director | Management | For | For |
4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Issue of Convertible Securities | Management | For | For |
10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
12 | Amend Share Incentive Scheme | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Amend Bonus Share Plan 2005 | Management | For | For |
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: AUG 21, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Issuance of 46,330,000 Shares Under the Placing Agreement | Management | For | For |
2 | Ratify the Issuance of 65,000 Convertible Bonds and Approve the Issuance of Shares Upon the Conversion of Bonds | Management | For | For |
3 | Approve the Issuance of Shares in Connection with the FirstPlats Agreement | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tim Freshwater as Director | Management | For | For |
2 | Elect Edward Haslam as Director | Management | For | For |
3 | Elect Zwelakhe Mankazana as Director | Management | For | For |
4 | Ratify Past Issuance of Shares of the Ridge Options | Management | For | For |
5 | Ratify Past Issuance of Shares of the Imbani Option and Zijin Warrants | Management | For | For |
6 | Ratify Ernst & Young of Perth, Western Australia as Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARGONAUT GOLD LTD MEETING DATE: MAY 19, 2010 | ||||
TICKER: AR SECURITY ID: 04016R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter C. Dougherty, Brian J. Kennedy, Christopher R. Lattanzi, Dale C. Peniuk and James E. Kofman as Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Company Name to Argonaut Gold Inc. | Management | For | For |
4 | Approve Share Incentive Plan | Management | For | Against |
AURIZON MINES LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: ARZ SECURITY ID: 05155P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Richard Faucher | Management | For | For |
2.2 | Elect Director Brian S. Moorhouse | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Approve Unallocated Entitlements Under the Stock Option Plan | Management | For | For |
6 | Other Business | Management | For | Against |
AVOCA RESOURCES LTD. MEETING DATE: NOV 27, 2009 | ||||
TICKER: AVO SECURITY ID: Q1226Z118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
3 | Elect Robert Reynolds as a Director | Management | For | For |
4 | Ratify the Past Issuance of 20.5 Million Shares at A$1.47 Each to Institutional, Professional Sophisticated Investors and Pala Investment Holdings Ltd and 483,335 Shares at A$1.74 Each to Chalice Gold Mines Ltd in Relation to the Acquisition of Tenements | Management | For | For |
B2GOLD CORP. MEETING DATE: JUN 25, 2010 | ||||
TICKER: BTO SECURITY ID: 11777Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clive Johnson as Director | Management | For | For |
1.2 | Elect Robert Cross as Director | Management | For | For |
1.3 | Elect Robert Gayton as Director | Management | For | For |
1.4 | Elect Barry Rayment as Director | Management | For | For |
1.5 | Elect Jerry Korpan as Director | Management | For | For |
1.6 | Elect John Ivany as Director | Management | For | Withhold |
1.7 | Elect Peter Tagliamonte as Director | Management | For | For |
1.8 | Elect R. Bruce Humphrey as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
BARRICK GOLD CORP. MEETING DATE: APR 28, 2010 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H.L. Beck as Director | Management | For | For |
1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
1.3 | Elect D.J. Carty as Director | Management | For | For |
1.4 | Elect G.Cisneros as Director | Management | For | For |
1.5 | Elect M.A. Cohen as Director | Management | For | For |
1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
1.7 | Elect R.M. Franklin as Director | Management | For | For |
1.8 | Elect J.B. Harvey as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A.W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S.J. Shaprio as Director | Management | For | For |
2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CENTAMIN EGYPT LTD. MEETING DATE: NOV 27, 2009 | ||||
TICKER: CEY SECURITY ID: Q2159B110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Accept the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | For | For |
2.0 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
3.1 | Elect Colin Cowden as a Director | Management | For | For |
3.2 | Elect Thomas Elder as a Director | Management | For | For |
3.3 | Elect Herbert Stuart Bottomley as a Director | Management | For | For |
4.0 | Approve the Company's Employee Option Plan 2009 | Management | For | For |
5.0 | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$300,000 to A$400,000 per Annum | Management | For | For |
6.1 | Ratify the Past Issuance of 106.15 Million Shares at an Issue Price of C$0.65 Each to Clients of Thomas Weisel Partners Canada Inc and Cormark Securities Inc Made on Feb. 10, 2009 in Connection with a Bought Deal Offering in Canada by the Company | Management | For | For |
6.2 | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Thomas Weisel Partners Canada Inc Made on Feb. 10, 2009 | Management | For | For |
6.3 | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Cormark Securities Inc Made on Feb. 10, 2009 | Management | For | For |
6.4 | Ratify the Past Issuance of 1.63 Million Options at an Exercise Price of A$1.20 Each to Macquarie Bank Ltd Made on April 15, 2009 in Connection with the Procurement of a Corporate Loan Facility by the Company | Management | For | For |
6.5 | Ratify the Past Issuance of 19 Million Shares at an Issue Price of C$1.56 Each to Clients of Thomas Weisel Partners Canada Inc Made on July 16, 2009 | Management | For | For |
6.6 | Ratify the Past Issuance of 788,437 Broker Warrants at an Exercise Price of C$1.56 Each to Thomas Weisel Partners Canada Inc Made on July 16, 2009 | Management | For | For |
6.7 | Ratify the Past Issuance of 161,5653 Broker Warrants at an Exercise Price of C$1.52 Each to Thomas Weisel Partners Canada Inc Made on Aug. 26, 2009 | Management | For | For |
6.8 | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Investec Bank Plc as Payment of Provision of Professional Services inRelation to the Company's Move from the AIM to the Main Board of the London Stock Exchange | Management | For | For |
6.9 | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Ambrian Partners Ltd as Payment of Provision of Professional Services in Relation to the Company's Move from the AIM to the Main Board of the London Stock Exchange | Management | For | For |
7.0 | Amend the Company's Constitution to Include Pre-Emption Rights for Shareholders for New Issues of Securities | Management | For | For |
8.0 | Approve the Issuance of Up to 101.65 Million Shares Without Pre-Emption Rights | Management | For | For |
CENTERRA GOLD INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CG SECURITY ID: 152006102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian G. Austin as Director | Management | For | For |
1.2 | Elect William J. Braithwaite as Director | Management | For | For |
1.3 | Elect Patrick M. James as Director | Management | For | For |
1.4 | Elect Stephen A. Lang as Director | Management | For | For |
1.5 | Elect John W. Lill as Director | Management | For | For |
1.6 | Elect Sheryl K. Pressler as Director | Management | For | For |
1.7 | Elect Terry V. Rogers as Director | Management | For | For |
1.8 | Elect Anthony J. Webb as Director | Management | For | For |
1.9 | Elect Bruce V. Walter as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COLOSSUS MINERALS INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: CSI SECURITY ID: 19681L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ari Sussman, Vic Wall, Douglas Reeson, John Frostiak, Patrick F.N. Anderson and Greg Hall as Directors | Management | For | Against |
2 | Re-appoint Kpmg Llp, Chartered Accountants, As The Auditors Of The Companyfor The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
3 | Ratify The Shareholder Rights Plan, As Specified | Management | For | For |
COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: OCT 12, 2009 | ||||
TICKER: BUENAVC1 SECURITY ID: 204448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Shares | Management | For | For |
COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: MAR 26, 2010 | ||||
TICKER: BUENAVC1 SECURITY ID: 204448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Annual Report as of Dec. 31, 2009 | Management | For | For |
2 | Approve the Financial Statements as of Dec. 31, 2009 | Management | For | For |
3 | Elect External Auditors for Fiscal Year 2010 | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
CROCODILE GOLD CORP MEETING DATE: MAY 18, 2010 | ||||
TICKER: CRK SECURITY ID: 227041100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stan Bharti, Chris Bradbrook, Greg Cameron, George Faught, Bruce Humphrey and Mike Hoffman as Directors | Management | For | Withhold |
2 | Approve McGovern, Hurley, Cunningham, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DETOUR GOLD CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: DGC SECURITY ID: ADPC00733 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gerald S. Panneton as Director | Management | For | For |
1.2 | Elect Louis Dionne as Director | Management | For | For |
1.3 | Elect Ingrid J. Hibbard as Director | Management | For | For |
1.4 | Elect Robert E. Doyle as Director | Management | For | For |
1.5 | Elect Jonathan Rubenstein as Director | Management | For | For |
1.6 | Elect Peter E. Crossgrove as Director | Management | For | For |
1.7 | Elect Ronald W. Thiessen as Director | Management | For | For |
1.8 | Elect J. Michael Kenyon as Director | Management | For | For |
1.9 | Elect Andre Gaumond as Director | Management | For | For |
1.10 | Elect Alex G. Morrison as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Amended Stock Option Plan and Certain Option Grants | Management | For | For |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John S. Auston as Director | Management | For | For |
2 | Elect K. Ross Cory as Director | Management | For | For |
3 | Elect Robert R. Gilmore as Director | Management | For | For |
4 | Elect Geoffrey A. Handley as Director | Management | For | For |
5 | Elect Wayne D. Lenton as Director | Management | For | For |
6 | Elect Jonathan A. Rubenstein as Director | Management | For | For |
7 | Elect Donald M. Shumka as Director | Management | For | For |
8 | Elect Paul N. Wright as Director | Management | For | For |
9 | Ratify KPMG LLP as Auditors | Management | For | For |
10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Remuneration of Directors | Management | For | For |
ETRUSCAN RESOURCES INC. MEETING DATE: OCT 22, 2009 | ||||
TICKER: EET SECURITY ID: 29786L300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Termination of Shareholder Rights Plan | Management | For | For |
2 | Approve Issuance of Shares of the Corporation to Endeavour Financial Corporation | Management | For | For |
ETRUSCAN RESOURCES INC. MEETING DATE: OCT 22, 2009 | ||||
TICKER: EET SECURITY ID: 29786L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend, The Subsequent Termination Of, The Corporation's Shareholder Rights Plan | Management | For | For |
2 | Approve The Issuance Of Common Shares Of The Corporation To Endeavour Financial Corporation Or Its Nominees | Management | For | For |
ETRUSCAN RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EET SECURITY ID: 29786L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald J. McConnell | Management | For | For |
1.2 | Elect Director Neil Woodyer | Management | For | For |
1.3 | Elect Director Frank Giustra | Management | For | For |
1.4 | Elect Director Sally Eyre | Management | For | For |
1.5 | Elect Director John A. Clarke | Management | For | For |
1.6 | Elect Director Rick Van Nieuwenhuyse | Management | For | Withhold |
1.7 | Elect Director Stephen R. Stine | Management | For | For |
1.8 | Elect Director Gordon Keep | Management | For | For |
1.9 | Elect Director David Street | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
ETRUSCAN RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EET SECURITY ID: 29786L300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald J. McConnell | Management | For | For |
1.2 | Elect Director Neil Woodyer | Management | For | For |
1.3 | Elect Director Frank Giustra | Management | For | For |
1.4 | Elect Director Sally Eyre | Management | For | For |
1.5 | Elect Director John A. Clarke | Management | For | For |
1.6 | Elect Director Rick Van Nieuwenhuyse | Management | For | Withhold |
1.7 | Elect Director Stephen R. Stine | Management | For | For |
1.8 | Elect Director Gordon Keep | Management | For | For |
1.9 | Elect Director David Street | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
EUROPEAN GOLDFIELDS LIMITED MEETING DATE: MAY 12, 2010 | ||||
TICKER: EGU SECURITY ID: 298774100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martyn Konig, Mark Rachovides, Timothy Morgan-Wynne, Dimitrios Koutras, Georgios Sossidis, Jeffrey O'Leary, Bruce Burrows and Alfred Vinton as Directors | Management | For | Withhold |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Unallocated Options under the Share Option Plan and under the Restricted Share Unit Plan | Management | For | Against |
4 | Approve Unallocated RSUs under the RSU Plan | Management | For | Against |
5 | Approve JOE Amendments to SOP | Management | For | For |
6 | Approve Non-JOE Amendments to SOP | Management | For | For |
7 | Approve JOE Amendments to RSU | Management | For | For |
8 | Approve Non-JOE Amendments RSU | Management | For | For |
EXETER RESOURCE CORPORATION MEETING DATE: MAR 11, 2010 | ||||
TICKER: XRC SECURITY ID: 301835104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Approve Stock Option Plan for Extorre Gold Mines Limited | Management | For | Against |
EXETER RESOURCE CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: XRC SECURITY ID: 301835104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Bryce G. Roxburgh as Director | Management | For | For |
2.2 | Elect Yale R. Simpson as Director | Management | For | For |
2.3 | Elect Douglas W. Scheving as Director | Management | For | For |
2.4 | Elect Robert G. Reynolds as Director | Management | For | For |
2.5 | Elect Louis G. Montpellier as Director | Management | For | For |
2.6 | Elect Roger Walsh as Director | Management | For | For |
2.7 | Elect Julian Bavin as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FRANCO-NEVADA CORP. MEETING DATE: MAY 12, 2010 | ||||
TICKER: FNV SECURITY ID: 351858105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director Derek W. Evans | Management | For | For |
1.4 | Elect Director Graham Farquharson | Management | For | For |
1.5 | Elect Director Louis Gignac | Management | For | For |
1.6 | Elect Director Randall Oliphant | Management | For | For |
1.7 | Elect Director David R. Peterson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Share Compensation Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FRONTEER GOLD INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: FRG SECURITY ID: 35903Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Oliver Lennox-King | Management | For | For |
2 | Elect Director Mark O'Dea | Management | For | For |
3 | Elect Director George Bell | Management | For | For |
4 | Elect Director Lyle Hepburn | Management | For | For |
5 | Elect Director Donald McInnes | Management | For | For |
6 | Elect Director Jo Mark Zurel | Management | For | For |
7 | Elect Director Scott Hand | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Re-approve Stock Option Plan | Management | For | For |
10 | Change Company Name to Fronteer Gold Inc. | Management | For | For |
GAMMON GOLD INC MEETING DATE: MAY 13, 2010 | ||||
TICKER: GAM SECURITY ID: 36467T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Colin Benner, Ronald Smith, Rene Marion, Luis Chavez, George Elliott, Terrence Cooper, Richard Colterjohn, Alan R. Edwards, and Joseph Spiteri as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan: Increase Maximum Number of Common Shares Reserved for Issuance Under the Plan | Management | For | Against |
4 | Amend Stock Option Plan: Provide Early Vesting on a Change of Control | Management | For | For |
5 | Approve Deferred Share Unit Plan | Management | For | For |
GOLD FIELDS LTD MEETING DATE: NOV 4, 2009 | ||||
TICKER: GFI SECURITY ID: 38059T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Elect CA Carolus as Director | Management | For | For |
3 | Elect R Danino as Director | Management | For | For |
4 | Elect AR Hill as Director | Management | For | For |
5 | Re-elect NJ Holland as Director | Management | For | For |
6 | Elect RP Menell as Director | Management | For | For |
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | Management | For | For |
10 | Amend Gold Fields Ltd 2005 Share Plan | Management | For | For |
11 | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | Management | For | For |
12 | Approve Non-executive Director Fees with Effect from 1 January 2010 | Management | For | For |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Community - Environment Impact | Shareholder | Against | Against |
GOLDEN STAR RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: GSC SECURITY ID: 38119T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James E. Askew as Director | Management | For | For |
1.2 | Elect Robert E. Doyle as Director | Management | For | For |
1.3 | Elect David K. Fagin as Director | Management | For | For |
1.4 | Elect Ian MacGregor as Director | Management | For | For |
1.5 | Elect Thomas G. Mair as Director | Management | For | For |
1.6 | Elect Michael P. Martineau as Director | Management | For | For |
1.7 | Elect Christopher M. T. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Approve Shareholder Rights Plan | Management | For | For |
GREAT BASIN GOLD LTD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: GBG SECURITY ID: 390124105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Patrick R. Cooke as Director | Management | For | For |
1.2 | Elect T. Barry Coughlan as Director | Management | For | For |
1.3 | Elect Ferdinand Dippenaar as Director | Management | For | For |
1.4 | Elect David M.S. Elliott as Director | Management | For | For |
1.5 | Elect Wayne Kirk as Director | Management | For | For |
1.6 | Elect Joshua C. Ngoma as Director | Management | For | For |
1.7 | Elect Gert J. Robbertze as Director | Management | For | For |
1.8 | Elect Walter T. Segsworth as Director | Management | For | For |
1.9 | Elect Ronald W. Thiessen as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Articles | Management | For | For |
GREYSTAR RESOURCES LTD. MEETING DATE: MAY 3, 2010 | ||||
TICKER: GSL SECURITY ID: 397913203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Brian E. Bayley | Management | For | For |
2.2 | Elect Director David B. Rovig | Management | For | For |
2.3 | Elect Director Emil M. Morfett | Management | For | For |
2.4 | Elect Director German del Corral | Management | For | For |
2.5 | Elect Director Richard L. Robinson | Management | For | For |
2.6 | Elect Director Steve B. Kesler | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan | Management | For | For |
GUYANA GOLDFIELDS INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: GUY SECURITY ID: 403530108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect J. Patrick Sheridan as Director | Management | For | For |
1.2 | Elect Alan Ferry as Director | Management | For | For |
1.3 | Elect Alexander Po as Director | Management | For | For |
1.4 | Elect Richard Williams as Director | Management | For | For |
1.5 | Elect Robert Bondy as Director | Management | For | For |
1.6 | Elect Daniel Noone as Director | Management | For | For |
1.7 | Elect Claude Lemasson as Director | Management | For | For |
2 | Approve Collins Barrow Toronto LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
HARMONY GOLD MINING LTD MEETING DATE: NOV 23, 2009 | ||||
TICKER: HAR SECURITY ID: S34320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3 | Elect Hannes Meyer as Director | Management | For | For |
4 | Re-elect Fikile De Buck as Director | Management | For | For |
5 | Re-elect Dr Simo Lushaba as Director | Management | For | For |
6 | Re-elect Modise Motloba as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
HARMONY GOLD MINING LTD MEETING DATE: NOV 23, 2009 | ||||
TICKER: HAR SECURITY ID: 413216300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3 | Elect Hannes Meyer as Director | Management | For | For |
4 | Re-elect Fikile De Buck as Director | Management | For | For |
5 | Re-elect Dr Simo Lushaba as Director | Management | For | For |
6 | Re-elect Modise Motloba as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
HECLA MINING COMPANY MEETING DATE: JUN 18, 2010 | ||||
TICKER: HL SECURITY ID: 422704106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Crumley | Management | For | Withhold |
1.2 | Elect Director Terry V. Rogers | Management | For | Withhold |
1.3 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Derek Bullock as Director | Management | For | For |
1.2 | Elect John E. Caldwell as Director | Management | For | For |
1.3 | Elect Donald K. Charter as Director | Management | For | For |
1.4 | Elect W. Robert Dengler as Director | Management | For | For |
1.5 | Elect Guy G. Dufresne as Director | Management | For | For |
1.6 | Elect Peter C. Jones as Director | Management | For | For |
1.7 | Elect Mahendra Naik as Director | Management | For | For |
1.8 | Elect William D. Pugliese as Director | Management | For | For |
1.9 | Elect John Shaw as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD MEETING DATE: OCT 22, 2009 | ||||
TICKER: IMP SECURITY ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Management | For | For |
2.1 | Reelect Dawn Earp as Director | Management | For | For |
2.2 | Reelect Khotso Mokhele as Director | Management | For | For |
2.3 | Reelect Thandi Orleyn as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | Management | For | For |
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
INTREPID MINES LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: IAU SECURITY ID: Q4968A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | Management | For | For |
2 | Elect Colin Jackson as Director | Management | For | Against |
3 | Elect Robert McDonald as Director | Management | For | Against |
JAGUAR MINING INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: JAG SECURITY ID: 47009M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew C. Burns, Gilmour Clausen, William E. Dow, Gary E. German, Anthony F. Griffiths and Daniel R. Titcomb as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
JAGUAR MINING INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: JAG SECURITY ID: ADPC00721 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew C. Burns, Gilmour Clausen, William E. Dow, Gary E. German, Anthony F. Griffiths and Daniel R. Titcomb as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KIMBER RESOURCES INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: KBR SECURITY ID: 49435N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director R. Dennis Bergen | Management | For | For |
1.3 | Elect Director Gordon Cummings | Management | For | For |
1.4 | Elect Director Frederick T. Graybeal | Management | For | For |
1.5 | Elect Director Peter B. Nixon | Management | For | For |
1.6 | Elect Director James J. Puplava | Management | For | Withhold |
1.7 | Elect Director Stephen P. Quin | Management | For | For |
1.8 | Elect Director Donald W. Young | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect John M.H. Huxley as Director | Management | For | For |
1.5 | Elect John A. Keyes as Director | Management | For | For |
1.6 | Elect Catherin McLeod-Seltzer as Director | Management | For | For |
1.7 | Elect George F. Michals as Director | Management | For | For |
1.8 | Elect John E. Oliver as Director | Management | For | For |
1.9 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LAKE SHORE GOLD CORP. MEETING DATE: MAY 5, 2010 | ||||
TICKER: LSG SECURITY ID: 510728108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan C. Moon as Director | Management | For | For |
1.2 | Elect Arnold Klassen as Director | Management | For | For |
1.3 | Elect Daniel G. Innes as Director | Management | For | For |
1.4 | Elect Frank Hallam as Director | Management | For | For |
1.5 | Elect Ignacio Bustamante as Director | Management | For | For |
1.6 | Elect Ignacio Rosado as Director | Management | For | For |
1.7 | Elect Jonathan Gill as Director | Management | For | For |
1.8 | Elect Peter Crossgrove as Director | Management | For | For |
1.9 | Elect Roberto Danino as Director | Management | For | For |
1.10 | Elect Anthony P. Makuch as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
LIHIR GOLD LTD. MEETING DATE: MAY 5, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
2 | Elect Peter Cassidy as a Director | Management | For | For |
3 | Elect Mike Etheridge as a Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
MINEFINDERS CORPORATION LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: MFL SECURITY ID: 602900102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark H. Bailey | Management | For | For |
1.2 | Elect Director James M. Dawson | Management | For | For |
1.3 | Elect Director H. Leo King | Management | For | For |
1.4 | Elect Director Robert L. Leclerc | Management | For | For |
1.5 | Elect Director Anthonie Lutejin | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MINERAL DEPOSITS LTD. MEETING DATE: NOV 27, 2009 | ||||
TICKER: MDL SECURITY ID: Q6154S101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | None | For |
2 | Elect James Murray Grant as a Director | Management | For | For |
3 | Elect Nicholas James Limb as a Director | Management | For | For |
4 | Elect Robert Victor Danchin as a Director | Management | For | For |
5 | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | Management | For | For |
NEW GOLD INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: NGD SECURITY ID: 644535106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect James Estey as Director | Management | For | For |
2.2 | Elect Robert Gallagher as Director | Management | For | For |
2.3 | Elect Vahan Kololian as Director | Management | For | For |
2.4 | Elect Martyn Konig as Director | Management | For | For |
2.5 | Elect Pierre Lassonde as Director | Management | For | For |
2.6 | Elect Craig Nelsen as Director | Management | For | For |
2.7 | Elect Randall Oliphant as Director | Management | For | For |
2.8 | Elect Ian Telfer as Director | Management | For | For |
2.9 | Elect Raymond Threlkeld as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 29, 2009 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2 | Elect Vince Gauci as Director | Management | For | For |
3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glen A. Barton | Management | For | For |
2 | Elect Director Vincent A. Calarco | Management | For | For |
3 | Elect Director Joseph A. Carrabba | Management | For | For |
4 | Elect Director Noreen Doyle | Management | For | For |
5 | Elect Director Veronica M. Hagen | Management | For | For |
6 | Elect Director Michael S. Hamson | Management | For | For |
7 | Elect Director Richard T. O'Brien | Management | For | For |
8 | Elect Director John B. Prescott | Management | For | For |
9 | Elect Director Donald C. Roth | Management | For | For |
10 | Elect Director James V. Taranik | Management | For | For |
11 | Elect Director Simon Thompson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NORTHGATE MINERALS CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: NGX SECURITY ID: 666416102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Daniel | Management | For | For |
1.2 | Elect Director Paul J. Dowd | Management | For | For |
1.3 | Elect Director Patrick D. Downey | Management | For | For |
1.4 | Elect Director Richard J. Hall | Management | For | For |
1.5 | Elect Director Douglas P. Hayhurst | Management | For | For |
1.6 | Elect Director Terry A. Lyons | Management | For | For |
1.7 | Elect Director Conrad A. Pinette | Management | For | For |
1.8 | Elect Director Kenneth G. Stowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
NOVAGOLD RESOURCES INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: NG SECURITY ID: 66987E206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Kalidas V. Madhavpeddi as Director | Management | For | For |
2.2 | Elect Clynton R. Nauman as Director | Management | For | For |
2.3 | Elect Gerald J. McConnell as Director | Management | For | For |
2.4 | Elect James L. Philip as Director | Management | For | For |
2.5 | Elect Tony S. Giardini as Director | Management | For | For |
2.6 | Elect Rick Van Nieuwenhuyse as Director | Management | For | For |
3 | Approve PricewaterhourseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ORKO SILVER CORP. MEETING DATE: MAY 12, 2010 | ||||
TICKER: OK SECURITY ID: 686338104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Gary Cope | Management | For | Withhold |
2.2 | Elect Director Minaz (Mike) Devji | Management | For | Withhold |
2.3 | Elect Director George Cavey | Management | For | Withhold |
2.4 | Elect Director Ross Wilmot | Management | For | Withhold |
2.5 | Elect Director Cyrus Driver | Management | For | For |
2.6 | Elect Director Rick Sayers | Management | For | For |
3 | Approve Smythe Ratcliffe as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Board to Ratify and Execute Any Approved Resolution | Management | For | For |
5 | Other Business | Management | For | Against |
OSISKO MINING CORPORATION MEETING DATE: JUN 30, 2010 | ||||
TICKER: OSK SECURITY ID: 688278100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean Roosen | Management | For | For |
1.2 | Elect Director Robert Wares | Management | For | For |
1.3 | Elect Director Victor Bradley | Management | For | Withhold |
1.4 | Elect Director Norman Storm | Management | For | Withhold |
1.5 | Elect Director Staph Leavenworth Bakali | Management | For | Withhold |
1.6 | Elect Director Andre J. Douchane | Management | For | For |
1.7 | Elect Director Serge Vezina | Management | For | For |
1.8 | Elect Director Marcel Cote | Management | For | For |
1.9 | Elect Director William A. MacKinnon | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
OSISKO MINING CORPORATION MEETING DATE: JUN 30, 2010 | ||||
TICKER: OSK SECURITY ID: 688278308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean Roosen | Management | For | For |
1.2 | Elect Director Robert Wares | Management | For | For |
1.3 | Elect Director Victor Bradley | Management | For | Withhold |
1.4 | Elect Director Norman Storm | Management | For | Withhold |
1.5 | Elect Director Staph Leavenworth Bakali | Management | For | Withhold |
1.6 | Elect Director Andre J. Douchane | Management | For | For |
1.7 | Elect Director Serge Vezina | Management | For | For |
1.8 | Elect Director Marcel Cote | Management | For | For |
1.9 | Elect Director William A. MacKinnon | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 10, 2010 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
1.3 | Elect Director Robert P. Pirooz | Management | For | For |
1.4 | Elect Director William Fleckenstein | Management | For | For |
1.5 | Elect Director Michael J.J. Maloney | Management | For | For |
1.6 | Elect Director Michael Larson | Management | For | For |
1.7 | Elect Director Paul B. Sweeney | Management | For | For |
1.8 | Elect Director David C. Press | Management | For | For |
1.9 | Elect Director Walter T. Segsworth | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend Stock Option Plan and Stock Bonus Plan | Management | For | Against |
PERSEUS MINING LTD. MEETING DATE: MAY 28, 2010 | ||||
TICKER: PRU SECURITY ID: Q74174105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Past Issuance of 50.6 Million Shares at A$1.94 Each to a Syndicate of Underwriters at Different Amounts as Announced on April 9, 2010 | Management | For | For |
2 | Approve the Issuance of Up to 15 Million Shares at A$1.94 Each to Clients of BGF Equities Pty Ltd | Management | For | For |
PETROPAVLOVSK PLC MEETING DATE: FEB 10, 2010 | ||||
TICKER: POG SECURITY ID: G5555S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Auth. Directors to Elect on Behalf of Company, that Exercise of Conversion Rights Attached to USD 330M 4 Percent Guaranteed Convertible Bonds Due 2015 be Settled in Full by Delivery of Ord. Shares in Exchange for Petropavlovsk 2010 Ltd Preference Shares | Management | For | For |
PETROPAVLOVSK PLC MEETING DATE: MAY 20, 2010 | ||||
TICKER: POG SECURITY ID: G5555S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Charlie McVeigh as Director | Management | For | For |
6 | Elect Graham Birch as Director | Management | For | For |
7 | Re-elect Lord Guthrie as Director | Management | For | For |
8 | Re-elect Pavel Maslovskiy as Director | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
POLYUS GOLD OJSC MEETING DATE: SEP 14, 2009 | ||||
TICKER: PLZL SECURITY ID: 678129107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Management | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Management | For | For |
POLYUS GOLD OJSC MEETING DATE: MAY 21, 2010 | ||||
TICKER: PLZL SECURITY ID: 678129107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Final 2009 Dividends of RUB 15.83 | Management | For | For |
3.1 | Elect Anton Averin as Director | Management | None | Against |
3.2 | Elect Pavel Grachev as Director | Management | For | Against |
3.3 | Elect Evgeny Ivanov as Director | Management | For | Against |
3.4 | Elect Anna Kolonchina as Director | Management | For | Against |
3.5 | Elect Oleg Lipatov as Director | Management | None | Against |
3.6 | Elect Lord Patrick Gillford as Director | Management | For | For |
3.7 | Elect Alexander Mosionzhik as Director | Management | For | Against |
3.8 | Elect Mikhail Prokhorov as Director | Management | For | Against |
3.9 | Elect Zumrud Rustamova as Director | Management | For | Against |
3.10 | Elect Ekaterina Salnikova as Director | Management | For | Against |
3.11 | Elect Valery Senko as Director | Management | None | Against |
3.12 | Elect Mikhail Sosnovsky as Director | Management | None | Against |
3.13 | Elect Maxim Finsky as Director | Management | For | Against |
4.1 | Elect Andrey Zaytsev as Member of Audit Commission | Management | For | For |
4.2 | Elect Olga Rompel as Member of Audit Commission | Management | For | For |
4.3 | Elect Alexandr Spektor as Member of Audit Commission | Management | For | For |
4.4 | Elect Oleg Cherney as Member of Audit Commission | Management | For | For |
4.5 | Elect Alexey Shaimardanov as Member of Audit Commission | Management | For | For |
5 | Ratify Rosexpertiza LLC as Auditor | Management | For | For |
6 | Determine Cost of Liability Insurance for Directors | Management | For | For |
7 | Approve Related-Party Transaction Re: Liability Insurance for Directors Proposed under Item 6 | Management | For | For |
8 | Approve Remuneration and Reimbursement of Expenses of Directors | Management | For | For |
PREMIER GOLD MINES LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: PG SECURITY ID: 74051D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven and Authorize the Directors to Determine Number of Directors From Time to Time Within the Minimum and Maximum Provided in the Articles of the Corporation | Management | For | For |
2 | Elect John A. Begemen, Jean-Pierre Colin, Ewan S. Downie, Richard J. Hall, Henry J. Knowles, John A. Pollack and John Seaman as Directors | Management | For | Withhold |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Adopt New By-law No. 1 | Management | For | For |
5 | Approve All Unallocated Under the Stock Option Plan | Management | For | Against |
RAINY RIVER RESOURCES LTD. MEETING DATE: MAR 16, 2010 | ||||
TICKER: RR SECURITY ID: 75101R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Raymond W. Threlkeld as Director | Management | For | Withhold |
1.2 | Elect Nelson W. Baker as Director | Management | For | Withhold |
1.3 | Elect Stuart A. Averill as Director | Management | For | Withhold |
1.4 | Elect Leo N.S. Berezan as Director | Management | For | Withhold |
1.5 | Elect Dale C. Peniuk as Director | Management | For | Withhold |
1.6 | Elect Gerald J. Shields as Director | Management | For | Withhold |
2 | Ratify Davidson & Company LLP as Auditors | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
RANDGOLD RESOURCES LTD MEETING DATE: DEC 16, 2009 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Kibali (Jersey) Ltd of Shares in Kibali Goldmines sprl | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 4, 2010 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Kadri Dagdelen as Director | Management | For | For |
3 | Re-elect Philippe Lietard as Director | Management | For | For |
4 | Re-elect Robert Israel as Director | Management | For | For |
5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
6 | Re-elect Karl Voltaire as Director | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Non-executive Director Fees | Management | For | For |
9 | Reappoint BDO LLP as Auditors | Management | For | For |
10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
RED BACK MINING INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: RBI SECURITY ID: 756297107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Clark | Management | For | For |
1.2 | Elect Director Lukas H. Lundin | Management | For | For |
1.3 | Elect Director Michael W. Hunt | Management | For | For |
1.4 | Elect Director Robert F. Chase | Management | For | Withhold |
1.5 | Elect Director Brian D. Edgar | Management | For | Withhold |
1.6 | Elect Director George L. Brack | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
5 | Amend Bylaws No. 8.03 and No. 8.05 | Management | For | For |
RED BACK MINING INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: RBI SECURITY ID: 756297305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Clark | Management | For | For |
1.2 | Elect Director Lukas H. Lundin | Management | For | For |
1.3 | Elect Director Michael W. Hunt | Management | For | For |
1.4 | Elect Director Robert F. Chase | Management | For | Withhold |
1.5 | Elect Director Brian D. Edgar | Management | For | Withhold |
1.6 | Elect Director George L. Brack | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
5 | Amend Bylaws No. 8.03 and No. 8.05 | Management | For | For |
ROYAL GOLD, INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: RGLD SECURITY ID: 780287108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stanley Dempsey | Management | For | For |
2 | Elect Director Tony Jensen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RUBICON MINERALS CORPORATION MEETING DATE: MAY 31, 2010 | ||||
TICKER: RMX SECURITY ID: 780911103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect David W. Adamson as Director | Management | For | For |
2.2 | Elect David R. Reid as Director | Management | For | For |
2.3 | Elect Chris J. Bradbrook as Director | Management | For | For |
2.4 | Elect Bruce A. Thomas as Director | Management | For | For |
2.5 | Elect Julian Kemp as Director | Management | For | For |
3 | Approve De Visser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve All Unallocated Entitlements Under the Stock Option Plan for the Ensuing 3 Years | Management | For | Against |
SAN GOLD CORPORATION MEETING DATE: JUN 21, 2010 | ||||
TICKER: SGR SECURITY ID: 79780P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hugh Wynne, Dale Ginn, Richard Boulay, Courtney Shearer, Ben Hubert, Michael Power and James McCutcheon as Directors | Management | For | For |
2 | Approve Scarrow & Donald LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
SEABRIDGE GOLD INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: SEA SECURITY ID: 811916105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Anthony | Management | For | For |
1.2 | Elect Director A. Frederick Banfield | Management | For | For |
1.3 | Elect Director William M. Calhoun | Management | For | For |
1.4 | Elect Director Thomas C. Dawson | Management | For | For |
1.5 | Elect Director Louis J. Fox | Management | For | For |
1.6 | Elect Director Rudi P. Fronk | Management | For | For |
1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEMAFO INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SMF SECURITY ID: 816922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bryan A. Coates as Director | Management | For | For |
1.2 | Elect Pierre Claver Damiba as Director | Management | For | For |
1.3 | Elect Benoit La Salle as Director | Management | For | For |
1.4 | Elect Jean Lamarre as Director | Management | For | For |
1.5 | Elect John LeBoutillier as Director | Management | For | For |
1.6 | Elect Gilles Masson as Director | Management | For | For |
1.7 | Elect Lawrence McBrearty as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
SILVER STANDARD RESOURCES INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SSO SECURITY ID: 82823L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect A.E. Michael Anglin as Director | Management | For | For |
2.2 | Elect John R. Brodie as Director | Management | For | For |
2.3 | Elect Richard C. Campbell as Director | Management | For | For |
2.4 | Elect David L. Johnston as Director | Management | For | For |
2.5 | Elect Richard D. Paterson as Director | Management | For | For |
2.6 | Elect Peter W. Tomsett as Director | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SILVER WHEATON CORP. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SLW SECURITY ID: 828336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter D. Barnes as Director | Management | For | For |
1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
1.3 | Elect George L. Brack as Director | Management | For | For |
1.4 | Elect John A. Brough as Director | Management | For | For |
1.5 | Elect R. Peter Gillin as Director | Management | For | For |
1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SINO GOLD MINING LTD. MEETING DATE: DEC 2, 2009 | ||||
TICKER: ELD SECURITY ID: Q8505T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Sino Gold Mining Ltd and Its Shareholders | Management | For | For |
TOREX GOLD RESOURCES INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: TXG SECURITY ID: 377357108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred Stanford, Michael Murphy, A. Terrance MacGibbon, David Fennell, Andrew Adams and Frank Davis as Directors | Management | For | Withhold |
2 | Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Jurisdiction of Incorporation from BC to Ontario | Management | For | For |
4 | If Item 3 is Passed, Approve Company Name Change and Registered Office and Allow Board to Increase Number of Directors Between Annual Meetings | Management | For | For |
5 | If Item 3 is Passed, Adopt New Bylaw | Management | For | For |
TROY RESOURCES NL MEETING DATE: NOV 16, 2009 | ||||
TICKER: TRY SECURITY ID: ADPV12575 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Paul Benson as a Director | Shareholder | Against | Did Not Vote |
2 | Remove Philip AK Naylor as a Director | Shareholder | Against | Did Not Vote |
3 | Remove Denis Clarke as a Director | Shareholder | Against | Did Not Vote |
4 | Elect Peter Stern as a Director | Shareholder | Against | Did Not Vote |
5 | Elect Robin Parish as a Director | Shareholder | Against | Did Not Vote |
6 | Elect Andrew Barclay as a Director | Shareholder | Against | Did Not Vote |
TROY RESOURCES NL MEETING DATE: NOV 27, 2009 | ||||
TICKER: TRY SECURITY ID: ADPV12575 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
2 | Elect John A S Dow as a Director | Management | For | For |
3 | Elect P Alan K Naylor as a Director | Management | None | For |
4 | Elect Denis E Clarke as a Director | Management | None | For |
5 | Elect John L C Jones as a Director | Management | For | For |
6 | Elect Ken K Nilsson as a Director | Management | None | For |
7 | Adopt a New Constitution | Management | For | For |
US GOLD CORPORATION MEETING DATE: JUN 14, 2010 | ||||
TICKER: UXG SECURITY ID: 912023207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. McEwen | Management | For | For |
1.2 | Elect Director Declan J. Costelloe | Management | For | For |
1.3 | Elect Director Peter Bojtos | Management | For | For |
1.4 | Elect Director Michele L. Ashby | Management | For | For |
1.5 | Elect Director Leanne M. Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VENTANA GOLD CORP. MEETING DATE: NOV 24, 2009 | ||||
TICKER: VEN SECURITY ID: 92277D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve To Set The Number Of Directors At 6 | Management | For | For |
2 | Elect R. Stuart Angus As A Director | Management | For | For |
3 | Elect Stephen A. Orr As A Director | Management | For | For |
4 | Elect Robert P. Pirooz As A Director | Management | For | For |
5 | Elect Randy V. J. Smallwood As A Director | Management | For | For |
6 | Elect Michael Steeves As A Director | Management | For | For |
7 | Elect Richard W. Warke As A Director | Management | For | For |
8 | Appoint Pricewaterhousecoopers Llp As The Auditors Of The Corporation For Theensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
9 | Approve The Issuance Of Shares To An Insider And Service Provider As Specified | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Marrone as Director | Management | For | For |
1.2 | Elect Patrick J. Mars as Director | Management | For | For |
1.3 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
1.4 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
1.5 | Elect Nigel Lees as Director | Management | For | For |
1.6 | Elect Dino Titaro as Director | Management | For | For |
1.7 | Elect John Begeman as Director | Management | For | For |
1.8 | Elect Robert Horn as Director | Management | For | For |
1.9 | Elect Richard Graff as Director | Management | For | For |
1.10 | Elect Carl Renzoni as Director | Management | For | For |
1.11 | Elect Alexander Davidson as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ZHAOJIN MINING INDUSTRY CO LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: 1818 SECURITY ID: Y988A6104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines | Management | For | For |
ZHAOJIN MINING INDUSTRY CO., LTD. MEETING DATE: FEB 26, 2010 | ||||
TICKER: 1818 SECURITY ID: Y988A6104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Capital Structure | Management | For | For |
2 | Amend Articles Re: Board Composition | Management | For | For |
3 | Amend Articles Re: Board-Related | Management | For | For |
4 | Amend Articles Re: Composition of Board of Supervisors | Management | For | For |
5 | Amend Articles Re: Directors, Supervisors, General Manager, Other Senior Management | Management | For | For |
1 | Elect Directors for the Third Session of the Board | Management | For | Against |
1a | Reelect Lu Dongshang as Executive Director | Management | For | Against |
1b | Reelect Wang Peifu as Executive Director | Management | For | Against |
1c | Reelect Liang Xinjun as Non-executive Director | Management | For | Against |
1d | Reelect Cong Jianmao as Non-executive Director | Management | For | Against |
1e | Elect Weng Zhanbin as Non-executive Director | Management | For | Against |
1f | Elect Wu Zhongqing as Non-executive Director | Management | For | Against |
1g | Reelect Chen Guoping as Non-executive Director | Management | For | Against |
1h | Reelect Yan Hongbo as Independent Non-executive Director | Management | For | For |
1i | Reelect Ye Tianzhu as Independent Non-executive Director | Management | For | For |
1j | Reelect Chen Jinrong as Independent Non-executive Director | Management | For | For |
1k | Reelect Choy Sze Chung Jojo as Independent Non-executive Director | Management | For | For |
2 | Elect Supervisors for the Third Session of the Supervisory Committee | Management | For | For |
2a | Reelect Wang Xiaojie as Supervisor | Management | For | For |
2b | Elect Jin Ting as Supervisor | Management | For | For |
3 | Approve Remuneration of Members of the Third Session of the Board and Supervisory Committee and Other Matters Relating to the Entering into of Service Contracts with Each of the Directors and Supervisors | Management | For | For |
ZHAOJIN MINING INDUSTRY CO., LTD. MEETING DATE: JUN 3, 2010 | ||||
TICKER: 1818 SECURITY ID: Y988A6104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint Ernst & Young and Shulun Pan Certified Public Accountants Co., Ltd. as the International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
ZHAOJIN MINING INDUSTRY CO., LTD. MEETING DATE: JUN 3, 2010 | ||||
TICKER: 1818 SECURITY ID: Y988A6104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU MEETING DATE: NOV 5, 2009 | ||||
TICKER: 2899 SECURITY ID: Y9892H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Medium-Term Notes and Short-Term Notes with a Total Aggregate Principal Amount Not Exceeding RMB 7.5 Billion within the Validity Period of the Mandate | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3a | Elect Chen Jinghe as Director | Management | For | Against |
3b | Elect Luo Yingnan as Director | Management | For | Against |
3c | Elect Liu Xiaochu as Director | Management | For | Abstain |
3d | Elect Lan Fusheng as Director | Management | For | Against |
3e | Elect Huang Xiaodong as Director | Management | For | Against |
3f | Elect Zou Laichang as Director | Management | For | Against |
3g | Elect Peng Jiaqing as Director | Management | For | Against |
3h | Elect Su Congfu as Director | Management | For | For |
3i | Elect Chen Yuchuan as Director | Management | For | For |
3j | Elect Lin Yongjing as Director | Management | For | For |
3k | Elect Wang Xiaojun as Director | Management | For | For |
4a | Elect Lin Shuiqing as Supervisor | Management | For | For |
4b | Elect Xu Qiang as Supervisor | Management | For | For |
4c | Elect Lin Xinxi as Supervisor | Management | For | For |
5 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
6 | Approve Participation in the Bid of 50 Percent Shares Transfer of Zijin Copper | Management | For | For |
ZIJIN MINING GROUP CO LTD (FORMERLY FUJIAN ZIJIN MINING INDU MEETING DATE: MAY 25, 2010 | ||||
TICKER: 601899 SECURITY ID: Y9892H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Independent Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5 | Accept Annual Report and its Summary Report | Management | For | For |
6 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2009. | Management | For | For |
7 | Approve Remuneration of Directors and Supervisors | Management | For | For |
8 | Reappoint Ernst and Young Hua Ming and Ernst and Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Donation of an Amount Not Exceeding 6 Percent of the Total Net Profit for Public Welfare and Charity | Shareholder | None | Abstain |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 23, 2010 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | For |
1.2 | Elect Director R.S. Austin | Management | For | For |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | For |
1.8 | Elect Director R.S. Roberts | Management | For | For |
1.9 | Elect Director S.C. Scott, III | Management | For | For |
1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.11 | Elect Director G.F. Tilton | Management | For | For |
1.12 | Elect Director M.D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ABIOMED, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AETNA INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank M. Clark | Management | For | For |
2 | Elect Director Betsy Z. Cohen | Management | For | For |
3 | Elect Director Molly J. Coye | Management | For | For |
4 | Elect Director Roger N. Farah | Management | For | For |
5 | Elect Director Barbara Hackman Franklin | Management | For | For |
6 | Elect Director Jeffrey E. Garten | Management | For | For |
7 | Elect Director Earl G. Graves | Management | For | For |
8 | Elect Director Gerald Greenwald | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
AFFYMAX, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen LaPorte | Management | For | For |
1.2 | Elect Director Keith R. Leonard | Management | For | For |
1.3 | Elect Director Christi van Heek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGA MEDICAL HOLDINGS, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: AGAM SECURITY ID: 008368102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Pelak | Management | For | For |
1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.J. Hoffman | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan De Silva | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: OCT 8, 2009 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly J. Barlow | Management | For | Withhold |
1.2 | Elect Director Sir Dominic Cadbury | Management | For | Withhold |
1.3 | Elect Director Cory A. Eaves | Management | For | Withhold |
1.4 | Elect Director Marcel L. "Gus" Gamache | Management | For | Withhold |
1.5 | Elect Director Philip D. Green | Management | For | Withhold |
1.6 | Elect Director John King | Management | For | Withhold |
1.7 | Elect Director Michael J. Kluger | Management | For | Withhold |
1.8 | Elect Director Mike Lawrie | Management | For | Withhold |
1.9 | Elect Director Glen E. Tullman | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | For |
1.2 | Elect Director Kevin P. Starr | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
ANADYS PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: ANDS SECURITY ID: 03252Q408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stelios Papadopoulos | Management | For | For |
1.2 | Elect Director George A. Scangos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Fuchs | Management | For | For |
1.2 | Elect Director Craig A. Johnson | Management | For | For |
1.3 | Elect Director John W. Poyhonen | Management | For | For |
1.4 | Elect Director Barry D. Quart | Management | For | For |
1.5 | Elect Director Jack S. Remington | Management | For | For |
1.6 | Elect Director Kevin C. Tang | Management | For | For |
1.7 | Elect Director Felix J. Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lavidas | Management | For | For |
1.2 | Elect Director M. Radaelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David F. Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Blake E. Devitt | Management | For | For |
2 | Elect Director John D. Forsyth | Management | For | For |
3 | Elect Director Gail D. Fosler | Management | For | For |
4 | Elect Director Carole J. Shapazian | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: MAY 26, 2010 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglas G. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Incentive Stock Option Plan | Management | For | Against |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent D. Foster | Management | For | For |
1.2 | Elect Director L. William Heiligbrodt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Boyd Douglas | Management | For | For |
1.2 | Elect Director Charles P. Huffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Sieczkarek | Management | For | For |
1.2 | Elect Director John L. Bishop | Management | For | For |
1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 17, 2010 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Donald Press | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo Canet | Management | For | For |
1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.3 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
EMERGENCY MEDICAL SERVICES CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: EMS SECURITY ID: 29100P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Paul B. Iannini | Management | For | For |
1.3 | Elect Director James T. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
1.3 | Elect Director Granger Cobb | Management | For | For |
1.4 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director Kevin E. Lofton | Management | For | For |
1.7 | Elect Director John W. Madigan | Management | For | For |
1.8 | Elect Director John C. Martin | Management | For | For |
1.9 | Elect Director Gordon E. Moore | Management | For | For |
1.10 | Elect Director Nicholas G. Moore | Management | For | For |
1.11 | Elect Director Richard J. Whitley | Management | For | For |
1.12 | Elect Director Gayle E. Wilson | Management | For | For |
1.13 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
HEALTH GRADES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: HGRD SECURITY ID: 42218Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry R. Hicks | Management | For | For |
1.2 | Elect Director Leslie S. Matthews | Management | For | For |
1.3 | Elect Director John J. Quattrone | Management | For | For |
1.4 | Elect Director Mary Boland | Management | For | For |
1.5 | Elect Director Mats Wahlstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christine Bennett | Management | For | For |
2 | Elect Director Denis Wade | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Stock Grant to Douglas Godshall | Management | For | For |
5 | Approve Stock Grant to C. Raymond Larkin, Jr. | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
4 | Approve Stock Grant to Robert Thomas | Management | For | For |
5 | Approve Stock Grant to Seth Harrison | Management | For | For |
6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
7 | Approve Stock Grant to Christine Bennett | Management | For | For |
8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
9 | Approve Stock Grant to Robert Stockman | Management | For | For |
10 | Approve Stock Grant to Denis Wade | Management | For | For |
11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIKMA PHARMACEUTICALS PLC MEETING DATE: MAY 13, 2010 | ||||
TICKER: HIK SECURITY ID: G4576K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Dr Ronald Goode as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Amend Management Incentive Plan | Management | For | For |
13 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
14 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director John F. Niblack | Management | For | Withhold |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.4 | Elect Director Jack Kaye | Management | For | For |
1.5 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
LHC GROUP, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: LHCG SECURITY ID: 50187A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Indest | Management | For | For |
1.2 | Elect Director Ronald T. Nixon | Management | For | For |
1.3 | Elect Director W.J. ?Billy? Tauzin | Management | For | For |
1.4 | Elect Director Kenneth E. Thorpe | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
1.2 | Elect Director Kapil Dhingra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 15, 2009 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Eagle | Management | For | For |
1.2 | Elect Director Fred Holubow | Management | For | For |
1.3 | Elect Director Gregory H. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 26, 2010 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank V. AtLee III | Management | For | For |
2 | Elect Director David L. Chicoine | Management | For | For |
3 | Elect Director Arthur H. Harper | Management | For | For |
4 | Elect Director Gwendolyn S. King | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
5 | Limit Executive Compensation | Shareholder | Against | Against |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 25, 2010 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NUVASIVE, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
1.2 | Elect Director Jack R. Blair | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2010 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Joseph Y. Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: MAY 27, 2010 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Guy J. Jordan as Director | Management | For | For |
1.4 | Elect Thomas J. Kester as Director | Management | For | For |
1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve that the Company Becomes a Wholly and Directly Owned Subsidiary of GenMark Diagnostics, Inc | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | Against |
5 | Elect Director Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | Against |
7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PHASE FORWARD INCORPORATED MEETING DATE: APR 30, 2010 | ||||
TICKER: PFWD SECURITY ID: 71721R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert K. Weiler | Management | For | For |
1.2 | Elect Director Axel Bichara | Management | For | For |
1.3 | Elect Director Paul A. Bleicher, M.D., Ph.D. | Management | For | For |
1.4 | Elect Director Richard A. D'Amore | Management | For | For |
1.5 | Elect Director Gary E. Haroian | Management | For | For |
1.6 | Elect Director Paul G. Joubert | Management | For | For |
1.7 | Elect Director Kenneth I. Kaitin, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis R. Shaughnessy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: APR 30, 2010 | ||||
TICKER: PFRM3 SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Directors | Management | For | For |
PRONOVA BIOPHARMA ASA MEETING DATE: MAY 7, 2010 | ||||
TICKER: PRON SECURITY ID: R7042F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Receive President's Report | Management | None | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors for 2009 | Management | For | Did Not Vote |
9a | Reelect Gert Munthe as Member and Chair to the Nominating Committee | Management | For | Did Not Vote |
9b | Reelect Alexandra Morris as Member of Nominating Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Creation of NOK 602,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
14 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
REHABCARE GROUP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: RHB SECURITY ID: 759148109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
1.3 | Elect Director Anthony S. Piszel | Management | For | For |
1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
1.5 | Elect Director Harry E. Rich | Management | For | For |
1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
1.7 | Elect Director Larry Warren | Management | For | For |
1.8 | Elect Director Theodore M. Wight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RTI BIOLOGICS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian K. Hutchison | Management | For | For |
1.2 | Elect Director Julianne M. Bowler | Management | For | For |
1.3 | Elect Director Roy D. Crowninshield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
SANOFI AVENTIS MEETING DATE: MAY 17, 2010 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
6 | Elect Catherine Brechignac as Director | Management | For | For |
7 | Reelect Robert Castaigne as Director | Management | For | Against |
8 | Reelect Lord Douro as Director | Management | For | Against |
9 | Reelect Christian Mulliez as Director | Management | For | Against |
10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect David Stout as Director | Management | For | For |
4 | Elect William Burns as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Amend the Portfolio Share Plan | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountant Co., Ltd. as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
8 | Elect Chen Qiyu as Non-Executive Director | Management | For | For |
9 | Elect Qian Shunjiang as Supervisor | Management | For | For |
10 | Approve Transactions Under the Master Pharmaceutical Products, Healthcare Products and Medical Supplies Procurement Agreement with the Controlling Shareholder and Related Annual Caps | Management | For | For |
11 | Approve the Acquisition of Equity Interest in Xinjiang Company Under the Xinjiang Company Agreement | Management | For | For |
12 | Approve the Acquisition of Equity Interest in Hubei Yibao Under the Hubei Yibao Agreement | Management | For | For |
13 | Approve the Acquisition of Transferred Business of Industry Company Under the Industry Company Agreement | Management | For | For |
14 | Approve the Acquisition of Transferred Business of Trading Company Under the Trading Company Agreement | Management | For | For |
15 | Authorize the Board to Acquire and Dispoe of the Assets of the Company and Grant Guarantees in Favor of Third Parties with an Aggregate Total Value of Not More than 30 Percent of the Latest Audited Total Assets of the Company | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Other Business (Voting) | Management | For | Against |
STEWART ENTERPRISES, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director James W. McFarland | Management | For | For |
1.5 | Elect Director Ronald H. Patron | Management | For | For |
1.6 | Elect Director Michael O. Read | Management | For | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director David I. Fuente | Management | For | For |
1.4 | Elect Director Stephen D. Harlan | Management | For | For |
1.5 | Elect Director Paul J. Klaassen | Management | For | For |
1.6 | Elect Director Lynn Krominga | Management | For | For |
1.7 | Elect Director William G. Little | Management | For | For |
1.8 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TARGACEPT, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Blixt | Management | For | For |
1.2 | Elect Director Alan W. Dunton | Management | For | For |
1.3 | Elect Director Ralph Snyderman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
5 | Election Of Director: Prof. Moshe Many | Management | For | For |
6 | Election Of Director: Mr. Dan Propper | Management | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
9 | Approve Compensation of Board Chairman | Management | For | For |
10 | Approve Compensation of Director | Management | For | For |
11 | Approve Compensation of Director | Management | For | For |
12 | Increase Authorized Share Capital | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Hotz | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: MAY 11, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Brandon B. Boze | Management | For | For |
2 | Election Director J. Michael Pearson | Management | For | For |
3 | Election Director Norma A. Provencio | Management | For | For |
4 | Election Director Stephen F. Stefano | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WEBMD HEALTH CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Mark J. Adler | Management | For | For |
2.2 | Elect Director Neil F. Dimick | Management | For | For |
2.3 | Elect Director James V. Manning | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sheila P. Burke | Management | For | Against |
2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
3 | Elect Director Jackie M. Ward | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 7, 2010 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | Did Not Vote |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2010 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Carmen L. Dierson | Management | For | For |
1.3 | Elect Director Martin J. Emerson | Management | For | For |
1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.5 | Elect Director Gary D. Henley | Management | For | For |
1.6 | Elect Director John L. Miclot | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Director David D. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director George B. Abercrombie | Management | For | For |
1.5 | Elect Director James A. Cannon | Management | For | For |
1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT HOME FINANCE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABINGTON BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ABBC SECURITY ID: 00350L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack J. Sandoski | Management | For | For |
1.2 | Elect Director G. Price Wilson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | Withhold |
1.6 | Elect Director Jan Leschly | Management | For | Withhold |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
1.10 | Elect Director Steven S. Reinemund | Management | For | For |
1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
ASTORIA FINANCIAL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: AF SECURITY ID: 046265104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Chrin | Management | For | For |
1.2 | Elect Director John J. Conefry, Jr. | Management | For | For |
1.3 | Elect Director Brian M. Leeney | Management | For | For |
1.4 | Elect Director Thomas V. Powderly | Management | For | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BANK MUTUAL CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: BKMU SECURITY ID: 063750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Brown | Management | For | For |
1.2 | Elect Director Mark C. Herr | Management | For | For |
1.3 | Elect Director J. Gus Swoboda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BB&T CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
1.9 | Elect Director Jane P. Helm | Management | For | For |
1.10 | Elect Director John P. Howe III, MD | Management | For | For |
1.11 | Elect Director Kelly S. King | Management | For | For |
1.12 | Elect Director James H. Maynard | Management | For | For |
1.13 | Elect Director Albert O. McCauley | Management | For | For |
1.14 | Elect Director J. Holmes Morrison | Management | For | For |
1.15 | Elect Director Nido R. Qubein | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
BENEFICIAL MUTUAL BANCORP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: BNCL SECURITY ID: 08173R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Boehne | Management | For | For |
1.2 | Elect Director Karen D. Buchholz | Management | For | For |
1.3 | Elect Director Donald F. Gayhardt, Jr. | Management | For | For |
1.4 | Elect Director Michael J. Morris | Management | For | For |
1.5 | Elect Director Roy D. Yates | Management | For | For |
1.6 | Elect Director Charles Kahn, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROOKLINE BANCORP, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BRKL SECURITY ID: 11373M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Chapin | Management | For | For |
1.2 | Elect Director John A. Hackett, Sr. | Management | For | For |
1.3 | Elect Director John L. Hall, II | Management | For | For |
1.4 | Elect Director Rosamond B. Vaule | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CAPITOL FEDERAL FINANCIAL MEETING DATE: JAN 26, 2010 | ||||
TICKER: CFFN SECURITY ID: 14057C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Dicus | Management | For | For |
1.2 | Elect Director Jeffrey R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHIMERA INVESTMENT CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: CIM SECURITY ID: 16934Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeremy Diamond | Management | For | For |
1.2 | Elect Director John Reilly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
DANVERS BANCORP, INC. MEETING DATE: OCT 9, 2009 | ||||
TICKER: DNBK SECURITY ID: 236442109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 8, 2010 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 27, 2010 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephan A. James | Management | For | For |
1.2 | Elect Director James Neary | Management | For | For |
1.3 | Elect Director Frank R. Martire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 8, 2009 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | Withhold |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director Roslyn B. Payne | Management | For | For |
1.14 | Elect Director John W. Peace | Management | For | For |
1.15 | Elect Director D. Van Skilling | Management | For | For |
1.16 | Elect Director Herbert B. Tasker | Management | For | For |
1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.18 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST FINANCIAL HOLDINGS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: FFCH SECURITY ID: 320239106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paula Harper Bethea | Management | For | For |
1.2 | Elect Director Paul G. Campbell, Jr. | Management | For | For |
1.3 | Elect Director Ronnie M. Givens | Management | For | For |
1.4 | Elect Director Hugh L. Willcox, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.2 | Elect Director John R. Koelmel | Management | For | For |
1.3 | Elect Director George M. Philip | Management | For | For |
1.4 | Elect Director Louise Woerner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLUSHING FINANCIAL CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: FFIC SECURITY ID: 343873105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard P. Tully, Sr. | Management | For | For |
1.2 | Elect Director John R. Buran | Management | For | For |
1.3 | Elect Director James D. Bennett | Management | For | For |
1.4 | Elect Director Vincent F. Nicolosi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
HARLEYSVILLE NATIONAL CORP. MEETING DATE: JAN 22, 2010 | ||||
TICKER: HNBC SECURITY ID: 412850109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Other Business | Management | For | Against |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald O. Quest PhD | Management | For | For |
2 | Elect Director Joseph G. Sponholz | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INVESTORS BANCORP, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: ISBC SECURITY ID: 46146P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Grant | Management | For | For |
1.2 | Elect Director Kevin Cummings | Management | For | For |
1.3 | Elect Director Joseph H. Shepard III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERIDIAN INTERSTATE BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EBSB SECURITY ID: 58964Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna R. DiMaria | Management | For | For |
1.2 | Elect Director Richard F. Fernandez | Management | For | For |
1.3 | Elect Director Domenic A. Gamberdella | Management | For | For |
1.4 | Elect Director Thomas J. Gunning | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METAVANTE TECHNOLOGIES, INC. MEETING DATE: SEP 4, 2009 | ||||
TICKER: MV �� SECURITY ID: 591407101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MFA FINANCIAL INC MEETING DATE: MAY 20, 2010 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stewart Zimmerman | Management | For | For |
1.2 | Elect Director James A. Brodsky | Management | For | For |
1.3 | Elect Director Alan L. Gosule | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MGIC INVESTMENT CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Abbott | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Michael E. Lehman | Management | For | For |
4 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Blake | Management | For | For |
1.2 | Elect Director Michael J. Levine | Management | For | For |
1.3 | Elect Director Guy V. Molinari | Management | For | For |
1.4 | Elect Director John M. Tsimbinos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORTHWEST BANCSHARES, INC MEETING DATE: DEC 15, 2009 | ||||
TICKER: NWBI SECURITY ID: 667328108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Approve Establishment and Funding of Charitable Foundation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4 | Amend Articles of Incorporation to Limit Stockholders Ability to Remove Directors | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
7 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
NORTHWEST BANCSHARES, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: NWBI SECURITY ID: 667340103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Ferrier | Management | For | For |
1.2 | Elect Director Joseph F. Long | Management | For | For |
1.3 | Elect Director Richard E. McDowell | Management | For | For |
1.4 | Elect Director John P. Meegan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORITANI FINANCIAL CORP MEETING DATE: JUN 18, 2010 | ||||
TICKER: ORIT SECURITY ID: 686323106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Formation of Holding Company | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Amend Certificate of Incorporation to Limit Ability of Stockholders to Remove Directors | Management | For | Against |
4 | Adopt Supermajority Vote Requirement for Amendments to Certificate of Incorporation | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
6 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Dwight | Management | For | For |
1.2 | Elect Director Janet M. Hansen | Management | For | For |
1.3 | Elect Director Mark W. Richards | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
RADIAN GROUP INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: RDN SECURITY ID: 750236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert Wender | Management | For | For |
2 | Elect Director David C. Carney | Management | For | For |
3 | Elect Director Howard B. Culang | Management | For | For |
4 | Elect Director Stephen T. Hopkins | Management | For | For |
5 | Elect Director Sanford A. Ibrahim | Management | For | For |
6 | Elect Director James W. Jennings | Management | For | For |
7 | Elect Director Ronald W. Moore | Management | For | For |
8 | Elect Director Jan Nicholson | Management | For | For |
9 | Elect Director Robert W. Richards | Management | For | For |
10 | Elect Director Anthony W. Schweiger | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Amend Securities Transfer Restrictions | Management | For | For |
13 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
ROCKVILLE FINANCIAL, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: RCKB SECURITY ID: 774186100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Engelson | Management | For | Withhold |
1.2 | Elect Director Richard M. Tkacz | Management | For | Withhold |
1.3 | Elect Director Pamela J. Guenard | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TFS FINANCIAL CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: TFSL SECURITY ID: 87240R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A Stefanski | Management | For | For |
1.2 | Elect Director Martin J Cohen | Management | For | For |
1.3 | Elect Director Robert A Fiala | Management | For | For |
1.4 | Elect Director Ben S Stefanski III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIEWPOINT FINANCIAL GROUP MEETING DATE: JUN 28, 2010 | ||||
TICKER: VPFG SECURITY ID: 926727108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Conversion and Reorganization | Management | For | For |
2.1 | Elect Director Gary D. Basham | Management | For | For |
2.2 | Elect Director Jack D. Ersman | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Provide Directors May Only Be Removed for Cause | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments | Management | For | Against |
7 | Adopt Supermajority Vote Requirement for Shareholder Proposed Amendments | Management | For | Against |
8 | Approve Stock Ownership Limitations | Management | For | Against |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek L. Chinn | Management | For | For |
1.2 | Elect Director Thomas J. Kelley | Management | For | For |
1.3 | Elect Director Barbara L. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WEBSTER FINANCIAL CORP. MEETING DATE: DEC 10, 2009 | ||||
TICKER: WBS SECURITY ID: 947890109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation to Remove the 10% Capital Stock Acquisition Limitation | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
WEBSTER FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: WBS SECURITY ID: 947890109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Becker | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Charles W. Shivery | Management | For | For |
1.4 | Elect Director James C. Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Other Business | Management | For | Against |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WILMINGTON TRUST CORPORATION MEETING DATE: APR 21, 2010 | ||||
TICKER: WL SECURITY ID: 971807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Keith Elliott | Management | For | For |
1.2 | Elect Director Gailen Krug | Management | For | For |
1.3 | Elect Director Michele M. Rollins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WSFS FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: WSFS SECURITY ID: 929328102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Downey | Management | For | For |
1.2 | Elect Director Anat M. Bird | Management | For | For |
1.3 | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
1.4 | Elect Director Thomas P. Preston | Management | For | For |
1.5 | Elect Director Marvin N. Schoenhals | Management | For | For |
1.6 | Elect Director R. Ted Weschler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ACUITY BRANDS, INC. MEETING DATE: JAN 8, 2010 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George C. Guynn | Management | For | For |
1.2 | Elect Director Vernon J. Nagel | Management | For | For |
1.3 | Elect Director Julia B. North | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 4, 2009 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frances D. Cook | Management | For | For |
1.2 | Elect Director Martin C. Faga | Management | For | For |
1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
1.4 | Elect Director Douglas L. Maine | Management | For | For |
1.5 | Elect Director Roman Martinez, IV | Management | For | For |
1.6 | Elect Director Daniel J. Murphy | Management | For | For |
1.7 | Elect Director Mark H. Ronald | Management | For | For |
1.8 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALTRA HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael L. Hurt | Management | For | For |
1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
1.6 | Elect Director Larry McPherson | Management | For | For |
1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Klein | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLACK & DECKER CORP., THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BLOUNT INTERNATIONAL, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BLT SECURITY ID: 095180105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
1.2 | Elect Director R. Eugene Cartledge | Management | For | For |
1.3 | Elect Director Andrew C. Clarke | Management | For | For |
1.4 | Elect Director Joshua L. Collins | Management | For | For |
1.5 | Elect Director Thomas J. Fruechtel | Management | For | For |
1.6 | Elect Director E. Daniel James | Management | For | For |
1.7 | Elect Director Robert D. Kennedy | Management | For | For |
1.8 | Elect Director Harold E. Layman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUCYRUS INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BUCY SECURITY ID: 118759109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak K. Kapur | Management | For | For |
1.2 | Elect Director Theodore C. Rogers | Management | For | For |
1.3 | Elect Director Robert C. Scharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 14, 2010 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director Robin S. Callahan | Management | For | For |
3 | Elect Director David A. Roberts | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CHLORIDE GROUP PLC MEETING DATE: JUL 21, 2009 | ||||
TICKER: CHLD SECURITY ID: G21112100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 2.85 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Tim Cobbold as Director | Management | For | For |
4 | Re-elect Neil Warner as Director | Management | For | For |
5 | Elect John Hughes as Director | Management | For | For |
6 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
7 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Amend Art. of Assoc. by Deleting All of the Provisions of the Company's Memorandum of Assoc. which, by Virtue of Section 28 of the Company's Act 2006, Would Otherwise be Treated as Provisions of the Company's Art. of Assoc.; Adopt New Articles of Assoc. | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,000,000 | Management | For | For |
11 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,219,000 | Management | For | For |
12 | Authorise 25,750,000 Ordinary Shares for Market Purchase | Management | For | For |
13 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
COLUMBUS MCKINNON CORP. MEETING DATE: JUL 27, 2009 | ||||
TICKER: CMCO SECURITY ID: 199333105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy T. Tevens | Management | For | Withhold |
1.2 | Elect Director Richard H. Fleming | Management | For | Withhold |
1.3 | Elect Director Ernest R. Verebelyi | Management | For | Withhold |
1.4 | Elect Director Wallace W. Creek | Management | For | Withhold |
1.5 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.6 | Elect Director Linda A. Goodspeed | Management | For | Withhold |
1.7 | Elect Director Nicholas T. Pinchuk | Management | For | Withhold |
1.8 | Elect Director Liam G. Mccarthy | Management | For | Withhold |
1.9 | Elect Director Christian B. Ragot | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CVGI SECURITY ID: 202608105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Arves | Management | For | Withhold |
1.2 | Elect Director Robert C. Griffin | Management | For | Withhold |
1.3 | Elect Director Richard A. Snell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CRANE CO. MEETING DATE: APR 19, 2010 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karen E. Dykstra | Management | For | For |
2 | Elect Director Richard S. Forte | Management | For | For |
3 | Elect Director James L. L. Tullis | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven M. Rales | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Alan G. Spoon | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
DEERE & CO. MEETING DATE: FEB 24, 2010 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Aulana L. Peters | Management | For | For |
3 | Elect Director David B. Speer | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Limit Executive Compensation | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 2, 2010 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director C. Fernandez G. | Management | For | For |
1.3 | Elect Director W. J. Galvin | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | For |
1.5 | Elect Director V. R. Loucks, Jr. | Management | For | For |
1.6 | Elect Director R. L. Ridgway | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GIBRALTAR INDUSTRIES, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: ROCK SECURITY ID: 374689107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Colombo | Management | For | For |
1.2 | Elect Director Gerald S. Lippes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.5 | Elect Director James W. Griffith | Management | For | For |
1.6 | Elect Director William R. Holland | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Douglas E. Olesen | Management | For | For |
1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
HEICO CORPORATION MEETING DATE: MAR 29, 2010 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Mitchell I. Quain | Management | For | For |
1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Clive R. Hollick | Management | For | For |
8 | Elect Director George Paz | Management | For | For |
9 | Elect Director Bradley T. Sheares | Management | For | For |
10 | Elect Director Michael W. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
1.2 | Elect Director Gideon Argov | Management | For | Withhold |
1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director Janet K. Cooper | Management | For | For |
1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
1.4 | Elect Director Terry D. Stinson | Management | For | For |
1.5 | Elect Director Richard L. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LMI AEROSPACE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: LMIA SECURITY ID: 502079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Saks | Management | For | For |
1.2 | Elect Director Joseph Burstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
2 | Elect Director Nolan D. Archibald | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Gwendolyn S. King | Management | For | For |
6 | Elect Director James M. Loy | Management | For | Against |
7 | Elect Director Douglas H. McCorkindale | Management | For | For |
8 | Elect Director Joseph W. Ralston | Management | For | For |
9 | Elect Director James Schneider | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PACCAR INC MEETING DATE: APR 20, 2010 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Robert T. Parry | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QUIXOTE CORP. MEETING DATE: NOV 19, 2009 | ||||
TICKER: QUIX SECURITY ID: 749056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Reimer | Management | For | For |
1.2 | Elect Director Clifford D. Nastas | Management | For | For |
1.3 | Elect Director Lawrence C. McQuade | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
REGAL BELOIT CORPORATION MEETING DATE: APR 26, 2010 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher L. Doerr | Management | For | For |
2 | Elect Director Mark J. Gliebe | Management | For | For |
3 | Elect Director Curtis W. Stoelting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 2, 2010 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Beall | Management | For | For |
1.2 | Elect Director Mark Donegan | Management | For | For |
1.3 | Elect Director Andrew J. Policano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. "Rusty" Rush | Management | For | For |
1.3 | Elect Director Ronald J. Krause | Management | For | For |
1.4 | Elect Director James C. Underwood | Management | For | For |
1.5 | Elect Director Harold D. Marshall | Management | For | For |
1.6 | Elect Director Thomas A. Akin | Management | For | For |
1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SAFT GROUPE SA MEETING DATE: JUN 9, 2010 | ||||
TICKER: SAFT SECURITY ID: F7758P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Abstain |
4 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
6 | Authorize Repurchase of Up to 180,000 Shares | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Management | For | For |
9 | Authorize up to 400,000 Shares for Use in Stock Option Plan | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | Management | For | For |
12 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
13 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10, 11 and 12 at EUR 10 Million | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | Against |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Amend Article 18.3 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | Against |
17 | Amend Article 22.14 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY, INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SXE SECURITY ID: 854532108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip O. Nolan | Management | For | For |
1.2 | Elect Director George H. Wilson | Management | For | For |
1.3 | Elect Director William E. Karlson | Management | For | For |
1.4 | Elect Director James C. Hughes | Management | For | For |
1.5 | Elect Director Richard L. Kelly | Management | For | For |
1.6 | Elect Director Charles S. Ream | Management | For | For |
1.7 | Elect Director John P. Riceman | Management | For | For |
1.8 | Elect Director Jimmy D. Ross | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIMKEN COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Griffith | Management | For | Withhold |
1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
W.W. GRAINGER, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Stuart L. Levenick | Management | For | For |
1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Gary L. Rogers | Management | For | For |
1.10 | Elect Director James T. Ryan | Management | For | For |
1.11 | Elect Director E. Scott Santi | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
WEG SA MEETING DATE: DEC 28, 2009 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between the Company and Trafo Equipamentos Eletricos | Management | For | For |
2 | Appoint Pricewaterhouse Coopers to Appraise Proposed Merger | Management | For | For |
3 | Approve Appraisal of Proposed Merger | Management | For | For |
4 | Approve Increase in Share Capital Due to Acquired Shares | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
WEG SA MEETING DATE: APR 27, 2010 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
5 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
6 | Amend Articles | Management | For | Against |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
AAON, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AAON SECURITY ID: 000360206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul K. Lackey, Jr. | Management | For | For |
1.2 | Elect Director A.H. McElroy II | Management | For | For |
ACTUANT CORPORATION MEETING DATE: JAN 12, 2010 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 8, 2010 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George C. Guynn | Management | For | For |
1.2 | Elect Director Vernon J. Nagel | Management | For | For |
1.3 | Elect Director Julia B. North | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 5, 2010 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Dionisio | Management | For | For |
1.2 | Elect Director Robert J. Lowe | Management | For | For |
1.3 | Elect Director Norman Y. Mineta | Management | For | For |
1.4 | Elect Director William P. Rutledge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Corporate Bodies | Management | For | Against |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
2 | Amend Articles 17, 31 and 25 | Management | For | For |
3 | Consolidate Company's Bylaws | Management | For | For |
ALTRA HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael L. Hurt | Management | For | For |
1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
1.6 | Elect Director Larry McPherson | Management | For | For |
1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Klein | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs, Jr. | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Mu?oz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ARKANSAS BEST CORP. MEETING DATE: APR 22, 2010 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Frank Edelstein | Management | For | For |
1.3 | Elect Director Robert A. Young III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AVIS BUDGET GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CAR SECURITY ID: 053774105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald L. Nelson | Management | For | For |
2 | Elect Director Mary C. Choksi | Management | For | For |
3 | Elect Director Leonard S. Coleman | Management | For | For |
4 | Elect Director Martin L. Edelman | Management | For | For |
5 | Elect Director John D. Hardy, Jr. | Management | For | For |
6 | Elect Director Lynn Krominga | Management | For | For |
7 | Elect Director Eduardo G. Mestre | Management | For | For |
8 | Elect Director F. Robert Salerno | Management | For | For |
9 | Elect Director Stender E. Sweeney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BARNES GROUP INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: B SECURITY ID: 067806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director George T. Carpenter | Management | For | For |
1.3 | Elect Director William J. Morgan | Management | For | For |
1.4 | Elect Director Hassell H. McClellan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | Withhold |
1.2 | Elect Director Richard G. Hamermesh | Management | For | Withhold |
1.3 | Elect Director Amin J. Khoury | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Implement MacBride Principles | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
BLACK & DECKER CORP., THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINK'S COMPANY, THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul G. Boynton | Management | For | For |
1.2 | Elect Director Murray D. Martin | Management | For | For |
1.3 | Elect Director Ronald L. Turner | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BUCYRUS INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BUCY SECURITY ID: 118759109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak K. Kapur | Management | For | For |
1.2 | Elect Director Theodore C. Rogers | Management | For | For |
1.3 | Elect Director Robert C. Scharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 14, 2010 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director Robin S. Callahan | Management | For | For |
3 | Elect Director David A. Roberts | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CASELLA WASTE SYSTEMS, INC. MEETING DATE: OCT 13, 2009 | ||||
TICKER: CWST SECURITY ID: 147448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Casella | Management | For | For |
1.2 | Elect Director John F. Chapple, III | Management | For | For |
1.3 | Elect Director James P. McManus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CINTAS CORP. MEETING DATE: OCT 20, 2009 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Paul R. Carter | Management | For | For |
3 | Elect Director Gerald V. Dirvin | Management | For | For |
4 | Elect Director Richard T. Farmer | Management | For | For |
5 | Elect Director Scott D. Farmer | Management | For | For |
6 | Elect Director Joyce Hergenhan | Management | For | For |
7 | Elect Director James J. Johnson | Management | For | For |
8 | Elect Director Robert J. Kohlhepp | Management | For | For |
9 | Elect Director David C. Phillips | Management | For | For |
10 | Elect Director Ronald W. Tysoe | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
CON-WAY INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Anton | Management | For | For |
1.2 | Elect Director William R. Corbin | Management | For | For |
1.3 | Elect Director Robert Jaunich, II | Management | For | For |
1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
1.5 | Elect Director John C. Pope | Management | For | For |
1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
1.7 | Elect Director Peter W. Stott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven M. Rales | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Alan G. Spoon | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
DEERE & CO. MEETING DATE: FEB 24, 2010 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Aulana L. Peters | Management | For | For |
3 | Elect Director David B. Speer | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Limit Executive Compensation | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
1.2 | Elect Director Jill D. Smith | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. William Barnett | Management | For | For |
1.2 | Elect Director David W. Quinn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert D. Daleo | Management | For | For |
2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
3 | Elect Director L. Phillip Humann | Management | For | For |
4 | Elect Director Mark B. Templeton | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 28, 2009 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
1.4 | Elect Director J.R. Hyde, III | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director Steven R. Loranger | Management | For | For |
1.7 | Elect Director Gary W. Loveman | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FUSHI COPPERWELD, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FSIN SECURITY ID: 36113E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Fu | Management | For | For |
1.2 | Elect Director Joseph J. Longever | Management | For | For |
1.3 | Elect Director Wenbing Christopher Wang | Management | For | For |
1.4 | Elect Director Barry L. Raeburn | Management | For | For |
1.5 | Elect Director Feng Bai | Management | For | For |
1.6 | Elect Director Jiping Hua | Management | For | For |
1.7 | Elect Director John Francis 'Jack' Perkowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GENERAL CABLE CORP. MEETING DATE: MAY 13, 2010 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Welsh, III | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER COMPANY, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Robert J. Keegan | Management | For | For |
4 | Elect Director Richard J. Kramer | Management | For | For |
5 | Elect Director W. Alan McCollough | Management | For | For |
6 | Elect Director Denise M. Morrison | Management | For | For |
7 | Elect Director Rodney O'Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Ratify Auditors | Management | For | For |
HECKMANN CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: HEK SECURITY ID: 422680108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Heckmann | Management | For | For |
1.2 | Elect Director Alfred E. Osborne, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry H. Beracha | Management | For | For |
1.2 | Elect Director Brian A. Bernasek | Management | For | For |
1.3 | Elect Director Robert F. End | Management | For | For |
1.4 | Elect Director George W. Tamke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Clive R. Hollick | Management | For | For |
8 | Elect Director George Paz | Management | For | For |
9 | Elect Director Bradley T. Sheares | Management | For | For |
10 | Elect Director Michael W. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
ICF INTERNATIONAL, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: ICFI SECURITY ID: 44925C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srikant M. Datar | Management | For | For |
1.2 | Elect Director Eileen O'Shea Auen | Management | For | For |
1.3 | Elect Director Peter M. Schulte | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
1.2 | Elect Director Gideon Argov | Management | For | Withhold |
1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JOY GLOBAL, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: JOYG SECURITY ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John Nils Hanson | Management | For | For |
1.3 | Elect Director Ken C. Johnsen | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KEYENCE CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
2.2 | Elect Director Michio Sasaki | Management | For | For |
2.3 | Elect Director Akira Kanzawa | Management | For | For |
2.4 | Elect Director Akinori Yamamoto | Management | For | For |
2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
2.7 | Elect Director Yuji Ogishi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 25, 2010 | ||||
TICKER: PHIA SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | Did Not Vote |
2a | Approve 2009 Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2b | Receive Explanation on Company's Corporate Governance Structure | Management | None | Did Not Vote |
2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
2d | Approve Dividends of EUR 0.70 Per Share | Management | For | Did Not Vote |
2e | Approve Discharge of Management Board | Management | For | Did Not Vote |
2f | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
3a | Reelect G.H.A. Dutine to Management Board | Management | For | Did Not Vote |
3b | Reelect R.S. Provoost to Management Board | Management | For | Did Not Vote |
3c | Reelect A. Ragnetti to Management Board | Management | For | Did Not Vote |
3d | Reelect S.H. Rusckowski to Management Board | Management | For | Did Not Vote |
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | Did Not Vote |
5 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
6 | Other Business (Non-Voting) | Management | None | Did Not Vote |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director Janet K. Cooper | Management | For | For |
1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
1.4 | Elect Director Terry D. Stinson | Management | For | For |
1.5 | Elect Director Richard L. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
2 | Elect Director Nolan D. Archibald | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Gwendolyn S. King | Management | For | For |
6 | Elect Director James M. Loy | Management | For | Against |
7 | Elect Director Douglas H. McCorkindale | Management | For | For |
8 | Elect Director Joseph W. Ralston | Management | For | For |
9 | Elect Director James Schneider | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
MANPOWER INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director Jack M. Greenberg | Management | For | For |
1.3 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
1.2 | Elect Director William A. Koertner | Management | For | For |
1.3 | Elect Director William D. Patterson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Landon Hilliard | Management | For | For |
4 | Elect Director Burton M. Joyce | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
NSK LTD. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 6471 SECURITY ID: J55505101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2.1 | Elect Director Seiichi Asaka | Management | For | Against |
2.2 | Elect Director Norio Ohtsuka | Management | For | Against |
2.3 | Elect Director Michio Hara | Management | For | Against |
2.4 | Elect Director Kazuo Matsuda | Management | For | Against |
2.5 | Elect Director Yukio Takebe | Management | For | Against |
2.6 | Elect Director Tsutomu Komori | Management | For | Against |
2.7 | Elect Director Yoshio Shoda | Management | For | Against |
2.8 | Elect Director Masami Tazawa | Management | For | Against |
2.9 | Elect Director Toyohiko Sanari | Management | For | For |
2.10 | Elect Director Michio Ueno | Management | For | For |
2.11 | Elect Director Yoshikazu Sashida | Management | For | For |
2.12 | Elect Director Toshitaka Hagiwara | Management | For | For |
OMRON CORP. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yoshio Tateishi | Management | For | For |
2.2 | Elect Director Fumio Tateishi | Management | For | For |
2.3 | Elect Director Hisao Sakuta | Management | For | For |
2.4 | Elect Director Keiichirou Akahoshi | Management | For | For |
2.5 | Elect Director Yutaka Takigawa | Management | For | For |
2.6 | Elect Director Kazuhiko Toyama | Management | For | For |
2.7 | Elect Director Masamitsu Sakurai | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
PACCAR INC MEETING DATE: APR 20, 2010 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Robert T. Parry | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 28, 2009 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Kassling | Management | For | For |
1.2 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.3 | Elect Director Giulio Mazzalupi | Management | For | For |
1.4 | Elect Director Klaus-Peter Muller | Management | For | For |
1.5 | Elect Director Joseph M. Scaminace | Management | For | For |
1.6 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.7 | Elect Director Markos I. Tambakeras | Management | For | For |
1.8 | Elect Director James L. Wainscott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
REGAL BELOIT CORPORATION MEETING DATE: APR 26, 2010 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher L. Doerr | Management | For | For |
2 | Elect Director Mark J. Gliebe | Management | For | For |
3 | Elect Director Curtis W. Stoelting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director James E. O Connor | Management | For | For |
2 | Election Director John W. Croghan | Management | For | For |
3 | Election Director James W. Crownover | Management | For | For |
4 | Election Director William J. Flynn | Management | For | For |
5 | Election Director David I. Foley | Management | For | For |
6 | Election Director Michael Larson | Management | For | For |
7 | Election Director Nolan Lehmann | Management | For | For |
8 | Election Director W. Lee Nutter | Management | For | For |
9 | Election Director Ramon A. Rodriguez | Management | For | For |
10 | Election Director Allan C. Sorensen | Management | For | For |
11 | Election Director John M. Trani | Management | For | For |
12 | Election Director Michael W. Wickham | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 2, 2010 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. "Rusty" Rush | Management | For | For |
1.3 | Elect Director Ronald J. Krause | Management | For | For |
1.4 | Elect Director James C. Underwood | Management | For | For |
1.5 | Elect Director Harold D. Marshall | Management | For | For |
1.6 | Elect Director Thomas A. Akin | Management | For | For |
1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SAIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Holland | Management | For | For |
2 | Elect Director Richard D. O'Dell | Management | For | For |
3 | Elect Director Douglas W. Rockel | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SCHAWK, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SGK SECURITY ID: 806373106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence W. Schawk | Management | For | For |
1.2 | Elect Director David A. Schawk | Management | For | Withhold |
1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
1.4 | Elect Director Leonard S. Caronia | Management | For | For |
1.5 | Elect Director Judith W. McCue | Management | For | For |
1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
1.7 | Elect Director John T. McEnroe | Management | For | For |
1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
1.9 | Elect Director Stanley N. Logan | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
SMARTHEAT, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: HEAT SECURITY ID: 83172F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jun Wang | Management | For | For |
1.2 | Elect Director Weiguo Wang | Management | For | For |
1.3 | Elect Director Wenbin Lin | Management | For | For |
1.4 | Elect Director Arnold Staloff | Management | For | For |
1.5 | Elect Director Xin Li | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STEELCASE INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SCS SECURITY ID: 858155203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Connie K. Duckworth | Management | For | For |
1.2 | Elect Director James P. Hackett | Management | For | For |
1.3 | Elect Director David W. Joos | Management | For | For |
1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
STONERIDGE, INC. MEETING DATE: MAY 17, 2010 | ||||
TICKER: SRI SECURITY ID: 86183P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 28, 2010 | ||||
TICKER: 669 SECURITY ID: Y8563B159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIMKEN COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Griffith | Management | For | Withhold |
1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
TRIMAS CORP. MEETING DATE: MAY 10, 2010 | ||||
TICKER: TRS SECURITY ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Wathen | Management | For | For |
1.2 | Elect Director Marshall A. Cohen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TRIUMPH GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Edward Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect William Stavropoulos as Director | Management | For | For |
3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.11 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
ULTRAPETROL BAHAMAS LTD MEETING DATE: OCT 21, 2009 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
4 | Reelect James F. Martin as a Director | Management | For | Against |
5 | Reelect Teseo Bergoglio as a Director | Management | For | Against |
6 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
7 | Reelect Michael C. Hagan as a Director | Management | For | For |
8 | Reelect George Wood as a Director | Management | For | For |
9 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED STATIONERS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: USTR SECURITY ID: 913004107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy W. Haley | Management | For | For |
1.2 | Elect Director Benson P. Shapiro | Management | For | For |
1.3 | Elect Director Alex D. Zoghlin | Management | For | For |
1.4 | Elect Director Noah T. Maffitt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEG SA MEETING DATE: DEC 28, 2009 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between the Company and Trafo Equipamentos Eletricos | Management | For | For |
2 | Appoint Pricewaterhouse Coopers to Appraise Proposed Merger | Management | For | For |
3 | Approve Appraisal of Proposed Merger | Management | For | For |
4 | Approve Increase in Share Capital Due to Acquired Shares | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
WEG SA MEETING DATE: APR 27, 2010 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
5 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
6 | Amend Articles | Management | For | Against |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEIR GROUP PLC, THE MEETING DATE: MAY 12, 2010 | ||||
TICKER: WEIR SECURITY ID: G95248137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Jon Stanton as Director | Management | For | For |
5 | Re-elect Keith Cochrane as Director | Management | For | For |
6 | Re-elect Alan Mitchelson as Director | Management | For | For |
7 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Long-Term Incentive Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert Hernandez as Director | Management | For | For |
1.2 | Elect Peter Menikoff as Director | Management | For | For |
1.3 | Elect Robert Ripp as Director | Management | For | For |
1.4 | Elect Theodore Shasta as Director | Management | For | For |
2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
3.1 | Approve Annual Report | Management | For | For |
3.2 | Accept Statutory Financial Statements | Management | For | For |
3.3 | Accept Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 3, 2010 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Amos | Management | For | For |
1.2 | Elect Director John Shelby Amos II | Management | For | For |
1.3 | Elect Director Paul S. Amos II | Management | For | For |
1.4 | Elect Director Michael H. Armacost | Management | For | For |
1.5 | Elect Director Kriss Cloninger III | Management | For | For |
1.6 | Elect Director Joe Frank Harris | Management | For | For |
1.7 | Elect Director Elizabeth J. Hudson | Management | For | For |
1.8 | Elect Director Douglas W. Johnson | Management | For | For |
1.9 | Elect Director Robert B. Johnson | Management | For | For |
1.10 | Elect Director Charles B. Knapp | Management | For | For |
1.11 | Elect Director E. Stephen Purdom, M.d. | Management | For | For |
1.12 | Elect Director Barbara K. Rimer, PhD | Management | For | For |
1.13 | Elect Director Marvin R. Schuster | Management | For | For |
1.14 | Elect Director David Gary Thompson | Management | For | For |
1.15 | Elect Director Robert L. Wright | Management | For | For |
1.16 | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLSTATE CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Robert D. Beyer | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director Jack M. Greenberg | Management | For | For |
1.5 | Elect Director Ronald T. LeMay | Management | For | For |
1.6 | Elect Director Andrea Redmond | Management | For | For |
1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
1.8 | Elect Director Joshua I. Smith | Management | For | For |
1.9 | Elect Director Judith A. Sprieser | Management | For | For |
1.10 | Elect Director Mary Alice Taylor | Management | For | For |
1.11 | Elect Director Thomas J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERISAFE, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: AMSF SECURITY ID: 03071H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip A. Garcia | Management | For | For |
1.2 | Elect Director Jared A. Morris | Management | For | For |
1.3 | Elect Director Daniel Phillips | Management | For | For |
1.4 | Elect Director Sean M. Traynor | Management | For | For |
2 | Amend Articles Of Incorporation To Reflect Changes In Texas Law | Management | For | For |
3 | Eliminate Class of Preferred stock and Non-Voting Common Stock | Management | For | For |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AON CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: AON SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Edgar D. Jannotta | Management | For | For |
5 | Elect Director Jan Kalff | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director R. Eden Martin | Management | For | For |
8 | Elect Director Andrew J. McKenna | Management | For | For |
9 | Elect Director Robert S. Morrison | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director Richard C. Notebaert | Management | For | For |
12 | Elect Director John W. Rogers, Jr. | Management | For | For |
13 | Elect Director Gloria Santona | Management | For | For |
14 | Elect Director Carolyn Y. Woo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. (FORMERLY PXRE GROUP) MEETING DATE: MAY 4, 2010 | ||||
TICKER: AGII SECURITY ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect F. Sedgwick Browne as Director | Management | For | For |
1.2 | Elect Hector De Leon as Director | Management | For | For |
1.3 | Elect John H. Tonelli as Director | Management | For | For |
2 | Appprove Amendment and Restatement of Argo Group's Bye-Laws | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Carver | Management | For | For |
1.2 | Elect Director Juan N. Cento | Management | For | For |
1.3 | Elect Director Allen R. Freedman | Management | For | For |
1.4 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: BRK.A SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
3 | Adjust Par Value of Common Stock | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: BRK.A SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
3 | Adjust Par Value of Common Stock | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
CHUBB CORPORATION, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Martin G. Mcguinn | Management | For | For |
6 | Elect Director Lawrence M. Small | Management | For | For |
7 | Elect Director Jess Soderberg | Management | For | For |
8 | Elect Director Daniel E. Somers | Management | For | For |
9 | Elect Director Karen Hastie Williams | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Ratify Auditors | Management | For | For |
DELPHI FINANCIAL GROUP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: DFG SECURITY ID: 247131105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. O'Connor | Management | For | For |
1.2 | Elect Director Robert Rosenkranz | Management | For | For |
1.3 | Elect Director Donald A. Sherman | Management | For | For |
1.4 | Elect Director Kevin R. Brine | Management | For | For |
1.5 | Elect Director Edward A. Fox | Management | For | For |
1.6 | Elect Director Steven A. Hirsh | Management | For | For |
1.7 | Elect Director Harold F. Ilg | Management | For | For |
1.8 | Elect Director James M. Litvack | Management | For | For |
1.9 | Elect Director James N. Meehan | Management | For | For |
1.10 | Elect Director Robert F. Wright | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENDURANCE SPECIALTY HOLDINGS LTD MEETING DATE: MAY 13, 2010 | ||||
TICKER: ENH SECURITY ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John T. Baily as Director | Management | For | For |
1.2 | Elect Norman Barham as Director | Management | For | For |
1.3 | Elect Galen R. Barnes as Director | Management | For | For |
1.4 | Elect David S. Cash as Director | Management | For | For |
1.5 | Elect William M. Jewett as Director | Management | For | For |
1.6 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.14 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.15 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.18 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.19 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.20 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Amend 2007 Equity Incentive Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FORTIS SA/NV MEETING DATE: APR 28, 2010 | ||||
TICKER: BNP SECURITY ID: B4399L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening Meeting | Management | None | Did Not Vote |
2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2.1.2 | Receive Auditors' Report (Non-Voting) | Management | None | Did Not Vote |
2.1.3 | Accept Financial Statements | Management | For | Did Not Vote |
2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Management | For | Did Not Vote |
231a | Approve Discharge of Louis Cheung Chi Yan as Director | Management | For | Did Not Vote |
231b | Approve Discharge of Philippe Bodson as Director | Management | For | Did Not Vote |
231c | Approve Discharge of Richard Delbridge as Director | Management | For | Did Not Vote |
231d | Approve Discharge of Clara Furse as Director | Management | For | Did Not Vote |
231e | Approve Discharge of Reiner Hagemann as Director | Management | For | Did Not Vote |
231f | Approve Discharge of Jan Michiel Hessels as Director | Management | For | Did Not Vote |
231g | Approve Discharge of Jacques Manardo as Director | Management | For | Did Not Vote |
231h | Approve Discharge of Alois Michielsen as Director | Management | For | Did Not Vote |
231i | Approve Discharge of Ronald Sandler as Director | Management | For | Did Not Vote |
231j | Approve Discharge of Rana Talwar as Director | Management | For | Did Not Vote |
213k | Approve Discharge of Klaas Westdijk as Director | Management | For | Did Not Vote |
213l | Approve Discharge of Karel De Boeck as Director | Management | For | Did Not Vote |
213m | Approve Discharge of Georges Ugeux as Director | Management | For | Did Not Vote |
213n | Approve Discharge of Jozef De Mey as Director | Management | For | Did Not Vote |
213o | Approve Discharge of Jan Zegering Hadders as Director | Management | For | Did Not Vote |
213p | Approve Discharge of Frank Arts as Director | Management | For | Did Not Vote |
213q | Approve Discharge of Guy de Selliers de Moranville as Director | Management | For | Did Not Vote |
213r | Approve Discharge of Roel Nieuwdorp as Director | Management | For | Did Not Vote |
213s | Approve Discharge of Lionel Perl as Director | Management | For | Did Not Vote |
213t | Approve Discharge of Shaoliang Jin as Director | Management | For | Did Not Vote |
213u | Approve Discharge of Bart De Smet as Director | Management | For | Did Not Vote |
2.3.2 | Approve Discharge of Auditors | Management | For | Did Not Vote |
3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
4 | Approve Remuneration Report | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6.1 | Elect Bart De Smet as Director | Management | For | Did Not Vote |
6.2 | Elect Bridget McIntyre as Director | Management | For | Did Not Vote |
6.3 | Elect Belen Romana as Director | Management | For | Did Not Vote |
7.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7.2 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
8.1.1 | Change Company Name into ageas SA/NV | Management | For | Did Not Vote |
8.1.2 | Amend Articles 3 Re: Registered Office | Management | For | Did Not Vote |
8.2.1 | Receive Special Report (Non-Voting) | Management | None | Did Not Vote |
8.2.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Coupon Payments | Management | For | Did Not Vote |
8.2.3 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Redeemable Perpetual Cumulative Coupon Debt Securities | Management | For | Did Not Vote |
8.2.4 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
8.2.5 | Amend Articles 10 a and d Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
8.3 | Amend Article 17 Re: Board Remuneration | Management | For | Did Not Vote |
8.4 | Amend Articles 28 Re: Disclosure of Major Shareholdings | Management | For | Did Not Vote |
8.5 | Authorize Coordination of Articles | Management | For | Did Not Vote |
9 | Close Meeting | Management | None | Did Not Vote |
FORTIS SA/NV MEETING DATE: APR 29, 2010 | ||||
TICKER: BNP SECURITY ID: B4399L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening Meeting | Management | None | Did Not Vote |
2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2.1.2 | Receive Auditors' Report (Non-Voting) | Management | None | Did Not Vote |
2.1.3 | Accept Financial Statements | Management | For | Did Not Vote |
2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Management | For | Did Not Vote |
2.3.a | Approve Discharge of Louis Cheung Chi Yan as Director | Management | For | Did Not Vote |
2.3.b | Approve Discharge of Philippe Bodson as Director | Management | For | Did Not Vote |
2.3.c | Approve Discharge of Richard Delbridge as Director | Management | For | Did Not Vote |
2.3.d | Approve Discharge of Clara Furse as Director | Management | For | Did Not Vote |
2.3.e | Approve Discharge of Reiner Hagemann as Director | Management | For | Did Not Vote |
2.3.f | Approve Discharge of Jan Michiel Hessels as Director | Management | For | Did Not Vote |
2.3.g | Approve Discharge of Jacques Manardo as Director | Management | For | Did Not Vote |
2.3.h | Approve Discharge of Alois Michielsen as Director | Management | For | Did Not Vote |
2.3.i | Approve Discharge of Ronald Sandler as Director | Management | For | Did Not Vote |
2.3.j | Approve Discharge of Rana Talwar as Director | Management | For | Did Not Vote |
2.3.k | Approve Discharge of Klaas Westdijk as Director | Management | For | Did Not Vote |
2.3.l | Approve Discharge of Karel De Boeck as Director | Management | For | Did Not Vote |
2.3.m | Approve Discharge of Georges Ugeux as Director | Management | For | Did Not Vote |
2.3.n | Approve Discharge of Jozef De Mey as Director | Management | For | Did Not Vote |
2.3.o | Approve Discharge of Jan Zegering Hadders as Director | Management | For | Did Not Vote |
2.3.p | Approve Discharge of Frank Arts as Director | Management | For | Did Not Vote |
2.3.q | Approve Discharge of Guy de Selliers de Moranville as Director | Management | For | Did Not Vote |
2.3.r | Approve Discharge of Roel Nieuwdorp as Director | Management | For | Did Not Vote |
2.3.s | Approve Discharge of Lionel Perl as Director | Management | For | Did Not Vote |
2.3.t | Approve Discharge of Shaoliang Jin as Director | Management | For | Did Not Vote |
2.3.u | Approve Discharge of Bart De Smet as Director | Management | For | Did Not Vote |
3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
4 | Approve Remuneration Report | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6.1 | Elect Bridget McIntyre as Director | Management | For | Did Not Vote |
6.2 | Elect Belen Romana as Director | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8.1 | Change Company Name into ageas N.V. | Management | For | Did Not Vote |
8.2 | Approve Issuance of Equity | Management | For | Did Not Vote |
8.3 | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | Did Not Vote |
8.4 | Eliminate Preemptive Rights Re: Item 8.2 | Management | For | Did Not Vote |
8.5 | Amend Articles: Board Remuneration | Management | For | Did Not Vote |
8.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
9 | Close Meeting | Management | None | Did Not Vote |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 19, 2010 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Gail J. McGovern | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
HCC INSURANCE HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HCC SECURITY ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Bozeman | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director James E. Oesterreicher | Management | For | For |
1.8 | Elect Director Robert A. Rosholt | Management | For | For |
1.9 | Elect Director Christopher JB Williams | Management | For | For |
1.10 | Elect Director Scott W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IPC HOLDINGS LTD MEETING DATE: JUL 20, 2009 | ||||
TICKER: IPCR SECURITY ID: G4933P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Call A Special General Meeting Of Ipc Holdings, Ltd. | Shareholder | None | For |
IPC HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: IPCR SECURITY ID: G4933P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Elimination of Supermajority Vote Requirement for Amalgamations | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LINCOLN NATIONAL CORP. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOEWS CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann E. Berman | Management | For | For |
2 | Elect Director Joseph L. Bower | Management | For | For |
3 | Elect Director Charles M. Diker | Management | For | For |
4 | Elect Director Jacob A. Frenkel | Management | For | For |
5 | Elect Director Paul J. Fribourg | Management | For | For |
6 | Elect Director Walter L. Harris | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Ken Miller | Management | For | For |
9 | Elect Director Gloria R. Scott | Management | For | For |
10 | Elect Director Andrew H. Tisch | Management | For | For |
11 | Elect Director James S. Tisch | Management | For | For |
12 | Elect Director Jonathan M. Tisch | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Baker | Management | For | For |
1.2 | Elect Director Zachary W. Carter | Management | For | For |
1.3 | Elect Director Brian Duperreault | Management | For | For |
1.4 | Elect Director Oscar Fanjul | Management | For | For |
1.5 | Elect Director H. Edward Hanway | Management | For | For |
1.6 | Elect Director Gwendolyn S. King | Management | For | For |
1.7 | Elect Director Bruce P. Nolop | Management | For | For |
1.8 | Elect Director Marc D. Oken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
METLIFE, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.3 | Elect Director James M. Kilts | Management | For | For |
1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jimmy A. Dew | Management | For | For |
1.2 | Elect Director John M. Dixon | Management | For | For |
1.3 | Elect Director Dennis P. Van Mieghem | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: SEP 24, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: MAY 12, 2010 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Rollwagen as a Director | Management | For | For |
1.2 | Elect Vito H. Baumgartner as a Director | Management | For | For |
1.3 | Elect Jean-Paul L. Montupet as a Director | Management | For | For |
1.4 | Elect Lucio Stanca as a Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS LTD MEETING DATE: APR 29, 2010 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
1.3 | Elect A. John Hass as Director | Management | For | For |
1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
1.5 | Elect Edmund R. Megna as Director | Management | For | For |
1.6 | Elect Michael D. Price as Director | Management | For | For |
1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
1.9 | Elect James P. Slattery as Director | Management | For | For |
1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
2D. | Amend Bylaws Re: Director Actions | Management | For | For |
2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
5 | Approve KPMG Bermuda as Auditors | Management | For | For |
PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: PFG SECURITY ID: 74251V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael T. Dan | Management | For | For |
2 | Elect Director C. Daniel Gelatt | Management | For | For |
3 | Elect Director Sandra L. Helton | Management | For | For |
4 | Elect Director Larry D. Zimpleman | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PROGRESSIVE CORPORATION, THE MEETING DATE: APR 23, 2010 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
2 | Elect Director Lawton W. Fitt | Management | For | For |
3 | Elect Director Peter B. Lewis | Management | For | For |
4 | Elect Director Patrick H. Nettles, Ph.D | Management | For | For |
5 | Elect Director Glenn M. Renwick | Management | For | For |
6 | Approve Omnibus Stock Plan and Performance Criteria | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Jon F. Hanson | Management | For | For |
9 | Elect Director Constance J. Horner | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Christine A. Poon | Management | For | For |
12 | Elect Director John R. Strangfield | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 19, 2010 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bartlett | Management | For | For |
1.2 | Elect Director Alan C. Henderson | Management | For | For |
1.3 | Elect Director Rachel Lomax | Management | For | For |
1.4 | Elect Director Fred Sievert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William F. Hecht as Director | Management | For | For |
1.2 | Elect Henry Klehm, Iii as Director | Management | For | For |
1.3 | Elect Ralph B. Levy as Director | Management | For | For |
1.4 | Elect Nicholas L. Trivisonno as Director | Management | For | For |
2 | Approve 2010 Perfomance-Based Equity Incentive Plan | Management | For | For |
3 | Amend 2001 Stock Incentive Plan | Management | For | For |
4 | Approve Employee Stock Purchase Plan | Management | For | For |
5 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TORCHMARK CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Lloyd W. Newton | Management | For | For |
1.3 | Elect Director Darren M. Rebelez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Rescind Fair Price Provision | Management | For | For |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 4, 2010 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | For |
1.2 | Elect Director John H. Dasburg | Management | For | For |
1.3 | Elect Director Janet M. Dolan | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Lawrence G. Graev | Management | For | For |
1.7 | Elect Director Patricia L. Higgins | Management | For | For |
1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED AMERICA INDEMNITY, LTD. MEETING DATE: OCT 27, 2009 | ||||
TICKER: INDM SECURITY ID: 90933T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Saul A. Fox as Director | Management | For | For |
1.2 | Elect Larry A. Frakes as Director | Management | For | For |
1.3 | Elect Stephen A. Cozen as Director | Management | For | For |
1.4 | Elect James R.Kroner as Director | Management | For | For |
1.5 | Elect Michael J. Marchio as Director | Management | For | For |
1.6 | Elect Seth J. Gersch as Director | Management | For | For |
1.7 | Elect Chad A. Leat as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3ai | Elect Alan Bossin as Director of Wind River Reinsurance Company, LTD | Management | For | For |
3aii | Elect Larry A. Frakes as Director of Wind River Reinsurance Company, LTD | Management | For | For |
3iii | Elect Troy W. Santora as Director of Wind River Reinsurance Company, LTD | Management | For | For |
3iav | Elect Janita Burke as Alternate Director of Wind River Reinsurance Company, LTD | Management | For | For |
3b | Ratify PricewaterhouseCoopers as Auditors for Wind River Reinsurance Company, LTD | Management | For | For |
4 | Approve Payment of an Arrangement Fee and Backstop Fee to Fox Paine & Company, LLC for Rights Offering | Management | For | For |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 5, 2010 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward J. Noonan as Director | Management | For | For |
1.2 | Elect Jeffrey W. Greenberg as Director | Management | For | For |
1.3 | Elect John J. Hendrickson as Director | Management | For | For |
1.4 | Elect Sumit Rajpal as Director | Management | For | For |
2.5 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.6 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.7 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.27 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
2.28 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.29 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.31 | Elect Guiseppe Venesiani as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
2.34 | Elect Lixin Xeng as Subsidiary Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
WILLIS GROUP HOLDINGS PLC MEETING DATE: DEC 11, 2009 | ||||
TICKER: WSH SECURITY ID: G96655108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland via a Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
WILLIS GROUP HOLDINGS PLC MEETING DATE: APR 21, 2010 | ||||
TICKER: WSH SECURITY ID: G96666105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William W. Bradley as Director | Management | For | For |
1.2 | Elect Joseph A. Califano as Director | Management | For | For |
1.3 | Elect Anna C. Catalano as Director | Management | For | For |
1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
1.5 | Elect Sir Jeremy Hanley as Director | Management | For | For |
1.6 | Elect Robyn S. Kravit as Director | Management | For | For |
1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
1.8 | Elect Wendy E. Lane as Director | Management | For | For |
1.9 | Elect James F. McCann as Director | Management | For | Against |
1.10 | Elect Joseph J. Plumeri as Director | Management | For | For |
1.11 | Elect Douglas B. Roberts as Director | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve the Willis Group Holdings Public Limited Company 2010 North American Employee Stock Purchase Plan | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Mauriello as Director | Management | For | For |
1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
1.3 | Elect Clayton S. Rose as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
1.2 | Adjourn Special Scheme Meeting | Management | For | For |
2 | Approve Distributable Reserves Proposal | Management | For | For |
3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
4 | Change Company Name to XL Group Ltd. | Management | For | For |
5 | Adjourn Extraordinary General Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: AUG 5, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 4, 2010 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2010 Share Incentive Plan | Management | For | Against |
4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
5 | Change Location of Annual Meeting | Management | For | For |
6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 19, 2009 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Durham | Management | For | For |
2 | Elect Director Ann Die Hasselmo | Management | For | For |
3 | Elect Director William J. Henderson | Management | For | For |
4 | Elect Director John A. Meyer | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: FEB 5, 2010 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 8, 2010 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.2 | Elect Director D. Keith Cobb | Management | For | For |
1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ASIAINFO HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 10, 2009 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Gary C. Butler | Management | For | For |
1.4 | Elect Director Leon G. Cooperman | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Charles H. Noski | Management | For | For |
1.10 | Elect Director Sharon T. Rowlands | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: CACI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gordon R. England | Management | For | For |
1.4 | Elect Director James S. Gilmore III | Management | For | For |
1.5 | Elect Director Gregory G. Johnson | Management | For | For |
1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
1.7 | Elect Director J. Phillip London | Management | For | For |
1.8 | Elect Director James L. Pavitt | Management | For | For |
1.9 | Elect Director Warren R. Phillips | Management | For | For |
1.10 | Elect Director Charles P. Revoile | Management | For | For |
1.11 | Elect Director William S. Wallace | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CASS INFORMATION SYSTEMS, INC. MEETING DATE: APR 19, 2010 | ||||
TICKER: CASS SECURITY ID: 14808P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence A. Collett | Management | For | For |
1.2 | Elect Director Wayne J. Grace | Management | For | For |
1.3 | Elect Director James J. Lindemann | Management | For | For |
1.4 | Elect Director Andrew J. Signorelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA INFORMATION SECURITY TECHNOLOGY, INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: CPBY SECURITY ID: 16944F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jiang Huai Lin | Management | For | For |
1.2 | Elect Director Yun Sen Huang | Management | For | For |
1.3 | Elect Director Remington Hu | Management | For | For |
1.4 | Elect Director Zhiqiang Zhao | Management | For | For |
1.5 | Elect Director Qiang Lin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIBER, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBR SECURITY ID: 17163B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby G. Stevenson | Management | For | For |
1.2 | Elect Director Peter H. Cheesbrough | Management | For | For |
1.3 | Elect Director James C. Spira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 1, 2010 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Klein | Management | For | For |
2 | Elect Director Lakshmi Narayanan | Management | For | For |
3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMPUTER TASK GROUP, INCORPORATED MEETING DATE: MAY 12, 2010 | ||||
TICKER: CTGX SECURITY ID: 205477102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director, Randolph A. Marks | Management | For | For |
1.2 | Elect Director, Randall L. Clark | Management | For | For |
2 | Approve Non-Employee Director Deferred Compensation Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
CONVERGYS CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: CVG SECURITY ID: 212485106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird | Management | For | For |
1.2 | Elect Director Richard R. Devenuti | Management | For | For |
1.3 | Elect Director Thomas L. Monahan Iii | Management | For | For |
1.4 | Elect Director Philip A. Odeen | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
CSG SYSTEMS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CSGS SECURITY ID: 126349109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Nafus | Management | For | For |
1.2 | Elect Director Janice I. Obuchowski | Management | For | For |
1.3 | Elect Director Donald B. Reed | Management | For | For |
2 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Edward Allinson | Management | For | For |
1.2 | Elect Director Michael G. Fitt | Management | For | For |
1.3 | Elect Director Robert T. Jackson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EPICOR SOFTWARE CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: EPIC SECURITY ID: 29426L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. George Klaus | Management | For | For |
1.2 | Elect Director Michael Kelly | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
1.4 | Elect Director Michael L. Hackworth | Management | For | For |
1.5 | Elect Director John M. Dillon | Management | For | For |
1.6 | Elect Director Richard H. Pickup | Management | For | For |
1.7 | Elect Director W. Douglas Hajjar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Brown | Management | For | For |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For |
1.3 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: EXLS SECURITY ID: 302081104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward V. Dardani | Management | For | For |
1.2 | Elect Director Rohit Kapoor | Management | For | For |
1.3 | Elect Director Kiran Karnik | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 27, 2010 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephan A. James | Management | For | For |
1.2 | Elect Director James Neary | Management | For | For |
1.3 | Elect Director Frank R. Martire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FISERV, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim M. Robak | Management | For | For |
1.2 | Elect Director Doyle R. Simons | Management | For | For |
1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENPACT LTD MEETING DATE: APR 6, 2010 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pramod Bhasin as Director | Management | For | For |
1.2 | Elect Rajat Kumar Gupta as Director | Management | For | For |
1.3 | Elect Charles E. Alexander as Director | Management | For | For |
1.4 | Elect John W. Barter as Director | Management | For | For |
1.5 | Elect Steven A. Denning as Director | Management | For | For |
1.6 | Elect Mark F. Dzialga as Director | Management | For | For |
1.7 | Elect Douglas M. Kaden as Director | Management | For | For |
1.8 | Elect Jagdish Khattar as Director | Management | For | Withhold |
1.9 | Elect James C. Madden as Director | Management | For | For |
1.10 | Elect Denis J. Nayden as Director | Management | For | For |
1.11 | Elect Robert G. Scott as Director | Management | For | For |
1.12 | Elect A. Michael Spense as Director | Management | For | Withhold |
2 | Ratify KMPG as Auditors | Management | For | For |
GLOBAL CASH ACCESS HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoff Judge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GLOBAL PAYMENTS, INC. MEETING DATE: SEP 30, 2009 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex W. Hart | Management | For | Withhold |
1.2 | Elect Director William I. Jacobs | Management | For | Withhold |
1.3 | Elect Director Alan M. Silberstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Mitchell L. Hollin | Management | For | For |
1.3 | Elect Director Robert H. Niehaus | Management | For | For |
1.4 | Elect Director Marc J. Ostro | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director George F. Raymond | Management | For | For |
1.7 | Elect Director Richard W. Vague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Mitchell L. Hollin | Management | For | For |
1.3 | Elect Director Robert H. Niehaus | Management | For | For |
1.4 | Elect Director Marc J. Ostro | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director George F. Raymond | Management | For | For |
1.7 | Elect Director Richard W. Vague | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HEWITT ASSOCIATES, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: HEW SECURITY ID: 42822Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judson C. Green | Management | For | For |
1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
1.4 | Elect Director Stacey J. Mobley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IGATE CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: IGTE SECURITY ID: 45169U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ashok Trivedi | Management | For | For |
1.2 | Elect Director Phaneesh Murthy | Management | For | For |
1.3 | Elect Director Joseph J. Murin | Management | For | For |
INFO GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: IUSA SECURITY ID: 45670G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INFOGROUP INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: IUSA SECURITY ID: 45670G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinod Gupta | Management | For | Withhold |
1.2 | Elect Director Gary Morin | Management | For | Withhold |
1.3 | Elect Director Roger S. Siboni | Management | For | Withhold |
1.4 | Elect Director Thomas L. Thomas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INTEGRAL SYSTEMS, INC. MEETING DATE: FEB 17, 2010 | ||||
TICKER: ISYS SECURITY ID: 45810H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Albertine | Management | For | For |
1.2 | Elect Director James B. Armor, Jr. | Management | For | For |
1.3 | Elect Director Alan W. Baldwin | Management | For | For |
1.4 | Elect Director Paul G. Casner, Jr. | Management | For | For |
1.5 | Elect Director William F. Leimkuhler | Management | For | For |
1.6 | Elect Director Bruce L. Lev | Management | For | For |
1.7 | Elect Director R. Doss McComas | Management | For | For |
1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
J2 GLOBAL COMMUNICATIONS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: JCOM SECURITY ID: 46626E205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elector Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Robert J. Cresci | Management | For | For |
1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
1.4 | Elect Director Richard S. Ressler | Management | For | For |
1.5 | Elect Director John F. Rieley | Management | For | For |
1.6 | Elect Director Stephen Ross | Management | For | For |
1.7 | Elect Director Michael P. Schulhof | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 26, 2010 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
I.1 | Elect Thomas Gurnee as Director | Management | For | For |
I.2 | Elect Zuyun Xue as Director | Management | For | For |
II | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
MANTECH INTERNATIONAL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: MANT SECURITY ID: 564563104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Pedersen | Management | For | For |
1.2 | Elect Director Richard L. Armitage | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Barry G. Campbell | Management | For | For |
1.5 | Elect Director W.R. Fatzinger, Jr. | Management | For | For |
1.6 | Elect Director David E. Jeremiah | Management | For | For |
1.7 | Elect Director Richard J. Kerr | Management | For | For |
1.8 | Elect Director Kenneth A. Minihan | Management | For | For |
1.9 | Elect Director Stephen W. Porter | Management | For | For |
1.10 | Elect Director Lawrence B. Prior, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAXIMUS, INC. MEETING DATE: MAR 18, 2010 | ||||
TICKER: MMS SECURITY ID: 577933104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Lederer | Management | For | For |
1.2 | Elect Director Peter B. Pond | Management | For | For |
1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METAVANTE TECHNOLOGIES, INC. MEETING DATE: SEP 4, 2009 | ||||
TICKER: MV SECURITY ID: 591407101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MONOTYPE IMAGING HOLDINGS INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: TYPE SECURITY ID: 61022P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Givens | Management | For | For |
1.2 | Elect Director Roger J. Heinen, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NCI, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Terry W. Glasgow | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | Withhold |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | Withhold |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Stephen L. Waechter | Management | For | For |
1.8 | Elect Director Daniel R. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NESS TECHNOLOGIES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: NSTC SECURITY ID: 64104X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aharon Fogel | Management | For | For |
1.2 | Elect Director Sachi Gerlitz | Management | For | For |
1.3 | Elect Director Morris Wolfson | Management | For | For |
1.4 | Elect Director Satyam C. Cherukuri | Management | For | For |
1.5 | Elect Director Dan S. Suesskind | Management | For | For |
1.6 | Elect Director P. Howard Edelstein | Management | For | For |
1.7 | Elect Director Gabriel Eichler | Management | For | For |
1.8 | Elect Director Ajit Bhushan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEUSTAR, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: NSR SECURITY ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth C.C. Chang | Management | For | For |
1.2 | Elect Director Jeffrey E. Ganek | Management | For | For |
1.3 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Conway | Management | For | Against |
2 | Elect Director Peter Gyenes | Management | For | For |
3 | Elect Director Richard H. Jones | Management | For | For |
4 | Elect Director Steven F. Kaplan | Management | For | For |
5 | Elect Director James P. O'Halloran | Management | For | For |
6 | Elect Director Alan Trefler | Management | For | For |
7 | Elect Director William W. Wyman | Management | For | For |
8 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg R. Gianforte | Management | For | For |
1.2 | Elect Director Gregory M. Avis | Management | For | Withhold |
1.3 | Elect Director Thomas W. Kendra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SAIC, INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Jere A. Drummond | Management | For | For |
1.3 | Elect Director Thomas F. First, III | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Walter P. Havenstein | Management | For | For |
1.6 | Elect Director Miriam E. John | Management | For | For |
1.7 | Elect Director Anita K. Jones | Management | For | For |
1.8 | Elect Director John P. Jumper | Management | For | For |
1.9 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.10 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.11 | Elect Director Louis A. Simpson | Management | For | For |
1.12 | Elect Director A. Thomas Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAPIENT CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Ashok Shah | Management | For | For |
1.7 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SRA INTERNATIONAL, INC. MEETING DATE: OCT 28, 2009 | ||||
TICKER: SRX SECURITY ID: 78464R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Stanton D. Sloane | Management | For | For |
2.2 | Elect Director E.P. Giambastiani, Jr. | Management | For | For |
2.3 | Elect Director William T. Keevan | Management | For | For |
2.4 | Elect Director John W. Barter | Management | For | For |
2.5 | Elect Director Larry R. Ellis | Management | For | For |
2.6 | Elect Director Miles R. Gilburne | Management | For | For |
2.7 | Elect Director Gail R. Wilensky | Management | For | For |
2.8 | Elect Director Michael R. Klein | Management | For | For |
2.9 | Elect Director David H. Langstaff | Management | For | For |
2.10 | Elect Director Ernst Volgenau | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYNTEL, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.5 | Elect Director Raj Mashruwala | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELETECH HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: TTEC SECURITY ID: 879939106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
1.2 | Elect Director James E. Barlett | Management | For | For |
1.3 | Elect Director William Linnenbringer | Management | For | For |
1.4 | Elect Director Ruth C. Lipper | Management | For | For |
1.5 | Elect Director Shrikant Mehta | Management | For | For |
1.6 | Elect Director Anjan Mukherjee | Management | For | For |
1.7 | Elect Director Robert M. Tarola | Management | For | For |
1.8 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
TNS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: TNS SECURITY ID: 872960109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Benton | Management | For | For |
1.2 | Elect Director Henry H. Graham, Jr. | Management | For | For |
1.3 | Elect Director Stephen X. Graham | Management | For | For |
1.4 | Elect Director John V. Sponyoe | Management | For | For |
1.5 | Elect Director Jay E. Ricks | Management | For | For |
1.6 | Elect Director Thomas E. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNISYS CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Elect Director Henry C. Duques | Management | For | For |
5 | Elect Director Theodore E. Martin | Management | For | For |
6 | Elect Director Charles B. McQuade | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 13, 2009 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
VERIFONE SYSTEMS, INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: PAY SECURITY ID: 92342Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Charles R. Rinehart | Management | For | For |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 14, 2010 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Christina A. Gold | Management | For | For |
3 | Elect Director Betsy D. Holden | Management | For | For |
4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: JUL 23, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Jeremy Young as a Director | Management | For | For |
5 | Reelect Eric B. Herr as a Director | Management | For | For |
6 | Reelect Deepak Parekh as a Director | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shikhar Ghosh | Management | For | For |
1.2 | Elect Director Kirk P. Pond | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN PUBLIC EDUCATION, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: APEI SECURITY ID: 02913V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wallace E. Boston, Jr. | Management | For | For |
1.2 | Elect Director J. Christopher Everett | Management | For | For |
1.3 | Elect Director Barbara G. Fast | Management | For | For |
1.4 | Elect Director F. David Fowler | Management | For | For |
1.5 | Elect Director Jean C. Halle | Management | For | For |
1.6 | Elect Director Timothy J. Landon | Management | For | For |
1.7 | Elect Director Timothy T. Weglicki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Brooks | Management | For | For |
1.2 | Elect Director Gordon R. Kanofsky | Management | For | For |
1.3 | Elect Director J. William Richardson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARISTOCRAT LEISURE LTD. MEETING DATE: APR 28, 2010 | ||||
TICKER: ALL SECURITY ID: Q0521T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect ID Blackburne as Director | Management | For | For |
2 | Elect SW Morro as Director | Management | For | For |
3 | Elect DJ Simpson as Director | Management | For | For |
4 | Approve the Grant of 449,572 Performance Share Rights to JR Ordell, Chief Executive Officer and Managing Director | Management | For | For |
5 | Approve the Grant of 110,174 Performance Share Rights to V Blanco, Senior Vice President, Platform Architecture | Management | For | For |
6 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Management | For | Against |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 2, 2009 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Robbins | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BRIDGEPOINT EDUCATION, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BPI SECURITY ID: 10807M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ryan Craig | Management | For | For |
1.2 | Elect Director Robert Hartman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director John W. Mims | Management | For | For |
1.5 | Elect Director George R. Mrkonic | Management | For | For |
1.6 | Elect Director Erle Nye | Management | For | For |
1.7 | Elect Director Rosendo G. Parra | Management | For | For |
1.8 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director Dale M. Applequist | Management | For | For |
1.3 | Elect Director Robert W. MacDonald | Management | For | For |
1.4 | Elect Director Warren E. Mack | Management | For | For |
1.5 | Elect Director J. Oliver Maggard | Management | For | For |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director James M. Damian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
1.8 | Elect Director Brian T. Swette | Management | For | For |
1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAREER EDUCATION CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis H. Chookaszian | Management | For | For |
2 | Elect Director David W. Devonshire | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director Gregory L. Jackson | Management | For | For |
5 | Elect Director Thomas B. Lally | Management | For | For |
6 | Elect Director Steven H. Lesnik | Management | For | For |
7 | Elect Director Gary E. McCullough | Management | For | For |
8 | Elect Director Edward A. Snyder | Management | For | For |
9 | Elect Director Leslie T. Thornton | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CARNIVAL CORP. MEETING DATE: APR 13, 2010 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Shares for Market Purchase | Management | For | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
23 | Transact Other Business (Non-Voting) | Management | None | None |
CHEESECAKE FACTORY, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: CAKE SECURITY ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director Thomas L. Gregory | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CHIPOTLE MEXICAN GRILL INC MEETING DATE: DEC 21, 2009 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Eliminate Class of Common Stock | Management | For | For |
CHIPOTLE MEXICAN GRILL INC MEETING DATE: DEC 21, 2009 | ||||
TICKER: CMG SECURITY ID: 169656204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Eliminate Class of Common Stock | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CORINTHIAN COLLEGES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: COCO SECURITY ID: 218868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. St. Pierre | Management | For | For |
1.2 | Elect Director Linda Arey Skladany | Management | For | For |
1.3 | Elect Director Robert Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 25, 2009 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.7 | Elect Director Senator Connie Mack III | Management | For | For |
1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Michael D. Rose | Management | For | For |
1.11 | Elect Director Maria A. Sastre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENNY'S CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: DENN SECURITY ID: 24869P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Brenda J. Lauderback | Management | For | For |
1.2 | Elect Director Nelson J. Marchioli | Management | For | For |
1.3 | Elect Director Robert E. Marks | Management | For | For |
1.4 | Elect Director Louis P. Neeb | Management | For | For |
1.5 | Elect Director Donald C. Robinson | Management | For | For |
1.6 | Elect Director Donald R. Shepherd | Management | For | For |
1.7 | Elect Director Debra Smithhard-Oglesby | Management | For | For |
1.8 | Elect Director Laysha Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Patrick H. Arbor | Shareholder | For | Did Not Vote |
1.2 | Elect Director Jonathan Dash | Shareholder | For | Did Not Vote |
1.3 | Elect Director David Makula | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - Brenda J. Lauderback | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Louis P. Neeb | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Donald C. Robinson | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Donald R. Shepherd | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Laysha Ward | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
DEVRY INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren R. Huston | Management | For | For |
1.2 | Elect Director William T. Keevan | Management | For | For |
1.3 | Elect Director Lyle Logan | Management | For | For |
1.4 | Elect Director Julia A. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
H&R BLOCK, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director Thomas M. Bloch | Management | For | For |
1.3 | Elect Director Richard C. Breeden | Management | For | For |
1.4 | Elect Director Robert A. Gerard | Management | For | For |
1.5 | Elect Director Len J. Lauer | Management | For | For |
1.6 | Elect Director David B. Lewis | Management | For | For |
1.7 | Elect Director Tom D. Seip | Management | For | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
1.9 | Elect Director Russell P. Smyth | Management | For | For |
1.10 | Elect Director Christianna Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: SEP 30, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 2, 2010 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Patti S. Hart | Management | For | For |
1.3 | Elect Director Robert A. Mathewson | Management | For | For |
1.4 | Elect Director Thomas J. Matthews | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director Frederick B. Rentschler | Management | For | For |
1.7 | Elect Director David E. Roberson | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John F. Cozzi | Management | For | For |
2 | Elect Director Kevin M. Modany | Management | For | For |
3 | Elect Director Lloyd G. Waterhouse | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JACK IN THE BOX INC. MEETING DATE: FEB 10, 2010 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Alpert | Management | For | For |
1.2 | Elect Director David L. Goebel | Management | For | For |
1.3 | Elect Director Murray H. Hutchison | Management | For | For |
1.4 | Elect Director Linda A. Lang | Management | For | For |
1.5 | Elect Director Michael W. Murphy | Management | For | For |
1.6 | Elect Director David M. Tehle | Management | For | For |
1.7 | Elect Director Winifred M. Webb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
MARRIOTT INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
2 | Elect Director John W. Marriott, III | Management | For | For |
3 | Elect Director Mary K. Bush | Management | For | For |
4 | Elect Director Lawrence W. Kellner | Management | For | For |
5 | Elect Director Debra L. Lee | Management | For | For |
6 | Elect Director George Munoz | Management | For | For |
7 | Elect Director Harry J. Pearce | Management | For | For |
8 | Elect Director Steven S Reinemund | Management | For | For |
9 | Elect Director W. Mitt Romney | Management | For | For |
10 | Elect Director William J. Shaw | Management | For | For |
11 | Elect Director Lawrence M. Small | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MATTHEWS INTERNATIONAL CORP. MEETING DATE: FEB 18, 2010 | ||||
TICKER: MATW SECURITY ID: 577128101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alvaro Garcia-Tunon | Management | For | For |
1.2 | Elect Director John P. O'Leary, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Walter E. Massey | Management | For | For |
2 | Elect Director John W. Rogers, Jr. | Management | For | For |
3 | Elect Director Roger W. Stone | Management | For | For |
4 | Elect Director Miles D. White | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: MPEL SECURITY ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of the Audited Financial Statements and Inclusion Thereof in the Annual Report on Form 20-F | Management | For | For |
2 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
MGM MIRAGE MEETING DATE: JUN 15, 2010 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Willie D. Davis | Management | For | For |
1.5 | Elect Director Kenny C. Guinn | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Kirk Kerkorian | Management | For | Withhold |
1.9 | Elect Director Anthony Mandekic | Management | For | For |
1.10 | Elect Director Rose McKinney-James | Management | For | For |
1.11 | Elect Director James J. Murren | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
1.13 | Elect Director Melvin B. Wolzinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | For |
5 | Other Business | Management | For | Against |
NAVITAS LTD. MEETING DATE: NOV 20, 2009 | ||||
TICKER: NVT SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
2 | Elect Harvey Collins as a Director | Management | For | For |
3 | Elect Ted Evans as a Director | Management | For | For |
ORIENT EXPRESS HOTELS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: OEH SECURITY ID: G67743107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John D. Campbell as Director | Management | For | For |
1.2 | Elect Mitchell C. Hochberg as Director | Management | For | For |
1.3 | Elect James B. Hurlock as Director | Management | For | For |
1.4 | Elect Prudence M. Leith as Director | Management | For | For |
1.5 | Elect J. Robert Lovejoy as Director | Management | For | For |
1.6 | Elect Georg R. Rafael as Director | Management | For | For |
1.7 | Elect James B. Sherwood as Director | Management | For | For |
1.8 | Elect Paul M. White as Director | Management | For | For |
2 | Amend 2009 Share Award and Incentive Plan | Management | For | Against |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
P.F. CHANG'S CHINA BISTRO, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFCB SECURITY ID: 69333Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kerrii B. Anderson | Management | For | For |
2 | Elect Director Richard L. Federico | Management | For | For |
3 | Elect Director Lesley H. Howe | Management | For | For |
4 | Elect Director Dawn E. Hudson | Management | For | For |
5 | Elect Director Kenneth A. May | Management | For | For |
6 | Elect Director M. Ann Rhoades | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Robert T. Vivian | Management | For | For |
9 | Elect Director R. Michael Welborn | Management | For | For |
10 | Elect Director Kenneth J. Wessels | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adjourn Meeting | Management | For | For |
PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norborne P. Cole, Jr. | Management | For | For |
1.2 | Elect Director William M. Street | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
RED ROBIN GOURMET BURGERS INC MEETING DATE: MAY 27, 2010 | ||||
TICKER: RRGB SECURITY ID: 75689M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd L. Hill | Management | For | For |
1.2 | Elect Director Stuart I. Oran | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGIS CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
1.6 | Elect Director David B. Kunin | Management | For | Withhold |
1.7 | Elect Director Stephen Watson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 20, 2010 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as Director | Management | For | For |
1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
1.4 | Reelect Bernt Reitan as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 12, 2010 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
1.2 | Elect Director Victor L. Lund | Management | For | For |
1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 14, 2010 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Clifford Hudson | Management | For | For |
1.2 | Elect Director Federico F. Pena | Management | For | For |
1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
1.4 | Elect Director Douglas N. Benham | Management | For | For |
1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 6, 2010 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | Withhold |
1.2 | Elect Director Michael Blakenham | Management | For | Withhold |
1.3 | Elect Director The Duke Of Devonshire | Management | For | Withhold |
1.4 | Elect Director James Murdoch | Management | For | For |
1.5 | Elect Director Allen Questrom | Management | For | Withhold |
1.6 | Elect Director William F. Ruprecht | Management | For | Withhold |
1.7 | Elect Director Michael I. Sovern | Management | For | Withhold |
1.8 | Elect Director Donald M. Stewart | Management | For | Withhold |
1.9 | Elect Director Robert S. Taubman | Management | For | Withhold |
1.10 | Elect Director Diana L. Taylor | Management | For | Withhold |
1.11 | Elect Director Dennis M. Weibling | Management | For | Withhold |
1.12 | Elect Director Robin G. Woodhead | Management | For | Withhold |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
STEINER LEISURE LTD. MEETING DATE: JUN 10, 2010 | ||||
TICKER: STNR SECURITY ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Cynthia R. Cohen as Director | Management | For | For |
1.2 | Elect Denise Dickins as Director | Management | For | For |
2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director James W. McFarland | Management | For | For |
1.5 | Elect Director Ronald H. Patron | Management | For | For |
1.6 | Elect Director Michael O. Read | Management | For | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIM HORTONS INC. MEETING DATE: SEP 22, 2009 | ||||
TICKER: THI SECURITY ID: 88706M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to Canada] | Management | For | For |
TREEHOUSE FOODS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diana S. Ferguson | Management | For | For |
1.2 | Elect Director George V. Bayly | Management | For | For |
1.3 | Elect Director Gary D. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 4, 2009 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director John F. Sorte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | For |
1.2 | Elect Director Peter W. May | Management | For | For |
1.3 | Elect Director Clive Chajet | Management | For | For |
1.4 | Elect Director Edward P. Garden | Management | For | For |
1.5 | Elect Director Janet Hill | Management | For | For |
1.6 | Elect Director Joseph A. Levato | Management | For | For |
1.7 | Elect Director J. Randolph Lewis | Management | For | For |
1.8 | Elect Director Peter H. Rothschild | Management | For | For |
1.9 | Elect Director David E. Schwab, II | Management | For | For |
1.10 | Elect Director Roland C. Smith | Management | For | For |
1.11 | Elect Director Raymond S. Troubh | Management | For | For |
1.12 | Elect Director Jack G. Wasserman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
WMS INDUSTRIES INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Bahash | Management | For | For |
1.3 | Elect Director Brian R. Gamache | Management | For | For |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.5 | Elect Director Louis J. Nicastro | Management | For | For |
1.6 | Elect Director Neil D. Nicastro | Management | For | For |
1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.9 | Elect Director Bobby L. Siller | Management | For | For |
1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 12, 2010 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Wynn | Management | For | Withhold |
1.2 | Elect Director Ray R. Irani | Management | For | Withhold |
1.3 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
1.4 | Elect Director D. Boone Wayson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director J. David Grissom | Management | For | For |
4 | Elect Director Bonnie G. Hill | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Elect Director Kenneth G. Langone | Management | For | For |
7 | Elect Director Jonathan S. Linen | Management | For | For |
8 | Elect Director Thomas C. Nelson | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Thomas M. Ryan | Management | For | For |
11 | Elect Director Jing-Shyh S. Su | Management | For | For |
12 | Elect Director Robert D. Walter | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2010 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Davis, III | Management | For | For |
1.2 | Elect Director W. Douglas Ford | Management | For | For |
1.3 | Elect Director Evert Henkes | Management | For | For |
1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AIRGAS, INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
1.3 | Elect Director David M. Stout | Management | For | For |
1.4 | Elect Director Ellen C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ALBEMARLE CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director R. William Ide, III | Management | For | For |
1.3 | Elect Director Richard L. Morrill | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Berry W. Perry | Management | For | For |
1.6 | Elect Director Mark C. Rohr | Management | For | For |
1.7 | Elect Director John Sherman, Jr. | Management | For | For |
1.8 | Elect Director Charles E. Stewart | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 7, 2010 | ||||
TICKER: ATI SECURITY ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Patrick Hassey | Management | For | For |
1.2 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.3 | Elect Director John D. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 22, 2010 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Sir Philip Hampton as Director | Management | For | For |
3 | Elect Ray O'Rourke as Director | Management | For | For |
4 | Elect Sir John Parker as Director | Management | For | For |
5 | Elect Jack Thompson as Director | Management | For | For |
6 | Re-elect Cynthia Carroll as Director | Management | For | For |
7 | Re-elect Nicky Oppenheimer as Director | Management | For | For |
8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Approve Remuneration Report | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: JUL 30, 2009 | ||||
TICKER: AGA SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 7, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Re-elect Frank Arisman as Director | Management | For | For |
4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Issue of Convertible Securities | Management | For | For |
10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
12 | Amend Share Incentive Scheme | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Amend Bonus Share Plan 2005 | Management | For | For |
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: AUG 21, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Issuance of 46,330,000 Shares Under the Placing Agreement | Management | For | For |
2 | Ratify the Issuance of 65,000 Convertible Bonds and Approve the Issuance of Shares Upon the Conversion of Bonds | Management | For | For |
3 | Approve the Issuance of Shares in Connection with the FirstPlats Agreement | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tim Freshwater as Director | Management | For | For |
2 | Elect Edward Haslam as Director | Management | For | For |
3 | Elect Zwelakhe Mankazana as Director | Management | For | For |
4 | Ratify Past Issuance of Shares of the Ridge Options | Management | For | For |
5 | Ratify Past Issuance of Shares of the Imbani Option and Zijin Warrants | Management | For | For |
6 | Ratify Ernst & Young of Perth, Western Australia as Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Rohr | Management | For | For |
1.2 | Elect Director Theodore M. Solso | Management | For | For |
1.3 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CABOT CORP. MEETING DATE: MAR 11, 2010 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Clarkeson | Management | For | For |
1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For |
1.3 | Elect Director Ronaldo H. Schmitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David N. Weidman | Management | For | For |
2 | Elect Director Mark C. Rohr | Management | For | For |
3 | Elect Director Farah M. Walters | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CEMEX S.A.B. DE C.V. MEETING DATE: APR 29, 2010 | ||||
TICKER: CX SECURITY ID: 151290889 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2009 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligations | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Authorize Increase in Variable Portion of Capital via Capitalization of Retained Profits Account | Management | For | For |
4 | Approve Issuance of Up to 750 Million Treasury Shares to be Subscribed Through a Public Offer with Intention to Convert into Debt Obligations without Preemptive Rights in Accordance with Resolutions Adopted on the EGM of Sept 4, 2009 | Management | For | For |
5 | Elect Directors, Chairmen and Members of the Audit, Corporate Practices and Finance Committees | Management | For | Against |
6 | Approve Remuneration of Directors; and Members of the Audit, Corporate Practices and Finance Committees | Management | For | For |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
CEMEX S.A.B. DE C.V. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CXMBF SECURITY ID: 151290889 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the AGM of April 29, 2010 | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | Withhold |
1.2 | Elect Director Edward A. Schmitt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CHEMTRADE LOGISTICS INCOME FUND MEETING DATE: MAY 11, 2010 | ||||
TICKER: CHE.U SECURITY ID: 16387P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David Colcleugh as Trustee | Management | For | For |
1.2 | Elect Lucio Di Clemente as Trustee | Management | For | For |
1.3 | Elect David Gee as Trustee | Management | For | For |
1.4 | Elect Lorie Waisberg as Trustee | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMMERCIAL METALS CO. MEETING DATE: JAN 28, 2010 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Richard B. Kelson | Management | For | For |
1.3 | Elect Director Murray R. McClean | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
CROWN HOLDINGS, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Arnold W. Donald | Management | For | For |
1.4 | Elect Director William G. Little | Management | For | For |
1.5 | Elect Director Hans J. Loliger | Management | For | For |
1.6 | Elect Director Thomas A. Ralph | Management | For | For |
1.7 | Elect Director Hugues Du Rouret | Management | For | For |
1.8 | Elect Director Alan W. Rutherford | Management | For | For |
1.9 | Elect Director Jim L. Turner | Management | For | For |
1.10 | Elect Director William S. Urkiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn A. Hewson | Management | For | For |
10 | Elect Director Lois D. Juliber | Management | For | For |
11 | Elect Director Ellen J. Kullman | Management | For | For |
12 | Elect Director William K. Reilly | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. William Barnett | Management | For | For |
1.2 | Elect Director David W. Quinn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FERRO CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Brown | Management | For | For |
1.2 | Elect Director Gregory E. Hyland | Management | For | For |
1.3 | Elect Director Ronald P. Vargo | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FMC CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
1.4 | Elect Director William G. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: JUL 31, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
HARMONY GOLD MINING LTD MEETING DATE: NOV 23, 2009 | ||||
TICKER: HAR SECURITY ID: S34320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3 | Elect Hannes Meyer as Director | Management | For | For |
4 | Re-elect Fikile De Buck as Director | Management | For | For |
5 | Re-elect Dr Simo Lushaba as Director | Management | For | For |
6 | Re-elect Modise Motloba as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) MEETING DATE: MAY 6, 2010 | ||||
TICKER: HEI SECURITY ID: D31709104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
HUNTSMAN CORP MEETING DATE: NOV 4, 2009 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter R. Huntsman | Management | For | For |
1.2 | Elect Director Wayne A. Reaud | Management | For | For |
1.3 | Elect Director Alvin V. Shoemaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HUNTSMAN CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director H. William Lichtenberger | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD MEETING DATE: OCT 22, 2009 | ||||
TICKER: IMP SECURITY ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Management | For | For |
2.1 | Reelect Dawn Earp as Director | Management | For | For |
2.2 | Reelect Khotso Mokhele as Director | Management | For | For |
2.3 | Reelect Thandi Orleyn as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | Management | For | For |
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
INNOPHOS HOLDINGS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: IPHS SECURITY ID: 45774N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | Withhold |
1.2 | Elect Director Amado Cavazos | Management | For | Withhold |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | Withhold |
1.6 | Elect Director John Steitz | Management | For | Withhold |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
KRATON PERFORMANCE POLYMERS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: KRA SECURITY ID: 50077C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan F. Smith | Management | For | For |
1.2 | Elect Director Barry J. Goldstein | Management | For | For |
1.3 | Elect Director Michael G. MacDougall | Management | For | For |
1.4 | Elect Director Timothy J. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LOUISIANA-PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: LPX SECURITY ID: 546347105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizanne C. Gottung | Management | For | For |
1.2 | Elect Director Dustan E. McCoy | Management | For | For |
1.3 | Elect Director Colin D. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 26, 2010 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank V. AtLee III | Management | For | For |
2 | Elect Director David L. Chicoine | Management | For | For |
3 | Elect Director Arthur H. Harper | Management | For | For |
4 | Elect Director Gwendolyn S. King | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 29, 2009 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2 | Elect Vince Gauci as Director | Management | For | For |
3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glen A. Barton | Management | For | For |
2 | Elect Director Vincent A. Calarco | Management | For | For |
3 | Elect Director Joseph A. Carrabba | Management | For | For |
4 | Elect Director Noreen Doyle | Management | For | For |
5 | Elect Director Veronica M. Hagen | Management | For | For |
6 | Elect Director Michael S. Hamson | Management | For | For |
7 | Elect Director Richard T. O'Brien | Management | For | For |
8 | Elect Director John B. Prescott | Management | For | For |
9 | Elect Director Donald C. Roth | Management | For | For |
10 | Elect Director James V. Taranik | Management | For | For |
11 | Elect Director Simon Thompson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NUCOR CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
1.2 | Elect Director James D. Hlavacek | Management | For | For |
1.3 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PAN AMERICAN SILVER CORP. MEETING DATE: MAY 10, 2010 | ||||
TICKER: PAA SECURITY ID: 697900108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
1.3 | Elect Director Robert P. Pirooz | Management | For | For |
1.4 | Elect Director William Fleckenstein | Management | For | For |
1.5 | Elect Director Michael J.J. Maloney | Management | For | For |
1.6 | Elect Director Michael Larson | Management | For | For |
1.7 | Elect Director Paul B. Sweeney | Management | For | For |
1.8 | Elect Director David C. Press | Management | For | For |
1.9 | Elect Director Walter T. Segsworth | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Amend Stock Option Plan and Stock Bonus Plan | Management | For | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. M. Burley as Director | Management | For | For |
1.2 | Elect W. J. Doyle as Director | Management | For | For |
1.3 | Elect J. W. Estey as Director | Management | For | For |
1.4 | Elect C. S. Hoffman as Director | Management | For | For |
1.5 | Elect D. J. Howe as Director | Management | For | For |
1.6 | Elect A. D. Laberge as Director | Management | For | For |
1.7 | Elect K. G. Martell as Director | Management | For | For |
1.8 | Elect J. J. McCaig as Director | Management | For | For |
1.9 | Elect M. Mogford as Director | Management | For | For |
1.10 | Elect P. J. Schoenhals as Director | Management | For | For |
1.11 | Elect E. R. Stromberg as Director | Management | For | For |
1.12 | Elect E. Viyella de Paliza as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Nance K. Dicciani | Management | For | For |
1.3 | Elect Director Edward G. Galante | Management | For | For |
1.4 | Elect Director Claire W. Gargalli | Management | For | For |
1.5 | Elect Director Ira D. Hall | Management | For | For |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.7 | Elect Director Larry D. Mcvay | Management | For | For |
1.8 | Elect Director Wayne T. Smith | Management | For | For |
1.9 | Elect Director Robert L. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 24, 2010 | ||||
TICKER: BUMI SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties of Directors | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
3 | Elect Directors | Management | For | Abstain |
RANDGOLD RESOURCES LTD MEETING DATE: DEC 16, 2009 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Kibali (Jersey) Ltd of Shares in Kibali Goldmines sprl | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 4, 2010 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Kadri Dagdelen as Director | Management | For | For |
3 | Re-elect Philippe Lietard as Director | Management | For | For |
4 | Re-elect Robert Israel as Director | Management | For | For |
5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
6 | Re-elect Karl Voltaire as Director | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Non-executive Director Fees | Management | For | For |
9 | Reappoint BDO LLP as Auditors | Management | For | For |
10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Hannah | Management | For | For |
1.2 | Elect Director Mark V. Kaminski | Management | For | For |
1.3 | Elect Director Gregg J. Mollins | Management | For | For |
1.4 | Elect Director Andrew G. Sharkey, III | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RTI INTERNATIONAL METALS, INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: RTI SECURITY ID: 74973W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel I. Booker | Management | For | For |
1.2 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
1.3 | Elect Director Ronald L. Gallatin | Management | For | For |
1.4 | Elect Director Charles C. Gedeon | Management | For | For |
1.5 | Elect Director Robert M. Hernandez | Management | For | For |
1.6 | Elect Director Dawne S. Hickton | Management | For | For |
1.7 | Elect Director Edith E. Holiday | Management | For | For |
1.8 | Elect Director Bryan T. Moss | Management | For | For |
1.9 | Elect Director James A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Heffernan | Management | For | For |
1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.3 | Elect Director William C. Rusnack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
STEEL DYNAMICS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: STLD SECURITY ID: 858119100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | For |
1.2 | Elect Director Mark D. Millett | Management | For | For |
1.3 | Elect Director Ricahrd P. Teets, Jr. | Management | For | For |
1.4 | Elect Director John C. Bates | Management | For | For |
1.5 | Elect Director Frank D. Byrne | Management | For | For |
1.6 | Elect Director Paul B. Edgerley | Management | For | For |
1.7 | Elect Director Richard J. Freeland | Management | For | For |
1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
1.9 | Elect Director James C. Marcuccilli | Management | For | For |
1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SYMRISE AG MEETING DATE: MAY 11, 2010 | ||||
TICKER: SY1 SECURITY ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Approve Creation of EUR 59 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Remuneration System for Management Board Members | Management | For | For |
TECK RESOURCES LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M.M. Ashar as Director | Management | For | For |
1.2 | Elect J.B. Aune as Director | Management | For | For |
1.3 | Elect J.H. Bennett as Director | Management | For | For |
1.4 | Elect H.J. Bolton as Director | Management | For | For |
1.5 | Elect F.P. Chee as Director | Management | For | For |
1.6 | Elect J.L. Cockwell as Director | Management | For | For |
1.7 | Elect N.B. Keevil as Director | Management | For | For |
1.8 | Elect N.B. Keevil III as Director | Management | For | For |
1.9 | Elect T. Kuriyama as Director | Management | For | For |
1.10 | Elect D.R. Lindsay as Director | Management | For | For |
1.11 | Elect T. Mochihara as Director | Management | For | For |
1.12 | Elect J.G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C.M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
TERNIUM S.A. MEETING DATE: JUN 2, 2010 | ||||
TICKER: TX SECURITY ID: 880890108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements of Fiscal 2009, 2008, and 2007, and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements of Fiscal 2009 and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of USD 0.05 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Reelect Ubaldo Aguirre, Roberto Bonatti, Wilson Nelio Brumer, Carlos A. Condorelli, Pedro Pablo Kuczynski, Adrian Lajous, Bruno Marchettini, Gianfelice M. Rocca, Paolo Rocca, and Daniel A. Novegil and Elect Ronald Seckelmann as Directors | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve PricewaterhouseCoopers as Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Approve Share Repurchase Program | Management | For | Did Not Vote |
9 | Allow Board to Delegate Company?s Day-to-Day Management to One or More of its Members | Management | For | Did Not Vote |
10 | Allow Board to Appoint One or More of its Members as Company?s Attorney-in-Fact | Management | For | Did Not Vote |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | None |
1.2 | Elect Director Dennis McGlone | Management | For | None |
1.3 | Elect Director Henry R. Slack | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | For |
1.2 | Elect Director David A. Wilson | Shareholder | For | For |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
ULTRAPETROL BAHAMAS LTD MEETING DATE: OCT 21, 2009 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
4 | Reelect James F. Martin as a Director | Management | For | Against |
5 | Reelect Teseo Bergoglio as a Director | Management | For | Against |
6 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
7 | Reelect Michael C. Hagan as a Director | Management | For | For |
8 | Reelect George Wood as a Director | Management | For | For |
9 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company | Management | For | For |
VALE S.A. MEETING DATE: JAN 22, 2010 | ||||
TICKER: VALE.P SECURITY ID: 91912E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Nomination of Alternate Member of Board of Directors | Management | For | For |
2 | Approve Agreement to Absorb Mineracao Estrela de Apolo and Mineracao Vale Corumba | Management | For | For |
3 | Appoint Domingues e Pinho Contadores to Appraise Proposed Merger | Management | For | For |
4 | Approve Appraisal of Proposed Merger | Management | For | For |
5 | Approve Absorption of Mineracao Estrela de Apolo and Mineracao Vale Corumba | Management | For | For |
VALE S.A. MEETING DATE: APR 27, 2010 | ||||
TICKER: VALE3 SECURITY ID: 91912E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
1 | Authorize Capitalization of Reserves | Management | For | For |
2 | Elect Director | Management | For | Against |
VALE S.A. MEETING DATE: JUN 22, 2010 | ||||
TICKER: VALE3 SECURITY ID: 91912E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jose Mauro Mettrau Carneiro da Cunha as Director | Management | For | For |
VULCAN MATERIALS COMPANY MEETING DATE: MAY 14, 2010 | ||||
TICKER: VMC SECURITY ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas J. McGregor | Management | For | For |
1.2 | Elect Director Vincent J. Trosino | Management | For | For |
1.3 | Elect Director Philip J. Carroll, Jr. | Management | For | For |
1.4 | Elect Director James V. Napier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 15, 2010 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
1.2 | Elect Director D. Michael Steuert | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | For |
2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Securities Transfer Restrictions | Management | For | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
8 | Ratify Auditors | Management | For | For |
YARA INTERNATIONAL ASA MEETING DATE: MAY 11, 2010 | ||||
TICKER: YAR SECURITY ID: R9900C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Reelect Oivind Lund (Chair), Elect Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors in the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
7 | Elect Bjorg Ven (Chair), Thorunn Bakke, and Olaug Svarva as Members of Nominating Committee | Management | For | Did Not Vote |
8 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
9 | Authorize Repurchase of up to Five Percent of Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT MEDICAL DELIVERY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AETNA INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank M. Clark | Management | For | For |
2 | Elect Director Betsy Z. Cohen | Management | For | For |
3 | Elect Director Molly J. Coye | Management | For | For |
4 | Elect Director Roger N. Farah | Management | For | For |
5 | Elect Director Barbara Hackman Franklin | Management | For | For |
6 | Elect Director Jeffrey E. Garten | Management | For | For |
7 | Elect Director Earl G. Graves | Management | For | For |
8 | Elect Director Gerald Greenwald | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMERISOURCEBERGEN CORP MEETING DATE: MAR 4, 2010 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Gochnauer | Management | For | For |
1.2 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.3 | Elect Director Henry W. McGee | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APOLLO HOSPITALS ENTERPRISE LTD. MEETING DATE: AUG 26, 2009 | ||||
TICKER: 508869 SECURITY ID: Y0187F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 6.50 Per Share | Management | For | For |
3 | Reappoint S. Reddy as Director | Management | For | For |
4 | Reappoint D. Vaidya as Director | Management | For | For |
5 | Reappoint O. Reddy as Director | Management | For | For |
6 | Reappoint R. Ahamed as Director | Management | For | For |
7 | Approve S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Foreign Currency Convertible Bonds up to an Aggregate Amount of $15 Million to International Finance Corporation | Management | For | For |
9 | Approve Pledging of Assets for Debt | Management | For | For |
10 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
BANGKOK CHAIN HOSPITAL PUBLIC CO. LTD. MEETING DATE: SEP 30, 2009 | ||||
TICKER: KH-F SECURITY ID: Y060BQ115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous AGM | Management | For | For |
2 | Approve Increase in Registered Capital from THB 950 Million to THB 1.66 Billion by the Issuance of 713 Million New Ordinary Shares of THB 1.00 Each | Management | For | For |
3 | Amend Clause 4 of the Memorandum of Association to Reflect the Increase in Registered Capital | Management | For | For |
4 | Approve Allocation of Retained Earning and Payment of Stock Dividend of Three Stock Dividend for Every Four Existing Shares and Cash Dividend of THB 0.10 Per Share | Management | For | For |
5 | Approve Allocation of 713 Million Newly Issued Ordinary Shares of THB 1.00 Each to Support the Stock Dividend Payment | Management | For | For |
6 | Other Business | Management | For | Against |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackie M. Clegg | Management | For | For |
1.2 | Elect Director Tobia Ippolito | Management | For | For |
1.3 | Elect Director James R. Seward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | Against |
1.2 | Elect Director George S. Barrett | Management | For | Against |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Calvin Darden | Management | For | Against |
1.5 | Elect Director Bruce L. Downey | Management | For | For |
1.6 | Elect Director John F. Finn | Management | For | Against |
1.7 | Elect Director Gregory B. Kenny | Management | For | Against |
1.8 | Elect Director Richard C. Notebaert | Management | For | Against |
1.9 | Elect Director David W. Raisbeck | Management | For | Against |
1.10 | Elect Director Jean G. Spaulding | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Performance-Based Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Brock | Management | For | For |
1.2 | Elect Director Edward S. Civera | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director W. Larry Cash | Management | For | For |
3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COVENTRY HEALTH CARE INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CVH SECURITY ID: 222862104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Dale Crandall | Management | For | For |
2 | Elect Director Elizabeth E. Tallett | Management | For | For |
3 | Elect Director Allen F. Wise | Management | For | For |
4 | Elect Director Joseph R. Swedish | Management | For | For |
5 | Elect Director Michael A. Stocker | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Report on Pay Disparity | Shareholder | Against | Against |
9 | Performance-Based Equity Awards | Shareholder | Against | Against |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
EMERGENCY MEDICAL SERVICES CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: EMS SECURITY ID: 29100P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Paul B. Iannini | Management | For | For |
1.3 | Elect Director James T. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
1.3 | Elect Director Granger Cobb | Management | For | For |
1.4 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
GOLDEN MEDITECH CO LTD MEETING DATE: AUG 28, 2009 | ||||
TICKER: 801 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Kam Yuen as Executive Director | Management | For | For |
2b | Reelect Zheng Ting as Executive Director | Management | For | For |
2c | Reelect Gao Zong Ze as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$200 Million to HK$400 Million by the Creation of an Additional 2 Billion New Shares | Management | For | Against |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
HEALTH GRADES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: HGRD SECURITY ID: 42218Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry R. Hicks | Management | For | For |
1.2 | Elect Director Leslie S. Matthews | Management | For | For |
1.3 | Elect Director John J. Quattrone | Management | For | For |
1.4 | Elect Director Mary Boland | Management | For | For |
1.5 | Elect Director Mats Wahlstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Jones, Jr. | Management | For | For |
2 | Elect Director Frank A. D'Amelio | Management | For | For |
3 | Elect Director W. Roy Dunbar | Management | For | For |
4 | Elect Director Kurt J. Hilzinger | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Elect Director W. Ann Reynolds | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IPC THE HOSPITALIST COMPANY, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francesco Federico | Management | For | For |
1.2 | Elect Director Patrick G. Hays | Management | For | For |
1.3 | Elect Director C. Thomas Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 12, 2010 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-Luc Belingard | Management | For | For |
4 | Elect Director Wendy E. Lane | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
7 | Elect Director Arthur H. Rubenstein | Management | For | For |
8 | Elect Director M. Keith Weikel | Management | For | For |
9 | Elect Director R. Sanders Williams | Management | For | For |
10 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
LIFEPOINT HOSPITALS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: LPNT SECURITY ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory T. Bier | Management | For | For |
1.2 | Elect Director DeWitt Ezell, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
LINCARE HOLDINGS, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: LNCR SECURITY ID: 532791100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Byrnes | Management | For | For |
1.2 | Elect Director Stuart H. Altman, Ph.D. | Management | For | For |
1.3 | Elect Director Chester B. Black | Management | For | For |
1.4 | Elect Director Frank D. Byrne, M.D. | Management | For | For |
1.5 | Elect Director William F. Miller, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 22, 2009 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andy D. Bryant | Management | For | Against |
1.2 | Elect Director Wayne A. Budd | Management | For | Against |
1.3 | Elect Director John H. Hammergren | Management | For | Against |
1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
1.6 | Elect Director Marie L. Knowles | Management | For | Against |
1.7 | Elect Director David M. Lawrence | Management | For | Against |
1.8 | Elect Director Edward A. Mueller | Management | For | Against |
1.9 | Elect Director Jane E. Shaw | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MEDTOX SCIENTIFIC, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: MTOX SECURITY ID: 584977201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Johnson | Management | For | For |
1.2 | Elect Director Robert J. Marzec | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | For |
MOLINA HEALTHCARE, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: MOH SECURITY ID: 60855R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Z. Fedak | Management | For | For |
1.2 | Elect Director John C. Molina | Management | For | For |
1.3 | Elect Director Sally K. Richardson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NATUS MEDICAL INCORPORATED MEETING DATE: JUN 3, 2010 | ||||
TICKER: BABY SECURITY ID: 639050103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Gunst | Management | For | For |
1.2 | Elect Director James B. Hawkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATTERSON COMPANIES INC. MEETING DATE: SEP 14, 2009 | ||||
TICKER: PDCO SECURITY ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen A. Rudnick | Management | For | For |
1.2 | Elect Director Harold C. Slavkin | Management | For | For |
1.3 | Elect Director James W. Wiltz | Management | For | For |
1.4 | Elect Director Les C. Vinney | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 6, 2010 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REHABCARE GROUP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: RHB SECURITY ID: 759148109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
1.3 | Elect Director Anthony S. Piszel | Management | For | For |
1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
1.5 | Elect Director Harry E. Rich | Management | For | For |
1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
1.7 | Elect Director Larry Warren | Management | For | For |
1.8 | Elect Director Theodore M. Wight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 23, 2010 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | Against |
2 | Elect Director Andre Belzile | Management | For | Against |
3 | Elect Director Michel Coutu | Management | For | Against |
4 | Elect Director James L. Donald | Management | For | Against |
5 | Elect Director David R. Jessick | Management | For | Against |
6 | Elect Director Mary F. Sammons | Management | For | Against |
7 | Elect Director Philip G. Satre | Management | For | Against |
8 | Elect Director John T. Standley | Management | For | Against |
9 | Elect Director Marcy Syms | Management | For | Against |
10 | Approve Stock Option Exchange | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RURAL/METRO CORP. MEETING DATE: DEC 10, 2009 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene I. Davis | Management | For | For |
1.2 | Elect Director Henry G. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director David I. Fuente | Management | For | For |
1.4 | Elect Director Stephen D. Harlan | Management | For | For |
1.5 | Elect Director Paul J. Klaassen | Management | For | For |
1.6 | Elect Director Lynn Krominga | Management | For | For |
1.7 | Elect Director William G. Little | Management | For | For |
1.8 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 12, 2010 | ||||
TICKER: SXC SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terence C. Burke | Management | For | For |
1.2 | Elect Director William J. Davis | Management | For | For |
1.3 | Elect Director Philip R. Reddon | Management | For | For |
1.4 | Elect Director Mark A. Thierer | Management | For | For |
1.5 | Elect Director Steven Cosler | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Approve SXC Health Solutions Corp. Incentive Plan | Management | For | For |
3 | Ratify KPMG US as Auditors | Management | For | For |
TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TMH SECURITY ID: 87817A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lynn Massingale | Management | For | Withhold |
1.2 | Elect Director Neil P. Simpkins | Management | For | Withhold |
1.3 | Elect Director Earl P. Holland | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
TENET HEALTHCARE CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director J. Robert Kerrey | Management | For | For |
7 | Elect Director Floyd D. Loop, M.D. | Management | For | For |
8 | Elect Director Richard R. Pettingill | Management | For | For |
9 | Elect Director James A. Unruh | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc N. Casper | Management | For | For |
2 | Elect Director Tyler Jacks | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRIPLE-S MANAGEMENT CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: GTS SECURITY ID: 896749108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roberto Munoz-Zayas | Management | For | For |
2 | Elect Director Jaime Morgan-Stubbe | Management | For | For |
3 | Elect Director Carmen Ana Culpeper | Management | For | For |
4 | Elect Director Antonio F. Faria-soto | Management | For | For |
5 | Elect Directors Manuel Figueroa-Collazo | Management | For | For |
6 | Elect Director Juan E. Rodriguez-Diaz | Management | For | For |
7 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Hotz | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WEBMD HEALTH CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Mark J. Adler | Management | For | For |
2.2 | Elect Director Neil F. Dimick | Management | For | For |
2.3 | Elect Director James V. Manning | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sheila P. Burke | Management | For | Against |
2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
3 | Elect Director Jackie M. Ward | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABIOMED, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AGA MEDICAL HOLDINGS, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: AGAM SECURITY ID: 008368102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Pelak | Management | For | For |
1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Albert Jay Graf | Management | For | For |
1.2 | Director Robert Mclellan, M.d. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David F. Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ATS MEDICAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ATSI SECURITY ID: 002083103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Dale | Management | For | For |
1.2 | Elect Director Steven M. Anderson | Management | For | For |
1.3 | Elect Director Robert E. Munzenrider | Management | For | For |
1.4 | Elect Director Guy P. Nohra | Management | For | For |
1.5 | Elect Director Eric W. Sivertson | Management | For | For |
1.6 | Elect Director Theodore C. Skokos | Management | For | For |
1.7 | Elect Director Martin P. Sutter | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Blake E. Devitt | Management | For | For |
2 | Elect Director John D. Forsyth | Management | For | For |
3 | Elect Director Gail D. Fosler | Management | For | For |
4 | Elect Director Carole J. Shapazian | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
BECKMAN COULTER, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BEC SECURITY ID: 075811109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Funari | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director William N. Kelly, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Abele | Management | For | For |
1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
1.4 | Elect Director Nelda J. Connors | Management | For | For |
1.5 | Elect Director J. Raymond Elliott | Management | For | For |
1.6 | Elect Director Marye Anne Fox | Management | For | For |
1.7 | Elect Director Ray J. Groves | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.10 | Elect Director Pete M. Nicholas | Management | For | For |
1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.12 | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Sieczkarek | Management | For | For |
1.2 | Elect Director John L. Bishop | Management | For | For |
1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 17, 2010 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Donald Press | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
DENTSPLY INTERNATIONAL INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paula H. Cholmondeley | Management | For | For |
1.2 | Elect Director Michael J. Coleman | Management | For | For |
1.3 | Elect Director John C. Miles II | Management | For | For |
1.4 | Elect Director John L. Miclot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christine Bennett | Management | For | For |
2 | Elect Director Denis Wade | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Stock Grant to Douglas Godshall | Management | For | For |
5 | Approve Stock Grant to C. Raymond Larkin, Jr. | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
4 | Approve Stock Grant to Robert Thomas | Management | For | For |
5 | Approve Stock Grant to Seth Harrison | Management | For | For |
6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
7 | Approve Stock Grant to Christine Bennett | Management | For | For |
8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
9 | Approve Stock Grant to Robert Stockman | Management | For | For |
10 | Approve Stock Grant to Denis Wade | Management | For | For |
11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Cumming | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director David R. LaVance Jr. | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Lawrence M. Levy | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Connie R. Curran | Management | For | For |
2 | Elect Director Heino von Prondzynski | Management | For | For |
3 | Elect Director Mark F. Wheeler | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Keith Bradley | Management | For | For |
3 | Elect Director Richard E. Caruso | Management | For | For |
4 | Elect Director Stuart M. Essig | Management | For | For |
5 | Elect Director Neal Moszkowski | Management | For | For |
6 | Elect Director Raymond G. Murphy | Management | For | For |
7 | Elect Director Christian S. Schade | Management | For | For |
8 | Elect Director James M. Sullivan | Management | For | For |
9 | Elect Director Anne M. Vanlent | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
INTUITIVE SURGICAL, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: ISRG SECURITY ID: 46120E602 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan J. Levy | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Amal M. Johnson | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Dollens | Management | For | For |
1.2 | Elect Director Catherine M. Burzik | Management | For | For |
1.3 | Elect Director John P. Byrnes | Management | For | For |
1.4 | Elect Director Harry R. Jacobson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher C. Dewey | Management | For | For |
1.2 | Elect Director John J. Savarese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASIMO CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe Kiani | Management | For | For |
1.2 | Elect Director Jack Lasersohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MEDTRONIC, INC. MEETING DATE: AUG 27, 2009 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director William A. Hawkins | Management | For | For |
1.4 | Elect Director S. Ann Jackson | Management | For | For |
1.5 | Elect Director Denise M. O'Leary | Management | For | For |
1.6 | Elect Director Robert C. Pozen | Management | For | For |
1.7 | Elect Director Jean-pierre Rosso | Management | For | For |
1.8 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 15, 2009 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Eagle | Management | For | For |
1.2 | Elect Director Fred Holubow | Management | For | For |
1.3 | Elect Director Gregory H. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 25, 2010 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NUVASIVE, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
1.2 | Elect Director Jack R. Blair | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
OMNICELL, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: OMCL SECURITY ID: 68213N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Judson | Management | For | For |
1.2 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.3 | Elect Director Donald C. Wegmiller | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ORASURE TECHNOLOGIES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: OSUR SECURITY ID: 68554V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Goldstein, Ph.d. | Management | For | For |
1.2 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: MAY 27, 2010 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Guy J. Jordan as Director | Management | For | For |
1.4 | Elect Thomas J. Kester as Director | Management | For | For |
1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve that the Company Becomes a Wholly and Directly Owned Subsidiary of GenMark Diagnostics, Inc | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | Against |
5 | Elect Director Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | Against |
7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
RESMED INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: RMD SECURITY ID: 761152107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Farrell | Management | For | For |
2 | Elect Director Gary Pace | Management | For | For |
3 | Elect Director Ronald Taylor | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
RTI BIOLOGICS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian K. Hutchison | Management | For | For |
1.2 | Elect Director Julianne M. Bowler | Management | For | For |
1.3 | Elect Director Roy D. Crowninshield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
SENORX, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: SENO SECURITY ID: 81724W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.2 | Elect Director John T. Buhler | Management | For | For |
1.3 | Elect Director Gregory D. Waller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONOVA HOLDING AG (FORMERLY PHONAK HOLDING AG) MEETING DATE: JUN 15, 2010 | ||||
TICKER: SOON SECURITY ID: H8024W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Elect John Zei as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Amend Articles Re: New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Essig | Management | For | For |
1.2 | Elect Director Barbara B. Hill | Management | For | For |
1.3 | Elect Director Michael A. Rocca | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
STRYKER CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Howard L. Lance | Management | For | For |
1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | For |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VARIAN MEDICAL SYSTEMS INC MEETING DATE: FEB 11, 2010 | ||||
TICKER: VAR SECURITY ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Seely Brown | Management | For | For |
1.2 | Elect Director R. Andrew Eckert | Management | For | For |
1.3 | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2010 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Carmen L. Dierson | Management | For | For |
1.3 | Elect Director Martin J. Emerson | Management | For | For |
1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.5 | Elect Director Gary D. Henley | Management | For | For |
1.6 | Elect Director John L. Miclot | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Director David D. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett, Ph.D. | Management | For | For |
9 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTIVISION BLIZZARD, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Brian G. Kelly | Management | For | For |
5 | Elect Director Robert A. Kotick | Management | For | For |
6 | Elect Director Jean-Bernard Levy | Management | For | For |
7 | Elect Director Robert J. Morgado | Management | For | For |
8 | Elect Director Douglas P. Morris | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AOL INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AOL SECURITY ID: 00184X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Tim Armstrong | Management | For | Against |
2 | Elect Director Richard Dalzell | Management | For | For |
3 | Elect Director Karen Dykstra | Management | For | For |
4 | Elect Director William Hambrecht | Management | For | For |
5 | Elect Director Susan Lyne | Management | For | For |
6 | Elect Director Patricia Mitchell | Management | For | For |
7 | Elect Director Michael Powell | Management | For | For |
8 | Elect Director Fredric Reynolds | Management | For | For |
9 | Elect Director James Stengel | Management | For | For |
10 | Elect Director James Wiatt | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARBITRON INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: ARB SECURITY ID: 03875Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director David W. Devonshire | Management | For | For |
1.3 | Elect Director John A. Dimling | Management | For | For |
1.4 | Elect Director Philip Guarascio | Management | For | For |
1.5 | Elect Director William T. Kerr | Management | For | For |
1.6 | Elect Director Larry E. Kittelberger | Management | For | For |
1.7 | Elect Director Luis G. Nogales | Management | For | For |
1.8 | Elect Director Richard A. Post | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: APR 30, 2010 | ||||
TICKER: BTOW3 SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Against |
5 | Elect Director | Management | For | For |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: APR 30, 2010 | ||||
TICKER: BTOW3 SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
1.3 | Elect Director Raymond W. Syufy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CINEMAX INDIA LTD MEETING DATE: SEP 10, 2009 | ||||
TICKER: 532807 SECURITY ID: Y16365101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend on Preference Shares | Management | For | For |
3 | Approve Dividend on Equity Shares of INR 1.20 Per Share | Management | For | For |
4 | Reappoint G. Dave as Director | Management | For | For |
5 | Approve Vacancy on the Board of Directors Resulting from the Retirement of H.H. Kanakia | Management | For | For |
6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
DENA CO LTD MEETING DATE: JUN 26, 2010 | ||||
TICKER: 2432 SECURITY ID: J1257N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3600 | Management | For | For |
2 | Appoint Statutory Auditor Chika Otobe | Management | For | For |
3 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | Against |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Director Mellody Hobson | Management | For | Withhold |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FOCUS MEDIA HOLDING LTD. MEETING DATE: DEC 21, 2009 | ||||
TICKER: FMCN SECURITY ID: 34415V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1(a) | Reelect Daqing Qi as Director | Management | For | For |
1(b) | Reelect Charles Chao as Director | Management | For | For |
2 | Reelect Alex Deyi Yang as Director | Management | For | For |
3 | Approve 2010 Employee Share Option Plan | Management | For | Against |
4 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
GANNETT CO., INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: GCI SECURITY ID: 364730101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Dubow | Management | For | For |
1.2 | Elect Director Howard D. Elias | Management | For | For |
1.3 | Elect Director Arthur H. Harper | Management | For | For |
1.4 | Elect Director John Jeffry Louis | Management | For | For |
1.5 | Elect Director Marjorie Magner | Management | For | For |
1.6 | Elect Director Scott K. McCune | Management | For | For |
1.7 | Elect Director Duncan M. McFarland | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Neal Shapiro | Management | For | For |
1.10 | Elect Director Karen Hastie Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
GRUPO TELEVISA S.A. MEETING DATE: DEC 10, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors for Class L Shareholders | Management | For | Against |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
6 | Elect Director H. John Greeniaus | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KNOLOGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: KNOL SECURITY ID: 499183804 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Burton | Management | For | For |
1.2 | Elect Director William H. Scott, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 20, 2010 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.6 | Elect Director Anna Reilly | Management | For | Withhold |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LIBERTY GLOBAL, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miranda Curtis | Management | For | For |
1.2 | Elect Director John W. Dick | Management | For | For |
1.3 | Elect Director J.C. Sparkman | Management | For | For |
1.4 | Elect Director J. David Wargo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Redemption Proposal | Management | For | For |
2.1 | Approve Spin-Off Agreement | Management | For | For |
2.2 | Approve Merger Agreement | Management | For | For |
2.3 | Approve Contribution Proposal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M708 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIONS GATE ENTERTAINMENT CORP. MEETING DATE: SEP 15, 2009 | ||||
TICKER: LGF SECURITY ID: 535919203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman Bacal | Management | For | Withhold |
1.2 | Elect Director Michael Burns | Management | For | Withhold |
1.3 | Elect Director Arthur Evrensel | Management | For | Withhold |
1.4 | Elect Director Jon Feltheimer | Management | For | Withhold |
1.5 | Elect Director Morley Koffman | Management | For | Withhold |
1.6 | Elect Director Harald Ludwig | Management | For | Withhold |
1.7 | Elect Director G. Scott Paterson | Management | For | Withhold |
1.8 | Elect Director Mark H. Rachesky | Management | For | For |
1.9 | Elect Director Daryl Simm | Management | For | Withhold |
1.10 | Elect Director Hardwick Simmons | Management | For | Withhold |
1.11 | Elect Director Brian V. Tobin | Management | For | Withhold |
1.12 | Elect Director Phyllis Yaffe | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
LIONS GATE ENTERTAINMENT CORP. MEETING DATE: MAY 12, 2010 | ||||
TICKER: LGF SECURITY ID: 535919203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Shareholder Rights Plan | Management | For | Against |
LIVE NATION, INC. MEETING DATE: JAN 8, 2010 | ||||
TICKER: LYV SECURITY ID: 538034109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Change Company Name | Management | For | For |
3.1 | Elect Director Ariel Emanuel | Management | For | Withhold |
3.2 | Elect Director Randall T. Mays | Management | For | Withhold |
3.3 | Elect Director Connie McCombs McNab | Management | For | Withhold |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Adjourn Meeting | Management | For | Against |
7 | Other Business | Management | For | Against |
MARTHA STEWART LIVING OMNIMEDIA, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: MSO SECURITY ID: 573083102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlotte Beers | Management | For | Withhold |
1.2 | Elect Director Frederic Fekkai | Management | For | For |
1.3 | Elect Director Michael Goldstein | Management | For | For |
1.4 | Elect Director Arlen Kantarian | Management | For | For |
1.5 | Elect Director Charles A. Koppelman | Management | For | For |
1.6 | Elect Director William A. Roskin | Management | For | For |
1.7 | Elect Director Todd Slotkin | Management | For | For |
MARVEL ENTERTAINMENT, INC. MEETING DATE: DEC 31, 2009 | ||||
TICKER: MVL SECURITY ID: 57383T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcos Galperin | Management | For | For |
1.2 | Elect Director Emiliano Calemzuk | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director Robert J. Chrenc | Management | For | For |
3 | Elect Director John Gaulding | Management | For | For |
4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Director Cynthia P. McCague | Management | For | For |
6 | Elect Director Jeffrey F. Rayport | Management | For | For |
7 | Elect Director Roberto Tunioli | Management | For | For |
8 | Elect Director Timothy T. Yates | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
NATIONAL CINEMEDIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NCMI SECURITY ID: 635309107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Campbell | Management | For | For |
1.2 | Elect Director Gerardo I. Lopez | Management | For | For |
1.3 | Elect Director Lee Roy Mitchell | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEW YORK TIMES COMPANY, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: NYT SECURITY ID: 650111107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul E. Cesan | Management | For | For |
1.2 | Elect Director Robert E. Denham | Management | For | For |
1.3 | Elect Director James A. Kohlberg | Management | For | For |
1.4 | Elect Director Dawn G. Lepore | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEWS CORPORATION MEETING DATE: OCT 16, 2009 | ||||
TICKER: NWSA SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Maria Aznar | Management | For | Abstain |
1.2 | Elect Director Natalie Bancroft | Management | For | Abstain |
1.3 | Elect Director Peter L. Barnes | Management | For | Abstain |
1.4 | Elect Director Chase Carey | Management | For | Abstain |
1.5 | Elect Director Kenneth E. Cowley | Management | For | Abstain |
1.6 | Elect Director David F. DeVoe | Management | For | Abstain |
1.7 | Elect Director Viet Dinh | Management | For | Abstain |
1.8 | Elect Director Sir Roderick I. Eddington | Management | For | Abstain |
1.9 | Elect Director Mark Hurd | Management | For | Abstain |
1.10 | Elect Director Andrew S.B. Knight | Management | For | Abstain |
1.11 | Elect Director James R. Murdoch | Management | For | Abstain |
1.12 | Elect Director K. Rupert Murdoch | Management | For | Abstain |
1.13 | Elect Director Lachlan K. Murdoch | Management | For | Abstain |
1.14 | Elect Director Thomas J. Perkins | Management | For | Abstain |
1.15 | Elect Director Arthur M. Siskind | Management | For | Abstain |
1.16 | Elect Director John L. Thornton | Management | For | Abstain |
2 | Ratify Auditors | Management | For | For |
NHN CORP. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Elect Doh Hyun-Soon as Outside Director | Management | For | For |
3 | Elect Doh Hyun-Soon as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Errol M. Cook | Management | For | For |
1.7 | Elect Director Susan S. Denison | Management | For | For |
1.8 | Elect Director Michael A. Henning | Management | For | For |
1.9 | Elect Director John R. Murphy | Management | For | For |
1.10 | Elect Director John R. Purcell | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
OPENTABLE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jordan | Management | For | For |
1.2 | Elect Director Thomas H. Layton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: NOV 14, 2009 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 5, 2010 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.2 | Elect Director David H. Keyte | Management | For | For |
1.3 | Elect Director Amy E. Miles | Management | For | For |
1.4 | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROVI CORP MEETING DATE: JUL 15, 2009 | ||||
TICKER: ROVI SECURITY ID: 55611C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director Robert J. Majteles | Management | For | For |
1.5 | Elect Director James E. Meyer | Management | For | For |
1.6 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.7 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | For |
1.2 | Elect Director Dale Pond | Management | For | For |
1.3 | Elect Director Ronald W. Tysoe | Management | For | For |
SINA CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yan Wang as Director | Management | For | For |
1.2 | Elect Song-Yi Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors | Management | For | For |
3 | Allow Electronic Distribution of Company Communications | Management | For | For |
4 | Amend Articles Re: Modernize Company's Articles of Association with Corporate Governance Provisions | Management | For | Against |
5 | Amend Articles Re: Board Procedures and Governance | Management | For | For |
6 | Amend Articles Re: Increase Requisite Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent | Management | For | Against |
7 | Amend Articles Re: Approve Restatement of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles | Management | For | Against |
SIRIUS XM RADIO INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: SIRI SECURITY ID: 82967N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joan L. Amble | Management | For | For |
2 | Elect Director Leon D. Black | Management | For | Against |
3 | Elect Director Lawrence F. Gilberti | Management | For | For |
4 | Elect Director Eddy W. Hartenstein | Management | For | For |
5 | Elect Director James P. Holden | Management | For | For |
6 | Elect Director Mel Karmazin | Management | For | For |
7 | Elect Director James F. Mooney | Management | For | For |
8 | Elect Director Jack Shaw | Management | For | For |
9 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
10 | Approve Reverse Stock Split | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: APR 15, 2010 | ||||
TICKER: TTWO SECURITY ID: 874054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Strauss Zelnick | Management | For | For |
1.2 | Elect Director Robert A. Bowman | Management | For | For |
1.3 | Elect Director Sung Hwan Cho | Management | For | For |
1.4 | Elect Director Michael Dornemann | Management | For | For |
1.5 | Elect Director Brett Icahn | Management | For | For |
1.6 | Elect Director J. Moses | Management | For | For |
1.7 | Elect Director James L. Nelson | Management | For | For |
1.8 | Elect Director Michael Sheresky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 10, 2009 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES) MEETING DATE: JUL 27, 2009 | ||||
TICKER: VIVO3 SECURITY ID: 92855S200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2010 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Management | For | For |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ATLAS PIPELINE PARTNERS, L.P. MEETING DATE: JUN 15, 2010 | ||||
TICKER: APL SECURITY ID: 049392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Patrick | Management | For | For |
1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Keating | Management | For | For |
1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.H. Armacost | Management | For | For |
2 | Elect Director L.F. Deily | Management | For | For |
3 | Elect Director R.E. Denham | Management | For | For |
4 | Elect Director R.J. Eaton | Management | For | For |
5 | Elect Director C. Hagel | Management | For | For |
6 | Elect Director E. Hernandez | Management | For | For |
7 | Elect Director F.G. Jenifer | Management | For | For |
8 | Elect Director G.L. Kirkland | Management | For | For |
9 | Elect Director S. Nunn | Management | For | For |
10 | Elect Director D.B. Rice | Management | For | For |
11 | Elect Director K.W. Sharer | Management | For | For |
12 | Elect Director C.R. Shoemate | Management | For | For |
13 | Elect Director J.G. Stumpf | Management | For | For |
14 | Elect Director R.D. Sugar | Management | For | For |
15 | Elect Director C. Ware | Management | For | For |
16 | Elect Director J.S. Watson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
20 | Stock Retention/Holding Period | Shareholder | Against | Against |
21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
CHINA COAL ENERGY COMPANY LIMITED MEETING DATE: DEC 18, 2009 | ||||
TICKER: 601898 SECURITY ID: Y1434L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
CHINA COAL ENERGY COMPANY LIMITED MEETING DATE: JUN 25, 2010 | ||||
TICKER: 601898 SECURITY ID: Y1434L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan for the Year 2009 | Management | For | For |
5 | Approve Capital Expenditure Budget for the Year 2010 | Management | For | For |
6 | Approve Remuneration of Directors and Supervisors | Management | For | For |
7 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as Domestic Auditors and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Amend Articles of Association | Management | For | For |
CHINA RESOURCES GAS GROUP LTD MEETING DATE: OCT 19, 2009 | ||||
TICKER: 1193 SECURITY ID: G2113B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of the Entire Issued Share Capital of Top Steed Ltd. from Powerfaith Enterprises Ltd. at a Consideration of HK$1.6 Billion | Management | For | For |
CHINA RESOURCES GAS GROUP LTD MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1193 SECURITY ID: G2113B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Du Wenmin as Director | Management | For | Against |
3b | Reelect Wong Tak Shing as Director | Management | For | Against |
3c | Reelect Luk Chi Cheong as Director | Management | For | Against |
3d | Reelect Yu Jian as Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA SHENHUA ENERGY CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 601088 SECURITY ID: Y1504C113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan and Final Dividend of RMB 0.53 Per Share | Management | For | For |
5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
7 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Transportation Service Framework Agreement with Taiyuan Railway Bureau | Management | For | For |
8 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Mutual Coal Supply Agreement with Shenhua Group Corporation Limited | Management | For | For |
9 | Approve Mutual Coal Supply Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
10 | Approve Mutual Supplies and Services Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
11 | Approve Coal Supply Framework Agreement with China Datang Corporation and Annual Caps | Management | For | For |
12 | Approve Coal Supply Framework Agreement with Tianjin Jinneng Investment Company and Annual Caps | Management | For | For |
13 | Approve Coal Supply Framework Agreement with Jiangsu Guoxin Asset Management Group Company Limited and Annual Caps | Management | For | For |
14 | Approve Transportation Service Framework Agreement with Taiyuan Railway Bureau and Annual Caps | Management | For | For |
15 | Approve Coal Supply Framework Agreement with Shaanxi Province Coal Transportation and Sales (Group) Co Ltd and Annual Caps | Management | For | For |
16a | Reelect Zhang Xiwu as Executive Director | Management | For | For |
16b | Reelect Zhang Yuzhuo as Executive Director | Management | For | For |
16c | Reelect Ling Wen as Executive Director | Management | For | For |
16d | Reelect Han Jianguo as Non-Executive Director | Management | For | For |
16e | Reelect Liu Benrun as Non-Executive Director | Management | For | For |
16f | Reelect Xie Songlin as Non-Executive Director | Management | For | For |
16g | Reelect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
16h | Reelect Guo Peizhang as Independent Non-Executive Director | Management | For | For |
16i | Reelect Fan Hsu Lai Tai as Independent Non-Executive Director | Management | For | For |
17a | Elect Sun Wenjian as Shareholders' Representative Supervisor | Management | For | For |
17b | Elect Tang Ning as Shareholders' Representative Supervisor | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CHINA SHENHUA ENERGY CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 601088 SECURITY ID: Y1504C113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
COMPTON PETROLEUM CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CMT SECURITY ID: 204940100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Mel F. Belich as Director | Management | For | For |
2.2 | Elect Tim S. Granger as Director | Management | For | For |
2.3 | Elect J. Stephens Allan as Director | Management | For | For |
2.4 | Elect David M. Fitzpatrick as Director | Management | For | For |
2.5 | Elect R. Bradley Hurtubise as Director | Management | For | For |
2.6 | Elect Irvine J. Koop as Director | Management | For | For |
2.7 | Elect Warren M. Shimmerlik as Director | Management | For | For |
2.8 | Elect Jeffrey T. Smith as Director | Management | For | For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
CONCHO RESOURCES INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray M. Poage | Management | For | For |
1.2 | Elect Director A. Wellford Tabor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 12, 2010 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | For |
1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Ruth R. Harkin | Management | For | For |
1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Robert A. Niblock | Management | For | For |
1.9 | Elect Director Harald J. Norvik | Management | For | For |
1.10 | Elect Director William K. Reilly | Management | For | For |
1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
1.13 | Elect Director Kathryn C. Turner | Management | For | For |
1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COPANO ENERGY, L.L.C. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CPNO SECURITY ID: 217202100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Crump | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Scott A. Griffiths | Management | For | For |
1.4 | Elect Director Michael L. Johnson | Management | For | For |
1.5 | Elect Director R. Bruce Northcutt | Management | For | For |
1.6 | Elect Director T. William Porter | Management | For | For |
1.7 | Elect Director William L. Thacker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Richels | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | For |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DYNEGY INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: DYN SECURITY ID: 26817G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Williamson | Management | For | For |
1.2 | Elect Director David W. Biegler | Management | For | For |
1.3 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
1.4 | Elect Director Victor E. Grijalva | Management | For | For |
1.5 | Elect Director Patricia A. Hammick | Management | For | For |
1.6 | Elect Director Howard B. Sheppard | Management | For | For |
1.7 | Elect Director William L. Trubeck | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Eliminate Class of Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thorleif Enger | Management | For | For |
1.2 | Elect Director Claire S. Farley | Management | For | For |
1.3 | Elect Director Joseph H. Netherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
GREAT PLAINS ENERGY INCORPORATED MEETING DATE: MAY 4, 2010 | ||||
TICKER: GXP SECURITY ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Bodde | Management | For | For |
1.2 | Elect Director Michael J. Chesser | Management | For | For |
1.3 | Elect Director William H. Downey | Management | For | For |
1.4 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.5 | Elect Director Gary D. Forsee | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director William C. Nelson | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
1.10 | Elect Director Robert H. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N.F. Brady | Management | For | Withhold |
1.2 | Elect Director G.P. Hill | Management | For | Withhold |
1.3 | Elect Director T.H. Kean | Management | For | Withhold |
1.4 | Elect Director F.A. Olson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
HOLLY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director Robert G. McKenzie | Management | For | For |
1.5 | Elect Director Jack P. Reid | Management | For | For |
1.6 | Elect Director Paul T. Stoffel | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEROIL CORPORATION MEETING DATE: JUN 22, 2010 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis and Ford Nicholson as Directors | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
ITERATION ENERGY LTD. MEETING DATE: JUN 28, 2010 | ||||
TICKER: ITX SECURITY ID: ADPV08746 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Arrangement | Management | For | For |
2 | Elect Donald Archibald, Pat Breen, Dallas Droppo, James T. Grenon, Michael J. Hibberd, Brian Illing, Gary Peddle and Robert Waters as Directors | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: OCT 20, 2009 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve An Agreement Dated 21 Sep 2009 Amending The Private Placement Agreement Dated 18 Oct 2006 Between The Company And Rio Tinto International Holdings Limited | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: MAY 7, 2010 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
1.2 | Elect PETER MEREDITH as Director | Management | For | For |
1.3 | Elect JOHN MACKEN as Director | Management | For | For |
1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
1.6 | Elect MARKUS FABER as Director | Management | For | For |
1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
1.8 | Elect ROBERT HANSON as Director | Management | For | For |
1.9 | Elect ANDREW HARDING as Director | Management | For | For |
1.10 | Elect DAVID KORBIN as Director | Management | For | For |
1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles | Management | For | For |
4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
6 | Approve Equity Incentive Plan | Management | For | Against |
7 | Approve Shareholder Rights Plan | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
MARINER ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
1.2 | Elect Director John F. Greene | Management | For | For |
1.3 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: JUN 2, 2010 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Keith E. Bailey | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director William A. Kellstrom | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | Against |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | Against |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | Against |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | Against |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 15, 2009 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
7iii | Authorize Board to Fill Vacancies | Management | For | For |
8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
OSX BRASIL SA MEETING DATE: APR 29, 2010 | ||||
TICKER: OSXB3 SECURITY ID: P7383A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Against |
PAINTED PONY PETROLEUM LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Patrick R. Ward as Director | Management | For | For |
2.2 | Elect Glenn R. Carley as Director | Management | For | For |
2.3 | Elect Allan K. Ashton as Director | Management | For | For |
2.4 | Elect Ronald R. Talbot as Director | Management | For | For |
2.5 | Elect Kevin Angus as Director | Management | For | For |
2.6 | Elect Arthur J.G. Madden as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PATTERSON-UTI ENERGY, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Robert G. Raynolds | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROPLUS HOLDINGS AG MEETING DATE: MAY 5, 2010 | ||||
TICKER: PPHN SECURITY ID: H6212L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve CHF 161.7 Million Transfer from Share Premium to Reserves | Management | For | Did Not Vote |
3 | Approve Setting Off the Accumulated Loss of CHF 8.5 Million Against Free Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Reelect Robert Lavinia and Werner Mueller as Directors (Bundled) | Management | For | Did Not Vote |
6 | Elect Jean-Paul Vettier as Director | Management | For | Did Not Vote |
7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
8 | Approve Creation of CHF 189.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 113.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
10 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
11 | Approve CHF 8.6 Million Reduction in Share Capital and Capital Repayment of CHF 0.10 per Share | Management | For | Did Not Vote |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 6, 2010 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 24, 2010 | ||||
TICKER: BUMI SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties of Directors | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Elect Directors | Management | For | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QUICKSILVER RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: KWK SECURITY ID: 74837R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne Darden Self | Management | For | For |
1.2 | Elect Director Steven M. Morris | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAR 25, 2010 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to the General Meeting | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: APR 29, 2010 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 4 Billion Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2010 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 425,000 for Chairman, NOK 275,000 for Vice-chair, and NOK 250,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Treatment of Net Loss | Management | For | Did Not Vote |
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
8 | Amend Articles Re: Right to Convene EGM; Right to Attend Meeting | Management | For | Did Not Vote |
9 | Approve Creation of NOK 100 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
10 | Authorize Repurchase of up to 10 Percent of Issued Shares and Reissuance of Repurchase Shares | Management | For | Did Not Vote |
11 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 10 Billion; Approve Creation of NOK 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Tore Schiotz, Roar Engeland, Susanne Thore, Hilde Myrberg, Odd Hansen, Bernt Reitan, and Helene Bergquist as Directors | Management | For | Did Not Vote |
13 | Reelect Rune Selmar as Members of Nominating Committee; Elect Torkil Nordberg as Chairman of Nominating Committee | Management | For | Did Not Vote |
RRI ENERGY, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRI SECURITY ID: 74971X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. William Barnett | Management | For | For |
2 | Elect Director Mark M. Jacobs | Management | For | For |
3 | Elect Director Steven L. Miller | Management | For | For |
4 | Elect Director Laree E. Perez | Management | For | For |
5 | Elect Director Evan J. Silverstein | Management | For | For |
6 | Ratify Auditors | Management | For | For |
SCORPION OFFSHORE LTD MEETING DATE: DEC 8, 2009 | ||||
TICKER: SCORE SECURITY ID: G78676106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Roger Herbert As a Class I Director For a Two Year Term | Management | For | For |
1.2 | Elect Christopher Paus As a Class I Director For a Two Year Term | Management | For | For |
1.3 | Elect Erling Lind As a Class I Director For a Two Year Term | Management | For | For |
1.4 | Elect Christian Sveaas As a Class I Director For a Two Year Term | Management | For | For |
1.5 | Elect Robert B. Woods As a Class I Director For a Two Year Term | Management | For | For |
2 | Reappoint Ernst & Young As Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect John Fredriksen as Director | Management | For | Against |
5 | Reelect Tor Olav Troim as Director | Management | For | Against |
6 | Reelect Kate Blankenship as Director | Management | For | Against |
7 | Reelect Kjell E. Jacobsen as Director | Management | For | For |
8 | Elect Kathrine Fredriksen as Director | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
SEMPRA ENERGY MEETING DATE: MAY 12, 2010 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Donald E. Felsinger | Management | For | For |
3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
4 | Elect Director William D. Jones | Management | For | For |
5 | Elect Director William G. Ouchi | Management | For | For |
6 | Elect Director Carlos Ruiz | Management | For | For |
7 | Elect Director William C. Rusnack | Management | For | For |
8 | Elect Director William P. Rutledge | Management | For | For |
9 | Elect Director Lynn Schenk | Management | For | For |
10 | Elect Director Neal E. Schmale | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
ST. MARY LAND & EXPLORATION COMPANY MEETING DATE: MAY 26, 2010 | ||||
TICKER: SM SECURITY ID: 792228108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara M. Baumann | Management | For | For |
2 | Elect Director Anthony J. Best | Management | For | For |
3 | Elect Director Larry W. Bickle | Management | For | For |
4 | Elect Director William J. Gardiner | Management | For | For |
5 | Elect Director Julio M. Quintana | Management | For | For |
6 | Elect Director John M. Seidl | Management | For | For |
7 | Elect Director William D. Sullivan | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Change Company Name | Management | For | For |
10 | Ratify Auditors | Management | For | For |
STONE ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: SGY SECURITY ID: 861642106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bernhard | Management | For | Withhold |
1.2 | Elect Director George R. Christmas | Management | For | For |
1.3 | Elect Director B. J. Duplantis | Management | For | For |
1.4 | Elect Director Peter D. Kinnear | Management | For | For |
1.5 | Elect Director John P. Laborde | Management | For | For |
1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.7 | Elect Director Donald E. Powell | Management | For | For |
1.8 | Elect Director Kay G. Priestly | Management | For | For |
1.9 | Elect Director David R. Voelker | Management | For | For |
1.10 | Elect Director David H. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESORO CORPORATION MEETING DATE: JUN 4, 2010 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | Withhold |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | Withhold |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Michael E. Wiley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: AUG 5, 2009 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Adopt the Share Option Scheme | Management | For | Against |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Master Agreement and Related Annual Caps | Management | For | For |
2 | Authorize Board To Take All Such Actions Necessary to Implement and Give Effect to the New Master Agreement and Annual Caps | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUN 2, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Brian Chang as Non-Executive Director | Management | For | Against |
2b | Reelect Robert William Fogal Jr as Non-Executive Director | Management | For | Against |
2c | Reelect Chan Ngai Sang, Kenny as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Bian Junjiang as Independent Non-Executive Director | Management | For | Against |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
VALERO ENERGY CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruben M. Escobedo | Management | For | For |
2 | Elect Director Bob Marbut | Management | For | For |
3 | Elect Director Robert A. Profusek | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Rainforest Sustainability | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
VENOCO, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: VQ SECURITY ID: 92275P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Marquez | Management | For | For |
1.2 | Elect Director Mark A. Snell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
W&T OFFSHORE, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: WTI SECURITY ID: 92922P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia Boulet | Management | For | For |
1.2 | Elect Director J.F. Freel | Management | For | For |
1.3 | Elect Director Samir G. Gibara | Management | For | Withhold |
1.4 | Elect Director Robert I. Israel | Management | For | For |
1.5 | Elect Director Tracy W. Krohn | Management | For | For |
1.6 | Elect Director S. James Nelson, Jr. | Management | For | Withhold |
1.7 | Elect Director B. Frank Stanley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WESTERN REFINING, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Thomas P. Briggs | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XTO ENERGY INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2010 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
ALCOA INC. MEETING DATE: APR 23, 2010 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur D. Collins, Jr | Management | For | For |
1.2 | Elect Director Carlos Ghosn | Management | For | For |
1.3 | Elect Director Michael G. Morris | Management | For | For |
1.4 | Elect Director E. Stanley O'Neal | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
5 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Adopt Simple Majority Vote | Shareholder | Against | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 7, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Re-elect Frank Arisman as Director | Management | For | For |
4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Issue of Convertible Securities | Management | For | For |
10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
12 | Amend Share Incentive Scheme | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Amend Bonus Share Plan 2005 | Management | For | For |
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: AUG 21, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Issuance of 46,330,000 Shares Under the Placing Agreement | Management | For | For |
2 | Ratify the Issuance of 65,000 Convertible Bonds and Approve the Issuance of Shares Upon the Conversion of Bonds | Management | For | For |
3 | Approve the Issuance of Shares in Connection with the FirstPlats Agreement | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tim Freshwater as Director | Management | For | For |
2 | Elect Edward Haslam as Director | Management | For | For |
3 | Elect Zwelakhe Mankazana as Director | Management | For | For |
4 | Ratify Past Issuance of Shares of the Ridge Options | Management | For | For |
5 | Ratify Past Issuance of Shares of the Imbani Option and Zijin Warrants | Management | For | For |
6 | Ratify Ernst & Young of Perth, Western Australia as Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARENA RESOURCES, INC. MEETING DATE: DEC 11, 2009 | ||||
TICKER: ARD SECURITY ID: 040049108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
1.2 | Elect Director Stanley M. McCabe | Management | For | For |
1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
1.5 | Elect Director Carl H. Fiddner | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Amend Stock Option Plan | Management | For | Against |
ATLAS PIPELINE PARTNERS, L.P. MEETING DATE: JUN 15, 2010 | ||||
TICKER: APL SECURITY ID: 049392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
1.3 | Elect Director John F. Lehman | Management | For | For |
1.4 | Elect Director Georgia R. Nelson | Management | For | For |
1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
BARRICK GOLD CORP. MEETING DATE: APR 28, 2010 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H.L. Beck as Director | Management | For | For |
1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
1.3 | Elect D.J. Carty as Director | Management | For | For |
1.4 | Elect G.Cisneros as Director | Management | For | For |
1.5 | Elect M.A. Cohen as Director | Management | For | For |
1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
1.7 | Elect R.M. Franklin as Director | Management | For | For |
1.8 | Elect J.B. Harvey as Director | Management | For | For |
1.9 | Elect B. Mulroney as Director | Management | For | For |
1.10 | Elect A. Munk as Director | Management | For | For |
1.11 | Elect P. Munk as Director | Management | For | For |
1.12 | Elect A.W. Regent as Director | Management | For | For |
1.13 | Elect N.P. Rothschild as Director | Management | For | For |
1.14 | Elect S.J. Shaprio as Director | Management | For | For |
2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BERRY PETROLEUM COMPANY MEETING DATE: MAY 12, 2010 | ||||
TICKER: BRY SECURITY ID: 085789105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Bryant | Management | For | For |
1.2 | Elect Director R. Busch III | Management | For | For |
1.3 | Elect Director W. Bush | Management | For | For |
1.4 | Elect Director S. Cropper | Management | For | For |
1.5 | Elect Director J. Gaul | Management | For | For |
1.6 | Elect Director R. Heinemann | Management | For | For |
1.7 | Elect Director T. Jamieson | Management | For | For |
1.8 | Elect Director J. Keller | Management | For | For |
1.9 | Elect Director M. Young | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BRIGHAM EXPLORATION COMPANY MEETING DATE: MAY 26, 2010 | ||||
TICKER: BEXP SECURITY ID: 109178103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CABOT OIL & GAS CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Carmichael | Management | For | For |
1.2 | Elect Director Robert L. Keiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
CALGON CARBON CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Cruickshank | Management | For | Withhold |
1.2 | Elect Director Julie S. Roberts | Management | For | Withhold |
1.3 | Elect Director J. Rich Alexander | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director Steve W. Laut | Management | For | For |
1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.7 | Elect Director Allan P. Markin | Management | For | For |
1.8 | Elect Director Frank J. McKenna | Management | For | For |
1.9 | Elect Director James S. Palmer | Management | For | For |
1.10 | Elect Director Eldon R. Smith | Management | For | For |
1.11 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
CLOUD PEAK ENERGY INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Keith Bailey | Management | For | For |
2 | Elect Director William Owens | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CMP SECURITY ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
1.2 | Elect Director Timothy R. Snider | Management | For | For |
1.3 | Elect Director Paul S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORE LABORATORIES NV MEETING DATE: JUN 10, 2010 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Three Class II Supervisory Board Members (Bundled) | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Cancellation of Repurchased Shares | Management | For | Did Not Vote |
4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
4b | Authorize Repurchase of Additional 15.6 Percent of Issued Share Capital for Seniot Exchangeable Notes and Lehman OTC Warrants | Management | For | Did Not Vote |
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | Did Not Vote |
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Management | For | Did Not Vote |
7a | Decrease Par Value of Common Stock and Amend Articles Accordingly | Management | For | Did Not Vote |
7b | Amend Articles - Board Related | Management | For | Did Not Vote |
8 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Other Business (Non-Voting) | Management | None | Did Not Vote |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ilene S. Gordon | Management | For | Withhold |
1.2 | Elect Director Karen L. Hendricks | Management | For | Withhold |
1.3 | Elect Director Barbara A. Klein | Management | For | Withhold |
1.4 | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CROWN HOLDINGS, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Arnold W. Donald | Management | For | For |
1.4 | Elect Director William G. Little | Management | For | For |
1.5 | Elect Director Hans J. Loliger | Management | For | For |
1.6 | Elect Director Thomas A. Ralph | Management | For | For |
1.7 | Elect Director Hugues Du Rouret | Management | For | For |
1.8 | Elect Director Alan W. Rutherford | Management | For | For |
1.9 | Elect Director Jim L. Turner | Management | For | For |
1.10 | Elect Director William S. Urkiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director C. Scott Hobbs | Management | For | For |
1.3 | Elect Director Scott L. Lebovitz | Management | For | For |
1.4 | Elect Director George E. Matelich | Management | For | For |
1.5 | Elect Director Steve A. Nordaker | Management | For | For |
1.6 | Elect Director Stanley de J. Osborne | Management | For | For |
1.7 | Elect Director John K. Rowan | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John S. Auston as Director | Management | For | For |
2 | Elect K. Ross Cory as Director | Management | For | For |
3 | Elect Robert R. Gilmore as Director | Management | For | For |
4 | Elect Geoffrey A. Handley as Director | Management | For | For |
5 | Elect Wayne D. Lenton as Director | Management | For | For |
6 | Elect Jonathan A. Rubenstein as Director | Management | For | For |
7 | Elect Donald M. Shumka as Director | Management | For | For |
8 | Elect Paul N. Wright as Director | Management | For | For |
9 | Ratify KPMG LLP as Auditors | Management | For | For |
10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
11 | Approve Remuneration of Directors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FOUNDATION COAL HLDGS INC MEETING DATE: JUL 31, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FRONTIER OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director James H. Lee | Management | For | For |
1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.5 | Elect Director Franklin Myers | Management | For | For |
1.6 | Elect Director Michael E. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles O. Buckner | Management | For | For |
1.2 | Elect Director John A. Clerico | Management | For | For |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director William J. Dore | Management | For | For |
1.6 | Elect Director Larry E. Farmer | Management | For | For |
1.7 | Elect Director Edgar G. Hotard | Management | For | For |
1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.9 | Elect Director James L. Payne | Management | For | For |
1.10 | Elect Director Michael J. Pollock | Management | For | For |
1.11 | Elect Director John B. Reed | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GOLD FIELDS LTD MEETING DATE: NOV 4, 2009 | ||||
TICKER: GFI SECURITY ID: 38059T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Elect CA Carolus as Director | Management | For | For |
3 | Elect R Danino as Director | Management | For | For |
4 | Elect AR Hill as Director | Management | For | For |
5 | Re-elect NJ Holland as Director | Management | For | For |
6 | Elect RP Menell as Director | Management | For | For |
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | Management | For | For |
9 | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | Management | For | For |
10 | Amend Gold Fields Ltd 2005 Share Plan | Management | For | For |
11 | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | Management | For | For |
12 | Approve Non-executive Director Fees with Effect from 1 January 2010 | Management | For | For |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Community - Environment Impact | Shareholder | Against | Against |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HARMONY GOLD MINING LTD MEETING DATE: NOV 23, 2009 | ||||
TICKER: HAR SECURITY ID: 413216300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3 | Elect Hannes Meyer as Director | Management | For | For |
4 | Re-elect Fikile De Buck as Director | Management | For | For |
5 | Re-elect Dr Simo Lushaba as Director | Management | For | For |
6 | Re-elect Modise Motloba as Director | Management | For | For |
7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suzanne V. Baer | Management | For | For |
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
1.4 | Elect Director Thomas J. Madonna | Management | For | For |
1.5 | Elect Director Thierry Pilenko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director Robert G. McKenzie | Management | For | For |
1.5 | Elect Director Jack P. Reid | Management | For | For |
1.6 | Elect Director Paul T. Stoffel | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Derek Bullock as Director | Management | For | For |
1.2 | Elect John E. Caldwell as Director | Management | For | For |
1.3 | Elect Donald K. Charter as Director | Management | For | For |
1.4 | Elect W. Robert Dengler as Director | Management | For | For |
1.5 | Elect Guy G. Dufresne as Director | Management | For | For |
1.6 | Elect Peter C. Jones as Director | Management | For | For |
1.7 | Elect Mahendra Naik as Director | Management | For | For |
1.8 | Elect William D. Pugliese as Director | Management | For | For |
1.9 | Elect John Shaw as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
INTERNATIONAL COAL GROUP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ICO SECURITY ID: 45928H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Other Business | Management | For | Against |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John A. Brough as Director | Management | For | For |
1.2 | Elect Tye W. Burt as Director | Management | For | For |
1.3 | Elect John K. Carrington as Director | Management | For | For |
1.4 | Elect John M.H. Huxley as Director | Management | For | For |
1.5 | Elect John A. Keyes as Director | Management | For | For |
1.6 | Elect Catherin McLeod-Seltzer as Director | Management | For | For |
1.7 | Elect George F. Michals as Director | Management | For | For |
1.8 | Elect John E. Oliver as Director | Management | For | For |
1.9 | Elect Terence C.W. Reid as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LIHIR GOLD LTD. MEETING DATE: MAY 5, 2010 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
2 | Elect Peter Cassidy as a Director | Management | For | For |
3 | Elect Mike Etheridge as a Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARINER ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
1.2 | Elect Director John F. Greene | Management | For | For |
1.3 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 29, 2009 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2 | Elect Vince Gauci as Director | Management | For | For |
3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee K. Boothby | Management | For | For |
1.2 | Elect Director Philip J. Burguieres | Management | For | For |
1.3 | Elect Director Pamela J. Gardner | Management | For | For |
1.4 | Elect Director John Randolph Kemp III | Management | For | For |
1.5 | Elect Director J. Michael Lacey | Management | For | For |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Howard H. Newman | Management | For | For |
1.8 | Elect Director Thomas G. Ricks | Management | For | For |
1.9 | Elect Director Juanita F. Romans | Management | For | For |
1.10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
1.11 | Elect Director J. Terry Strange | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glen A. Barton | Management | For | For |
2 | Elect Director Vincent A. Calarco | Management | For | For |
3 | Elect Director Joseph A. Carrabba | Management | For | For |
4 | Elect Director Noreen Doyle | Management | For | For |
5 | Elect Director Veronica M. Hagen | Management | For | For |
6 | Elect Director Michael S. Hamson | Management | For | For |
7 | Elect Director Richard T. O'Brien | Management | For | For |
8 | Elect Director John B. Prescott | Management | For | For |
9 | Elect Director Donald C. Roth | Management | For | For |
10 | Elect Director James V. Taranik | Management | For | For |
11 | Elect Director Simon Thompson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEXEN INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect W.B. Berry as Director | Management | For | For |
1.2 | Elect R.G. Bertram as Director | Management | For | For |
1.3 | Elect D.G. Flanagan as Director | Management | For | For |
1.4 | Elect S.B. Jackson as Director | Management | For | For |
1.5 | Elect K.J. Jenkins as Director | Management | For | For |
1.6 | Elect A.A. McLellan as Director | Management | For | For |
1.7 | Elect E.P. Newell as Director | Management | For | For |
1.8 | Elect T.C. O?Neill as Director | Management | For | For |
1.9 | Elect M.F. Romanow as Director | Management | For | For |
1.10 | Elect F.M. Saville as Director | Management | For | For |
1.11 | Elect J.M. Willson as Director | Management | For | For |
1.12 | Elect V.J. Zaleschuk as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 10, 2009 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | Against |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | Against |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | Against |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | Against |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 15, 2009 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
7iii | Authorize Board to Fill Vacancies | Management | For | For |
8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Hooker | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACTIV CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Larry D. Brady | Management | For | For |
2 | Elect Director K. Dane Brooksher | Management | For | For |
3 | Elect Director Robert J. Darnall | Management | For | For |
4 | Elect Director Mary R. Henderson | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director Roger B. Porter | Management | For | For |
7 | Elect Director Richard L. Wambold | Management | For | For |
8 | Elect Director Norman H. Wesley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PAINTED PONY PETROLEUM LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Patrick R. Ward as Director | Management | For | For |
2.2 | Elect Glenn R. Carley as Director | Management | For | For |
2.3 | Elect Allan K. Ashton as Director | Management | For | For |
2.4 | Elect Ronald R. Talbot as Director | Management | For | For |
2.5 | Elect Kevin Angus as Director | Management | For | For |
2.6 | Elect Arthur J.G. Madden as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PATTERSON-UTI ENERGY, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Robert G. Raynolds | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 6, 2010 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RANDGOLD RESOURCES LTD MEETING DATE: DEC 16, 2009 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Kibali (Jersey) Ltd of Shares in Kibali Goldmines sprl | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 4, 2010 | ||||
TICKER: RRS SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Kadri Dagdelen as Director | Management | For | For |
3 | Re-elect Philippe Lietard as Director | Management | For | For |
4 | Re-elect Robert Israel as Director | Management | For | For |
5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
6 | Re-elect Karl Voltaire as Director | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Non-executive Director Fees | Management | For | For |
9 | Reappoint BDO LLP as Auditors | Management | For | For |
10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
ROYAL GOLD, INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: RGLD SECURITY ID: 780287108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stanley Dempsey | Management | For | For |
2 | Elect Director Tony Jensen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect John Fredriksen as Director | Management | For | Against |
5 | Reelect Tor Olav Troim as Director | Management | For | Against |
6 | Reelect Kate Blankenship as Director | Management | For | Against |
7 | Reelect Kjell E. Jacobsen as Director | Management | For | For |
8 | Elect Kathrine Fredriksen as Director | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
SONGA OFFSHORE SE MEETING DATE: JUL 30, 2009 | ||||
TICKER: SONG SECURITY ID: M8548M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Meeting Chairman | Management | For | For |
2 | Approve Meeting Notice and Agenda | Management | For | For |
3 | Designate Representative to Sign Meeting Minutes | Management | For | For |
4 | Increase Authorized Share Capital | Management | For | For |
5 | Amend Articles: Capital-Related | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SUNCOR ENERGY INC MEETING DATE: MAY 4, 2010 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Brian A. Canfield | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director John T. Ferguson | Management | For | For |
1.5 | Elect Director W. Douglas Ford | Management | For | For |
1.6 | Elect Director Richard L. George | Management | For | For |
1.7 | Elect Director Paul Haseldonckx | Management | For | For |
1.8 | Elect Director John R. Huff | Management | For | For |
1.9 | Elect Director Jacques Lamarre | Management | For | For |
1.10 | Elect Director Brian F. MacNeill | Management | For | For |
1.11 | Elect Director Maureen McCaw | Management | For | For |
1.12 | Elect Director Michael W. O'Brien | Management | For | For |
1.13 | Elect Director James W. Simpson | Management | For | For |
1.14 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.6 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TECK RESOURCES LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M.M. Ashar as Director | Management | For | For |
1.2 | Elect J.B. Aune as Director | Management | For | For |
1.3 | Elect J.H. Bennett as Director | Management | For | For |
1.4 | Elect H.J. Bolton as Director | Management | For | For |
1.5 | Elect F.P. Chee as Director | Management | For | For |
1.6 | Elect J.L. Cockwell as Director | Management | For | For |
1.7 | Elect N.B. Keevil as Director | Management | For | For |
1.8 | Elect N.B. Keevil III as Director | Management | For | For |
1.9 | Elect T. Kuriyama as Director | Management | For | For |
1.10 | Elect D.R. Lindsay as Director | Management | For | For |
1.11 | Elect T. Mochihara as Director | Management | For | For |
1.12 | Elect J.G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C.M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Linn Draper, Jr. | Management | For | For |
2 | Elect Director J. Patrick Maley III | Management | For | For |
3 | Elect Director W. Allen Reed | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | None |
1.2 | Elect Director Dennis McGlone | Management | For | None |
1.3 | Elect Director Henry R. Slack | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | For |
1.2 | Elect Director David A. Wilson | Shareholder | For | For |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
TESORO CORPORATION MEETING DATE: JUN 4, 2010 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | Withhold |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | Withhold |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Michael E. Wiley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 9, 2009 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: AUG 5, 2009 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Adopt the Share Option Scheme | Management | For | Against |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Master Agreement and Related Annual Caps | Management | For | For |
2 | Authorize Board To Take All Such Actions Necessary to Implement and Give Effect to the New Master Agreement and Annual Caps | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUN 2, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Brian Chang as Non-Executive Director | Management | For | Against |
2b | Reelect Robert William Fogal Jr as Non-Executive Director | Management | For | Against |
2c | Reelect Chan Ngai Sang, Kenny as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Bian Junjiang as Independent Non-Executive Director | Management | For | Against |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
VALERO ENERGY CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruben M. Escobedo | Management | For | For |
2 | Elect Director Bob Marbut | Management | For | For |
3 | Elect Director Robert A. Profusek | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Rainforest Sustainability | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WEYERHAEUSER COMPANY MEETING DATE: APR 15, 2010 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
1.2 | Elect Director D. Michael Steuert | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | For |
2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Securities Transfer Restrictions | Management | For | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
8 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Thomas P. Briggs | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. McNabb, II | Management | For | For |
2 | Elect Director Robert L. Sluder | Management | For | For |
3 | Elect Director S. Miller Williams | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Marrone as Director | Management | For | For |
1.2 | Elect Patrick J. Mars as Director | Management | For | For |
1.3 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
1.4 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
1.5 | Elect Nigel Lees as Director | Management | For | For |
1.6 | Elect Dino Titaro as Director | Management | For | For |
1.7 | Elect John Begeman as Director | Management | For | For |
1.8 | Elect Robert Horn as Director | Management | For | For |
1.9 | Elect Richard Graff as Director | Management | For | For |
1.10 | Elect Carl Renzoni as Director | Management | For | For |
1.11 | Elect Alexander Davidson as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 23, 2010 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | For |
1.2 | Elect Director R.S. Austin | Management | For | For |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | For |
1.8 | Elect Director R.S. Roberts | Management | For | For |
1.9 | Elect Director S.C. Scott, III | Management | For | For |
1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.11 | Elect Director G.F. Tilton | Management | For | For |
1.12 | Elect Director M.D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ABIOMED, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADCOCK INGRAM HOLDINGS LTD MEETING DATE: APR 9, 2010 | ||||
TICKER: AIP SECURITY ID: S00358101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appove Increase in Authorised Share Capital | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Authorise Repurchase of Shares | Management | For | For |
1 | Place Authorised But Unissued Shares under Control of Directors and Authorise Board to Issue Shares for Cash | Management | For | For |
2 | Place Authorised But Unissued Shares under Control of Directors and Authorise Board to Issue Shares for Cash | Management | For | For |
3 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
AETNA INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank M. Clark | Management | For | For |
2 | Elect Director Betsy Z. Cohen | Management | For | For |
3 | Elect Director Molly J. Coye | Management | For | For |
4 | Elect Director Roger N. Farah | Management | For | For |
5 | Elect Director Barbara Hackman Franklin | Management | For | For |
6 | Elect Director Jeffrey E. Garten | Management | For | For |
7 | Elect Director Earl G. Graves | Management | For | For |
8 | Elect Director Gerald Greenwald | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AKORN, INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Jerry N. Ellis | Management | For | For |
1.3 | Elect Director Ronald M. Johnson | Management | For | For |
1.4 | Elect Director Subhash Kapre | Management | For | Withhold |
1.5 | Elect Director Brian Tambi | Management | For | For |
1.6 | Elect Director Steven J. Meyer | Management | For | For |
1.7 | Elect Director Alan Weinstein | Management | For | For |
1.8 | Elect Director Randall J. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
AKORN, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | Withhold |
1.2 | Elect Director Ronald M. Johnson | Management | For | Withhold |
1.3 | Elect Director Brian Tambi | Management | For | Withhold |
1.4 | Elect Director Steven J. Meyer | Management | For | Withhold |
1.5 | Elect Director Alan Weinstein | Management | For | Withhold |
1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.J. Hoffman | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan De Silva | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
1.2 | Elect Director Michael Narachi | Management | For | Withhold |
1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
1.5 | Elect Director Lesley Russell | Management | For | Withhold |
1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Fuchs | Management | For | For |
1.2 | Elect Director Craig A. Johnson | Management | For | For |
1.3 | Elect Director John W. Poyhonen | Management | For | For |
1.4 | Elect Director Barry D. Quart | Management | For | For |
1.5 | Elect Director Jack S. Remington | Management | For | For |
1.6 | Elect Director Kevin C. Tang | Management | For | For |
1.7 | Elect Director Felix J. Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
ASPEN PHARMACARE HOLDINGS LTD MEETING DATE: DEC 4, 2009 | ||||
TICKER: APN SECURITY ID: S0754A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | Management | For | For |
2.a | Re-elect Archie Aaron as Director | Management | For | Against |
2.b | Re-elect Chris Mortimer as Director | Management | For | For |
2.c | Re-elect David Nurek as Director | Management | For | Against |
2.d | Re-elect Sindi Zilwa as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
5 | Approve Non-executive Director Fees for the Year Ending 30 June 2010 | Management | For | For |
6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
2 | Authorise the Directors to Approve the Repurchase by the Company of 681,301 Treasury Shares of ZAR 62.5 Each in the Issued Share Capital from Pharmacare Ltd | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 29, 2010 | ||||
TICKER: AZN SECURITY ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Louis Schweitzer as Director | Management | For | For |
5b | Re-elect David Brennan as Director | Management | For | For |
5c | Re-elect Simon Lowth as Director | Management | For | For |
5d | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5e | Re-elect Jane Henney as Director | Management | For | For |
5f | Re-elect Michele Hooper as Director | Management | For | For |
5g | Re-elect Rudy Markham as Director | Management | For | For |
5h | Re-elect Dame Nancy Rothwell as Director | Management | For | For |
5i | Re-elect John Varley as Director | Management | For | For |
5j | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
13 | Approve the Investment Plan | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director Philippe O. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Paul A. Friedman | Management | For | For |
1.8 | Elect Director Renato Fuchs | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIOFORM MEDICAL, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: BFRM SECURITY ID: 09065G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Dennis | Management | For | Withhold |
1.2 | Elect Director Jeffrey Nugent | Management | For | For |
1.3 | Elect Director Martin Sutter | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BIOMIMETIC THERAPEUTICS, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: BMTI SECURITY ID: 09064X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Friedlaender | Management | For | For |
1.2 | Elect Director Douglas G. Watson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BIOVAIL CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: BVF SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas J.P. Squires as Director | Management | For | For |
1.2 | Elect J. Spencer Lanthier as Director | Management | For | For |
1.3 | Elect Serge Gouin as Director | Management | For | For |
1.4 | Elect David H. Laidley as Director | Management | For | For |
1.5 | Elect Mark Parrish as Director | Management | For | For |
1.6 | Elect Laurence E. Paul as Director | Management | For | For |
1.7 | Elect Robert N. Power as Director | Management | For | For |
1.8 | Elect Frank Potter as Director | Management | For | For |
1.9 | Elect Lloyd M. Segal as Director | Management | For | For |
1.10 | Elect Louis R. Tull as Director | Management | For | For |
1.11 | Elect Michael R. Van Every as Director | Management | For | For |
1.12 | Elect William M. Wells as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BIOVITRUM AB MEETING DATE: APR 27, 2010 | ||||
TICKER: SOBI SECURITY ID: W2R76B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | Did Not Vote |
8 | Receive President's Report | Management | None | Did Not Vote |
9 | Receive Presentation on the Board's and Board Committees' Work | Management | None | Did Not Vote |
10 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.8 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
15 | Reelect Hans Glemstedt, Bo Hansen (Chair), Wenche Rolfsen, Michael Steinmetz, and Hans Wigzell as Directors; Elect Adine Axen and Lennart Johansson as New Directors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18 | Change Company Name | Management | For | Did Not Vote |
19 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
20 | Approve Share Matching Plan; Amend Articles by Setting Maximum (5 Million) Number of Issued Class C Shares; Approve Issuance of 1.53 Million Class C Shares without Preemptive Rights in Connection with Share Matching Plan | Management | For | Did Not Vote |
21 | Close Meeting | Management | None | Did Not Vote |
BMP SUNSTONE CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: BJGP SECURITY ID: 05569C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martyn D. Greenacre | Management | For | For |
1.2 | Elect Director David (Xiaoying) Gao | Management | For | For |
1.3 | Elect Director Daniel P. Harrington | Management | For | For |
1.4 | Elect Director Frank J. Hollendoner | Management | For | For |
1.5 | Elect Director John W. Stakes III, M.D | Management | For | For |
1.6 | Elect Director Albert Yeung | Management | For | For |
1.7 | Elect Director Zhijun Tong | Management | For | For |
1.8 | Elect Director Les R. Baledge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 4, 2010 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lamberto Andreotti | Management | For | For |
2 | Elect Director Lewis B. Campbell | Management | For | For |
3 | Elect Director James M. Cornelius | Management | For | For |
4 | Elect Director Louis J. Freeh | Management | For | For |
5 | Elect Director Laurie H. Glimcher, M.D | Management | For | For |
6 | Elect Director Michael Grobstein | Management | For | For |
7 | Elect Director Leif Johansson | Management | For | For |
8 | Elect Director Alan J. Lacy | Management | For | For |
9 | Elect Director Vicki L. Sato, Ph.D. | Management | For | For |
10 | Elect Director Togo D. West, Jr. | Management | For | For |
11 | Elect Director R. Sanders Williams, M.D. | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Reduce Supermajority Vote Requirements Applicable to Common Stock | Management | For | For |
15 | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
16 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report and Set Goals Related to Animal Use and Testing | Shareholder | Against | Abstain |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: MAY 26, 2010 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglas G. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Incentive Stock Option Plan | Management | For | Against |
CHINA MEDICAL TECHNOLOGIES INC. MEETING DATE: NOV 16, 2009 | ||||
TICKER: CMED SECURITY ID: 169483104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The China Medical Technologies, Inc. 2009 Equity Incentive Plan | Management | For | Against |
CHINA SHINEWAY PHARMACEUTICAL GROUP LTD. MEETING DATE: MAY 27, 2010 | ||||
TICKER: 2877 SECURITY ID: G2110P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a | Reelect Li Huimin as Director | Management | For | Against |
3b | Reelect Ren Dequan as Director | Management | For | For |
3c | Reelect Sun Liutai as Director | Management | For | For |
3d | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Sieczkarek | Management | For | For |
1.2 | Elect Director John L. Bishop | Management | For | For |
1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 17, 2010 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Donald Press | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
CSL LTD. MEETING DATE: OCT 14, 2009 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2a | Re-elect John Shine as a Director | Management | For | For |
2b | Re-elect Antoni Cipa as a Director | Management | For | For |
2c | Re-elect Maurice Renshaw as a Director | Management | For | For |
3 | Adopt the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
4 | Approve the Grant of Up to 500,000 Performance Rights to Any of the Executive Directors, Brian McNamee and Antoni Cipa, Under the Company's Performance Rights Plan and the Subsequent Issuance of Shares Upon Exercise of the Performance Rights | Management | For | Against |
5 | Renew the Partial Takeover Provision | Management | For | For |
CYPRESS BIOSCIENCE, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: CYPB SECURITY ID: 232674507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Hawley | Management | For | For |
1.2 | Elect Director Tina S. Nova | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DECHRA PHARMACEUTICALS PLC MEETING DATE: NOV 6, 2009 | ||||
TICKER: DPH SECURITY ID: G2698H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 6.1 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Simon Evans as Director | Management | For | Against |
5 | Re-elect Malcolm Diamond as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 233,402 and an Additional Amount Pursuant to a Rights Issue of up to GBP 233,402 | Management | For | For |
9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 32,791 | Management | For | For |
10 | Authorise 6,558,192 Ordinary Shares for Market Purchase | Management | For | For |
11 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo Canet | Management | For | For |
1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.3 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEPOMED, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DEPO SECURITY ID: 249908104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Staple | Management | For | For |
1.2 | Elect Director G. Steven Burrill | Management | For | For |
1.3 | Elect Director Karen A. Dawes | Management | For | For |
1.4 | Elect Director Carl A. Pelzel | Management | For | For |
1.5 | Elect Director James A. Schoeneck | Management | For | For |
1.6 | Elect Director Craig R. Smith | Management | For | For |
1.7 | Elect Director Julian N. Stern | Management | For | For |
1.8 | Elect Director David B. Zenoff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIAGNOSTICOS DA AMERICA SA MEETING DATE: JUN 9, 2010 | ||||
TICKER: DASA3 SECURITY ID: P3589C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 11 and 48 | Management | For | For |
2 | Consolidate Company's Bylaws | Management | For | For |
DR. REDDY'S LABORATORIES MEETING DATE: JUL 22, 2009 | ||||
TICKER: 500124 SECURITY ID: 256135203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive, Consider And Adopt The Balance Sheet As At March 31, 2009 And The Profit & Loss Account Of The Company For the Year Ended On That Date Along With The Reports Of The Directors And Auditors Thereon. | Management | For | For |
2 | Declare Dividend On The Equity Shares For The Financial Year 2008-09. | Management | For | For |
3 | Appoint A Director In Place Of Omkar Goswami, Who Retires by Rotation, And Being Eligible, Seeks Re-appointment. | Management | For | For |
4 | Appoint A Director In Place Of Ravi Bhoothalingam, Who Retires By Rotation, And Being Eligible, Seeks Re-appointment. | Management | For | For |
5 | Appoint The Statutory Auditors And Fix Their Remuneration the Retiring Auditors BSR & Co. Chartered Accountants Are Eligible For Re-appointment. | Management | For | For |
6 | Appoint Bruce L.a. Carter As Director Of The Company. | Management | For | For |
DR. REDDY'S LABORATORIES MEETING DATE: MAY 28, 2010 | ||||
TICKER: 500124 SECURITY ID: 256135203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
DURECT CORPORATION MEETING DATE: JUN 23, 2010 | ||||
TICKER: DRRX SECURITY ID: 266605104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix Theeuwes | Management | For | For |
1.2 | Elect Director Simon X. Benito | Management | For | For |
1.3 | Elect Director Terrence F. Blaschke | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUL 16, 2009 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
14 | Authorise Electronic Communications With Shareholders | Management | For | For |
15 | Authorise The Directors To Issue Securities | Management | For | For |
16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
19 | Approve Amendments To The Articles Of Association | Management | For | For |
20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 27, 2010 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Kieran McGowan Director | Management | For | Against |
3 | Reelect Kyran McLaughlin Director | Management | For | Against |
4 | Elect Dennis Selkoe Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Increase Authorised Share Capital | Management | For | For |
8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Shares for Market Purchase | Management | For | For |
11 | Authorise Reissuance of Repurchased Shares | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELI LILLY AND COMPANY MEETING DATE: APR 19, 2010 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. Alvarez | Management | For | For |
2 | Elect Director W. Bischoff | Management | For | For |
3 | Elect Director R.D. Hoover | Management | For | For |
4 | Elect Director F.G. Prendergast | Management | For | For |
5 | Elect Director K.P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Prohibit CEOs from Serving on Compensation Committee | Shareholder | Against | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director William P. Montague | Management | For | For |
1.7 | Elect Director Joseph C. Scodari | Management | For | For |
1.8 | Elect Director William F. Spengler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FOREST LABORATORIES, INC. MEETING DATE: AUG 10, 2009 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Solomon | Management | For | For |
1.2 | Elect Director Lawrence S. Olanoff | Management | For | For |
1.3 | Elect Director Nesli Basgoz | Management | For | For |
1.4 | Elect Director William J. Candee | Management | For | For |
1.5 | Elect Director George S. Cohan | Management | For | For |
1.6 | Elect Director Dan L. Goldwasser | Management | For | For |
1.7 | Elect Director Kenneth E. Goodman | Management | For | For |
1.8 | Elect Director Lester B. Salans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 6, 2010 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Receive And Adopt The Directors Report And The Financialstatements | Management | For | For |
2 | To Approve The Remuneration Report | Management | For | For |
3 | To Re-elect Dr Stephanie Burns As A Director | Management | For | For |
4 | To Re-elect Mr Julian Heslop As A Director | Management | For | For |
5 | To Re-elect Sir Deryck Maughan As A Director | Management | For | For |
6 | To Re-elect Dr Daniel Podolsky As A Director | Management | For | For |
7 | To Re-elect Sir Robert Wilson As A Director | Management | For | For |
8 | Re-appointment Of Auditors | Management | For | For |
9 | Remuneration Of Auditors | Management | For | For |
10 | To Authorise The Company And Its Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure | Management | For | For |
11 | Authority To Allot Shares | Management | For | For |
12 | Disapplication Of Pre-emption Rights | Management | For | For |
13 | Authority For The Company To Purchase Its Own Shares | Management | For | For |
14 | Exemption From Statement Of Senior Statutory Auditor's Name | Management | For | For |
15 | Reduced Notice Of A General Meeting Other Than An Agm | Management | For | For |
16 | Adopt New Articles Of Association | Management | For | For |
GUANGZHOU PHARMACEUTICAL COMPANY LTD. MEETING DATE: JUN 28, 2010 | ||||
TICKER: 600332 SECURITY ID: Y2932P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Accept Report of Auditors | Management | For | For |
5 | Approve Proposed Profit Distribution and Dividend Payment | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Loans to Guangzhou Pharmaceuticals Corporation | Management | For | For |
9 | Approve Provision of Guarantees to Secure Bank Loans For its Subsidiaries | Management | For | For |
10a | Elect Yang Rongming as Executive Director | Management | For | For |
10b | Elect Shi Shaobin as Executive Director | Management | For | For |
10c | Elect Wu Changhai as Executive Director | Management | For | For |
10d | Elect Li Chuyuan as Executive Director | Shareholder | None | For |
10e | Elect Liu Jinxiang as Independent Non-Executive Director | Management | For | For |
10f | Elect Li Shanmin as Independent Non-Executive Director | Management | For | For |
10g | Elect Zhang Yonghua as Independent Non-Executive Director | Management | For | For |
10h | Elect Wong Lung Tak as Independent Non-Executive Director | Management | For | For |
10i | Elect Qiu Hongzhong as Independent Non-Executive Director | Shareholder | None | For |
10j | Elect Yang Xiuwei as Supervisor | Management | For | For |
10k | Elect Zhong Yugan as Supervisor | Management | For | For |
11 | Reappoint Shu Lun Pan Yangcheng Certified Public Accountants Co., Ltd. and PricewaterhouseCoopers as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Amend Articles of Association | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIKMA PHARMACEUTICALS PLC MEETING DATE: MAY 13, 2010 | ||||
TICKER: HIK SECURITY ID: G4576K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Dr Ronald Goode as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Amend Management Incentive Plan | Management | For | For |
13 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
14 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Connie R. Curran | Management | For | For |
2 | Elect Director Heino von Prondzynski | Management | For | For |
3 | Elect Director Mark F. Wheeler | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
IMPAX LABORATORIES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: IPXL SECURITY ID: 45256B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
1.5 | Elect Director Larry Hsu | Management | For | For |
1.6 | Elect Director Michael Markbreiter | Management | For | For |
1.7 | Elect Director Peter R. Terreri | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
IMS HEALTH INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INCYTE CORPORATION MEETING DATE: NOV 24, 2009 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director John F. Niblack | Management | For | Withhold |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INSPIRE PHARMACEUTICALS MEETING DATE: JUN 3, 2010 | ||||
TICKER: ISPH SECURITY ID: 457733103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Richard S. Kent | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ISTA PHARMACEUTICALS, INC. MEETING DATE: DEC 7, 2009 | ||||
TICKER: ISTA SECURITY ID: 45031X204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean J. Mitchell | Management | For | For |
1.2 | Elect Director Wayne I. Roe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
JOHNSON & JOHNSON MEETING DATE: APR 22, 2010 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Culien | Management | For | For |
3 | Elect Director Michael M. E. Johns | Management | For | For |
4 | Elect Director Susan L. Lindquist | Management | For | For |
5 | Elect Director Anne M. Mulcahy | Management | For | For |
6 | Elect Director Lea F. Mullin | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director David Satcher | Management | For | For |
10 | Elect Director William C. Welcon | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher C. Dewey | Management | For | For |
1.2 | Elect Director John J. Savarese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAP PHARMACEUTICALS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MAPP SECURITY ID: 56509R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerri A. Henwood | Management | For | Withhold |
1.2 | Elect Director Matthew V. McPherron | Management | For | For |
1.3 | Elect Director Timothy S. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director James M. Cornelius | Management | For | For |
1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
1.7 | Elect Director Robert S. Singer | Management | For | For |
1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
1.9 | Elect Director Anna C. Catalano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MEDICINES COMPANY, THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Crouse | Management | For | For |
1.2 | Elect Director Hiroaki Shigeta | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MEDICIS PHARMACEUTICAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: MRX SECURITY ID: 584690309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Pietrangelo | Management | For | For |
2 | Elect Director Lottie H. Shackelford | Management | For | For |
3 | Elect Director Jonah Shacknai | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MERIDIAN BIOSCIENCE, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: VIVO SECURITY ID: 589584101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James M. Anderson | Management | For | For |
2 | Elect Director James A. Buzard | Management | For | For |
3 | Elect Director John A. Kraeutler | Management | For | For |
4 | Elect Director Gary P. Kreider | Management | For | For |
5 | Elect Director William J. Motto | Management | For | For |
6 | Elect Director David C. Phillips | Management | For | For |
7 | Elect Director Robert J. Ready | Management | For | For |
8 | Ratify Auditors | Management | For | For |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 15, 2009 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Eagle | Management | For | For |
1.2 | Elect Director Fred Holubow | Management | For | For |
1.3 | Elect Director Gregory H. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Xu Hang as Director | Management | For | For |
2 | Reelect Chen Qingtai as Director | Management | For | For |
3 | Reelect Ronald Ede as Director | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2009 | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
MYLAN INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Coury | Management | For | For |
1.2 | Elect Director Rodney L. Piatt | Management | For | For |
1.3 | Elect Director Wendy Cameron | Management | For | For |
1.4 | Elect Director Neil Dimick | Management | For | For |
1.5 | Elect Director Douglas J. Leech | Management | For | For |
1.6 | Elect Director Joseph C. Maroon | Management | For | For |
1.7 | Elect Director Mark W. Parrish | Management | For | For |
1.8 | Elect Director C.B. Todd | Management | For | For |
1.9 | Elect Director Randall L. Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEKTAR THERAPEUTICS MEETING DATE: JUN 29, 2010 | ||||
TICKER: NKTR SECURITY ID: 640268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Greer | Management | For | For |
1.2 | Elect Director Christopher A. Kuebler | Management | For | For |
1.3 | Elect Director Lutz Lingnau | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEUROGESX, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: NGSX SECURITY ID: 641252101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Kurtz | Management | For | For |
1.2 | Elect Director Anthony A. DiTonno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 25, 2010 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NOVARTIS AG MEETING DATE: FEB 26, 2010 | ||||
TICKER: NOVN SECURITY ID: 66987V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Management | For | Did Not Vote |
4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Management | For | Did Not Vote |
5.1 | Reelect Marjorie M.T. Yang as Director | Management | For | Did Not Vote |
5.2 | Reelect Daniel Vasella as Director | Management | For | Did Not Vote |
5.3 | Reelect Hans-Joerg Rudloff as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
NUVO RESEARCH INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: NRI SECURITY ID: 67072X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel Chicoine, David A. Copeland, Anthony E. Dobranowski, Henrich R.K. Guntermann, Klaus von Lindeiner, John C. London, and Jacques Messier as Directors | Management | For | For |
2 | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Share Incentive Plan | Management | For | Against |
4 | Approve Stock Consolidation | Management | For | Against |
OBAGI MEDICAL PRODUCTS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: OMPI SECURITY ID: 67423R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Carlson | Management | For | For |
1.2 | Elect Director A.j. Fitzgibbons III | Management | For | For |
1.3 | Elect Director Ronald P. Badie | Management | For | For |
1.4 | Elect Director John A. Bartholdson | Management | For | For |
1.5 | Elect Director John H. Duerden | Management | For | For |
1.6 | Elect Director Edward A. Grant | Management | For | For |
1.7 | Elect Director Albert F. Hummel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2010 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Joseph Y. Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PAIN THERAPEUTICS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PTIE SECURITY ID: 69562K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nadav Friedmann | Management | For | For |
1.2 | Elect Director Michael J. O'Donnell | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PALADIN LABS INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: PLB SECURITY ID: 695942102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jonathan Ross Goodman, Ted S. Wise, Robert N. Lande, Mark A. Beaudet, Gerald McDole, James C. Gale, and Joel H. Raby as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PALL CORP. MEETING DATE: NOV 18, 2009 | ||||
TICKER: PLL SECURITY ID: 696429307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Carroll | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Cheryl W. Grise | Management | For | For |
1.4 | Elect Director Ulric S. Haynes | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Eric Krasnoff | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director Edwin W. Martin, Jr. | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward L. Snyder | Management | For | For |
1.11 | Elect Director Edward Travaglianti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Management Stock Purchase Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Other Business | Management | For | Against |
PAR PHARMACEUTICAL COMPANIES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: PRX SECURITY ID: 69888P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin Sharoky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | Against |
5 | Elect Director Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | Against |
7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
PERRIGO CO. MEETING DATE: OCT 29, 2009 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | For |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PHARMSTANDARD OJSC MEETING DATE: JUN 25, 2010 | ||||
TICKER: PHST SECURITY ID: 717140206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Allocation of Income | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Directors via Cumulative Voting | Management | None | Abstain |
4 | Elect Members of Audit Commission | Management | For | For |
5 | Ratify Auditor | Management | For | For |
PIRAMAL HEALTHCARE LIMITED MEETING DATE: JUN 23, 2010 | ||||
TICKER: 500302 SECURITY ID: Y6941N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Domestic Formulations Business to Abbott Healthcare Pvt. Ltd. for a Total Consideration of $3.72 Billion | Management | For | For |
2 | Approve Payment to Piramal Enterprises Ltd. and its Associates the Sum of INR 3.5 Billion in Consideration for Providing Guarantee and Non-Compete and Other Undertakings | Management | For | For |
POZEN INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: POZN SECURITY ID: 73941U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques F. Rejeange | Management | For | For |
1.2 | Elect Director Neal F. Fowler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: APR 30, 2010 | ||||
TICKER: PFRM3 SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Directors | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC. MEETING DATE: NOV 9, 2009 | ||||
TICKER: PLX SECURITY ID: 74365A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Hurvitz | Management | For | For |
1.2 | Elect Director David Aviezer | Management | For | For |
1.3 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar-Shalev | Management | For | For |
1.6 | Elect Director Zeev Bronfeld | Management | For | For |
1.7 | Elect Director Yodfat Harel Gross | Management | For | For |
1.8 | Elect Director Roger D. Kornberg | Management | For | For |
1.9 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Neal C. Bradsher | Management | For | For |
1.3 | Elect Director Stephen C. Farrell | Management | For | For |
1.4 | Elect Director Louis Silverman | Management | For | For |
1.5 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESMED INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: RMD SECURITY ID: 761152107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Farrell | Management | For | For |
2 | Elect Director Gary Pace | Management | For | For |
3 | Elect Director Ronald Taylor | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean Deleage | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D?Alonzo | Management | For | For |
1.3 | Elect Director Richard A. Franco, Sr. | Management | For | For |
1.4 | Elect Director William P. Keane | Management | For | For |
1.5 | Elect Director Carolyn J. Logan | Management | For | For |
1.6 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SANOFI AVENTIS MEETING DATE: MAY 17, 2010 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
6 | Elect Catherine Brechignac as Director | Management | For | For |
7 | Reelect Robert Castaigne as Director | Management | For | Against |
8 | Reelect Lord Douro as Director | Management | For | Against |
9 | Reelect Christian Mulliez as Director | Management | For | Against |
10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SANTARUS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: SNTS SECURITY ID: 802817304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Burgess | Management | For | For |
1.2 | Elect Director Michael G. Carter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: AUG 10, 2009 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lo Wai Hung as Independent Non-Executive Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: OCT 9, 2009 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.072 Per Share | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: MAY 10, 2010 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Approve Profit Distribution Plan, Final Distribution Plan, and Distribution of the Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Reelect Chen Xue Li as Non-Executive Director | Management | For | Against |
6b | Reelect Zhou Shu Hua as Non-Executive Director | Management | For | Against |
6c | Reelect Zhang Hua Wei as Executive Director | Management | For | Against |
6d | Reelect Wang Yi as Executive Director | Management | For | Against |
6e | Reelect Miao Yan Guo as Executive Director | Management | For | Against |
6f | Reelect Wang Zhi Fan as Executive Director | Management | For | Against |
6g | Reelect Wu Chuan Ming as Executive Director | Management | For | Against |
6h | Reelect Shi Huan as Independent Non-Executive Director | Management | For | Against |
6i | Reelect Luan Jian Ping as Independent Non-Executive Director | Management | For | For |
6j | Reelect Li Jia Miao as Independent Non-Executive Director | Management | For | For |
7a | Reelect Bi Dong Mei as Supervisor | Management | For | For |
7b | Reelect Miao Hai Sheng as Supervisor | Management | For | For |
8 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHIRE PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect David Stout as Director | Management | For | For |
4 | Elect William Burns as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Amend the Portfolio Share Plan | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
SINO BIOPHARMACEUTICAL LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 1177 SECURITY ID: G8167W138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Tse Hsin as Director | Management | For | Against |
3a2 | Reelect Cheng Cheung Ling as Director | Management | For | Against |
3a3 | Reelect Li Dakui as Director | Management | For | For |
3a4 | Reelect Li Jun as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Refreshment of Mandate Limit Under Share Option Scheme | Management | For | For |
SINO BIOPHARMACEUTICAL LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 1177 SECURITY ID: G8167W138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital From HK$150 Million to HK$200 Million by the Creation of an Additional 2 Billion New Shares of HK$0.025 Each | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountant Co., Ltd. as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
8 | Elect Chen Qiyu as Non-Executive Director | Management | For | For |
9 | Elect Qian Shunjiang as Supervisor | Management | For | For |
10 | Approve Transactions Under the Master Pharmaceutical Products, Healthcare Products and Medical Supplies Procurement Agreement with the Controlling Shareholder and Related Annual Caps | Management | For | For |
11 | Approve the Acquisition of Equity Interest in Xinjiang Company Under the Xinjiang Company Agreement | Management | For | For |
12 | Approve the Acquisition of Equity Interest in Hubei Yibao Under the Hubei Yibao Agreement | Management | For | For |
13 | Approve the Acquisition of Transferred Business of Industry Company Under the Industry Company Agreement | Management | For | For |
14 | Approve the Acquisition of Transferred Business of Trading Company Under the Trading Company Agreement | Management | For | For |
15 | Authorize the Board to Acquire and Dispoe of the Assets of the Company and Grant Guarantees in Favor of Third Parties with an Aggregate Total Value of Not More than 30 Percent of the Latest Audited Total Assets of the Company | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Other Business (Voting) | Management | For | Against |
SUPERGEN, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: SUPG SECURITY ID: 868059106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Casamento | Management | For | For |
1.2 | Elect Director Thomas V. Girardi | Management | For | For |
1.3 | Elect Director Allan R. Goldberg | Management | For | For |
1.4 | Elect Director Walter J. Lack | Management | For | For |
1.5 | Elect Director James S.J. Manuso | Management | For | For |
1.6 | Elect Director Michael D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TECHNE CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: TECH SECURITY ID: 878377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Oland | Management | For | For |
1.2 | Elect Director Roger C. Lucas | Management | For | For |
1.3 | Elect Director Howard V. O'Connell | Management | For | For |
1.4 | Elect Director Randolph C Steer | Management | For | For |
1.5 | Elect Director Robert V. Baumgartner | Management | For | For |
1.6 | Elect Director Charles A. Dinarello | Management | For | For |
1.7 | Elect Director Karen A. Holbrook | Management | For | For |
1.8 | Elect Director John L. Higgins | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
5 | Election Of Director: Prof. Moshe Many | Management | For | For |
6 | Election Of Director: Mr. Dan Propper | Management | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
9 | Approve Compensation of Board Chairman | Management | For | For |
10 | Approve Compensation of Director | Management | For | For |
11 | Approve Compensation of Director | Management | For | For |
12 | Increase Authorized Share Capital | Management | For | For |
UCB MEETING DATE: NOV 6, 2009 | ||||
TICKER: UCB SECURITY ID: B93562120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Special Board Report | Management | None | Did Not Vote |
1.2 | Receive Special Auditor Report | Management | None | Did Not Vote |
2 | Approve Conversion Right of Senior Unsecured Convertible Bonds | Management | For | Did Not Vote |
3 | Approve Issuance of Shares in Conversion of Senior Unsecured Convertible Bonds | Management | For | Did Not Vote |
4(i) | Approve Change-of-Control Clause Re: Bondholders | Management | For | Did Not Vote |
4(ii) | Approve Change-of-Control Clause Re: Bondholders | Management | For | Did Not Vote |
5(i) | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Did Not Vote |
5(ii) | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
6(i) | Elect Tom McKillop as Director | Management | For | Did Not Vote |
6(ii) | Indicate Tom McKillop as Independent Board Member | Management | For | Did Not Vote |
7.1 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
7.2 | Authorize Coordination of Articles | Management | For | Did Not Vote |
UNITED LABORATORIES INTERNATIONAL HOLDINGS LIMITED, THE MEETING DATE: MAY 24, 2010 | ||||
TICKER: 3933 SECURITY ID: G8813K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Leung Wing Hon as Executive Director | Management | For | Against |
3b | Reelect Huang Bao Guang as Independent Non-Executive Director | Management | For | Against |
3c | Reelect Song Ming as Independent Non-Executive Director | Management | For | Against |
3d | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: MAY 11, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Brandon B. Boze | Management | For | For |
2 | Election Director J. Michael Pearson | Management | For | For |
3 | Election Director Norma A. Provencio | Management | For | For |
4 | Election Director Stephen F. Stefano | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
VANDA PHARMACEUTICALS INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: VNDA SECURITY ID: 921659108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VIRBAC MEETING DATE: JUN 15, 2010 | ||||
TICKER: VIRP SECURITY ID: F97900116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Length of Term for Supervisory Board Members | Management | For | For |
2 | Consequently to Item 1 Above, Amend Article 14 of Bylaws | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
4 | Approve Financial Statements and Discharge Management Board Members | Management | For | For |
5 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
7 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
8 | Reelect Marie-Helene Dick Madelpuech as Supervisory Board Member | Management | For | For |
9 | Reelect Jeanine Dick as Supervisory Board Member | Management | For | For |
10 | Reelect Philippe Capron as Supervisory Board Member | Management | For | For |
11 | Reelect Asergi, Represented by Pierre Madelpuech, as Supervisory Board Member | Management | For | For |
12 | Reelect XYC, Represented by Xavier Yon, as Supervisory Board Member | Management | For | For |
13 | Renew Appointments of Novances-David et Associes and Deloitte et Associes as Auditors and of BEAS as Alternate Auditor | Management | For | For |
14 | Appoint Laurent Gilles as Alternate Auditor | Management | For | For |
15 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 110,000 | Management | For | For |
16 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WARNER CHILCOTT PLC MEETING DATE: AUG 5, 2009 | ||||
TICKER: WCRX SECURITY ID: G9435N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1.1 | Elect James H. Bloem as Director | Management | For | For |
A1.2 | Elect Roger M. Boissonneault as Director | Management | For | For |
A1.3 | Elect John A. King as Director | Management | For | For |
A1.4 | Elect Patrick J. O'Sullivan as Director | Management | For | For |
A2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
A3 | Amend 2005 Equity Incentive Plan | Management | For | Against |
A4 | Amend Management Incentive Plan | Management | For | For |
A5 | Transact Other Business (Non-Voting) | Management | None | None |
S1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
S2 | Approve the Creation of Distributable Reserves of Warner Chilcott Ltd | Management | For | For |
S3 | Adjourn Meeting | Management | For | For |
WATSON PHARMACEUTICALS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Bisaro | Management | For | Withhold |
1.2 | Elect Director Christopher W. Bodine | Management | For | Withhold |
1.3 | Elect Director Michel J. Feldman | Management | For | Withhold |
1.4 | Elect Director Fred G. Weiss | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: WX SECURITY ID: 929352102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Xuesong (Jeff) Leng as a Director | Management | For | For |
2 | Reelect Zhaohui Zhang as a Director | Management | For | For |
3 | Reelect Ning Zhao as a Director | Management | For | For |
4 | Amend Articles Re: Editorial Changes | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ZYMOGENETICS INC. MEETING DATE: NOV 10, 2009 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward F. Limato | Management | For | For |
2 | Elect Director Robert A. Rosholt | Management | For | For |
3 | Elect Director Craig R. Stapleton | Management | For | For |
4 | Elect Director Elizabeth M. Lee | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ADVANCE AUTO PARTS INC MEETING DATE: MAY 19, 2010 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AEROPOSTALE, INC MEETING DATE: JUN 17, 2010 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian R. Geiger | Management | For | For |
1.2 | Elect Director Bodil Arlander | Management | For | For |
1.3 | Elect Director Ronald R. Beegle | Management | For | For |
1.4 | Elect Director John N. Haugh | Management | For | For |
1.5 | Elect Director Robert B. Chavez | Management | For | For |
1.6 | Elect Director Mindy C. Meads | Management | For | For |
1.7 | Elect Director John D. Howard | Management | For | For |
1.8 | Elect Director David B. Vermylen | Management | For | For |
1.9 | Elect Director Karin Hirtler-garvey | Management | For | For |
1.10 | Elect Director Evelyn Dilsaver | Management | For | For |
1.11 | Elect Director Thomas P. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan T. Kane | Management | For | For |
2 | Elect Director Cary D. McMillan | Management | For | For |
3 | Elect Director James V. O'Donnell | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ANNTAYLOR STORES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANN SECURITY ID: 036115103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michelle Gass | Management | For | For |
2 | Elect Director Michael W. Trapp | Management | For | For |
3 | Elect Director Daniel W. Yih | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AUTONATION, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: AN SECURITY ID: 05329W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Robert J. Brown | Management | For | For |
1.3 | Elect Director Rick L. Burdick | Management | For | For |
1.4 | Elect Director William C. Crowley | Management | For | For |
1.5 | Elect Director David B. Edelson | Management | For | For |
1.6 | Elect Director Robert R. Grusky | Management | For | For |
1.7 | Elect Director Michael Larson | Management | For | For |
1.8 | Elect Director Michael E. Maroone | Management | For | For |
1.9 | Elect Director Carlos A. Migoya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AUTOZONE, INC. MEETING DATE: DEC 16, 2009 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J. R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BEBE STORES, INC. MEETING DATE: NOV 3, 2009 | ||||
TICKER: BEBE SECURITY ID: 075571109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manny Mashouf | Management | For | Withhold |
1.2 | Elect Director Barbara Bass | Management | For | Withhold |
1.3 | Elect Director Cynthia Cohen | Management | For | Withhold |
1.4 | Elect Director Corrado Federico | Management | For | Withhold |
1.5 | Elect Director Caden Wang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIG 5 SPORTING GOODS CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Michael D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIG LOTS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BIG SECURITY ID: 089302103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Steven S. Fishman | Management | For | For |
1.3 | Elect Director Peter J. Hayes | Management | For | For |
1.4 | Elect Director David T. Kollat | Management | For | For |
1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Russell Solt | Management | For | For |
1.8 | Elect Director James R. Tener | Management | For | For |
1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Require Advance Notice for Shareholder Director Nominations | Management | For | For |
6 | Ratify Auditors | Management | For | For |
BLUE NILE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Leslie Lane | Management | For | For |
1.3 | Elect Director Ned Mansour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
CACHE, INC. MEETING DATE: JUL 21, 2009 | ||||
TICKER: CACH SECURITY ID: 127150308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Saul | Management | For | For |
1.2 | Elect Director Thomas E. Reinckens | Management | For | For |
1.3 | Elect Director Gene G. Gage | Management | For | For |
1.4 | Elect Director Arthur S. Mintz | Management | For | For |
1.5 | Elect Director Morton J. Schrader | Management | For | For |
2 | Approve Stock Option Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CARMAX, INC. MEETING DATE: JUN 28, 2010 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
1.2 | Elect Director Keith D. Browning | Management | For | For |
1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHICO'S FAS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verna K. Gibson | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David F. Dyer | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CHILDREN'S PLACE RETAIL STORES, INC., THE MEETING DATE: JUN 15, 2010 | ||||
TICKER: PLCE SECURITY ID: 168905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jane T. Elfers | Management | For | For |
2 | Elect Director Robert N. Fisch | Management | For | For |
3 | Elect Director Louis Lipschitz | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHRISTOPHER & BANKS CORP MEETING DATE: JUL 29, 2009 | ||||
TICKER: CBK SECURITY ID: 171046105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Cohn | Management | For | Withhold |
1.2 | Elect Director James J. Fuld, Jr. | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CITI TRENDS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Carney | Management | For | For |
1.2 | Elect Director John S. Lupo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COLDWATER CREEK INC. MEETING DATE: JUN 12, 2010 | ||||
TICKER: CWTR SECURITY ID: 193068103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Alexander | Management | For | For |
1.2 | Elect Director Jerry Gramaglia | Management | For | For |
1.3 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONN'S, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: CONN SECURITY ID: 208242107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marvin D. Brailsford | Management | For | For |
1.2 | Elect Director Timothy L. Frank | Management | For | For |
1.3 | Elect Director Jon E.M. Jacoby | Management | For | For |
1.4 | Elect Director Bob L. Martin | Management | For | For |
1.5 | Elect Director Douglas H. Martin | Management | For | For |
1.6 | Elect Director William C. Nylin, Jr. | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
1.8 | Elect Director William T. Trawick | Management | For | For |
1.9 | Elect Director Theodore M. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
DICK'S SPORTING GOODS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emanuel Chirico | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Walter Rossi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
DOLLAR TREE, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Ray Compton | Management | For | For |
1.2 | Elect Director Conrad M. Hall | Management | For | For |
1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
1.4 | Elect Director Bob Sasser | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FAMILY DOLLAR STORES, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: FDO SECURITY ID: 307000109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark R. Bernstein | Management | For | For |
1.2 | Elect Director Pamela L. Davies | Management | For | For |
1.3 | Elect Director Sharon Allred Decker | Management | For | For |
1.4 | Elect Director Edward C. Dolby | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Howard R. Levine | Management | For | For |
1.7 | Elect Director George R. Mahoney, Jr. | Management | For | For |
1.8 | Elect Director James G. Martin | Management | For | For |
1.9 | Elect Director Harvey Morgan | Management | For | For |
1.10 | Elect Director Dale C. Pond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FINISH LINE, INC., THE MEETING DATE: JUL 23, 2009 | ||||
TICKER: FINL SECURITY ID: 317923100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill Kirkendall | Management | For | Withhold |
1.2 | Elect Director William P. Carmichael | Management | For | Withhold |
2 | Amend Articles of Incorporation Converting High Voting Class B Common Shares into Class A Common Shares | Management | For | For |
3 | Amend Articles of Incorporation Automatically Converting Class B Common Shares into Class A Common Shares Upon Death or Termination of Employment | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
FOOT LOCKER, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken C. Hicks | Management | For | For |
1.2 | Elect Director James E. Preston | Management | For | For |
1.3 | Elect Director Dona D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GAMESTOP CORP. MEETING DATE: JUN 22, 2010 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Richard Fontaine | Management | For | Withhold |
1.2 | Elect Director Jerome L. Davis | Management | For | Withhold |
1.3 | Elect Director Steven R. Koonin | Management | For | Withhold |
1.4 | Elect Director Stephanie M. Shern | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GAP, INC., THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.2 | Elect Director Domenico De Sole | Management | For | For |
1.3 | Elect Director Robert J. Fisher | Management | For | For |
1.4 | Elect Director William S. Fisher | Management | For | For |
1.5 | Elect Director Bob L. Martin | Management | For | For |
1.6 | Elect Director Jorge P. Montoya | Management | For | For |
1.7 | Elect Director Glenn K. Murphy | Management | For | For |
1.8 | Elect Director James M. Schneider | Management | For | For |
1.9 | Elect Director Mayo A. Shattuck III | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
GENUINE PARTS CO. MEETING DATE: APR 19, 2010 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock, Ph.D. | Management | For | For |
1.2 | Elect Director Jean Douville | Management | For | For |
1.3 | Elect Director Thomas C. Gallagher | Management | For | For |
1.4 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.5 | Elect Director John D. Johns | Management | For | For |
1.6 | Elect Director Michael M.E. Johns, M.D. | Management | For | For |
1.7 | Elect Director J. Hicks Lanier | Management | For | For |
1.8 | Elect Director Wendy B. Needham | Management | For | For |
1.9 | Elect Director Jerry W. Nix | Management | For | For |
1.10 | Elect Director Larry L. Prince | Management | For | For |
1.11 | Elect Director Gary W. Rollins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GSI COMMERCE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: GSIC SECURITY ID: 36238G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Rubin | Management | For | For |
1.2 | Elect Director M. Jeffrey Branman | Management | For | For |
1.3 | Elect Director Michael J. Donahue | Management | For | For |
1.4 | Elect Director Ronald D. Fisher | Management | For | For |
1.5 | Elect Director John A. Hunter | Management | For | For |
1.6 | Elect Director Mark S. Menell | Management | For | For |
1.7 | Elect Director Jeffrey F. Rayport | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock and Maintain Shares of Preferred Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GUESS?, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith Blumenthal | Management | For | For |
1.2 | Elect Director Anthony Chidoni | Management | For | For |
1.3 | Elect Director Paul Marciano | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORPORATION, THE MEETING DATE: JUN 8, 2010 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blair W. Lambert | Management | For | For |
1.2 | Elect Director Daniel R. Lyle | Management | For | For |
1.3 | Elect Director Scott A. Ryles | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HIBBETT SPORTS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HIBB SECURITY ID: 428567101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Newsome | Management | For | For |
1.2 | Elect Director Carl Kirkland | Management | For | For |
1.3 | Elect Director Thomas A. Saunders, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HOT TOPIC, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: HOTT SECURITY ID: 441339108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn D'An | Management | For | For |
1.2 | Elect Director Lisa Harper | Management | For | For |
1.3 | Elect Director W. Scott Hedrick | Management | For | For |
1.4 | Elect Director Elizabeth McLaughlin | Management | For | For |
1.5 | Elect Director Bruce Quinnell | Management | For | For |
1.6 | Elect Director Andrew Schuon | Management | For | For |
1.7 | Elect Director Thomas G. Vellios | Management | For | For |
2 | Ratify Auditors | Management | For | For |
J. C. PENNEY COMPANY, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: JCP SECURITY ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen C. Barrett | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director Maxine K. Clark | Management | For | For |
4 | Elect Director Thomas J. Engibous | Management | For | For |
5 | Elect Director Kent B. Foster | Management | For | For |
6 | Elect Director G.B. Laybourne | Management | For | For |
7 | Elect Director Burl Osborne | Management | For | For |
8 | Elect Director Leonard H. Roberts | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director R. Gerald Turner | Management | For | For |
11 | Elect Director Myron E. Ullman, III | Management | For | For |
12 | Elect Director Mary Beth West | Management | For | For |
13 | Ratify Auditors | Management | For | For |
J.CREW GROUP, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: JCG SECURITY ID: 46612H402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Resiman | Management | For | For |
1.2 | Elect Director David House | Management | For | For |
1.3 | Elect Director Stuart Sloan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Ferstl | Management | For | For |
1.2 | Elect Director Sidney H. Ritman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
KENNETH COLE PRODUCTIONS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: KCP SECURITY ID: 193294105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Cole | Management | For | For |
1.2 | Elect Director Jill Granoff | Management | For | For |
1.3 | Elect Director Michael J. Blitzer | Management | For | For |
1.4 | Elect Director Martin E. Franklin | Management | For | Withhold |
1.5 | Elect Director Robert C. Grayson | Management | For | For |
1.6 | Elect Director Denis F. Kelly | Management | For | For |
1.7 | Elect Director Philip R. Peller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
MACY'S, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NORDSTROM, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Robert G. Miller | Management | For | For |
4 | Elect Director Blake W. Nordstrom | Management | For | For |
5 | Elect Director Erik B. Nordstrom | Management | For | For |
6 | Elect Director Peter E. Nordstrom | Management | For | For |
7 | Elect Director Philip G. Satre | Management | For | For |
8 | Elect Director Robert D. Walter | Management | For | For |
9 | Elect Director Alison A. Winter | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence P. O'Reilly | Management | For | For |
2 | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
3 | Elect Director Thomas T. Hendrickson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
OFFICE DEPOT, INC. MEETING DATE: OCT 14, 2009 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
OFFICE DEPOT, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lee A. Ault III | Management | For | For |
2 | Elect Director Neil R. Austrian | Management | For | For |
3 | Elect Director Justin Bateman | Management | For | For |
4 | Elect Director David W. Bernauer | Management | For | For |
5 | Elect Director Thomas J. Colligan | Management | For | For |
6 | Elect Director Marsha J. Evans | Management | For | For |
7 | Elect Director David I. Fuente | Management | For | For |
8 | Elect Director Brenda J. Gaines | Management | For | For |
9 | Elect Director Myra M. Hart | Management | For | For |
10 | Elect Director W. Scott Hedrick | Management | For | For |
11 | Elect Director Kathleen Mason | Management | For | For |
12 | Elect Director Steve Odland | Management | For | For |
13 | Elect Director James S. Rubin | Management | For | For |
14 | Elect Director Raymond Svider | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Approve Stock Option Repricing Program | Management | For | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 14, 2010 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | Withhold |
8 | Elect Director David M. Szymanski | Management | For | Withhold |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rakesh Gangwal | Management | For | For |
2 | Elect Director Robert F. Moran | Management | For | For |
3 | Elect Director Barbara A. Munder | Management | For | For |
4 | Elect Director Thomas G. Stemberg | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 2, 2010 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
RADIOSHACK CORP. MEETING DATE: MAY 24, 2010 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Julian C. Day | Management | For | For |
3 | Elect Director Daniel R. Feehan | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIS CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
1.6 | Elect Director David B. Kunin | Management | For | Withhold |
1.7 | Elect Director Stephen Watson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SHERWIN-WILLIAMS COMPANY, THE MEETING DATE: APR 20, 2010 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Fix Number of Directors at 11 and Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Thomas G. Kadien | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.9 | Elect Director Curtis E. Moll | Management | For | For |
1.10 | Elect Director Richard K. Smucker | Management | For | For |
1.11 | Elect Director John M. Stropki, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SHOE CARNIVAL, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SCVL SECURITY ID: 824889109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Lemond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William I. Belk | Management | For | For |
1.5 | Elect Director William R. Brooks | Management | For | For |
1.6 | Elect Director Victor H. Doolan | Management | For | For |
1.7 | Elect Director Robert Heller | Management | For | For |
1.8 | Elect Director Robert L. Rewey | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TIFFANY & CO. MEETING DATE: MAY 20, 2010 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director David A. Brandon | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Elect Director Fletcher H. Wiley | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TRACTOR SUPPLY COMPANY MEETING DATE: APR 29, 2010 | ||||
TICKER: TSCO SECURITY ID: 892356106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | Withhold |
1.3 | Elect Director William Bass | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | Withhold |
1.6 | Elect Director Cynthia T. Jamison | Management | For | Withhold |
1.7 | Elect Director Gerard E. Jones | Management | For | For |
1.8 | Elect Director George MacKenzie | Management | For | For |
1.9 | Elect Director Edna K. Morris | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
WARNACO GROUP, INC., THE MEETING DATE: MAY 12, 2010 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
WEST MARINE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: WMAR SECURITY ID: 954235107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph K. Repass | Management | For | For |
1.2 | Elect Director Geoffrey A. Eisenberg | Management | For | For |
1.3 | Elect Director David McComas | Management | For | For |
1.4 | Elect Director Barbara L. Rambo | Management | For | For |
1.5 | Elect Director Alice M. Richter | Management | For | For |
1.6 | Elect Director Peter Roy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZALE CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: ZLC SECURITY ID: 988858106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yuval Braverman | Management | For | For |
1.2 | Elect Director Richard C. Breeden | Management | For | For |
1.3 | Elect Director James M. Cotter | Management | For | For |
1.4 | Elect Director Neal L. Goldberg | Management | For | For |
1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.6 | Elect Director Thomas C. Shull | Management | For | For |
1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
1.8 | Elect Director David M. Szymanski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND COMPUTER SERVICES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: AUG 5, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 4, 2010 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as a Director | Management | For | For |
1.2 | Reelect Robert I. Lipp as a Director | Management | For | For |
1.3 | Reelect Wulf von Schimmelmann as a Director | Management | For | For |
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2010 Share Incentive Plan | Management | For | Against |
4 | Approve 2010 Employee Share Purchase Plan | Management | For | Against |
5 | Change Location of Annual Meeting | Management | For | For |
6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Brian G. Kelly | Management | For | For |
5 | Elect Director Robert A. Kotick | Management | For | For |
6 | Elect Director Jean-Bernard Levy | Management | For | For |
7 | Elect Director Robert J. Morgado | Management | For | For |
8 | Elect Director Douglas P. Morris | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 16, 2010 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward W. Barnholt | Management | For | For |
2 | Elect Director Michael R. Cannon | Management | For | For |
3 | Elect Director James E. Daley | Management | For | For |
4 | Elect Director Charles M. Geschke | Management | For | For |
5 | Elect Director Shantanu Narayen | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: FEB 5, 2010 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 8, 2010 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.2 | Elect Director D. Keith Cobb | Management | For | For |
1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqueline C. Morby | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIBA, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Monahan | Management | For | For |
1.2 | Elect Director Karl E. Newkirk | Management | For | For |
1.3 | Elect Director Richard F. Wallman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATOS ORIGIN MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
6 | Elect Aminata Niane as Director | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
18 | Appoint Colette Neuville as Censor | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Steven M. West | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 10, 2009 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Gary C. Butler | Management | For | For |
1.4 | Elect Director Leon G. Cooperman | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Charles H. Noski | Management | For | For |
1.10 | Elect Director Sharon T. Rowlands | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2010 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Robert Webb as Director | Management | For | For |
4 | Re-elect Sushovan Hussain as Director | Management | For | For |
5 | Re-elect Michael Lynch as Director | Management | For | For |
6 | Re-elect John McMonigall as Director | Management | For | For |
7 | Re-elect Richard Perle as Director | Management | For | For |
8 | Re-elect Barry Ariko as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
BLACKBOARD INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: BBBB SECURITY ID: 091935502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank R. Gatti | Management | For | Withhold |
1.2 | Elect Director Beth Kaplan | Management | For | Withhold |
1.3 | Elect Director Matthew L. Pittinsky | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUL 29, 2009 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gil Shwed | Management | For | For |
1.2 | Director Marius Nacht | Management | For | For |
1.3 | Director Jerry Ungerman | Management | For | For |
1.4 | Director Dan Propper | Management | For | For |
1.5 | Director David Rubner | Management | For | For |
1.6 | Director Tal Shavit | Management | For | For |
2 | Reelection Of Outside Director: Yoav Chelouche | Management | For | For |
3 | Reelection Of Outside Director: Guy Gecht | Management | For | For |
4 | Authorize The Chairman Of The Board Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years | Management | For | For |
5 | Ratify The Appointment And Compensation Of Check Point's Independent Public Accountants | Management | For | For |
6 | Approve Compensation To Check Point's Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors | Management | For | For |
7 | I Am A Controlling Shareholder | Management | None | Against |
8 | I Have A Personal Interest in Item 6 | Management | None | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 1, 2010 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Klein | Management | For | For |
2 | Elect Director Lakshmi Narayanan | Management | For | For |
3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Approve Stock Option Exchange Program | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 27, 2010 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephan A. James | Management | For | For |
1.2 | Elect Director James Neary | Management | For | For |
1.3 | Elect Director Frank R. Martire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FISERV, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kim M. Robak | Management | For | For |
1.2 | Elect Director Doyle R. Simons | Management | For | For |
1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 22, 2010 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Richard Fontaine | Management | For | Withhold |
1.2 | Elect Director Jerome L. Davis | Management | For | Withhold |
1.3 | Elect Director Steven R. Koonin | Management | For | Withhold |
1.4 | Elect Director Stephanie M. Shern | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GENPACT LTD MEETING DATE: APR 6, 2010 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pramod Bhasin as Director | Management | For | For |
1.2 | Elect Rajat Kumar Gupta as Director | Management | For | For |
1.3 | Elect Charles E. Alexander as Director | Management | For | For |
1.4 | Elect John W. Barter as Director | Management | For | For |
1.5 | Elect Steven A. Denning as Director | Management | For | For |
1.6 | Elect Mark F. Dzialga as Director | Management | For | For |
1.7 | Elect Douglas M. Kaden as Director | Management | For | For |
1.8 | Elect Jagdish Khattar as Director | Management | For | Withhold |
1.9 | Elect James C. Madden as Director | Management | For | For |
1.10 | Elect Denis J. Nayden as Director | Management | For | For |
1.11 | Elect Robert G. Scott as Director | Management | For | For |
1.12 | Elect A. Michael Spense as Director | Management | For | Withhold |
2 | Ratify KMPG as Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
HLTH CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Paul A. Brooke | Management | For | For |
2.2 | Elect Director James V. Manning | Management | For | For |
2.3 | Elect Director Martin J. Wygod | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Gerald Held | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KENEXA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: KNXA SECURITY ID: 488879107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Konen | Management | For | For |
1.2 | Elect Director Richard J. Pinola | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 26, 2010 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
I.1 | Elect Thomas Gurnee as Director | Management | For | For |
I.2 | Elect Zuyun Xue as Director | Management | For | For |
II | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas E. Darcy | Management | For | For |
2 | Elect Director Denis J. O'Leary | Management | For | For |
3 | Elect Director Robert W. Pangia | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
MENTOR GRAPHICS CORP. MEETING DATE: DEC 14, 2009 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcos Galperin | Management | For | For |
1.2 | Elect Director Emiliano Calemzuk | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
NOVELL, INC. MEETING DATE: APR 19, 2010 | ||||
TICKER: NOVL SECURITY ID: 670006105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert Aiello | Management | For | For |
2 | Elect Director Fred Corrado | Management | For | For |
3 | Elect Director Richard L. Crandall | Management | For | For |
4 | Elect Director Gary G. Greenfield | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Ronald W. Hovsepian | Management | For | For |
7 | Elect Director Patrick S. Jones | Management | For | For |
8 | Elect Director Richard L. Nolan | Management | For | For |
9 | Elect Director John W. Poduska, Sr. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
OPEN TEXT CORP. MEETING DATE: DEC 3, 2009 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - Randy Fowlie | Management | For | For |
1.4 | Elect as Director - Gail Hamilton | Management | For | For |
1.5 | Elect as Director - Brian Jackman | Management | For | For |
1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PARAMETRIC TECHNOLOGY CORPORATION MEETING DATE: MAR 3, 2010 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Lacy | Management | For | For |
1.2 | Elect Director Michael E. Porter | Management | For | For |
1.3 | Elect Director Robert P. Schechter | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PHOENIX TECHNOLOGIES LTD. MEETING DATE: FEB 3, 2010 | ||||
TICKER: PTEC SECURITY ID: 719153108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Smith | Management | For | For |
1.2 | Elect Director Douglas Barnett | Management | For | Against |
1.3 | Elect Director Dale Fuller | Management | For | For |
1.4 | Elect Director Woodson Hobbs | Management | For | Against |
1.5 | Elect Director Patrick Little | Management | For | For |
1.6 | Elect Director Richard Noling | Management | For | Against |
1.7 | Elect Director Edward Terino | Management | For | For |
1.8 | Elect Director Kenneth Traub | Management | For | For |
1.9 | Elect Director Mitchell Tuchman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PROGRESS SOFTWARE CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: PRGS SECURITY ID: 743312100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry N. Bycoff | Management | For | For |
1.2 | Elect Director Ram Gupta | Management | For | For |
1.3 | Elect Director Charles F. Kane | Management | For | For |
1.4 | Elect Director David A. Krall | Management | For | For |
1.5 | Elect Director Michael L. Mark | Management | For | For |
1.6 | Elect Director Richard D. Reidy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1.6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIANT SYSTEMS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: RADS SECURITY ID: 75025N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Balloun | Management | For | For |
1.2 | Elect Director John H. Heyman | Management | For | For |
1.3 | Elect Director Donna A. Lee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RED HAT, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Micheline Chau | Management | For | For |
1.2 | Elect Director Marye Anne Fox | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg R. Gianforte | Management | For | For |
1.2 | Elect Director Gregory M. Avis | Management | For | Withhold |
1.3 | Elect Director Thomas W. Kendra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
ROVI CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SINA CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yan Wang as Director | Management | For | For |
1.2 | Elect Song-Yi Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors | Management | For | For |
3 | Allow Electronic Distribution of Company Communications | Management | For | For |
4 | Amend Articles Re: Modernize Company's Articles of Association with Corporate Governance Provisions | Management | For | Against |
5 | Amend Articles Re: Board Procedures and Governance | Management | For | For |
6 | Amend Articles Re: Increase Requisite Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent | Management | For | Against |
7 | Amend Articles Re: Approve Restatement of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles | Management | For | Against |
SYBASE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: SY SECURITY ID: 871130100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Chen | Management | For | For |
1.2 | Elect Director Richard C. Alberding | Management | For | For |
1.3 | Elect Director Cecilia Claudio | Management | For | For |
1.4 | Elect Director Michael A. Daniels | Management | For | For |
1.5 | Elect Director L. William Krause | Management | For | For |
1.6 | Elect Director Alan B. Salisbury | Management | For | For |
1.7 | Elect Director Jack E. Sum | Management | For | For |
1.8 | Elect Director Robert P. Wayman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: SEP 23, 2009 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Brown | Management | For | For |
1.2 | Elect Director William T. Coleman | Management | For | For |
1.3 | Elect Director Frank E. Dangeard | Management | For | For |
1.4 | Elect Director Geraldine B. Laybourne | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Robert S. Miller | Management | For | For |
1.7 | Elect Director Enrique Salem | Management | For | For |
1.8 | Elect Director Daniel H. Schulman | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
TAKE-TWO INTERACTIVE SOFTWARE, INC. MEETING DATE: APR 15, 2010 | ||||
TICKER: TTWO SECURITY ID: 874054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Strauss Zelnick | Management | For | For |
1.2 | Elect Director Robert A. Bowman | Management | For | For |
1.3 | Elect Director Sung Hwan Cho | Management | For | For |
1.4 | Elect Director Michael Dornemann | Management | For | For |
1.5 | Elect Director Brett Icahn | Management | For | For |
1.6 | Elect Director J. Moses | Management | For | For |
1.7 | Elect Director James L. Nelson | Management | For | For |
1.8 | Elect Director Michael Sheresky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TIBCO SOFTWARE INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
1.5 | Elect Director Roger H. Moore | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director Louis A. Simpson | Management | For | For |
1.8 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 14, 2010 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Christina A. Gold | Management | For | For |
3 | Elect Director Betsy D. Holden | Management | For | For |
4 | Elect Director Wulf Von Schimmelmann | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: JUL 23, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Jeremy Young as a Director | Management | For | For |
5 | Reelect Eric B. Herr as a Director | Management | For | For |
6 | Reelect Deepak Parekh as a Director | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shikhar Ghosh | Management | For | For |
1.2 | Elect Director Kirk P. Pond | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
02MICRO INTERNATIONAL LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OIIM SECURITY ID: 67107W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael Austin, Shoji Akutsu, and Dinghuan Shi as Class III Directors | Management | For | For |
2 | Authorize Share Repurchase Program | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Appoint Deloitte & Touch as Auditors of the Company | Management | For | For |
3COM CORP. MEETING DATE: SEP 23, 2009 | ||||
TICKER: COMS SECURITY ID: 885535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Cote | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
1.4 | Elect Director J. Donald Sherman | Management | For | For |
1.5 | Elect Director Dominique Trempont | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
A123 SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert N. Riley, Jr. | Management | For | For |
1.2 | Elect Director Jeffrey P. McCarthy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Thurk | Management | For | Withhold |
1.2 | Elect Director Andrew D. Ory | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Brian G. Kelly | Management | For | For |
5 | Elect Director Robert A. Kotick | Management | For | For |
6 | Elect Director Jean-Bernard Levy | Management | For | For |
7 | Elect Director Robert J. Morgado | Management | For | For |
8 | Elect Director Douglas P. Morris | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
ADTRAN, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Craig A. Conway | Management | For | For |
5 | Elect Director Nicholas M. Donofrio | Management | For | For |
6 | Elect Director H. Paulett Eberhart | Management | For | For |
7 | Elect Director Derrick R. Meyer | Management | For | For |
8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AIRMEDIA GROUP INC. MEETING DATE: DEC 9, 2009 | ||||
TICKER: AMCN SECURITY ID: 009411109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2007 Share Incentive Plan | Management | For | Against |
2 | Adopt New Memorandum and Articles of Association | Management | For | Against |
3 | Authorize Share Repurchase Program | Management | For | Against |
AIXTRON AG MEETING DATE: MAY 18, 2010 | ||||
TICKER: AIXA SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Creation of EUR 40.3 Million Pool of Capital I without Preemptive Rights | Management | For | For |
9 | Approve Creation of EUR 10.1 Million Pool of Capital II with Partial Exclussion of Preemptive Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: 1688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cooperation Framework Agreement and Annual Caps | Management | For | For |
2 | Approve Cross-Selling Services Framework Agreement and Annual Caps | Management | For | For |
3 | Approve Technology and Intellectual Property Framework License Agreement and Annual Caps | Management | For | For |
4 | Authorize Board to Sign and Execute Documents Related to the Cooperation Framework Agreement, the Cross-Selling Services Framework Agreement and the Technology and Intellectual Property Framework License Agreement | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: 1688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Ma Yun, Jack as Director | Management | For | For |
3 | Reelect Wu Wei, Maggie as Director | Management | For | For |
4 | Reelect Peng Yi Jie, Sabrina as Director | Management | For | For |
5 | Reelect Tsou Kai-Lien, Rose as Director | Management | For | For |
6 | Reelect Niu Gen Sheng as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Approve Issuance of Shares Pursuant to the Restricted Share Unit Scheme | Management | For | Against |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Stephen G. Newberry | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director Andrew E. Lietz | Management | For | For |
1.3 | Elect Director Martin H. Loeffler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANADIGICS, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: ANAD SECURITY ID: 032515108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Fellows | Management | For | Against |
2 | Elect Director Ronald Rosenzweig | Management | For | Against |
3 | Elect Director Lewis Solomon | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ANSYS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqueline C. Morby | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARIBA, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Monahan | Management | For | For |
1.2 | Elect Director Karl E. Newkirk | Management | For | For |
1.3 | Elect Director Richard F. Wallman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ART TECHNOLOGY GROUP, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: ARTG SECURITY ID: 04289L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Elsbree | Management | For | For |
1.2 | Elect Director Ilene H. Lang | Management | For | For |
1.3 | Elect Director Daniel C. Regis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ASIAINFO HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
ATHENAHEALTH, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kane | Management | For | For |
1.2 | Elect Director Ruben J. King-Shaw, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | None | Against |
ATMEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ATMI, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Hillas | Management | For | For |
1.2 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ATOS ORIGIN MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
6 | Elect Aminata Niane as Director | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
18 | Appoint Colette Neuville as Censor | Management | For | For |
AU OPTRONICS CORP MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2409 SECURITY ID: 002255107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3.1 | Elect Vivien Huey-Juan Hsieh with ID Number P200062523 as Independent Director | Management | For | For |
3.2 | Elect Mei-Yue Ho with ID Number Q200495032 as Independent Director | Management | For | For |
3.3 | Elect Bing-He Yang with ID Number E101549010 as Independent Director | Management | For | For |
3.4 | Elect Kuen-Yao (KY) Lee with ID Number K101577037 as Director | Management | For | Withhold |
3.5 | Elect Hsuan Bin (HB) Chen with ID Number J101514119 as Director | Management | For | Withhold |
3.6 | Elect Lai-Juh Chen with ID Number A121498798 as Director | Management | For | Withhold |
3.7 | Elect Shuang-Lang Peng with ID Number J120870365 as Director | Management | For | Withhold |
3.8 | Elect Representative of Qisda Corporation, Ko-Yung (Eric) Yu with ID Number M101480996 as Director | Management | For | Withhold |
3.9 | Elect Representative of Qisda Corporation, Hui Hsiung with ID Number Y100138545 as Director | Management | For | Withhold |
3.10 | Elect Representative of BenQ Foundation, Ronald Jen-Chuan Chwang with ID Number A125990480 as Director | Management | For | Withhold |
3.11 | Elect Representative of An Ji Biomedical Corporation, Chang-Hai Tsai with ID Number Q100928070 as Director | Management | For | Withhold |
4 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
6 | Transact Other Business | Management | None | None |
AUDIOCODES LTD. MEETING DATE: DEC 14, 2009 | ||||
TICKER: AUDC SECURITY ID: M15342104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shabatai Adlersberg as Director | Management | For | For |
2 | Elect Doron Nevo as External Director | Management | For | For |
3 | Authorize Board Chairman to Serve as CEO | Management | For | For |
4 | Approve Employment Agreement of Shabtai Adlersberg Including Grant of Options | Management | For | For |
5 | Approve Grant of Options to Doron Nevo | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Steven M. West | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2010 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Robert Webb as Director | Management | For | For |
4 | Re-elect Sushovan Hussain as Director | Management | For | For |
5 | Re-elect Michael Lynch as Director | Management | For | For |
6 | Re-elect John McMonigall as Director | Management | For | For |
7 | Re-elect Richard Perle as Director | Management | For | For |
8 | Re-elect Barry Ariko as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BLINKX PLC MEETING DATE: SEP 22, 2009 | ||||
TICKER: BLNX SECURITY ID: G13235109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Anthony Bettencourt as Director | Management | For | For |
3 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 927,613 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 139,142 | Management | For | For |
7 | Authorise 27,828,385 Ordinary Shares for Market Purchase | Management | For | For |
8 | Authorise that a General Meeting, Other than an Annual General Meeting, May be Called on Not Less than 14 Clear Days Notice | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BROADCOM CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | For |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2010 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renato DiPentima | Management | For | For |
2 | Elect Director Alan Earhart | Management | For | For |
3 | Elect Director Sanjay Vaswani | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Supermajority Vote Requirement | Management | For | For |
BYD COMPANY LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supply Agreement and New Caps | Management | For | For |
2 | Approve Purchase Agreement and New Caps | Management | For | For |
3 | Approve Utility Services Master Agreement and New Caps | Management | For | For |
CA, INC. MEETING DATE: SEP 14, 2009 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond J. Bromark | Management | For | For |
2 | Elect Director Gary J. Fernandes | Management | For | For |
3 | Elect Director Kay Koplovitz | Management | For | For |
4 | Elect Director Christopher B. Lofgren | Management | For | For |
5 | Elect Director William E. McCracken | Management | For | For |
6 | Elect Director John A. Swainson | Management | For | For |
7 | Elect Director Laura S. Unger | Management | For | For |
8 | Elect Director Arthur F. Weinbach | Management | For | For |
9 | Elect Director Renato (Ron) Zambonini | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Executive Bonus Program | Shareholder | Against | Against |
CANDO CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 8056 SECURITY ID: Y1082H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Election Rules of Directors and Supervisors | Management | For | For |
5 | Approve to let Shareholders Give up Subscription Rights of Cash Capital Increase by Public Offering under Underwriting System | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties, Procedures for Endorsement and Guarantees, Operating Procedures for Derivatives Transactions and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7.1 | Elect Cheng-Yih Lin from AU Optronics Corporation with Shareholder Number 5243 as Director | Management | For | Against |
7.2 | Elect Jung-Hung Chen from AU Optronics Corporation with Shareholder Number 5243 as Director | Management | For | Against |
7.3 | Elect Ching-Shih Han from China Development Industrail Bank with Shareholder Number 5699 as Director | Management | For | Against |
7.4 | Elect Chun-Chi Chiu from TECO Electric & Machinery Co.,Ltd. with Shareholder Number 674 as Director | Management | For | Against |
7.5 | Elect Cheng-Teng Hsich from Sanyo Chemical Industries Co., Ltd. with Shareholder Number 125 as Director | Management | For | Against |
7.6 | Elect Guo-Long Wu from BenQ Optronics Foundation with Shareholder Number 13150 as Director | Management | For | Against |
7.7 | Elect Cheng-Ju Fan with ID Number J101966328 as Independent Director | Management | For | For |
7.8 | Elect Sue-Huei Chen with ID Number N222451434 as Independent Director | Management | For | For |
7.9 | Elect Sing-Cheng Hong with ID Number A104125269 as Independent Director | Management | For | For |
7.10 | Elect Yan-Shu Chang from Darly2 Venture Ltd. with Shareholder Number 5037 as Supervisor | Management | For | For |
7.11 | Elect Yu-Xia Xiao with Shareholder Number 5571 as Supervisor | Management | For | For |
7.12 | Elect Ching-Yang Wang with Shareholder Number 5752 as Supervisor | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CHANGYOU.COM LTD MEETING DATE: JUN 30, 2010 | ||||
TICKER: CYOU SECURITY ID: 15911M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles Zhang as Director | Management | For | For |
1.2 | Elect Tao Wang as Director | Management | For | For |
1.3 | Elect Dave De Yang as Director | Management | For | For |
1.4 | Elect John Zhuang Yang as Director | Management | For | For |
1.5 | Elect Baoquan Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Other Business (Voting) | Management | For | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUL 29, 2009 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gil Shwed | Management | For | For |
1.2 | Director Marius Nacht | Management | For | For |
1.3 | Director Jerry Ungerman | Management | For | For |
1.4 | Director Dan Propper | Management | For | For |
1.5 | Director David Rubner | Management | For | For |
1.6 | Director Tal Shavit | Management | For | For |
2 | Reelection Of Outside Director: Yoav Chelouche | Management | For | For |
3 | Reelection Of Outside Director: Guy Gecht | Management | For | For |
4 | Authorize The Chairman Of The Board Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years | Management | For | For |
5 | Ratify The Appointment And Compensation Of Check Point's Independent Public Accountants | Management | For | For |
6 | Approve Compensation To Check Point's Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors | Management | For | For |
7 | I Am A Controlling Shareholder | Management | None | Against |
8 | I Have A Personal Interest in Item 6 | Management | None | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Equity Compensation of CEO | Management | For | For |
3a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
CHINA FIRE & SECURITY GROUP, INC MEETING DATE: OCT 16, 2009 | ||||
TICKER: CFSG SECURITY ID: 16938R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gangjin Li | Management | For | For |
1.2 | Elect Director Brian Lin | Management | For | For |
1.3 | Elect Director Weishe Zhang | Management | For | For |
1.4 | Elect Director Guoyou Zhang | Management | For | For |
1.5 | Elect Director Xuewen Xiao | Management | For | For |
1.6 | Elect Director Xianghua Li | Management | For | For |
1.7 | Elect Director Albert McLelland | Management | For | For |
CHINA GRENTECH CORPORATION LTD. MEETING DATE: OCT 23, 2009 | ||||
TICKER: GRRF SECURITY ID: 16938P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Yingjie Gao | Management | For | Against |
2 | Election Of Director: Kunjie Zhuang | Management | For | Against |
3 | Election Of Director: Rong Yu | Management | For | Against |
4 | Election Of Director: Qi Wang | Management | For | Against |
5 | Election Of Director: Cuiming Shi | Management | For | For |
6 | Election Of Director: Xiaohu You | Management | For | For |
7 | Election Of Director: Kin Kwong Mak | Management | For | For |
8 | Appoint Kpmg As Independent Registered Public Accountants Ofchina Greentech Corporation Limited For The Fiscal Year Endingdecember 31, 2009. | Management | For | For |
CHINA MEDICAL TECHNOLOGIES INC. MEETING DATE: NOV 16, 2009 | ||||
TICKER: CMED SECURITY ID: 169483104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The China Medical Technologies, Inc. 2009 Equity Incentive Plan | Management | For | Against |
CHROMA ATE INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CKD CORP. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 6407 SECURITY ID: J08022113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kazunori Kajimoto | Management | For | For |
1.2 | Elect Director Tsuyoshi Kanada | Management | For | For |
1.3 | Elect Director Masahiko Tsukahara | Management | For | For |
1.4 | Elect Director Shigetomo Tokuda | Management | For | For |
1.5 | Elect Director Takuya Takahashi | Management | For | For |
1.6 | Elect Director Hirobumi Saeki | Management | For | For |
1.7 | Elect Director Chiaki Takahata | Management | For | For |
2.1 | Appoint Statutory Auditor Kazumi Tsuboi | Management | For | For |
2.2 | Appoint Statutory Auditor Koichi Hayashi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Naotaka Nanya | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 1, 2010 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Klein | Management | For | For |
2 | Elect Director Lakshmi Narayanan | Management | For | For |
3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 26, 2009 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | Withhold |
1.2 | Elect Director Keith Geeslin | Management | For | Withhold |
1.3 | Elect Director Gary B. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMSCORE INC MEETING DATE: JUL 29, 2009 | ||||
TICKER: SCOR SECURITY ID: 20564W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Henderson | Management | For | For |
1.2 | Elect Director Ronald J. Korn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 10, 2010 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Canfield | Management | For | For |
1.2 | Elect Director Gordan Eubanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORETRONIC CORP(FRMLY OPTOMA CORP) MEETING DATE: JUN 15, 2010 | ||||
TICKER: 5371 SECURITY ID: Y1756P119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Election Rules of Directors and Supervisors | Management | For | For |
6 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
7.1 | Elect Wade Chang with ID Number 5 as Director | Management | For | Against |
7.2 | Elect Frank Juang with ID Number 168 as Director | Management | For | Against |
7.3 | Elect Representative of Hsun Chieh Investment Co., Ltd. with ID Number 29798/70761592 as Director | Management | For | Against |
7.4 | Elect Robert Hung with ID Number C100504640 as Director | Management | For | Against |
7.5 | Elect Ted T.C.Tu with ID Number A110391091 as Independent Director | Management | For | For |
7.6 | Elect Yen-Chun Wang with ID Number F100264199 as Independent Director | Management | For | For |
7.7 | Elect Han-Ping D. Shieh with ID Number B100613081 as Independent Director | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
9 | Transact Other Business | Management | None | None |
CORNING INCORPORATED MEETING DATE: APR 29, 2010 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director William D. Smithburg | Management | For | For |
1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.5 | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
CREE, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour | Management | For | For |
1.3 | Elect Director Dolph W. von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Robert A. Ingram | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 19, 2010 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ron Mackintosh as Director | Management | For | Against |
4 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
5 | Elect Kanwar Chadha as Director | Management | For | Against |
6 | Elect Diosdado Banatao as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYBERLINK CO LTD MEETING DATE: JUN 17, 2010 | ||||
TICKER: 5203 SECURITY ID: Y1853F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
1.7 | Elect Director Evert Van De Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DAUM COMMUNICATIONS CORPORATION MEETING DATE: MAR 30, 2010 | ||||
TICKER: 35720 SECURITY ID: Y2020U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Kim Hyun-Young as Inside Director | Management | For | For |
3.2 | Reelect Peter Jackson as Outside Director | Management | For | For |
4.1 | Reelect Peter Jackson as Member of Audit Committee | Management | For | For |
4.2 | Reelect Koo Bon-Chun as Member of Audit Committee | Management | For | For |
4.3 | Reelect Han Su-Jung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann B. Lane | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director Barry Zwarenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: AUG 25, 2009 | ||||
TICKER: 861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Hu Zhaoguang as Director | Management | For | For |
3b | Reelect Qiu Zhongwei as Director | Management | For | For |
3c | Reelect Wong Man Chung, Francis as Director | Management | For | For |
3d | Reelect Kwan Ming Heung, Peter as Director | Management | For | For |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: NOV 24, 2009 | ||||
TICKER: 861 SECURITY ID: G2759B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
DTS, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: DTSI SECURITY ID: 23335C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Gregory Ballard | Management | For | For |
1.2 | Elect Director Bradford D. Duea | Management | For | For |
1.3 | Elect Director Craig S. Andrews | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 24, 2009 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen C. Coley | Management | For | Withhold |
1.2 | Elect Director Patricia L. Higgins | Management | For | Withhold |
1.3 | Elect Director Steven E. Nielsen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Approve Stock Option Exchange Program | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
ELONG INC. MEETING DATE: DEC 30, 2009 | ||||
TICKER: LONG SECURITY ID: 290138205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fernando Gil de Bernabe as a Director | Management | For | For |
1.2 | Elect Thomas Gurnee as a Director | Management | For | For |
1.3 | Elect Arthur Hoffman as a Director | Management | For | For |
1.4 | Elect Henrik Kjellberg as a Director | Management | For | For |
1.5 | Elect Jens Parkitny as a Director | Management | For | For |
1.6 | Elect Cyril Ranque as a Director | Management | For | For |
1.7 | Elect Michael Scown as a Director | Management | For | For |
1.8 | Elect Johan Svanstrom as a Director | Management | For | For |
1.9 | Elect Justin Tang as a Director | Management | For | For |
2 | Approve the Amendment of the eLong, Inc. 2009 Share and Annual Incentive Plan (the "2009 Plan") | Management | For | Against |
3 | Transact Other Business (Non-Voting) | Management | None | Against |
ELPIDA MEMORY INC MEETING DATE: AUG 29, 2009 | ||||
TICKER: 6665 SECURITY ID: J1354L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Create New Classes of Preferred Shares | Management | For | For |
2 | Amend Articles To Increase Authorized Capital | Management | For | For |
3 | Approve Issuance of Preferred Shares for a Private Placement | Management | For | For |
EMC CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EMULEX CORPORATION MEETING DATE: JUL 10, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Revoke Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Revoke Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Revoke Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Revoke Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Revoke Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
EMULEX CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: ENER SECURITY ID:�� 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EPICOR SOFTWARE CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: EPIC SECURITY ID: 29426L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. George Klaus | Management | For | For |
1.2 | Elect Director Michael Kelly | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
1.4 | Elect Director Michael L. Hackworth | Management | For | For |
1.5 | Elect Director John M. Dillon | Management | For | For |
1.6 | Elect Director Richard H. Pickup | Management | For | For |
1.7 | Elect Director W. Douglas Hajjar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPISTAR CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2448 SECURITY ID: Y2298F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8 | Approve Release of New Added Restrictions of Competitive Activities of Sixth Directors | Management | For | For |
9.1 | Elect Biing-Jye Lee with ID Number 10 as Director | Management | For | For |
9.2 | Elect Yin-Fu Yeh from Everlight Electronics Co., Ltd. with ID Number 7 as Director | Management | For | For |
9.3 | Elect Pang Yen Liu from Everlight Electronics Co., Ltd. with ID Number 7 as Director | Management | For | For |
9.4 | Elect Representative of Yi Te Optoelectronics Co., Ltd. with ID Number 48160 as Director | Management | For | For |
9.5 | Elect Representative of Fon Tain Belon Co., Ltd. with ID Number 48189 as Director | Management | For | For |
9.6 | Elect Stan Hung from United Microelectronics Corp. with ID Number 35031 as Director | Management | For | For |
9.7 | Elect Shih Wei Sun from United Microelectronics Corp. with ID Number 35031 as Director | Management | For | For |
9.8 | Elect Kwang Chung Tang from Lite-On Technology Corp. with ID Number 5974 as Director | Management | For | For |
9.9 | Elect Ming-Jiunn Jou with ID Number 15 as Director | Management | For | For |
9.10 | Elect Representative of Evervaliant Corp. with ID Number 48166 as Supervisor | Management | For | For |
9.11 | Elect Li Yu Hwang from Chuan Investment Corp. with ID Number 120 as Supervisor | Management | For | For |
9.12 | Elect Hui-Jong Jiang with ID Number 352 as Supervisor | Management | For | For |
10 | Approve Release of Restrictions of Competitive Activities of Seventh Directors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director Alan J. Higginson | Management | For | For |
3 | Elect Director John McAdam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pehong Chen | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 3.1 Billion New Shares to Chengdong Investment Corp. Pursuant to a Subscription Agreement | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Jinshanqiao Steam Supply Agreement, Xuzhou Steam Supply Agreement, and Related Annual Caps | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: MAY 17, 2010 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Shu Hua as Executive Director | Management | For | Against |
2b | Reelect Sun Wei as Executive Director | Management | For | Against |
2c | Reelect Qian Zhi Xin as Independent Non-Executive Director | Management | For | For |
2d | Reelect Ho Chung Tai, Raymond as Independent Non-Executive Director | Management | For | For |
2e | Reelect Xue Zhong Su as Independent Non-Executive Director | Management | For | For |
2f | Reelect Zhu Yu Feng as Executive Director | Management | For | Against |
2g | Reelect Chau Kwok Man, Cliff as Non-Executive Director | Management | For | Against |
2h | Reelect Bai Xiaoqing as Non-Executive Director | Management | For | Against |
2i | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GLOBAL UNICHIP CORP. MEETING DATE: JUN 4, 2010 | ||||
TICKER: 3443 SECURITY ID: Y2724H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Transact Other Business | Management | None | None |
GOLDEN MEDITECH CO LTD MEETING DATE: AUG 28, 2009 | ||||
TICKER: 801 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Kam Yuen as Executive Director | Management | For | For |
2b | Reelect Zheng Ting as Executive Director | Management | For | For |
2c | Reelect Gao Zong Ze as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$200 Million to HK$400 Million by the Creation of an Additional 2 Billion New Shares | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | Withhold |
1.2 | Elect Director Harald J. Braun | Management | For | Withhold |
1.3 | Elect Director Eric C. Evans | Management | For | Withhold |
1.4 | Elect Director William A. Hasler | Management | For | Withhold |
1.5 | Elect Director Clifford H. Higgerson | Management | For | Withhold |
1.6 | Elect Director Dr. Mohsen Sohi | Management | For | Withhold |
1.7 | Elect Director Dr. James C. Stoffel | Management | For | Withhold |
1.8 | Elect Director Edward F. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Eliminate Class of Common Stock | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HIMAX TECHNOLOGIES INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt The 2008 Audited Accounts And Financial Reports | Management | For | For |
2 | Re-elect Chun-yen Chang As A Director And Elect Yan-kuin Su And Chih-chung Tsai As New Directors Of The Company | Management | For | Against |
3 | Approve The Increase Of Authorised Share Capital, Bonus Issue, Share Consolidation And Amendments To Memorandum And Articles Of Association Of The Company | Management | For | For |
4 | Waive And Dis-apply Any And All Preemptive Rights Of offerings Re Cash Capital Increase For Dual Listing On The Taiwan Stock Exchange | Management | For | For |
5 | Re-instate The Existing Amended And Restated Memorandum And Articles Of Association Of The Company Where The Company Aborts the Application To List Its Shares On The Taiwan Stock Exchange | Management | For | For |
6 | Transact Any Other Business Properly Brought Before The Meeting | Management | For | Against |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Cher Wang with ID Number 2 as Director | Management | For | Against |
8.2 | Elect Wen-Chi Chen with ID Number 5 as Director | Management | For | Against |
8.3 | Elect HT Cho with ID Number 22 as Director | Management | For | Against |
8.4 | Elect Ho-Chen Tan with ID Number D101161444 as Director | Management | For | Against |
8.5 | Elect Josef Felder with ID Number 19610425FE as Independent Director | Management | For | For |
8.6 | Elect Chen-Kuo Lin with ID Number F102690133 as Independent Director | Management | For | For |
8.7 | Elect Representative of Way-Chih Investment Co., Ltd. with ID Number 15 as Supervisor | Management | For | For |
8.8 | Elect Po-Cheng Ko with ID Number 14257 as Supervisor | Management | For | For |
8.9 | Elect Caleb Ou-Yang with ID Number D101424339 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
HYNIX SEMICONDUCTOR INC. (FRMRLY. HYUNDAI ELECTRONIC IND.) MEETING DATE: MAR 26, 2010 | ||||
TICKER: 660 SECURITY ID: Y3817W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Disposition of Loss | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Three Inside Directors and Nine Outside Directors (Bundled) | Management | For | For |
4 | Elect Three Members of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
I2 TECHNOLOGIES INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ITWO SECURITY ID: 465754208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 11, 2010 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Discussion of Remuneration System for Management Board Members (Non-Voting) | Management | None | None |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2008/2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2008/2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2008/2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2008/2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2008/2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2008/2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2008/2009 | Management | For | For |
4.4 | Approve Discharge of Former Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2008/2009 | Management | For | For |
4.6 | Approve Discharge of Former Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2008/2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2008/2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2008/2009 | Management | For | For |
4.10 | Approve Discharge of Former Supervisory Board Member Franz Neppl for Fiscal 2008/2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2008/2009 | Management | For | For |
4.12 | Approve Discharge of Former Supervisory Board Member Michael Ruth for Fiscal 2008/2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2008/2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2008/2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2008/2009 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2008/2009 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2008/2009 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2008/2009 | Management | For | For |
4.20 | Approve Discharge of Former Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2008/2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7.1 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | For |
7.2 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
7.3 | Elect Manfred Puffer to the Supervisory Board | Management | For | For |
7.4 | Elect Doris Schmitt-Landsiedel to the Supervisory Board | Management | For | For |
7.5 | Elect Eckart Suenner to the Supervisory Board | Management | For | For |
7.6 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
7.7 | Elect Willi Berchtold to the Supervisory Board | Shareholder | Against | Did Not Vote |
8 | Approve Cancellation of Two Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital | Management | For | For |
9 | Approve Reduction of 2002 Pool of Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 | Management | For | For |
10 | Approve Creation of EUR 648 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights for Employee Share Awards | Management | For | For |
12 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14.1 | Amend Articles Re: Deadline for the Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.2 | Amend Articles Re: Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.3 | Amend Articles Re: Online Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.4 | Amend Articles Re: Designation of Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.5 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
15 | Approve Affiliation Agreement with Subsidiary Hitex Development Tools GmbH | Management | For | For |
16 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 21 GmbH | Management | For | For |
INFINERA CORP MEETING DATE: MAY 19, 2010 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Gerald Held | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Compensation of Losses of the Company | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's Meeting | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Director Named Scott Meikle | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
INSPUR INTERNATIONAL LTD. MEETING DATE: JUL 2, 2009 | ||||
TICKER: 596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Inspur (Shandong) Electronic Information Ltd. of a 100 Percent Interest in Jinan Inspur Communication Ltd. from Shandong Inspur Light and Electricity Technology Ltd. and Shandong Inspur Leasing Ltd. | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: NOV 6, 2009 | ||||
TICKER: 596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Deed (Deed) Between the Company and Microsoft Corporation and the Issuance of Scrip Dividend Preferred Shares and Scrip Dividend Ordinary Shares Pursuant to the Deed | Management | For | For |
2 | Amend Articles Re: Scrip Dividend | Management | For | For |
3 | Amend Articles Re: Overlapping Directors | Management | For | For |
4 | Adopt Amended and Restated Articles of Association | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK0.01 Per Share | Management | For | For |
3a | Reelect Sun Pishu as Executive Director | Management | For | Against |
3b | Reelect Wang Xingshan as Executive Director | Management | For | Against |
3c | Reelect Chen Dongfeng as Executive Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
INSYDE SOFTWARE CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6231 SECURITY ID: Y4092X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends and Issuance of New Shares | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Jeremy Wang with ID Number 1 as Director | Management | For | Against |
8.2 | Elect PCT Representative: Jennifer Huang with ID Number 8 as Director | Management | For | Against |
8.3 | Elect Bing Yeh with ID Number 57687861 as Director | Management | For | Against |
8.4 | Elect Jonathan Joseph with ID Number 28 as Director | Management | For | Against |
8.5 | Elect Tim FU with ID Number 2 as Director | Management | For | Against |
8.6 | Elect Rick Lu with ID Number A121026238 as Independent Director | Management | For | For |
8.7 | Elect Debbie Lin with ID Number E220260170 as Independent Director | Management | For | For |
8.8 | Elect Jeffery Wang with ID Number 11 as Supervisor | Management | For | Against |
8.9 | Elect Simon Kuo with ID Number 4 as Supervisor | Management | For | Against |
8.10 | Elect Jennifer Shao with ID Number A220516191 as Independent Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: NOV 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director James D. Plummer | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
INTERSIL CORPORATION MEETING DATE: OCT 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Approve Stock Option Exchange Program | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Other Business | Management | For | Against |
INTUIT INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Batchelder | Management | For | For |
1.2 | Elect Director Christopher W. Brody | Management | For | For |
1.3 | Elect Director William V. Campbell | Management | For | For |
1.4 | Elect Director Scott D. Cook | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director Michael R. Hallman | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.9 | Elect Director Dennis D. Powell | Management | For | For |
1.10 | Elect Director Stratton D. Sclavos | Management | For | For |
1.11 | Elect Director Brad D. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ISILON SYSTEMS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Ruckelshaus | Management | For | For |
1.2 | Elect Director Gregory L. McAdoo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JABIL CIRCUIT, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
1.9 | Elect Director Kathleen A. Walters | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Marlin | Management | For | For |
2 | Elect Director Jock Patton | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORP. MEETING DATE: NOV 11, 2009 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director Masood Jabbar | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN MEETING DATE: SEP 30, 2009 | ||||
TICKER: 3336 SECURITY ID: G52105106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Caps for Transactions Under the Master Sales Agreement | Management | For | For |
JU TENG INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 18, 2010 | ||||
TICKER: 3336 SECURITY ID: G52105106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Hsieh Wan-Fu as Executive Director | Management | For | Against |
3b | Reelect Tsui Yung Kwok as Executive Director | Management | For | Against |
3c | Reelect Tsai Wen-Yu as Independent Non-Executive Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Xu Shao Chun as Director | Management | For | Against |
3b | Reelect Chen Deng Kun as Director | Management | For | Against |
3c | Reelect Yang Zhou Nan as Director | Management | For | Against |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Barrett | Management | For | For |
1.2 | Elect Director Irfan Salim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 26, 2010 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
I.1 | Elect Thomas Gurnee as Director | Management | For | For |
I.2 | Elect Zuyun Xue as Director | Management | For | For |
II | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
LOOPNET, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: LOOP SECURITY ID: 543524300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Byrnes | Management | For | For |
1.2 | Elect Director Thomas E. Unterman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 12, 2010 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Matthew J. O Rourke | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 9, 2009 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Blethen | Management | For | For |
1.2 | Elect Director Roger J. Maggs | Management | For | For |
1.3 | Elect Director Ping Yang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Huntz, Jr. | Management | For | For |
1.2 | Elect Director Dan J. Lautenbach | Management | For | For |
1.3 | Elect Director Thomas E. Noonan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MEDIATEK INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Transact Other Business | Management | None | None |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Elect Director John Marren | Management | For | For |
3 | Elect Director William E. Stevens | Management | For | For |
4 | Elect Director James B. Williams | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Other Business | Management | For | Against |
MENTOR GRAPHICS CORP. MEETING DATE: DEC 14, 2009 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcos Galperin | Management | For | For |
1.2 | Elect Director Emiliano Calemzuk | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MEYER BURGER TECHNOLOGY AG MEETING DATE: JAN 14, 2010 | ||||
TICKER: MBTN SECURITY ID: H5498Z110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with 3S Industries AG | Management | For | Did Not Vote |
2.1 | Approve 10:1 Stock Split | Management | For | Did Not Vote |
2.2 | Approve Creation of CHF 653,138 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
3 | Elect Rudolf Samuel Guedel, Konrad Wegener und Rolf Waegli as Directors If Items 1, 2.1, and 2.2 Should Be Approved (Bundled) | Management | For | Did Not Vote |
MEYER BURGER TECHNOLOGY AG MEETING DATE: APR 29, 2010 | ||||
TICKER: MBTN SECURITY ID: H5498Z128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
5.1 | Approve Creation of CHF 225,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.2 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve Creation of CHF 150,000 Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 17, 2010 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MICROSTRATEGY INCORPORATED MEETING DATE: MAY 12, 2010 | ||||
TICKER: MSTR SECURITY ID: 594972408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Sanju K. Bansal | Management | For | For |
1.3 | Elect Director Matthew W. Calkins | Management | For | For |
1.4 | Elect Director Robert H. Epstein | Management | For | For |
1.5 | Elect Director David W. LaRue | Management | For | For |
1.6 | Elect Director Jarrod M. Patten | Management | For | For |
1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
1.8 | Elect Director Thomas P. Spahr | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Xu Hang as Director | Management | For | For |
2 | Reelect Chen Qingtai as Director | Management | For | For |
3 | Reelect Ronald Ede as Director | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2009 | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: JUN 22, 2010 | ||||
TICKER: 233 SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends of HK$0.01 Per Share | Management | For | For |
3a | Reelect Iu Chung as Executive Director | Management | For | Against |
3b | Reelect Yu Ti Jun as Executive Director | Management | For | Against |
3c | Reelect Lee Sze Ho, Henry as Independent Non-Executive Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 30, 2009 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michelle L. Collins | Management | For | For |
1.2 | Elect Director Fred L. Krehbiel | Management | For | For |
1.3 | Elect Director David L. Landsittel | Management | For | For |
1.4 | Elect Director Joe W. Laymon | Management | For | For |
1.5 | Elect Director James S. Metcalf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hsing | Management | For | For |
1.2 | Elect Director Herbert Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
MSC.SOFTWARE CORPORATION MEETING DATE: OCT 9, 2009 | ||||
TICKER: MSCS SECURITY ID: 553531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL INSTRUMENTS CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: NATI SECURITY ID: 636518102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Truchard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 25, 2009 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Halla | Management | For | For |
1.2 | Elect Director Steven R. Appleton | Management | For | For |
1.3 | Elect Director Gary P. Arnold | Management | For | For |
1.4 | Elect Director Richard J. Danzig | Management | For | For |
1.5 | Elect Director John T. Dickson | Management | For | For |
1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
1.7 | Elect Director Modesto A. Maidique | Management | For | For |
1.8 | Elect Director Edward R. McCracken | Management | For | For |
1.9 | Elect Director Roderick C. McGeary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Repricing of Options | Management | For | Against |
NCSOFT CORP. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 36570 SECURITY ID: Y6258Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Two Inside Directors (Bundled) | Management | For | Against |
3.2 | Elect Three Outside Directors (Bundled) | Management | For | For |
3.3 | Elect Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NEOWIZ GAMES CO. MEETING DATE: MAR 26, 2010 | ||||
TICKER: 95660 SECURITY ID: Y6250V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 50 per Preferred Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Cho Gae-Hyun as Inside Director | Management | For | Against |
3.2 | Elect Park Soon-Taek as Inside Director | Management | For | Against |
3.3 | Elect Yoon Sang-Kyu as Inside Director | Management | For | Against |
4.1 | Reelect Moon Dae-Woo as Outside Director | Management | For | For |
4.2 | Reelect Lee In-Bum as Outside Director | Management | For | For |
4.3 | Elect Kim Myung-Sik as Outside Director | Management | For | For |
5.1 | Reelect Moon Dae-Woo as Member of Audit Committee | Management | For | For |
5.2 | Reelect Lee In-Bum Member of Audit Committee | Management | For | For |
5.3 | Elect Kim Myung-Sik Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors | Management | For | For |
7 | Approve Total Remuneration of Outside Directors | Management | For | For |
NETAPP, INC. MEETING DATE: OCT 14, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director Thomas Georgens | Management | For | For |
1.6 | Elect Director Mark Leslie | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NETEZZA CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Ferri | Management | For | For |
1.2 | Elect Director Edward J. Zander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Perham | Management | For | For |
1.2 | Elect Director Alan Krock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NETRONIX, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6143 SECURITY ID: Y6270L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
8 | Approve to Choose One or Both from Increase of Cash Capital and Issuance of New Shares or Issue Shares via a Private Placement at One Time or Separately | Management | For | For |
9 | Transact Other Business | Management | None | None |
NHN CORP. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Elect Doh Hyun-Soon as Outside Director | Management | For | For |
3 | Elect Doh Hyun-Soon as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NICE-SYSTEMS LTD. MEETING DATE: JUL 27, 2009 | ||||
TICKER: NICE SECURITY ID: 653656108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ron Gutler as Director | Management | For | For |
1b | Elect Joseph Atsmon as Director | Management | For | For |
1c | Elect Rimon Ben-Shaoul as Director | Management | For | For |
1d | Elect Yoseph Dauber as Director | Management | For | For |
1e | Elect John Hughes as Director | Management | For | For |
1f | Elect David Kostman as Director | Management | For | For |
2 | Re-appoint The Company's Independent Auditors And To Authorize The Company's Board Of Directors To Fix Their Remuneration. | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
OPEN TEXT CORP. MEETING DATE: DEC 3, 2009 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - Randy Fowlie | Management | For | For |
1.4 | Elect as Director - Gail Hamilton | Management | For | For |
1.5 | Elect as Director - Brian Jackman | Management | For | For |
1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OPENTABLE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jordan | Management | For | For |
1.2 | Elect Director Thomas H. Layton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PALM INC MEETING DATE: JUN 25, 2010 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PARAMETRIC TECHNOLOGY CORPORATION MEETING DATE: MAR 3, 2010 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Lacy | Management | For | For |
1.2 | Elect Director Michael E. Porter | Management | For | For |
1.3 | Elect Director Robert P. Schechter | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Conway | Management | For | Against |
2 | Elect Director Peter Gyenes | Management | For | For |
3 | Elect Director Richard H. Jones | Management | For | For |
4 | Elect Director Steven F. Kaplan | Management | For | For |
5 | Elect Director James P. O'Halloran | Management | For | For |
6 | Elect Director Alan Trefler | Management | For | For |
7 | Elect Director William W. Wyman | Management | For | For |
8 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: NOV 14, 2009 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
PHOTRONICS, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: PLAB SECURITY ID: 719405102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
1.4 | Elect Director George Macricostas | Management | For | For |
1.5 | Elect Director Willem D. Maris | Management | For | For |
1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
POLYCOM, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. DeWalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Fiebiger | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
1.5 | Elect Director Alan D. Bickell | Management | For | For |
1.6 | Elect Director Balu Balakrishnan | Management | For | For |
1.7 | Elect Director William George | Management | For | For |
1.8 | Elect Director Steven J. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 2, 2010 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PRIME VIEW INTERNATIONAL CO LTD MEETING DATE: NOV 18, 2009 | ||||
TICKER: 8069 SECURITY ID: Y70814101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Change Usage of Funds from Share Issuance and Issuance of Unsecured Convertible Bonds | Management | For | For |
2 | Approve Amendments to the Merger Agreement with E Ink Corporation | Management | For | For |
3 | Amend Articles of Association and Regulations on Issuance of Preferred Convertible Bonds and Manner of Conversion | Management | For | For |
4 | Other Business | Management | For | Against |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: Y70814101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: 74164E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
QLOGIC CORP. MEETING DATE: AUG 20, 2009 | ||||
TICKER: QLGC SECURITY ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H.K. Desai | Management | For | For |
2 | Elect Director Joel S. Birnbaum | Management | For | For |
3 | Elect Director James R. Fiebiger | Management | For | For |
4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
5 | Elect Director Kathryn B. Lewis | Management | For | For |
6 | Elect Director George D. Wells | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6176 SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
RAMBUS INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sunlin Chou, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce Dunlevie | Management | For | For |
1.3 | Elect Director Mark Horowitz, Ph.D. | Management | For | For |
1.4 | Elect Director Harold Hughes | Management | For | For |
1.5 | Elect Director Abraham D. Sofaer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Micheline Chau | Management | For | For |
1.2 | Elect Director Marye Anne Fox | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Lazaridis | Management | For | For |
1.2 | Elect Director James Estill | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Roger Martin | Management | For | For |
1.5 | Elect Director John Richardson | Management | For | For |
1.6 | Elect Director Barbara Stymiest | Management | For | For |
1.7 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg R. Gianforte | Management | For | For |
1.2 | Elect Director Gregory M. Avis | Management | For | Withhold |
1.3 | Elect Director Thomas W. Kendra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
1.3 | Elect Director James R. Swartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROTH & RAU AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: R8R SECURITY ID: D66040102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Remuneration System for Management Board Members | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
7 | Approve Creation of EUR 1.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 3.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger Maggs as Director | Management | For | For |
1.2 | Elect Mark Guibert as Director | Management | For | For |
1.3 | Elect John Keating as Director | Management | For | For |
1.4 | Elect Ken Taylor as Director | Management | For | For |
1.5 | Elect Dave Caputo as Director | Management | For | For |
1.6 | Elect Steven McCartney as Director | Management | For | For |
1.7 | Elect Scott Hamilton as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SHANDA INTERACTIVE ENTERTAINMENT LIMITED MEETING DATE: OCT 28, 2009 | ||||
TICKER: SNDA SECURITY ID: 81941Q203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tianqiao Chen as Director | Management | For | Against |
1.2 | Elect Danian Chen as Director | Management | For | Against |
1.3 | Elect Qianqian Luo as Director | Management | For | Against |
1.4 | Elect Jisheng Huang as Director | Management | For | For |
1.5 | Elect Chengyu Xiong as Director | Management | For | For |
1.6 | Elect Kai Zhao as Director | Management | For | For |
1.7 | Elect Qunzhao Tan as Director | Management | For | Against |
1.8 | Elect Grace Wu as Director | Management | For | Against |
SHARP CORP. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 6753 SECURITY ID: J71434112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Katsuhiko Machida | Management | For | For |
3.2 | Elect Director Mikio Katayama | Management | For | For |
3.3 | Elect Director Masafumi Matsumoto | Management | For | For |
3.4 | Elect Director Toshio Adachi | Management | For | For |
3.5 | Elect Director Toshishige Hamano | Management | For | For |
3.6 | Elect Director Yoshiaki Ibuchi | Management | For | For |
3.7 | Elect Director Kenji Ohta | Management | For | For |
3.8 | Elect Director Nobuyuki Taniguchi | Management | For | For |
3.9 | Elect Director Kunio Itou | Management | For | For |
3.10 | Elect Director Katsuaki Nomura | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SHIN ZU SHING CO., LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 3376 SECURITY ID: Y7755T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Elect Directors and Supervisors | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
SHIN-ETSU CHEMICAL CO. LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 4063 SECURITY ID: J72810120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Chihiro Kanagawa | Management | For | For |
2.2 | Elect Director Shunzo Mori | Management | For | For |
2.3 | Elect Director Fumio Akiya | Management | For | For |
2.4 | Elect Director Kiichi Habata | Management | For | For |
2.5 | Elect Director Masashi Kaneko | Management | For | For |
2.6 | Elect Director Fumio Arai | Management | For | For |
2.7 | Elect Director Masahiko Todoroki | Management | For | For |
2.8 | Elect Director Toshiya Akimoto | Management | For | For |
2.9 | Elect Director Hiroshi Komiyama | Management | For | For |
3 | Appoint Statutory Auditor Yoshihito Kosaka | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SILICON LABORATORIES INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Ted Enloe III | Management | For | For |
1.2 | Elect Director Kristen M. Onken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SILICON MOTION TECHNOLOGY CORPORATION MEETING DATE: SEP 16, 2009 | ||||
TICKER: SIMO SECURITY ID: 82706C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kenneth Kuan-Ming Lin as a Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SINA CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yan Wang as Director | Management | For | For |
1.2 | Elect Song-Yi Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors | Management | For | For |
3 | Allow Electronic Distribution of Company Communications | Management | For | For |
4 | Amend Articles Re: Modernize Company's Articles of Association with Corporate Governance Provisions | Management | For | Against |
5 | Amend Articles Re: Board Procedures and Governance | Management | For | For |
6 | Amend Articles Re: Increase Requisite Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent | Management | For | Against |
7 | Amend Articles Re: Approve Restatement of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles | Management | For | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SMA SOLAR TECHNOLOGY AG MEETING DATE: MAY 27, 2010 | ||||
TICKER: S92 SECURITY ID: D7008K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Guenther Cramer for Fiscal 2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Peter Drews for Fiscal 2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Roland Grebe for Fiscal 2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Pierre-Pascal Urbon for Fiscal 2009 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Marko Werner for Fiscal 2009 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Reiner Wettlaufer for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
6.1 | Amend Articles Re: Editorial Changes | Management | For | For |
6.2 | Amend Articles Re: Supervisory Board | Management | For | For |
6.3 | Amend Articles Re: Convocation of, Registration for, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
7.1 | Elect Siegfried Drueker to the Supervisory Board | Management | For | For |
7.2 | Elect Erik Ehrentraut to the Supervisory Board | Management | For | For |
7.3 | Elect Winfried Hoffmann to the Supervisory Board | Management | For | For |
7.4 | Elect Martin Hoppe-Kilpper to the Supervisory Board | Management | For | Against |
7.5 | Elect Werner Kleinkauf to the Supervisory Board | Management | For | Against |
7.6 | Elect Reiner Wettlaufer to the Supervisory Board | Shareholder | For | Against |
8 | Require Management Board to Disclose Individualized Remuneration of its Members | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 24, 2009 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | For |
1.2 | Elect Director Ted L. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Gulko | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
SOLARWINDS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Horing | Management | For | For |
1.2 | Elect Director J. Benjamin Nye | Management | For | For |
1.3 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONY CORP. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 6758 SECURITY ID: 835699307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Howard Stringer | Management | For | For |
1.2 | Director Ryouji Chubachi | Management | For | For |
1.3 | Director Youtarou Kobayashi | Management | For | For |
1.4 | Director Yoshiaki Yamauchi | Management | For | For |
1.5 | Director Peter Bonfield | Management | For | For |
1.6 | Director Fujio Chou | Management | For | For |
1.7 | Director Ryuuji Yasuda | Management | For | For |
1.8 | Director Yukako Uchinaga | Management | For | For |
1.9 | Director Mitsuaki Yahagi | Management | For | For |
1.10 | Director Tsun-yan Hsieh | Management | For | For |
1.11 | Director Roland A. Hernandez | Management | For | For |
1.12 | Director Kanemitsu Anraku | Management | For | For |
1.13 | Director Yorihiko Kojima | Management | For | For |
1.14 | Director Osamu Nagayama | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Datong Chen as Director | Management | For | For |
2 | Reelect Scott Scandell as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STR HOLDINGS INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: STRI SECURITY ID: 78478V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Andrew M. Leitch | Management | For | For |
1.3 | Elect Director Susan C. Schnabel | Management | For | For |
1.4 | Elect Director Scott S. Brown | Management | For | For |
1.5 | Elect Director Jason L. Metakis | Management | For | For |
1.6 | Elect Director Ryan M. Sprott | Management | For | For |
1.7 | Elect Director John A. Janitz | Management | For | For |
1.8 | Elect Director Dominick J. Schiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRATASYS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUCCESSFACTORS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas J. Burgum | Management | For | For |
1.2 | Elect Director Lars Dalgaard | Management | For | For |
1.3 | Elect Director Elizabeth A. Nelson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUMCO CORP. MEETING DATE: APR 28, 2010 | ||||
TICKER: 3436 SECURITY ID: J76896109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director | Management | For | For |
1.2 | Elect Director | Management | For | For |
1.3 | Elect Director | Management | For | For |
1.4 | Elect Director | Management | For | For |
1.5 | Elect Director | Management | For | For |
1.6 | Elect Director | Management | For | For |
1.7 | Elect Director | Management | For | For |
1.8 | Elect Director | Management | For | For |
1.9 | Elect Director | Management | For | For |
2 | Appoint Statutory Auditor | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: AUG 14, 2009 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SUPREME ELECTRONICS CO., LTD. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 8112 SECURITY ID: Y83133101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6.1 | Elect Ka, Chun with ID Number 1 as Director | Management | For | Against |
6.2 | Elect Shieh, Ziin-Tzong with ID Number 8 as Director | Management | For | Against |
6.3 | Elect Hsing, Huai-Cheng with ID Number 6 as Director | Management | For | Against |
6.4 | Elect Shu, Chung-Cheng with ID Number 708 as Director | Management | For | Against |
6.5 | Elect Chiu, Shu-Lin with ID Number 215 as Independent Director | Management | For | For |
6.6 | Elect Nie, Jei-Hsie with ID Number 431 as Independent Director | Management | For | For |
6.7 | Elect Yang, Chi-Yi with ID Number A101665015 as Independent Director | Management | For | For |
6.8 | Elect Wu, Tsao-Chang with ID Number 123 as Supervisor | Management | For | For |
6.9 | Elect Huang, Kuo-Chen with ID Number 153 as Supervisor | Management | For | For |
6.10 | Elect Wang, Huai with ID Number 380 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
SYMANTEC CORPORATION MEETING DATE: SEP 23, 2009 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Brown | Management | For | For |
1.2 | Elect Director William T. Coleman | Management | For | For |
1.3 | Elect Director Frank E. Dangeard | Management | For | For |
1.4 | Elect Director Geraldine B. Laybourne | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Robert S. Miller | Management | For | For |
1.7 | Elect Director Enrique Salem | Management | For | For |
1.8 | Elect Director Daniel H. Schulman | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 20, 2009 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYNNEX TECHNOLOGY INTERNATIONAL CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 2347 SECURITY ID: Y8344J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
SYNOPSYS, INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Roy Vallee | Management | For | For |
1.8 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TDK CORP. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 6762 SECURITY ID: J82141136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
3.1 | Elect Director Hajime Sawabe | Management | For | For |
3.2 | Elect Director Takehiro Kamigama | Management | For | For |
3.3 | Elect Director Yasuhiro Hagihara | Management | For | For |
3.4 | Elect Director Kenichi Mori | Management | For | For |
3.5 | Elect Director Shinichi Araya | Management | For | For |
3.6 | Elect Director Yukio Yanase | Management | For | For |
3.7 | Elect Director Junji Yoneyama | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TEKELEC MEETING DATE: MAY 14, 2010 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.3 | Elect Director Mark A. Floyd | Management | For | For |
1.4 | Elect Director David R. Laube | Management | For | For |
1.5 | Elect Director Carol G. Mills | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maurice B. Tose | Management | For | For |
1.2 | Elect Director James M. Bethmann | Management | For | For |
1.3 | Elect Director Richard A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TIBCO SOFTWARE INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TIMMINCO LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Heinz C. Schimmelbusch as Director | Management | For | For |
1.2 | Elect Arthur R. Spector as Director | Management | For | For |
1.3 | Elect John C. Fox as Director | Management | For | For |
1.4 | Elect John W. W. Hick as Director | Management | For | For |
1.5 | Elect Jack L. Messman as Director | Management | For | For |
1.6 | Elect Michael D. Winfield as Director | Management | For | For |
1.7 | Elect Mickey M. Yaksich as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOMTOM NV MEETING DATE: APR 26, 2010 | ||||
TICKER: TOM2 SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Presentation by H.C.A. Goddijn, CEO | Management | None | Did Not Vote |
3 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10a1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
10a2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with Merger/Aqcuisition | Management | For | Did Not Vote |
10a3 | Grant Board Authority to Issue Preference Shares Up To 50 Percent of Issued Capital | Management | For | Did Not Vote |
10d | Authorize Board to Exclude Preemptive Rights from Issuances under Items 10a | Management | For | Did Not Vote |
11 | Approve Granting of Subscription Rights for Ordinary Shares under Employee Stock Option Plan and Management Board Stock Option Plan and Exclude Preemptive Rights | Management | For | Did Not Vote |
12 | Reelect K. Vuurtsteen to Supervisory Board | Management | For | Did Not Vote |
13 | Amend Articles of Association | Management | For | Did Not Vote |
14 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Did Not Vote |
15 | Allow Questions | Management | None | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
TOSHIBA CORP. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Capital Reserves | Management | For | For |
2.1 | Elect Director Atsutoshi Nishida | Management | For | For |
2.2 | Elect Director Norio Sasaki | Management | For | For |
2.3 | Elect Director Masashi Muromachi | Management | For | For |
2.4 | Elect Director Fumio Muraoka | Management | For | For |
2.5 | Elect Director Masao Namiki | Management | For | For |
2.6 | Elect Director Ichirou Tai | Management | For | For |
2.7 | Elect Director Yoshihiro Maeda | Management | For | For |
2.8 | Elect Director Kazuo Tanigawa | Management | For | For |
2.9 | Elect Director Shigeo Koguchi | Management | For | For |
2.10 | Elect Director Hiroshi Horioka | Management | For | For |
2.11 | Elect Director Kiichirou Furusawa | Management | For | Against |
2.12 | Elect Director Hiroshi Hirabayashi | Management | For | For |
2.13 | Elect Director Takeshi Sasaki | Management | For | For |
2.14 | Elect Director Takeo Kosugi | Management | For | For |
3 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
4 | Amend Articles to Deem Non-Votes as Votes FOR Meeting Agenda Items | Shareholder | Against | Against |
5 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
6 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
7 | Amend Articles to Require Disclosure of Truth Behind Fraudulent Billing of NEDO and Ban NEDO Contracts for Three Years | Shareholder | Against | Against |
8 | Amend Articles to Require Disclosure of Individual Historical Compensation for Directors and Officers | Shareholder | Against | Against |
9 | Amend Articles to Require Disclosure of Individual Historical Compensation for Advisors | Shareholder | Against | Against |
10 | Amend Articles to Require Disclosure Concerning Former Public Officials Employed by Toshiba | Shareholder | Against | Against |
11 | Amend Articles to Pay Temporary Workers At Least JPY 2000 per Hour | Shareholder | Against | Against |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Paul A. Gary,PHD | Management | For | For |
2 | Election Director Charles Scott Gibson | Management | For | For |
3 | Election Director David H.Y. Ho | Management | For | For |
4 | Election Director Nicolas Kauser | Management | For | For |
5 | Election Director Ralph G. Quinsey | Management | For | For |
6 | Election Director Dr. Walden C. Rhines | Management | For | For |
7 | Election Director Steven J. Sharp | Management | For | For |
8 | Election Director Willis C. Young | Management | For | For |
9 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 10, 2009 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ULTICOM, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ULCM SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Baker | Management | For | For |
1.2 | Elect Director John A. Bunyan | Management | For | For |
1.3 | Elect Director Michael J. Chill | Management | For | For |
1.4 | Elect Director Andre Dahan | Management | For | For |
1.5 | Elect Director Ron Hiram | Management | For | For |
1.6 | Elect Director Joel E. Legon | Management | For | For |
1.7 | Elect Director Rex A. McWilliams | Management | For | For |
1.8 | Elect Director Shawn K. Osborne | Management | For | For |
1.9 | Elect Director Shefali A. Shah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 13, 2009 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VEECO INSTRUMENTS INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger D. McDaniel | Management | For | For |
1.2 | Elect Director John R. Peeler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
1.5 | Elect Director Roger H. Moore | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director Louis A. Simpson | Management | For | For |
1.8 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VISTAPRINT NV MEETING DATE: AUG 6, 2009 | ||||
TICKER: VPRT SECURITY ID: G93762204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Netherlands | Management | For | For |
VISTAPRINT NV MEETING DATE: NOV 17, 2009 | ||||
TICKER: VPRT SECURITY ID: N93540107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | A Vote For The Election Of Nominee John J. Gavin, Jr. | Management | For | For |
2 | A Vote For The Election Of Nominee George M. Overholser | Management | For | For |
3 | A Vote For The Election Of Nominee Mark T. Thomas | Management | For | For |
4 | Approve Our Performance Incentive Plan For Covered Employees | Management | For | For |
5 | Appoint Ernst & Young Llp As Our Independent Registered Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
VOCUS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Greenfield | Management | For | For |
1.2 | Elect Director Robert Lentz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Edward Winn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WACKER CHEMIE AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
WASION GROUP HOLDINGS LTD. MEETING DATE: MAY 10, 2010 | ||||
TICKER: 3393 SECURITY ID: G9463P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3(a) | Elect Mr. Ji Wei as Director | Management | For | For |
3(b) | Elect Ms. Zheng Xiao Ping as Director | Management | For | For |
3(c) | Elect Mr. Pan Yuan as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: JUL 23, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Jeremy Young as a Director | Management | For | For |
5 | Reelect Eric B. Herr as a Director | Management | For | For |
6 | Reelect Deepak Parekh as a Director | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
WPG HOLDINGS CO., LTD. MEETING DATE: JUN 21, 2010 | ||||
TICKER: 3702 SECURITY ID: Y9698R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Approve Acquire 100 Percent Equity of a Company via Share Swap | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
YINGLI GREEN ENERGY HOLDING COMPANY LTD. MEETING DATE: AUG 18, 2009 | ||||
TICKER: YGE SECURITY ID: 98584B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Zongwei Li as a Director | Management | For | For |
3 | Reelect Xiangdong Wang as a Director | Management | For | For |
4 | Amend 2006 Stock Incentive Plan | Management | For | Against |
5 | Amend 2006 Stock Incentive Plan | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Issuance of New Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Transact Other Business | Management | None | None |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 7, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares | Management | For | Abstain |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: MAR 17, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AT&T INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Laura D Andrea Tyson | Management | For | For |
12 | Elect Director Patricia P. Upton | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
AXIATA GROUP BHD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: AXIATA SECURITY ID: Y0488A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
2 | Elect Jamaludin Ibrahim as Director | Management | For | Against |
3 | Elect Ghazzali Sheikh Abdul Khalid as Director | Management | For | Against |
4 | Elect Farid Mohamed Sani as Director | Management | For | Against |
5 | Approve Remuneration of Directors in the Amount of MYR 2.01 Million for the Financial Year Ended Dec. 31, 2009 | Management | For | For |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
BT GROUP PLC MEETING DATE: JUL 15, 2009 | ||||
TICKER: BT.A SECURITY ID: G16612106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 1.1 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Clayton Brendish as Director | Management | For | For |
5 | Re-elect Phil Hodkinson as Director | Management | For | For |
6 | Elect Tony Chanmugam as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 127,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 127,000,000 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 20,000,000 | Management | For | For |
11 | Authorise 774,000,000 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting the Provisions of the Company's Memorandum of Association which, Due to Section 28 Companies Act 2006, Would be Treated as Provisions of the Current Articles; Adopt New Articles of Association | Management | For | For |
13 | Approve That the Company May Call a General Meeting (But not an AGM) on at least 14 Clear Days' Notice | Management | For | For |
14 | Authorise British Telecommunications plc to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 75,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 | Management | For | For |
CABLE & WIRELESS COMMUNICATIONS PLC MEETING DATE: JUL 17, 2009 | ||||
TICKER: CWC SECURITY ID: G17416127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 5.67 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Richard Lapthorne as Director | Management | For | For |
5 | Elect John Barton as Director | Management | For | For |
6 | Elect Mary Francis as Director | Management | For | For |
7 | Elect Penny Hughes as Director | Management | For | For |
8 | Elect Tim Pennington as Director | Management | For | For |
9 | Re-elect Simon Ball as Director | Management | For | For |
10 | Re-elect John Pluthero as Director | Management | For | For |
11 | Re-elect Kasper Rorsted as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 211,000,000 | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 32,000,000 | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Authorise 253,000,000 Ordinary Shares for Market Purchase | Management | For | For |
18 | Amend the Cable & Wireless Long Term Incentive Plan | Management | For | For |
19 | Amend the Performance Period Set for the Performance Shares Awarded to Richard Lapthorne on 6 June 2007 | Management | For | For |
20 | Authorise the Company to Call a General Meeting of the Shareholders, Other Than an Annual General Meeting, on Not Less Than 14 Clear Days' Notice | Management | For | For |
CABLE & WIRELESS COMMUNICATIONS PLC MEETING DATE: FEB 25, 2010 | ||||
TICKER: CWC SECURITY ID: G17416127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement; Approve Demerger of the Cable & Wireless Worldwide Group; Delist Company Shares from Official List; Approve Arrangements for Continuation of Share Plans and Incentive Plans | Management | For | For |
CABLE & WIRELESS COMMUNICATIONS PLC MEETING DATE: FEB 25, 2010 | ||||
TICKER: CWC SECURITY ID: G17416127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of Scheme Shares | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBEYOND, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: CBEY SECURITY ID: 149847105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Chapple | Management | For | For |
1.2 | Elect Director Douglas C. Grissom | Management | For | For |
1.3 | Elect Director David A. Rogan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTURYTEL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Bruce Hanks | Management | For | For |
1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.3 | Elect Director William A. Owens | Management | For | For |
1.4 | Elect Director Glen F. Post, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Internet Network Management Practices Regarding Privacy and Freedom of Expression | Shareholder | Against | Abstain |
6 | Limit Executive Compensation | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CHINA MOBILE LIMITED MEETING DATE: MAY 12, 2010 | ||||
TICKER: 941 SECURITY ID: 16941M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$1.458 Per Share | Management | For | For |
3a | Reelect Li Yue as Director | Management | For | For |
3b | Reelect Lu Xiangdong as Director | Management | For | Against |
3c | Reelect Xin Fanfei as Director | Management | For | For |
3d | Reelect Frank Wong Kwong Shing as Director | Management | For | For |
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA TELECOM CORPORATION LTD MEETING DATE: DEC 29, 2009 | ||||
TICKER: 728 SECURITY ID: 169426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Engineering Framework Agreement and Annual Cap | Management | For | For |
2 | Approve Ancillary Telecommunications Services Framework Agreement and Annual Cap | Management | For | For |
3 | Approve Strategic Agreement and its Supplemental Agreement | Management | For | For |
4 | Elect Miao Jianhua as a Supervisor | Management | For | For |
5 | Amend Articles Re: Description of the Scope of Business | Management | For | For |
CHINA TELECOM CORPORATION LTD MEETING DATE: MAY 25, 2010 | ||||
TICKER: 728 SECURITY ID: 169426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Profit Distribution Proposal and Final Dividend for the Year Ended December 31, 2009 | Management | For | For |
3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Debentures | Management | For | For |
4b | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
5a | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
5b | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: NOV 3, 2009 | ||||
TICKER: 762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repurchase of 899.7 Million Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 12, 2010 | ||||
TICKER: 762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Zuo Xunsheng as Director | Management | For | Against |
3a2 | Reelect Tong Jilu as Director | Management | For | Against |
3a3 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CINCINNATI BELL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CBB SECURITY ID: 171871106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Byrnes | Management | For | Withhold |
1.2 | Elect Director Phillip R. Cox | Management | For | Withhold |
1.3 | Elect Director Jakki L. Haussler | Management | For | For |
1.4 | Elect Director Mark Lazarus | Management | For | For |
1.5 | Elect Director Craig F. Maier | Management | For | Withhold |
1.6 | Elect Director Alex Shumate | Management | For | Withhold |
1.7 | Elect Director Lynn A. Wentworth | Management | For | For |
1.8 | Elect Director John M. Zrno | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CLEARWIRE CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. McCaw | Management | For | Withhold |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | Withhold |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | Withhold |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Brian P. McAndrews | Management | For | Withhold |
1.10 | Elect Director William T. Morrow | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director Arvind Sodhani | Management | For | For |
1.13 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COGENT COMMUNICATIONS GROUP, INC. MEETING DATE: APR 15, 2010 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | For |
1.4 | Elect Director Timothy Weingarten | Management | For | For |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | For |
1.7 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off and Takeover Agreement Concluded on September 3, 2009 with T-Mobile Deutschland GmbH | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: MAY 3, 2010 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Elect Wulf Bernotat to the Supervisory Board | Management | For | For |
10 | Elect Ulrich Middelmann to the Supervisory Board | Management | For | For |
11 | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | Management | For | For |
12 | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Approve Remuneration of Supervisory Board | Management | For | For |
15 | Amend Corporate Purpose | Management | For | For |
16 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
17 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
18 | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
19 | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISH TV INDIA LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: 532839 SECURITY ID: Y2076S114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint P. Singh as Director | Management | For | Against |
3 | Reappoint A. Duggal as Director | Management | For | Against |
4 | Approve MGB & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Reappointment and Remuneration of J.L. Goel, Managing Director | Management | For | For |
6 | Approve Increase in Borrowing Powers to INR 30 Billion | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $200 Million | Management | For | For |
8 | Approve Increase in Authorized Share Capital to INR 1.35 Billion Divided into 1.35 Billion Equity Shares of INR 1.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
9 | Amend Articles of Association Re: Issue of Securities | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director Alan J. Higginson | Management | For | For |
3 | Elect Director John McAdam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: FTR SECURITY ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Lawton Wehle Fitt | Management | For | For |
1.5 | Elect Director William M. Kraus | Management | For | For |
1.6 | Elect Director Howard L. Schrott | Management | For | For |
1.7 | Elect Director Larraine D. Segil | Management | For | For |
1.8 | Elect Director David H. Ward | Management | For | For |
1.9 | Elect Director Myron A. Wick, III | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Stock Retention/Holding Period | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
GAMELOFT MEETING DATE: JUN 24, 2010 | ||||
TICKER: GFT SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
9 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 5 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 8 and 9 Above | Management | For | For |
11 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
12 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8 to 13 at EUR 10 Million | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GLU MOBILE INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: GLUU SECURITY ID: 379890106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niccolo M. de Masi | Management | For | For |
1.2 | Elect Director William J. Miller | Management | For | Withhold |
1.3 | Elect Director A. Brooke Seawell | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA MEETING DATE: JUL 10, 2009 | ||||
TICKER: HTO SECURITY ID: X3258B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | Did Not Vote |
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA MEETING DATE: JUN 16, 2010 | ||||
TICKER: HTO SECURITY ID: X3258B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Income Allocation | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
3 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
4 | Approve Director Remuneration for 2009 and Preapprove Director Remuneration for 2010 | Management | For | Did Not Vote |
5 | Approve Charitable Donations | Management | For | Did Not Vote |
6 | Renew Director Liability Contracts | Management | For | Did Not Vote |
7 | Approve Amendments in Director Contracts With the Company | Management | For | Did Not Vote |
8 | Amend Corporate Purpose | Management | For | Did Not Vote |
9 | Approve Related Party Transactions | Management | For | Did Not Vote |
10 | Integrate Board of Directors | Management | For | Did Not Vote |
11 | Appoint Members of Audit Committee | Management | For | Did Not Vote |
12 | Other Business | Management | For | Did Not Vote |
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA MEETING DATE: JUN 28, 2010 | ||||
TICKER: HTO SECURITY ID: X3258B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Corporate Purpose | Management | For | Did Not Vote |
IDEA CELLULAR LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: 532822 SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Amalgamation of Spice Communications Ltd. with Idea Cellular Ltd. | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: DEC 21, 2009 | ||||
TICKER: 532822 SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint K.M. Birla as Director | Management | For | For |
3 | Reappoint M. Gyani as Director | Management | For | Against |
4 | Reappoint G.P. Gupta as Director | Management | For | For |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint R. Jain as Director | Management | For | For |
7 | Appoint R.C. Bhargava as Director | Management | For | For |
8 | Appoint P. Murari as Director | Management | For | For |
9 | Appoint S.S.H. Wijayasuriya as Director | Management | For | For |
10 | Approve Increase in Borrowing Powers to INR 250 Billion over and above the Company's Paid-Up Capital and Free Reserves | Management | For | For |
11 | Approve Increase in Remuneration of S. Aga, Managing Director | Management | For | For |
12 | Approve Charitable Donations of up to INR 100 Million | Management | For | For |
13 | Approve Repricing of Outstanding Options Granted under the Employee Stock Option Scheme 2006 | Management | For | Against |
ILIAD MEETING DATE: MAY 25, 2010 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INFINERA CORP MEETING DATE: MAY 19, 2010 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISILON SYSTEMS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Ruckelshaus | Management | For | For |
1.2 | Elect Director Gregory L. McAdoo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Chapple | Management | For | For |
1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.4 | Elect Director Ronald J. Kramer | Management | For | For |
1.5 | Elect Director Robert V. LaPenta | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
1.8 | Elect Director Michael B. Targoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LVLT SECURITY ID: 52729N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
1.4 | Elect Director Douglas C. Eby | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Richard R. Jaros | Management | For | For |
1.7 | Elect Director Robert E. Julian | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Rahul N. Merchant | Management | For | For |
1.10 | Elect Director Charles C. Miller, III | Management | For | For |
1.11 | Elect Director Arun Netravali | Management | For | For |
1.12 | Elect Director John T. Reed | Management | For | For |
1.13 | Elect Director Michael B. Yanney | Management | For | For |
1.14 | Elect Director Albert C. Yates | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
LIBERTY GLOBAL, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miranda Curtis | Management | For | For |
1.2 | Elect Director John W. Dick | Management | For | For |
1.3 | Elect Director J.C. Sparkman | Management | For | For |
1.4 | Elect Director J. David Wargo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METROPCS COMMUNICATIONS, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Kevin Landry | Management | For | For |
1.2 | Elect Director Arthur C. Patterson | Management | For | For |
1.3 | Elect Director James N. Perry, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
NETAPP, INC. MEETING DATE: OCT 14, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director Thomas Georgens | Management | For | For |
1.6 | Elect Director Mark Leslie | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Dussek | Management | For | For |
1.2 | Elect Director Donald Guthrie | Management | For | For |
1.3 | Elect Director Steven M. Shindler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NTELOS HOLDINGS CORP. MEETING DATE: MAY 6, 2010 | ||||
TICKER: NTLS SECURITY ID: 67020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Daniel Fine | Management | For | For |
1.3 | Elect Director Robert E. Guth | Management | For | For |
1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
1.5 | Elect Director Michael Huber | Management | For | For |
1.6 | Elect Director James A. Hyde | Management | For | For |
1.7 | Elect Director Julia B. North | Management | For | For |
1.8 | Elect Director Jerry E. Vaughn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
PAETEC HOLDING CORP. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PAET SECURITY ID: 695459107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley Diamond | Management | For | For |
1.2 | Elect Director H. Russell Frisby | Management | For | For |
1.3 | Elect Director Michael C. Mac Donald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLYCOM, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. DeWalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: ISAT SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Commissioners and/or Directors | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUN 22, 2010 | ||||
TICKER: ISAT SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income for Reserve Funds, Payment of Dividend, and Other Purposes | Management | For | For |
3 | Approve Remuneration of Commissioners | Management | For | For |
4 | Appoint Auditors | Management | For | For |
5 | Elect Directors | Management | For | Abstain |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: JUN 11, 2010 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Supervisory Duties' Report of Commissioners | Management | For | For |
2 | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Amend Articles of Association | Management | For | Abstain |
7 | Approve Utilization of Treasury Stocks from the Share Buy Back I to III | Management | For | Abstain |
1 | Elect Directors and Commissioners | Management | For | Abstain |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
SANDVINE CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger Maggs as Director | Management | For | For |
1.2 | Elect Mark Guibert as Director | Management | For | For |
1.3 | Elect John Keating as Director | Management | For | For |
1.4 | Elect Ken Taylor as Director | Management | For | For |
1.5 | Elect Dave Caputo as Director | Management | For | For |
1.6 | Elect Steven McCartney as Director | Management | For | For |
1.7 | Elect Scott Hamilton as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
SAVVIS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: SVVS SECURITY ID: 805423308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Clark | Management | For | For |
1.2 | Elect Director Clyde A. Heintzelman | Management | For | For |
1.3 | Elect Director Thomas E. McInerney | Management | For | For |
1.4 | Elect Director James E. Ousley | Management | For | For |
1.5 | Elect Director James P. Pellow | Management | For | For |
1.6 | Elect Director David C. Peterschmidt | Management | For | For |
1.7 | Elect Director Mercedes A. Walton | Management | For | For |
1.8 | Elect Director Patrick J. Welsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SONUS NETWORKS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beatriz V. Infante | Management | For | For |
1.2 | Elect Director Howard E. Janzen | Management | For | For |
1.3 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STARENT NETWORKS, CORP. MEETING DATE: DEC 11, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 20, 2009 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELEFONICA S.A. MEETING DATE: JUN 2, 2010 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Authorize Repurchase of Shares | Management | For | For |
4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Management | For | For |
5 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELENOR ASA MEETING DATE: NOV 30, 2009 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Amend Articles Re: Convocation of General Meetings; Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
TELENOR ASA MEETING DATE: MAY 19, 2010 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6.1 | Authorize Repurchase of up to 83 Million Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of up to 3 Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs | Management | For | Did Not Vote |
7 | Approve Remuneration of Corporate Assembly and Nominating Committee | Management | For | Did Not Vote |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TDS SECURITY ID: 879433100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.A. Davis | Management | For | For |
1.2 | Elect Director C.D. O'Leary | Management | For | For |
1.3 | Elect Director G.L. Sugarman | Management | For | For |
1.4 | Elect Director H.S. Wander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
TELKOM SA MEETING DATE: SEP 16, 2009 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2009 | Management | For | For |
2 | Elect DD Barber as Director | Management | For | For |
3 | Reappoint Ernst & Young Inc as Auditors and R Hillen as Individual Registered Auditor | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
TEN NETWORK HOLDINGS LTD. MEETING DATE: DEC 10, 2009 | ||||
TICKER: TEN SECURITY ID: Q8980R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended Aug. 31, 2009 | Management | None | None |
2(a) | Elect Jack Cowin as a Director | Management | For | For |
2(b) | Elect John Studdy as a Director | Management | For | For |
2(c) | Elect Stephen Mayne as a Director | Shareholder | Against | Against |
3 | Approve the Remuneration Report for the Financial Year Ended Aug. 31, 2009 | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TW TELECOM INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: TWTC SECURITY ID: 87311L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Attorri | Management | For | For |
1.2 | Elect Director Spencer B. Hays | Management | For | For |
1.3 | Elect Director Larissa L. Herda | Management | For | For |
1.4 | Elect Director Kevin W. Mooney | Management | For | For |
1.5 | Elect Director Kirby G. Pickle | Management | For | For |
1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
VIMPEL COMMUNICATIONS OJSC MEETING DATE: DEC 17, 2009 | ||||
TICKER: VIMP SECURITY ID: 68370R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 190.13 per Common Share for First Nine Months of Fiscal 2009 | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VIRGIN MOBILE USA, INC. MEETING DATE: NOV 24, 2009 | ||||
TICKER: VM SECURITY ID: 92769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES) MEETING DATE: JUL 27, 2009 | ||||
TICKER: VIVO3 SECURITY ID: 92855S200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 28, 2009 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Simon Murray as Director | Management | For | For |
12 | Elect Stephen Pusey as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
WINDSTREAM CORP. MEETING DATE: MAY 5, 2010 | ||||
TICKER: WIN SECURITY ID: 97381W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol B. Armitage | Management | For | For |
2 | Elect Director Samuel E. Beall, III | Management | For | For |
3 | Elect Director Dennis E. Foster | Management | For | For |
4 | Elect Director Francis X. Frantz | Management | For | For |
5 | Elect Director Jeffery R. Gardner | Management | For | For |
6 | Elect Director Jeffrey T. Hinson | Management | For | For |
7 | Elect Director Judy K. Jones | Management | For | For |
8 | Elect Director William A. Montgomery | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR CANADA MEETING DATE: MAY 27, 2010 | ||||
TICKER: AC.A SECURITY ID: 008911885 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bernard Attali as Director | Management | For | For |
1.2 | Elect Michael M. Green as Director | Management | For | For |
1.3 | Elect Jean Marc Huot as Director | Management | For | For |
1.4 | Elect Pierre Marc Johnson as Director | Management | For | For |
1.5 | Elect Joseph B. Leonard as Director | Management | For | For |
1.6 | Elect Arthur T. Porter as Director | Management | For | For |
1.7 | Elect David I. Richardson as Director | Management | For | For |
1.8 | Elect Roy J. Romanow as Director | Management | For | For |
1.9 | Elect Calin Rovinescu as Director | Management | For | For |
1.10 | Elect Vagn Sorensen as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as as Auditors | Management | For | For |
3 | Amend Long-Term Incentive Plan | Management | For | Against |
4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
AIR T, INC. MEETING DATE: SEP 2, 2009 | ||||
TICKER: AIRT SECURITY ID: 009207101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Clark | Management | For | For |
1.2 | Elect Director John Parry | Management | For | For |
1.3 | Elect Director William H. Simpson | Management | For | For |
1.4 | Elect Director Claude S. Abernethy, Jr | Management | For | For |
1.5 | Elect Director Sam Chesnutt | Management | For | For |
1.6 | Elect Director Allison T. Clark | Management | For | For |
1.7 | Elect Director George C. Prill | Management | For | For |
1.8 | Elect Director Dennis A. Wicker | Management | For | For |
1.9 | Elect Director J. Bradley Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director Alexis P. Michas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Phyllis J. Campbell | Management | For | For |
4 | Elect Director Mark R. Hamilton | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AMR CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
ARKANSAS BEST CORP. MEETING DATE: APR 22, 2010 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Frank Edelstein | Management | For | For |
1.3 | Elect Director Robert A. Young III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CON-WAY INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Anton | Management | For | For |
1.2 | Elect Director William R. Corbin | Management | For | For |
1.3 | Elect Director Robert Jaunich, II | Management | For | For |
1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
1.5 | Elect Director John C. Pope | Management | For | For |
1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
1.7 | Elect Director Peter W. Stott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
1.4 | Elect Director Oscar Munoz | Management | For | For |
1.5 | Elect Director Laurence E. Simmons | Management | For | For |
1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
1.7 | Elect Director Karen Hastie Williams | Management | For | For |
1.8 | Elect Director Ronald B. Woodard | Management | For | For |
1.9 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
CONTRANS GROUP INC. MEETING DATE: NOV 26, 2009 | ||||
TICKER: CSS SECURITY ID: 212337109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
2 | If Item #1 is Passed, Approve Subordinate Voting Share Option Plan | Management | For | Against |
CONTRANS GROUP INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CSS SECURITY ID: 21233T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach and G. Ross Amos as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director Douglas M. Steenland | Management | For | For |
13 | Elect Director Kenneth B. Woodrow | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
DYNAMEX INC. MEETING DATE: JAN 5, 2010 | ||||
TICKER: DDMX SECURITY ID: 26784F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Hughes | Management | For | Withhold |
1.2 | Elect Director Wayne Kern | Management | For | Withhold |
1.3 | Elect Director Craig R. Lentzsch | Management | For | Withhold |
1.4 | Elect Director Richard K. McClelland | Management | For | Withhold |
1.5 | Elect Director Bruce E. Ranck | Management | For | Withhold |
1.6 | Elect Director Stephen P. Smiley | Management | For | Withhold |
1.7 | Elect Director James L. Welch | Management | For | Withhold |
2 | Other Business | Management | For | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FROZEN FOOD EXPRESS INDUSTRIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: FFEX SECURITY ID: 359360104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin K. Kilpatrick | Management | For | Withhold |
1.2 | Elect Director Stoney M. Stubbs, Jr. | Management | For | Withhold |
1.3 | Elect Director T. Michael O?Connor | Management | For | Withhold |
1.4 | Elect Director Jerry T. Armstrong | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HAWAIIAN HOLDINGS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: HA SECURITY ID: 419879101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Anderson | Management | For | For |
1.2 | Elect Director L. Todd Budge | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
1.6 | Elect Director Randall L. Jenson | Management | For | For |
1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
1.8 | Elect Director Crystal K. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
HORIZON LINES, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: HRZ SECURITY ID: 44044K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Vern Clark | Management | For | For |
1.2 | Elect Directors William J. Flynn | Management | For | For |
1.3 | Elect Directors Stephen H. Fraser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KANSAS CITY SOUTHERN MEETING DATE: MAY 6, 2010 | ||||
TICKER: KSU SECURITY ID: 485170302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lu M. Cordova | Management | For | For |
1.2 | Elect Director Terrence P. Dunn | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.4 | Elect Director David L. Starling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVIOS MARITIME ACQUISITION CORP MEETING DATE: MAY 25, 2010 | ||||
TICKER: NNA SECURITY ID: Y62159101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
1a | If You Vote FOR Proposal 1, You Should Also Vote FOR This Proposal. If You Voted AGAINST Proposal 1 and Wish to Exercise Your Redemption Rights, You Should Vote AGAINST This Proposal and Follow the Instructions in the Company's Filing with the SEC | Management | For | For |
2 | Amend Articles of Incorporation -- Change Corporate Existence to Perpetual and Remove Article Provisions in Relation to Business Combination | Management | For | For |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Landon Hilliard | Management | For | For |
4 | Elect Director Burton M. Joyce | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
PINNACLE AIRLINES CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: PNCL SECURITY ID: 723443107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas S. Schreier, Jr. | Management | For | For |
1.2 | Elect Director Alfred T. Spain | Management | For | For |
1.3 | Elect Director Nicholas R. Tomassetti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUALITY DISTRIBUTION INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: QLTY SECURITY ID: 74756M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Becker | Management | For | Withhold |
1.2 | Elect Director Kevin E. Crowe | Management | For | For |
1.3 | Elect Director Gary R. Enzor | Management | For | Withhold |
1.4 | Elect Director Richard B. Marchese | Management | For | Withhold |
1.5 | Elect Director Thomas R. Miklich | Management | For | Withhold |
1.6 | Elect Director M. Ali Rashid | Management | For | Withhold |
1.7 | Elect Director Alan H. Schumacher | Management | For | Withhold |
1.8 | Elect Director Thomas M. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | Against |
REPUBLIC AIRWAYS HOLDINGS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: RJET SECURITY ID: 760276105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan K. Bedford | Management | For | For |
1.2 | Elect Director Lawrence J. Cohen | Management | For | Withhold |
1.3 | Elect Director Douglas J. Lambert | Management | For | For |
1.4 | Elect Director Neal S. Cohen | Management | For | Withhold |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
1.6 | Elect Director Richard P. Schifter | Management | For | For |
1.7 | Elect Director David N. Siegel | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SAIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Holland | Management | For | For |
2 | Elect Director Richard D. O'Dell | Management | For | For |
3 | Elect Director Douglas W. Rockel | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SINGAMAS CONTAINER HOLDINGS LTD MEETING DATE: MAY 26, 2010 | ||||
TICKER: 716 SECURITY ID: Y79929108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Chang Yun Chung (also Known as Teo Woon Tiong) as Executive Director | Management | For | Against |
2b | Reelect Hsueh Chao En as Executive Director | Management | For | Against |
2c | Reelect Teo Tiou Seng as Executive Director | Management | For | Against |
2d | Reelect Jin Xu Chu as Non-Executive Director | Management | For | Against |
2e | Reelect Kuan Kim Kin as Non-Executive Director | Management | For | Against |
2f | Reelect Lau Ho Man as Independent Non-Executive Director | Management | For | For |
2g | Reelect Ong Ka Thai as Independent Non-Executive Director | Management | For | For |
2h | Reelect Yang, Victor as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SKYWEST, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director J. Ralph Atkin | Management | For | For |
3 | Elect Director Margaret S. Billson | Management | For | For |
4 | Elect Director Ian M. Cumming | Management | For | For |
5 | Elect Director Henry J. Eyring | Management | For | For |
6 | Elect Director Robert G. Sarver | Management | For | For |
7 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
8 | Elect Director James L. Welch | Management | For | For |
9 | Elect Director Michael K. Young | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Travis C. Johnson | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. John Langley, Jr. as Director | Management | For | For |
1.2 | Elect Allan M. Rosenzweig as Director | Management | For | For |
1.3 | Elect Donald W. Slager as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
VITRAN CORPORATION INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: VTN SECURITY ID: 92850E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard D. McGraw as Director | Management | For | For |
1.2 | Elect Richard E. Gaetz as Director | Management | For | For |
1.3 | Elect William S. Deluce as Director | Management | For | For |
1.4 | Elect Anthony F. Griffiths as Director | Management | For | For |
1.5 | Elect John R. Gossling as Director | Management | For | For |
1.6 | Elect Georges L. Hebert as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WABASH NATIONAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WNC SECURITY ID: 929566107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard J. Giromini | Management | For | For |
2 | Elect Director James G. Binch | Management | For | For |
3 | Elect Director Dr. Martin C. Jischke | Management | For | For |
4 | Elect Director James D. Kelly | Management | For | For |
5 | Elect Director Michael J. Lyons | Management | For | For |
6 | Elect Director Larry J. Magee | Management | For | For |
7 | Elect Director Thomas J. Maloney | Management | For | For |
8 | Elect Director Vineet Pruthi | Management | For | For |
9 | Elect Director Scott K. Sorensen | Management | For | For |
10 | Elect Director Ronald L. Stewart | Management | For | For |
11 | Increase Authorized Common Stock | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
WESCAST INDUSTRIES INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: WCS.A SECURITY ID: 950813105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.D. Baumgardner | Management | For | For |
1.2 | Elect Director H.W. Sloan Jr. | Management | For | For |
1.3 | Elect Director Edward G. Frackowiak | Management | For | For |
1.4 | Elect Director J.R. Barton | Management | For | For |
1.5 | Elect Director G.A. Hooper | Management | For | For |
1.6 | Elect Director W.R. LeVan | Management | For | For |
1.7 | Elect Director R.E. Legate | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORP. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
1.4 | Elect Director Judith D. Pyle | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director James F. Cordes | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Morris | Management | For | For |
1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
1.10 | Elect Director Richard L. Sandor | Management | For | For |
1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director John F. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director William J. Patterson | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director Derrill Cody | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director David M. McClanahan | Management | For | For |
6 | Elect Director Robert T. O Connell | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R.A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FPL GROUP, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: FPL SECURITY ID: 302571104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director J. Brian Ferguson | Management | For | For |
1.6 | Elect Director Lewis Hay, III | Management | For | For |
1.7 | Elect Director Toni Jennings | Management | For | For |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.9 | Elect Director Rudy E. Schupp | Management | For | For |
1.10 | Elect Director William H. Swanson | Management | For | For |
1.11 | Elect Director Michael H. Thaman | Management | For | For |
1.12 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
HAWAIIAN ELECTRIC INDUSTRIES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HE SECURITY ID: 419870100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Fargo | Management | For | For |
1.2 | Elect Director Kelvin H. Taketa | Management | For | For |
1.3 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
ITC HOLDINGS CORP. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director Richard D. McLellan | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
1.6 | Elect Director Lee C. Stewart | Management | For | For |
1.7 | Elect Director Joseph L. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
NV ENERGY, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Kennedy | Management | For | For |
1.2 | Elect Director John F. O'Reilly | Management | For | For |
1.3 | Elect Director Michael W. Yackira | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ONEOK, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director David L. Kyle | Management | For | For |
6 | Elect Director Bert H. Mackie | Management | For | For |
7 | Elect Director Jim W. Mogg | Management | For | For |
8 | Elect Director Pattye L. Moore | Management | For | For |
9 | Elect Director Gary D. Parker | Management | For | For |
10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
11 | Elect Director Gerald B. Smith | Management | For | For |
12 | Elect Director David J. Tippeconnic | Management | For | For |
13 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SOUTHERN COMPANY, THE MEETING DATE: MAY 26, 2010 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark III | Management | For | For |
1.4 | Elect Director H. W. Habermeyer, Jr. | Management | For | For |
1.5 | Elect Director V. M. Hagen | Management | For | For |
1.6 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.7 | Elect Director D. M. James | Management | For | For |
1.8 | Elect Director J. N. Purcell | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.11 | Elect Director L. D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
SOUTHERN UNION COMPANY MEETING DATE: MAY 5, 2010 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director Michal Barzuza | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | For |
1.5 | Elect Director Frank W. Denius | Management | For | For |
1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.9 | Elect Director George Rountree, III | Management | For | For |
1.10 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
TECO ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TE SECURITY ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John B. Ramil | Management | For | For |
2 | Elect Director Tom L. Rankin | Management | For | For |
3 | Elect Director William D. Rockford | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
WISCONSIN ENERGY CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIRVANA, INC. MEETING DATE: APR 9, 2010 | ||||
TICKER: AIRV SECURITY ID: 00950V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Other Business | Management | For | Against |
AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 7, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares | Management | For | Abstain |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: MAR 17, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2010 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Harris | Management | For | For |
1.2 | Elect Director Marshall L. Mohr | Management | For | For |
1.3 | Elect Director Andrew S. Rappaport | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATLANTIC TELE-NETWORK, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: ATNI SECURITY ID: 049079205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Budd | Management | For | For |
1.2 | Elect Director Thomas V. Cunningham | Management | For | For |
1.3 | Elect Director Michael T. Flynn | Management | For | For |
1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
1.5 | Elect Director Michael T. Prior | Management | For | For |
1.6 | Elect Director Charles J. Roesslein | Management | For | For |
1.7 | Elect Director Brian A. Schuchman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUDIOCODES LTD. MEETING DATE: DEC 14, 2009 | ||||
TICKER: AUDC SECURITY ID: M15342104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shabatai Adlersberg as Director | Management | For | For |
2 | Elect Doron Nevo as External Director | Management | For | For |
3 | Authorize Board Chairman to Serve as CEO | Management | For | For |
4 | Approve Employment Agreement of Shabtai Adlersberg Including Grant of Options | Management | For | For |
5 | Approve Grant of Options to Doron Nevo | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
CHINA MOBILE LIMITED MEETING DATE: MAY 12, 2010 | ||||
TICKER: 941 SECURITY ID: 16941M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$1.458 Per Share | Management | For | For |
3a | Reelect Li Yue as Director | Management | For | For |
3b | Reelect Lu Xiangdong as Director | Management | For | Against |
3c | Reelect Xin Fanfei as Director | Management | For | For |
3d | Reelect Frank Wong Kwong Shing as Director | Management | For | For |
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA TELECOM CORPORATION LTD MEETING DATE: DEC 29, 2009 | ||||
TICKER: 728 SECURITY ID: 169426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Engineering Framework Agreement and Annual Cap | Management | For | For |
2 | Approve Ancillary Telecommunications Services Framework Agreement and Annual Cap | Management | For | For |
3 | Approve Strategic Agreement and its Supplemental Agreement | Management | For | For |
4 | Elect Miao Jianhua as a Supervisor | Management | For | For |
5 | Amend Articles Re: Description of the Scope of Business | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: NOV 3, 2009 | ||||
TICKER: 762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repurchase of 899.7 Million Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 12, 2010 | ||||
TICKER: 762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Zuo Xunsheng as Director | Management | For | Against |
3a2 | Reelect Tong Jilu as Director | Management | For | Against |
3a3 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CLEARWIRE CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. McCaw | Management | For | Withhold |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | Withhold |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | Withhold |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Brian P. McAndrews | Management | For | Withhold |
1.10 | Elect Director William T. Morrow | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director Arvind Sodhani | Management | For | For |
1.13 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREE, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour | Management | For | For |
1.3 | Elect Director Dolph W. von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Robert A. Ingram | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off and Takeover Agreement Concluded on September 3, 2009 with T-Mobile Deutschland GmbH | Management | For | For |
DEUTSCHE TELEKOM AG MEETING DATE: MAY 3, 2010 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Elect Wulf Bernotat to the Supervisory Board | Management | For | For |
10 | Elect Ulrich Middelmann to the Supervisory Board | Management | For | For |
11 | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | Management | For | For |
12 | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Approve Remuneration of Supervisory Board | Management | For | For |
15 | Amend Corporate Purpose | Management | For | For |
16 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
17 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
18 | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
19 | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
1.2 | Elect Director Jill D. Smith | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FUSHI COPPERWELD, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FSIN SECURITY ID: 36113E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Fu | Management | For | For |
1.2 | Elect Director Joseph J. Longever | Management | For | For |
1.3 | Elect Director Wenbing Christopher Wang | Management | For | For |
1.4 | Elect Director Barry L. Raeburn | Management | For | For |
1.5 | Elect Director Feng Bai | Management | For | For |
1.6 | Elect Director Jiping Hua | Management | For | For |
1.7 | Elect Director John Francis 'Jack' Perkowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GAMELOFT MEETING DATE: JUN 24, 2010 | ||||
TICKER: GFT SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
9 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 5 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 8 and 9 Above | Management | For | For |
11 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
12 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8 to 13 at EUR 10 Million | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GLU MOBILE INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: GLUU SECURITY ID: 379890106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niccolo M. de Masi | Management | For | For |
1.2 | Elect Director William J. Miller | Management | For | Withhold |
1.3 | Elect Director A. Brooke Seawell | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HARRIS CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry D. Growcock | Management | For | For |
1.2 | Elect Director Leslie F. Kenne | Management | For | For |
1.3 | Elect Director David B. Rickard | Management | For | For |
1.4 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | Withhold |
1.2 | Elect Director Harald J. Braun | Management | For | Withhold |
1.3 | Elect Director Eric C. Evans | Management | For | Withhold |
1.4 | Elect Director William A. Hasler | Management | For | Withhold |
1.5 | Elect Director Clifford H. Higgerson | Management | For | Withhold |
1.6 | Elect Director Dr. Mohsen Sohi | Management | For | Withhold |
1.7 | Elect Director Dr. James C. Stoffel | Management | For | Withhold |
1.8 | Elect Director Edward F. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Eliminate Class of Common Stock | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Cher Wang with ID Number 2 as Director | Management | For | Against |
8.2 | Elect Wen-Chi Chen with ID Number 5 as Director | Management | For | Against |
8.3 | Elect HT Cho with ID Number 22 as Director | Management | For | Against |
8.4 | Elect Ho-Chen Tan with ID Number D101161444 as Director | Management | For | Against |
8.5 | Elect Josef Felder with ID Number 19610425FE as Independent Director | Management | For | For |
8.6 | Elect Chen-Kuo Lin with ID Number F102690133 as Independent Director | Management | For | For |
8.7 | Elect Representative of Way-Chih Investment Co., Ltd. with ID Number 15 as Supervisor | Management | For | For |
8.8 | Elect Po-Cheng Ko with ID Number 14257 as Supervisor | Management | For | For |
8.9 | Elect Caleb Ou-Yang with ID Number D101424339 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
IDEA CELLULAR LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: 532822 SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Amalgamation of Spice Communications Ltd. with Idea Cellular Ltd. | Management | For | For |
IDEA CELLULAR LTD MEETING DATE: DEC 21, 2009 | ||||
TICKER: 532822 SECURITY ID: Y3857E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint K.M. Birla as Director | Management | For | For |
3 | Reappoint M. Gyani as Director | Management | For | Against |
4 | Reappoint G.P. Gupta as Director | Management | For | For |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint R. Jain as Director | Management | For | For |
7 | Appoint R.C. Bhargava as Director | Management | For | For |
8 | Appoint P. Murari as Director | Management | For | For |
9 | Appoint S.S.H. Wijayasuriya as Director | Management | For | For |
10 | Approve Increase in Borrowing Powers to INR 250 Billion over and above the Company's Paid-Up Capital and Free Reserves | Management | For | For |
11 | Approve Increase in Remuneration of S. Aga, Managing Director | Management | For | For |
12 | Approve Charitable Donations of up to INR 100 Million | Management | For | For |
13 | Approve Repricing of Outstanding Options Granted under the Employee Stock Option Scheme 2006 | Management | For | Against |
INTEGRAL SYSTEMS, INC. MEETING DATE: FEB 17, 2010 | ||||
TICKER: ISYS SECURITY ID: 45810H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Albertine | Management | For | For |
1.2 | Elect Director James B. Armor, Jr. | Management | For | For |
1.3 | Elect Director Alan W. Baldwin | Management | For | For |
1.4 | Elect Director Paul G. Casner, Jr. | Management | For | For |
1.5 | Elect Director William F. Leimkuhler | Management | For | For |
1.6 | Elect Director Bruce L. Lev | Management | For | For |
1.7 | Elect Director R. Doss McComas | Management | For | For |
1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KDDI CORPORATION MEETING DATE: JUN 17, 2010 | ||||
TICKER: 9433 SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6500 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Tadashi Onodera | Management | For | For |
3.2 | Elect Director Kanichirou Aritomi | Management | For | For |
3.3 | Elect Director Hirofumi Morozumi | Management | For | For |
3.4 | Elect Director Takashi Tanaka | Management | For | For |
3.5 | Elect Director Makoto Takahashi | Management | For | For |
3.6 | Elect Director Yoshiharu Shimatani | Management | For | For |
3.7 | Elect Director Masashiro Inoue | Management | For | For |
3.8 | Elect Director Yuzou Ishikawa | Management | For | For |
3.9 | Elect Director Hideo Yuasa | Management | For | For |
3.10 | Elect Director Hiromu Naratani | Management | For | For |
3.11 | Elect Director Makoto Kawamura | Management | For | Against |
3.12 | Elect Director Shinichi Sasaki | Management | For | Against |
3.13 | Elect Director Tsunehisa Katsumata | Management | For | For |
4.1 | Appoint Statutory Auditor Masataka Iki | Management | For | For |
4.2 | Appoint Statutory Auditor Yoshinari Sanpei | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Chapple | Management | For | For |
1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.4 | Elect Director Ronald J. Kramer | Management | For | For |
1.5 | Elect Director Robert V. LaPenta | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
1.8 | Elect Director Michael B. Targoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
METROPCS COMMUNICATIONS, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Kevin Landry | Management | For | For |
1.2 | Elect Director Arthur C. Patterson | Management | For | For |
1.3 | Elect Director James N. Perry, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
NEUTRAL TANDEM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: TNDM SECURITY ID: 64128B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rian J. Wren | Management | For | For |
1.2 | Elect Director James P. Hynes | Management | For | For |
1.3 | Elect Director Peter J. Barris | Management | For | For |
1.4 | Elect Director Robert C. Hawk | Management | For | For |
1.5 | Elect Director Lawrence M. Ingeneri | Management | For | For |
1.6 | Elect Director G. Edward Evans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Dussek | Management | For | For |
1.2 | Elect Director Donald Guthrie | Management | For | For |
1.3 | Elect Director Steven M. Shindler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NOKIA CORP. MEETING DATE: MAY 6, 2010 | ||||
TICKER: NOK1V SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | None | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | None | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Management | For | Did Not Vote |
16 | Authorize Repurchase of up to 360 Million Issued Shares | Management | For | Did Not Vote |
17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
18 | Close Meeting | Management | None | Did Not Vote |
NTELOS HOLDINGS CORP. MEETING DATE: MAY 6, 2010 | ||||
TICKER: NTLS SECURITY ID: 67020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Daniel Fine | Management | For | For |
1.3 | Elect Director Robert E. Guth | Management | For | For |
1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
1.5 | Elect Director Michael Huber | Management | For | For |
1.6 | Elect Director James A. Hyde | Management | For | For |
1.7 | Elect Director Julia B. North | Management | For | For |
1.8 | Elect Director Jerry E. Vaughn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
NTT DOCOMO INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 9437 SECURITY ID: J59399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2600 | Management | For | For |
2 | Amend Articles to Amend Business Lines - Change Company Name | Management | For | For |
3.1 | Elect Director Ryuuji Yamada | Management | For | For |
3.2 | Elect Director Kiyoyuki Tsujimura | Management | For | For |
3.3 | Elect Director Masatoshi Suzuki | Management | For | For |
3.4 | Elect Director Hiroshi Matsui | Management | For | For |
3.5 | Elect Director Bunya Kumagai | Management | For | For |
3.6 | Elect Director Kazuto Tsubouchi | Management | For | For |
3.7 | Elect Director Kaoru Katou | Management | For | For |
3.8 | Elect Director Mitsunobu Komori | Management | For | For |
3.9 | Elect Director Akio Oshima | Management | For | For |
3.10 | Elect Director Fumio Iwasaki | Management | For | For |
3.11 | Elect Director Takashi Tanaka | Management | For | For |
3.12 | Elect Director Katsuhiro Nakamura | Management | For | For |
3.13 | Elect Director Hiroshi Tsujigami | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPENWAVE SYSTEMS, INC. MEETING DATE: DEC 3, 2009 | ||||
TICKER: OPWV SECURITY ID: 683718308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald D. Held | Management | For | For |
1.2 | Elect Director David C. Nagel | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ORASCOM TELECOM HOLDING MEETING DATE: OCT 22, 2009 | ||||
TICKER: ORTE SECURITY ID: 68554W205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of Repurchased Shares | Management | For | Did Not Vote |
ORASCOM TELECOM HOLDING MEETING DATE: DEC 27, 2009 | ||||
TICKER: ORTE SECURITY ID: 68554W205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize EGP 5 Billion Rights Issue (Issuance of Equity with Preemptive Rights) | Management | For | Did Not Vote |
2 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: 74164E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: ISAT SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Commissioners and/or Directors | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
PT INDOSAT, INDONESIAN SATELLITE CORPORATION MEETING DATE: JUN 22, 2010 | ||||
TICKER: ISAT SECURITY ID: Y7130D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income for Reserve Funds, Payment of Dividend, and Other Purposes | Management | For | For |
3 | Approve Remuneration of Commissioners | Management | For | For |
4 | Appoint Auditors | Management | For | For |
5 | Elect Directors | Management | For | Abstain |
PT TELEKOMUNIKASI INDONESIA TBK MEETING DATE: JUN 11, 2010 | ||||
TICKER: TLKM SECURITY ID: Y71474137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Supervisory Duties' Report of Commissioners | Management | For | For |
2 | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Amend Articles of Association | Management | For | Abstain |
7 | Approve Utilization of Treasury Stocks from the Share Buy Back I to III | Management | For | Abstain |
1 | Elect Directors and Commissioners | Management | For | Abstain |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Lazaridis | Management | For | For |
1.2 | Elect Director James Estill | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Roger Martin | Management | For | For |
1.5 | Elect Director John Richardson | Management | For | For |
1.6 | Elect Director Barbara Stymiest | Management | For | For |
1.7 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mike Lazaridis As A Director | Management | For | For |
2 | Elect James Estill As A Director | Management | For | For |
3 | Elect David Kerr As A Director | Management | For | For |
4 | Elect Roger Martin As A Director | Management | For | For |
5 | Elect John Richardson As A Director | Management | For | For |
6 | Elect Barbara Stymiest As A Director | Management | For | For |
7 | Elect John Wetmore As A Director | Management | For | For |
8 | Re-appoint Ernst & Young Llp As The Independent Auditors Of The Company And Authorize The Directors To Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 24, 2009 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | For |
1.2 | Elect Director Ted L. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Gulko | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
SOFTBANK CORP MEETING DATE: JUN 25, 2010 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SYNAPTICS INCORPORATED MEETING DATE: OCT 20, 2009 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELEFONICA S.A. MEETING DATE: JUN 2, 2010 | ||||
TICKER: TEF SECURITY ID: 879382208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Authorize Repurchase of Shares | Management | For | For |
4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Management | For | For |
5 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TELENOR ASA MEETING DATE: NOV 30, 2009 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Amend Articles Re: Convocation of General Meetings; Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
TELENOR ASA MEETING DATE: MAY 19, 2010 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6.1 | Authorize Repurchase of up to 83 Million Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of up to 3 Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs | Management | For | Did Not Vote |
7 | Approve Remuneration of Corporate Assembly and Nominating Committee | Management | For | Did Not Vote |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TDS SECURITY ID: 879433100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.A. Davis | Management | For | For |
1.2 | Elect Director C.D. O'Leary | Management | For | For |
1.3 | Elect Director G.L. Sugarman | Management | For | For |
1.4 | Elect Director H.S. Wander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
TELKOM SA MEETING DATE: SEP 16, 2009 | ||||
TICKER: TKG SECURITY ID: S84197102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2009 | Management | For | For |
2 | Elect DD Barber as Director | Management | For | For |
3 | Reappoint Ernst & Young Inc as Auditors and R Hillen as Individual Registered Auditor | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: USM SECURITY ID: 911684108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul-Henri Denuit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES) MEETING DATE: JUL 27, 2009 | ||||
TICKER: VIVO3 SECURITY ID: 92855S200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 28, 2009 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Simon Murray as Director | Management | For | For |
12 | Elect Stephen Pusey as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: DEC 29, 2009 | ||||
TICKER: 63 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Specific System for the Selection and Appointment of Accountants' Firms of the Company | Management | For | For |
2 | Approve Connected Transaction with a Related Party and the Related Annual Caps | Management | For | For |
3 | Approve Provision of Performance Guarantee for a Wholly-Owned Subsidiary ZTE Telecom India Private Ltd. | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAR 30, 2010 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Hou Weigui as Non-Independent Director | Management | For | Against |
1b | Elect Xie Weiliang as Non-Independent Director | Management | For | Against |
1c | Elect Lei Fanpei as Non-Independent Director | Management | For | Against |
1d | Elect Zhang Junchao as Non-Independent Director | Management | For | Against |
1e | Elect Wang Zhanchen as Non-Independent Director | Management | For | Against |
1f | Elect Dang Lianbo as Non-Independent Director | Management | For | Against |
1g | Elect Yin Yimin as Non-Independent Director | Management | For | Against |
1h | Elect Shi Lirong as Non-Independent Director | Management | For | Against |
1i | Elect He Shiyou as Non-Independent Director | Management | For | Against |
1j | Elect Li Jin as Independent Director | Management | For | For |
1k | Elect Qu Xiaohui as Independent Director | Management | For | For |
1l | Elect Wei Wei as Independent Director | Management | For | For |
1m | Elect Chen Naiwei as Independent Director | Management | For | For |
1n | Elect Tan Zhenhui as Independent Director | Management | For | For |
2a | Elect Wang Yan as Shareholders' Representative Supervisor | Management | For | For |
2b | Elect Xu Weiyan as Shareholders' Representative Supervisor | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 3, 2010 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility | Management | For | For |
7a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Reelect Timothy Alexander Steinart as Independent Director | Management | For | For |
9 | Approve Adjustment of Allowance Granted to the Independent Directors | Management | For | For |
10 | Approve the 2010 Investment Quota for Fixed-income Derivatives | Shareholder | None | Against |
11 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2009 | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13a | Amend Articles Re: Issued Share Capital and Registered Capital | Management | For | For |
13b | Ammend Articles of Association and Process Any Changes in Registration Capital | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer