FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01352
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Devonshire Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 1/31, 7/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Devonshire Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY EQUITY-INCOME FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADIDAS AG (FRMLY ADIDAS-SALOMON AG)
MEETING DATE: MAY 12, 2011 |
TICKER: ADS SECURITY ID: DE000A1EWWW0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALCOA INC.
MEETING DATE: MAY 06, 2011 |
TICKER: AA SECURITY ID: 013817101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.2 | Elect Director James W. Owens | Management | For | For |
| 1.3 | Elect Director Ratan N. Tata | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: SEP 14, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ALLIANT ENERGY CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Harvey | Management | For | For |
| 1.2 | Elect Director Singleton B. McAllister | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALSTOM
MEETING DATE: JUN 28, 2011 |
TICKER: ALO SECURITY ID: FR0010220475
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 02, 2011 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | For |
| 1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
| 1.7 | Director Jan Leschly | Management | For | For |
| 1.8 | Director Richard C. Levin | Management | For | For |
| 1.9 | Director Richard A. McGinn | Management | For | For |
| 1.10 | Director Edward D. Miller | Management | For | For |
| 1.11 | Director Steven S. Reinemund | Management | For | For |
| 1.12 | Director Robert D. Walter | Management | For | For |
| 1.13 | Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 20, 2011 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: APA SECURITY ID: 037411105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.4 | Elect Director Susan M. James | Management | For | For |
| 1.5 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.6 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.7 | Elect Director Dennis D. Powell | Management | For | For |
| 1.8 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.9 | Elect Director James E. Rogers | Management | For | For |
| 1.10 | Elect Director Michael R. Splinter | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 02, 2010 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | For |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Michael F. Johnston | Management | For | For |
| 1.7 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director John J. Roberts | Management | For | For |
| 1.10 | Elect Director Richard E. Wenz | Management | For | For |
| 1.11 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | Withhold |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director Matthew J. Espe | Management | For | For |
| 1.5 | Elect Director James J. Gaffney | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Michael F. Johnston | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 02, 2011 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Philip K. Asherman | Management | For | For |
| 1.3 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.4 | Elect Director John N. Hanson | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.10 | Elect Director Barry W. Perry | Management | For | For |
| 1.11 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 26, 2011 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 1.11 | Elect Director Karen T. Van Lith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 29, 2011 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 05, 2010 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| |
|---|
BANK SARASIN & CIE AG
MEETING DATE: APR 05, 2011 |
TICKER: BSAN SECURITY ID: CH0038389307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
| 4 | Approve Extension of CHF 504,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 5.1 | Reelect Hans-Rudolf Hufschmid as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Peter Derendinger as Director | Management | For | Did Not Vote |
| 5.3 | Elect Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 27, 2011 |
TICKER: BARC SECURITY ID: GB0031348658
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Alison Carnwath as Director | Management | For | For |
| 4 | Elect Dambisa Moyo as Director | Management | For | For |
| 5 | Re-elect Marcus Agius as Director | Management | For | For |
| 6 | Re-elect David Booth as Director | Management | For | For |
| 7 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
| 8 | Re-elect Fulvio Conti as Director | Management | For | For |
| 9 | Re-elect Robert Diamond Jr as Director | Management | For | For |
| 10 | Re-elect Simon Fraser as Director | Management | For | For |
| 11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 12 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
| 13 | Re-elect Chris Lucas as Director | Management | For | For |
| 14 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 15 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 23 | Approve Long-Term Incentive Plan | Management | For | For |
| 24 | Amend Group Share Value Plan | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
| 1.7 | Elect Director Jane P. Helm | Management | For | For |
| 1.8 | Elect Director John P. Howe III | Management | For | For |
| 1.9 | Elect Director Kelly S. King | Management | For | For |
| 1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
| 1.11 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.12 | Elect Director Nido R. Qubein | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.15 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
BELO CORP.
MEETING DATE: MAY 10, 2011 |
TICKER: BLC SECURITY ID: 080555105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Decherd | Management | For | For |
| 1.2 | Elect Director Dunia A. Shive | Management | For | For |
| 1.3 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
BNP PARIBAS SA
MEETING DATE: MAY 11, 2011 |
TICKER: BNP SECURITY ID: FR0000131104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean Francois Lepetit as Director | Management | For | For |
| 7 | Reelect Helene Ploix as Director | Management | For | For |
| 8 | Reelect Baudouin Prot as Director | Management | For | For |
| 9 | Reelect Daniela Weber Rey as Director | Management | For | For |
| 10 | Elect Fields Wicker Miurin as Director | Management | For | For |
| 11 | Approve Merger by Absorption of Banque de Bretagne | Management | For | For |
| 12 | Approve Merger by Absorption of BNP Paribas International BV | Management | For | For |
| 13 | Approve Merger by Absorption of Cerenicim | Management | For | For |
| 14 | Approve Merger by Absorption of SAS Noria | Management | For | For |
| 15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 16 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: BXP SECURITY ID: 101121101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Zoe Baird | Management | For | For |
| 3 | Elect Director Alan J. Patricof | Management | For | For |
| 4 | Elect Director Martin Turchin | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| |
|---|
BRIGGS & STRATTON CORPORATION
MEETING DATE: OCT 20, 2010 |
TICKER: BGG SECURITY ID: 109043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Achtmeyer | Management | For | For |
| 1.2 | Elect Director David L. Burner | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cambria W. Dunaway | Management | For | For |
| 2 | Elect Director Dustan E. McCoy | Management | For | For |
| 3 | Elect Director Ralph C. Stayer | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Kelly | Management | For | For |
| 1.2 | Elect Director Gail K. Naughton | Management | For | For |
| 1.3 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2011 |
TICKER: CPT SECURITY ID: 133131102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Steven A. Webster | Management | For | For |
| 1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Patrick W. Gross | Management | For | For |
| 2 | Elect Director Ann Fritz Hackett | Management | For | For |
| 3 | Elect Director Pierre E. Leroy | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAREFUSION CORPORATION
MEETING DATE: NOV 03, 2010 |
TICKER: CFN SECURITY ID: 14170T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David L. Schlotterbeck | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 24, 2011 |
TICKER: CARL SECURITY ID: DK0010181759
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
| 4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
| 5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
| 5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
| 5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
| 5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
| 6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Eugene V. Fife | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director David R. Goode | Management | For | For |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.7 | Elect Director Peter A. Magowan | Management | For | For |
| 1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Charles D. Powell | Management | For | For |
| 1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Joshua I. Smith | Management | For | For |
| 1.15 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| 11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CC MEDIA HOLDINGS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: CCMO SECURITY ID: 12502P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Abrams | Management | For | Withhold |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Steven W. Barnes | Management | For | For |
| 1.4 | Elect Director Richard J. Bressler | Management | For | Withhold |
| 1.5 | Elect Director Charles A. Brizius | Management | For | Withhold |
| 1.6 | Elect Director John P. Connaughton | Management | For | Withhold |
| 1.7 | Elect Director Blair E. Hendrix | Management | For | Withhold |
| 1.8 | Elect Director Jonathon S. Jacobson | Management | For | Withhold |
| 1.9 | Elect Director Ian K. Loring | Management | For | Withhold |
| 1.10 | Elect Director Mark P. Mays | Management | For | For |
| 1.11 | Elect Director Randall T. Mays | Management | For | For |
| 1.12 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Martin G. McGuinn | Management | For | For |
| 2 | Elect Director Daniel S. Sanders | Management | For | For |
| 3 | Elect Director John K. Wulff | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Kevin Buchi | Management | For | For |
| 2 | Elect Director William P. Egan | Management | For | For |
| 3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 4 | Elect Director Charles J. Homcy | Management | For | For |
| 5 | Elect Director Vaughn M. Kailian | Management | For | For |
| 6 | Elect Director Kevin E. Moley | Management | For | For |
| 7 | Elect Director Charles A. Sanders | Management | For | For |
| 8 | Elect Director Gail R. Wilensky | Management | For | For |
| 9 | Elect Director Dennis L. Winger | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| |
|---|
CHIYODA CORP.
MEETING DATE: JUN 23, 2011 |
TICKER: 6366 SECURITY ID: JP3528600004
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Kubota, Takashi | Management | For | For |
| 2.2 | Elect Director Kanno, Yoichi | Management | For | For |
| 2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
| 2.4 | Elect Director Yokoi, Satoru | Management | For | For |
| 2.5 | Elect Director Obokata, Kazuo | Management | For | For |
| 2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
| 2.7 | Elect Director Okawa, Kazushi | Management | For | For |
| 2.8 | Elect Director Kawashima, Masahito | Management | For | For |
| 2.9 | Elect Director Shibuya, Shogo | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. Mcgeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 31, 2011 |
TICKER: CLN SECURITY ID: CH0012142631
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
| 5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
| 5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CME GROUP INC.
MEETING DATE: JUN 08, 2011 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig S. Donohue | Management | For | For |
| 1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1.3 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.4 | Elect Director James A. Donaldson | Management | For | For |
| 1.5 | Elect Director J. Dennis Hastert | Management | For | For |
| 1.6 | Elect Director William P. Miller II | Management | For | For |
| 1.7 | Elect Director Terry L. Savage | Management | For | For |
| 1.8 | Elect Director Christopher Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMMERCIAL METALS COMPANY
MEETING DATE: JAN 17, 2011 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Guido | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 1.4 | Elect Director Robert R. Womack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 11, 2011 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Armitage | Management | For | For |
| 2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Director Ruth R. Harkin | Management | For | For |
| 6 | Elect Director Harold W. McGraw III | Management | For | Against |
| 7 | Elect Director James J. Mulva | Management | For | For |
| 8 | Elect Director Robert A. Niblock | Management | For | For |
| 9 | Elect Director Harald J. Norvik | Management | For | For |
| 10 | Elect Director William K. Reilly | Management | For | For |
| 11 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 12 | Elect Director Kathryn C. Turner | Management | For | Against |
| 13 | Elect Director William E. Wade, Jr. | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| 22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| |
|---|
CORELOGIC, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: CLGX SECURITY ID: 21871D103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. David Chatham | Management | For | For |
| 2 | Elect Director Anand K. Nallathambi | Management | For | For |
| 3 | Elect Director Thomas C. O'Brien | Management | For | For |
| 4 | Elect Director D. Van Skilling | Management | For | For |
| 5 | Elect Director David F. Walker | Management | For | For |
| 6 | Elect Director Mary Lee Widener | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CREDIT SUISSE GROUP AG
MEETING DATE: APR 29, 2011 |
TICKER: CSGN SECURITY ID: 225401108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report | Management | For | Against |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | For |
| 4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | For |
| 5.2 | Amend Articles Re: Contributions in Kind | Management | For | For |
| 6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 6.1.2 | Reelect Jean Lanier as Director | Management | For | For |
| 6.1.3 | Reelect Anton van Rossum as Director | Management | For | For |
| 6.2 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Against |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DAIMLER AG
MEETING DATE: APR 13, 2011 |
TICKER: DAI SECURITY ID: DE0007100000
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG as Auditors for Fiscal 2011 | Management | For | For |
| 7 | Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members | Management | For | For |
| 8.1 | Elect Manfred Bischoff to the Supervisory Board | Management | For | For |
| 8.2 | Elect Lynton Wilson to the Supervisory Board | Management | For | For |
| 8.3 | Elect Petraea Heynike to the Supervisory Board | Management | For | For |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2011 |
TICKER: DVN SECURITY ID: 25179M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Henry | Management | For | For |
| 1.2 | Elect Director John A. Hill | Management | For | For |
| 1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.5 | Elect Director J. Larry Nichols | Management | For | For |
| 1.6 | Elect Director Duane C. Radtke | Management | For | For |
| 1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.8 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: DD SECURITY ID: 263534109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Brown | Management | For | For |
| 2 | Elect Director Robert A. Brown | Management | For | For |
| 3 | Elect Director Bertrand P. Collomb | Management | For | For |
| 4 | Elect Director Curtis J. Crawford | Management | For | For |
| 5 | Elect Director Alexander M. Cutler | Management | For | For |
| 6 | Elect Director Eleuthere I. du Pont | Management | For | For |
| 7 | Elect Director Marillyn A. Hewson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Ellen J. Kullman | Management | For | For |
| 10 | Elect Director William K. Reilly | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
| 17 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 06, 2011 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director Gary W. Edwards | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Donald C. Hintz | Management | For | For |
| 5 | Elect Director J. Wayne Leonard | Management | For | For |
| 6 | Elect Director Stuart L. Levenick | Management | For | For |
| 7 | Elect Director Blanche L. Lincoln | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director William A. Percy, II | Management | For | For |
| 10 | Elect Director W.J. Tauzin | Management | For | For |
| 11 | Elect Director Steven V. Wilkinson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIAT SPA
MEETING DATE: SEP 16, 2010 |
TICKER: F SECURITY ID: IT0001976403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | For |
| 1 | Approve Reduction of Share Repurchase Authorization | Management | For | For |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: FAF SECURITY ID: 31847R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Doti | Management | For | For |
| 1.2 | Elect Director Michael D. McKee | Management | For | For |
| 1.3 | Elect Director Thomas V. McKernan | Management | For | For |
| 1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 17, 2011 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
| 1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
| 1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director George M. Smart | Management | For | For |
| 1.12 | Elect Director Wes M. Taylor | Management | For | For |
| 1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 9 | Elect Director Richard A. Manoogian | Management | For | For |
| 10 | Elect Director Ellen R. Marram | Management | For | For |
| 11 | Elect Director Alan Mulally | Management | For | For |
| 12 | Elect Director Homer A. Neal | Management | For | For |
| 13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 14 | Elect Director John L. Thornton | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Publish Political Contributions | Shareholder | Against | Abstain |
| 19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 15, 2011 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2011 |
TICKER: GSK SECURITY ID: GB0009252882
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Simon Dingemans as Director | Management | For | For |
| 4 | Elect Stacey Cartwright as Director | Management | For | For |
| 5 | Elect Judy Lewent as Director | Management | For | For |
| 6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 7 | Re-elect Andrew Witty as Director | Management | For | For |
| 8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 10 | Re-elect Larry Culp as Director | Management | For | For |
| 11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 16 | Re-elect Tom de Swaan as Director | Management | For | For |
| 17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2011 |
TICKER: GSK SECURITY ID: 37733W105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Simon Dingemans as Director | Management | For | For |
| 4 | Elect Stacey Cartwright as Director | Management | For | For |
| 5 | Elect Judy Lewent as Director | Management | For | For |
| 6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 7 | Re-elect Andrew Witty as Director | Management | For | For |
| 8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 10 | Re-elect Larry Culp as Director | Management | For | For |
| 11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 16 | Re-elect Tom de Swaan as Director | Management | For | For |
| 17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 30, 2010 |
TICKER: HRB SECURITY ID: 093671105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director Richard C. Breeden | Management | For | For |
| 3 | Elect Director William C. Cobb | Management | For | For |
| 4 | Elect Director Robert A. Gerard | Management | For | For |
| 5 | Elect Director Len J. Lauer | Management | For | Against |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director Bruce C. Rohde | Management | For | For |
| 8 | Elect Director Tom D. Seip | Management | For | Against |
| 9 | Elect Director L. Edward Shaw, Jr. | Management | For | Against |
| 10 | Elect Director Christianna Wood | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Management | For | For |
| 18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 30, 2011 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director George H. Conrades | Management | For | For |
| 1.5 | Elect Director Judson C. Green | Management | For | For |
| 1.6 | Elect Director Sara L. Levinson | Management | For | For |
| 1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
| |
|---|
HARSCO CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: HSC SECURITY ID: 415864107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. G. Eddy | Management | For | For |
| 1.2 | Elect Director D. C. Everitt | Management | For | For |
| 1.3 | Elect Director S. D. Fazzolari | Management | For | For |
| 1.4 | Elect Director S. E. Graham | Management | For | For |
| 1.5 | Elect Director T. D. Growcock | Management | For | For |
| 1.6 | Elect Director H. W. Knueppel | Management | For | For |
| 1.7 | Elect Director J. M. Loree | Management | For | For |
| 1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
| 1.9 | Elect Director R. C. Wilburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HCP, INC.
MEETING DATE: APR 28, 2011 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James F. Flaherty III | Management | For | For |
| 2 | Elect Director Christine N. Garvey | Management | For | For |
| 3 | Elect Director David B. Henry | Management | For | For |
| 4 | Elect Director Lauralee E. Martin | Management | For | For |
| 5 | Elect Director Michael D. McKee | Management | For | For |
| 6 | Elect Director Peter L. Rhein | Management | For | For |
| 7 | Elect Director Kenneth B. Roath | Management | For | For |
| 8 | Elect Director Richard M. Rosenberg | Management | For | For |
| 9 | Elect Director Joseph P. Sullivan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEIDELBERGCEMENT AG
MEETING DATE: MAY 05, 2011 |
TICKER: HEI SECURITY ID: DE0006047004
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HUDSON CITY BANCORP, INC.
MEETING DATE: APR 19, 2011 |
TICKER: HCBK SECURITY ID: 443683107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald E. Hermance, Jr. | Management | For | For |
| 2 | Elect Director William G. Bardel | Management | For | For |
| 3 | Elect Director Scott A. Belair | Management | For | For |
| 4 | Elect Director Cornelius E. Golding | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2011 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director D. James Hilliker | Management | For | For |
| 1.7 | Elect Director David P. Lauer | Management | For | For |
| 1.8 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director William R. Robertson | Management | For | For |
| 1.14 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: AUG 11, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint L.S. Sitara as Director | Management | For | For |
| 3 | Reappoint A. Katoch as Director | Management | For | For |
| 4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: DEC 28, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
| 2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
| 3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: JUN 30, 2011 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2011 |
TICKER: 2914 SECURITY ID: JP3726800000
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
| 3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
| 3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
| 3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 26, 2011 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Robert A. Cornog | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Stephen A. Roell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KB HOME
MEETING DATE: APR 07, 2011 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barbara T. Alexander | Management | For | For |
| 2 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 3 | Elect Director Timothy W. Finchem | Management | For | For |
| 4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 5 | Elect Director Robert L. Johnson | Management | For | For |
| 6 | Elect Director Melissa Lora | Management | For | For |
| 7 | Electi Director Michael G. Mccaffery | Management | For | For |
| 8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 9 | Elect Director Leslie Moonves | Management | For | For |
| 10 | Elect Director Luis G. Nogales | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 26, 2010 |
TICKER: KMT SECURITY ID: 489170100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Larry D. Yost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 19, 2011 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Campbell | Management | For | For |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.5 | Elect Director H. James Dallas | Management | For | For |
| 1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.8 | Elect Director Kristen L. Manos | Management | For | For |
| 1.9 | Elect Director Beth E. Mooney | Management | For | For |
| 1.10 | Elect Director Bill R. Sanford | Management | For | For |
| 1.11 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.12 | Elect Director Edward W. Stack | Management | For | For |
| 1.13 | Elect Director Thomas C. Stevens | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: KMB SECURITY ID: 494368103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Alm | Management | For | For |
| 2 | Elect Director John F. Bergstrom | Management | For | For |
| 3 | Elect Director Abelardo E. Bru | Management | For | For |
| 4 | Elect Director Robert W. Decherd | Management | For | For |
| 5 | Elect Director Thomas J. Falk | Management | For | For |
| 6 | Elect Director Mae C. Jemison | Management | For | For |
| 7 | Elect Director James M. Jenness | Management | For | For |
| 8 | Elect Director Nancy J. Karch | Management | For | For |
| 9 | Elect Director Ian C. Read | Management | For | For |
| 10 | Elect Director Linda Johnson Rice | Management | For | For |
| 11 | Elect Director Marc J. Shapiro | Management | For | For |
| 12 | Elect Director G. Craig Sullivan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: KSS SECURITY ID: 500255104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| |
|---|
KONINKLIJKE KPN NV
MEETING DATE: APR 06, 2011 |
TICKER: KPN SECURITY ID: NL0000009082
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 9 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Proposal to Amend the Remuneration of the Supervisory Board | Management | For | For |
| 11 | Opportunity to Make Recommendations | Management | None | None |
| 12 | Elect J.B.M. Streppel to Supervisory Board | Management | For | For |
| 13 | Elect M.Bischoff to Supervisory Board | Management | For | For |
| 14 | Elect C.M. Hooymans to Supervisory Board | Management | For | For |
| 15 | Composition of Supervisory Board | Management | None | None |
| 16 | Authorize Repurchase of Shares | Management | For | For |
| 17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
| 18 | Other Business and Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAR 31, 2011 |
TICKER: PHG SECURITY ID: 500472303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
| 2d | Approve Discharge of Management Board | Management | For | For |
| 2e | Approve Discharge of Supervisory Board | Management | For | For |
| 3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | For |
| 3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | For |
| 3c | Elect P.A.J. Nota to Management Board | Management | For | For |
| 4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | For |
| 4b | Reelect J.M. Thompson to Supervisory Board | Management | For | For |
| 4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | For |
| 4d | Elect J.P. Tai to Supervisory Board | Management | For | For |
| 5 | Ratify KPMG Accountants NV as Auditors | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 7 | Authorize Repurchase of Shares | Management | For | For |
| 8 | Other Business | Management | None | None |
| |
|---|
KRAFT FOODS INC.
MEETING DATE: MAY 24, 2011 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Peter B. Henry | Management | For | For |
| 4 | Elect Director Lois D. Juliber | Management | For | For |
| 5 | Elect Director Mark D. Ketchum | Management | For | For |
| 6 | Elect Director Richard A. Lerner | Management | For | For |
| 7 | Elect Director Mackey J. McDonald | Management | For | For |
| 8 | Elect Director John C. Pope | Management | For | For |
| 9 | Elect Director Fredric G. Reynolds | Management | For | For |
| 10 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 11 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 13, 2011 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Donna E. Shalala | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: AUG 23, 2010 |
TICKER: SECURITY ID: NO0003054108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Dividends of NOK 0.20 Per Share | Management | For | Did Not Vote |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: MMC SECURITY ID: 571748102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Zachary W. Carter | Management | For | For |
| 2 | Elect Director Brian Duperreault | Management | For | For |
| 3 | Elect Director Oscar Fanjul | Management | For | For |
| 4 | Elect Director H. Edward Hanway | Management | For | For |
| 5 | Elect Director Lang of Monkton | Management | For | For |
| 6 | Elect Director Steven A. Mills | Management | For | For |
| 7 | Elect Director Bruce P. Nolop | Management | For | For |
| 8 | Elect Director Marc D. Oken | Management | For | For |
| 9 | Elect Director Morton O. Schapiro | Management | For | For |
| 10 | Elect Director Adele Simmons | Management | For | For |
| 11 | Elect Director Lloyd M. Yates | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Verne G. Istock | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Timothy Wadhams | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2011 |
TICKER: 8306 SECURITY ID: 606822104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Okihara, Takamune | Management | For | For |
| 2.2 | Elect Director Okauchi, Kinya | Management | For | For |
| 2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
| 2.4 | Elect Director Tanaka, Tatsuo | Management | For | For |
| 2.5 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 2.6 | Elect Director Yuuki, Taihei | Management | For | For |
| 2.7 | Elect Director Hamakawa, Ichiro | Management | For | For |
| 2.8 | Elect Director Hasegawa, Masao | Management | For | For |
| 2.9 | Elect Director Toyoizumi, Toshiro | Management | For | For |
| 2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
| 2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
| 2.12 | Elect Director Oyamada, Takashi | Management | For | For |
| 2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
| 2.14 | Elect Director Araki, Ryuuji | Management | For | For |
| 2.15 | Elect Director Watanabe, Kazuhiro | Management | For | For |
| 2.16 | Elect Director Otoshi, Takuma | Management | For | For |
| 3 | Appoint Statutory Auditor Nemoto, Takehiko | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 02, 2011 |
TICKER: MSI SECURITY ID: 620076307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Michael V. Hayden | Management | For | For |
| 5 | Elect Director Vincent J. Intrieri | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| |
|---|
MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
TICKER: MSI SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 24, 2010 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William J. Amelio | Management | For | For |
| 2 | Elect Director Steven R. Appleton | Management | For | For |
| 3 | Elect Director Gary P. Arnold | Management | For | For |
| 4 | Elect Director Richard J. Danzig | Management | For | For |
| 5 | Elect Director Robert J. Frankenberg | Management | For | For |
| 6 | Elect Director Donald Macleod | Management | For | For |
| 7 | Elect Director Edward R. McCracken | Management | For | For |
| 8 | Elect Director Roderick C. McGeary | Management | For | For |
| 9 | Elect Director William E. Mitchell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: JUN 21, 2011 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 14, 2011 |
TICKER: NESN SECURITY ID: CH0038863350
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
| 4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kevin C. Conroy | Management | For | For |
| 2 | Elect Director Michael T. Cowhig | Management | For | For |
| 3 | Elect Director Mark D. Ketchum | Management | For | For |
| 4 | Elect Director Raymond G. Viault | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
TICKER: N0L SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 13, 2011 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Warren F. Bryant | Management | For | For |
| 2 | Elect Director Joseph M. DePinto | Management | For | For |
| 3 | Elect Director Rakesh Gangwal | Management | For | For |
| 4 | Elect Director William J. Montgoris | Management | For | For |
| 5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 6 | Elect Director Ravichandra K. Saligram | Management | For | For |
| 7 | Elect Director David M. Szymanski | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 27, 2010 |
TICKER: PH SECURITY ID: 701094104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Linda S. Harty | Management | For | For |
| 1.3 | Elect Director William E. Kassling | Management | For | For |
| 1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
| 1.6 | Elect Director Candy M. Obourn | Management | For | For |
| 1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
| 1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
| 1.9 | Elect Director Ake Svensson | Management | For | For |
| 1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
| 1.11 | Elect Director James L. Wainscott | Management | For | For |
| 1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PFIZER INC.
MEETING DATE: APR 28, 2011 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 23, 2011 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PITNEY BOWES INC.
MEETING DATE: MAY 09, 2011 |
TICKER: PBI SECURITY ID: 724479100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rodney C. Adkins | Management | For | For |
| 2 | Elect Director Murray D. Martin | Management | For | For |
| 3 | Elect Director Michael I. Roth | Management | For | For |
| 4 | Elect Director Robert E. Weissman | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Removing Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
TICKER: PPG SECURITY ID: 693506107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 1.4 | Elect Director Robert Mehrabian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
| |
|---|
PROLOGIS
MEETING DATE: JUN 01, 2011 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
TICKER: PEG SECURITY ID: 744573106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RADIOSHACK CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Daniel R. Feehan | Management | For | For |
| 3 | Elect Director James F. Gooch | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RAYONIER INC.
MEETING DATE: MAY 19, 2011 |
TICKER: RYN SECURITY ID: 754907103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul G. Boynton | Management | For | For |
| 2 | Elect Director Mark E. Gaumond | Management | For | For |
| 3 | Elect Director David W. Oskin | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 10, 2011 |
TICKER: RHM SECURITY ID: DE0007030009
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
| 6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
TICKER: RDSB SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Linda Stuntz as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Charles Holliday as Director | Management | For | For |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 10 | Elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Jorma Ollila as Director | Management | For | For |
| 13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 14 | Re-elect Peter Voser as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 18, 2011 |
TICKER: 005930 SECURITY ID: KR7005930003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 06, 2011 |
TICKER: SAN SECURITY ID: FR0000120578
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 6 | Ratify Appointment of Carole Piwnica as Director | Management | For | For |
| 7 | Elect Suet Fern Lee as Director | Management | For | For |
| 8 | Reelect Thierry Desmarest as Director | Management | For | For |
| 9 | Reelect Igor Landau as Director | Management | For | For |
| 10 | Reelect Gerard Van Kemmel as Director | Management | For | For |
| 11 | Reelect Serge Weinberg as Director | Management | For | For |
| 12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 13 | Appoint Yves Nicolas as Alternate Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Amend Article 11 of Bylaws Re: Board Size | Management | For | For |
| 24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Management | For | For |
| 25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Management | For | For |
| 26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 28, 2011 |
TICKER: SGRO SECURITY ID: GB00B5ZN1N88
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Nigel Rich as Director | Management | For | For |
| 5 | Re-elect Andrew Palmer as Director | Management | For | For |
| 6 | Re-elect Chris Peacock as Director | Management | For | For |
| 7 | Elect Mark Robertshaw as Director | Management | For | For |
| 8 | Elect Doug Webb as Director | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Amend SEGRO plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 25, 2011 |
TICKER: SIE SECURITY ID: 826197501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
| 11 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
| 13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 14 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 17, 2011 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 2 | Elect Director Robert L. Howard | Management | For | For |
| 3 | Elect Director Greg D. Kerley | Management | For | For |
| 4 | Elect Director Harold M. Korell | Management | For | For |
| 5 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 6 | Elect Director Kenneth R. Mourton | Management | For | For |
| 7 | Elect Director Steven L. Mueller | Management | For | For |
| 8 | Elect Director Charles E. Scharlau | Management | For | For |
| 9 | Elect Director Alan H. Stevens | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: SPW SECURITY ID: 784635104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Kermit Campbell | Management | For | For |
| 2 | Elect Director Emerson U. Fullwood | Management | For | For |
| 3 | Elect Director Michael J. Mancuso | Management | For | For |
| 4 | Elect Director Terry S. Lisenby | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 19, 2011 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George W. Buckley | Management | For | Withhold |
| 1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
| 1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
| 1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
| 1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Roch Doliveux | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Allan C. Golston | Management | For | For |
| 1.6 | Elect Director Howard L. Lance | Management | For | For |
| 1.7 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.8 | Elect Director William U. Parfet | Management | For | For |
| 1.9 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Restricted Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roxanne S. Austin | Management | For | For |
| 2 | Elect Director Calvin Darden | Management | For | For |
| 3 | Elect Director Mary N. Dillon | Management | For | For |
| 4 | Elect Director James A. Johnson | Management | For | For |
| 5 | Elect Director Mary E. Minnick | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Derica W. Rice | Management | For | For |
| 8 | Elect Director Stephen W. Sanger | Management | For | For |
| 9 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 10 | Elect Director John G. Stumpf | Management | For | For |
| 11 | Elect Director Solomon D. Trujillo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| 17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Daniel W. Christman | Management | For | For |
| 5 | Elect Director Edwin J. Gillis | Management | For | For |
| 6 | Elect Director Timothy E. Guertin | Management | For | For |
| 7 | Elect Director Paul J. Tufano | Management | For | For |
| 8 | Elect Director Roy A. Vallee | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Howard G. Buffett | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Evan G. Greenberg | Management | For | For |
| 6 | Elect Director Alexis M. Herman | Management | For | For |
| 7 | Elect Director Muhtar Kent | Management | For | For |
| 8 | Elect Director Donald R. Keough | Management | For | For |
| 9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 10 | Elect Director Donald F. McHenry | Management | For | For |
| 11 | Elect Director Sam Nunn | Management | For | For |
| 12 | Elect Director James D. Robinson III | Management | For | For |
| 13 | Elect Director Peter V. Ueberroth | Management | For | For |
| 14 | Elect Director Jacob Wallenberg | Management | For | For |
| 15 | Elect Director James B. Williams | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Amend Restricted Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director Jennifer M. Granholm | Management | For | For |
| 7 | Elect Director John B. Hess | Management | For | For |
| 8 | Elect Director Andrew N. Liveris | Management | For | For |
| 9 | Elect Director Paul Polman | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director James M. Ringler | Management | For | For |
| 12 | Elect Director Ruth G. Shaw | Management | For | For |
| 13 | Elect Director Paul G. Stern | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Review Executive Compensation | Shareholder | Against | Against |
| 18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 12, 2011 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Werner Geissler | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director Richard J. Kramer | Management | For | For |
| 6 | Elect Director W. Alan Mccollough | Management | For | For |
| 7 | Elect Director Rodney O Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Kathryn A. Mikells | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: JUN 02, 2011 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | For | For |
| 15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2011 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Kay Coles James | Management | For | For |
| 5 | Elect Director Richard B. Kelson | Management | For | For |
| 6 | Elect Director Bruce C. Lindsay | Management | For | For |
| 7 | Elect Director Anthony A. Massaro | Management | For | For |
| 8 | Elect Director Jane G. Pepper | Management | For | For |
| 9 | Elect Director James E. Rohr | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Lorene K. Steffes | Management | For | For |
| 12 | Elect Director Dennis F. Strigl | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE UNITE GROUP PLC
MEETING DATE: MAY 19, 2011 |
TICKER: UTG SECURITY ID: GB0006928617
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Tim Wilson as Director | Management | For | For |
| 4 | Re-elect Phil White as Director | Management | For | For |
| 5 | Re-elect Mark Allan as Director | Management | For | For |
| 6 | Re-elect Joe Lister as Director | Management | For | For |
| 7 | Re-elect John Tonkiss as Director | Management | For | For |
| 8 | Re-elect Nigel Hall as Director | Management | For | For |
| 9 | Re-elect Stuart Beevor as Director | Management | For | For |
| 10 | Re-elect Richard Walker as Director | Management | For | For |
| 11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
THE UNITE GROUP PLC
MEETING DATE: MAY 19, 2011 |
TICKER: UTG SECURITY ID: GB0006928617
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve The UNITE Group plc 2011 Approved Employee Share Option Scheme | Management | For | For |
| 2 | Approve The Unite Group plc 2011 Performance Share Plan | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| |
|---|
THE WARNACO GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: WRC SECURITY ID: 934390402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Bell | Management | For | For |
| 2 | Elect Director Robert A. Bowman | Management | For | For |
| 3 | Elect Director Richard Karl Goeltz | Management | For | For |
| 4 | Elect Director Joseph R. Gromek | Management | For | For |
| 5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 6 | Elect Director Charles R. Perrin | Management | For | For |
| 7 | Elect Director Nancy A. Reardon | Management | For | For |
| 8 | Elect Director Donald L. Seeley | Management | For | For |
| 9 | Elect Director Cheryl Nido Turpin | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 07, 2010 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter B. Orthwein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 16, 2011 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
TICKER: RIGN SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TUESDAY MORNING CORPORATION
MEETING DATE: NOV 10, 2010 |
TICKER: TUES SECURITY ID: 899035505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Quinnell | Management | For | Withhold |
| 1.2 | Elect Director Kathleen Mason | Management | For | For |
| 1.3 | Elect Director William J. Hunckler III | Management | For | Withhold |
| 1.4 | Elect Director Starlette Johnson | Management | For | For |
| 1.5 | Elect Director Benjamin D. Chereskin | Management | For | Withhold |
| 1.6 | Elect Director David B. Green | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 09, 2011 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect Robert Hernandez as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Daniel Phelan as Director | Management | For | For |
| 6 | Reelect Frederic Poses as Director | Management | For | For |
| 7 | Reelect Lawrence Smith as Director | Management | For | For |
| 8 | Reelect Paula Sneed as Director | Management | For | For |
| 9 | Reelect David Steiner as Director | Management | For | For |
| 10 | Reelect John Van Scoter as Director | Management | For | For |
| 11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
| 12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 14 | Approve Discharge of Board and Senior Management | Management | For | For |
| 15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
| 16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
| 17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 20 | Approve Ordinary Cash Dividend | Management | For | For |
| 21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
| 22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital | Management | For | For |
| 24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| |
|---|
TYCO INTERNATIONAL, LTD.
MEETING DATE: MAR 09, 2011 |
TICKER: TYC SECURITY ID: H89128104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Elect Edward D. Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
| 3.10 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.12 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 5a | Approve Carrying Forward of Net Loss | Management | For | For |
| 5b | Approve Ordinary Cash Dividend | Management | For | For |
| 6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
| 7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 19, 2011 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
UBS AG
MEETING DATE: APR 28, 2011 |
TICKER: UBSN SECURITY ID: CH0024899483
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| |
|---|
UBS AG
MEETING DATE: APR 28, 2011 |
TICKER: UBSN SECURITY ID: H89231338
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 25, 2011 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jon S. Fossel | Management | For | For |
| 2 | Elect Director Gloria C. Larson | Management | For | For |
| 3 | Elect Director William J. Ryan | Management | For | For |
| 4 | Elect Director Thomas R. Watjen | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Aurelio | Management | For | For |
| 1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Robert D. Reed | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
| 1.9 | Elect Director James D. Shelton | Management | For | For |
| 1.10 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VEOLIA ENVIRONNEMENT
MEETING DATE: MAY 17, 2011 |
TICKER: VIE SECURITY ID: FR0000124141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.21 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Reelect Jean Azema as Director | Management | For | For |
| 8 | Reelect Pierre-Andre de Chalendar as Director | Management | For | For |
| 9 | Reelect Badouin Prot as Director | Management | For | For |
| 10 | Reelect Louis Schweitzer as Director | Management | For | For |
| 11 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 12 | Reelect Auditex as Alternate Auditor | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 866,000 | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Approve Employee Stock Purchase Plan | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
| 17 | Amend Article 22 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 27, 2011 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Brailer | Management | For | For |
| 2 | Elect Director Steven A. Davis | Management | For | For |
| 3 | Elect Director William C. Foote | Management | For | For |
| 4 | Elect Director Mark P. Frissora | Management | For | For |
| 5 | Elect Director Ginger L. Graham | Management | For | For |
| 6 | Elect Director Alan G. McNally | Management | For | For |
| 7 | Elect Director Nancy M. Schlichting | Management | For | For |
| 8 | Elect Director David Y. Schwartz | Management | For | For |
| 9 | Elect Director Alejandro Silva | Management | For | For |
| 10 | Elect Director James A. Skinner | Management | For | For |
| 11 | Elect Director Gregory D. Wasson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Rescind Fair Price Provision | Management | For | For |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Jeff M. Fettig | Management | For | For |
| 3 | Elect Director Michael F. Johnston | Management | For | For |
| 4 | Elect Director William T. Kerr | Management | For | For |
| 5 | Elect Director John D. Liu | Management | For | For |
| 6 | Elect Director Miles L. Marsh | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Michael D. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 10, 2010 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 14, 2010 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
| 1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
| 1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
XL GROUP PLC
MEETING DATE: MAY 06, 2011 |
TICKER: XL SECURITY ID: G98290102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herbert N. Haag as Director | Management | For | For |
| 2 | Elect Michael S. McGavick as Director | Management | For | For |
| 3 | Elect Ellen E. Thrower as Director | Management | For | For |
| 4 | Elect John M. Vereker as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP GROWTH FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2011 |
TICKER: ACHN SECURITY ID: 00448Q201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 1.3 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ACME PACKET, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: APKT SECURITY ID: 004764106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert C. Hower | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: AMD SECURITY ID: 007903107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Henry W.K. Chow | Management | For | For |
| 5 | Elect Director Craig A. Conway | Management | For | For |
| 6 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 7 | Elect Director H. Paulett Eberhart | Management | For | For |
| 8 | Elect Director Waleed Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 02, 2011 |
TICKER: AFL SECURITY ID: 001055102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director John Shelby Amos II | Management | For | For |
| 3 | Elect Director Paul S. Amos II | Management | For | For |
| 4 | Elect Director Michael H. Armacost | Management | For | For |
| 5 | Elect Director Kriss Cloninger III | Management | For | For |
| 6 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 7 | Elect Director Douglas W. Johnson | Management | For | For |
| 8 | Elect Director Robert B. Johnson | Management | For | For |
| 9 | Elect Director Charles B. Knapp | Management | For | For |
| 10 | Elect Director E. Stephen Purdom | Management | For | For |
| 11 | Elect Director Barbara K. Rimer | Management | For | For |
| 12 | Elect Director Marvin R. Schuster | Management | For | For |
| 13 | Elect Director David Gary Thompson | Management | For | For |
| 14 | Elect Director Robert L. Wright | Management | For | For |
| 15 | Elect Director Takuro Yoshida | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: AKAM SECURITY ID: 00971T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Elect Director David W. Kenny | Management | For | For |
| 3 | Elect Director Peter J. Kight | Management | For | For |
| 4 | Elect Director Frederic V. Salerno | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
ALCOA INC.
MEETING DATE: MAY 06, 2011 |
TICKER: AA SECURITY ID: 013817101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.2 | Elect Director James W. Owens | Management | For | For |
| 1.3 | Elect Director Ratan N. Tata | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 03, 2010 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect Director April H. Foley | Management | For | For |
| 1.6 | Elect Director Tig H. Krekel | Management | For | For |
| 1.7 | Elect Director Douglas L. Maine | Management | For | For |
| 1.8 | Elect Director Roman Martinez IV | Management | For | For |
| 1.9 | Elect Director Mark H. Ronald | Management | For | For |
| 1.10 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: MDRX SECURITY ID: 01988P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director Michael J. Kluger | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 1.8 | Elect Director Glen E. Tullman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALSTOM
MEETING DATE: JUN 28, 2011 |
TICKER: ALO SECURITY ID: F0259M475
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: FOLD SECURITY ID: 03152W109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A.E. Barkas | Management | For | For |
| 1.2 | Elect Director James Barrett | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: OCT 26, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 11, 2011 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
| 4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
| 5 | Elect Rhidwaan Gasant as Director | Management | For | For |
| 6 | Re-elect Bill Nairn as Director | Management | For | For |
| 7 | Re-elect Sipho Pityana as Director | Management | For | For |
| 8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 26, 2011 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
| A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
| A3a | Approve Condition Precedent | Management | For | Did Not Vote |
| A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3g | Delete Article36bis | Management | For | Did Not Vote |
| A4a | Receive Special Board Report | Management | None | None |
| A4b | Receive Special Auditor Report | Management | None | None |
| A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
| A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
| A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
| B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
| B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
| B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
| B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
| B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
| B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
| B9a | Approve Remuneration Report | Management | For | Did Not Vote |
| B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
| B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
| B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
| B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: JUN 29, 2011 |
TICKER: 8304 SECURITY ID: J0172K107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
| 1.2 | Elect Director Brian F. Prince | Management | For | For |
| 1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
| 1.4 | Elect Director Baba, Shinsuke | Management | For | For |
| 1.5 | Elect Director James Danforth Quayle | Management | For | For |
| 1.6 | Elect Director Frank W. Bruno | Management | For | For |
| 1.7 | Elect Director Lawrence B. Lindsey | Management | For | Against |
| 1.8 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
| 1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
| 1.10 | Elect Director Takeda, Shunsuke | Management | For | For |
| 1.11 | Elect Director Cornelis Maas | Management | For | For |
| 1.12 | Elect Director Louis J. Forster | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
| 3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2011 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay R. LaMarche | Management | For | For |
| 1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ARQULE, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: ARQL SECURITY ID: 04269E107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 04, 2011 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Francisco L. Borges as Director | Management | For | For |
| 1.2 | Elect Patrick W. Kenny as Director | Management | For | For |
| 1.3 | Elect Robin Monro-Davies as Director | Management | For | For |
| 1.4 | Elect Michael T. O'Kane as Director | Management | For | For |
| 1.5 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.6 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.7 | Elect Russell Brewer II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.8 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.9 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.10 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.11 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.12 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
| |
|---|
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2011 |
TICKER: AUXL SECURITY ID: 05334D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Al Altomari | Management | For | For |
| 1.3 | Elect Director Armando Anido | Management | For | For |
| 1.4 | Elect Director Peter C. Brandt | Management | For | For |
| 1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Renato Fuchs | Management | For | For |
| 1.8 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.9 | Elect Director William T. McKee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Hock E. Tan as Director | Management | For | For |
| 1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
| 1.3 | Reelect James A. Davidson as Director | Management | For | For |
| 1.4 | Reelect James V. Diller as Director | Management | For | For |
| 1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1.6 | Reelect John M. Hsuan as Director | Management | For | For |
| 1.7 | Reelect David Kerko as Director | Management | For | For |
| 1.8 | Reelect Justine F. Lien as Director | Management | For | For |
| 1.9 | Reelect Donald Macleod as Director | Management | For | For |
| 1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BEAZER HOMES USA, INC.
MEETING DATE: FEB 02, 2011 |
TICKER: BZH SECURITY ID: 07556Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Laurent Alpert | Management | For | For |
| 2 | Elect Director Brian C. Beazer | Management | For | For |
| 3 | Elect Director Peter G. Leemputte | Management | For | For |
| 4 | Elect Director Ian J. McCarthy | Management | For | For |
| 5 | Elect Director Norma A. Provencio | Management | For | For |
| 6 | Elect Director Larry T. Solari | Management | For | For |
| 7 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve the Adoption of the Protective Amendment | Management | For | For |
| 12 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| |
|---|
BENIHANA, INC.
MEETING DATE: SEP 28, 2010 |
TICKER: BNHNA SECURITY ID: 082047200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Stockinger | Management | For | For |
| 1.2 | Elect Director Michael W. Kata | Management | For | For |
| 1.3 | Elect Director Lewis Jaffe | Management | For | For |
| 1.4 | Elect Director Darwin C. Dornbush | Management | For | For |
| 1.5 | Elect Director Adam L. Gray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BJ'S WHOLESALE CLUB, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul Danos | Management | For | For |
| 2 | Elect Director Laura J. Sen | Management | For | For |
| 3 | Elect Director Michael J. Sheehan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2010 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director Gary L. Bloom | Management | For | For |
| 4 | Elect Director Meldon K. Gafner | Management | For | For |
| 5 | Elect Director Mark J. Hawkins | Management | For | For |
| 6 | Elect Director Stephan A. James | Management | For | For |
| 7 | Elect Director P. Thomas Jenkins | Management | For | For |
| 8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 9 | Elect Director Kathleen A. O'Neil | Management | For | For |
| 10 | Elect Director Tom C. Tinsley | Management | For | For |
| 11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Re-elect Paul Anderson as Director | Management | For | Did Not Vote |
| 4 | Re-elect Antony Burgmans as Director | Management | For | Did Not Vote |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | Did Not Vote |
| 6 | Re-elect Sir William Castell as Director | Management | For | Did Not Vote |
| 7 | Re-elect Iain Conn as Director | Management | For | Did Not Vote |
| 8 | Re-elect George David as Director | Management | For | Did Not Vote |
| 9 | Re-elect Ian Davis as Director | Management | For | Did Not Vote |
| 10 | Re-elect Robert Dudley as Director | Management | For | Did Not Vote |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | Did Not Vote |
| 12 | Elect Frank Bowman as Director | Management | For | Did Not Vote |
| 13 | Elect Brendan Nelson as Director | Management | For | Did Not Vote |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | Did Not Vote |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Did Not Vote |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | Did Not Vote |
| 17 | Authorise Market Purchase | Management | For | Did Not Vote |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Did Not Vote |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Did Not Vote |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | Did Not Vote |
| 22 | Amend ShareMatch Plan | Management | For | Did Not Vote |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | Did Not Vote |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy H. Handel | Management | For | For |
| 1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
| 1.3 | Elect Director Maria Klawe | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | Withhold |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | Withhold |
| 1.7 | Elect Director Henry Samueli | Management | For | For |
| 1.8 | Elect Director John A.C. Swainson | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 10, 2011 |
TICKER: CBT SECURITY ID: 127055101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez-Cabot | Management | For | For |
| 1.2 | Elect Director Gautam S. Kaji | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CALIX, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: CALX SECURITY ID: 13100M509
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Matthews | Management | For | For |
| 1.2 | Elect Director Thomas Pardun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 27, 2011 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Denis A. Cortese | Management | For | For |
| 2 | Elect Director John C. Danforth | Management | For | For |
| 3 | Elect Director Neal L. Patterson | Management | For | For |
| 4 | Elect Director William D. Zollars | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Omnibus Stock Plan | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | For |
| 11 | Eliminate Class of Preferred Stock | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CF SECURITY ID: 125269100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
TICKER: CPW SECURITY ID: M22465104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
| 1.2 | Elect Director Don Nickles | Management | For | For |
| 1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
| 1.4 | Elect Director Louis A. Simpson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. Mcgeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Murray J. Demo | Management | For | For |
| 2 | Elect Director Asiff S. Hirji | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 31, 2011 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Ruth M. Owades | Management | For | For |
| 1.7 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.8 | Elect Director Michael F. Devine, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DEMAND MEDIA, INC.
MEETING DATE: JUN 22, 2011 |
TICKER: DMD SECURITY ID: 24802N109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John A. Hawkins | Management | For | Against |
| 2 | Elect Director Victor E. Parker | Management | For | Against |
| 3 | Elect Director Joshua G. James | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: DISCA SECURITY ID: 25470F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director John C. Malone | Management | For | For |
| 1.3 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joyce M. Roche | Management | For | For |
| 2 | Elect Director Wayne R. Sanders | Management | For | For |
| 3 | Elect Director Jack L. Stahl | Management | For | For |
| 4 | Elect Director Larry D. Young | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DROGASIL S.A
MEETING DATE: DEC 17, 2010 |
TICKER: DROG3 SECURITY ID: P3587W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 1:3 Stock Split | Management | For | For |
| 2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
| 3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
| |
|---|
DROGASIL S.A
MEETING DATE: APR 11, 2011 |
TICKER: DROG3 SECURITY ID: P3587W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| |
|---|
DSW INC.
MEETING DATE: MAY 19, 2011 |
TICKER: DSW SECURITY ID: 23334L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolee Friedlander | Management | For | For |
| 1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
| 1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DSW INC.
MEETING DATE: MAY 19, 2011 |
TICKER: DSW SECURITY ID: 23334L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JUN 01, 2011 |
TICKER: DVAX SECURITY ID: 268158102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Kisner | Management | For | For |
| 1.2 | Elect Director J. Tyler Martin | Management | For | For |
| 1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 28, 2011 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cardis | Management | For | For |
| 2 | Elect Director David E.I. Pyott | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 14, 2011 |
TICKER: FFIV SECURITY ID: 315616102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Chapple | Management | For | For |
| 2 | Elect Director A. Gary Ames | Management | For | For |
| 3 | Elect Director Scott Thompson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 9 | Elect Director Richard A. Manoogian | Management | For | For |
| 10 | Elect Director Ellen R. Marram | Management | For | For |
| 11 | Elect Director Alan Mulally | Management | For | For |
| 12 | Elect Director Homer A. Neal | Management | For | For |
| 13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 14 | Elect Director John L. Thornton | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Publish Political Contributions | Shareholder | Against | Abstain |
| 19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 15, 2011 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
TICKER: G SECURITY ID: 380956409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
| 5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: HAS SECURITY ID: 418056107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: 01044 SECURITY ID: G4402L151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Hui Lin Chit as Executive Director | Management | For | Against |
| 3b | Reelect Chan Henry as Independent Non-Executive Director | Management | For | For |
| 3c | Reelect Ada Ying Kay Wong as Independent Non-Executive Director | Management | For | For |
| 3d | Reelect Xu Shui Shen as Executive Director | Management | For | Against |
| 3e | Reelect Xu Chun Man as Executive Director | Management | For | Against |
| 3f | Reelect Sze Wong Kim as Executive Director | Management | For | Against |
| 3g | Reelect Hui Ching Chi as Executive Director | Management | For | Against |
| 3h | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Adopt New Share Option Scheme | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 28, 2011 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director John Tartol | Management | For | For |
| 1.3 | Elect Director Carole Black | Management | For | For |
| 1.4 | Elect Director Michael J. Levitt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve 2:1 Stock Split | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: HES SECURITY ID: 42809H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E.E. Holiday | Management | For | For |
| 2 | Elect Director J.H. Mullin | Management | For | For |
| 3 | Elect Director F.B. Walker | Management | For | For |
| 4 | Elect Director R.N. Wilson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HFF, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: HF SECURITY ID: 40418F108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Gibson | Management | For | For |
| 1.2 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.3 | Elect Director Joe B. Thornton, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHER ONE HOLDINGS, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: ONE SECURITY ID: 42983D104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Volchek | Management | For | For |
| 1.2 | Elect Director David Cromwell | Management | For | For |
| 1.3 | Elect Director Stewart Gross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director R. Kevin Hardage | Management | For | For |
| 1.5 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.6 | Elect Director Jack P. Reid | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
HOLLY CORPORATION
MEETING DATE: JUN 28, 2011 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HYUNDAI MOTOR CO.
MEETING DATE: MAR 11, 2011 |
TICKER: 005380 SECURITY ID: Y38472109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividend of KRW 1,500 per Common Share | Management | For | For |
| 2 | Elect Two Inside Directors and Two Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Oh Se-Bin as Member of Audit Committee | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
IHS INC.
MEETING DATE: MAY 05, 2011 |
TICKER: IHS SECURITY ID: 451734107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerre L. Stead | Management | For | For |
| 1.2 | Elect Director C. Michael Armstrong | Management | For | For |
| 1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.4 | Elect Director Brian H. Hall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 2 | Elect Director A. Brooke Seawell | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INHIBITEX, INC.
MEETING DATE: JUN 16, 2011 |
TICKER: INHX SECURITY ID: 45719T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
| 1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
| 1.3 | Elect Director A. Keith Willard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INPHI CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: IPHI SECURITY ID: 45772F107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Ladd | Management | For | For |
| 1.2 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 19, 2011 |
TICKER: INTU SECURITY ID: 461202103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David H. Batchelder | Management | For | For |
| 2 | Elect Director Christopher W. Brody | Management | For | For |
| 3 | Elect Director William V. Campbell | Management | For | For |
| 4 | Elect Director Scott D. Cook | Management | For | For |
| 5 | Elect Director Diane B. Greene | Management | For | For |
| 6 | Elect Director Michael R. Hallman | Management | For | For |
| 7 | Elect Director Edward A. Kangas | Management | For | For |
| 8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Director Dennis D. Powell | Management | For | For |
| 10 | Elect Director Brad D. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INVERNESS MEDICAL INNOVATIONS, INC.
MEETING DATE: JUL 14, 2010 |
TICKER: ALR SECURITY ID: 46126P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Khederian | Management | For | For |
| 1.2 | Elect Director David Scott | Management | For | For |
| 1.3 | Elect Director Peter Townsend | Management | For | For |
| 1.4 | Elect Director Eli Y. Adashi | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: IRBT SECURITY ID: 462726100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Giesser | Management | For | For |
| 1.3 | Elect Director Jacques S. Gansler, Ph.D. | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 10, 2011 |
TICKER: IVN SECURITY ID: 46579N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert M. Friedland as Director | Management | For | For |
| 1.2 | Elect Peter Meredith as Director | Management | For | For |
| 1.3 | Elect David Huberman as Director | Management | For | For |
| 1.4 | Elect R. Edward Flood as Director | Management | For | For |
| 1.5 | Elect Howard Balloch as Director | Management | For | For |
| 1.6 | Elect Markus Faber as Director | Management | For | For |
| 1.7 | Elect David Korbin as Director | Management | For | For |
| 1.8 | Elect Livia Mahler as Director | Management | For | For |
| 1.9 | Elect Tracy Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael Gordon as Director | Management | For | For |
| 1.11 | Elect Dan Westbrook as Director | Management | For | For |
| 1.12 | Elect Robert Holland III as Director | Management | For | For |
| 1.13 | Elect Andrew Harding as Director | Management | For | For |
| 1.14 | Elect Kay Priestly as Director | Management | For | For |
| 2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 26, 2011 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hugo Bague | Management | For | For |
| 2 | Elect Director Colin Dyer | Management | For | For |
| 3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 4 | Elect Director Deanne Julius | Management | For | For |
| 5 | Elect Director Ming Lu | Management | For | For |
| 6 | Elect Director Lauralee E. Martin | Management | For | For |
| 7 | Elect Director Martin H. Nesbitt | Management | For | For |
| 8 | Elect Director Sheila A. Penrose | Management | For | For |
| 9 | Elect Director David B. Rickard | Management | For | For |
| 10 | Elect Director Roger T. Staubach | Management | For | For |
| 11 | Elect Director Thomas C. Theobald | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.3 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.4 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
KBR, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 1.3 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2011 |
TICKER: KERX SECURITY ID: 492515101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph M. Feczko, M.D. | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
LA-Z-BOY INCORPORATED
MEETING DATE: AUG 18, 2010 |
TICKER: LZB SECURITY ID: 505336107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Hehl | Management | For | For |
| 1.2 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.3 | Elect Director Janet L. Gurwitch | Management | For | For |
| 1.4 | Elect Director Edwin J. Holman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 10, 2011 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George P. Koo | Management | For | For |
| 1.3 | Elect Director Irwin A. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 28, 2011 |
TICKER: LXRX SECURITY ID: 528872104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
| 1.3 | Elect Director Judith L. Swain | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LONGTOP FINANCIAL TECHNOLOGIES LTD.
MEETING DATE: MAR 24, 2011 |
TICKER: LFT SECURITY ID: 54318P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Yinhua Chen as Director | Management | For | Withhold |
| 1b | Elect Yifeng Shen as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: JUL 08, 2010 |
TICKER: LTXC SECURITY ID: 502403108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 07, 2010 |
TICKER: LTXC SECURITY ID: 502403207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director David G. Tacelli | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
TICKER: LYB SECURITY ID: N53745100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 27, 2011 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Kemper | Management | For | For |
| 1.2 | Elect Director David D. Mandarich | Management | For | For |
| 1.3 | Elect Director David Siegel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: JUN 16, 2011 |
TICKER: MAKO SECURITY ID: 560879108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
| 1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
| 1.3 | Elect Director William D. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Verne G. Istock | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Timothy Wadhams | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: JUN 01, 2011 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
TICKER: MA SECURITY ID: 57636Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 26, 2011 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.5 | Elect Director Anna C. Catalano | Management | For | For |
| 1.6 | Elect Director Celeste A. Clark | Management | For | For |
| 1.7 | Elect Director James M. Cornelius | Management | For | For |
| 1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.9 | Elect Director Elliott Sigal | Management | For | For |
| 1.10 | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MERITAGE HOMES CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: MTH SECURITY ID: 59001A102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Sarver | Management | For | Withhold |
| 1.2 | Elect Director Peter L. Ax | Management | For | For |
| 1.3 | Elect Director Gerald W. Haddock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 19, 2010 |
TICKER: MCRS SECURITY ID: 594901100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director B. Gary Dando | Management | For | For |
| 1.3 | Elect Director A.L. Giannopoulos | Management | For | For |
| 1.4 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.5 | Elect Director John G. Puente | Management | For | For |
| 1.6 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| |
|---|
MINTH GROUP LTD.
MEETING DATE: MAY 18, 2011 |
TICKER: 00425 SECURITY ID: G6145U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Reelect Zhao Feng as Executive Director | Management | For | Against |
| 4 | Reelect Mikio Natsume as Non-Executive Director | Management | For | Against |
| 5 | Reelect Yu Zheng as Non-Executive Director | Management | For | Against |
| 6 | Elect Kawaguchi Kiyoshi as Executive Director | Management | For | Against |
| 7 | Elect He Dong Han as Non-Executive Director | Management | For | Against |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
TICKER: MSI SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| |
|---|
NANOSPHERE, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: NSPH SECURITY ID: 63009F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Moffitt, III | Management | For | For |
| 1.2 | Elect Director Mark Slezak | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Crisan | Management | For | For |
| 1.4 | Elect Director Andre de Bruin | Management | For | For |
| 1.5 | Elect Director Chad A. Mirkin, Ph.D. | Management | For | Withhold |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 14, 2011 |
TICKER: NESN SECURITY ID: 641069406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | For |
| 4.1.1 | Reelect Paul Bulcke as Director | Management | For | For |
| 4.1.2 | Reelect Andreas Koopmann as Director | Management | For | For |
| 4.1.3 | Reelect Rolf Haenggi as Director | Management | For | For |
| 4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | For |
| 4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 4.1.6 | Reelect Beat Hess as Director | Management | For | For |
| 4.2 | Elect Ann Veneman as Director | Management | For | For |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | For |
| 5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | For |
| 6 | Additional And/or Counter-proposals Presented At The Meeting | Management | None | Against |
| 7 | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | Management | None | Against |
| |
|---|
NETEASE.COM, INC.
MEETING DATE: SEP 02, 2010 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect William Ding as Director | Management | For | For |
| 1b | Reelect Alice Cheng as Director | Management | For | For |
| 1c | Reelect Denny Lee as Director | Management | For | For |
| 1d | Reelect Joseph Tong as Director | Management | For | For |
| 1e | Reelect Lun Feng as Director | Management | For | For |
| 1f | Reelect Michael Leung as Director | Management | For | For |
| 1g | Reelect Michael Tong as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 03, 2011 |
TICKER: NFLX SECURITY ID: 64110L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
TICKER: N0L SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: NPSP SECURITY ID: 62936P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Pedro Granadillo | Management | For | For |
| 1.4 | Elect Director James G. Groninger | Management | For | For |
| 1.5 | Elect Director Donald E. Kuhla | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harvey C. Jones | Management | For | For |
| 2 | Elect Director William J. Miller | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: OII SECURITY ID: 675232102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 07, 2011 |
TICKER: OPEN SECURITY ID: 68372A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ORTHOVITA, INC.
MEETING DATE: JUL 26, 2010 |
TICKER: VITA SECURITY ID: 68750U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Scott Barry | Management | For | For |
| 1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
| 1.3 | Elect Director Antony Koblish | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Paul G. Thomas | Management | For | For |
| 1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
| 1.7 | Elect Director Paul Touhey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 23, 2011 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRAXAIR, INC.
MEETING DATE: APR 26, 2011 |
TICKER: PX SECURITY ID: 74005P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Ira D. Hall | Management | For | For |
| 1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.8 | Elect Director Larry D. McVay | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
TICKER: PCLN SECURITY ID: 741503403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
QUANEX BUILDING PRODUCTS CORPORATION
MEETING DATE: FEB 24, 2011 |
TICKER: NX SECURITY ID: 747619104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan F. Davis | Management | For | For |
| 1.2 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.3 | Elect Director Curtis M. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 14 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| 16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 12, 2010 |
TICKER: RHT SECURITY ID: 756577102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 2 | Elect Director H. Hugh Shelton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 18, 2011 |
TICKER: RS SECURITY ID: 759509102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Figueroa | Management | For | For |
| 1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.3 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.4 | Elect Director Franklin R. Johnson | Management | For | For |
| 1.5 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James L. Balsillie as Director | Management | For | For |
| 1.2 | Elect Mike Lazaridis as Director | Management | For | For |
| 1.3 | Elect James Estill as Director | Management | For | For |
| 1.4 | Elect David Kerr as Director | Management | For | For |
| 1.5 | Elect Roger Martin as Director | Management | For | For |
| 1.6 | Elect John Richardson as Director | Management | For | For |
| 1.7 | Elect Barbara Stymiest as Director | Management | For | For |
| 1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
| 1.9 | Elect John Wetmore as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Kourey | Management | For | For |
| 2 | Elect Director Mark S. Lewis | Management | For | For |
| 3 | Elect Director Steven McCanne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
TICKER: ROVI SECURITY ID: 779376102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 09, 2011 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc Benioff | Management | For | For |
| 2 | Elect Director Craig Conway | Management | For | For |
| 3 | Elect Director Alan Hassenfeld | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 28, 2011 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
| 1.3 | Elect Director Edward W. Rabin | Management | For | For |
| 1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SATCON TECHNOLOGY CORPORATION
MEETING DATE: JUN 30, 2011 |
TICKER: SATC SECURITY ID: 803893106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip J. Deutch | Management | For | Withhold |
| 1.2 | Elect Director Robert G. Schoenberger | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCHIFF NUTRITION INTERNATIONAL, INC.
MEETING DATE: NOV 11, 2010 |
TICKER: WNI SECURITY ID: 806693107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Weider | Management | For | For |
| 1.2 | Elect Director George F. Lengvari | Management | For | For |
| 1.3 | Elect Director Bruce J. Wood | Management | For | For |
| 1.4 | Elect Director Ronald L. Corey | Management | For | Withhold |
| 1.5 | Elect Director Matthew T. Hobart | Management | For | For |
| 1.6 | Elect Director Michael Hyatt | Management | For | Withhold |
| 1.7 | Elect Director Eugene B. Jones | Management | For | For |
| 1.8 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.9 | Elect Director Brian P. McDermott | Management | For | Withhold |
| 1.10 | Elect Director William E. McGlashan, Jr. | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philippe Camus | Management | For | For |
| 1.2 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.3 | Elect Director Andrew Gould | Management | For | For |
| 1.4 | Elect Director Tony Isaac | Management | For | For |
| 1.5 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director Elizabeth Moler | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 1.13 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.14 | Elect Director Lubna S. Olayan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6 | Adopt and Approve Financials and Dividends | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SHENGUAN HOLDINGS (GROUP) LTD.
MEETING DATE: MAY 17, 2011 |
TICKER: 00829 SECURITY ID: G8116M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4b | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4c | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SHENGUAN HOLDINGS (GROUP) LTD.
MEETING DATE: JUN 15, 2011 |
TICKER: 00829 SECURITY ID: G8116M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Issue | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 26, 2011 |
TICKER: SHP SECURITY ID: 82481R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Matthew Emmens as Director | Management | For | For |
| 4 | Re-elect Angus Russell as Director | Management | For | For |
| 5 | Re-elect Graham Hetherington as Director | Management | For | For |
| 6 | Re-elect David Kappler as Director | Management | For | For |
| 7 | Re-elect Patrick Langlois as Director | Management | For | For |
| 8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
| 9 | Elect Dr David Ginsburg as Director | Management | For | For |
| 10 | Elect Anne Minto as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: SIGA SECURITY ID: 826917106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director William C. Bevins | Management | For | For |
| 1.5 | Elect Director Thomas E. Constance | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
| 1.7 | Elect Director Paul G. Savas | Management | For | For |
| 1.8 | Elect Director Bruce Slovin | Management | For | For |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
| 1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 24, 2011 |
TICKER: 9984 SECURITY ID: J75963108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
| 3.4 | Elect Director Inoue, Masahiro | Management | For | For |
| 3.5 | Elect Director Ronald Fisher | Management | For | For |
| 3.6 | Elect Director Yun Ma | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 10, 2010 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2011 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Gary C. Kelly | Management | For | For |
| 6 | Elect Director Nancy B. Loeffler | Management | For | For |
| 7 | Elect Director John T. Montford | Management | For | For |
| 8 | Elect Director Thomas M. Nealon | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 17, 2011 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 2 | Elect Director Robert L. Howard | Management | For | For |
| 3 | Elect Director Greg D. Kerley | Management | For | For |
| 4 | Elect Director Harold M. Korell | Management | For | For |
| 5 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 6 | Elect Director Kenneth R. Mourton | Management | For | For |
| 7 | Elect Director Steven L. Mueller | Management | For | For |
| 8 | Elect Director Charles E. Scharlau | Management | For | For |
| 9 | Elect Director Alan H. Stevens | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SUNOPTA INC.
MEETING DATE: MAY 19, 2011 |
TICKER: SOY SECURITY ID: 8676EP108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Jay Amato as Director | Management | For | For |
| 1.2 | Elect Steven Bromley as Director | Management | For | For |
| 1.3 | Elect Douglas Greene as Director | Management | For | For |
| 1.4 | Elect Victor Hepburn as Director | Management | For | For |
| 1.5 | Elect Katrina Houde as Director | Management | For | For |
| 1.6 | Elect Cyril Ing as Director | Management | For | For |
| 1.7 | Elect Jeremy Kendall as Director | Management | For | For |
| 1.8 | Elect Alan Murray as Director | Management | For | For |
| 1.9 | Elect Allan Routh as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 19, 2011 |
TICKER: SYKE SECURITY ID: 871237103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Parks Helms | Management | For | For |
| 1.2 | Elect Director Linda McClintock-Greco | Management | For | For |
| 1.3 | Elect Director James K. Murray, Jr. | Management | For | For |
| 1.4 | Elect Director James S. MacLeod | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: SEP 20, 2010 |
TICKER: SYMC SECURITY ID: 871503108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen M. Bennett | Management | For | For |
| 2 | Elect Director Michael A. Brown | Management | For | For |
| 3 | Elect Director William T. Coleman, III | Management | For | For |
| 4 | Elect Director Frank E. Dangeard | Management | For | For |
| 5 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 6 | Elect Director David L. Mahoney | Management | For | For |
| 7 | Elect Director Robert S. Miller | Management | For | For |
| 8 | Elect Director Enrique Salem | Management | For | For |
| 9 | Elect Director Daniel H. Schulman | Management | For | For |
| 10 | Elect Director John W. Thompson | Management | For | For |
| 11 | Elect Director V. Paul Unruh | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 27, 2011 |
TICKER: SNV SECURITY ID: 87161C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Catherine A. Allen | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director T. Michael Goodrich | Management | For | For |
| 8 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 9 | Elect Director Mason H. Lampton | Management | For | For |
| 10 | Elect Director H. Lynn Page | Management | For | For |
| 11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 12 | Elect Director J. Neal Purcell | Management | For | For |
| 13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 14 | Elect Director Melvin T. Stith | Management | For | For |
| 15 | Elect Director Philip W. Tomlinson | Management | For | For |
| 16 | Elect Director James D. Yancey | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
| 21 | Ratify Auditors | Management | For | For |
| 22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
| |
|---|
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 16, 2011 |
TICKER: AMTD SECURITY ID: 87236Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Joe Ricketts | Management | For | For |
| 1.2 | ElectDirector Dan W. Cook III | Management | For | For |
| 1.3 | Elect Director Joseph H. Moglia | Management | For | For |
| 1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: APR 26, 2011 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 2 | Elect Director Frank Doyle | Management | For | For |
| 3 | Elect Director John A. Heil | Management | For | For |
| 4 | Elect Director Peter K. Hoffman | Management | For | For |
| 5 | Elect Director Paul Judge | Management | For | For |
| 6 | Elect Director Nancy F. Koehn | Management | For | For |
| 7 | Elect Director Christopher A. Masto | Management | For | For |
| 8 | Elect Director P. Andrews Mclane | Management | For | For |
| 9 | Elect Director Mark Sarvary | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
TICKER: ��BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank C. Herringer | Management | For | For |
| 2 | Elect Director Stephen T. McLin | Management | For | For |
| 3 | Elect Director Charles R. Schwab | Management | For | For |
| 4 | Elect Director Roger O. Walther | Management | For | For |
| 5 | Elect Director Robert N. Wilson | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| 11 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Howard G. Buffett | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Evan G. Greenberg | Management | For | For |
| 6 | Elect Director Alexis M. Herman | Management | For | For |
| 7 | Elect Director Muhtar Kent | Management | For | For |
| 8 | Elect Director Donald R. Keough | Management | For | For |
| 9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 10 | Elect Director Donald F. McHenry | Management | For | For |
| 11 | Elect Director Sam Nunn | Management | For | For |
| 12 | Elect Director James D. Robinson III | Management | For | For |
| 13 | Elect Director Peter V. Ueberroth | Management | For | For |
| 14 | Elect Director Jacob Wallenberg | Management | For | For |
| 15 | Elect Director James B. Williams | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Amend Restricted Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 09, 2010 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aerin Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | For |
| 1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.4 | Elect Director Richard D. Parsons | Management | For | For |
| 1.5 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Review Executive Compensation | Shareholder | Against | Against |
| 18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE J. M. SMUCKER COMPANY
MEETING DATE: AUG 18, 2010 |
TICKER: SJM SECURITY ID: 832696405
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathryn W. Dindo | Management | For | For |
| 2 | Elect Director Richard K. Smucker | Management | For | For |
| 3 | Elect Director William H. Steinbrink | Management | For | For |
| 4 | Elect Director Paul Smucker Wagstaff | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Graber | Management | For | For |
| 1.2 | Elect Director Emery N. Koenig | Management | For | For |
| 1.3 | Elect Director Sergio Rial | Management | For | For |
| 1.4 | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE RYLAND GROUP, INC.
MEETING DATE: APR 27, 2011 |
TICKER: RYL SECURITY ID: 783764103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2011 |
TICKER: JOE SECURITY ID: 790148100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce R. Berkowitz | Management | For | For |
| 2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
| 3 | Elect Director Hugh M. Durden | Management | For | For |
| 4 | Elect Director Thomas A. Fanning | Management | For | For |
| 5 | Elect Director Charles M. Fernandez | Management | For | For |
| 6 | Elect Director Howard S. Frank | Management | For | For |
| 7 | Elect Director Delores M. Kesler | Management | For | For |
| 8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director Bernard Cammarata | Management | For | For |
| 4 | Elect Director David T. Ching | Management | For | For |
| 5 | Elect Director Michael F. Hines | Management | For | For |
| 6 | Elect Director Amy B. Lane | Management | For | For |
| 7 | Elect Director Carol Meyrowitz | Management | For | For |
| 8 | Elect Director John F. O'Brien | Management | For | For |
| 9 | Elect Director Willow B. Shire | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
TICKER: THRX SECURITY ID: 88338T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
| 1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.8 | Elect Director William H. Waltrip | Management | For | For |
| 1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.10 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
MEETING DATE: NOV 11, 2010 |
TICKER: 00322 SECURITY ID: G8878S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve TZCI Supply Agreement and Related Annual Caps | Management | For | For |
| 2 | Approve TFS Supply Agreement and Related Annual Caps | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
TICKER: RIGN SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRAVELZOO INC.
MEETING DATE: JUN 02, 2011 |
TICKER: TZOO SECURITY ID: 89421Q106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holger Bartel | Management | For | For |
| 1.2 | Elect Director Ralph Bartel | Management | For | For |
| 1.3 | Elect Director David J. Ehrlich | Management | For | For |
| 1.4 | Elect Director Donovan Neale-May | Management | For | For |
| 1.5 | Elect Director Kelly M. Urso | Management | For | For |
| 2 | Approve Stock Option Plan Grants | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: URS SECURITY ID: 903236107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mickey P. Foret | Management | For | For |
| 2 | Elect Director William H. Frist | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director Donald R. Knauss | Management | For | For |
| 5 | Elect Director Martin M. Koffel | Management | For | For |
| 6 | Elect Director Joseph W. Ralston | Management | For | For |
| 7 | Elect Director John D. Roach | Management | For | For |
| 8 | Elect Director Sabrina L. Simmons | Management | For | For |
| 9 | Elect Director Douglas W. Stotlar | Management | For | For |
| 10 | Elect Director William P. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VCI SECURITY ID: 918866104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | For |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku | Management | For | For |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Thomas J. Reddin | Management | For | For |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adjourn Meeting | Management | For | Against |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL
MEETING DATE: SEP 27, 2010 |
TICKER: VRX SECURITY ID: 91911X104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
TICKER: VRX SECURITY ID: 91911K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Aurelio | Management | For | For |
| 1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
VITAMIN SHOPPE, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: VSI SECURITY ID: 92849E101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Markee | Management | For | For |
| 1.2 | Elect Director B. Michael Becker | Management | For | For |
| 1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
| 1.4 | Elect Director John H. Edmondson | Management | For | For |
| 1.5 | Elect Director David H. Edwab | Management | For | For |
| 1.6 | Elect Director Douglas R. Korn | Management | For | For |
| 1.7 | Elect Director Richard L. Perkal | Management | For | For |
| 1.8 | Elect Director Beth M. Pritchard | Management | For | For |
| 1.9 | Elect Director Katherine Savitt-Lennon | Management | For | For |
| 1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Renee J. James | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART DE MEXICO S.A.B. DE C.V.
MEETING DATE: MAR 10, 2011 |
TICKER: WALMEXV SECURITY ID: P98180105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Board of Directors Report | Management | For | For |
| 2 | Accept CEO's Report | Management | For | For |
| 3 | Accept Report of Audit and Corporate Governance Committees | Management | For | For |
| 4 | Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Present Report on the Share Repurchase Reserves | Management | For | For |
| 6 | Approve to Cancel Company Treasury Shares | Management | For | For |
| 7 | Amend Clause Five of Company Bylaws | Management | For | For |
| 8 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 9 | Approve Dividend of MXN 0.38 Per Share and Extraordinary Dividend of MXN 0.17 per Share | Management | For | For |
| 10 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 11 | Accept Report Re: Employee Stock Purchase Plan | Management | For | For |
| 12 | Accept Report Re: Wal-Mart de Mexico Foundation | Management | For | For |
| 13 | Ratify Board of Directors' Actions Between Fiscal Year Jan. 1 - Dec. 31, 2010 | Management | For | For |
| 14 | Elect Board Members | Management | For | For |
| 15 | Elect Audit and Corporate Governance Committee Chairs | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
| 3.3 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.4 | Reelect David Butters as Director | Management | For | For |
| 3.5 | Reelect William Macaulay as Director | Management | For | Against |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
| 3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Reelect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WEG S.A
MEETING DATE: APR 26, 2011 |
TICKER: WEGE3 SECURITY ID: P9832B129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| 5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| 7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| |
|---|
WEG SA
MEETING DATE: FEB 22, 2011 |
TICKER: WEGE3 SECURITY ID: P9832B129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
| 2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: WTW SECURITY ID: 948626106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director John F. Bard | Management | For | For |
| 1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Miles Jr. | Management | For | For |
| 1.2 | Elect Director John K. Morgan | Management | For | For |
| 1.3 | Elect Director James L. Singleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 27, 2011 |
TICKER: ZION SECURITY ID: 989701107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jerry C. Atkin | Management | For | For |
| 2 | Elect Director Roger B. Porter | Management | For | For |
| 3 | Elect Director Stephen D. Quinn | Management | For | For |
| 4 | Elect Director L.E. Simmons | Management | For | For |
| 5 | Elect Director Shelley Thomas Williams | Management | For | For |
| 6 | Elect Director Steven C. Wheelwright | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP VALUE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACE LIMITED
MEETING DATE: MAY 18, 2011 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
| 1.2 | Elect Leo F. Mullin as Director | Management | For | For |
| 1.3 | Elect Olivier Steimer as Director | Management | For | For |
| 1.4 | Elect Michael P. Connors as Director | Management | For | For |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
| 1.6 | Elect John A. Krol as Director | Management | For | For |
| 2.1 | Approve Annual Report | Management | For | For |
| 2.2 | Accept Statutory Financial Statements | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 20, 2011 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 21, 2011 |
TICKER: AAL SECURITY ID: G03764134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 4 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 5 | Re-elect David Challen as Director | Management | For | For |
| 6 | Re-elect Sir CK Chow as Director | Management | For | For |
| 7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 8 | Re-elect Rene Medori as Director | Management | For | For |
| 9 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 10 | Re-elect Sir John Parker as Director | Management | For | For |
| 11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
| 12 | Re-elect Jack Thompson as Director | Management | For | For |
| 13 | Re-elect Peter Woicke as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Long-Term Incentive Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: APA SECURITY ID: 037411105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
TICKER: ADM SECURITY ID: 039483102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AT&T INC.
MEETING DATE: APR 29, 2011 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 05, 2010 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 03, 2011 |
TICKER: BAX SECURITY ID: 071813109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 3 | Elect Director Thomas T. Stallkamp | Management | For | For |
| 4 | Elect Director Albert P.L. Stroucken | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Re-elect Paul Anderson as Director | Management | For | Did Not Vote |
| 4 | Re-elect Antony Burgmans as Director | Management | For | Did Not Vote |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | Did Not Vote |
| 6 | Re-elect Sir William Castell as Director | Management | For | Did Not Vote |
| 7 | Re-elect Iain Conn as Director | Management | For | Did Not Vote |
| 8 | Re-elect George David as Director | Management | For | Did Not Vote |
| 9 | Re-elect Ian Davis as Director | Management | For | Did Not Vote |
| 10 | Re-elect Robert Dudley as Director | Management | For | Did Not Vote |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | Did Not Vote |
| 12 | Elect Frank Bowman as Director | Management | For | Did Not Vote |
| 13 | Elect Brendan Nelson as Director | Management | For | Did Not Vote |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | Did Not Vote |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Did Not Vote |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | Did Not Vote |
| 17 | Authorise Market Purchase | Management | For | Did Not Vote |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Did Not Vote |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Did Not Vote |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | Did Not Vote |
| 22 | Amend ShareMatch Plan | Management | For | Did Not Vote |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | Did Not Vote |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: BMY SECURITY ID: 110122108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L. Andreotti | Management | For | For |
| 2 | Elect Director L.B. Campbell | Management | For | For |
| 3 | Elect Director J.M. Cornelius | Management | For | For |
| 4 | Elect Director L.J. Freeh | Management | For | For |
| 5 | Elect Director L.H. Glimcher | Management | For | For |
| 6 | Elect Director M. Grobstein | Management | For | For |
| 7 | Elect Director L. Johansson | Management | For | For |
| 8 | Elect Director A.J. Lacy | Management | For | For |
| 9 | Elect Director V.L. Sato | Management | For | For |
| 10 | Elect Director E. Sigal | Management | For | For |
| 11 | Elect Director T.D. West, Jr. | Management | For | For |
| 12 | Elect Director R.S. Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.7 | Elect Director William E. Oberndorf | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
| 1.2 | Elect Director Don Nickles | Management | For | For |
| 1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
| 1.4 | Elect Director Louis A. Simpson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CIT SECURITY ID: 125581801
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
COCA-COLA ENTERPRISES, INC.
MEETING DATE: APR 26, 2011 |
TICKER: CCE SECURITY ID: 19122T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Bennink | Management | For | For |
| 1.2 | Elect Director John F. Brock | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director L. Phillip Humann | Management | For | For |
| 1.5 | Elect Director Orrin H. Ingram II | Management | For | For |
| 1.6 | Elect Director Donna A. James | Management | For | For |
| 1.7 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.8 | Elect Director Suzanne B. Labarge | Management | For | For |
| 1.9 | Elect Director Veronique Morali | Management | For | For |
| 1.10 | Elect Director Garry Watts | Management | For | For |
| 1.11 | Elect Director Curtis R. Welling | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: CYH SECURITY ID: 203668108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Larry Cash | Management | For | For |
| 2 | Elect Director James S. Ely III | Management | For | For |
| 3 | Elect Director John A. Fry | Management | For | For |
| 4 | Elect Director William Norris Jennings | Management | For | For |
| 5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter III | Management | For | For |
| 1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EBAY INC.
MEETING DATE: APR 28, 2011 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
TICKER: EIX SECURITY ID: 281020107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ward M. Klein | Management | For | For |
| 1.2 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: HRC SECURITY ID: 431475102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Golden | Management | For | For |
| 1.2 | Elect Director W August Hillenbrand | Management | For | For |
| 1.3 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 21, 2011 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank A. D'Amelio | Management | For | For |
| 2 | Elect Director W. Roy Dunbar | Management | For | For |
| 3 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 4 | Elect Director David A. Jones, Jr. | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: ISIL SECURITY ID: 46069S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Bell | Management | For | For |
| 2 | Elect Director Robert W. Conn | Management | For | For |
| 3 | Elect Director James V. Diller | Management | For | For |
| 4 | Elect Director Gary E. Gist | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Gregory Lang | Management | For | For |
| 7 | Elect Director Jan Peeters | Management | For | For |
| 8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 9 | Elect Director James A. Urry | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: JUN 13, 2011 |
TICKER: JAH SECURITY ID: 471109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grant | Management | For | For |
| 1.2 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.3 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| |
|---|
KRAFT FOODS INC.
MEETING DATE: MAY 24, 2011 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Peter B. Henry | Management | For | For |
| 4 | Elect Director Lois D. Juliber | Management | For | For |
| 5 | Elect Director Mark D. Ketchum | Management | For | For |
| 6 | Elect Director Richard A. Lerner | Management | For | For |
| 7 | Elect Director Mackey J. McDonald | Management | For | For |
| 8 | Elect Director John C. Pope | Management | For | For |
| 9 | Elect Director Fredric G. Reynolds | Management | For | For |
| 10 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 11 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MATTEL, INC.
MEETING DATE: MAY 13, 2011 |
TICKER: MAT SECURITY ID: 577081102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael J. Dolan | Management | For | For |
| 2 | Elect Director Robert A. Eckert | Management | For | For |
| 3 | Elect Director Frances D. Fergusson | Management | For | For |
| 4 | Elect Director Tully M. Friedman | Management | For | For |
| 5 | Elect Director Dominic Ng | Management | For | For |
| 6 | Elect Director Vasant M. Prabhu | Management | For | For |
| 7 | Elect Director Andrea L. Rich | Management | For | For |
| 8 | Elect Director Dean A. Scarborough | Management | For | For |
| 9 | Elect Director Christopher A. Sinclair | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Kathy Brittain White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: MD SECURITY ID: 58502B106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Dany Garcia | Management | For | For |
| 1.7 | Elect Director P.J. Goldschmidt | Management | For | For |
| 1.8 | Elect Director Manuel Kadre | Management | For | For |
| 1.9 | Elect Director Roger J. Medel | Management | For | For |
| 1.10 | Elect Director Donna E. Shalala | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MEGGITT PLC
MEETING DATE: APR 20, 2011 |
TICKER: MGGT SECURITY ID: G59640105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stephen Young as Director | Management | For | Against |
| 5 | Re-elect Philip Green as Director | Management | For | Against |
| 6 | Re-elect David Robins as Director | Management | For | Against |
| 7 | Elect Paul Heiden as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Approve Increase in Directors' Fees | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend Equity Participation Plan 2005 | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 26, 2011 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
| 1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: NEE SECURITY ID: 65339F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Barrat | Management | For | For |
| 1.2 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.3 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.4 | Elect Director James L. Camaren | Management | For | For |
| 1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.6 | Elect Director J. Brian Ferguson | Management | For | For |
| 1.7 | Elect Director Lewis Hay, III | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 1.10 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.11 | Elect Director William H. Swanson | Management | For | For |
| 1.12 | Elect Director Michael H. Thaman | Management | For | For |
| 1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NIHD SECURITY ID: 62913F201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Herington | Management | For | For |
| 1.2 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.3 | Elect Director John W. Risner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: MAY 10, 2011 |
TICKER: NU SECURITY ID: 664397106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director John G. Graham | Management | For | For |
| 1.6 | Elect Director Elizabeth T. Kennan | Management | For | For |
| 1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.8 | Elect Director Robert E. Patricelli | Management | For | For |
| 1.9 | Elect Director Charles W. Shivery | Management | For | For |
| 1.10 | Elect Director John F. Swope | Management | For | For |
| 1.11 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 19, 2011 |
TICKER: OGE SECURITY ID: 670837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk Humphreys | Management | For | For |
| 1.2 | Elect Director Linda Petree Lambert | Management | For | For |
| 1.3 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 09, 2011 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 1.3 | Elect Director Saul V. Reibstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PFIZER INC.
MEETING DATE: APR 28, 2011 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
TICKER: PPG SECURITY ID: 693506107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 1.4 | Elect Director Robert Mehrabian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: PPL SECURITY ID: 69351T106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | Withhold |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Louise K. Goeser | Management | For | For |
| 1.5 | Elect Director Stuart E. Graham | Management | For | For |
| 1.6 | Elect Director Stuart Heydt | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.9 | Elect Director Natica von Althann | Management | For | For |
| 1.10 | Elect Director Keith W. Williamson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 12, 2011 |
TICKER: PRY SECURITY ID: T7630L105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Two Directors | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
| 2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
| 3 | Amend Nomination Procedures for the Board | Management | For | For |
| 4 | Amend Articles (Compensation Related) | Management | For | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
TICKER: PEG SECURITY ID: 744573106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 05, 2011 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
| 1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
| 1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
| 1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 17, 2011 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William F. Buehler | Management | For | For |
| 2 | Elect Director Daniel C. Stanzione | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Ola. Akande | Management | For | For |
| 1.2 | Elect Director Jonathan E. Baum | Management | For | For |
| 1.3 | Elect Director Kevin J. Hunt | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 1.5 | Elect Director David R. Wenzel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: MAY 27, 2011 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
TICKER: RDC SECURITY ID: 779382100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
TICKER: RDSB SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Linda Stuntz as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Charles Holliday as Director | Management | For | For |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 10 | Elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Jorma Ollila as Director | Management | For | For |
| 13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 14 | Re-elect Peter Voser as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2011 |
TICKER: SFG SECURITY ID: 852891100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick W. Buckman | Management | For | For |
| 2 | Elect Director J. Greg Ness | Management | For | For |
| 3 | Elect Director Mary F. Sammons | Management | For | For |
| 4 | Elect Director Ronald E. Timpe | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Renew Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roxanne S. Austin | Management | For | For |
| 2 | Elect Director Calvin Darden | Management | For | For |
| 3 | Elect Director Mary N. Dillon | Management | For | For |
| 4 | Elect Director James A. Johnson | Management | For | For |
| 5 | Elect Director Mary E. Minnick | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Derica W. Rice | Management | For | For |
| 8 | Elect Director Stephen W. Sanger | Management | For | For |
| 9 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 10 | Elect Director John G. Stumpf | Management | For | For |
| 11 | Elect Director Solomon D. Trujillo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| 17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director W. James Farrell | Management | For | For |
| 4 | Elect Director Jack M. Greenberg | Management | For | For |
| 5 | Elect Director Ronald T. Lemay | Management | For | For |
| 6 | Elect Director Andrea Redmond | Management | For | For |
| 7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 8 | Elect Director Joshua I. Smith | Management | For | For |
| 9 | Elect Director Judith A. Sprieser | Management | For | For |
| 10 | Elect Director Mary Alice Taylor | Management | For | For |
| 11 | Elect Director Thomas J. Wilson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE GAP, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: GPS SECURITY ID: 364760108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian D.P. Bellamy | Management | For | For |
| 1.2 | Elect Director Domenico De Sole | Management | For | For |
| 1.3 | Elect Director Robert J. Fisher | Management | For | For |
| 1.4 | Elect Director William S. Fisher | Management | For | For |
| 1.5 | Elect Director Bob L. Martin | Management | For | For |
| 1.6 | Elect Director Jorge P. Montoya | Management | For | For |
| 1.7 | Elect Director Glenn K. Murphy | Management | For | For |
| 1.8 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 1.9 | Elect Director Katherine Tsang | Management | For | For |
| 1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 23, 2011 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. Lamacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney Mcmullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 10, 2011 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Ballbach | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: WMB SECURITY ID: 969457100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 4 | Elect Director Frank T. MacInnis | Management | For | For |
| 5 | Elect Director Janice D. Stoney | Management | For | For |
| 6 | Elect Director Laura A. Sugg | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TORCHMARK CORPORATION
MEETING DATE: APR 28, 2011 |
TICKER: TMK SECURITY ID: 891027104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark S. McAndrew | Management | For | For |
| 2 | Elect Director Sam R. Perry | Management | For | For |
| 3 | Elect Director Lamar C. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
TICKER: RIGN SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 19, 2011 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
VF CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: VFC SECURITY ID: 918204108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.2 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.3 | Elect Director Eric C Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 03, 2011 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
TICKER: WLT SECURITY ID: 93317Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID CAP GROWTH FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: FEB 28, 2011 |
TICKER: ANF SECURITY ID: 002896207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to Ohio] | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Other Business | Management | For | Against |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 16, 2011 |
TICKER: ANF SECURITY ID: 002896207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lauren J. Brisky | Management | For | For |
| 2 | Elect Director Archie M. Griffin | Management | For | For |
| 3 | Elect Director Elizabeth M. Lee | Management | For | For |
| 4 | Elect Director Michael E. Greenlees | Management | For | For |
| 5 | Elect Director Kevin S. Huvane | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: MAY 31, 2011 |
TICKER: AMG SECURITY ID: 008252108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel T. Byrne | Management | For | For |
| 1.2 | Elect Director Dwight D. Churchill | Management | For | For |
| 1.3 | Elect Director Sean M. Healey | Management | For | For |
| 1.4 | Elect Director Harold J. Meyerman | Management | For | For |
| 1.5 | Elect Director William J. Nutt | Management | For | For |
| 1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.7 | Elect Director Patrick T. Ryan | Management | For | For |
| 1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 27, 2011 |
TICKER: AMP SECURITY ID: 03076C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Siri S. Marshall | Management | For | For |
| 2 | Elect Director W. Walker Lewis | Management | For | For |
| 3 | Elect Director William H. Turner | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: AMRS SECURITY ID: 03236M101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samir Kaul | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando Reinach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: ANSS SECURITY ID: 03662Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Cashman III | Management | For | For |
| 1.2 | Elect Director William R. McDermott | Management | For | For |
| 1.3 | Elect Director Ajei S. Gopal | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ARTHROCARE CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: ARTC SECURITY ID: 043136100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christian P. Ahrens | Management | For | For |
| 1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
| 1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
| 1.4 | Elect Director David Fitzgerald | Management | For | For |
| 1.5 | Elect Director James G. Foster | Management | For | For |
| 1.6 | Elect Director Terrence E. Geremski | Management | For | For |
| 1.7 | Elect Director Tord B. Lendau | Management | For | For |
| 1.8 | Elect Director Peter L. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
| 9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
| 10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
| 11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
| 12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
| 13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
| 13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
| 14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
| 15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Other Business | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 16, 2011 |
TICKER: ADSK SECURITY ID: 052769106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Sean M. Maloney | Management | For | For |
| 6 | Elect Director Mary T. McDowell | Management | For | For |
| 7 | Elect Director Lorrie M. Norrington | Management | For | For |
| 8 | Elect Director Charles J. Robel | Management | For | For |
| 9 | Elect Director Steven M. West | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2011 |
TICKER: AU. SECURITY ID: G0669T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Webb as Director | Management | For | For |
| 4 | Elect Jonathan Bloomer as Director | Management | For | For |
| 5 | Re-elect Richard Gaunt as Director | Management | For | For |
| 6 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 7 | Elect Frank Kelly as Director | Management | For | For |
| 8 | Re-elect Michael Lynch as Director | Management | For | For |
| 9 | Re-elect John McMonigall as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 05, 2010 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
| 1.7 | Elect Director Jane P. Helm | Management | For | For |
| 1.8 | Elect Director John P. Howe III | Management | For | For |
| 1.9 | Elect Director Kelly S. King | Management | For | For |
| 1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
| 1.11 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.12 | Elect Director Nido R. Qubein | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.15 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 27, 2011 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director David T. Brown | Management | For | For |
| 3 | Elect Director Jan Carlson | Management | For | For |
| 4 | Elect Director Dennis C. Cuneo | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CARMAX, INC.
MEETING DATE: JUN 27, 2011 |
TICKER: KMX SECURITY ID: 143130102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.2 | Elect Director Rakesh Gangwal | Management | For | For |
| 1.3 | Elect Director Shira Goodman | Management | For | For |
| 1.4 | Elect Director W. Robert Grafton | Management | For | For |
| 1.5 | Elect Director Edgar H. Grubb | Management | For | For |
| 1.6 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: CHSI SECURITY ID: 14888B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David T. Blair | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Kenneth A. Samet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAVIUM NETWORKS, INC.
MEETING DATE: JUN 03, 2011 |
TICKER: CAVM SECURITY ID: 14965A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
| 1.2 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CEVA, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: CEVA SECURITY ID: 157210105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.2 | Elect Director Zvi Limon | Management | For | For |
| 1.3 | Elect Director Bruce A. Mann | Management | For | For |
| 1.4 | Elect Director Peter McManamon | Management | For | For |
| 1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.6 | Elect Director Louis Silver | Management | For | For |
| 1.7 | Elect Director Dan Tocatly | Management | For | For |
| 1.8 | Elect Director Gideon Wertheizer | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CF SECURITY ID: 125269100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CHARTER INTERNATIONAL PLC
MEETING DATE: APR 20, 2011 |
TICKER: CHTR SECURITY ID: G2110V107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Lars Emilson as Director | Management | For | For |
| 4 | Re-elect John Biles as Director | Management | For | For |
| 5 | Re-elect Robert Careless as Director | Management | For | For |
| 6 | Re-elect James Deeley as Director | Management | For | For |
| 7 | Re-elect Grey Denham as Director | Management | For | For |
| 8 | Re-elect Michael Foster as Director | Management | For | For |
| 9 | Re-elect John Neill as Director | Management | For | For |
| 10 | Re-elect Andrew Osborne as Director | Management | For | For |
| 11 | Re-elect Manfred Wennemer as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
TICKER: CPW SECURITY ID: M22465104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter III | Management | For | For |
| 1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
COVANTA HOLDING CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: CVA SECURITY ID: 22282E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Barse | Management | For | For |
| 1.2 | Elect Director Ronald J. Broglio | Management | For | For |
| 1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.4 | Elect Director Linda J. Fisher | Management | For | For |
| 1.5 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.6 | Elect Director Anthony J. Orlando | Management | For | For |
| 1.7 | Elect Director William C. Pate | Management | For | For |
| 1.8 | Elect Director Robert S. Silberman | Management | For | For |
| 1.9 | Elect Director Jean Smith | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 23, 2010 |
TICKER: CYBX SECURITY ID: 23251P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.7 | Elect Director Jon T. Tremmel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DAYLIGHT ENERGY LTD.
MEETING DATE: MAY 18, 2011 |
TICKER: DAY SECURITY ID: 239590201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2 | Elect Fred Woods, Dennis Chorney, A. Gordon Stollery, David Tuer, Anthony Lambert, Rick Orman, Jeff Tonken, and Graham Wilson as Directors | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DIGITAL ALLY, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: DGLY SECURITY ID: 25382P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanton E. Ross | Management | For | For |
| 1.2 | Elect Director Leroy C. Richie | Management | For | For |
| 1.3 | Elect Director Daniel F. Hutchins | Management | For | For |
| 1.4 | Elect Director Bernard A. Bianchino | Management | For | For |
| 1.5 | Elect Director Elliot M. Kaplan | Management | For | For |
| 1.6 | Elect Director Kenneth L. McCoy | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: DISCA SECURITY ID: 25470F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director John C. Malone | Management | For | For |
| 1.3 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: DG SECURITY ID: 256677105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
| 1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
| 1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
| 1.4 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.5 | Elect Director Adrian Jones | Management | For | Withhold |
| 1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
| 1.7 | Elect Director David B. Rickard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
TICKER: DRC SECURITY ID: 261608103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cardis | Management | For | For |
| 2 | Elect Director David E.I. Pyott | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director Mark A. Mccollum | Management | For | For |
| 1.7 | Elect Director William C. Pate | Management | For | For |
| 1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.9 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: FLS SECURITY ID: 34354P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Friedery | Management | For | For |
| 1.2 | Elect Director Joe E. Harlan | Management | For | For |
| 1.3 | Elect Director Michael F. Johnston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
HECKMANN CORPORATION
MEETING DATE: MAY 16, 2011 |
TICKER: HEK SECURITY ID: 422680108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Barkett | Management | For | For |
| 1.2 | Elect Director Lou Holtz | Management | For | For |
| 1.3 | Elect Director Robert B. Simonds, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 02, 2011 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Zeglis | Management | For | For |
| 1.2 | Elect Director William L. Armstrong | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
TICKER: 2498 SECURITY ID: Y3732M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
| 6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Colin Goddard | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director George J. Morrow | Management | For | For |
| 1.9 | Elect Director Gregory Norden | Management | For | For |
| 1.10 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.11 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: AUG 11, 2010 |
TICKER: 532832 SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2010 |
TICKER: 532832 SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint L.S. Sitara as Director | Management | For | For |
| 3 | Reappoint A. Katoch as Director | Management | For | For |
| 4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: DEC 28, 2010 |
TICKER: 532832 SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
| 2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
| 3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: JUN 30, 2011 |
TICKER: 532832 SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 2 | Elect Director A. Brooke Seawell | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: IPI SECURITY ID: 46121Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INVERNESS MEDICAL INNOVATIONS, INC.
MEETING DATE: JUL 14, 2010 |
TICKER: ALR SECURITY ID: 46126P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Khederian | Management | For | For |
| 1.2 | Elect Director David Scott | Management | For | For |
| 1.3 | Elect Director Peter Townsend | Management | For | For |
| 1.4 | Elect Director Eli Y. Adashi | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JARDEN CORPORATION
MEETING DATE: JUN 13, 2011 |
TICKER: JAH SECURITY ID: 471109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grant | Management | For | For |
| 1.2 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.3 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.3 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.4 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
KIRBY CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: KEX SECURITY ID: 497266106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David L. Lemmon | Management | For | For |
| 2 | Elect Director George A. Peterkin, Jr. | Management | For | For |
| 3 | Elect Director Richard R. Stewart | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 10, 2011 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George P. Koo | Management | For | For |
| 1.3 | Elect Director Irwin A. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 12, 2011 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Janet K. Cooper | Management | For | For |
| 2 | Elect Director John W. Norris, Iii | Management | For | For |
| 3 | Elect Director Paul W. Schmidt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: MXWL SECURITY ID: 577767106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Guyett | Management | For | For |
| 1.2 | Elect Director David J. Schramm | Management | For | For |
| 1.3 | Elect Director Yon Yoon Jorden | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 26, 2011 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.5 | Elect Director Anna C. Catalano | Management | For | For |
| 1.6 | Elect Director Celeste A. Clark | Management | For | For |
| 1.7 | Elect Director James M. Cornelius | Management | For | For |
| 1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.9 | Elect Director Elliott Sigal | Management | For | For |
| 1.10 | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NETEZZA CORPORATION
MEETING DATE: NOV 10, 2010 |
TICKER: NZ SECURITY ID: 64111N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NETLOGIC MICROSYSTEMS, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: NETL SECURITY ID: 64118B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald Jankov | Management | For | For |
| 1.2 | Elect Director Norman Godinho | Management | For | For |
| 1.3 | Elect Director Marvin Burkett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NIHD SECURITY ID: 62913F201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Herington | Management | For | For |
| 1.2 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.3 | Elect Director John W. Risner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: NUS SECURITY ID: 67018T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director M. Truman Hunt | Management | For | For |
| 1.3 | Elect Director Patricia A. Negron | Management | For | For |
| 1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
| 1.5 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.6 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.7 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.8 | Elect Director David D. Ussery | Management | For | For |
| 1.9 | Elect Director E.J. Garn | Management | For | For |
| 1.10 | Elect Director Steven J. Lund | Management | For | For |
| 1.11 | Elect Director Blake M. Roney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hunt | Management | For | For |
| 1.2 | Elect Director Richard W. Treharne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
NVR, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: NVR SECURITY ID: 62944T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C. E. Andrews | Management | For | For |
| 2 | Elect Director Robert C. Butler | Management | For | For |
| 3 | Elect Director Timothy M. Donahue | Management | For | For |
| 4 | Elect Director Alfred E. Festa | Management | For | For |
| 5 | Elect Director Manuel H. Johnson | Management | For | For |
| 6 | Elect Director William A. Moran | Management | For | For |
| 7 | Elect Director David A. Preiser | Management | For | For |
| 8 | Elect Director W. Grady Rosier | Management | For | For |
| 9 | Elect Director Dwight C. Schar | Management | For | For |
| 10 | Elect Director John M. Toups | Management | For | For |
| 11 | Elect Director Paul W. Whetsell | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OWENS CORNING
MEETING DATE: APR 14, 2011 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: PNRA SECURITY ID: 69840W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Shaich | Management | For | For |
| 1.2 | Elect Director Fred K. Foulkes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 13, 2010 |
TICKER: PAYX SECURITY ID: 704326107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director B. Thomas Golisano | Management | For | For |
| 2 | Elect Director David J. S. Flaschen | Management | For | For |
| 3 | Elect Director Grant M. Inman | Management | For | For |
| 4 | Elect Director Pamela A. Joseph | Management | For | For |
| 5 | Elect Director Joseph M. Tucci | Management | For | For |
| 6 | Elect Director Joseph M. Velli | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
PENN WEST ENERGY TRUST
MEETING DATE: DEC 14, 2010 |
TICKER: PWT SECURITY ID: 707885109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
| 2 | Approve New Penn West Stock Option Plan | Management | For | For |
| |
|---|
PENN WEST PETROLEUM LTD.
MEETING DATE: JUN 08, 2011 |
TICKER: PWT SECURITY ID: 707887105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify KPMG LLP as Auditors | Management | For | For |
| 2.1 | Elect Director James E. Allard | Management | For | For |
| 2.2 | Elect Director William E. Andrew | Management | For | For |
| 2.3 | Elect Director George H. Brookman | Management | For | For |
| 2.4 | Elect Director John A. Brussa | Management | For | For |
| 2.5 | Elect Director Daryl Gilbert | Management | For | For |
| 2.6 | Elect Director Shirley A. McClellan | Management | For | For |
| 2.7 | Elect Director Murray R. Nunns | Management | For | For |
| 2.8 | Elect Director Frank Potter | Management | For | For |
| 2.9 | Elect Director Jack Schanck | Management | For | For |
| 2.10 | Elect Director James C. Smith | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Floyd C. Wilson | Management | For | Withhold |
| 1.2 | Elect Director Gary A. Merriman | Management | For | Withhold |
| 1.3 | Elect Director Robert C. Stone, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PORSCHE AUTOMOBIL HOLDING SE
MEETING DATE: NOV 30, 2010 |
TICKER: PAH3 SECURITY ID: D6240C122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
| 3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
| 5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
| 6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
| 7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
| 9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
| 10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
| 11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
| 12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
| 13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PT BUMI RESOURCES TBK
MEETING DATE: JUN 27, 2011 |
TICKER: BUMI SECURITY ID: Y7122M110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report on the Duties and Responsibilities of Directors | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 1 | Approve Pledging of Assets for Debt | Management | For | Abstain |
| 2 | Amend Articles of Association | Management | For | Abstain |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: QEP SECURITY ID: 74733V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
| 1.2 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Kourey | Management | For | For |
| 2 | Elect Director Mark S. Lewis | Management | For | For |
| 3 | Elect Director Steven McCanne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ROPER INDUSTRIES, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: ROP SECURITY ID: 776696106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Wallman | Management | For | For |
| 1.2 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
TICKER: ROVI SECURITY ID: 779376102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: SBAC SECURITY ID: 78388J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard R. Devenuti | Management | For | For |
| 2 | Elect Director Thomas H. Garrett, III | Management | For | For |
| 3 | Elect Director Wendy L. Yarno | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard Schultz | Management | For | For |
| 2 | Elect Director William W. Bradley | Management | For | For |
| 3 | Elect Director Mellody Hobson | Management | For | For |
| 4 | Elect Director Kevin R. Johnson | Management | For | For |
| 5 | Elect Director Olden Lee | Management | For | For |
| 6 | Elect Director Sheryl Sandberg | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director Javier G. Teruel | Management | For | For |
| 9 | Elect Director Myron E. Ullman, III | Management | For | For |
| 10 | Elect Director Craig E. Weatherup | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: SRCL SECURITY ID: 858912108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark C. Miller | Management | For | For |
| 2 | Elect Director Jack W. Schuler | Management | For | For |
| 3 | Elect Director Thomas D. Brown | Management | For | For |
| 4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 5 | Elect Director William K. Hall | Management | For | For |
| 6 | Elect Director Jonathan T. Lord | Management | For | For |
| 7 | Elect Director John Patience | Management | For | For |
| 8 | Elect Director James W.P. Reid-Anderson | Management | For | For |
| 9 | Elect Director Ronald G. Spaeth | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
STIFEL FINANCIAL CORP.
MEETING DATE: JUN 27, 2011 |
TICKER: SF SECURITY ID: 860630102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Beda | Management | For | For |
| 1.2 | Elect Director Frederick O. Hanser | Management | For | For |
| 1.3 | Elect Director Ronald J. Kruszewski | Management | For | For |
| 1.4 | Elect Director Thomas P. Mulroy | Management | For | For |
| 1.5 | Elect Director Thomas W. Weisel | Management | For | For |
| 1.6 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.7 | Elect Director Alton F. Irby III | Management | For | For |
| 1.8 | Elect Director Michael W. Brown | Management | For | For |
| 1.9 | Elect Director Robert E. Grady | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 11, 2011 |
TICKER: SXC SECURITY ID: 78505P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Thierer | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Terrence Burke | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Philip R. Reddon | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony R. Masso | Management | For | For |
| 2 | Amend Quorum Requirements | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: TSLA SECURITY ID: 88160R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 09, 2010 |
TICKER: EL SECURITY ID: 518439104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aerin Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | For |
| 1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.4 | Elect Director Richard D. Parsons | Management | For | For |
| 1.5 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: THG SECURITY ID: 410867105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director john J. Brennan | Management | For | For |
| 2 | Elect Director David J. Gallitano | Management | For | For |
| 3 | Elect Director Wendell J. Knox | Management | For | For |
| 4 | Elect Director Robert J. Murray | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Graber | Management | For | For |
| 1.2 | Elect Director Emery N. Koenig | Management | For | For |
| 1.3 | Elect Director Sergio Rial | Management | For | For |
| 1.4 | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE WARNACO GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: WRC SECURITY ID: 934390402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Bell | Management | For | For |
| 2 | Elect Director Robert A. Bowman | Management | For | For |
| 3 | Elect Director Richard Karl Goeltz | Management | For | For |
| 4 | Elect Director Joseph R. Gromek | Management | For | For |
| 5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 6 | Elect Director Charles R. Perrin | Management | For | For |
| 7 | Elect Director Nancy A. Reardon | Management | For | For |
| 8 | Elect Director Donald L. Seeley | Management | For | For |
| 9 | Elect Director Cheryl Nido Turpin | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: APR 28, 2011 |
TICKER: TSCO SECURITY ID: 892356106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Wright | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director William Bass | Management | For | For |
| 1.4 | Elect Director Peter D. Bewley | Management | For | For |
| 1.5 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.6 | Elect Director Richard W. Frost | Management | For | For |
| 1.7 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.8 | Elect Director George MacKenzie | Management | For | For |
| 1.9 | Elect Director Edna K. Morris | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
URALKALIY
MEETING DATE: FEB 04, 2011 |
TICKER: URKA SECURITY ID: 91688E206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Large-Scale Transaction Re: Issuance of Bonds | Management | For | For |
| 2 | Approve Large-Scale Transaction Re: Monetary and Interest Rate Swaps and Collateral Agreements | Management | For | For |
| 3 | Approve Large-Scale Transaction Re: Acquisition of Shares in OAO Silvinit | Management | For | For |
| 4 | Approve Acquisition of OAO Silvinit | Management | For | For |
| 5 | Approve Large-Scale Transaction Re: Acquisition of OAO Silvinit | Management | For | For |
| 6 | Determine Quantity, Nominal Value, Category, and Rights of Shares | Management | For | For |
| 7 | Approve Increase in Share Capital | Management | For | For |
| 8 | Amend Charter; Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 10 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Joel S. Lawson III | Management | For | For |
| 1.3 | Elect Director Glen T. Senk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
TICKER: VRX SECURITY ID: 91911K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VALLAR PLC
MEETING DATE: APR 07, 2011 |
TICKER: VAA SECURITY ID: G9314B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Establish Bumi plc as the New Holding company of the Vallar Group | Management | For | For |
| 2 | Approve the Delisting of the Ordinary Shares in the Capital of the Company from the Official List | Management | For | For |
| 3 | Approve the Reduction of the Capital of Bumi plc by the Reduction of the Nominal Value of Each Ordinary Share in the Capital of Bumi plc | Management | For | For |
| 4 | Approve the Bumi Incentive Plan | Management | For | For |
| |
|---|
VALLAR PLC
MEETING DATE: APR 07, 2011 |
TICKER: VAA SECURITY ID: G9314B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Scheme of Arrangement between Vallar and the Holders of Vallar Shares | Management | For | For |
| |
|---|
VALLAR PLC
MEETING DATE: JUN 29, 2011 |
TICKER: VAA SECURITY ID: G9314B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Indra Bakrie as a Director | Management | For | For |
| 3 | Reelect Nathaniel Rothschild as a Director | Management | For | For |
| 4 | Reelect Ari Hudaya as a Director | Management | For | For |
| 5 | Reelect Andrew Beckham as a Director | Management | For | For |
| 6 | Reelect James Campbell as a Director | Management | For | For |
| 7 | Reelect Rosan Roeslani as a Director | Management | For | For |
| 8 | Reelect Julian Horn-Smith as a Director | Management | For | For |
| 9 | Reelect Lord Renwick as a Director | Management | For | For |
| 10 | Reelect Graham Hearne as a Director | Management | For | For |
| 11 | Reelect Steven Shapiro as a Director | Management | For | For |
| 12 | Reelect Amir Sambodo as a Director | Management | For | For |
| 13 | Reelect Philip Yeo as a Director | Management | For | For |
| 14 | Reelect Sony Harsono as a Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 12, 2011 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew W. Emmens | Management | For | For |
| 1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Wayne J. Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WABCO HOLDINGS INC.
MEETING DATE: MAY 26, 2011 |
TICKER: WBC SECURITY ID: 92927K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.2 | Elect Director Juergen W. Gromer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
| 3.3 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.4 | Reelect David Butters as Director | Management | For | For |
| 3.5 | Reelect William Macaulay as Director | Management | For | Against |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
| 3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Reelect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Jeff M. Fettig | Management | For | For |
| 3 | Elect Director Michael F. Johnston | Management | For | For |
| 4 | Elect Director William T. Kerr | Management | For | For |
| 5 | Elect Director John D. Liu | Management | For | For |
| 6 | Elect Director Miles L. Marsh | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Michael D. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 17, 2011 |
TICKER: WYNN SECURITY ID: 983134107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Miller | Management | For | Withhold |
| 1.3 | Elect Director Kazuo Okada | Management | For | Withhold |
| 1.4 | Elect Director Allan Zeman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 11, 2010 |
TICKER: XLNX SECURITY ID: 983919101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID CAP VALUE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 02, 2011 |
TICKER: AFL SECURITY ID: 001055102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director John Shelby Amos II | Management | For | For |
| 3 | Elect Director Paul S. Amos II | Management | For | For |
| 4 | Elect Director Michael H. Armacost | Management | For | For |
| 5 | Elect Director Kriss Cloninger III | Management | For | For |
| 6 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 7 | Elect Director Douglas W. Johnson | Management | For | For |
| 8 | Elect Director Robert B. Johnson | Management | For | For |
| 9 | Elect Director Charles B. Knapp | Management | For | For |
| 10 | Elect Director E. Stephen Purdom | Management | For | For |
| 11 | Elect Director Barbara K. Rimer | Management | For | For |
| 12 | Elect Director Marvin R. Schuster | Management | For | For |
| 13 | Elect Director David Gary Thompson | Management | For | For |
| 14 | Elect Director Robert L. Wright | Management | For | For |
| 15 | Elect Director Takuro Yoshida | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Harvey | Management | For | For |
| 1.2 | Elect Director Singleton B. McAllister | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 03, 2010 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect Director April H. Foley | Management | For | For |
| 1.6 | Elect Director Tig H. Krekel | Management | For | For |
| 1.7 | Elect Director Douglas L. Maine | Management | For | For |
| 1.8 | Elect Director Roman Martinez IV | Management | For | For |
| 1.9 | Elect Director Mark H. Ronald | Management | For | For |
| 1.10 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director P. Michael Giftos | Management | For | For |
| 1.7 | Elect Director Joel Richards, III | Management | For | For |
| 1.8 | Elect Director James F. Roberts | Management | For | For |
| 1.9 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase Authorized Common Stock | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | Withhold |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director Matthew J. Espe | Management | For | For |
| 1.5 | Elect Director James J. Gaffney | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Michael F. Johnston | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ATWOOD OCEANICS, INC.
MEETING DATE: FEB 10, 2011 |
TICKER: ATW SECURITY ID: 050095108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah A. Beck | Management | For | For |
| 1.2 | Elect Director Robert W. Burgess | Management | For | For |
| 1.3 | Elect Directo George S. Dotson | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 1.5 | Elect Directo Hans Helmerich | Management | For | For |
| 1.6 | Elect Director James R. Montague | Management | For | For |
| 1.7 | Elect Director Robert J. Saltiel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AUTOLIV INC.
MEETING DATE: MAY 10, 2011 |
TICKER: ALV SECURITY ID: 052800109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Lars Nyberg | Management | For | For |
| 1.3 | Elect Director James M. Ringler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 05, 2011 |
TICKER: AXS SECURITY ID: G0692U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert L. Friedman as Director | Management | For | For |
| 1.2 | Elect Donald J. Greene as Director | Management | For | For |
| 1.3 | Elect Cheryl-Ann Lister as Director | Management | For | For |
| 1.4 | Elect Thomas C. Ramey as Director | Management | For | For |
| 1.5 | Elect Wilhelm Zeller as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director George M. Smart | Management | For | For |
| 1.3 | Elect Director Theodore M. Solso | Management | For | For |
| 1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Kevin Buchi | Management | For | For |
| 2 | Elect Director William P. Egan | Management | For | For |
| 3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 4 | Elect Director Charles J. Homcy | Management | For | For |
| 5 | Elect Director Vaughn M. Kailian | Management | For | For |
| 6 | Elect Director Kevin E. Moley | Management | For | For |
| 7 | Elect Director Charles A. Sanders | Management | For | For |
| 8 | Elect Director Gail R. Wilensky | Management | For | For |
| 9 | Elect Director Dennis L. Winger | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CIT SECURITY ID: 125581801
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CLIFFS NATURAL RESOURCES INC.
MEETING DATE: MAY 17, 2011 |
TICKER: CLF SECURITY ID: 18683K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.2 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.3 | Elect Director Barry J. Eldridge | Management | For | For |
| 1.4 | Elect Director Andres R. Gluski | Management | For | For |
| 1.5 | Elect Director Susan M. Green | Management | For | For |
| 1.6 | Elect Director Janice K. Henry | Management | For | For |
| 1.7 | Elect Director James F. Kirsch | Management | For | For |
| 1.8 | Elect Director Francis R. McAllister | Management | For | For |
| 1.9 | Elect Director Roger Phillips | Management | For | For |
| 1.10 | Elect Director Richard K. Riederer | Management | For | For |
| 1.11 | Elect Director Richard A. Ross | Management | For | For |
| 1.12 | Elect Director Alan Schwartz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 20, 2011 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| |
|---|
CNO FINANCIAL GROUP INC.
MEETING DATE: MAY 12, 2011 |
TICKER: CNO SECURITY ID: 12621E103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert C. Greving | Management | For | For |
| 2 | Elect Director R. Keith Long | Management | For | For |
| 3 | Elect Director Charles W. Murphy | Management | For | For |
| 4 | Elect Director C. James Prieur | Management | For | For |
| 5 | Elect Director Neal C. Schneider | Management | For | For |
| 6 | Elect Director Frederick J. Sievert | Management | For | For |
| 7 | Elect Director Michael T. Tokarz | Management | For | For |
| 8 | Elect Director John G. Turner | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COCA-COLA ENTERPRISES INC.
MEETING DATE: OCT 01, 2010 |
TICKER: CCE SECURITY ID: 191219104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
COCA-COLA ENTERPRISES, INC.
MEETING DATE: APR 26, 2011 |
TICKER: CCE SECURITY ID: 19122T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Bennink | Management | For | For |
| 1.2 | Elect Director John F. Brock | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director L. Phillip Humann | Management | For | For |
| 1.5 | Elect Director Orrin H. Ingram II | Management | For | For |
| 1.6 | Elect Director Donna A. James | Management | For | For |
| 1.7 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.8 | Elect Director Suzanne B. Labarge | Management | For | For |
| 1.9 | Elect Director Veronique Morali | Management | For | For |
| 1.10 | Elect Director Garry Watts | Management | For | For |
| 1.11 | Elect Director Curtis R. Welling | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
COLONIAL PROPERTIES TRUST
MEETING DATE: APR 27, 2011 |
TICKER: CLP SECURITY ID: 195872106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl F. Bailey | Management | For | For |
| 1.2 | Elect Director Edwin M. Crawford | Management | For | For |
| 1.3 | Elect Director M. Miller Gorrie | Management | For | For |
| 1.4 | Elect Director William M. Johnson | Management | For | For |
| 1.5 | Elect Director James K. Lowder | Management | For | For |
| 1.6 | Elect Director Thomas H. Lowder | Management | For | For |
| 1.7 | Elect Director Herbert A. Meisler | Management | For | For |
| 1.8 | Elect Director Claude B. Nielsen | Management | For | For |
| 1.9 | Elect Director Harold W. Ripps | Management | For | For |
| 1.10 | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMPUTER SCIENCES CORPORATION
MEETING DATE: AUG 09, 2010 |
TICKER: CSC SECURITY ID: 205363104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving W. Bailey, II | Management | For | For |
| 1.2 | Elect Director David J. Barram | Management | For | For |
| 1.3 | Elect Director Stephen L. Baum | Management | For | For |
| 1.4 | Elect Director Rodney F. Chase | Management | For | For |
| 1.5 | Elect Director Judith R. Haberkorn | Management | For | For |
| 1.6 | Elect Director Michael W. Laphen | Management | For | For |
| 1.7 | Elect Director F. Warren McFarlan | Management | For | For |
| 1.8 | Elect Director Chong Sup Park | Management | For | For |
| 1.9 | Elect Director Thomas H. Patrick | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2010 |
TICKER: STZ SECURITY ID: 21036P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.4 | Elect Director James A. Locke III | Management | For | For |
| 1.5 | Elect Director Richard Sands | Management | For | For |
| 1.6 | Elect Director Robert Sands | Management | For | For |
| 1.7 | Elect Director Paul L. Smith | Management | For | For |
| 1.8 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONTINENTAL AIRLINES, INC.
MEETING DATE: SEP 17, 2010 |
TICKER: CAL SECURITY ID: 210795308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 14, 2010 |
TICKER: DRI SECURITY ID: 237194105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
| 1.9 | Elect Director Andrew H. Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen L. Green | Management | For | Against |
| 2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
| 3 | Elect Director John R. Muse | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DEL MONTE FOODS COMPANY
MEETING DATE: SEP 23, 2010 |
TICKER: DLM SECURITY ID: 24522P103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Victor L. Lund | Management | For | For |
| 2 | Elect Director Joe L. Morgan | Management | For | For |
| 3 | Elect Director David R. Williams | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joyce M. Roche | Management | For | For |
| 2 | Elect Director Wayne R. Sanders | Management | For | For |
| 3 | Elect Director Jack L. Stahl | Management | For | For |
| 4 | Elect Director Larry D. Young | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
TICKER: EIX SECURITY ID: 281020107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD.
MEETING DATE: MAY 11, 2011 |
TICKER: ENH SECURITY ID: G30397106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect William H. Bolinder as Director | Management | For | For |
| 1.2 | Elect Susan Fleming Cabrera as Director | Management | For | For |
| 1.3 | Elect Scott D. Moore as Director | Management | For | For |
| 1.4 | Elect Brendan R. O'Neill as Director | Management | For | For |
| 1.5 | Elect Robert A. Spass as Director | Management | For | For |
| 1.6 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.7 | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.11 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.12 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.13 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.14 | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.15 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.16 | Elect as David S. Cash Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.17 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.18 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Approve Decrease in Size of Board | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ward M. Klein | Management | For | For |
| 1.2 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 24, 2011 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect J. Roderick Clark as Director | Management | For | For |
| 2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 3 | Re-elect Keith O. Rattie as Director | Management | For | For |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Special Dividends | Management | For | For |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 31, 2011 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: FL SECURITY ID: 344849104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas DiPaolo | Management | For | For |
| 1.2 | Elect Director Matthew M. McKenna | Management | For | For |
| 1.3 | Elect Director Allen Questrom | Management | For | For |
| 1.4 | Elect Director Cheryl Nido Turpin | Management | For | For |
| 1.5 | Elect Director Guillermo Marmol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 10, 2011 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.3 | Elect Director Deborah L. Harmon | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 21, 2011 |
TICKER: GME SECURITY ID: 36467W109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley (Mickey) Steinberg | Management | For | For |
| 1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL CABLE CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: BGC SECURITY ID: 369300108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.4 | Elect Director Robert L. Smialek | Management | For | For |
| 1.5 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GREAT PLAINS ENERGY INCORPORATED
MEETING DATE: MAY 03, 2011 |
TICKER: GXP SECURITY ID: 391164100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D.L. Bodde | Management | For | For |
| 1.2 | Elect Director M.J. Chesser | Management | For | For |
| 1.3 | Elect Director W.H. Downey | Management | For | For |
| 1.4 | Elect Director R.C. Ferguson, Jr. | Management | For | For |
| 1.5 | Elect Director G.D. Forsee | Management | For | For |
| 1.6 | Elect Director J.A. Mitchell | Management | For | For |
| 1.7 | Elect Director W.C. Nelson | Management | For | For |
| 1.8 | Elect Director J.J. Sherman | Management | For | For |
| 1.9 | Elect Director L.H. Talbott | Management | For | For |
| 1.10 | Elect Director R.H. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 13, 2011 |
TICKER: GPI SECURITY ID: 398905109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
| 1.2 | Elect Director Stephen D. Quinn | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GUESS?, INC.
MEETING DATE: JUN 23, 2011 |
TICKER: GES SECURITY ID: 401617105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
| 1.2 | Elect Director Maurice Marciano | Management | For | For |
| 1.3 | Elect Director Alex Yemenidjian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 26, 2011 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: HES SECURITY ID: 42809H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E.E. Holiday | Management | For | For |
| 2 | Elect Director J.H. Mullin | Management | For | For |
| 3 | Elect Director F.B. Walker | Management | For | For |
| 4 | Elect Director R.N. Wilson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: HRC SECURITY ID: 431475102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Golden | Management | For | For |
| 1.2 | Elect Director W August Hillenbrand | Management | For | For |
| 1.3 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 21, 2011 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank A. D'Amelio | Management | For | For |
| 2 | Elect Director W. Roy Dunbar | Management | For | For |
| 3 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 4 | Elect Director David A. Jones, Jr. | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2011 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director D. James Hilliker | Management | For | For |
| 1.7 | Elect Director David P. Lauer | Management | For | For |
| 1.8 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director William R. Robertson | Management | For | For |
| 1.14 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: HUN SECURITY ID: 447011107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRYS ENERGY GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: TEG SECURITY ID: 45822P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Bailey | Management | For | For |
| 1.2 | Elect Director William J. Brodsky | Management | For | For |
| 1.3 | Elect Director Albert J. Budney, Jr. | Management | For | For |
| 1.4 | Elect Director Pastora San Juan Cafferty | Management | For | For |
| 1.5 | Elect Director Ellen Carnahan | Management | For | For |
| 1.6 | Elect Director Michelle L. Collins | Management | For | For |
| 1.7 | Elect Director Kathryn M. Hasselblad-Pascale | Management | For | For |
| 1.8 | Elect Director John W. Higgins | Management | For | For |
| 1.9 | Elect Director James L. Kemerling | Management | For | For |
| 1.10 | Elect Director Michael E. Lavin | Management | For | For |
| 1.11 | Elect Director William F. Protz, Jr. | Management | For | For |
| 1.12 | Elect Director Charles A. Schrock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: JUN 13, 2011 |
TICKER: JAH SECURITY ID: 471109108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Grant | Management | For | For |
| 1.2 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.3 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KINETIC CONCEPTS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: KCI SECURITY ID: 49460W208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Leininger | Management | For | For |
| 1.2 | Elect Director Woodrin Grossman | Management | For | For |
| 1.3 | Elect Director Carl F. Kohrt | Management | For | For |
| 1.4 | Elect Director David J. Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
KRATON PERFORMANCE POLYMERS, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: KRA SECURITY ID: 50077C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis R. Glass | Management | For | For |
| 2 | Elect Director Gary C. Kelly | Management | For | For |
| 3 | Elect Director Michael F. Mee | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: PCS SECURITY ID: 591708102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. Linquist | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2011 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: MUR SECURITY ID: 626717102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F.W. Blue | Management | For | For |
| 2 | Elect Director C.P. Deming | Management | For | For |
| 3 | Elect Director R.A. Hermes | Management | For | For |
| 4 | Elect Director J.V. Kelley | Management | For | For |
| 5 | Elect Director R.M. Murphy | Management | For | For |
| 6 | Elect Director W.C. Nolan, Jr. | Management | For | For |
| 7 | Elect Director N.E. Schmale | Management | For | For |
| 8 | Elect Director D.J.H. Smith | Management | For | For |
| 9 | Elect Director C.G. Theus | Management | For | For |
| 10 | Elect Director D.M. Wood | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
TICKER: N0L SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NVLS SECURITY ID: 670008101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Neil R. Bonke | Management | For | For |
| 1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.4 | Elect Director Glen G. Possley | Management | For | For |
| 1.5 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.6 | Elect Director Krishna Saraswat | Management | For | For |
| 1.7 | Elect Director William R. Spivey | Management | For | For |
| 1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NV ENERGY, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: NVE SECURITY ID: 67073Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.3 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.4 | Elect Director John F. O'Reilly | Management | For | For |
| 1.5 | Elect Director Philip G. Satre | Management | For | For |
| 1.6 | Elect Director Michael W. Yackira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: OII SECURITY ID: 675232102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 19, 2011 |
TICKER: OGE SECURITY ID: 670837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk Humphreys | Management | For | For |
| 1.2 | Elect Director Linda Petree Lambert | Management | For | For |
| 1.3 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: OIS SECURITY ID: 678026105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.2 | Elect Director Douglas E. Swanson | Management | For | For |
| 1.3 | Elect Director Cindy B. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 01, 2011 |
TICKER: OSK SECURITY ID: 688239201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Donnelly | Management | For | For |
| 2 | Elect Director Michael W. Grebe | Management | For | For |
| 3 | Elect Director John J. Hamre | Management | For | For |
| 4 | Elect Director Kathleen J. Hempel | Management | For | For |
| 5 | Elect Director Leslie F. Kenne | Management | For | For |
| 6 | Elect Director Harvey N. Medvin | Management | For | For |
| 7 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
| 8 | Elect Director Craig P. Omtvedt | Management | For | For |
| 9 | Elect Director Richard G. Sim | Management | For | For |
| 10 | Elect Director Charles L. Szews | Management | For | For |
| 11 | Elect Director William S. Wallace | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUESTAR CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: STR SECURITY ID: 748356102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Teresa Beck | Management | For | For |
| 2 | Elect Director R.D. Cash | Management | For | For |
| 3 | Elect Director Laurence M. Downes | Management | For | For |
| 4 | Elect Director Ronald W. Jibson | Management | For | For |
| 5 | Elect Director Gary G. Michael | Management | For | For |
| 6 | Elect Director Bruce A. Williamson | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 18, 2011 |
TICKER: RGA SECURITY ID: 759351604
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Danahy | Management | For | For |
| 1.2 | Elect Director Arnoud W.A. Boot | Management | For | For |
| 1.3 | Elect Director J. Cliff Eason | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 18, 2011 |
TICKER: RS SECURITY ID: 759509102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Figueroa | Management | For | For |
| 1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.3 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.4 | Elect Director Franklin R. Johnson | Management | For | For |
| 1.5 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: MAY 27, 2011 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
TICKER: RDC SECURITY ID: 779382100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2011 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Holliday | Management | For | For |
| 1.2 | Elect Director John S. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: SEP 01, 2010 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol T. Crawford | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Melvin O. Wright | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 18, 2011 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Monahan | Management | For | For |
| 1.2 | Elect Director Robert A. Peiser | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: SPN SECURITY ID: 868157108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TECO ENERGY, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: TE SECURITY ID: 872375100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dubose Ausley | Management | For | For |
| 2 | Elect Director James L. Ferman, Jr. | Management | For | For |
| 3 | Elect Director Paul L. Whiting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TESORO CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: TSO SECURITY ID: 881609101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rodney F. Chase | Management | For | For |
| 2 | Elect Director Gregory J. Goff | Management | For | For |
| 3 | Elect Director Robert W. Goldman | Management | For | For |
| 4 | Elect Director Steven H. Grapstein | Management | For | For |
| 5 | Elect Director J.w. Nokes | Management | For | For |
| 6 | Elect Director Susan Tomasky | Management | For | For |
| 7 | Elect Director Michael E. Wiley | Management | For | For |
| 8 | Elect Director Patrick Y. Yang | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 16, 2011 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. Thomas Bender | Management | For | For |
| 2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 3 | Elect Director Jody S. Lindell | Management | For | For |
| 4 | Elect Director Donald Press | Management | For | For |
| 5 | Elect Director Steven Rosenberg | Management | For | For |
| 6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 7 | Elect Director Robert S. Weiss | Management | For | For |
| 8 | Elect Director Stanley Zinberg | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director H. John Greeniaus | Management | For | For |
| 6 | Elect Director Mary J. Steele | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
THE J. M. SMUCKER COMPANY
MEETING DATE: AUG 18, 2010 |
TICKER: SJM SECURITY ID: 832696405
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathryn W. Dindo | Management | For | For |
| 2 | Elect Director Richard K. Smucker | Management | For | For |
| 3 | Elect Director William H. Steinbrink | Management | For | For |
| 4 | Elect Director Paul Smucker Wagstaff | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas D. Abbey | Management | For | For |
| 2 | Elect Director Dana K. Anderson | Management | For | For |
| 3 | Elect Director Arthur M. Coppola | Management | For | For |
| 4 | Elect Director Edward C. Coppola | Management | For | For |
| 5 | Elect Director James S. Cownie | Management | For | For |
| 6 | Elect Director Fred S. Hubbell | Management | For | For |
| 7 | Elect Director Diana M. Laing | Management | For | For |
| 8 | Elect Director Stanley A. Moore | Management | For | For |
| 9 | Elect Director Mason G. Ross | Management | For | For |
| 10 | Elect Director William P. Sexton | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 10, 2011 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Ballbach | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 12, 2010 |
TICKER: TW SECURITY ID: 891894107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Gabarro | Management | For | For |
| 2 | Elect Director Victor F. Ganzi | Management | For | For |
| 3 | Elect Director John J. Haley | Management | For | For |
| 4 | Elect Director Mark V. Mactas | Management | For | For |
| 5 | Elect Director Mark Maselli | Management | For | For |
| 6 | Elect Director Gail E. McKee | Management | For | For |
| 7 | Elect Director Brendan R. O'Neill | Management | For | For |
| 8 | Elect Director Linda D. Rabbitt | Management | For | For |
| 9 | Elect Director Gilbert T. Ray | Management | For | For |
| 10 | Elect Director Paul Thomas | Management | For | For |
| 11 | Elect Director Wilhelm Zeller | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2011 |
TICKER: TRW SECURITY ID: 87264S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Paul H. O'neill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
UGI CORPORATION
MEETING DATE: JAN 20, 2011 |
TICKER: UGI SECURITY ID: 902681105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.D. Ban | Management | For | For |
| 1.2 | Elect Director L.R. Greenberg | Management | For | For |
| 1.3 | Elect Director M.O. Schlanger | Management | For | For |
| 1.4 | Elect Director A. Pol | Management | For | For |
| 1.5 | Elect Director E.E. Jones | Management | For | For |
| 1.6 | Elect Director J.L. Walsh | Management | For | For |
| 1.7 | Elect Director R.B. Vincent | Management | For | For |
| 1.8 | Elect Director M.S. Puccio | Management | For | For |
| 1.9 | Elect Director R.W. Gochnauer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2011 |
TICKER: UAL SECURITY ID: 910047109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | Withhold |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
| 1.9 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director David J. Vitale | Management | For | For |
| 1.13 | Elect Director John H. Walker | Management | For | For |
| 1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 25, 2011 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jon S. Fossel | Management | For | For |
| 2 | Elect Director Gloria C. Larson | Management | For | For |
| 3 | Elect Director William J. Ryan | Management | For | For |
| 4 | Elect Director Thomas R. Watjen | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
URS CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: URS SECURITY ID: 903236107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mickey P. Foret | Management | For | For |
| 2 | Elect Director William H. Frist | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director Donald R. Knauss | Management | For | For |
| 5 | Elect Director Martin M. Koffel | Management | For | For |
| 6 | Elect Director Joseph W. Ralston | Management | For | For |
| 7 | Elect Director John D. Roach | Management | For | For |
| 8 | Elect Director Sabrina L. Simmons | Management | For | For |
| 9 | Elect Director Douglas W. Stotlar | Management | For | For |
| 10 | Elect Director William P. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VCI SECURITY ID: 918866104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | For |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku | Management | For | For |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Thomas J. Reddin | Management | For | For |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adjourn Meeting | Management | For | Against |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 28, 2011 |
TICKER: VLO SECURITY ID: 91913Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald K. Calgaard | Management | For | For |
| 2 | Elect Director Stephen M. Waters | Management | For | For |
| 3 | Elect Director Randall J. Weisenburger | Management | For | For |
| 4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| 11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Robert D. Reed | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
| 1.9 | Elect Director James D. Shelton | Management | For | For |
| 1.10 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 26, 2011 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony W. Deering | Management | For | For |
| 1.2 | Elect Director Michael Lynne | Management | For | For |
| 1.3 | Elect Director Ronald G. Targan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
TICKER: WLT SECURITY ID: 93317Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 28, 2011 |
TICKER: WBS SECURITY ID: 947890109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Crawford | Management | For | For |
| 1.2 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.3 | Elect Director Karen R. Osar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
XL GROUP PLC
MEETING DATE: MAY 06, 2011 |
TICKER: XL SECURITY ID: G98290102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herbert N. Haag as Director | Management | For | For |
| 2 | Elect Michael S. McGavick as Director | Management | For | For |
| 3 | Elect Ellen E. Thrower as Director | Management | For | For |
| 4 | Elect John M. Vereker as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMB PROPERTY CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: AMB SECURITY ID: 00163T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director T. Robert Burke | Management | For | For |
| 2 | Elect Director David A. Cole | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director J. Michael Losh | Management | For | For |
| 5 | Elect Director Hamid R. Moghadam | Management | For | For |
| 6 | Elect Director Frederick W. Reid | Management | For | For |
| 7 | Elect Director Jeffrey L. Skelton | Management | For | For |
| 8 | Elect Director Thomas W. Tusher | Management | For | For |
| 9 | Elect Director Carl B. Webb | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AMB PROPERTY CORPORATION
MEETING DATE: JUN 01, 2011 |
TICKER: AMB SECURITY ID: 00163T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Bylaws Providing for Certain Features of the Leadership Structure | Management | For | For |
| 3 | Amend Charter of Combined Company | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: ACC SECURITY ID: 024835100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1.2 | Elect Director R.D. Burck | Management | For | For |
| 1.3 | Elect Director G. Steven Dawson | Management | For | For |
| 1.4 | Elect Director Cydney C. Donnell | Management | For | For |
| 1.5 | Elect Director Edward Lowenthal | Management | For | For |
| 1.6 | Elect Director Joseph M. Macchione | Management | For | For |
| 1.7 | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 26, 2011 |
TICKER: AIV SECURITY ID: 03748R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James N. Bailey | Management | For | For |
| 2 | Elect Director Terry Considine | Management | For | For |
| 3 | Elect Director Richard S. Ellwood | Management | For | For |
| 4 | Elect Director Thomas L. Keltner | Management | For | For |
| 5 | Elect Director J. Landis Martin | Management | For | For |
| 6 | Elect Director Robert A. Miller | Management | For | For |
| 7 | Elect Director Kathleen M. Nelson | Management | For | For |
| 8 | Elect Director Michael A. Stein | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: BXP SECURITY ID: 101121101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Zoe Baird | Management | For | For |
| 3 | Elect Director Alan J. Patricof | Management | For | For |
| 4 | Elect Director Martin Turchin | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
BRANDYWINE REALTY TRUST
MEETING DATE: JUN 01, 2011 |
TICKER: BDN SECURITY ID: 105368203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D'Alessio | Management | For | For |
| 1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1.3 | Elect Director Gerard H. Sweeney | Management | For | For |
| 1.4 | Elect Director D. Pike Aloian | Management | For | For |
| 1.5 | Elect Director Wyche Fowler | Management | For | For |
| 1.6 | Elect Director Michael J. Joyce | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director James C. Diggs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2011 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Frank M. Bumstead | Management | For | For |
| 1.3 | Elect Director W.E. Sheriff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2011 |
TICKER: CPT SECURITY ID: 133131102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Steven A. Webster | Management | For | For |
| 1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAMPUS CREST COMMUNITIES INC
MEETING DATE: APR 25, 2011 |
TICKER: CCG SECURITY ID: 13466Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted W. Rollins | Management | For | For |
| 1.2 | Elect Director Michael S. Hartnett | Management | For | For |
| 1.3 | Elect Director N. Anthony Coles | Management | For | For |
| 1.4 | Elect Director Richard S. Kahlbaugh | Management | For | For |
| 1.5 | Elect Director Denis McGlynn | Management | For | For |
| 1.6 | Elect Director William G. Popeo | Management | For | For |
| 1.7 | Elect Director Daniel L. Simmons | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 02, 2011 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.3 | Elect Director Gary J. Nay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
CEDAR SHOPPING CENTERS, INC.
MEETING DATE: JUN 15, 2011 |
TICKER: CDR SECURITY ID: 150602209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James J. Burns | Management | For | Against |
| 2 | Elect Director Raghunath Davloor | Management | For | For |
| 3 | Elect Director Richard Homburg | Management | For | Against |
| 4 | Elect Director Pamela N. Hootkin | Management | For | Against |
| 5 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 6 | Elect Director Everett B. Miller, III | Management | For | Against |
| 7 | Elect Director Leo S. Ullman | Management | For | For |
| 8 | Elect Director Roger M. Widmann | Management | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE LODGING TRUST
MEETING DATE: MAY 26, 2011 |
TICKER: CHSP SECURITY ID: 165240102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Francis | Management | For | For |
| 1.2 | Elect Director Douglas W. Vicari | Management | For | For |
| 1.3 | Elect Director Thomas A. Natelli | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director John W. Hill | Management | For | For |
| 1.6 | Elect Director George F. McKenzie | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CORESITE REALTY CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: COR SECURITY ID: 21870Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Thomas M. Ray | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Michael Koehler | Management | For | For |
| 1.5 | Elect Director Paul E. Szurek | Management | For | For |
| 1.6 | Elect Director J. David Thompson | Management | For | For |
| 1.7 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Other Business | Management | For | Against |
| |
|---|
DCT INDUSTRIAL TRUST INC.
MEETING DATE: APR 28, 2011 |
TICKER: DCT SECURITY ID: 233153105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Wattles | Management | For | For |
| 1.2 | Elect Director Philip L. Hawkins | Management | For | For |
| 1.3 | Elect Director Phillip R. Altinger | Management | For | For |
| 1.4 | Elect Director Thomas F. August | Management | For | For |
| 1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
| 1.6 | Elect Director Raymond B. Greer | Management | For | For |
| 1.7 | Elect Director Tripp H. Hardin | Management | For | For |
| 1.8 | Elect Director John C. O'keeffe | Management | For | For |
| 1.9 | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: APR 26, 2011 |
TICKER: DRH SECURITY ID: 252784301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director W. Robert Grafton | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director John L. Williams | Management | For | For |
| 1.7 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: APR 25, 2011 |
TICKER: DLR SECURITY ID: 253868103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Magnuson | Management | For | For |
| 1.2 | Elect Director Michael F. Foust | Management | For | For |
| 1.3 | Elect Director Laurence A. Chapman | Management | For | For |
| 1.4 | Elect Director Kathleen Earley | Management | For | For |
| 1.5 | Elect Director Ruann F. Ernst | Management | For | For |
| 1.6 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.7 | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
| 2 | Elect Director Barrington H. Branch | Management | For | For |
| 3 | Elect Director Geoffrey A. Button | Management | For | For |
| 4 | Elect Director William Cavanaugh III | Management | For | For |
| 5 | Elect Director Ngaire E. Cuneo | Management | For | For |
| 6 | Elect Director Charles R. Eitel | Management | For | For |
| 7 | Elect Director Martin C. Jischke | Management | For | For |
| 8 | Elect Director Dennis D. Oklak | Management | For | For |
| 9 | Elect Director Jack R. Shaw | Management | For | For |
| 10 | Elect Director Lynn C. Thurber | Management | For | For |
| 11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: EDR SECURITY ID: 28140H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2011 |
TICKER: EQR SECURITY ID: 29476L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.5 | Elect Director John E. Neal | Management | For | For |
| 1.6 | Elect Director David J. Neithercut | Management | For | For |
| 1.7 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.8 | Elect Director Gerald A. Spector | Management | For | For |
| 1.9 | Elect Director B. Joseph White | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
EXCEL TRUST, INC.
MEETING DATE: MAY 09, 2011 |
TICKER: EXL SECURITY ID: 30068C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 04, 2011 |
TICKER: FRT SECURITY ID: 313747206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 1.4 | Elect Director Warren M. Thompson | Management | For | For |
| 1.5 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: FR SECURITY ID: 32054K103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.2 | Elect Director Kevin W. Lynch | Management | For | For |
| 1.3 | Elect Director L. Peter Sharpe | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 10, 2011 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.3 | Elect Director Deborah L. Harmon | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 16, 2011 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Carter | Management | For | For |
| 1.2 | Elect Director Georgia Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 05, 2011 |
TICKER: GRT SECURITY ID: 379302102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Celeste | Management | For | Withhold |
| 1.2 | Elect Director Wayne S. Doran | Management | For | Withhold |
| 1.3 | Elect Director Michael P. Glimcher | Management | For | Withhold |
| 1.4 | Elect Director Alan R. Weiler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HCP, INC.
MEETING DATE: APR 28, 2011 |
TICKER: HCP SECURITY ID: 40414L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James F. Flaherty III | Management | For | For |
| 2 | Elect Director Christine N. Garvey | Management | For | For |
| 3 | Elect Director David B. Henry | Management | For | For |
| 4 | Elect Director Lauralee E. Martin | Management | For | For |
| 5 | Elect Director Michael D. McKee | Management | For | For |
| 6 | Elect Director Peter L. Rhein | Management | For | For |
| 7 | Elect Director Kenneth B. Roath | Management | For | For |
| 8 | Elect Director Richard M. Rosenberg | Management | For | For |
| 9 | Elect Director Joseph P. Sullivan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: HCN SECURITY ID: 42217K106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Peter J. Grua | Management | For | For |
| 3 | Elect Director R. Scott Trumbull | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTHCARE REALTY TRUST INCORPORATED
MEETING DATE: MAY 17, 2011 |
TICKER: HR SECURITY ID: 421946104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Emery | Management | For | For |
| 1.2 | Elect Director Batey M. Gresham, Jr. | Management | For | For |
| 1.3 | Elect Director Dan S. Wilford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: HIW SECURITY ID: 431284108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas W. Adler | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.7 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: HME SECURITY ID: 437306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Alan L. Gosule | Management | For | For |
| 1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.4 | Elect Director Charles J. Koch | Management | For | For |
| 1.5 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.7 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 1.8 | Elect Director Amy L. Tait | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Baylis | Management | For | For |
| 2 | Elect Director Willard W. Brittain | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann M. Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: KIM SECURITY ID: 49446R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Cooper | Management | For | For |
| 1.2 | Elect Director P. Coviello | Management | For | For |
| 1.3 | Elect Director R. Dooley | Management | For | For |
| 1.4 | Elect Director J. Grills | Management | For | For |
| 1.5 | Elect Director D. Henry | Management | For | For |
| 1.6 | Elect Director F. P. Hughes | Management | For | For |
| 1.7 | Elect Director F. Lourenso | Management | For | For |
| 1.8 | Elect Director C. Nicholas | Management | For | For |
| 1.9 | Elect Director R. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: MAY 03, 2011 |
TICKER: KRG SECURITY ID: 49803T102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kite | Management | For | For |
| 1.2 | Elect Director William E. Bindley | Management | For | For |
| 1.3 | Elect Director Richard A. Cosier | Management | For | For |
| 1.4 | Elect Director Eugene Golub | Management | For | For |
| 1.5 | Elect Director Gerald L. Moss | Management | For | For |
| 1.6 | Elect Director Michael L. Smith | Management | For | For |
| 1.7 | Elect Director Darell E. Zink, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: MAA SECURITY ID: 59522J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1.2 | Elect Director Alan B. Graf, jr. | Management | For | For |
| 1.3 | Elect Director John S. Grinalds | Management | For | For |
| 1.4 | Elect Director Ralph Horn | Management | For | For |
| 1.5 | Elect Director Philip W. Norwood | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director William B. Sansom | Management | For | For |
| 1.8 | Elect Director Simon R.C. Wadsworth | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: PPS SECURITY ID: 737464107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director David P. Stockert | Management | For | For |
| 1.4 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.5 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.6 | Elect Director Russell R. French | Management | For | For |
| 1.7 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.8 | Elect Director Stella F. Thayer | Management | For | For |
| 1.9 | Elect Director Ronald De Waal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS
MEETING DATE: JUN 01, 2011 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 05, 2011 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Trustee Tamara Hughes Gustavson | Management | For | For |
| 1.4 | Elect Trustee Uri P. Harkham | Management | For | For |
| 1.5 | Elect Trustee B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Trustee Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Trustee Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Trustee Ronald P. Spogli | Management | For | For |
| 1.9 | Elect Trustee Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2011 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Holliday | Management | For | For |
| 1.2 | Elect Director John S. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: JUL 28, 2010 |
TICKER: SUI SECURITY ID: 866674104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Clunet R. Lewis | Management | For | For |
| 2 | Elect Director Arthur A. Weiss | Management | For | For |
| 3 | Elect Director Stephanie W. Bergeron | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: SHO SECURITY ID: 867892101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Alter | Management | For | For |
| 1.2 | Elect Director Lewis N. Wolff | Management | For | For |
| 1.3 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.4 | Elect Director Thomas A. Lewis | Management | For | For |
| 1.5 | Elect Director Keith M. Locker | Management | For | For |
| 1.6 | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TANGER FACTORY OUTLET CENTERS, INC.
MEETING DATE: MAY 13, 2011 |
TICKER: SKT SECURITY ID: 875465106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Africk | Management | For | For |
| 1.2 | Elect Director Steven B. Tanger | Management | For | For |
| 1.3 | Elect Director William G. Benton | Management | For | For |
| 1.4 | Elect Director Bridget Ryan Berman | Management | For | For |
| 1.5 | Elect Director Donald G. Drapkin | Management | For | For |
| 1.6 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Allan L. Schuman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas D. Abbey | Management | For | For |
| 2 | Elect Director Dana K. Anderson | Management | For | For |
| 3 | Elect Director Arthur M. Coppola | Management | For | For |
| 4 | Elect Director Edward C. Coppola | Management | For | For |
| 5 | Elect Director James S. Cownie | Management | For | For |
| 6 | Elect Director Fred S. Hubbell | Management | For | For |
| 7 | Elect Director Diana M. Laing | Management | For | For |
| 8 | Elect Director Stanley A. Moore | Management | For | For |
| 9 | Elect Director Mason G. Ross | Management | For | For |
| 10 | Elect Director William P. Sexton | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 01, 2011 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer III | Management | For | For |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Dean Jernigan | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director David J. LaRue | Management | For | For |
| 1.6 | Elect Director John F. Remondi | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
UDR, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: UDR SECURITY ID: 902653104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.7 | Elect Director Mark J. Sandler | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 1.9 | Elect Director Thomas C. Wajnert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Robert D. Reed | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
| 1.9 | Elect Director James D. Shelton | Management | For | For |
| 1.10 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 26, 2011 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony W. Deering | Management | For | For |
| 1.2 | Elect Director Michael Lynne | Management | For | For |
| 1.3 | Elect Director Ronald G. Targan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY SERIES ALL-SECTOR EQUITY FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 16, 2011 |
TICKER: ANF SECURITY ID: 002896207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lauren J. Brisky | Management | For | For |
| 2 | Elect Director Archie M. Griffin | Management | For | For |
| 3 | Elect Director Elizabeth M. Lee | Management | For | For |
| 4 | Elect Director Michael E. Greenlees | Management | For | For |
| 5 | Elect Director Kevin S. Huvane | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 18, 2011 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
| 1.2 | Elect Leo F. Mullin as Director | Management | For | For |
| 1.3 | Elect Olivier Steimer as Director | Management | For | For |
| 1.4 | Elect Michael P. Connors as Director | Management | For | For |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
| 1.6 | Elect John A. Krol as Director | Management | For | For |
| 2.1 | Approve Annual Report | Management | For | For |
| 2.2 | Accept Statutory Financial Statements | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
ADVANCED SEMICONDUCTOR ENGINEERING INC.
MEETING DATE: JUN 28, 2011 |
TICKER: 2311 SECURITY ID: TW0002311008
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
| 4 | Approve Increase of Cash Capital to Participate in the Issuance of Global Depository Receipt or Increase of Cash Capital in Domestic, or Issuance of Convertible Bonds at Home and Abroad to Raise Funds | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
AFRICAN BANK INVESTMENTS LTD
MEETING DATE: JAN 25, 2011 |
TICKER: ABL SECURITY ID: ZAE000030060
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Re-elect Mutle Mogase as Director | Management | For | Against |
| 1.2 | Re-elect Gordon Schachat as Director | Management | For | Against |
| 1.3 | Re-elect Thamsanqa Sokutu as Director | Management | For | Against |
| 1.4 | Re-elect Antonio Fourie as Director | Management | For | Against |
| 2 | Reappoint Deloitte & Touche as Auditors and Mgcinisihlalo Jordan as the Designated Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 3 | Approve Remuneration Policy (Non-binding Advisory Vote) | Management | For | For |
| 1 | Approve Remuneration Payable to Non-executive Directors | Management | For | For |
| 4 | Place Unissued Non-redeemable, Non-cumulative, Non-participating Preference Shares under Control of Directors | Management | For | For |
| 2 | Authorise Repurchase of Shares | Management | For | For |
| |
|---|
AFRICAN BANK INVESTMENTS LTD
MEETING DATE: MAR 30, 2011 |
TICKER: ABL SECURITY ID: ZAE000030060
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements | Management | For | For |
| 1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements in Anticipation of the New Companies Act | Management | For | For |
| 2 | Amend Articles of Association Re: Preference Shares | Management | For | For |
| 2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.2 | Elect Director Michael J. Donahue | Management | For | For |
| 1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.4 | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AKER DRILLING ASA
MEETING DATE: APR 05, 2011 |
TICKER: AKD SECURITY ID: NO0010287006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
| 2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
| |
|---|
AKER DRILLING ASA
MEETING DATE: MAY 06, 2011 |
TICKER: AKD SECURITY ID: NO0010287006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
AKER SOLUTIONS ASA
MEETING DATE: MAY 06, 2011 |
TICKER: AKSO SECURITY ID: NO0010215684
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Receive Information About Business | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
| 7 | Elect Directors | Management | For | Did Not Vote |
| 8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
| 12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
| 13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
| 14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director William H. Hernandez | Management | For | For |
| 1.3 | Elect Director R. William Ide III | Management | For | For |
| 1.4 | Elect Director Richard L. Morrill | Management | For | For |
| 1.5 | Elect Director Jim W. Nokes | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director Mark C. Rohr | Management | For | For |
| 1.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
TICKER: ALU SECURITY ID: 013904305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Daniel Bernard as Director | Management | For | For |
| 5 | Reelect W. Frank Blount as Director | Management | For | For |
| 6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALCON INC.
MEETING DATE: AUG 16, 2010 |
TICKER: ACL SECURITY ID: H01301102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Enrico Vanni as Director | Management | For | Did Not Vote |
| 1b | Elect Norman Walker as Director | Management | For | Did Not Vote |
| 1c | Elect Paul Choffat as Director | Management | For | Did Not Vote |
| 1d | Elect Urs Baerlocher as Director | Management | For | Did Not Vote |
| 1e | Elect Jacques Seydoux as Director | Management | For | Did Not Vote |
| |
|---|
ALLERGAN, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Deborah Dunsire | Management | For | For |
| 2 | Elect Director Trevor M. Jones | Management | For | For |
| 3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
TICKER: MDRX SECURITY ID: 01988P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
TICKER: MDRX SECURITY ID: 01988P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ALSTOM
MEETING DATE: JUN 28, 2011 |
TICKER: ALO SECURITY ID: FR0010220475
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: MO SECURITY ID: 02209S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Elizabeth E. Bailey | Management | For | For |
| 2 | Elect Director Gerald L. Baliles | Management | For | For |
| 3 | Elect Director John T. Casteen III | Management | For | For |
| 4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director Thomas W. Jones | Management | For | For |
| 7 | Elect Director George Munoz | Management | For | For |
| 8 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 9 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 13 | Cease Production of Flavored Tobacco Products | Shareholder | Against | Against |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 20, 2011 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director John F. Osborne | Management | For | For |
| 1.7 | Elect Director Dong Hyun Park | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMLIN PLC
MEETING DATE: MAY 12, 2011 |
TICKER: AML SECURITY ID: GB00B2988H17
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Simon Beale as Director | Management | For | For |
| 5 | Re-elect Roger Taylor as Director | Management | For | For |
| 6 | Re-elect Christine Bosse as Director | Management | For | Against |
| 7 | Re-elect Nigel Buchanan as Director | Management | For | For |
| 8 | Re-elect Brian Carpenter as Director | Management | For | For |
| 9 | Re-elect Richard Davey as Director | Management | For | For |
| 10 | Re-elect Marty Feinstein as Director | Management | For | For |
| 11 | Re-elect Richard Hextall as Director | Management | For | For |
| 12 | Re-elect Charles Philipps as Director | Management | For | For |
| 13 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 18 | Authorise Market Purchase | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John L. Doyle | Management | For | For |
| 5 | Elect Director John C. Hodgson | Management | For | For |
| 6 | Elect Director Yves-Andre Istel | Management | For | For |
| 7 | Elect Director Neil Novich | Management | For | For |
| 8 | Elect Director F. Grant Saviers | Management | For | For |
| 9 | Elect Director Paul J. Severino | Management | For | For |
| 10 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 21, 2011 |
TICKER: AAL SECURITY ID: GB00B1XZS820
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 4 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 5 | Re-elect David Challen as Director | Management | For | For |
| 6 | Re-elect Sir CK Chow as Director | Management | For | For |
| 7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 8 | Re-elect Rene Medori as Director | Management | For | For |
| 9 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 10 | Re-elect Sir John Parker as Director | Management | For | For |
| 11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
| 12 | Re-elect Jack Thompson as Director | Management | For | For |
| 13 | Re-elect Peter Woicke as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Long-Term Incentive Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: OCT 26, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 11, 2011 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
| 4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
| 5 | Elect Rhidwaan Gasant as Director | Management | For | For |
| 6 | Re-elect Bill Nairn as Director | Management | For | For |
| 7 | Re-elect Sipho Pityana as Director | Management | For | For |
| 8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 26, 2011 |
TICKER: ABI SECURITY ID: BE0003793107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
| A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
| A3a | Approve Condition Precedent | Management | For | Did Not Vote |
| A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3g | Delete Article36bis | Management | For | Did Not Vote |
| A4a | Receive Special Board Report | Management | None | None |
| A4b | Receive Special Auditor Report | Management | None | None |
| A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
| A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
| A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
| B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
| B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
| B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
| B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
| B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
| B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
| B9a | Approve Remuneration Report | Management | For | Did Not Vote |
| B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
| B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
| B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
| B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
AON CORPORATION
MEETING DATE: MAY 20, 2011 |
TICKER: AON SECURITY ID: 037389103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Cheryl A. Francis | Management | For | For |
| 5 | Elect Director Judson C. Green | Management | For | For |
| 6 | Elect Director Edgar D. Jannotta | Management | For | For |
| 7 | Elect Director Jan Kalff | Management | For | For |
| 8 | Elect Director J. Michael Losh | Management | For | For |
| 9 | Elect Director R. Eden Martin | Management | For | For |
| 10 | Elect Director Andrew J. McKenna | Management | For | For |
| 11 | Elect Director Robert S. Morrison | Management | For | For |
| 12 | Elect Director Richard B. Myers | Management | For | For |
| 13 | Elect Director Richard C. Notebaert | Management | For | For |
| 14 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 15 | Elect Director Gloria Santona | Management | For | For |
| 16 | Elect Director Carolyn Y. Woo | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Omnibus Stock Plan | Management | For | Against |
| 21 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: APA SECURITY ID: 037411105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 23, 2011 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.4 | Elect Director Susan M. James | Management | For | For |
| 1.5 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.6 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.7 | Elect Director Dennis D. Powell | Management | For | For |
| 1.8 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.9 | Elect Director James E. Rogers | Management | For | For |
| 1.10 | Elect Director Michael R. Splinter | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 17, 2010 |
TICKER: AMCC SECURITY ID: 03822W406
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director Donald Colvin | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Elect Director Julie H. Sullivan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ARCELORMITTAL
MEETING DATE: JAN 25, 2011 |
TICKER: MT SECURITY ID: 03938L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Suzanne P. Nimocks as Director | Management | For | Did Not Vote |
| 1 | Acknowledge Report of the Board Re: Spin-Off of the Stainless and Specialty Steel Business | Management | For | Did Not Vote |
| 2 | Acknowledge Report of PricewaterhouseCoopers Re: The Spin-Off | Management | For | Did Not Vote |
| 3 | Approve Spin-Off of the Stainless and Specialty Steel Business to a Newly Created Company Called APERAM | Management | For | Did Not Vote |
| 4 | Determination of the Effective Date of the Spin-Off | Management | For | Did Not Vote |
| 5 | Approve Reduction in Share Capital to Reflect Spin-Off without Cancellation of Outstanding Shares | Management | For | Did Not Vote |
| 6 | Amend Articles to Reflect Changes in Capital as Proposed under Item 5 | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Legislative Changes and Implementation of the EU Shareholder Rights Directive | Management | For | Did Not Vote |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
TICKER: ADM SECURITY ID: 039483102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ARKEMA
MEETING DATE: MAY 24, 2011 |
TICKER: AKE SECURITY ID: FR0010313833
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Isabelle Kocher as Director | Management | For | For |
| 6 | Reelect Francois Enaud as Director | Management | For | For |
| 7 | Reelect Laurent Mignon as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
| 12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
MEETING DATE: MAY 12, 2011 |
TICKER: ARM SECURITY ID: 042068106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Larry Hirst as Director | Management | For | For |
| 5 | Elect Janice Roberts as Director | Management | For | For |
| 6 | Elect Andy Green as Director | Management | For | For |
| 7 | Re-elect Doug Dunn as Director | Management | For | For |
| 8 | Re-elect Warren East as Director | Management | For | For |
| 9 | Re-elect Tudor Brown as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Mike Muller as Director | Management | For | For |
| 12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 13 | Re-elect Philip Rowley as Director | Management | For | For |
| 14 | Re-elect Tim Score as Director | Management | For | For |
| 15 | Re-elect Simon Segars as Director | Management | For | For |
| 16 | Re-elect Young Sohn as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 02, 2010 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | For |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Michael F. Johnston | Management | For | For |
| 1.7 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director John J. Roberts | Management | For | For |
| 1.10 | Elect Director Richard E. Wenz | Management | For | For |
| 1.11 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | Withhold |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director Matthew J. Espe | Management | For | For |
| 1.5 | Elect Director James J. Gaffney | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Michael F. Johnston | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 10, 2010 |
TICKER: ARUN SECURITY ID: 043176106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti G. Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
| 9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
| 10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
| 11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
| 12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
| 13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
| 13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
| 14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
| 15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Other Business | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
AT&T INC.
MEETING DATE: APR 29, 2011 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ATHEROS COMMUNICATIONS, INC
MEETING DATE: MAR 18, 2011 |
TICKER: ATHR SECURITY ID: 04743P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2011 |
TICKER: AVEO SECURITY ID: 053588109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
| 1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
| 1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
| 1.7 | Elect Director Henri A. Termeer | Management | For | For |
| 1.8 | Elect Director Kenneth E. Weg | Management | For | For |
| 1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
AYALA LAND, INC.
MEETING DATE: APR 13, 2011 |
TICKER: ALI SECURITY ID: PHY0488F1004
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Shareholder Meeting | Management | For | For |
| 2 | Approve Annual Report of Management | Management | For | For |
| 3 | Ratify All the Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year | Management | For | For |
| 4 | Approve the Increase in the Remuneration of Directors | Management | For | For |
| 5.1 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
| 5.2 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
| 5.3 | Elect Antonino T. Aquino as a Director | Management | For | For |
| 5.4 | Elect Delfin L. Lazaro as a Director | Management | For | For |
| 5.5 | Elect Aurelio R. Montinola III as a Director | Management | For | For |
| 5.6 | Elect Mercedita S. Nolledo as a Director | Management | For | For |
| 5.7 | Elect Francis G. Estrada as a Director | Management | For | For |
| 5.8 | Elect Jaime C. Laya as a Director | Management | For | For |
| 5.9 | Elect Oscar S. Reyes as a Director | Management | For | For |
| 6 | Appoint Sycip Gorres Velayo & Co. as Independent Auditors and Fix Their Remuneration | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: BLL SECURITY ID: 058498106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director George M. Smart | Management | For | For |
| 1.3 | Elect Director Theodore M. Solso | Management | For | For |
| 1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
| |
|---|
BANCO DO BRASIL S.A.
MEETING DATE: APR 27, 2011 |
TICKER: BBAS3 SECURITY ID: BRBBASACNOR3
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council | Management | For | For |
| 4 | Approve Remuneration for Fiscal Council | Management | For | For |
| 5 | Elect Directors | Management | For | For |
| 6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| |
|---|
BANCO MACRO S.A.
MEETING DATE: APR 26, 2011 |
TICKER: BMA SECURITY ID: 05961W105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 | Management | For | For |
| 3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | For |
| 4 | Approve Distribution of Cash Dividends; Allocate Non-Assigned Income of Fiscal Year 2010 | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration of Members of Internal Statutory Auditors Committee for Fiscal Year 2010 | Management | For | For |
| 7 | Approve Remuneration of External Auditors for Fiscal Year 2010 | Management | For | For |
| 8 | Elect Three Directors for a Three-Year Term | Management | For | Abstain |
| 9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | For |
| 10 | Appoint External Auditor for Fiscal Year 2011 | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | For |
| 12 | Authorize Extension of Bond Program Approved at the EGM of Sept. 28, 2006 and Increase in Aggregate Nominal Amount of Negotiable Bonds Up to USD 1 Billion | Management | For | For |
| 13 | Authorize Board to Set All the Terms of Bond Program, to Perform All Required Actions to Obtain Program Extension, Increase in Aggregate Nominal Amount of Bond Program, Public Bond Offering and the Possible Bond Quotation and/or Negotiation | Management | For | For |
| 14 | Authorize Board to Delegate One or More Board Members or Authorized Officers to Exercise all Powers to Carry Out Amendment to Terms of Bond Program | Management | For | For |
| 15 | Consolidate Bylaws | Management | For | Abstain |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| |
|---|
BAYER AG
MEETING DATE: APR 29, 2011 |
TICKER: BAYN SECURITY ID: DE000BAY0017
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Appove Allocation of Income and Dividends of EUR 1.50 per Share for Fiscal 2010 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 4 | Amend Articles Re: Length of Supervisory Board Member Term | Management | For | For |
| 5 | Approve Spin-Off and Takeover Agreement with Bayer Real Estate GmbH | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 02, 2011 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Declassify the Board of Directors | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
TICKER: BBD.B SECURITY ID: CA0977512007
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.5 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: GB0007980591
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: SEP 23, 2010 |
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Three Alternate Board Members | Management | For | For |
| 2 | Approve 2:1 Stock Split | Management | For | For |
| 3 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
| 4 | Amend Article 5 to Reflect Changes in Capital Due to Capitalization of Reserves and Stock Split | Management | For | For |
| 5 | Approve Increase in Authorized Capital and Amend Article 6 Accordingly | Management | For | For |
| 6 | Authorize Creation of Statutory Reserve for Investment Purposes; Amend Article 31 Accordingly | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: DEC 09, 2010 |
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 50.01 Percent of Share Capital of Cima Empreendimentos do Brasil SA by Ecisa Engenharia, Comercio e Industria Ltd, a Company Subsidiary | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions. | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 29, 2011 |
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| |
|---|
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 29, 2011 |
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves without Issuance of Shares | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Abstain |
| |
|---|
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: APR 14, 2011 |
TICKER: BBRG SECURITY ID: 10567B109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director James S. Gulmi | Management | For | For |
| 3 | Elect Director Saed Mohseni | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2011 |
TICKER: BATS SECURITY ID: 110448107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Karen de Segundo as Director | Management | For | For |
| 8 | Re-elect Nicandro Durante as Director | Management | For | For |
| 9 | Re-elect Robert Lerwill as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Gerry Murphy as Director | Management | For | For |
| 12 | Re-elect Anthony Ruys as Director | Management | For | For |
| 13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect John Daly as Director | Management | For | For |
| 16 | Elect Kieran Poynter as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Amend Long Term Incentive Plan | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 12, 2011 |
TICKER: BRCD SECURITY ID: 111621306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Gerdelman | Management | For | For |
| 2 | Elect Director Glenn Jones | Management | For | For |
| 3 | Elect Director Michael Klayko | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 27, 2011 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
| 1.2 | Elect Director Enrique H. Boilini | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
TICKER: 01211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
TICKER: 01211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Kelly | Management | For | For |
| 1.2 | Elect Director Gail K. Naughton | Management | For | For |
| 1.3 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 05, 2011 |
TICKER: CNQ SECURITY ID: CA1363851017
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A.J. MacPhail | Management | For | For |
| 1.10 | Elect Director Allan P. Markin | Management | For | For |
| 1.11 | Elect Director Frank J. McKenna | Management | For | For |
| 1.12 | Elect Director James S. Palmer | Management | For | For |
| 1.13 | Elect Director Eldon R. Smith | Management | For | For |
| 1.14 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Patrick W. Gross | Management | For | For |
| 2 | Elect Director Ann Fritz Hackett | Management | For | For |
| 3 | Elect Director Pierre E. Leroy | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CARPENTER TECHNOLOGY CORP.
MEETING DATE: OCT 11, 2010 |
TICKER: CRS SECURITY ID: 144285103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Eugene V. Fife | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director David R. Goode | Management | For | For |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.7 | Elect Director Peter A. Magowan | Management | For | For |
| 1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Charles D. Powell | Management | For | For |
| 1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Joshua I. Smith | Management | For | For |
| 1.15 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| 11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Martin G. McGuinn | Management | For | For |
| 2 | Elect Director Daniel S. Sanders | Management | For | For |
| 3 | Elect Director John K. Wulff | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 21, 2011 |
TICKER: CNP SECURITY ID: 15189T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Campbell | Management | For | For |
| 2 | Elect Director Milton Carroll | Management | For | For |
| 3 | Elect Director O. Holcombe Crosswell | Management | For | For |
| 4 | Elect Director Michael P. Johnson | Management | For | For |
| 5 | Elect Director Janiece M. Longoria | Management | For | For |
| 6 | Elect Director David M. McClanahan | Management | For | For |
| 7 | Elect Director Susan O. Rheney | Management | For | For |
| 8 | Elect Director R. A. Walker | Management | For | For |
| 9 | Elect Director Peter S. Wareing | Management | For | For |
| 10 | Elect Director Sherman M. Wolff | Management | For | For |
| 11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: CF SECURITY ID: 125269100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CHARTER INTERNATIONAL PLC
MEETING DATE: APR 20, 2011 |
TICKER: CHTR SECURITY ID: JE00B3CX4509
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Lars Emilson as Director | Management | For | For |
| 4 | Re-elect John Biles as Director | Management | For | For |
| 5 | Re-elect Robert Careless as Director | Management | For | For |
| 6 | Re-elect James Deeley as Director | Management | For | For |
| 7 | Re-elect Grey Denham as Director | Management | For | For |
| 8 | Re-elect Michael Foster as Director | Management | For | For |
| 9 | Re-elect John Neill as Director | Management | For | For |
| 10 | Re-elect Andrew Osborne as Director | Management | For | For |
| 11 | Re-elect Manfred Wennemer as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
TICKER: CPW SECURITY ID: M22465104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| |
|---|
CIENA CORPORATION
MEETING DATE: MAR 23, 2011 |
TICKER: CIEN SECURITY ID: 171779309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harvey B. Cash | Management | For | For |
| 2 | Elect Director Judith M. O'Brien | Management | For | For |
| 3 | Elect Director Gary B. Smith | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 18, 2011 |
TICKER: XEC SECURITY ID: 171798101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Hentschel | Management | For | For |
| 2 | Elect Director F.H. Merelli | Management | For | For |
| 3 | Elect Director L. Paul Teague | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
CLEARWIRE CORPORATION
MEETING DATE: JUN 15, 2011 |
TICKER: CLWR SECURITY ID: 18538Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Stanton | Management | For | For |
| 1.2 | Elect Director William R. Blessing | Management | For | For |
| 1.3 | Elect Director Jose A. Collazo | Management | For | For |
| 1.4 | Elect Director Mufit Cinali | Management | For | Withhold |
| 1.5 | Elect Director Hossein Eslambolchi, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.7 | Elect Director Brian P. McAndrews | Management | For | Withhold |
| 1.8 | Elect Director Theodore H. Schell | Management | For | For |
| 1.9 | Elect Director Kathleen H. Rae | Management | For | For |
| 1.10 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
| 1.11 | Elect Director Jennifer L. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CME GROUP INC.
MEETING DATE: JUN 08, 2011 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig S. Donohue | Management | For | For |
| 1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1.3 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.4 | Elect Director James A. Donaldson | Management | For | For |
| 1.5 | Elect Director J. Dennis Hastert | Management | For | For |
| 1.6 | Elect Director William P. Miller II | Management | For | For |
| 1.7 | Elect Director Terry L. Savage | Management | For | For |
| 1.8 | Elect Director Christopher Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CNO FINANCIAL GROUP INC.
MEETING DATE: MAY 12, 2011 |
TICKER: CNO SECURITY ID: 12621E103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert C. Greving | Management | For | For |
| 2 | Elect Director R. Keith Long | Management | For | For |
| 3 | Elect Director Charles W. Murphy | Management | For | For |
| 4 | Elect Director C. James Prieur | Management | For | For |
| 5 | Elect Director Neal C. Schneider | Management | For | For |
| 6 | Elect Director Frederick J. Sievert | Management | For | For |
| 7 | Elect Director Michael T. Tokarz | Management | For | For |
| 8 | Elect Director John G. Turner | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COCA COLA ICECEK SANAYI A.S.
MEETING DATE: APR 27, 2011 |
TICKER: CCOLA SECURITY ID: TRECOLA00011
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Receive Statutory Reports and Information on Company's Disclosure Policy | Management | None | None |
| 4 | Accept Financial Statements | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
| 8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income | Management | For | Did Not Vote |
| 10 | Receive Information on Charitable Donations | Management | None | None |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Ratify External Auditors | Management | For | Did Not Vote |
| 13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 14 | Amend Corporate Purpose | Management | For | Did Not Vote |
| 15 | Wishes and Close Meeting | Management | None | None |
| |
|---|
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 10, 2011 |
TICKER: COKE SECURITY ID: 191098102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Morgan H. Everett | Management | For | For |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.8 | Elect Director Henry W. Flint | Management | For | For |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
COCA-COLA FEMSA S.A.B. DE C.V.
MEETING DATE: MAR 23, 2011 |
TICKER: KOFL SECURITY ID: 191241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | Management | For | For |
| 2 | Approve Report on the Company's Tax Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of MXN 2.36 Per Share | Management | For | For |
| 4 | Set Maximum Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | For | For |
| 5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Abstain |
| 6 | Elect Members of Audit Committee, Financing and Planning Committee, and Corporate Practices Committee; Elect Chairman of the Committees and Fix their Respective Remuneration | Management | For | Abstain |
| 7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 06, 2011 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Delano E. Lewis | Management | For | For |
| 8 | Elect Director J. Pedro Reinhard | Management | For | For |
| 9 | Elect Director Stephen I. Sadove | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 29, 2011 |
TICKER: AMBV4 SECURITY ID: 20441W203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3.1 | Elect Mario Fernando Engelke as Fiscal Council Member | Management | For | For |
| 3.2 | Elect Euripedes de Freitas as Alternate Fiscal Council Member | Management | For | For |
| |
|---|
COMPLETE PRODUCTION SERVICES, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: CPX SECURITY ID: 20453E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Boswell | Management | For | For |
| 1.2 | Elect Director Michael McShane | Management | For | For |
| 1.3 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2010 |
TICKER: STZ SECURITY ID: 21036P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.4 | Elect Director James A. Locke III | Management | For | For |
| 1.5 | Elect Director Richard Sands | Management | For | For |
| 1.6 | Elect Director Robert Sands | Management | For | For |
| 1.7 | Elect Director Paul L. Smith | Management | For | For |
| 1.8 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. De Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director James R. Curtiss | Management | For | For |
| 5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 6 | Elect Director Nancy Lampton | Management | For | For |
| 7 | Elect Director Robert J. Lawless | Management | For | For |
| 8 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 9 | Elect Director John L. Skolds | Management | For | For |
| 10 | Elect Director Michael D. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: MAY 02, 2011 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Linda A. Hill as Director | Management | For | For |
| 2 | Elect James J. Postl as Director | Management | For | For |
| 3 | Elect Mark S. Thompson as Director | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
| 10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
| |
|---|
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CREDIT SUISSE GROUP AG
MEETING DATE: APR 29, 2011 |
TICKER: CSGN SECURITY ID: CH0012138530
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | Did Not Vote |
| 4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | Did Not Vote |
| 5.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
| 6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 6.1.2 | Reelect Jean Lanier as Director | Management | For | Did Not Vote |
| 6.1.3 | Reelect Anton van Rossum as Director | Management | For | Did Not Vote |
| 6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 6.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
| |
|---|
CROCS, INC.
MEETING DATE: JUN 28, 2011 |
TICKER: CROX SECURITY ID: 227046109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Smach | Management | For | For |
| 1.2 | Elect Director John P. McCarvel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CVR ENERGY, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: CVI SECURITY ID: 12662P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Lipinski | Management | For | For |
| 1.2 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.3 | Elect Director William J. Finnerty | Management | For | For |
| 1.4 | Elect Director C. Scott Hobbs | Management | For | For |
| 1.5 | Elect Director George E. Matelich | Management | For | For |
| 1.6 | Elect Director Steve A. Nordaker | Management | For | For |
| 1.7 | Elect Director Robert T. Smith | Management | For | For |
| 1.8 | Elect Director Joseph E. Sparano | Management | For | For |
| 1.9 | Elect Director Mark E. Tomkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Horton | Management | For | For |
| 2 | Elect Director Bradley S. Anderson | Management | For | For |
| 3 | Elect Director Michael R. Buchanan | Management | For | For |
| 4 | Elect Director Michael W. Hewatt | Management | For | For |
| 5 | Elect Director Bob G. Scott | Management | For | For |
| 6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DANONE
MEETING DATE: APR 28, 2011 |
TICKER: BN SECURITY ID: FR0000120644
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
| 5 | Reelect Bruno Bonnell as Director | Management | For | For |
| 6 | Reelect Bernard Hours as Director | Management | For | For |
| 7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
| 8 | Reelect Jacques Vincent as Director | Management | For | For |
| 9 | Elect Isabelle Seillier as Director | Management | For | For |
| 10 | Elect Jean-Michel Severino as Director | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 12 | Approve Agreement with Bernard Hours | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 14, 2010 |
TICKER: DRI SECURITY ID: 237194105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
| 1.9 | Elect Director Andrew H. Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DATALINK CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: DTLK SECURITY ID: 237934104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Margaret A. Loftus | Management | For | For |
| 1.4 | Elect Director Greg R. Meland | Management | For | For |
| 1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.6 | Elect Director James E. Ousley | Management | For | For |
| 1.7 | Elect Director Robert M. Price | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen L. Green | Management | For | Against |
| 2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
| 3 | Elect Director John R. Muse | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 18, 2011 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.2 | Elect Director Michael L. Beatty | Management | For | For |
| 1.3 | Elect Director Michael B. Decker | Management | For | For |
| 1.4 | Elect Director Ronald G. Greene | Management | For | For |
| 1.5 | Elect Director David I. Heather | Management | For | For |
| 1.6 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.7 | Elect Director Gareth Roberts | Management | For | For |
| 1.8 | Elect Director Phil Rykhoek | Management | For | For |
| 1.9 | Elect Director Randy Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: OCT 14, 2010 |
TICKER: DGE SECURITY ID: 25243Q205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Betsy Holden as Director | Management | For | For |
| 7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Management | For | For |
| 8 | Re-elect Franz Humer as Director | Management | For | For |
| 9 | Re-elect Philip Scott as Director | Management | For | For |
| 10 | Re-elect Todd Stitzer as Director | Management | For | For |
| 11 | Re-elect Paul Walker as Director | Management | For | For |
| 12 | Re-elect Paul Walsh as Director | Management | For | For |
| 13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Management | For | For |
| 14 | Elect Deirdre Mahlan as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 22 | Approve Diageo 2010 Sharesave Plan | Management | For | For |
| 23 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DIAGNOSTICOS DA AMERICA SA
MEETING DATE: JAN 05, 2011 |
TICKER: DASA3 SECURITY ID: BRDASAACNOR1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger between the Company and MD1 Diagnosticos SA | Management | For | For |
| 2 | Approve Merger Agreement between the Company and MD1 Diagnosticos SA | Management | For | For |
| 3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
| 4 | Approve Independent Firm's Appraisal | Management | For | For |
| 5 | Approve Issuance of Shares in Connection with Merger | Management | For | For |
| 6 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 7 | Approve Stock Option Plan | Management | For | Against |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 9 | Elect Directors | Management | For | Against |
| |
|---|
DIAGNOSTICOS DA AMERICA SA
MEETING DATE: APR 26, 2011 |
TICKER: DASA3 SECURITY ID: BRDASAACNOR1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| |
|---|
DIAGNOSTICOS DA AMERICA SA
MEETING DATE: APR 26, 2011 |
TICKER: DASA3 SECURITY ID: BRDASAACNOR1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of 2008 Stock Option Plan | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: APR 28, 2011 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Dillon | Management | For | For |
| 1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
| 1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: DG SECURITY ID: 256677105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
| 1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
| 1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
| 1.4 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.5 | Elect Director Adrian Jones | Management | For | Withhold |
| 1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
| 1.7 | Elect Director David B. Rickard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DOMINION RESOURCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: D SECURITY ID: 25746U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William P. Barr | Management | For | For |
| 2 | Elect Director Peter W. Brown | Management | For | For |
| 3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 4 | Elect Director Helen E. Dragas | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director John W. Harris | Management | For | For |
| 7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
| 8 | Elect Director Mark J. Kington | Management | For | For |
| 9 | Elect Director Margaret A. McKenna | Management | For | For |
| 10 | Elect Director Frank S. Royal | Management | For | For |
| 11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 12 | Elect Director David A. Wollard | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
| 17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
| 18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
TICKER: DRC SECURITY ID: 261608103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: DUK SECURITY ID: 26441C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.5 | Elect Director John H. Forsgren | Management | For | For |
| 1.6 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.8 | Elect Director E. James Reinsch | Management | For | For |
| 1.9 | Elect Director James T. Rhodes | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Global Warming Lobbying Activities | Shareholder | Against | Abstain |
| 6 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
TICKER: EIX SECURITY ID: 281020107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cardis | Management | For | For |
| 2 | Elect Director David E.I. Pyott | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EMBOTELLADORA ANDINA S.A.
MEETING DATE: APR 27, 2011 |
TICKER: ANDINA-B SECURITY ID: 29081P303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for 2010 | Management | For | For |
| 2 | Receive Board Report in Accordance with Circular 1945 of the Chilean Securities and Insurance Superintendency | Management | For | For |
| 3 | Approve Allocation of Income and Dividend Policy | Management | For | For |
| 4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
| 5 | Approve External Auditors for Fiscal Year 2011 | Management | For | For |
| 6 | Designate Risk Assessment Companies | Management | For | For |
| 7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 8 | Other Business (Voting) | Management | For | Against |
| |
|---|
EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 01, 2011 |
TICKER: EMR SECURITY ID: 291011104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D.N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C.A. Peters | Management | For | For |
| 1.4 | Elect Director J.W. Prueher | Management | For | For |
| 1.5 | Elect Director R.L. Ridgway | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 24, 2011 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect J. Roderick Clark as Director | Management | For | For |
| 2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 3 | Re-elect Keith O. Rattie as Director | Management | For | For |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Special Dividends | Management | For | For |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 31, 2011 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2011 |
TICKER: EVR SECURITY ID: 29977A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: EXEL SECURITY ID: 30161Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank McCormick | Management | For | For |
| 1.2 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.4 | Elect Director George A. Scangos | Management | For | For |
| 1.5 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary G. Benanav | Management | For | For |
| 1.2 | Elect Director Maura C. Breen | Management | For | For |
| 1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1.5 | Elect Director Frank Mergenthaler | Management | For | For |
| 1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
| 1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.10 | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
EXTRACT RESOURCES LTD.
MEETING DATE: FEB 21, 2011 |
TICKER: EXT SECURITY ID: AU000000EXT7
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of Shares to Kalahari Uranium Ltd | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 20, 2011 |
TICKER: FFH SECURITY ID: CA3039011026
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director Timothy R. Price | Management | For | For |
| 1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.6 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FALKLAND OIL AND GAS LTD.
MEETING DATE: JUN 08, 2011 |
TICKER: FOGL SECURITY ID: FK00B030JM18
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Timothy Jones as a Director | Management | For | For |
| 3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Approve Increase in Authorized Common Stock | Management | For | For |
| |
|---|
FANUC LTD.
MEETING DATE: JUN 29, 2011 |
TICKER: 6954 SECURITY ID: JP3802400006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
| 2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 3.2 | Elect Director Kojima, Hideo | Management | For | For |
| 3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Ito, Takayuki | Management | For | For |
| 3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
| 3.7 | Elect Director Kishi, Hajimu | Management | For | For |
| 3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
| 3.11 | Elect Director Noda, Hiroshi | Management | For | For |
| 3.12 | Elect Director Araki, Hiroshi | Management | For | For |
| 3.13 | Elect Director Kohari, Katsuo | Management | For | For |
| 3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
| 3.15 | Elect Director Richard E Schneider | Management | For | For |
| 3.16 | Elect Director Olaf C Gehrels | Management | For | For |
| 4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
| 4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
MEETING DATE: APR 20, 2011 |
TICKER: FMER SECURITY ID: 337915102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Baer | Management | For | For |
| 1.2 | Elect Director Karen S. Belden | Management | For | For |
| 1.3 | Elect Director R. Cary Blair | Management | For | For |
| 1.4 | Elect Director John C. Blickle | Management | For | For |
| 1.5 | Elect Director Robert W. Briggs | Management | For | For |
| 1.6 | Elect Director Richard Colella | Management | For | For |
| 1.7 | Elect Director Gina D. France | Management | For | For |
| 1.8 | Elect Director Paul G. Greig | Management | For | For |
| 1.9 | Elect Director Terry L. Haines | Management | For | For |
| 1.10 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.11 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.12 | Elect Director Philip A. Lloyd II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 23, 2011 |
TICKER: FTNT SECURITY ID: 34959E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Walecka | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
| 1.4 | Elect Director James H. Lee | Management | For | For |
| 1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: JUN 28, 2011 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2011 |
TICKER: GM SECURITY ID: 37045V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel F. Akerson | Management | For | For |
| 2 | Elect Director David Bonderman | Management | For | For |
| 3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 4 | Elect Director Stephen J. Girsky | Management | For | For |
| 5 | Elect Director E. Neville Isdell | Management | For | For |
| 6 | Elect Director Robert D. Krebs | Management | For | For |
| 7 | Elect Director Philip A. Laskawy | Management | For | For |
| 8 | Elect Director Kathryn V. Marinello | Management | For | For |
| 9 | Elect Director Patricia F. Russo | Management | For | For |
| 10 | Elect Director Carol M. Stephenson | Management | For | For |
| 11 | Elect Director Cynthia A. Telles | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director William H. Bolinder | Management | For | For |
| 3 | Elect Director Michael D. Fraizer | Management | For | For |
| 4 | Elect Director Nancy J. Karch | Management | For | For |
| 5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Christine B. Mead | Management | For | For |
| 8 | Elect Director Thomas E. Moloney | Management | For | For |
| 9 | Elect Director James A. Parke | Management | For | For |
| 10 | Elect Director James S. Riepe | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GLOBE SPECIALTY METALS, INC.
MEETING DATE: DEC 06, 2010 |
TICKER: GSM SECURITY ID: 37954N206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
| 1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.4 | Elect Director Alan Kestenbaum | Management | For | For |
| 1.5 | Elect Director Franklin L. Lavin | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: GTI SECURITY ID: 384313102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy W. Carson | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Harold E. Layman | Management | For | For |
| 1.4 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.5 | Elect Director Nathan Milikowsky | Management | For | For |
| 1.6 | Elect Director Michael C. Nahl | Management | For | For |
| 1.7 | Elect Director Steven R. Shawley | Management | For | For |
| 1.8 | Elect Director Craig S. Shular | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN DOT CORPORATION
MEETING DATE: JUN 02, 2011 |
TICKER: GDOT SECURITY ID: 39304D102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross E. Kendell | Management | For | For |
| 1.2 | Elect Director William H. Ott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 10, 2011 |
TICKER: GMCR SECURITY ID: 393122106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
| 1.2 | Elect Director Michael J. Mardy | Management | For | For |
| 1.3 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: HAS SECURITY ID: 418056107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG
MEETING DATE: MAY 05, 2011 |
TICKER: HEI SECURITY ID: DE0006047004
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, Phd | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, Md | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director R. Kevin Hardage | Management | For | For |
| 1.5 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.6 | Elect Director Jack P. Reid | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
HOLLY CORPORATION
MEETING DATE: JUN 28, 2011 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Colin Goddard | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director George J. Morrow | Management | For | For |
| 1.9 | Elect Director Gregory Norden | Management | For | For |
| 1.10 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.11 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2011 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director D. James Hilliker | Management | For | For |
| 1.7 | Elect Director David P. Lauer | Management | For | For |
| 1.8 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director William R. Robertson | Management | For | For |
| 1.14 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: IDXX SECURITY ID: 45168D104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Craig | Management | For | For |
| 1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: AUG 11, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint L.S. Sitara as Director | Management | For | For |
| 3 | Reappoint A. Katoch as Director | Management | For | For |
| 4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: DEC 28, 2010 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
| 2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
| 3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: JUN 30, 2011 |
TICKER: 532832 SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 13, 2010 |
TICKER: ITX SECURITY ID: ES0148396015
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
| 4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
| 4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
| 5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
| 5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
| 6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
| 7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
| 8 | Re-elect Auditors | Management | For | For |
| 9 | Authorize Repurchase of Shares | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: SEP 21, 2010 |
TICKER: 01398 SECURITY ID: CNE1000003G1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Type and Nominal Value of the Rights Shares | Management | For | For |
| 1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
| 1c | Approve Subscription Price for the Rights Shares | Management | For | For |
| 1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
| 1e | Approve Use of Proceeds | Management | For | For |
| 1f | Approve Effective Period of the Resolution | Management | For | For |
| 1g | Approve Authorization for the Rights Issue | Management | For | For |
| 2 | Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares | Management | For | For |
| 3 | Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares | Management | For | For |
| 4 | Approve Report on Utilization of Proceeds from Previous Issuances | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Elect Xu Shanda as Independent Non-Executive Director | Management | For | Against |
| 7 | Elect Li Xiaopeng as Executive Director | Shareholder | None | Against |
| 8 | Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds | Shareholder | None | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: SEP 21, 2010 |
TICKER: 01398 SECURITY ID: CNE1000003G1
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1b | Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1c | Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1e | Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1f | Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1g | Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| |
|---|
ING GROEP NV
MEETING DATE: MAY 09, 2011 |
TICKER: INGVF SECURITY ID: NL0000303600
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | Did Not Vote |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4a | Discuss Remuneration Report | Management | None | None |
| 4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 5a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5b | Increase Authorized Common Stock | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
| 6 | Discuss Corporate Responsibility | Management | None | None |
| 7a | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 7b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 8 | Reelect Koos Timmermans to Executive Board | Management | For | Did Not Vote |
| 9a | Reelect Peter Elverding to Supervisory Board | Management | For | Did Not Vote |
| 9b | Reelect Henk Breukink to Supervisory Board | Management | For | Did Not Vote |
| 9c | Elect Sjoerd van Keulen to Supervisory Board | Management | For | Did Not Vote |
| 9d | Elect Joost Kuiper to Supervisory Board | Management | For | Did Not Vote |
| 9e | Elect Luc Vandewalle to Supervisory Board | Management | For | Did Not Vote |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 10b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 11b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | Did Not Vote |
| 12 | Any Other Businesss and Close Meeting | Management | None | None |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INOTERA MEMORIES, INC.
MEETING DATE: JUN 08, 2011 |
TICKER: 3474 SECURITY ID: TW0003474003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
| 2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Enterprise Income Tax Exemption Regarding Capital Increase Under Statute for Upgrading Industry | Management | For | For |
| 6 | Approve Plan of Election of Directors and Supervisors | Management | For | Against |
| 7 | Elect Directors and Supervisors | Management | For | Against |
| 8 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
| 9 | Transact Other Business | Management | None | None |
| |
|---|
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: ICE SECURITY ID: 45865V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles R. Crisp | Management | For | For |
| 2 | Elect Director Jean-Marc Forneri | Management | For | For |
| 3 | Elect Director Senator Judd A. Gregg | Management | For | For |
| 4 | Elect Director Fred W. Hatfield | Management | For | For |
| 5 | Elect Director Terrence F. Martell | Management | For | For |
| 6 | Elect Director Callum Mccarthy | Management | For | For |
| 7 | Elect Director Sir Robert Reid | Management | For | For |
| 8 | Elect Director Frederic V. Salerno | Management | For | For |
| 9 | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 10 | Elect Director Judith A. Sprieser | Management | For | For |
| 11 | Elect Director Vincent Tese | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 21, 2011 |
TICKER: IOC SECURITY ID: 460951106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 26, 2011 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Robert A. Cornog | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Stephen A. Roell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2010 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Emiko Higashi | Management | For | For |
| 1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
| 1.4 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KOMATSU LTD.
MEETING DATE: JUN 22, 2011 |
TICKER: 6301 SECURITY ID: JP3304200003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Sakane, Masahiro | Management | For | For |
| 2.2 | Elect Director Noji, Kunio | Management | For | For |
| 2.3 | Elect Director Komamura, Yoshinori | Management | For | For |
| 2.4 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2.5 | Elect Director Hotta, Kensuke | Management | For | For |
| 2.6 | Elect Director Kano, Noriaki | Management | For | For |
| 2.7 | Elect Director Ikeda, Koichi | Management | For | For |
| 2.8 | Elect Director Hironaka, Mamoru | Management | For | For |
| 2.9 | Elect Director Fujitsuka, Mikio | Management | For | For |
| 2.10 | Elect Director Takamura, Fujitoshi | Management | For | For |
| 3 | Appoint Statutory Auditor Kamano, Hiroyuki | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
|---|
L OREAL
MEETING DATE: APR 22, 2011 |
TICKER: OR SECURITY ID: FR0000120321
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 4 | Reelect Liliane Bettencourt as Director | Management | For | For |
| 5 | Reelect Annette Roux as Director | Management | For | For |
| 6 | Reelect Charles Henri Filippi as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 10 | Authorize up to 0.6 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 11 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 12 | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 04, 2010 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Eric K. Brandt | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 10, 2011 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George P. Koo | Management | For | For |
| 1.3 | Elect Director Irwin A. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 12, 2011 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Janet K. Cooper | Management | For | For |
| 2 | Elect Director John W. Norris, Iii | Management | For | For |
| 3 | Elect Director Paul W. Schmidt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: SEP 13, 2010 |
TICKER: 00494 SECURITY ID: BMG5485F1445
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis R. Glass | Management | For | For |
| 2 | Elect Director Gary C. Kelly | Management | For | For |
| 3 | Elect Director Michael F. Mee | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
LUPIN LTD.
MEETING DATE: DEC 20, 2010 |
TICKER: 500257 SECURITY ID: INE326A01037
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reappointment and Remuneration of D.B. Gupta as Executive Chairman | Management | For | For |
| 2 | Approve Reappointment and Remuneration of M.D. Gupta as Executive Director | Management | For | For |
| 3 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON
MEETING DATE: MAR 31, 2011 |
TICKER: MC SECURITY ID: FR0000121014
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 5 | Elect Delphine Arnault as Director | Management | For | For |
| 6 | Elect Nicolas Bazire as Director | Management | For | For |
| 7 | Elect Antonio Belloni as Director | Management | For | For |
| 8 | Elect Charles de Croisset as Director | Management | For | For |
| 9 | Elect Diego Della Valle as Director | Management | For | For |
| 10 | Elect Pierre Gode as Director | Management | For | For |
| 11 | Elect Gilles Hennessy as Director | Management | For | For |
| 12 | Elect Marie-Josee Kravis as Director | Management | For | For |
| 13 | Appoint Patrick Houel as Censor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 24 | Approve Employee Stock Purchase Plan | Management | For | For |
| 25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
TICKER: LYB SECURITY ID: N53745100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
| 3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
| 4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
TICKER: LYB SECURITY ID: N53745118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
| 3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
| 4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
TICKER: LYB SECURITY ID: N53745100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 27, 2011 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Kemper | Management | For | For |
| 1.2 | Elect Director David D. Mandarich | Management | For | For |
| 1.3 | Elect Director David Siegel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: JUN 16, 2011 |
TICKER: MAKO SECURITY ID: 560879108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
| 1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
| 1.3 | Elect Director William D. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
MARINER ENERGY, INC.
MEETING DATE: NOV 10, 2010 |
TICKER: M7A SECURITY ID: 56845T305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 01, 2011 |
TICKER: MASI SECURITY ID: 574795100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: JUN 01, 2011 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director Richard H. Lenny | Management | For | For |
| 3 | Elect Director Cary D. McMillan | Management | For | For |
| 4 | Elect Director Sheila A. Penrose | Management | For | For |
| 5 | Elect Director James A. Skinner | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
| 12 | Declassify the Board of Directors | Shareholder | Against | For |
| 13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
| 15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MEDIVIR
MEETING DATE: MAY 05, 2011 |
TICKER: MVIR B SECURITY ID: SE0000273294
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive President's Report and Chairman's Report | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Andersson, Anna Malm Bernsten, Ingemar Kihlstrom, Ron Long, and Goran Pettersson as Directors | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
MEDIVIR
MEETING DATE: MAY 05, 2011 |
TICKER: MVIR B SECURITY ID: SE0000273294
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Issuance of Shares in Connection with Acquisition of BioPhausia AB | Management | For | Did Not Vote |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
MERU NETWORKS, INC.
MEETING DATE: JUN 08, 2011 |
TICKER: MERU SECURITY ID: 59047Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ihab Abu-Hakima | Management | For | For |
| 1.2 | Elect Director Vaduvur Bharghavan | Management | For | For |
| 1.3 | Elect Director Harold Copperman | Management | For | For |
| 1.4 | Elect Director Thomas Erickson | Management | For | For |
| 1.5 | Elect Director Stanley Meresman | Management | For | For |
| 1.6 | Elect Director Nicholas Mitsakos | Management | For | For |
| 1.7 | Elect Director Barry Newman | Management | For | For |
| 1.8 | Elect Director William Quigley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 26, 2011 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
| 1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: PCS SECURITY ID: 591708102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. Linquist | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MF GLOBAL HOLDINGS LTD
MEETING DATE: AUG 12, 2010 |
TICKER: MF SECURITY ID: 55277J108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. Bolger | Management | For | For |
| 2 | Elect Director Jon S. Corzine | Management | For | For |
| 3 | Elect Director Eileen S. Fusco | Management | For | For |
| 4 | Elect Director David Gelber | Management | For | For |
| 5 | Elect Director Martin J. Glynn | Management | For | For |
| 6 | Elect Director Edward L. Goldberg | Management | For | For |
| 7 | Elect Director David I. Schamis | Management | For | For |
| 8 | Elect Director Robert S. Sloan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| |
|---|
MITSUBISHI ESTATE CO. LTD.
MEETING DATE: JUN 29, 2011 |
TICKER: 8802 SECURITY ID: JP3899600005
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Kimura, Keiji | Management | For | For |
| 2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
| 2.3 | Elect Director Iizuka, Nobuyuki | Management | For | For |
| 2.4 | Elect Director Danno, Hiroshi | Management | For | For |
| 2.5 | Elect Director Kono, Masaaki | Management | For | For |
| 2.6 | Elect Director Ito, Hiroyoshi | Management | For | For |
| 2.7 | Elect Director Yanagisawa, Yutaka | Management | For | For |
| 2.8 | Elect Director Yagihashi, Takao | Management | For | For |
| 2.9 | Elect Director Kato, Jo | Management | For | For |
| 2.10 | Elect Director Fujisawa, Shiro | Management | For | For |
| 2.11 | Elect Director Matsuhashi, Isao | Management | For | For |
| 2.12 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
| 2.13 | Elect Director Gomi, Yasumasa | Management | For | For |
| 2.14 | Elect Director Tomioka, Shuu | Management | For | For |
| 3 | Appoint Statutory Auditor Utsumi, Akio | Management | For | Against |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2011 |
TICKER: 8306 SECURITY ID: JP3902900004
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Okihara, Takamune | Management | For | For |
| 2.2 | Elect Director Okauchi, Kinya | Management | For | For |
| 2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
| 2.4 | Elect Director Tanaka, Tatsuo | Management | For | For |
| 2.5 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 2.6 | Elect Director Yuuki, Taihei | Management | For | For |
| 2.7 | Elect Director Hamakawa, Ichiro | Management | For | For |
| 2.8 | Elect Director Hasegawa, Masao | Management | For | For |
| 2.9 | Elect Director Toyoizumi, Toshiro | Management | For | For |
| 2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
| 2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
| 2.12 | Elect Director Oyamada, Takashi | Management | For | For |
| 2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
| 2.14 | Elect Director Araki, Ryuuji | Management | For | For |
| 2.15 | Elect Director Watanabe, Kazuhiro | Management | For | For |
| 2.16 | Elect Director Otoshi, Takuma | Management | For | For |
| 3 | Appoint Statutory Auditor Nemoto, Takehiko | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2011 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 25, 2011 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Laura K. Ipsen | Management | For | For |
| 2 | Elect Director William U. Parfet | Management | For | For |
| 3 | Elect Director George H. Poste | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 07, 2011 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director John Gaulding | Management | For | For |
| 3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 4 | Elect Director Cynthia P. McCague | Management | For | For |
| 5 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 6 | Elect Director Roberto Tunioli | Management | For | For |
| 7 | Elect Director Timothy T. Yates | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MTU AERO ENGINES HOLDING AG
MEETING DATE: MAY 05, 2011 |
TICKER: MTX SECURITY ID: DE000A0D9PT0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| |
|---|
NANYA TECHNOLOGY CORP.
MEETING DATE: JUN 14, 2011 |
TICKER: 2408 SECURITY ID: TW0002408002
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Statement of Loss Appropriation | Management | For | For |
| 3 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Increase of Cash Capital and Issuance of Ordinary Shares | Management | For | For |
| 5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
NASPERS LTD
MEETING DATE: AUG 27, 2010 |
TICKER: NPN SECURITY ID: ZAE000015889
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | Management | For | For |
| 5 | Elect Debra Meyer as Director | Management | For | For |
| 6.1 | Re-elect Ton Vosloo as Director | Management | For | For |
| 6.2 | Re-elect Neil van Heerden as Director | Management | For | For |
| 6.3 | Re-elect Hein Willemse as Director | Management | For | For |
| 6.4 | Re-elect Lourens Jonker as Director | Management | For | For |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Management | For | For |
| 10 | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group Share-Based Incentive Schemes | Management | For | For |
| 1 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Management | For | For |
| 2 | Authorise Repurchase of A Ordinary Issued Shares | Management | For | For |
| 11 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 10, 2011 |
TICKER: NFG SECURITY ID: 636180101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Brady | Management | For | For |
| 1.2 | Elect Director Rolland E. Kidder | Management | For | For |
| 1.3 | Elect Director Frederic V. Salerno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jeffery A. Smisek | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 14, 2011 |
TICKER: NESN SECURITY ID: CH0038863350
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
| 4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: NEE SECURITY ID: 65339F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Barrat | Management | For | For |
| 1.2 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.3 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.4 | Elect Director James L. Camaren | Management | For | For |
| 1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.6 | Elect Director J. Brian Ferguson | Management | For | For |
| 1.7 | Elect Director Lewis Hay, III | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 1.10 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.11 | Elect Director William H. Swanson | Management | For | For |
| 1.12 | Elect Director Michael H. Thaman | Management | For | For |
| 1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NIKO RESOURCES LTD.
MEETING DATE: SEP 09, 2010 |
TICKER: NKO SECURITY ID: CA6539051095
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
| 5 | Approve Stock Option Plan Grants | Management | For | For |
| |
|---|
NISOURCE INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NI SECURITY ID: 65473P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Steven C. Beering | Management | For | For |
| 3 | Elect Director Michael E. Jesanis | Management | For | For |
| 4 | Elect Director Marty R. Kittrell | Management | For | For |
| 5 | Elect Director W. Lee Nutter | Management | For | For |
| 6 | Elect Director Deborah S. Parker | Management | For | For |
| 7 | Elect Director Ian M. Rolland | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Richard L. Thompson | Management | For | For |
| 10 | Elect Director Carolyn Y. Woo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
TICKER: N0L SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect DirectorMartin P. Slark | Management | For | For |
| 1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 23, 2011 |
TICKER: NOVO B SECURITY ID: DK0060102614
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2011 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Management | For | Did Not Vote |
| 5.1a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5.1c | Elect Bruno Angelici as New Director | Management | For | Did Not Vote |
| 5.1d | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5.1e | Elect Thomas Koestler as New Director | Management | For | Did Not Vote |
| 5.1f | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 5.2 | Elect Sten Scheibye as Chairman of the Board | Management | For | Did Not Vote |
| 5.3 | Elect Goran Ando as Vice Chairman of the Board | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.3a | Delete Article 2 Specifying Location of Registered Office | Management | For | Did Not Vote |
| 7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Management | For | Did Not Vote |
| 7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Coben | Management | For | For |
| 2 | Elect Director Paul W. Hobby | Management | For | For |
| 3 | Elect Director Gerald Luterman | Management | For | For |
| 4 | Elect Director Herbert H. Tate | Management | For | For |
| 5 | Elect Director Walter R. Young | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
NV ENERGY, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: NVE SECURITY ID: 67073Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.3 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.4 | Elect Director John F. O'Reilly | Management | For | For |
| 1.5 | Elect Director Philip G. Satre | Management | For | For |
| 1.6 | Elect Director Michael W. Yackira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
TICKER: SECURITY ID: MHY643541060
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: OII SECURITY ID: 675232102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 12, 2011 |
TICKER: OCN SECURITY ID: 675746309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
OMNICARE, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: OCR SECURITY ID: 681904108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John G. Figueroa | Management | For | For |
| 2 | Elect Director Steven J. Heyer | Management | For | For |
| 3 | Elect Director Andrea R. Lindell | Management | For | For |
| 4 | Elect Director James D. Shelton | Management | For | For |
| 5 | Elect Director Amy Wallman | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: OKE SECURITY ID: 682680103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director Bert H. Mackie | Management | For | For |
| 6 | Elect Director Jim W. Mogg | Management | For | For |
| 7 | Elect Director Pattye L. Moore | Management | For | For |
| 8 | Elect Director Gary D. Parker | Management | For | For |
| 9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 10 | Elect Director Gerald B. Smith | Management | For | For |
| 11 | Elect Director David J. Tippeconnic | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Donald L. Lucas | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: APR 14, 2011 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 03, 2011 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
TICKER: PRGO SECURITY ID: 714290103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.3 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: DEC 17, 2010 |
TICKER: PBG SECURITY ID: CA71645P1062
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| |
|---|
PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 25, 2011 |
TICKER: PBG SECURITY ID: CA71645P1062
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 28, 2011 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PINNACLE ENTERTAINMENT, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: PNK SECURITY ID: 723456109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen C. Comer | Management | For | For |
| 2 | Elect Director John V. Giovenco | Management | For | For |
| 3 | Elect Director Richard J. Goeglein | Management | For | For |
| 4 | Elect Director Bruce A. Leslie | Management | For | For |
| 5 | Elect Director James L. Martineau | Management | For | For |
| 6 | Elect Director Lynn P. Reitnouer | Management | For | For |
| 7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Repricing of Options | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: PNW SECURITY ID: 723484101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
| 1.2 | Elect Director Donald E. Brandt | Management | For | For |
| 1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
| 1.4 | Elect Director Denis A. Cortese | Management | For | For |
| 1.5 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Director Pamela Grant | Management | For | For |
| 1.7 | Elect Director R.A. Herberger, Jr | Management | For | For |
| 1.8 | Elect Director Dale E. Klein | Management | For | For |
| 1.9 | Elect Director Humberto S. Lopez | Management | For | For |
| 1.10 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.11 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.12 | Elect Director W. Douglas Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PORSCHE AUTOMOBIL HOLDING SE
MEETING DATE: NOV 30, 2010 |
TICKER: PAH3 SECURITY ID: DE000PAH0038
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.094 per Ordinary Share and EUR 0.10 per Preferred Share | Management | None | None |
| 3 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | None | None |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | None | None |
| 5 | Ratify Ernst & Young GmbH as Auditors for the Abbreviated Fiscal Year Aug. 1, 2010 to Dec. 31, 2010 | Management | None | None |
| 6 | Approve EUR 2.5 Billion Increase in Share Capital via the Issuance of New Ordinary and Preferred Shares | Management | None | None |
| 7 | Confirm Resolution of Common Shareholders in Item 6 | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | None | None |
| 9 | Confirm Resolution of Common Shareholders in Item 8 | Management | For | For |
| 10 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
| 11 | Confirm Resolution of Common Shareholders in Item 10 | Management | For | For |
| 12 | Approve Creation of EUR 87.5 Million Pool of Capital without Preemptive Rights | Management | None | None |
| 13 | Confirm Resolution of Common Shareholders in Item 12 | Management | For | For |
| |
|---|
POSCO
MEETING DATE: FEB 25, 2011 |
TICKER: 5490 SECURITY ID: KR7005490008
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1.1 | Elect Nam Yong as Outside Director | Management | For | For |
| 3.1.2 | Elect Byun Dae-Gyu as Outside Director | Management | For | For |
| 3.1.3 | Elect Park Sang-Kil as Outside Director | Management | For | For |
| 3.2.1 | Elect Kim Byung-Ki as Member of Audit Committee | Management | For | For |
| 3.2.2 | Elect Park Sang-Kil as Member of Audit Committee | Management | For | For |
| 3.3.1 | Reelect Choi Jong-Tae as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
TICKER: PCLN SECURITY ID: 741503403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PROLOGIS
MEETING DATE: JUN 01, 2011 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PROMISE CO LTD
MEETING DATE: JUN 24, 2011 |
TICKER: 8574 SECURITY ID: JP3833750007
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reduction in Legal Reserves | Management | For | For |
| 2 | Approve Accounting Transfer | Management | For | For |
| 3 | Amend Articles To Create Class A Shares - Increase Authorized Common Capital - Amend Business Lines | Management | For | Against |
| 4 | Elect Director Watanabe, Shozo | Management | For | For |
| 5.1 | Appoint Statutory Auditor Akasako, Yoshiyuki | Management | For | For |
| 5.2 | Appoint Statutory Auditor Mori, Hiroaki | Management | For | For |
| 6 | Appoint Alternate Statutory Auditor Komiyama, Sumie | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: PRU SECURITY ID: 744320102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Gordon M. Bethune | Management | For | For |
| 3 | Elect Director Gaston Caperton | Management | For | For |
| 4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 5 | Elect Director James G. Cullen | Management | For | For |
| 6 | Elect Director William H. Gray, III | Management | For | For |
| 7 | Elect Director Mark B. Grier | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 10 | Elect Director Karl J. Krapek | Management | For | For |
| 11 | Elect Director Christine A. Poon | Management | For | For |
| 12 | Elect Director John R. Strangfield | Management | For | For |
| 13 | Elect Director James A. Unruh | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: NOV 24, 2010 |
TICKER: BBRI SECURITY ID: ID1000096001
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Shares Owned by Plantation Pension Fund (Dapenbun) of at Least 76 Percent in PT Bank Agroniaga Tbk | Management | For | For |
| 2 | Approve Stock Split and Amend Article 4 of the Articles of Association in Relation to the Stock Split | Management | For | For |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: APR 28, 2011 |
TICKER: BBRI SECURITY ID: ID1000118201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
| 2 | Approve Report on the Partnership and Community Development Program (PCDP) | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5a | Appoint Auditors to Audit the Company's Financial Statements | Management | For | For |
| 5b | Appoint Auditors to Audit the PCDP's Financial Statements | Management | For | For |
| 6 | Approve Acquisition of Shares in BRIngin Remittance Co. Ltd. from PT AJ BRIngin Jiwa Sejahtera | Management | For | For |
| 7 | Elect Commissioners and/or Directors | Management | For | Abstain |
| |
|---|
PT LIPPO KARAWACI TBK
MEETING DATE: FEB 23, 2011 |
TICKER: LPKR SECURITY ID: ID1000108905
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Abstain |
| 1 | Confirm Plan to Issue Additional Shares without Preemptive Rights, which was Approved at the EGM Dated May. 3, 2010 | Management | For | For |
| 2 | Amend Article 3 of the Articles of Association Re: Bapepam and LK Rule No. IX.J.1 | Management | For | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
TICKER: PEG SECURITY ID: 744573106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 18, 2011 |
TICKER: QEP SECURITY ID: 74733V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith O. Rattie | Management | For | Withhold |
| 1.2 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: QDEL SECURITY ID: 74838J101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan, M.D., Ph.D. | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RAKUTEN CO.
MEETING DATE: MAR 30, 2011 |
TICKER: 4755 SECURITY ID: JP3967200001
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 1.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 1.3 | Elect Director Kobayashi, Masatada | Management | For | For |
| 1.4 | Elect Director Shimada, Toru | Management | For | For |
| 1.5 | Elect Director Sugihara, Akio | Management | For | For |
| 1.6 | Elect Director Suzuki, Hisashi | Management | For | For |
| 1.7 | Elect Director Takayama, Ken | Management | For | For |
| 1.8 | Elect Director Takeda, Kazunori | Management | For | For |
| 1.9 | Elect Director Toshishige, Takao | Management | For | For |
| 1.10 | Elect Director Hanai, Takeshi | Management | For | For |
| 1.11 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 1.12 | Elect Director Kusano, Koichi | Management | For | For |
| 1.13 | Elect Director Kutaragi, Ken | Management | For | For |
| 1.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 1.15 | Elect Director Charles B. Baxter | Management | For | For |
| 1.16 | Elect Director Joshua G. James | Management | For | For |
| 2.1 | Appoint Statutory Auditor Hirata, Takeo | Management | For | For |
| 2.2 | Appoint Statutory Auditor Seno, Yoshiaki | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 05, 2011 |
TICKER: RB SECURITY ID: GB00B24CGK77
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 5 | Re-elect Peter Harf as Director | Management | For | For |
| 6 | Re-elect Bart Becht as Director | Management | For | For |
| 7 | Re-elect Graham Mackay as Director | Management | For | For |
| 8 | Elect Liz Doherty as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen M. Burt | Management | For | For |
| 2 | Elect Director Thomas J. Fischer | Management | For | For |
| 3 | Elect Director Rakesh Sachdev | Management | For | For |
| 4 | Elect Director Carol N. Skornicka | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 18, 2011 |
TICKER: RS SECURITY ID: 759509102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Figueroa | Management | For | For |
| 1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.3 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.4 | Elect Director Franklin R. Johnson | Management | For | For |
| 1.5 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
RENESOLA LTD
MEETING DATE: AUG 20, 2010 |
TICKER: SOL SECURITY ID: 75971T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Martin Bloom as a Director | Management | For | For |
| 3 | Reelect Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Share Incentive Plan | Management | For | For |
| 7 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
| |
|---|
REPSOL YPF S.A
MEETING DATE: APR 14, 2011 |
TICKER: REP SECURITY ID: ES0173516115
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Discharge of Directors for Fiscal Year 2010 | Management | For | For |
| 3 | Reelect Deloitte SL as Auditor | Management | For | For |
| 4 | Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations | Management | For | For |
| 5 | Amend Article 52 of Company Bylaws Re: Allocation of Income | Management | For | For |
| 6 | Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting | Management | For | For |
| 7 | Reelect Antonio Brufau Niubo as Director | Management | For | Against |
| 8 | Reelect Luis Fernando del Rivero Asensio as Director | Management | For | Against |
| 9 | Reelect Juan Abello Gallo as Director | Management | For | Against |
| 10 | Reelect Luis Carlos Croissier Batista as Director | Management | For | For |
| 11 | Reelect Angel Durandez Adeva as Director | Management | For | For |
| 12 | Reelect Jose Manuel Loureda Mantinan as Director | Management | For | Against |
| 13 | Elect Mario Fernandez Pelaz as Director | Management | For | For |
| 14 | Approve Share Matching Plan | Management | For | For |
| 15 | Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash | Management | For | For |
| 16 | Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 | Management | For | For |
| 17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
RESOLUTE ENERGY CORPORATION
MEETING DATE: JUN 02, 2011 |
TICKER: REN SECURITY ID: 76116A108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Covington | Management | For | For |
| 1.2 | Elect Director James M. Piccone | Management | For | For |
| 1.3 | Elect Director Robert M. Swartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: MAY 27, 2011 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RODINIA OIL CORP.
MEETING DATE: DEC 09, 2010 |
TICKER: ROZ SECURITY ID: CA77487N1096
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, Martin P. McGoldrick and Peter A. Philipchuk as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 24, 2011 |
TICKER: RCL SECURITY ID: V7780T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Laura D.B. Laviada as Director | Management | For | For |
| 2 | Elect Eyal M. Ofer as Director | Management | For | For |
| 3 | Elect William K. Relly as Director | Management | For | For |
| 4 | Elect A. Alexander Wihelmsen as Director | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
TICKER: RDSB SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Linda Stuntz as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Charles Holliday as Director | Management | For | For |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 10 | Elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Jorma Ollila as Director | Management | For | For |
| 13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 14 | Re-elect Peter Voser as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
TICKER: RDSB SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Linda Stuntz as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Charles Holliday as Director | Management | For | For |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 10 | Elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Jorma Ollila as Director | Management | For | For |
| 13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 14 | Re-elect Peter Voser as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2011 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director T. Gary Rogers | Management | For | For |
| 8 | Elect Director Arun Sarin | Management | For | For |
| 9 | Elect Director Michael S. Shannon | Management | For | For |
| 10 | Elect Director William Y. Tauscher | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
SAIPEM
MEETING DATE: APR 30, 2011 |
TICKER: SPM SECURITY ID: IT0000068525
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Slate Submitted by ENI | Management | None | For |
| 3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
| 4.1 | Slate Submitted by ENI | Management | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
| 1 | Amend Company Bylaws | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 28, 2011 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Walter L. Metcalfe, Jr. | Management | For | For |
| 1.3 | Elect Director Edward W. Rabin | Management | For | For |
| 1.4 | Elect Director Gary G. Winterhalter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 18, 2011 |
TICKER: 005930 SECURITY ID: KR7005930003
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philippe Camus | Management | For | For |
| 1.2 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.3 | Elect Director Andrew Gould | Management | For | For |
| 1.4 | Elect Director Tony Isaac | Management | For | For |
| 1.5 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director Elizabeth Moler | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 1.13 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.14 | Elect Director Lubna S. Olayan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6 | Adopt and Approve Financials and Dividends | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: JAN 18, 2011 |
TICKER: STX SECURITY ID: G7945M107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen Luczo as a Director | Management | For | For |
| 1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
| 1c | Reelect Lydia Marshall as a Director | Management | For | For |
| 1d | Reelect Chong Sup Park as a Director | Management | For | For |
| 1e | Reelect Albert Pimentel as a Director | Management | For | For |
| 1f | Reelect Gregorio Reyes as a Director | Management | For | For |
| 1g | Reelect John Thompson as a Director | Management | For | For |
| 1h | Reelect Edward Zander as a Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report of Board of Directors | Management | For | For |
| 3 | Approve Report of Supervisory Committee | Management | For | For |
| 4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
TICKER: 01066 SECURITY ID: CNE100000171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
| 2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
| |
|---|
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
MEETING DATE: JUN 30, 2011 |
TICKER: 601607 SECURITY ID: CNE1000012B3
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Directors' Report | Management | For | For |
| 2 | Approve 2010 Supervisors' Report | Management | For | For |
| 3 | Approve 2010 Financial Statements | Management | For | For |
| 4 | Approve 2010 Audit Fees for the Financial Report | Management | For | For |
| 5 | Approve to Appoint Audit Firm | Management | For | For |
| 6 | Approve 2011 Aggregate Amount of External Guarantee | Management | For | For |
| 7 | Approve Daily Related-Party Transactions with Shanghai Pharmaceutical (Group) Co., Ltd. | Management | For | For |
| 8 | Approve Adjustment on Allowance of Independent Directors | Management | For | For |
| 9 | Approve Plan of 2010 Allocation of Income and Dividends | Management | For | For |
| 10 | Approve to Grant a General Mandate to the Board of Directors to Allot, Issue and Deal with the Shares | Management | For | For |
| |
|---|
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
MEETING DATE: JUN 30, 2011 |
TICKER: 601607 SECURITY ID: CNE1000012B3
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 26, 2011 |
TICKER: SHP SECURITY ID: 82481R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Matthew Emmens as Director | Management | For | For |
| 4 | Re-elect Angus Russell as Director | Management | For | For |
| 5 | Re-elect Graham Hetherington as Director | Management | For | For |
| 6 | Re-elect David Kappler as Director | Management | For | For |
| 7 | Re-elect Patrick Langlois as Director | Management | For | For |
| 8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
| 9 | Elect Dr David Ginsburg as Director | Management | For | For |
| 10 | Elect Anne Minto as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 22, 2011 |
TICKER: 2325 SECURITY ID: 827084864
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
| 6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
| 6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
| 6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
| 6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
| 6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
| 6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
| 6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
| 6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
| 6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
| 6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
| 6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: SWKS SECURITY ID: 83088M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director David J. McLachlan | Management | For | For |
| 2.2 | Elect Director David J. Aldrich | Management | For | For |
| 2.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
| 2.5 | Elect Director Timothy R. Furey | Management | For | For |
| 2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 2.7 | Elect Director Thomas C. Leonard | Management | For | For |
| 2.8 | Elect Director David P. McGlade | Management | For | For |
| 2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 3.1 | Elect Director David J. Aldrich | Management | For | For |
| 3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
| 3.3 | Elect Director David P. McGlade | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SMITH INTERNATIONAL, INC.
MEETING DATE: AUG 24, 2010 |
TICKER: SII SECURITY ID: 832110100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director James R. Gibbs | Management | For | For |
| 2.2 | Elect Director Duane C. Radtke | Management | For | For |
| 2.3 | Elect Director John Yearwood | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 18, 2011 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Monahan | Management | For | For |
| 1.2 | Elect Director Robert A. Peiser | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SOUZA CRUZ S.A
MEETING DATE: MAR 18, 2011 |
TICKER: CRUZ3 SECURITY ID: BRCRUZACNOR0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 5 | Install Fiscal Council | Management | For | For |
| 6 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| |
|---|
SOUZA CRUZ S.A
MEETING DATE: MAR 18, 2011 |
TICKER: CRUZ3 SECURITY ID: BRCRUZACNOR0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 5:1 Stock Split | Management | For | For |
| 2 | Approve Agreement to Absorb Souza Cruz Trading SA | Management | For | For |
| 3 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 4 | Approve Independent Firm's Approval | Management | For | For |
| 5 | Approve Absorption of Souza Cruz Trading SA | Management | For | For |
| |
|---|
SOUZA CRUZ S.A
MEETING DATE: APR 25, 2011 |
TICKER: CRUZ3 SECURITY ID: BRCRUZACNOR0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director | Management | For | For |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 3 | Install Fiscal Council | Management | For | For |
| 4 | Elect Fiscal Council Members and Determine their Remuneration | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard R. Devenuti | Management | For | For |
| 2 | Elect Director Thomas H. Garrett, III | Management | For | For |
| 3 | Elect Director Wendy L. Yarno | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 19, 2011 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George W. Buckley | Management | For | Withhold |
| 1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
| 1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
| 1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
| 1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 05, 2011 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: SRCL SECURITY ID: 858912108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark C. Miller | Management | For | For |
| 2 | Elect Director Jack W. Schuler | Management | For | For |
| 3 | Elect Director Thomas D. Brown | Management | For | For |
| 4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 5 | Elect Director William K. Hall | Management | For | For |
| 6 | Elect Director Jonathan T. Lord | Management | For | For |
| 7 | Elect Director John Patience | Management | For | For |
| 8 | Elect Director James W.P. Reid-Anderson | Management | For | For |
| 9 | Elect Director Ronald G. Spaeth | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 29, 2011 |
TICKER: 8316 SECURITY ID: JP3890350006
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 for Ordinary Shares | Management | For | For |
| 2.1 | Elect Director Oku, Masayuki | Management | For | For |
| 2.2 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.3 | Elect Director Kubo, Tetsuya | Management | For | For |
| 2.4 | Elect Director Nakanishi, Satoru | Management | For | For |
| 2.5 | Elect Director Jyono, Kazuya | Management | For | For |
| 2.6 | Elect Director Danno, Koichi | Management | For | For |
| 2.7 | Elect Director Ito, Yujiro | Management | For | For |
| 2.8 | Elect Director Fuchizaki, Masahiro | Management | For | For |
| 2.9 | Elect Director Iwamoto, Shigeru | Management | For | For |
| 2.10 | Elect Director Nomura, Kuniaki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Mizoguchi, Jun | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawaguchi, Shin | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUSSER HOLDINGS CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: SUSS SECURITY ID: 869233106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 27, 2011 |
TICKER: SNV SECURITY ID: 87161C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Catherine A. Allen | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director T. Michael Goodrich | Management | For | For |
| 8 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 9 | Elect Director Mason H. Lampton | Management | For | For |
| 10 | Elect Director H. Lynn Page | Management | For | For |
| 11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 12 | Elect Director J. Neal Purcell | Management | For | For |
| 13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 14 | Elect Director Melvin T. Stith | Management | For | For |
| 15 | Elect Director Philip W. Tomlinson | Management | For | For |
| 16 | Elect Director James D. Yancey | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
| 21 | Ratify Auditors | Management | For | For |
| 22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
| |
|---|
TALEO CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: TLEO SECURITY ID: 87424N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick Gross | Management | For | For |
| 1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TALISMAN ENERGY INC.
MEETING DATE: MAY 04, 2011 |
TICKER: TLM SECURITY ID: CA87425E1034
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christiane Bergevin | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director William R.P. Dalton | Management | For | For |
| 1.4 | Elect Director Kevin S. Dunne | Management | For | For |
| 1.5 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.6 | Elect Director John A. Manzoni | Management | For | For |
| 1.7 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.8 | Elect Director Peter W. Tomsett | Management | For | For |
| 1.9 | Elect Director Charles R. Williamson | Management | For | For |
| 1.10 | Elect Director Charles M. Winograd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
TETRA TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: TTI SECURITY ID: 88162F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.2 | Elect Director Paul D. Coombs | Management | For | For |
| 1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
| 1.4 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
| 1.6 | Elect Director Allen T. McInnes | Management | For | For |
| 1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Howard G. Buffett | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Evan G. Greenberg | Management | For | For |
| 6 | Elect Director Alexis M. Herman | Management | For | For |
| 7 | Elect Director Muhtar Kent | Management | For | For |
| 8 | Elect Director Donald R. Keough | Management | For | For |
| 9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 10 | Elect Director Donald F. McHenry | Management | For | For |
| 11 | Elect Director Sam Nunn | Management | For | For |
| 12 | Elect Director James D. Robinson III | Management | For | For |
| 13 | Elect Director Peter V. Ueberroth | Management | For | For |
| 14 | Elect Director Jacob Wallenberg | Management | For | For |
| 15 | Elect Director James B. Williams | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Amend Restricted Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 16, 2011 |
TICKER: COO SECURITY ID: 216648402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. Thomas Bender | Management | For | For |
| 2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 3 | Elect Director Jody S. Lindell | Management | For | For |
| 4 | Elect Director Donald Press | Management | For | For |
| 5 | Elect Director Steven Rosenberg | Management | For | For |
| 6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 7 | Elect Director Robert S. Weiss | Management | For | For |
| 8 | Elect Director Stanley Zinberg | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director Jennifer M. Granholm | Management | For | For |
| 7 | Elect Director John B. Hess | Management | For | For |
| 8 | Elect Director Andrew N. Liveris | Management | For | For |
| 9 | Elect Director Paul Polman | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director James M. Ringler | Management | For | For |
| 12 | Elect Director Ruth G. Shaw | Management | For | For |
| 13 | Elect Director Paul G. Stern | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: IPG SECURITY ID: 460690100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director H. John Greeniaus | Management | For | For |
| 6 | Elect Director Mary J. Steele | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas D. Abbey | Management | For | For |
| 2 | Elect Director Dana K. Anderson | Management | For | For |
| 3 | Elect Director Arthur M. Coppola | Management | For | For |
| 4 | Elect Director Edward C. Coppola | Management | For | For |
| 5 | Elect Director James S. Cownie | Management | For | For |
| 6 | Elect Director Fred S. Hubbell | Management | For | For |
| 7 | Elect Director Diana M. Laing | Management | For | For |
| 8 | Elect Director Stanley A. Moore | Management | For | For |
| 9 | Elect Director Mason G. Ross | Management | For | For |
| 10 | Elect Director William P. Sexton | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Graber | Management | For | For |
| 1.2 | Elect Director Emery N. Koenig | Management | For | For |
| 1.3 | Elect Director Sergio Rial | Management | For | For |
| 1.4 | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2011 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Kay Coles James | Management | For | For |
| 5 | Elect Director Richard B. Kelson | Management | For | For |
| 6 | Elect Director Bruce C. Lindsay | Management | For | For |
| 7 | Elect Director Anthony A. Massaro | Management | For | For |
| 8 | Elect Director Jane G. Pepper | Management | For | For |
| 9 | Elect Director James E. Rohr | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Lorene K. Steffes | Management | For | For |
| 12 | Elect Director Dennis F. Strigl | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE TIMBERLAND COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: TBL SECURITY ID: 887100105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sidney W. Swartz | Management | For | For |
| 1.2 | Elect Director Jeffrey B. Swartz | Management | For | For |
| 1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
| 1.4 | Elect Director Andre J. Hawaux | Management | For | For |
| 1.5 | Elect Director Kenneth T. Lombard | Management | For | For |
| 1.6 | Elect Director Edward W. Moneypenny | Management | For | For |
| 1.7 | Elect Director Peter R. Moore | Management | For | For |
| 1.8 | Elect Director Bill Shore | Management | For | For |
| 1.9 | Elect Director Terdema L. Ussery, II | Management | For | For |
| 1.10 | Elect Director Carden N. Welsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| |
|---|
THE WARNACO GROUP, INC.
MEETING DATE: MAY 11, 2011 |
TICKER: WRC SECURITY ID: 934390402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Bell | Management | For | For |
| 2 | Elect Director Robert A. Bowman | Management | For | For |
| 3 | Elect Director Richard Karl Goeltz | Management | For | For |
| 4 | Elect Director Joseph R. Gromek | Management | For | For |
| 5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 6 | Elect Director Charles R. Perrin | Management | For | For |
| 7 | Elect Director Nancy A. Reardon | Management | For | For |
| 8 | Elect Director Donald L. Seeley | Management | For | For |
| 9 | Elect Director Cheryl Nido Turpin | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: WMB SECURITY ID: 969457100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 4 | Elect Director Frank T. MacInnis | Management | For | For |
| 5 | Elect Director Janice D. Stoney | Management | For | For |
| 6 | Elect Director Laura A. Sugg | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TIFFANY & CO.
MEETING DATE: MAY 19, 2011 |
TICKER: TIF SECURITY ID: 886547108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael J. Kowalski | Management | For | For |
| 2 | Elect Director Rose Marie Bravo | Management | For | For |
| 3 | Elect Director Gary E. Costley | Management | For | For |
| 4 | Elect Director Lawrence K. Fish | Management | For | For |
| 5 | Elect Director Abby F. Kohnstamm | Management | For | For |
| 6 | Elect Director Charles K. Marquis | Management | For | For |
| 7 | Elect Director Peter W. May | Management | For | For |
| 8 | Elect Director J. Thomas Presby | Management | For | For |
| 9 | Elect Director William A. Shutzer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TIM HORTONS INC.
MEETING DATE: MAY 13, 2011 |
TICKER: THI SECURITY ID: CA88706M1032
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Michael J. Endres | Management | For | For |
| 1.3 | Elect Director Moya M. Greene | Management | For | For |
| 1.4 | Elect Director Paul D. House | Management | For | For |
| 1.5 | Elect Director Frank Iacobucci | Management | For | For |
| 1.6 | Elect Director John A. Lederer | Management | For | For |
| 1.7 | Elect Director David H. Lees | Management | For | For |
| 1.8 | Elect Director Ronald W. Osborne | Management | For | For |
| 1.9 | Elect Director Wayne C. Sales | Management | For | For |
| 1.10 | Elect Director Donald B. Schroeder | Management | For | For |
| 1.11 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Direct Share Purchase and Dividend Reinvestment Plan | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TORCHMARK CORPORATION
MEETING DATE: APR 28, 2011 |
TICKER: TMK SECURITY ID: 891027104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark S. McAndrew | Management | For | For |
| 2 | Elect Director Sam R. Perry | Management | For | For |
| 3 | Elect Director Lamar C. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
TICKER: RIGN SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 03, 2011 |
TICKER: TRMB SECURITY ID: 896239100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 01, 2011 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer III | Management | For | For |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Dean Jernigan | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director David J. LaRue | Management | For | For |
| 1.6 | Elect Director John F. Remondi | Management | For | For |
| 1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 19, 2011 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 12, 2011 |
TICKER: UN SECURITY ID: 904784709
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
| 6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
| 7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
| 8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
| 9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
| 10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
| 11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
| 12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
| 13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
| 14 | Reelect M. Treschow to Board of Directors | Management | For | For |
| 15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
| 16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
| 19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 21 | Allow Questions and Close Meeting | Management | None | None |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: UNFI SECURITY ID: 911163103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon D. Barker | Management | For | For |
| 2 | Elect Director Gail A. Graham | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 25, 2011 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jon S. Fossel | Management | For | For |
| 2 | Elect Director Gloria C. Larson | Management | For | For |
| 3 | Elect Director William J. Ryan | Management | For | For |
| 4 | Elect Director Thomas R. Watjen | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 17, 2011 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Joel S. Lawson III | Management | For | For |
| 1.3 | Elect Director Glen T. Senk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL
MEETING DATE: SEP 27, 2010 |
TICKER: VRX SECURITY ID: 91911X104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: SEP 27, 2010 |
TICKER: VRX SECURITY ID: 09067J109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: SEP 27, 2010 |
TICKER: VRX SECURITY ID: CA09067J1093
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
TICKER: VRX SECURITY ID: 91911K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
TICKER: VRX SECURITY ID: CA91911K1021
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 28, 2011 |
TICKER: VLO SECURITY ID: 91913Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald K. Calgaard | Management | For | For |
| 2 | Elect Director Stephen M. Waters | Management | For | For |
| 3 | Elect Director Randall J. Weisenburger | Management | For | For |
| 4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| 11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
VALLOUREC
MEETING DATE: JUN 07, 2011 |
TICKER: VK SECURITY ID: FR0000120354
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Ratify Appointment of Pascale Chargrasse as Representative of Employee Shareholders to the Supervisory Board | Management | For | For |
| 6 | Reelect Pascale Chargrasse as Representative of Employee Shareholders to the Board | Management | For | For |
| 7 | Reelect Jean-Paul Parayre as Supervisory Board Member | Management | For | For |
| 8 | Reelect Patrick Boissier as Supervisory Board Member | Management | For | For |
| 9 | Elect Anne-Marie Idrac as Supervisory Board Member | Management | For | For |
| 10 | Appoint Francois Henrot as Censor | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 117 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
| 14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 35 Million | Management | For | For |
| 15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12 to 15 Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 35 Million for Future Exchange Offers | Management | For | For |
| 19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 35 Million | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Management | For | For |
| 22 | Approve Employee Stock Purchase Plan | Management | For | For |
| 23 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 24 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
| 25 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plan for International Employees | Management | For | For |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 27 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Amend Article 10.1 of Bylaws Re: Directors Length of Term | Management | For | For |
| 29 | Amend Article 10.1 of Bylaws Re: Representative of Employee Shareholders to the Board | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
VANTAGE DRILLING COMPANY
MEETING DATE: JAN 07, 2011 |
TICKER: VTG SECURITY ID: G93205113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
| 2a | Elect Paul A. Bragg as Director | Management | For | For |
| 2b | Elect Koichiro Esaka as Director | Management | For | Against |
| 2c | Elect Jorge E. Estrada as Director | Management | For | For |
| 2d | Elect Robert F. Grantham as Director | Management | For | For |
| 2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
| 2f | Elect Ong Tian Khiam as Director | Management | For | For |
| 2g | Elect John C.G. O'Leary as Director | Management | For | For |
| 2h | Elect Hsin-Chi Su as Director | Management | For | Against |
| 2i | Elect Steiner Thomassen as Director | Management | For | For |
| 3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
| 4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
| 5 | Ratify UHY LLP as Auditors | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Aurelio | Management | For | For |
| 1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 22, 2010 |
TICKER: VSAT SECURITY ID: 92552V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Allen Lay | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 27, 2011 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
VITERRA INC.
MEETING DATE: MAR 09, 2011 |
TICKER: VT SECURITY ID: CA92849T1084
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas Birks as Director | Management | For | For |
| 1.2 | Elect Vic Bruce as Director | Management | For | For |
| 1.3 | Elect Thomas Chambers as Director | Management | For | For |
| 1.4 | Elect Paul Daniel as Director | Management | For | For |
| 1.5 | Elect Bonnie DuPont as Director | Management | For | For |
| 1.6 | Elect Perry Gunner as Director | Management | For | For |
| 1.7 | Elect Tim Hearn as Director | Management | For | For |
| 1.8 | Elect Dallas Howe as Director | Management | For | For |
| 1.9 | Elect Kevin Osborn as Director | Management | For | For |
| 1.10 | Elect Herb Pinder Jr. as Director | Management | For | For |
| 1.11 | Elect Larry Ruud as Director | Management | For | For |
| 1.12 | Elect Mayo Schmidt as Director | Management | For | For |
| 1.13 | Elect Max Venning as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Key Employee Share Unit Plan | Management | For | Against |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
TICKER: VOD SECURITY ID: GB00B16GWD56
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Re-elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Stephen Pusey as Director | Management | For | For |
| 8 | Re-elect Alan Jebson as Director | Management | For | For |
| 9 | Re-elect Samuel Jonah as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 03, 2011 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Brailer | Management | For | For |
| 2 | Elect Director Steven A. Davis | Management | For | For |
| 3 | Elect Director William C. Foote | Management | For | For |
| 4 | Elect Director Mark P. Frissora | Management | For | For |
| 5 | Elect Director Ginger L. Graham | Management | For | For |
| 6 | Elect Director Alan G. McNally | Management | For | For |
| 7 | Elect Director Nancy M. Schlichting | Management | For | For |
| 8 | Elect Director David Y. Schwartz | Management | For | For |
| 9 | Elect Director Alejandro Silva | Management | For | For |
| 10 | Elect Director James A. Skinner | Management | For | For |
| 11 | Elect Director Gregory D. Wasson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Rescind Fair Price Provision | Management | For | For |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
TICKER: WLT SECURITY ID: 93317Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 21, 2010 |
TICKER: WBMD SECURITY ID: 94770V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Cameron | Management | For | For |
| 1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
| 1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
| 1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WESTERN REFINING, INC.
MEETING DATE: JUN 07, 2011 |
TICKER: WNR SECURITY ID: 959319104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Paul L. Foster | Management | For | For |
| 1.3 | Elect Director L. Frederick Francis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Jeff M. Fettig | Management | For | For |
| 3 | Elect Director Michael F. Johnston | Management | For | For |
| 4 | Elect Director William T. Kerr | Management | For | For |
| 5 | Elect Director John D. Liu | Management | For | For |
| 6 | Elect Director Miles L. Marsh | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Michael D. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 13, 2011 |
TICKER: WDH SECURITY ID: DK0010268440
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
| 6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
| 6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
| 6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | None |
| |
|---|
WINTEK CORPORATION
MEETING DATE: DEC 01, 2010 |
TICKER: 2384 SECURITY ID: TW0002384005
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposal of Issuing New Shares to Participate the Global Depositary Receipt Issuance | Management | For | For |
| 2 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 3 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: YUM SECURITY ID: 988498101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Dorman | Management | For | For |
| 2 | Elect Director Massimo Ferragamo | Management | For | For |
| 3 | Elect Director J. David Grissom | Management | For | For |
| 4 | Elect Director Bonnie G. Hill | Management | For | For |
| 5 | Elect Director Robert Holland, Jr. | Management | For | For |
| 6 | Elect Director Kenneth G. Langone | Management | For | For |
| 7 | Elect Director Jonathan S. Linen | Management | For | For |
| 8 | Elect Director Thomas C. Nelson | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Thomas M. Ryan | Management | For | For |
| 11 | Elect Director Jing-Shyh S. Su | Management | For | For |
| 12 | Elect Director Robert D. Walter | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Call Special Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES LARGE CAP VALUE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACE LIMITED
MEETING DATE: MAY 18, 2011 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
| 1.2 | Elect Leo F. Mullin as Director | Management | For | For |
| 1.3 | Elect Olivier Steimer as Director | Management | For | For |
| 1.4 | Elect Michael P. Connors as Director | Management | For | For |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
| 1.6 | Elect John A. Krol as Director | Management | For | For |
| 2.1 | Approve Annual Report | Management | For | For |
| 2.2 | Accept Statutory Financial Statements | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| |
|---|
ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
TICKER: ALU SECURITY ID: 013904305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Daniel Bernard as Director | Management | For | For |
| 5 | Reelect W. Frank Blount as Director | Management | For | For |
| 6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALLEGHENY ENERGY, INC.
MEETING DATE: SEP 14, 2010 |
TICKER: AYE SECURITY ID: 017361106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ALSTOM
MEETING DATE: JUN 28, 2011 |
TICKER: ALO SECURITY ID: F0259M475
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: JUN 21, 2011 |
TICKER: AEO SECURITY ID: 02553E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael G. Jesselson | Management | For | For |
| 2 | Elect Director Roger S. Markfield | Management | For | For |
| 3 | Elect Director Jay L. Schottenstein | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 20, 2011 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AOZORA BANK, LTD.
MEETING DATE: JUN 29, 2011 |
TICKER: 8304 SECURITY ID: J0172K107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
| 1.2 | Elect Director Brian F. Prince | Management | For | For |
| 1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
| 1.4 | Elect Director Baba, Shinsuke | Management | For | For |
| 1.5 | Elect Director James Danforth Quayle | Management | For | For |
| 1.6 | Elect Director Frank W. Bruno | Management | For | For |
| 1.7 | Elect Director Lawrence B. Lindsey | Management | For | Against |
| 1.8 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
| 1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
| 1.10 | Elect Director Takeda, Shunsuke | Management | For | For |
| 1.11 | Elect Director Cornelis Maas | Management | For | For |
| 1.12 | Elect Director Louis J. Forster | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
| 3 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: APA SECURITY ID: 037411105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
TICKER: ADM SECURITY ID: 039483102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
TICKER: AWI SECURITY ID: 04247X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | Withhold |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director Matthew J. Espe | Management | For | For |
| 1.5 | Elect Director James J. Gaffney | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Michael F. Johnston | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.40 Per Share | Management | For | For |
| 8 | Amend Articles Re: Legislative Changes | Management | For | For |
| 9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | For |
| 10a | Reelect W.T. Siegle to Supervisory Board | Management | For | For |
| 10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | For |
| 11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
| 12 | Approve Remuneration of Supervisory Board | Management | For | For |
| 13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | For |
| 13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | For |
| 13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | For |
| 13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | For |
| 14 | Authorize Repurchase Shares | Management | For | For |
| 15 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | For |
| 17 | Other Business | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| |
|---|
AT&T INC.
MEETING DATE: APR 29, 2011 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 05, 2010 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.5 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: APR 14, 2011 |
TICKER: BP. SECURITY ID: 055622104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Kevin Buchi | Management | For | For |
| 2 | Elect Director William P. Egan | Management | For | For |
| 3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 4 | Elect Director Charles J. Homcy | Management | For | For |
| 5 | Elect Director Vaughn M. Kailian | Management | For | For |
| 6 | Elect Director Kevin E. Moley | Management | For | For |
| 7 | Elect Director Charles A. Sanders | Management | For | For |
| 8 | Elect Director Gail R. Wilensky | Management | For | For |
| 9 | Elect Director Dennis L. Winger | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
| 1.2 | Elect Director Don Nickles | Management | For | For |
| 1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
| 1.4 | Elect Director Louis A. Simpson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 31, 2011 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
| 5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
| 5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLIFFS NATURAL RESOURCES INC.
MEETING DATE: MAY 17, 2011 |
TICKER: CLF SECURITY ID: 18683K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.2 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.3 | Elect Director Barry J. Eldridge | Management | For | For |
| 1.4 | Elect Director Andres R. Gluski | Management | For | For |
| 1.5 | Elect Director Susan M. Green | Management | For | For |
| 1.6 | Elect Director Janice K. Henry | Management | For | For |
| 1.7 | Elect Director James F. Kirsch | Management | For | For |
| 1.8 | Elect Director Francis R. McAllister | Management | For | For |
| 1.9 | Elect Director Roger Phillips | Management | For | For |
| 1.10 | Elect Director Richard K. Riederer | Management | For | For |
| 1.11 | Elect Director Richard A. Ross | Management | For | For |
| 1.12 | Elect Director Alan Schwartz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA ENTERPRISES INC.
MEETING DATE: OCT 01, 2010 |
TICKER: CCE SECURITY ID: 191219104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
COCA-COLA ENTERPRISES, INC.
MEETING DATE: APR 26, 2011 |
TICKER: CCE SECURITY ID: 19122T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Bennink | Management | For | For |
| 1.2 | Elect Director John F. Brock | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director L. Phillip Humann | Management | For | For |
| 1.5 | Elect Director Orrin H. Ingram II | Management | For | For |
| 1.6 | Elect Director Donna A. James | Management | For | For |
| 1.7 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.8 | Elect Director Suzanne B. Labarge | Management | For | For |
| 1.9 | Elect Director Veronique Morali | Management | For | For |
| 1.10 | Elect Director Garry Watts | Management | For | For |
| 1.11 | Elect Director Curtis R. Welling | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 11, 2011 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Armitage | Management | For | For |
| 2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Director Ruth R. Harkin | Management | For | For |
| 6 | Elect Director Harold W. McGraw III | Management | For | Against |
| 7 | Elect Director James J. Mulva | Management | For | For |
| 8 | Elect Director Robert A. Niblock | Management | For | For |
| 9 | Elect Director Harald J. Norvik | Management | For | For |
| 10 | Elect Director William K. Reilly | Management | For | For |
| 11 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 12 | Elect Director Kathryn C. Turner | Management | For | Against |
| 13 | Elect Director William E. Wade, Jr. | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| 22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 28, 2011 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 3 | Elect Director Gordon Gund | Management | For | For |
| 4 | Elect Director Kurt M. Landgraf | Management | For | For |
| 5 | Elect Director H. Onno Ruding | Management | For | For |
| 6 | Elect Director Glenn F. Tilton | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 20, 2011 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Horton | Management | For | For |
| 2 | Elect Director Bradley S. Anderson | Management | For | For |
| 3 | Elect Director Michael R. Buchanan | Management | For | For |
| 4 | Elect Director Michael W. Hewatt | Management | For | For |
| 5 | Elect Director Bob G. Scott | Management | For | For |
| 6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen L. Green | Management | For | Against |
| 2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
| 3 | Elect Director John R. Muse | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DELL INC.
MEETING DATE: AUG 12, 2010 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Judy C. Lewent | Management | For | For |
| 1.6 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.7 | Elect Director Klaus S. Luft | Management | For | For |
| 1.8 | Elect Director Alex J. Mandl | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 1.11 | Elect Director H. Ross Perot, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joyce M. Roche | Management | For | For |
| 2 | Elect Director Wayne R. Sanders | Management | For | For |
| 3 | Elect Director Jack L. Stahl | Management | For | For |
| 4 | Elect Director Larry D. Young | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
TICKER: EIX SECURITY ID: 281020107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 05, 2010 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: APR 18, 2011 |
TICKER: LLY SECURITY ID: 532457108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director M.L. Eskew | Management | For | For |
| 2 | Elect Director A.G. Gilman | Management | For | For |
| 3 | Elect Director K.N. Horn | Management | For | For |
| 4 | Elect Director J.C. Lechleiter | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement | Management | For | For |
| 10 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ward M. Klein | Management | For | For |
| 1.2 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2011 |
TICKER: FAF SECURITY ID: 31847R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Doti | Management | For | For |
| 1.2 | Elect Director Michael D. McKee | Management | For | For |
| 1.3 | Elect Director Thomas V. McKernan | Management | For | For |
| 1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 9 | Elect Director Richard A. Manoogian | Management | For | For |
| 10 | Elect Director Ellen R. Marram | Management | For | For |
| 11 | Elect Director Alan Mulally | Management | For | For |
| 12 | Elect Director Homer A. Neal | Management | For | For |
| 13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 14 | Elect Director John L. Thornton | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Publish Political Contributions | Shareholder | Against | Abstain |
| 19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 03, 2011 |
TICKER: GRMN SECURITY ID: H2906T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3.1 | Elect Director Donald H. Eller | Management | For | Did Not Vote |
| 3.2 | Elect Director Clifton A. Pemble | Management | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Approve Dividends | Management | For | Did Not Vote |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Did Not Vote |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2011 |
TICKER: GSK SECURITY ID: 37733W105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Simon Dingemans as Director | Management | For | For |
| 4 | Elect Stacey Cartwright as Director | Management | For | For |
| 5 | Elect Judy Lewent as Director | Management | For | For |
| 6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 7 | Re-elect Andrew Witty as Director | Management | For | For |
| 8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 10 | Re-elect Larry Culp as Director | Management | For | For |
| 11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 16 | Re-elect Tom de Swaan as Director | Management | For | For |
| 17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
TICKER: G SECURITY ID: 380956409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
| 5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 08, 2011 |
TICKER: HRC SECURITY ID: 431475102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Golden | Management | For | For |
| 1.2 | Elect Director W August Hillenbrand | Management | For | For |
| 1.3 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HONDA MOTOR CO. LTD.
MEETING DATE: JUN 23, 2011 |
TICKER: 7267 SECURITY ID: J22302111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Kondo, Koichi | Management | For | For |
| 3.2 | Elect Director Ito, Takanobu | Management | For | For |
| 3.3 | Elect Director Hamada, Akio | Management | For | For |
| 3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
| 3.5 | Elect Director Ike, Fumihiko | Management | For | For |
| 3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
| 3.7 | Elect Director Hogen, Kensaku | Management | For | For |
| 3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
| 3.9 | Elect Director Fukui, Takeo | Management | For | For |
| 3.10 | Elect Director Yamada, Takuji | Management | For | For |
| 3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
| 3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
| 4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
| 4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
| 5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 21, 2011 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank A. D'Amelio | Management | For | For |
| 2 | Elect Director W. Roy Dunbar | Management | For | For |
| 3 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 4 | Elect Director David A. Jones, Jr. | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: IBM SECURITY ID: 459200101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
TICKER: IVZ SECURITY ID: G491BT108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KRAFT FOODS INC.
MEETING DATE: MAY 24, 2011 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Peter B. Henry | Management | For | For |
| 4 | Elect Director Lois D. Juliber | Management | For | For |
| 5 | Elect Director Mark D. Ketchum | Management | For | For |
| 6 | Elect Director Richard A. Lerner | Management | For | For |
| 7 | Elect Director Mackey J. McDonald | Management | For | For |
| 8 | Elect Director John C. Pope | Management | For | For |
| 9 | Elect Director Fredric G. Reynolds | Management | For | For |
| 10 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 11 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis R. Glass | Management | For | For |
| 2 | Elect Director Gary C. Kelly | Management | For | For |
| 3 | Elect Director Michael F. Mee | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: LO SECURITY ID: 544147101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director David E. R. Dangoor | Management | For | For |
| 1.3 | Elect Director Murray S. Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 26, 2011 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
| 1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2011 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jeffery A. Smisek | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: NEE SECURITY ID: 65339F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Barrat | Management | For | For |
| 1.2 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.3 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.4 | Elect Director James L. Camaren | Management | For | For |
| 1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.6 | Elect Director J. Brian Ferguson | Management | For | For |
| 1.7 | Elect Director Lewis Hay, III | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 1.10 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.11 | Elect Director William H. Swanson | Management | For | For |
| 1.12 | Elect Director Michael H. Thaman | Management | For | For |
| 1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2011 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect DirectorMartin P. Slark | Management | For | For |
| 1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| |
|---|
OMNICARE, INC.
MEETING DATE: MAY 24, 2011 |
TICKER: OCR SECURITY ID: 681904108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John G. Figueroa | Management | For | For |
| 2 | Elect Director Steven J. Heyer | Management | For | For |
| 3 | Elect Director Andrea R. Lindell | Management | For | For |
| 4 | Elect Director James D. Shelton | Management | For | For |
| 5 | Elect Director Amy Wallman | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PFIZER INC.
MEETING DATE: APR 28, 2011 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
TICKER: PPG SECURITY ID: 693506107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 1.4 | Elect Director Robert Mehrabian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: PPL SECURITY ID: 69351T106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | Withhold |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Louise K. Goeser | Management | For | For |
| 1.5 | Elect Director Stuart E. Graham | Management | For | For |
| 1.6 | Elect Director Stuart Heydt | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.9 | Elect Director Natica von Althann | Management | For | For |
| 1.10 | Elect Director Keith W. Williamson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 10, 2011 |
TICKER: PRU SECURITY ID: 744320102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Gordon M. Bethune | Management | For | For |
| 3 | Elect Director Gaston Caperton | Management | For | For |
| 4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 5 | Elect Director James G. Cullen | Management | For | For |
| 6 | Elect Director William H. Gray, III | Management | For | For |
| 7 | Elect Director Mark B. Grier | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 10 | Elect Director Karl J. Krapek | Management | For | For |
| 11 | Elect Director Christine A. Poon | Management | For | For |
| 12 | Elect Director John R. Strangfield | Management | For | For |
| 13 | Elect Director James A. Unruh | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
TICKER: PEG SECURITY ID: 744573106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 11, 2011 |
TICKER: RDN SECURITY ID: 750236101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert Wender | Management | For | For |
| 1.2 | Elect Director David C. Carney | Management | For | For |
| 1.3 | Elect Director Howard B. Culang | Management | For | For |
| 1.4 | Elect Director Lisa W. Hess | Management | For | For |
| 1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
| 1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1.7 | Elect Director James W. Jennings | Management | For | For |
| 1.8 | Elect Director Ronald W. Moore | Management | For | For |
| 1.9 | Elect Director Jan Nicholson | Management | For | For |
| 1.10 | Elect Director Robert W. Richards | Management | For | For |
| 1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
| 1.12 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Ola. Akande | Management | For | For |
| 1.2 | Elect Director Jonathan E. Baum | Management | For | For |
| 1.3 | Elect Director Kevin J. Hunt | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 1.5 | Elect Director David R. Wenzel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 26, 2011 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 14 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| 16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 18, 2011 |
TICKER: RNR SECURITY ID: G7496G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Bushnell | Management | For | For |
| 1.2 | Elect Director James L. Gibbons | Management | For | For |
| 1.3 | Elect Director Jean D. Hamilton | Management | For | For |
| 1.4 | Elect Director Anthony M. Santomero | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: MAY 27, 2011 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
TICKER: RDC SECURITY ID: 779382100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 17, 2011 |
TICKER: RDSB SECURITY ID: 780259206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Linda Stuntz as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Elect Guy Elliott as Director | Management | For | For |
| 7 | Re-elect Simon Henry as Director | Management | For | For |
| 8 | Re-elect Charles Holliday as Director | Management | For | For |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 10 | Elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Jorma Ollila as Director | Management | For | For |
| 13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 14 | Re-elect Peter Voser as Director | Management | For | For |
| 15 | Re-elect Hans Wijers as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2011 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director T. Gary Rogers | Management | For | For |
| 8 | Elect Director Arun Sarin | Management | For | For |
| 9 | Elect Director Michael S. Shannon | Management | For | For |
| 10 | Elect Director William Y. Tauscher | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: JAN 18, 2011 |
TICKER: STX SECURITY ID: G7945M107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen Luczo as a Director | Management | For | For |
| 1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
| 1c | Reelect Lydia Marshall as a Director | Management | For | For |
| 1d | Reelect Chong Sup Park as a Director | Management | For | For |
| 1e | Reelect Albert Pimentel as a Director | Management | For | For |
| 1f | Reelect Gregorio Reyes as a Director | Management | For | For |
| 1g | Reelect John Thompson as a Director | Management | For | For |
| 1h | Reelect Edward Zander as a Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SIEMENS AG
MEETING DATE: JAN 25, 2011 |
TICKER: SIE SECURITY ID: 826197501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
| 11 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
| 13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 14 | Amend Corporate Purpose | Shareholder | Against | Against |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2011 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Holliday | Management | For | For |
| 1.2 | Elect Director John S. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: SEP 01, 2010 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol T. Crawford | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Melvin O. Wright | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 29, 2011 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 for Ordinary Shares | Management | For | For |
| 2.1 | Elect Director Oku, Masayuki | Management | For | For |
| 2.2 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.3 | Elect Director Kubo, Tetsuya | Management | For | For |
| 2.4 | Elect Director Nakanishi, Satoru | Management | For | For |
| 2.5 | Elect Director Jyono, Kazuya | Management | For | For |
| 2.6 | Elect Director Danno, Koichi | Management | For | For |
| 2.7 | Elect Director Ito, Yujiro | Management | For | For |
| 2.8 | Elect Director Fuchizaki, Masahiro | Management | For | For |
| 2.9 | Elect Director Iwamoto, Shigeru | Management | For | For |
| 2.10 | Elect Director Nomura, Kuniaki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Mizoguchi, Jun | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kawaguchi, Shin | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 03, 2011 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Richard L. George | Management | For | For |
| 1.6 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.7 | Elect Director John R. Huff | Management | For | For |
| 1.8 | Elect Director Jacques Lamarre | Management | For | For |
| 1.9 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.10 | Elect Director Maureen McCaw | Management | For | For |
| 1.11 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.12 | Elect Director James W. Simpson | Management | For | For |
| 1.13 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: SPN SECURITY ID: 868157108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TESORO CORPORATION
MEETING DATE: MAY 04, 2011 |
TICKER: TSO SECURITY ID: 881609101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rodney F. Chase | Management | For | For |
| 2 | Elect Director Gregory J. Goff | Management | For | For |
| 3 | Elect Director Robert W. Goldman | Management | For | For |
| 4 | Elect Director Steven H. Grapstein | Management | For | For |
| 5 | Elect Director J.w. Nokes | Management | For | For |
| 6 | Elect Director Susan Tomasky | Management | For | For |
| 7 | Elect Director Michael E. Wiley | Management | For | For |
| 8 | Elect Director Patrick Y. Yang | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 27, 2011 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Howard G. Buffett | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Evan G. Greenberg | Management | For | For |
| 6 | Elect Director Alexis M. Herman | Management | For | For |
| 7 | Elect Director Muhtar Kent | Management | For | For |
| 8 | Elect Director Donald R. Keough | Management | For | For |
| 9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 10 | Elect Director Donald F. McHenry | Management | For | For |
| 11 | Elect Director Sam Nunn | Management | For | For |
| 12 | Elect Director James D. Robinson III | Management | For | For |
| 13 | Elect Director Peter V. Ueberroth | Management | For | For |
| 14 | Elect Director Jacob Wallenberg | Management | For | For |
| 15 | Elect Director James B. Williams | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Amend Restricted Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director Jennifer M. Granholm | Management | For | For |
| 7 | Elect Director John B. Hess | Management | For | For |
| 8 | Elect Director Andrew N. Liveris | Management | For | For |
| 9 | Elect Director Paul Polman | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director James M. Ringler | Management | For | For |
| 12 | Elect Director Ruth G. Shaw | Management | For | For |
| 13 | Elect Director Paul G. Stern | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Review Executive Compensation | Shareholder | Against | Against |
| 18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 23, 2011 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. Lamacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney Mcmullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2011 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Kay Coles James | Management | For | For |
| 5 | Elect Director Richard B. Kelson | Management | For | For |
| 6 | Elect Director Bruce C. Lindsay | Management | For | For |
| 7 | Elect Director Anthony A. Massaro | Management | For | For |
| 8 | Elect Director Jane G. Pepper | Management | For | For |
| 9 | Elect Director James E. Rohr | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Lorene K. Steffes | Management | For | For |
| 12 | Elect Director Dennis F. Strigl | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 10, 2011 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Ballbach | Management | For | For |
| 1.2 | Elect Director Phillip R. Cox | Management | For | For |
| 1.3 | Elect Director Ward J. Timken, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| |
|---|
THE WASHINGTON POST COMPANY
MEETING DATE: MAY 12, 2011 |
TICKER: WPO SECURITY ID: 939640108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Davis | Management | For | For |
| 1.2 | Elect Director John L. Dotson Jr. | Management | For | For |
| 1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
TICKER: RIGN SECURITY ID: H8817H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2011 |
TICKER: TRW SECURITY ID: 87264S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Paul H. O'neill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 19, 2011 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 25, 2011 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jon S. Fossel | Management | For | For |
| 2 | Elect Director Gloria C. Larson | Management | For | For |
| 3 | Elect Director William J. Ryan | Management | For | For |
| 4 | Elect Director Thomas R. Watjen | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
VF CORPORATION
MEETING DATE: APR 26, 2011 |
TICKER: VFC SECURITY ID: 918204108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.2 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.3 | Elect Director Eric C Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
TICKER: VOD SECURITY ID: 92857W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Re-elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Stephen Pusey as Director | Management | For | For |
| 8 | Re-elect Alan Jebson as Director | Management | For | For |
| 9 | Re-elect Samuel Jonah as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 21 | Authorise Market Purchase | Management | For | Against |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 26, 2011 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony W. Deering | Management | For | For |
| 1.2 | Elect Director Michael Lynne | Management | For | For |
| 1.3 | Elect Director Ronald G. Targan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
TICKER: WLT SECURITY ID: 93317Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
XL GROUP PLC
MEETING DATE: MAY 06, 2011 |
TICKER: XL SECURITY ID: G98290102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herbert N. Haag as Director | Management | For | For |
| 2 | Elect Michael S. McGavick as Director | Management | For | For |
| 3 | Elect Ellen E. Thrower as Director | Management | For | For |
| 4 | Elect John M. Vereker as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY TELECOM AND UTILITIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 06, 2011 |
TICKER: AWK SECURITY ID: 030420103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen P. Adik | Management | For | For |
| 2 | Elect Director Martha Clark Goss | Management | For | For |
| 3 | Elect Director Julie A. Dobson | Management | For | For |
| 4 | Elect Director Richard R. Grigg | Management | For | For |
| 5 | Elect Director Julia L. Johnson | Management | For | For |
| 6 | Elect Director George Mackenzie | Management | For | For |
| 7 | Elect Director William J. Marrazzo | Management | For | For |
| 8 | Election Of Director: Jeffry E. Sterba | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AT&T INC.
MEETING DATE: APR 29, 2011 |
TICKER: T SECURITY ID: 00206R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.7 | Elect Director William E. Oberndorf | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 21, 2011 |
TICKER: CNP SECURITY ID: 15189T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Campbell | Management | For | For |
| 2 | Elect Director Milton Carroll | Management | For | For |
| 3 | Elect Director O. Holcombe Crosswell | Management | For | For |
| 4 | Elect Director Michael P. Johnson | Management | For | For |
| 5 | Elect Director Janiece M. Longoria | Management | For | For |
| 6 | Elect Director David M. McClanahan | Management | For | For |
| 7 | Elect Director Susan O. Rheney | Management | For | For |
| 8 | Elect Director R. A. Walker | Management | For | For |
| 9 | Elect Director Peter S. Wareing | Management | For | For |
| 10 | Elect Director Sherman M. Wolff | Management | For | For |
| 11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 27, 2011 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. De Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director James R. Curtiss | Management | For | For |
| 5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 6 | Elect Director Nancy Lampton | Management | For | For |
| 7 | Elect Director Robert J. Lawless | Management | For | For |
| 8 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 9 | Elect Director John L. Skolds | Management | For | For |
| 10 | Elect Director Michael D. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DOMINION RESOURCES, INC.
MEETING DATE: MAY 12, 2011 |
TICKER: D SECURITY ID: 25746U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William P. Barr | Management | For | For |
| 2 | Elect Director Peter W. Brown | Management | For | For |
| 3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 4 | Elect Director Helen E. Dragas | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director John W. Harris | Management | For | For |
| 7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
| 8 | Elect Director Mark J. Kington | Management | For | For |
| 9 | Elect Director Margaret A. McKenna | Management | For | For |
| 10 | Elect Director Frank S. Royal | Management | For | For |
| 11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 12 | Elect Director David A. Wollard | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
| 17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
| 18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
TICKER: EIX SECURITY ID: 281020107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GENON ENERGY, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: GEN SECURITY ID: 37244E107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. William Barnett | Management | For | For |
| 1.2 | Elect Director Terry G. Dallas | Management | For | For |
| 1.3 | Elect Director Mark M. Jacobs | Management | For | For |
| 1.4 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.5 | Elect Director Steven L. Miller | Management | For | For |
| 1.6 | Elect Director Edward R. Muller | Management | For | For |
| 1.7 | Elect Director Robert C. Murray | Management | For | For |
| 1.8 | Elect Director Laree E. Perez | Management | For | For |
| 1.9 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.10 | Elect Director William L. Thacker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Protective Charter Amendment | Management | For | For |
| 4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Adopt GHG and Other Air Emissions Reduction Goals | Shareholder | Against | Abstain |
| |
|---|
INTERNATIONAL POWER PLC
MEETING DATE: DEC 16, 2010 |
TICKER: IPR SECURITY ID: G4890M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Combination of the Company and GDF SUEZ Energy International; Authorise Board to Allot New Ordinary Shares to be Issued Pursuant to the Combination | Management | For | For |
| 2 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: MAY 26, 2011 |
TICKER: ITC SECURITY ID: 465685105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.2 | Elect Director Richard D. McLellan | Management | For | For |
| 1.3 | Elect Director William J. Museler | Management | For | For |
| 1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
| 1.6 | Elect Director Lee C. Stewart | Management | For | For |
| 1.7 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 26, 2011 |
TICKER: PCS SECURITY ID: 591708102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger D. Linquist | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MIRANT CORPORATION
MEETING DATE: OCT 25, 2010 |
TICKER: MIR SECURITY ID: 60467R100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 10, 2011 |
TICKER: NFG SECURITY ID: 636180101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert T. Brady | Management | For | For |
| 1.2 | Elect Director Rolland E. Kidder | Management | For | For |
| 1.3 | Elect Director Frederic V. Salerno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2011 |
TICKER: NEE SECURITY ID: 65339F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Barrat | Management | For | For |
| 1.2 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.3 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.4 | Elect Director James L. Camaren | Management | For | For |
| 1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.6 | Elect Director J. Brian Ferguson | Management | For | For |
| 1.7 | Elect Director Lewis Hay, III | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 1.10 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.11 | Elect Director William H. Swanson | Management | For | For |
| 1.12 | Elect Director Michael H. Thaman | Management | For | For |
| 1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NISOURCE INC.
MEETING DATE: MAY 10, 2011 |
TICKER: NI SECURITY ID: 65473P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Steven C. Beering | Management | For | For |
| 3 | Elect Director Michael E. Jesanis | Management | For | For |
| 4 | Elect Director Marty R. Kittrell | Management | For | For |
| 5 | Elect Director W. Lee Nutter | Management | For | For |
| 6 | Elect Director Deborah S. Parker | Management | For | For |
| 7 | Elect Director Ian M. Rolland | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Richard L. Thompson | Management | For | For |
| 10 | Elect Director Carolyn Y. Woo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 26, 2011 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Coben | Management | For | For |
| 2 | Elect Director Paul W. Hobby | Management | For | For |
| 3 | Elect Director Gerald Luterman | Management | For | For |
| 4 | Elect Director Herbert H. Tate | Management | For | For |
| 5 | Elect Director Walter R. Young | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NV ENERGY, INC.
MEETING DATE: MAY 03, 2011 |
TICKER: NVE SECURITY ID: 67073Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.3 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.4 | Elect Director John F. O'Reilly | Management | For | For |
| 1.5 | Elect Director Philip G. Satre | Management | For | For |
| 1.6 | Elect Director Michael W. Yackira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 19, 2011 |
TICKER: OGE SECURITY ID: 670837103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk Humphreys | Management | For | For |
| 1.2 | Elect Director Linda Petree Lambert | Management | For | For |
| 1.3 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 25, 2011 |
TICKER: OKE SECURITY ID: 682680103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director Bert H. Mackie | Management | For | For |
| 6 | Elect Director Jim W. Mogg | Management | For | For |
| 7 | Elect Director Pattye L. Moore | Management | For | For |
| 8 | Elect Director Gary D. Parker | Management | For | For |
| 9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 10 | Elect Director Gerald B. Smith | Management | For | For |
| 11 | Elect Director David J. Tippeconnic | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| |
|---|
PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 18, 2011 |
TICKER: PNW SECURITY ID: 723484101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
| 1.2 | Elect Director Donald E. Brandt | Management | For | For |
| 1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
| 1.4 | Elect Director Denis A. Cortese | Management | For | For |
| 1.5 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Director Pamela Grant | Management | For | For |
| 1.7 | Elect Director R.A. Herberger, Jr | Management | For | For |
| 1.8 | Elect Director Dale E. Klein | Management | For | For |
| 1.9 | Elect Director Humberto S. Lopez | Management | For | For |
| 1.10 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.11 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.12 | Elect Director W. Douglas Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
TICKER: PEG SECURITY ID: 744573106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RRI ENERGY, INC.
MEETING DATE: OCT 25, 2010 |
TICKER: GEN SECURITY ID: 74971X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
SCANA CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: SCG SECURITY ID: 80589M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill L. Amick | Management | For | For |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director D. Maybank Hagood | Management | For | For |
| 1.4 | Elect Director William B. Timmerman | Management | For | For |
| 1.5 | Elect Director Kevin B. Marsh | Management | For | For |
| 2 | Amend Outside Director Stock Awards in Lieu of Cash | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
TICKER: SRE SECURITY ID: 816851109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TECO ENERGY, INC.
MEETING DATE: MAY 04, 2011 |
TICKER: TE SECURITY ID: 872375100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dubose Ausley | Management | For | For |
| 2 | Elect Director James L. Ferman, Jr. | Management | For | For |
| 3 | Elect Director Paul L. Whiting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
VIMPELCOM LTD.
MEETING DATE: MAR 17, 2011 |
TICKER: VIP SECURITY ID: 92719A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Approve Issuance of Shares in Connection with Acquisition of Wind Telecom S.p.a. | Management | For | Against |
| 2 | Approve Increase in Share Capital via Issuance of Common and Preferred Shares | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1 | Approve Issuance of Shares in Connection with Acquisition of Wind Telecom S.p.a. | Management | Against | Did Not Vote |
| 2 | Approve Increase in Share Capital via Issuance of Common and Preferred Shares | Management | Against | Did Not Vote |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
TICKER: VOD SECURITY ID: G93882135
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Re-elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Stephen Pusey as Director | Management | For | For |
| 8 | Re-elect Alan Jebson as Director | Management | For | For |
| 9 | Re-elect Samuel Jonah as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
