FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01352
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Devonshire Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 1/31, 7/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Devonshire Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY EQUITY-INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert Hernandez as Director | Management | For | For |
1.2 | Elect Peter Menikoff as Director | Management | For | For |
1.3 | Elect Robert Ripp as Director | Management | For | For |
1.4 | Elect Theodore Shasta as Director | Management | For | For |
2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
3.1 | Approve Annual Report | Management | For | For |
3.2 | Accept Statutory Financial Statements | Management | For | For |
3.3 | Accept Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALCOA INC. MEETING DATE: APR 23, 2010 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur D. Collins, Jr | Management | For | For |
1.2 | Elect Director Carlos Ghosn | Management | For | For |
1.3 | Elect Director Michael G. Morris | Management | For | For |
1.4 | Elect Director E. Stanley O'Neal | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
5 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Adopt Simple Majority Vote | Shareholder | Against | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Furlong Baldwin | Management | For | For |
1.2 | Elect Director Eleanor Baum | Management | For | For |
1.3 | Elect Director Paul J. Evanson | Management | For | For |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Ted J. Kleisner | Management | For | For |
1.7 | Elect Director Christopher D. Pappas | Management | For | For |
1.8 | Elect Director Steven H. Rice | Management | For | For |
1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
1.10 | Elect Director Michael H. Sutton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
ALLGREEN PROPERTIES LTD MEETING DATE: APR 28, 2010 | ||||
TICKER: A16 SECURITY ID: SG1G61871305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
4 | Reelect Khor Thong Meng as Director | Management | For | Against |
5 | Reelect Ang Keng Lam as Director | Management | For | Against |
6 | Reelect Wan Fook Kong as Director | Management | For | Against |
7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
ALLSTATE CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Robert D. Beyer | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director Jack M. Greenberg | Management | For | For |
1.5 | Elect Director Ronald T. LeMay | Management | For | For |
1.6 | Elect Director Andrea Redmond | Management | For | For |
1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
1.8 | Elect Director Joshua I. Smith | Management | For | For |
1.9 | Elect Director Judith A. Sprieser | Management | For | For |
1.10 | Elect Director Mary Alice Taylor | Management | For | For |
1.11 | Elect Director Thomas J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director James F. Cordes | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Morris | Management | For | For |
1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
1.10 | Elect Director Richard L. Sandor | Management | For | For |
1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director John F. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | Withhold |
1.6 | Elect Director Jan Leschly | Management | For | Withhold |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
1.10 | Elect Director Steven S. Reinemund | Management | For | For |
1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Splinter | Management | For | For |
1.2 | Elect Director Aart J. de Geus | Management | For | For |
1.3 | Elect Director Stephen R. Forrest | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Susan M. James | Management | For | For |
1.6 | Elect Director Alexander A. Karsner | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Stephen C. Patrick | Management | For | For |
1.9 | Elect Director Barry W. Perry | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ASSOCIATED BANC-CORP MEETING DATE: APR 28, 2010 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Phillip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
1.7 | Elect Director Richard T. Lommen | Management | For | For |
1.8 | Elect Director John C. Meng | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AT&T INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Laura D Andrea Tyson | Management | For | For |
12 | Elect Director Patricia P. Upton | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BANK SARASIN & CIE AG MEETING DATE: APR 27, 2010 | ||||
TICKER: BSAN SECURITY ID: CH0038389307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
BARCLAYS PLC MEETING DATE: APR 30, 2010 | ||||
TICKER: BARC SECURITY ID: GB0031348658 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Reuben Jeffery III as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Sir Michael Rake as Director | Management | For | For |
8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
9 | Re-elect Chris Lucas as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Approve SAYE Share Option Scheme | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
1.9 | Elect Director Jane P. Helm | Management | For | For |
1.10 | Elect Director John P. Howe III, MD | Management | For | For |
1.11 | Elect Director Kelly S. King | Management | For | For |
1.12 | Elect Director James H. Maynard | Management | For | For |
1.13 | Elect Director Albert O. McCauley | Management | For | For |
1.14 | Elect Director J. Holmes Morrison | Management | For | For |
1.15 | Elect Director Nido R. Qubein | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
BELO CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith L. Craven, M.D. | Management | For | For |
1.2 | Elect Director Dealey D. Herndon | Management | For | For |
1.3 | Elect Director Wayne R. Sanders | Management | For | For |
1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BLACK & DECKER CORP., THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 18, 2010 | ||||
TICKER: BMW SECURITY ID: DE0005190003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Abele | Management | For | For |
1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
1.4 | Elect Director Nelda J. Connors | Management | For | For |
1.5 | Elect Director J. Raymond Elliott | Management | For | For |
1.6 | Elect Director Marye Anne Fox | Management | For | For |
1.7 | Elect Director Ray J. Groves | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.10 | Elect Director Pete M. Nicholas | Management | For | For |
1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.12 | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
BRIGGS & STRATTON CORP. MEETING DATE: OCT 21, 2009 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. O'Toole | Management | For | Withhold |
1.2 | Elect Director John S. Shiely | Management | For | Withhold |
1.3 | Elect Director Charles I. Story | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
1.3 | Elect Director Graham H. Phillips | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CAREER EDUCATION CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis H. Chookaszian | Management | For | For |
2 | Elect Director David W. Devonshire | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director Gregory L. Jackson | Management | For | For |
5 | Elect Director Thomas B. Lally | Management | For | For |
6 | Elect Director Steven H. Lesnik | Management | For | For |
7 | Elect Director Gary E. McCullough | Management | For | For |
8 | Elect Director Edward A. Snyder | Management | For | For |
9 | Elect Director Leslie T. Thornton | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CARLSBERG MEETING DATE: MAR 25, 2010 | ||||
TICKER: CARL B SECURITY ID: DK0010181759 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CC MEDIA HOLDINGS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CCMO SECURITY ID: 12502P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David C. Abrams | Management | For | For |
2 | Elect Director Steven W. Barnes | Management | For | For |
3 | Elect Director Richard J. Bressler | Management | For | For |
4 | Elect Director Charles A. Brizius | Management | For | For |
5 | Elect Director John P. Connaughton | Management | For | For |
6 | Elect Director Blair E. Hendrix | Management | For | For |
7 | Elect Director Jonathon S. Jacobson | Management | For | For |
8 | Elect Director Ian K. Loring | Management | For | For |
9 | Elect Director Mark P. Mays | Management | For | For |
10 | Elect Director Randall T. Mays | Management | For | For |
11 | Elect Director Scott M. Sperling | Management | For | For |
12 | Elect Director Kent R. Weldon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David N. Weidman | Management | For | For |
2 | Elect Director Mark C. Rohr | Management | For | For |
3 | Elect Director Farah M. Walters | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.H. Armacost | Management | For | For |
2 | Elect Director L.F. Deily | Management | For | For |
3 | Elect Director R.E. Denham | Management | For | For |
4 | Elect Director R.J. Eaton | Management | For | For |
5 | Elect Director C. Hagel | Management | For | For |
6 | Elect Director E. Hernandez | Management | For | For |
7 | Elect Director F.G. Jenifer | Management | For | For |
8 | Elect Director G.L. Kirkland | Management | For | For |
9 | Elect Director S. Nunn | Management | For | For |
10 | Elect Director D.B. Rice | Management | For | For |
11 | Elect Director K.W. Sharer | Management | For | For |
12 | Elect Director C.R. Shoemate | Management | For | For |
13 | Elect Director J.G. Stumpf | Management | For | For |
14 | Elect Director R.D. Sugar | Management | For | For |
15 | Elect Director C. Ware | Management | For | For |
16 | Elect Director J.S. Watson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
20 | Stock Retention/Holding Period | Shareholder | Against | Against |
21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Management | For | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Management | For | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Management | For | Against |
4 | Increase Authorized Preferred Stock | Management | For | Against |
CITIGROUP INC. MEETING DATE: SEP 2, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CLARIANT AG MEETING DATE: MAR 29, 2010 | ||||
TICKER: CLN SECURITY ID: CH0012142631 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CLOUD PEAK ENERGY INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Keith Bailey | Management | For | For |
2 | Elect Director William Owens | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
COCA-COLA COMPANY, THE MEETING DATE: APR 21, 2010 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Cathleen P. Black | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Alexis M. Herman | Management | For | For |
6 | Elect Director Muhtar Kent | Management | For | For |
7 | Elect Director Donald R. Keough | Management | For | For |
8 | Elect Director Maria Elena Lagomasino | Management | For | For |
9 | Elect Director Donald F. McHenry | Management | For | For |
10 | Elect Director Sam Nunn | Management | For | For |
11 | Elect Director James D. Robinson III | Management | For | For |
12 | Elect Director Peter V. Ueberroth | Management | For | For |
13 | Elect Director Jacob Wallenberg | Management | For | For |
14 | Elect Director James B. Williams | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
COMMERCIAL METALS CO. MEETING DATE: JAN 28, 2010 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Richard B. Kelson | Management | For | For |
1.3 | Elect Director Murray R. McClean | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN MEETING DATE: MAY 7, 2010 | ||||
TICKER: ML SECURITY ID: FR0000121261 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Transaction with a Related Party | Management | For | For |
5 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
6 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
7 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
8 | Reelect Pierre Coll as Alternate Auditor | Management | For | For |
9 | Ratify Deloitte & Associes as Auditor | Management | For | For |
10 | Ratify BEAS as Alternate Auditor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 118 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
15 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Set Global Limit for Capital Increase to Result from Issuance Requests Under Items 13, 14, 15, 16 and 18 Above at EUR 118 Million | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 12, 2010 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | For |
1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Ruth R. Harkin | Management | For | For |
1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Robert A. Niblock | Management | For | For |
1.9 | Elect Director Harald J. Norvik | Management | For | For |
1.10 | Elect Director William K. Reilly | Management | For | For |
1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
1.13 | Elect Director Kathryn C. Turner | Management | For | For |
1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 30, 2010 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1.1 | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Aziz Syriani as Director | Management | For | Did Not Vote |
5.1.3 | Reelect David Syz as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Peter Weibel as Director | Management | For | Did Not Vote |
5.1.5 | Elect Jassim Al Thani as Director | Management | For | Did Not Vote |
5.1.6 | Elect Robert Benmosche as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
DAIMLER AG MEETING DATE: APR 14, 2010 | ||||
TICKER: DAI SECURITY ID: DE0007100000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
4 | Approve Remuneration System for Management Board Members | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
10 | Amend Articles Re: Board-Related | Management | For | For |
11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DEVELOPERS DIVERSIFIED REALTY CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Terrance R. Ahern | Management | For | For |
2 | Elect Director James C. Boland | Management | For | For |
3 | Elect Director Thomas Finne | Management | For | For |
4 | Elect Director Robert H. Gidel | Management | For | For |
5 | Elect Director Daniel B. Hurwitz | Management | For | For |
6 | Elect Director Volker Kraft | Management | For | For |
7 | Elect Director Victor B. MacFarlane | Management | For | For |
8 | Elect Director Craig Macnab | Management | For | For |
9 | Elect Director Scott D. Roulston | Management | For | For |
10 | Elect Director Barry A. Sholem | Management | For | For |
11 | Elect Director William B. Summers, Jr. | Management | For | For |
12 | Elect Director Scott A. Wolstein | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Richels | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 8, 2010 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn A. Hewson | Management | For | For |
10 | Elect Director Lois D. Juliber | Management | For | For |
11 | Elect Director Ellen J. Kullman | Management | For | For |
12 | Elect Director William K. Reilly | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Human Rights Policy to Address Seed Saving | Shareholder | Against | Abstain |
EATON CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Todd M. Bluedorn | Management | For | For |
2 | Elect Director Christopher M. Connor | Management | For | For |
3 | Elect Director Michael J. Critelli | Management | For | For |
4 | Elect Director Charles E. Golden | Management | For | For |
5 | Elect Director Ernie Green | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.C. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: MAR 25, 2010 | ||||
TICKER: F SECURITY ID: IT0001976403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
3 | Amend 2009-2010 Retricted Stock Plan | Management | For | Did Not Vote |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 8, 2009 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | Withhold |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director Roslyn B. Payne | Management | For | For |
1.14 | Elect Director John W. Peace | Management | For | For |
1.15 | Elect Director D. Van Skilling | Management | For | For |
1.16 | Elect Director Herbert B. Tasker | Management | For | For |
1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.18 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FONDIARIA SAI SPA (FORMERLY SAI) MEETING DATE: APR 21, 2010 | ||||
TICKER: FSA SECURITY ID: IT0001463089 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Board Representative for Holders of Saving Shares | Management | For | Did Not Vote |
2 | Approve Representative Remuneration | Management | For | Did Not Vote |
3 | Set Up Fund for Covering Common Expenses for Holders of Savings Shares | Management | For | Did Not Vote |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
GOODYEAR TIRE & RUBBER COMPANY, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Robert J. Keegan | Management | For | For |
4 | Elect Director Richard J. Kramer | Management | For | For |
5 | Elect Director W. Alan McCollough | Management | For | For |
6 | Elect Director Denise M. Morrison | Management | For | For |
7 | Elect Director Rodney O'Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Ratify Auditors | Management | For | For |
H&R BLOCK, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director Thomas M. Bloch | Management | For | For |
1.3 | Elect Director Richard C. Breeden | Management | For | For |
1.4 | Elect Director Robert A. Gerard | Management | For | For |
1.5 | Elect Director Len J. Lauer | Management | For | For |
1.6 | Elect Director David B. Lewis | Management | For | For |
1.7 | Elect Director Tom D. Seip | Management | For | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
1.9 | Elect Director Russell P. Smyth | Management | For | For |
1.10 | Elect Director Christianna Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 24, 2010 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Judson C. Green | Management | For | For |
1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Bonus Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 19, 2010 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Gail J. McGovern | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
HCP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Flaherty III | Management | For | For |
1.2 | Elect Director Christine N. Garvey | Management | For | For |
1.3 | Elect Director David B. Henry | Management | For | For |
1.4 | Elect Director Lauralee E. Martin | Management | For | For |
1.5 | Elect Director Michael D. Mckee | Management | For | For |
1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.7 | Elect Director Peter L. Rhein | Management | For | For |
1.8 | Elect Director Kenneth B. Roath | Management | For | For |
1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HEWITT ASSOCIATES, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: HEW SECURITY ID: 42822Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judson C. Green | Management | For | For |
1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
1.4 | Elect Director Stacey J. Mobley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Clive R. Hollick | Management | For | For |
8 | Elect Director George Paz | Management | For | For |
9 | Elect Director Bradley T. Sheares | Management | For | For |
10 | Elect Director Michael W. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Lauer | Management | For | For |
1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.3 | Elect Director Richard W. Neu | Management | For | For |
1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
1.5 | Elect Director William R. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2009 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint P.P. Mirdha as Director | Management | For | For |
3 | Reappoint N. Gehlaut as Director | Management | For | For |
4 | Reappoint V. Bansal as Director | Management | For | For |
5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: OCT 4, 2009 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: MAR 12, 2010 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
INFORMA PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: INF SECURITY ID: JE00B3WJHK45 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Derek Mapp as Director | Management | For | For |
3 | Re-elect Peter Rigby as Director | Management | For | For |
4 | Re-elect Adam Walker as Director | Management | For | For |
5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
6 | Re-elect John Davis as Director | Management | For | For |
7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director C. Black | Management | For | For |
3 | Elect Director W. R. Brody | Management | For | For |
4 | Elect Director K. I. Chenault | Management | For | For |
5 | Elect Director M. L. Eskew | Management | For | For |
6 | Elect Director S. A. Jackson | Management | For | For |
7 | Elect Director A. N. Liveris | Management | For | For |
8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
9 | Elect Director T. Nishimuro | Management | For | For |
10 | Elect Director J. W. Owens | Management | For | For |
11 | Elect Director S. J. Palmisano | Management | For | For |
12 | Elect Director J. E. Spero | Management | For | For |
13 | Elect Director S. Taurel | Management | For | For |
14 | Elect Director L. H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
6 | Elect Director H. John Greeniaus | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JOHNSON & JOHNSON MEETING DATE: APR 22, 2010 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Culien | Management | For | For |
3 | Elect Director Michael M. E. Johns | Management | For | For |
4 | Elect Director Susan L. Lindquist | Management | For | For |
5 | Elect Director Anne M. Mulcahy | Management | For | For |
6 | Elect Director Lea F. Mullin | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director David Satcher | Management | For | For |
10 | Elect Director William C. Welcon | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
KB HOME MEETING DATE: APR 1, 2010 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen F. Bollenbach | Management | For | For |
2 | Elect Director Timothy W. Finchem | Management | For | For |
3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
4 | Elect Director Robert L. Johnson | Management | For | For |
5 | Elect Director Melissa Lora | Management | For | For |
6 | Elect Director Michael G. McCaffery | Management | For | For |
7 | Elect Director Jeffrey T. Mezger | Management | For | For |
8 | Elect Director Leslie Moonves | Management | For | For |
9 | Elect Director Luis G. Nogales | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KENNAMETAL, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
1.2 | Elect Director William R. Newlin | Management | For | For |
1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KEYCORP MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | Withhold |
1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
KOHL'S CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
KROGER CO., THE MEETING DATE: JUN 24, 2010 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. LaMacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney McMullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Report on Climate Change | Shareholder | Against | Abstain |
LENNAR CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Irving Bolotin | Management | For | For |
1.2 | Director Steven L. Gerard | Management | For | For |
1.3 | Director Sherrill W. Hudson | Management | For | For |
1.4 | Director R. Kirk Landon | Management | For | For |
1.5 | Director Sidney Lapidus | Management | For | For |
1.6 | Director Stuart A. Miller | Management | For | For |
1.7 | Director Donna E. Shalala | Management | For | For |
1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
2 | Elect Director Nolan D. Archibald | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Gwendolyn S. King | Management | For | For |
6 | Elect Director James M. Loy | Management | For | Against |
7 | Elect Director Douglas H. McCorkindale | Management | For | For |
8 | Elect Director Joseph W. Ralston | Management | For | For |
9 | Elect Director James Schneider | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
MACY'S, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: NOV 6, 2009 | ||||
TICKER: MHG SECURITY ID: NO0003054108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | For |
2 | Approve Notice of Meeting and Agenda | Management | For | For |
3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | For |
4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | For |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 27, 2010 | ||||
TICKER: MHG SECURITY ID: NO0003054108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive President's Report | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of NOK 0.35 per Share | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Issuance of 357.5 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Elect Directors | Management | For | Did Not Vote |
10 | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | Management | For | Did Not Vote |
11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
13 | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | Shareholder | Against | Did Not Vote |
MARSHALL & ILSLEY CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: MI SECURITY ID: 571837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon F. Chait | Management | For | For |
1.2 | Elect Director John W. Daniels, Jr. | Management | For | For |
1.3 | Elect Director Mark F. Furlong | Management | For | For |
1.4 | Elect Director Ted D. Kellner | Management | For | For |
1.5 | Elect Director Dennis J. Kuester | Management | For | For |
1.6 | Elect Director David J. Lubar | Management | For | For |
1.7 | Elect Director Katharine C. Lyall | Management | For | For |
1.8 | Elect Director John A. Mellowes | Management | For | For |
1.9 | Elect Director San W. Orr, Jr. | Management | For | For |
1.10 | Elect Director Robert J. O'Toole | Management | For | For |
1.11 | Elect Director Peter M. Platten, III | Management | For | For |
1.12 | Elect Director John S. Shiely | Management | For | For |
1.13 | Elect Director George E. Wardeberg | Management | For | For |
1.14 | Elect Director James B. Wigdale | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
METLIFE, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.3 | Elect Director James M. Kilts | Management | For | For |
1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Takamune Okihara | Management | For | For |
2.2 | Elect Director Kinya Okauchi | Management | For | For |
2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
2.4 | Elect Director Kyouta Ohmori | Management | For | For |
2.5 | Elect Director Hiroshi Saitou | Management | For | For |
2.6 | Elect Director Nobushige Kamei | Management | For | For |
2.7 | Elect Director Masao Hasegawa | Management | For | For |
2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
2.12 | Elect Director Kaoru Wachi | Management | For | For |
2.13 | Elect Director Takashi Oyamada | Management | For | For |
2.14 | Elect Director Ryuuji Araki | Management | For | For |
2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Coley Clark | Management | For | For |
2 | Elect Director Victor W. Dahir | Management | For | For |
3 | Elect Director Thomas M. Hagerty | Management | For | For |
4 | Elect Director Scott L. Jaeckel | Management | For | Against |
5 | Elect Director Seth W. Lawry | Management | For | Against |
6 | Elect Director Ann Mather | Management | For | For |
7 | Elect Director Pamela H. Patsley | Management | For | For |
8 | Elect Director Ganesh B. Rao | Management | For | For |
9 | Elect Director W. Bruce Turner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
MONTPELIER RE HOLDINGS LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John G. Bruton as Director | Management | For | For |
1.2 | Elect John F. Shettle as Director | Management | For | For |
1.3 | Elect Morgan W. Davis as Director | Management | For | For |
1.4 | Elect Thomas G. S. Busher as Director | Management | For | For |
1.5 | Elect Heinrich Burgi as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.2 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd | Management | For | For |
3A | Approve Amendments on Advance Notice Provisions | Management | For | For |
3B | Approve Amendments on Limits on Board Size | Management | For | For |
3C | Approve Amendments on Reductions in Subsidiary Board Elections | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 25, 2009 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Halla | Management | For | For |
1.2 | Elect Director Steven R. Appleton | Management | For | For |
1.3 | Elect Director Gary P. Arnold | Management | For | For |
1.4 | Elect Director Richard J. Danzig | Management | For | For |
1.5 | Elect Director John T. Dickson | Management | For | For |
1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
1.7 | Elect Director Modesto A. Maidique | Management | For | For |
1.8 | Elect Director Edward R. McCracken | Management | For | For |
1.9 | Elect Director Roderick C. McGeary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Repricing of Options | Management | For | Against |
NESTLE SA MEETING DATE: APR 15, 2010 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott S. Cowen | Management | For | For |
2 | Elect Director Cynthia A. Montgomery | Management | For | For |
3 | Elect Director Michael B. Polk | Management | For | For |
4 | Elect Director Michael A. Todman | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 8604 SECURITY ID: JP3762600009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Junichi Ujiie | Management | For | For |
1.2 | Elect Director Kenichi Watanabe | Management | For | For |
1.3 | Elect Director Takumi Shibata | Management | For | For |
1.4 | Elect Director Masanori Itatani | Management | For | For |
1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
1.6 | Elect Director Haruo Tsuji | Management | For | For |
1.7 | Elect Director Hajime Sawabe | Management | For | For |
1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
1.9 | Elect Director Hideaki Kubori | Management | For | For |
1.10 | Elect Director Masahiro Sakane | Management | For | For |
1.11 | Elect Director Colin Marshall | Management | For | For |
1.12 | Elect Director Clara Furse | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Yoshio Nishi | Management | For | For |
1.5 | Elect Director Glen G. Possley | Management | For | For |
1.6 | Elect Director Ann D. Rhoads | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUCOR CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
1.2 | Elect Director James D. Hlavacek | Management | For | For |
1.3 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 14, 2010 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | Withhold |
8 | Elect Director David M. Szymanski | Management | For | Withhold |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
ORBITAL SCIENCES CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: ORB SECURITY ID: 685564106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward F. Crawley | Management | For | For |
1.2 | Elect Director Lennard A. Fisk | Management | For | For |
1.3 | Elect Director Ronald T. Kadish | Management | For | For |
1.4 | Elect Director Garrett E. Pierce | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: SEP 24, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 13, 2009 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth I. Chenault | Management | For | For |
2 | Elect Director Scott D. Cook | Management | For | For |
3 | Elect Director Rajat K. Gupta | Management | For | For |
4 | Elect Director A.G. Lafley | Management | For | For |
5 | Elect Director Charles R. Lee | Management | For | For |
6 | Elect Director Lynn M. Martin | Management | For | For |
7 | Elect Director Robert A. McDonald | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Johnathan A. Rodgers | Management | For | For |
10 | Elect Director Ralph Snyderman | Management | For | For |
11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
12 | Elect Director Patricia A. Woertz | Management | For | For |
13 | Elect Director Ernesto Zedillo | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Code of Regulations | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROMISE CO LTD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8574 SECURITY ID: JP3833750007 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Mergers by Absorption | Management | For | For |
3.1 | Elect Director Ken Kubo | Management | For | For |
3.2 | Elect Director Teruaki Watanabe | Management | For | For |
3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
3.5 | Elect Director Masahiko Iwanami | Management | For | For |
4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director Clint W. Murchison III | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director David N. McCammon | Management | For | For |
1.6 | Elect Director James J. Postl | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Performance-Based Equity Awards | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
RADIOSHACK CORP. MEETING DATE: MAY 24, 2010 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Julian C. Day | Management | For | For |
3 | Elect Director Daniel R. Feehan | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
RELIANCE INDUSTRIES LTD. MEETING DATE: NOV 17, 2009 | ||||
TICKER: 500325 SECURITY ID: INE002A01018 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reappoint H.S. Kohli as Director | Management | For | For |
2b | Reappoint Y.P. Trivedi as Director | Management | For | For |
2c | Reappoint D.C. Jain as Director | Management | For | For |
2d | Reappoint M.L. Bhakta as Director | Management | For | For |
3 | Approve Chaturvedi & Shah, Deloitte Haskins and Sells, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Capitalization of Reserves for Bonus Issue of up to 1.67 Billion Equity Shares in the Proportion of One New Equity Share for Every One Existing Equity Share Held | Management | For | For |
5 | Approve Reappointment and Remuneration of H.R. Meswani, Executive Director | Management | For | For |
6 | Approve Appointment and Remuneration of P.M.S. Prasad, Executive Director | Management | For | For |
7 | Approve Appointment and Remuneration of R. Ravimohan, Executive Director | Management | For | For |
RELIANCE INDUSTRIES LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 500325 SECURITY ID: INE002A01018 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
3a | Reappoint H.R. Meswani as Director | Management | For | For |
3b | Reappoint M.P. Modi as Director | Management | For | For |
3c | Reappoint D.V. Kapur as Director | Management | For | For |
3d | Reappoint R.A. Mashalkar as Director | Management | For | Against |
4 | Approve Chaturvedi & Shah, Deloitte Haskins and Sells, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Appointment and Remuneration of P.K. Kapil as Executive Director | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 11, 2010 | ||||
TICKER: RHM SECURITY ID: DE0007030009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 18, 2010 | ||||
TICKER: RDSA SECURITY ID: 780259107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Charles Holliday as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | Against |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
8 | Re-elect Wim Kok as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Approve Scrip Dividend Scheme | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 18, 2010 | ||||
TICKER: RDSA SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Charles Holliday as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | Against |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
8 | Re-elect Wim Kok as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Approve Scrip Dividend Scheme | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 5930 SECURITY ID: KR7005930003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDS CHINA LTD. MEETING DATE: JUN 19, 2010 | ||||
TICKER: 1928 SECURITY ID: KYG7800X1079 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Sheldon Gary Adelson as Non-Executive Director | Management | For | For |
2b | Reelect Steven Craig as Executive Director | Management | For | For |
2c | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SANOFI AVENTIS MEETING DATE: MAY 17, 2010 | ||||
TICKER: SAN SECURITY ID: FR0000120578 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
6 | Elect Catherine Brechignac as Director | Management | For | For |
7 | Reelect Robert Castaigne as Director | Management | For | Against |
8 | Reelect Lord Douro as Director | Management | For | Against |
9 | Reelect Christian Mulliez as Director | Management | For | Against |
10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 22, 2010 | ||||
TICKER: SU SECURITY ID: FR0000121972 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
13 | Ratify Auditex as Alternate Auditor | Management | For | For |
14 | Reelect Mazars as Primary Auditor | Management | For | For |
15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEGRO PLC MEETING DATE: APR 29, 2010 | ||||
TICKER: SGRO SECURITY ID: GB00B5ZN1N88 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Ian Coull as Director | Management | For | For |
5 | Re-elect David Sleath as Director | Management | For | For |
6 | Re-elect Thom Wernink as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Approve Scrip Dividend Program | Management | For | For |
SIEMENS AG MEETING DATE: JAN 26, 2010 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
15 | Amend Corporate Purpose | Shareholder | Against | Against |
SLM CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Approve Stock Option Exchange Program | Management | For | For |
18 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANDARD CHARTERED PLC MEETING DATE: MAY 7, 2010 | ||||
TICKER: STAN SECURITY ID: GB0004082847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Jamie Dundas as Director | Management | For | For |
5 | Re-elect Val Gooding as Director | Management | For | For |
6 | Re-elect Rudy Markham as Director | Management | For | For |
7 | Re-elect John Peace as Director | Management | For | For |
8 | Re-elect Peter Sands as Director | Management | For | For |
9 | Re-elect Paul Skinner as Director | Management | For | For |
10 | Re-elect Oliver Stocken as Director | Management | For | For |
11 | Elect Jaspal Bindra as Director | Management | For | For |
12 | Elect Richard Delbridge as Director | Management | For | For |
13 | Elect Dr Han Seung-soo as Director | Management | For | For |
14 | Elect Simon Lowth as Director | Management | For | For |
15 | Elect Mike Rees as Director | Management | For | For |
16 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase | Management | For | For |
25 | Authorise Market Purchase | Management | For | For |
26 | Adopt New Articles of Association | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
28 | Amend Restricted Share Scheme | Management | For | For |
29 | Approve Waiver on the Reporting and Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek | Management | For | For |
30 | Approve the Waiver in Respect of the Requirement to Enter into Fixed-term Written Agreements with Temasek | Management | For | For |
31 | Approve Future Ongoing Banking Transactions with Temasek | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY WORKS, THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STATE STREET CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | Against |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | Against |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | Against |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Logue | Management | For | For |
11 | Elect Director R. Sergel | Management | For | Against |
12 | Elect Director R. Skates | Management | For | For |
13 | Elect Director G. Summe | Management | For | For |
14 | Elect Director R. Weissman | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Pay Disparity | Shareholder | Against | Against |
STERLING FINANCIAL CORPORATION MEETING DATE: SEP 21, 2009 | ||||
TICKER: STSA SECURITY ID: 859319105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8316 SECURITY ID: JP3890350006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Teisuke Kitayama | Management | For | For |
3.2 | Elect Director Wataru Ohara | Management | For | For |
3.3 | Elect Director Hideo Shimada | Management | For | For |
3.4 | Elect Director Junsuke Fujii | Management | For | For |
3.5 | Elect Director Koichi Miyata | Management | For | For |
3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 14, 2010 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Brian C. Rogers | Management | For | For |
7 | Elect Director Alfred Sommer, PHD | Management | For | For |
8 | Elect Director Dwight S. Taylor | Management | For | For |
9 | Elect Director Anne Marie Whittemore | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TECHTRONIC INDUSTRIES CO., LTD. MEETING DATE: MAY 28, 2010 | ||||
TICKER: 669 SECURITY ID: HK0669013440 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TERADYNE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Edwin J. Gillis | Management | For | For |
5 | Elect Director Paul J. Tufano | Management | For | For |
6 | Elect Director Roy A. Vallee | Management | For | For |
7 | Elect Director Patricia S. Wolpert | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOLL BROTHERS, INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: TOL�� SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zvi Barzilay | Management | For | For |
1.2 | Elect Director Edward G. Boehne | Management | For | For |
1.3 | Elect Director Richard J. Braemer | Management | For | For |
1.4 | Elect Director Carl B. Marbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 4, 2010 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | For |
1.2 | Elect Director John H. Dasburg | Management | For | For |
1.3 | Elect Director Janet M. Dolan | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Lawrence G. Graev | Management | For | For |
1.7 | Elect Director Patricia L. Higgins | Management | For | For |
1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TUESDAY MORNING CORP. MEETING DATE: NOV 12, 2009 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | For |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director W.J. Hunckler, III | Management | For | For |
1.4 | Elect Director Robin P. Selati | Management | For | For |
1.5 | Elect Director Starlette Johnson | Management | For | For |
1.6 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.7 | Elect Director David B. Green | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Edward Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect William Stavropoulos as Director | Management | For | For |
3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.11 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
TYSON FOODS, INC. MEETING DATE: FEB 5, 2010 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
1.4 | Elect Director Jim Kever | Management | For | For |
1.5 | Elect Director Kevin M. McNamara | Management | For | For |
1.6 | Elect Director Brad T. Sauer | Management | For | For |
1.7 | Elect Director Robert Thurber | Management | For | For |
1.8 | Elect Director Barbara A. Tyson | Management | For | For |
1.9 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG MEETING DATE: APR 14, 2010 | ||||
TICKER: UBSN SECURITY ID: CH0024899483 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
UBS AG MEETING DATE: APR 14, 2010 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITE GROUP PLC, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: UTG SECURITY ID: GB0006928617 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Walker as Director | Management | For | For |
4 | Re-elect John Tonkiss as Director | Management | For | For |
5 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
9 | Adopt New Articles of Association | Management | For | For |
UNITE GROUP PLC, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: UTG SECURITY ID: GB0006928617 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Savings Related Share Option Scheme | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VALLOUREC MEETING DATE: MAY 31, 2010 | ||||
TICKER: VK SECURITY ID: FR0000120354 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
VIVENDI MEETING DATE: APR 29, 2010 | ||||
TICKER: VIV SECURITY ID: FR0000127771 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Treatment of Losses and Allocation of Dividends of EUR 1.40 per Share | Management | For | Did Not Vote |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Did Not Vote |
5 | Elect Dominique Hediard Dubreuil as Supervisory Board Member | Management | For | Did Not Vote |
6 | Elect Aliza Jabes as Supervisory Board Member | Management | For | Did Not Vote |
7 | Elect Jacqueline Tammenoms Bakker as Supervisory Board Member | Management | For | Did Not Vote |
8 | Elect Daniel Camus as Supervisory Board Member | Management | For | Did Not Vote |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
VODAFONE GROUP PLC MEETING DATE: JUL 28, 2009 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Simon Murray as Director | Management | For | For |
12 | Elect Stephen Pusey as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
WACKER CHEMIE AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: WCH SECURITY ID: DE000WCH8881 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2010 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Management | For | For |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WEYERHAEUSER COMPANY MEETING DATE: APR 15, 2010 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
1.2 | Elect Director D. Michael Steuert | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | For |
2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Securities Transfer Restrictions | Management | For | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
8 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irvin E. Aal | Management | For | For |
1.2 | Elect Director Joseph W. England | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
XEROX CORPORATION MEETING DATE: FEB 5, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: AUG 5, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1 | Approve the Creation of Distributable Reserves for Accenture plc | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Brian G. Kelly | Management | For | For |
5 | Elect Director Robert A. Kotick | Management | For | For |
6 | Elect Director Jean-Bernard Levy | Management | For | For |
7 | Elect Director Robert J. Morgado | Management | For | For |
8 | Elect Director Douglas P. Morris | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
ADOBE SYSTEMS INCORPORATED MEETING DATE: APR 16, 2010 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward W. Barnholt | Management | For | For |
2 | Elect Director Michael R. Cannon | Management | For | For |
3 | Elect Director James E. Daley | Management | For | For |
4 | Elect Director Charles M. Geschke | Management | For | For |
5 | Elect Director Shantanu Narayen | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Davis, III | Management | For | For |
1.2 | Elect Director W. Douglas Ford | Management | For | For |
1.3 | Elect Director Evert Henkes | Management | For | For |
1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALBEMARLE CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director R. William Ide, III | Management | For | For |
1.3 | Elect Director Richard L. Morrill | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Berry W. Perry | Management | For | For |
1.6 | Elect Director Mark C. Rohr | Management | For | For |
1.7 | Elect Director John Sherman, Jr. | Management | For | For |
1.8 | Elect Director Charles E. Stewart | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
1.2 | Elect Director Michael Narachi | Management | For | Withhold |
1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
1.5 | Elect Director Lesley Russell | Management | For | Withhold |
1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | Withhold |
1.6 | Elect Director Jan Leschly | Management | For | Withhold |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
1.10 | Elect Director Steven S. Reinemund | Management | For | For |
1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMICUS THERAPEUTICS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: FOLD SECURITY ID: 03152W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Crowley | Management | For | For |
1.2 | Elect Director James Barrett | Management | For | For |
1.3 | Elect Director Margaret G. McGlynn | Management | For | For |
1.4 | Elect Director Michael G. Raab | Management | For | For |
1.5 | Elect Director Glenn P. Sblendorio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMR CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 7, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Re-elect Frank Arisman as Director | Management | For | For |
4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Issue of Convertible Securities | Management | For | For |
10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
12 | Amend Share Incentive Scheme | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Amend Bonus Share Plan 2005 | Management | For | For |
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
ANHEUSER-BUSCH INBEV MEETING DATE: APR 27, 2010 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
3a | Receive Special Board Report | Management | None | Did Not Vote |
3b | Receive Special Auditor Report | Management | None | Did Not Vote |
3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
9a | Approve Remuneration Report | Management | For | Did Not Vote |
9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lavidas | Management | For | For |
1.2 | Elect Director M. Radaelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BAWANG INTERNATIONAL (GROUP) HOLDING LTD. MEETING DATE: MAY 25, 2010 | ||||
TICKER: 1338 SECURITY ID: G09038103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Special Dividend | Management | For | For |
4a | Reelect Wan Yuhua as Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4b | Reelect Shen Xiaodi as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4c | Reelect Wong Sin Yung as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4d | Reelect Guo Jing as Non-Independent Non-Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4e | Reelect Ngai Wai Fung as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
4f | Reelect Li Bida as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4g | Reelect Chen Kaizhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BIOSCRIP, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: BIOS SECURITY ID: 09069N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlotte W. Collins | Management | For | For |
1.2 | Elect Director Louis T. DiFazio | Management | For | For |
1.3 | Elect Director Samuel P. Frieder | Management | For | For |
1.4 | Elect Director Richard H. Friedman | Management | For | For |
1.5 | Elect Director Myron Z. Holubiak | Management | For | For |
1.6 | Elect Director David R. Hubers | Management | For | For |
1.7 | Elect Director Richard L. Robbins | Management | For | For |
1.8 | Elect Director Stuart A. Samuels | Management | For | For |
1.9 | Elect Director Richard M. Smith | Management | For | For |
1.10 | Elect Director Gordon H. Woodward | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUCYRUS INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BUCY SECURITY ID: 118759109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak K. Kapur | Management | For | For |
1.2 | Elect Director Theodore C. Rogers | Management | For | For |
1.3 | Elect Director Robert C. Scharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CALAVO GROWERS, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director Michael D. Hause | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Fred J. Ferrazzano | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. Mcfarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Keating | Management | For | For |
1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 12, 2010 | ||||
TICKER: 762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Zuo Xunsheng as Director | Management | For | Against |
3a2 | Reelect Tong Jilu as Director | Management | For | Against |
3a3 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 21, 2010 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Cathleen P. Black | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Alexis M. Herman | Management | For | For |
6 | Elect Director Muhtar Kent | Management | For | For |
7 | Elect Director Donald R. Keough | Management | For | For |
8 | Elect Director Maria Elena Lagomasino | Management | For | For |
9 | Elect Director Donald F. McHenry | Management | For | For |
10 | Elect Director Sam Nunn | Management | For | For |
11 | Elect Director James D. Robinson III | Management | For | For |
12 | Elect Director Peter V. Ueberroth | Management | For | For |
13 | Elect Director Jacob Wallenberg | Management | For | For |
14 | Elect Director James B. Williams | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 1, 2010 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Klein | Management | For | For |
2 | Elect Director Lakshmi Narayanan | Management | For | For |
3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DANONE MEETING DATE: APR 22, 2010 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Reelect Franck Riboud as Director | Management | For | For |
5 | Reelect Emmanuel Faber as Director | Management | For | For |
6 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Ratify Ernst & Young et Autres as Auditor | Management | For | For |
8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
9 | Ratify Auditex as Alternate Auditor | Management | For | For |
10 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
11 | Approve Transaction with Franck Riboud | Management | For | For |
12 | Approve Transaction with Emmanuel Faber | Management | For | For |
13 | Approve Transaction with Bernard Hours | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Amend Stock Ownership Limitations | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Tore Steen | Management | For | For |
1.7 | Elect Director Ruth M. Owades | Management | For | For |
1.8 | Elect Director Karyn O. Barsa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director Douglas M. Steenland | Management | For | For |
13 | Elect Director Kenneth B. Woodrow | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
1.2 | Elect Director Jill D. Smith | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.C. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FORD MOTOR COMPANY MEETING DATE: MAY 13, 2010 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Adopt Recapitalization Plan | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HENDERSON LAND DEVELOPMENT CO. LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: 12 SECURITY ID: Y31476107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lee King Yue as Director | Management | For | For |
3b | Reelect Li Ning as Director | Management | For | For |
3c | Reelect Lee Tat Man as Director | Management | For | Against |
3d | Reelect Po-shing Woo as Director | Management | For | For |
3e | Reelect Gordon Kwong Che Keung as Director | Management | For | For |
3f | Reelect Ko Ping Keung as Director | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
5d | Approve Increase in Authorized Share Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares | Management | For | For |
HENDERSON LAND DEVELOPMENT CO. LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: 12 SECURITY ID: Y31476107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Warrants Issue | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 24, 2010 | ||||
TICKER: 1044 SECURITY ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Sze Man Bok as Director | Management | For | Against |
3b | Reelect Hung Ching Shan as Director | Management | For | Against |
3c | Reelect Loo Hong Shing Vincent as Director | Management | For | For |
3d | Reelect Wang Ming Fu as Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 29, 2010 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HUMANA INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Jones, Jr. | Management | For | For |
2 | Elect Director Frank A. D'Amelio | Management | For | For |
3 | Elect Director W. Roy Dunbar | Management | For | For |
4 | Elect Director Kurt J. Hilzinger | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Elect Director W. Ann Reynolds | Management | For | For |
12 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Gerald Held | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INGRAM MICRO INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
3.1 | Elect Director Howard I. Atkins | Management | For | For |
3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
3.3 | Elect Director John R. Ingram | Management | For | For |
3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.5 | Elect Director Dale R. Laurance | Management | For | For |
3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
3.7 | Elect Director Michael T. Smith | Management | For | For |
3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.9 | Elect Director Joe B. Wyatt | Management | For | For |
3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.11 | Elect Director Michael T. Smith | Management | For | For |
3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.13 | Elect Director Joe B. Wyatt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IROBOT CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: IRBT SECURITY ID: 462726100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Helen Greiner | Management | For | For |
1.2 | Elect Director George C. McNamee | Management | For | For |
1.3 | Elect Director Peter T. Meekin | Management | For | For |
1.4 | Elect Director Paul Sagan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 22, 2010 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Culien | Management | For | For |
3 | Elect Director Michael M. E. Johns | Management | For | For |
4 | Elect Director Susan L. Lindquist | Management | For | For |
5 | Elect Director Anne M. Mulcahy | Management | For | For |
6 | Elect Director Lea F. Mullin | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director David Satcher | Management | For | For |
10 | Elect Director William C. Welcon | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JONES LANG LASALLE, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colin Dyer | Management | For | For |
2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
3 | Elect Director DeAnne Julius | Management | For | For |
4 | Elect Director Ming Lu | Management | For | For |
5 | Elect Director Lauralee E. Martin | Management | For | For |
6 | Elect Director Sheila A. Penrose | Management | For | For |
7 | Elect Director David B. Rickard | Management | For | For |
8 | Elect Director Roger T. Staubach | Management | For | For |
9 | Elect Director Thomas C. Theobald | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Other Business | Management | For | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
M&T BANK CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Colm E. Doherty | Management | For | For |
1.9 | Elect Director Gary N. Geisel | Management | For | For |
1.10 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.11 | Elect Director Richard G. King | Management | For | For |
1.12 | Elect Director Jorge G. Pereira | Management | For | For |
1.13 | Elect Director Michael P. Pinto | Management | For | For |
1.14 | Elect Director Melinda R. Rich | Management | For | For |
1.15 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.16 | Elect Director Herbert L. Washington | Management | For | For |
1.17 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher C. Dewey | Management | For | For |
1.2 | Elect Director John J. Savarese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Walter E. Massey | Management | For | For |
2 | Elect Director John W. Rogers, Jr. | Management | For | For |
3 | Elect Director Roger W. Stone | Management | For | For |
4 | Elect Director Miles D. White | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Golsby | Management | For | For |
1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
1.3 | Elect Director Howard B. Bernick | Management | For | For |
1.4 | Elect Director James M. Cornelius | Management | For | For |
1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
1.7 | Elect Director Robert S. Singer | Management | For | For |
1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
1.9 | Elect Director Anna C. Catalano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NESTLE SA MEETING DATE: APR 15, 2010 | ||||
TICKER: NESN SECURITY ID: 641069406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
7 | Mark the box at the right if you wish to give a Proxy to the independent representative, Mr. Jean-Ludovic Hartmann | Management | None | Did Not Vote |
NEWMONT MINING CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glen A. Barton | Management | For | For |
2 | Elect Director Vincent A. Calarco | Management | For | For |
3 | Elect Director Joseph A. Carrabba | Management | For | For |
4 | Elect Director Noreen Doyle | Management | For | For |
5 | Elect Director Veronica M. Hagen | Management | For | For |
6 | Elect Director Michael S. Hamson | Management | For | For |
7 | Elect Director Richard T. O'Brien | Management | For | For |
8 | Elect Director John B. Prescott | Management | For | For |
9 | Elect Director Donald C. Roth | Management | For | For |
10 | Elect Director James V. Taranik | Management | For | For |
11 | Elect Director Simon Thompson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director William D. Smithburg | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director Indra K. Nooyi | Management | For | For |
9 | Elect Director Sharon P. Rockefeller | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Elect Director Lloyd G. Trotter | Management | For | For |
12 | Elect Director Daniel Vasella | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Edward W. Gibbons | Management | For | For |
1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
1.5 | Elect Director Robert J. Pace | Management | For | For |
1.6 | Elect Director Frederick A. Richman | Management | For | For |
1.7 | Elect Director J. Stephen Schaub | Management | For | For |
1.8 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 2, 2010 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
1.3 | Elect Director John A. Miller | Management | For | For |
1.4 | Elect Director Richard J. Schnall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SHIRE PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect David Stout as Director | Management | For | For |
4 | Elect William Burns as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Amend the Portfolio Share Plan | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOURCEFIRE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: FIRE SECURITY ID: 83616T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Becker | Management | For | For |
1.2 | Elect Director Arnold L. Punaro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Travis C. Johnson | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
STEELCASE INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SCS SECURITY ID: 858155203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Connie K. Duckworth | Management | For | For |
1.2 | Elect Director James P. Hackett | Management | For | For |
1.3 | Elect Director David W. Joos | Management | For | For |
1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
SYBASE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: SY SECURITY ID: 871130100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Chen | Management | For | For |
1.2 | Elect Director Richard C. Alberding | Management | For | For |
1.3 | Elect Director Cecilia Claudio | Management | For | For |
1.4 | Elect Director Michael A. Daniels | Management | For | For |
1.5 | Elect Director L. William Krause | Management | For | For |
1.6 | Elect Director Alan B. Salisbury | Management | For | For |
1.7 | Elect Director Jack E. Sum | Management | For | For |
1.8 | Elect Director Robert P. Wayman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
5 | Transact Other Business | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark Sarvary | Management | For | For |
2 | Elect Director Evelyn Dilsaver | Management | For | For |
3 | Elect Director Francis A. Doyle | Management | For | For |
4 | Elect Director John A. Heil | Management | For | For |
5 | Elect Director Peter K. Hoffman | Management | For | For |
6 | Elect Director Sir Paul Judge | Management | For | For |
7 | Elect Director Nancy F. Koehn | Management | For | For |
8 | Elect Director Christopher A. Masto | Management | For | For |
9 | Elect Director P. Andrews McLane | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Edwin J. Gillis | Management | For | For |
5 | Elect Director Paul J. Tufano | Management | For | For |
6 | Elect Director Roy A. Vallee | Management | For | For |
7 | Elect Director Patricia S. Wolpert | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
5 | Election Of Director: Prof. Moshe Many | Management | For | For |
6 | Election Of Director: Mr. Dan Propper | Management | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
9 | Approve Compensation of Board Chairman | Management | For | For |
10 | Approve Compensation of Director | Management | For | For |
11 | Approve Compensation of Director | Management | For | For |
12 | Increase Authorized Share Capital | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc N. Casper | Management | For | For |
2 | Elect Director Tyler Jacks | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TINGYI (CAYMAN ISLANDS) HOLDING CORP. MEETING DATE: JUN 9, 2010 | ||||
TICKER: 322 SECURITY ID: G8878S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Reelect Takeshi Ida as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3a2 | Reelect Wei Ying-Chiao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3a3 | Reelect Lee Tiong-Hock as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Elect Michihiko Ota as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint Mazars CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix Zandman | Management | For | Withhold |
1.2 | Elect Director Gerald Paul | Management | For | Withhold |
1.3 | Elect Director Frank Maier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Seek Sale of Company | Shareholder | Against | Against |
VMWARE, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S. Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend Sharesave Plan | Management | For | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Report on Political Contributions | Shareholder | Against | Abstain |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: MAR 8, 2010 | ||||
TICKER: WFMI SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle E. Greene | Management | For | For |
1.3 | Elect Director Hass Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John P. Mackey | Management | For | For |
1.6 | Elect Director Jonathan A. Seiffer | Management | For | For |
1.7 | Elect Director Morris J. Siegel | Management | For | For |
1.8 | Elect Director Jonathan D. Sokoloff | Management | For | For |
1.9 | Elect Director Ralph Z. Sorenson | Management | For | For |
1.10 | Elect Director W.A. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
5 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Shareholder | Against | Against |
6 | Adopt and Disclose Succession Planning Policy | Shareholder | Against | Against |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
YANLORD LAND GROUP LTD MEETING DATE: APR 29, 2010 | ||||
TICKER: Z25 SECURITY ID: Y9729A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.0168 Per Share | Management | For | For |
3 | Approve Directors' Fees SGD 400,000 for the Year Ended Dec. 31, 2009 (2008: SGD 400,000) | Management | For | For |
4a | Reelect Zhong Sheng Jian as Director | Management | For | For |
4b | Reelect Hong Zhi Hua as Director | Management | For | For |
4c | Reelect Ng Jui Ping as Director | Management | For | For |
5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | Management | For | For |
8 | Approve Issuance of Shares and Grant of Options Pursuant to the Yanlord Land Group Share Option Scheme 2006 | Management | For | Against |
9 | Authorize Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Phyllis J. Campbell | Management | For | For |
4 | Elect Director Mark R. Hamilton | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ASHLAND INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Rohr | Management | For | For |
1.2 | Elect Director Theodore M. Solso | Management | For | For |
1.3 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AT&T INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Laura D Andrea Tyson | Management | For | For |
12 | Elect Director Patricia P. Upton | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BB&T CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
1.9 | Elect Director Jane P. Helm | Management | For | For |
1.10 | Elect Director John P. Howe III, MD | Management | For | For |
1.11 | Elect Director Kelly S. King | Management | For | For |
1.12 | Elect Director James H. Maynard | Management | For | For |
1.13 | Elect Director Albert O. McCauley | Management | For | For |
1.14 | Elect Director J. Holmes Morrison | Management | For | For |
1.15 | Elect Director Nido R. Qubein | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Dennis D. Dammerman | Management | For | For |
1.4 | Elect Director Robert E. Diamond, Jr. | Management | For | For |
1.5 | Elect Director David H. Komansky | Management | For | For |
1.6 | Elect Director James E. Rohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director John W. Mims | Management | For | For |
1.5 | Elect Director George R. Mrkonic | Management | For | For |
1.6 | Elect Director Erle Nye | Management | For | For |
1.7 | Elect Director Rosendo G. Parra | Management | For | For |
1.8 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Keating | Management | For | For |
1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.H. Armacost | Management | For | For |
2 | Elect Director L.F. Deily | Management | For | For |
3 | Elect Director R.E. Denham | Management | For | For |
4 | Elect Director R.J. Eaton | Management | For | For |
5 | Elect Director C. Hagel | Management | For | For |
6 | Elect Director E. Hernandez | Management | For | For |
7 | Elect Director F.G. Jenifer | Management | For | For |
8 | Elect Director G.L. Kirkland | Management | For | For |
9 | Elect Director S. Nunn | Management | For | For |
10 | Elect Director D.B. Rice | Management | For | For |
11 | Elect Director K.W. Sharer | Management | For | For |
12 | Elect Director C.R. Shoemate | Management | For | For |
13 | Elect Director J.G. Stumpf | Management | For | For |
14 | Elect Director R.D. Sugar | Management | For | For |
15 | Elect Director C. Ware | Management | For | For |
16 | Elect Director J.S. Watson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
20 | Stock Retention/Holding Period | Shareholder | Against | Against |
21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director W. Larry Cash | Management | For | For |
3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 12, 2010 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | For |
1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Ruth R. Harkin | Management | For | For |
1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Robert A. Niblock | Management | For | For |
1.9 | Elect Director Harald J. Norvik | Management | For | For |
1.10 | Elect Director William K. Reilly | Management | For | For |
1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
1.13 | Elect Director Kathryn C. Turner | Management | For | For |
1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director James A. Locke III | Management | For | For |
1.4 | Elect Director Peter M. Perez | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
1.4 | Elect Director Oscar Munoz | Management | For | For |
1.5 | Elect Director Laurence E. Simmons | Management | For | For |
1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
1.7 | Elect Director Karen Hastie Williams | Management | For | For |
1.8 | Elect Director Ronald B. Woodard | Management | For | For |
1.9 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 25, 2009 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.7 | Elect Director Senator Connie Mack III | Management | For | For |
1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Michael D. Rose | Management | For | For |
1.11 | Elect Director Maria A. Sastre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director William P. Montague | Management | For | For |
1.7 | Elect Director Joseph C. Scodari | Management | For | For |
1.8 | Elect Director William F. Spengler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.C. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FMC CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
1.4 | Elect Director William G. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
HANESBRANDS INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HUMANA INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Jones, Jr. | Management | For | For |
2 | Elect Director Frank A. D'Amelio | Management | For | For |
3 | Elect Director W. Roy Dunbar | Management | For | For |
4 | Elect Director Kurt J. Hilzinger | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Elect Director W. Ann Reynolds | Management | For | For |
12 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director C. Black | Management | For | For |
3 | Elect Director W. R. Brody | Management | For | For |
4 | Elect Director K. I. Chenault | Management | For | For |
5 | Elect Director M. L. Eskew | Management | For | For |
6 | Elect Director S. A. Jackson | Management | For | For |
7 | Elect Director A. N. Liveris | Management | For | For |
8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
9 | Elect Director T. Nishimuro | Management | For | For |
10 | Elect Director J. W. Owens | Management | For | For |
11 | Elect Director S. J. Palmisano | Management | For | For |
12 | Elect Director J. E. Spero | Management | For | For |
13 | Elect Director S. Taurel | Management | For | For |
14 | Elect Director L. H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director Dennis R. Beresford | Management | For | For |
3 | Elect Director John F. Bergstrom | Management | For | For |
4 | Elect Director Abelardo E. Bru | Management | For | For |
5 | Elect Director Robert W. Decherd | Management | For | For |
6 | Elect Director Thomas J. Falk | Management | For | For |
7 | Elect Director Mae C. Jemison, M.D. | Management | For | For |
8 | Elect Director James M. Jenness | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
LINCOLN NATIONAL CORP. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LUBRIZOL CORPORATION, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director James L. Hambrick | Management | For | For |
1.3 | Elect Director Gordon D. Harnett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MACERICH COMPANY, THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director Edward C. Coppola | Management | For | For |
3 | Elect Director James S. Cownie | Management | For | For |
4 | Elect Director Fred S. Hubbell | Management | For | For |
5 | Elect Director Mason G. Ross | Management | For | For |
6 | Elect Director Dr. William P. Sexton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 2, 2010 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NBTY, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: NTY SECURITY ID: 628782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ashner | Management | For | For |
1.2 | Elect Director Glenn Cohen | Management | For | For |
1.3 | Elect Director Arthur Rudolph | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 6, 2009 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 13, 2009 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth I. Chenault | Management | For | For |
2 | Elect Director Scott D. Cook | Management | For | For |
3 | Elect Director Rajat K. Gupta | Management | For | For |
4 | Elect Director A.G. Lafley | Management | For | For |
5 | Elect Director Charles R. Lee | Management | For | For |
6 | Elect Director Lynn M. Martin | Management | For | For |
7 | Elect Director Robert A. McDonald | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Johnathan A. Rodgers | Management | For | For |
10 | Elect Director Ralph Snyderman | Management | For | For |
11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
12 | Elect Director Patricia A. Woertz | Management | For | For |
13 | Elect Director Ernesto Zedillo | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Code of Regulations | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 20, 2010 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 12, 2010 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Donald E. Felsinger | Management | For | For |
3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
4 | Elect Director William D. Jones | Management | For | For |
5 | Elect Director William G. Ouchi | Management | For | For |
6 | Elect Director Carlos Ruiz | Management | For | For |
7 | Elect Director William C. Rusnack | Management | For | For |
8 | Elect Director William P. Rutledge | Management | For | For |
9 | Elect Director Lynn Schenk | Management | For | For |
10 | Elect Director Neal E. Schmale | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | For |
1.2 | Elect Director Dennis McGlone | Management | For | For |
1.3 | Elect Director Henry R. Slack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | None |
1.2 | Elect Director David A. Wilson | Shareholder | For | None |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | None |
2 | Ratify Auditors | Management | For | None |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 4, 2010 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | For |
1.2 | Elect Director John H. Dasburg | Management | For | For |
1.3 | Elect Director Janet M. Dolan | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Lawrence G. Graev | Management | For | For |
1.7 | Elect Director Patricia L. Higgins | Management | For | For |
1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody G. Miller | Management | For | For |
1.2 | Elect Director John C. Plant | Management | For | For |
1.3 | Elect Director Neil P. Simpkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WATSON PHARMACEUTICALS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Bisaro | Management | For | Withhold |
1.2 | Elect Director Christopher W. Bodine | Management | For | Withhold |
1.3 | Elect Director Michel J. Feldman | Management | For | Withhold |
1.4 | Elect Director Fred G. Weiss | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID CAP GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward F. Limato | Management | For | For |
2 | Elect Director Robert A. Rosholt | Management | For | For |
3 | Elect Director Craig R. Stapleton | Management | For | For |
4 | Elect Director Elizabeth M. Lee | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ACTIVISION BLIZZARD, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
AGCO CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
1.3 | Elect Director George E. Minnich | Management | For | Withhold |
1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ANSYS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqueline C. Morby | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David F. Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2010 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Robert Webb as Director | Management | For | For |
4 | Re-elect Sushovan Hussain as Director | Management | For | For |
5 | Re-elect Michael Lynch as Director | Management | For | For |
6 | Re-elect John McMonigall as Director | Management | For | For |
7 | Re-elect Richard Perle as Director | Management | For | For |
8 | Re-elect Barry Ariko as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BUCYRUS INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BUCY SECURITY ID: 118759109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak K. Kapur | Management | For | For |
1.2 | Elect Director Theodore C. Rogers | Management | For | For |
1.3 | Elect Director Robert C. Scharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
BYD COMPANY LTD MEETING DATE: SEP 8, 2009 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
BYD COMPANY LTD MEETING DATE: SEP 8, 2009 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven L. Polacek | Management | For | For |
2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
3 | Elect Director Michael W. Wickham | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | Withhold |
1.2 | Elect Director Edward A. Schmitt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CYBERONICS, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: CYBX SECURITY ID: 23251P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.7 | Elect Director Reese S. Terry, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DIGITAL ALLY, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: DGLY SECURITY ID: 25382P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanton E. Ross | Management | For | For |
1.2 | Elect Director Leroy C. Richie | Management | For | For |
1.3 | Elect Director Daniel F. Hutchins | Management | For | For |
1.4 | Elect Director Bernard A. Bianchino | Management | For | For |
1.5 | Elect Director Elliot M. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Approve Stock Option Exchange Program | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
EXPEDIA, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director Mark A. McCollum | Management | For | For |
1.8 | Elect Director William C. Pate | Management | For | For |
1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
1.10 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLOWSERVE CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: FLS SECURITY ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gayla Delly | Management | For | For |
1.2 | Elect Director Rick Mills | Management | For | For |
1.3 | Elect Director Charles Rampacek | Management | For | For |
1.4 | Elect Director William Rusnack | Management | For | For |
1.5 | Elect Director Mark Blinn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FOCUS MEDIA HOLDING LTD. MEETING DATE: DEC 21, 2009 | ||||
TICKER: FMCN SECURITY ID: 34415V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1(a) | Reelect Daqing Qi as Director | Management | For | For |
1(b) | Reelect Charles Chao as Director | Management | For | For |
2 | Reelect Alex Deyi Yang as Director | Management | For | For |
3 | Approve 2010 Employee Share Option Plan | Management | For | Against |
4 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
HANESBRANDS INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
1.2 | Elect Director Edward H. Meyer | Management | For | For |
1.3 | Elect Director Gary G. Steel | Management | For | For |
HECKMANN CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: HEK SECURITY ID: 422680108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Heckmann | Management | For | For |
1.2 | Elect Director Alfred E. Osborne, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 12, 2010 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen Kratz | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IDEX CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: IEX SECURITY ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Springer | Management | For | For |
1.2 | Elect Director Ruby R. Chandy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2009 | ||||
TICKER: SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint P.P. Mirdha as Director | Management | For | For |
3 | Reappoint N. Gehlaut as Director | Management | For | For |
4 | Reappoint V. Bansal as Director | Management | For | For |
5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: OCT 4, 2009 | ||||
TICKER: SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: MAR 12, 2010 | ||||
TICKER: SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Gerald Held | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INSPIRE PHARMACEUTICALS MEETING DATE: JUN 3, 2010 | ||||
TICKER: ISPH SECURITY ID: 457733103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Richard S. Kent | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
INTREPID POTASH, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: IPI SECURITY ID: 46121Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Landis Martin | Management | For | For |
1.2 | Elect Director Barth E. Whitham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
1.3 | Elect Director John C. Reed | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JOY GLOBAL, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: JOYG SECURITY ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John Nils Hanson | Management | For | For |
1.3 | Elect Director Ken C. Johnsen | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 4, 2009 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | For |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP MEETING DATE: JUN 3, 2010 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
1.2 | Elect Director Irwin Chafetz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
4 | Other Business | Management | For | Against |
LEGACY OIL & GAS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: LEG SECURITY ID: 524701505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2 | Elect Paul Colborne, James Bertram, Randal Brockway, A. Scott Dawson, Johannes J.(Jim) Nieuwenburg, James Pasieka and Trent Yanko as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Articles: Cancel and Delete Class B Shares | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director Janet K. Cooper | Management | For | For |
1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
1.4 | Elect Director Terry D. Stinson | Management | For | For |
1.5 | Elect Director Richard L. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAXWELL TECHNOLOGIES, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: MXWL SECURITY ID: 577767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Rossi | Management | For | Withhold |
1.2 | Elect Director Jean Lavigne | Management | For | Withhold |
1.3 | Elect Director Burkhard Goeschel | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MGM MIRAGE MEETING DATE: JUN 15, 2010 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Willie D. Davis | Management | For | For |
1.5 | Elect Director Kenny C. Guinn | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Kirk Kerkorian | Management | For | Withhold |
1.9 | Elect Director Anthony Mandekic | Management | For | For |
1.10 | Elect Director Rose McKinney-James | Management | For | For |
1.11 | Elect Director James J. Murren | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
1.13 | Elect Director Melvin B. Wolzinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | For |
5 | Other Business | Management | For | Against |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MSCI INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: MXB SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Benjamin F. duPont | Management | For | For |
2 | Elect Director Henry A. Fernandez | Management | For | For |
3 | Elect Director Alice W. Handy | Management | For | For |
4 | Elect Director Catherine R. Kinney | Management | For | For |
5 | Elect Director Linda H. Riefler | Management | For | For |
6 | Elect Director George W. Siguler | Management | For | For |
7 | Elect Director Scott M. Sipprelle | Management | For | For |
8 | Elect Director Rodolphe M. Vallee | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 25, 2009 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Halla | Management | For | For |
1.2 | Elect Director Steven R. Appleton | Management | For | For |
1.3 | Elect Director Gary P. Arnold | Management | For | For |
1.4 | Elect Director Richard J. Danzig | Management | For | For |
1.5 | Elect Director John T. Dickson | Management | For | For |
1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
1.7 | Elect Director Modesto A. Maidique | Management | For | For |
1.8 | Elect Director Edward R. McCracken | Management | For | For |
1.9 | Elect Director Roderick C. McGeary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Repricing of Options | Management | For | Against |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
1.2 | Elect Director Jack R. Blair | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENN WEST ENERGY TRUST MEETING DATE: JUN 8, 2010 | ||||
TICKER: PWT.U SECURITY ID: 707885109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors of Penn West | Management | For | For |
2 | Elect James E. Allard, William E. Andrew, Robert G. Brawn, George H. Brookman, John A. Brussa, Daryl Gilbert, Shirley A. McClellan, Murray R. Nunns, Frank Potter, R. Gregory Rich, Jack Schanck and James C. Smith as Directors of PWPL | Management | For | For |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 6, 2009 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. M. Burley as Director | Management | For | For |
1.2 | Elect W. J. Doyle as Director | Management | For | For |
1.3 | Elect J. W. Estey as Director | Management | For | For |
1.4 | Elect C. S. Hoffman as Director | Management | For | For |
1.5 | Elect D. J. Howe as Director | Management | For | For |
1.6 | Elect A. D. Laberge as Director | Management | For | For |
1.7 | Elect K. G. Martell as Director | Management | For | For |
1.8 | Elect J. J. McCaig as Director | Management | For | For |
1.9 | Elect M. Mogford as Director | Management | For | For |
1.10 | Elect P. J. Schoenhals as Director | Management | For | For |
1.11 | Elect E. R. Stromberg as Director | Management | For | For |
1.12 | Elect E. Viyella de Paliza as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
1.3 | Elect Director James R. Swartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SINO GOLD MINING LTD. MEETING DATE: DEC 2, 2009 | ||||
TICKER: ELD SECURITY ID: Q8505T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Sino Gold Mining Ltd and Its Shareholders | Management | For | For |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STRAYER EDUCATION, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert S. Silberman | Management | For | For |
2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
3 | Elect Director William E. Brock | Management | For | For |
4 | Elect Director David A. Coulter | Management | For | For |
5 | Elect Director Robert R. Grusky | Management | For | For |
6 | Elect Director Robert L. Johnson | Management | For | For |
7 | Elect Director Todd A. Milano | Management | For | For |
8 | Elect Director G. Thomas Waite, III | Management | For | For |
9 | Elect Director J. David Wargo | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
TERADYNE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Edwin J. Gillis | Management | For | For |
5 | Elect Director Paul J. Tufano | Management | For | For |
6 | Elect Director Roy A. Vallee | Management | For | For |
7 | Elect Director Patricia S. Wolpert | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | None |
1.2 | Elect Director Dennis McGlone | Management | For | None |
1.3 | Elect Director Henry R. Slack | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | For |
1.2 | Elect Director David A. Wilson | Shareholder | For | For |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director David A. Brandon | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Elect Director Fletcher H. Wiley | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 13, 2010 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Charles A. Sanders | Management | For | For |
1.3 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZUMIEZ INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ZUMZ SECURITY ID: 989817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William M. Barnum | Management | For | For |
2 | Elect Director Gerald F. Ryles | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID CAP VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Phyllis J. Campbell | Management | For | For |
4 | Elect Director Mark R. Hamilton | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 4, 2009 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frances D. Cook | Management | For | For |
1.2 | Elect Director Martin C. Faga | Management | For | For |
1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
1.4 | Elect Director Douglas L. Maine | Management | For | For |
1.5 | Elect Director Roman Martinez, IV | Management | For | For |
1.6 | Elect Director Daniel J. Murphy | Management | For | For |
1.7 | Elect Director Mark H. Ronald | Management | For | For |
1.8 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUL 31, 2009 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Rohr | Management | For | For |
1.2 | Elect Director Theodore M. Solso | Management | For | For |
1.3 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASSOCIATED BANC-CORP MEETING DATE: APR 28, 2010 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Phillip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
1.7 | Elect Director Richard T. Lommen | Management | For | For |
1.8 | Elect Director John C. Meng | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Carver | Management | For | For |
1.2 | Elect Director Juan N. Cento | Management | For | For |
1.3 | Elect Director Allen R. Freedman | Management | For | For |
1.4 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BALL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
1.3 | Elect Director John F. Lehman | Management | For | For |
1.4 | Elect Director Georgia R. Nelson | Management | For | For |
1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director John W. Mims | Management | For | For |
1.5 | Elect Director George R. Mrkonic | Management | For | For |
1.6 | Elect Director Erle Nye | Management | For | For |
1.7 | Elect Director Rosendo G. Parra | Management | For | For |
1.8 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CELANESE CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David N. Weidman | Management | For | For |
2 | Elect Director Mark C. Rohr | Management | For | For |
3 | Elect Director Farah M. Walters | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director Derrill Cody | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director David M. McClanahan | Management | For | For |
6 | Elect Director Robert T. O Connell | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R.A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CLIFFS NATURAL RESOURCES INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CLF SECURITY ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Cambre | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Susan M. Cunningham | Management | For | For |
1.4 | Elect Director Barry J. Eldridge | Management | For | For |
1.5 | Elect Director Susan M. Green | Management | For | For |
1.6 | Elect Director Janice K. Henry | Management | For | For |
1.7 | Elect Director James F. Kirsch | Management | For | For |
1.8 | Elect Director Francis R. McAllister | Management | For | For |
1.9 | Elect Director Roger Phillips | Management | For | For |
1.10 | Elect Director Richard K. Riederer | Management | For | For |
1.11 | Elect Director Alan Schwartz | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
COMMSCOPE, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boyd L. George | Management | For | For |
1.2 | Elect Director George N. Hutton | Management | For | For |
1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director W. Larry Cash | Management | For | For |
3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 3, 2009 | ||||
TICKER: CSC SECURITY ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving W. Bailey, II | Management | For | For |
1.2 | Elect Director David J. Barram | Management | For | For |
1.3 | Elect Director Stephen L. Baum | Management | For | For |
1.4 | Elect Director Rodney F. Chase | Management | For | For |
1.5 | Elect Director Judith R. Haberkorn | Management | For | For |
1.6 | Elect Director Michael W. Laphen | Management | For | For |
1.7 | Elect Director F. Warren McFarlan | Management | For | For |
1.8 | Elect Director Chong Sup Park | Management | For | For |
1.9 | Elect Director Thomas H. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSECO, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CNO SECURITY ID: 208464883 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. Glenn Hilliard | Management | For | For |
2 | Elect Director Donna A. James | Management | For | For |
3 | Elect Director R. Keith Long | Management | For | For |
4 | Elect Director Charles W. Murphy | Management | For | For |
5 | Elect Director Debra J. Perry | Management | For | For |
6 | Elect Director C. James Prieur | Management | For | For |
7 | Elect Director Neal C. Schneider | Management | For | For |
8 | Elect Director Michael T. Tokarz | Management | For | For |
9 | Elect Director John G. Turner | Management | For | For |
10 | Elect Director David K. Zwiener | Management | For | For |
11 | Change Company Name | Management | For | For |
12 | Amend Securities Transfer Restrictions | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director James A. Locke III | Management | For | For |
1.4 | Elect Director Peter M. Perez | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
1.4 | Elect Director Oscar Munoz | Management | For | For |
1.5 | Elect Director Laurence E. Simmons | Management | For | For |
1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
1.7 | Elect Director Karen Hastie Williams | Management | For | For |
1.8 | Elect Director Ronald B. Woodard | Management | For | For |
1.9 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 17, 2010 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Donald Press | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
CRANE CO. MEETING DATE: APR 19, 2010 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Karen E. Dykstra | Management | For | For |
2 | Elect Director Richard S. Forte | Management | For | For |
3 | Elect Director James L. L. Tullis | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom C. Davis | Management | For | For |
1.2 | Elect Director Gregg L. Engles | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DEL MONTE FOODS CO. MEETING DATE: SEP 24, 2009 | ||||
TICKER: DLM SECURITY ID: 24522P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Terence D. Martin | Management | For | For |
3 | Elect Director Richard G. Wolford | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 8, 2010 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. William Barnett | Management | For | For |
1.2 | Elect Director David W. Quinn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director William P. Montague | Management | For | For |
1.7 | Elect Director Joseph C. Scodari | Management | For | For |
1.8 | Elect Director William F. Spengler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENDURANCE SPECIALTY HOLDINGS LTD MEETING DATE: MAY 13, 2010 | ||||
TICKER: ENH SECURITY ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John T. Baily as Director | Management | For | For |
1.2 | Elect Norman Barham as Director | Management | For | For |
1.3 | Elect Galen R. Barnes as Director | Management | For | For |
1.4 | Elect David S. Cash as Director | Management | For | For |
1.5 | Elect William M. Jewett as Director | Management | For | For |
1.6 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.14 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.15 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.18 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.19 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.20 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Amend 2007 Equity Incentive Plan | Management | For | For |
ENERGEN CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: EGN SECURITY ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Ban | Management | For | For |
1.2 | Elect Director Julian W. Banton | Management | For | For |
1.3 | Elect Director T. Michael Goodrich | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 19, 2010 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.3 | Elect Director Emerson L. Brumback | Management | For | For |
1.4 | Elect Director James P. Hackett | Management | For | For |
1.5 | Elect Director Gary R. Heminger | Management | For | For |
1.6 | Elect Director Jewell D. Hoover | Management | For | For |
1.7 | Elect Director Kevin T. Kabat | Management | For | For |
1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.11 | Elect Director Dudley S. Taft | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.2 | Elect Director John R. Koelmel | Management | For | For |
1.3 | Elect Director George M. Philip | Management | For | For |
1.4 | Elect Director Louise Woerner | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FMC CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
1.4 | Elect Director William G. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FRANKLIN STREET PROPERTIES CORP. MEETING DATE: MAY 14, 2010 | ||||
TICKER: FSP SECURITY ID: 35471R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
GAMESTOP CORP. MEETING DATE: JUN 22, 2010 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Richard Fontaine | Management | For | Withhold |
1.2 | Elect Director Jerome L. Davis | Management | For | Withhold |
1.3 | Elect Director Steven R. Koonin | Management | For | Withhold |
1.4 | Elect Director Stephanie M. Shern | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GENERAL CABLE CORP. MEETING DATE: MAY 13, 2010 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Welsh, III | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GYMBOREE CORPORATION, THE MEETING DATE: JUN 8, 2010 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blair W. Lambert | Management | For | For |
1.2 | Elect Director Daniel R. Lyle | Management | For | For |
1.3 | Elect Director Scott A. Ryles | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HANESBRANDS INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 29, 2010 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director Robert G. McKenzie | Management | For | For |
1.5 | Elect Director Jack P. Reid | Management | For | For |
1.6 | Elect Director Paul T. Stoffel | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HRPT PROPERTIES TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: HRP SECURITY ID: 40426W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Independent Trustee Patrick F. Donelan | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Trustees | Management | For | For |
3 | Amend Declaration of Trust | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Jones, Jr. | Management | For | For |
2 | Elect Director Frank A. D'Amelio | Management | For | For |
3 | Elect Director W. Roy Dunbar | Management | For | For |
4 | Elect Director Kurt J. Hilzinger | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Elect Director W. Ann Reynolds | Management | For | For |
12 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTEGRYS ENERGY GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: TEG SECURITY ID: 45822P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Bailey | Management | For | For |
1.2 | Elect Director P. San Juan Cafferty | Management | For | For |
1.3 | Elect Director Ellen Carnahan | Management | For | For |
1.4 | Elect Director K.M. Hasselblad-pascale | Management | For | For |
1.5 | Elect Director John W. Higgins | Management | For | For |
1.6 | Elect Director James L. Kemerling | Management | For | For |
1.7 | Elect Director Michael E. Lavin | Management | For | For |
1.8 | Elect Director William F. Protz, Jr. | Management | For | For |
1.9 | Elect Director Charles A. Schrock | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
J. M. SMUCKER CO., THE MEETING DATE: AUG 19, 2009 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Dolan | Management | For | Against |
2 | Elect Director Nancy Lopez Knight | Management | For | Against |
3 | Elect Director Gary A. Oatey | Management | For | Against |
4 | Elect Director Alex Shumate | Management | For | Against |
5 | Elect Director Timothy P. Smucker | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Cumulative Voting | Management | For | For |
8 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
9 | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
1.9 | Elect Director Kathleen A. Walters | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
KANSAS CITY SOUTHERN MEETING DATE: MAY 6, 2010 | ||||
TICKER: KSU SECURITY ID: 485170302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lu M. Cordova | Management | For | For |
1.2 | Elect Director Terrence P. Dunn | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.4 | Elect Director David L. Starling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
LINCOLN NATIONAL CORP. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LUBRIZOL CORPORATION, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director James L. Hambrick | Management | For | For |
1.3 | Elect Director Gordon D. Harnett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MACERICH COMPANY, THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director Edward C. Coppola | Management | For | For |
3 | Elect Director James S. Cownie | Management | For | For |
4 | Elect Director Fred S. Hubbell | Management | For | For |
5 | Elect Director Mason G. Ross | Management | For | For |
6 | Elect Director Dr. William P. Sexton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 13, 2009 | ||||
TICKER: MF SECURITY ID: G60642108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alison J. Carnwath as Director | Management | For | Against |
1.2 | Elect Bernard W. Dan as Director | Management | For | Against |
1.3 | Elect Eileen S. Fusco as Director | Management | For | Against |
1.4 | Elect Martin J. Glynn as Director | Management | For | Against |
1.5 | Elect Edward L. Goldberg as Director | Management | For | Against |
1.6 | Elect David I. Schamis as Director | Management | For | Against |
1.7 | Elect Lawrence M. Schloss as Director | Management | For | Against |
1.8 | Elect Robert S. Sloan as Director | Management | For | Against |
2 | Approve Share Option Exchange Program | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 2, 2010 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MYLAN INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Coury | Management | For | For |
1.2 | Elect Director Rodney L. Piatt | Management | For | For |
1.3 | Elect Director Wendy Cameron | Management | For | For |
1.4 | Elect Director Neil Dimick | Management | For | For |
1.5 | Elect Director Douglas J. Leech | Management | For | For |
1.6 | Elect Director Joseph C. Maroon | Management | For | For |
1.7 | Elect Director Mark W. Parrish | Management | For | For |
1.8 | Elect Director C.B. Todd | Management | For | For |
1.9 | Elect Director Randall L. Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NBTY, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: NTY SECURITY ID: 628782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ashner | Management | For | For |
1.2 | Elect Director Glenn Cohen | Management | For | For |
1.3 | Elect Director Arthur Rudolph | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NCR CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Quincy Allen | Management | For | For |
1.2 | Elect Director Edward Boykin | Management | For | For |
1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee K. Boothby | Management | For | For |
1.2 | Elect Director Philip J. Burguieres | Management | For | For |
1.3 | Elect Director Pamela J. Gardner | Management | For | For |
1.4 | Elect Director John Randolph Kemp III | Management | For | For |
1.5 | Elect Director J. Michael Lacey | Management | For | For |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Howard H. Newman | Management | For | For |
1.8 | Elect Director Thomas G. Ricks | Management | For | For |
1.9 | Elect Director Juanita F. Romans | Management | For | For |
1.10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
1.11 | Elect Director J. Terry Strange | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
NV ENERGY, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Kennedy | Management | For | For |
1.2 | Elect Director John F. O'Reilly | Management | For | For |
1.3 | Elect Director Michael W. Yackira | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
1.3 | Elect Direcctor Gary R. King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: SEP 24, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 6, 2009 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
R. R. DONNELLEY & SONS COMPANY MEETING DATE: MAY 20, 2010 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director Judith H. Hamilton | Management | For | For |
5 | Elect Director Susan M. Ivey | Management | For | For |
6 | Elect Director Thomas S. Johnson | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Michael T. Riordan | Management | For | For |
9 | Elect Director Oliver R. Sockwell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
13 | Other Business | Management | For | Against |
RADIOSHACK CORP. MEETING DATE: MAY 24, 2010 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Julian C. Day | Management | For | For |
3 | Elect Director Daniel R. Feehan | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Hannah | Management | For | For |
1.2 | Elect Director Mark V. Kaminski | Management | For | For |
1.3 | Elect Director Gregg J. Mollins | Management | For | For |
1.4 | Elect Director Andrew G. Sharkey, III | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William F. Hecht as Director | Management | For | For |
1.2 | Elect Henry Klehm, Iii as Director | Management | For | For |
1.3 | Elect Ralph B. Levy as Director | Management | For | For |
1.4 | Elect Nicholas L. Trivisonno as Director | Management | For | For |
2 | Approve 2010 Perfomance-Based Equity Incentive Plan | Management | For | For |
3 | Amend 2001 Stock Incentive Plan | Management | For | For |
4 | Approve Employee Stock Purchase Plan | Management | For | For |
5 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 12, 2010 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Donald E. Felsinger | Management | For | For |
3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
4 | Elect Director William D. Jones | Management | For | For |
5 | Elect Director William G. Ouchi | Management | For | For |
6 | Elect Director Carlos Ruiz | Management | For | For |
7 | Elect Director William C. Rusnack | Management | For | For |
8 | Elect Director William P. Rutledge | Management | For | For |
9 | Elect Director Lynn Schenk | Management | For | For |
10 | Elect Director Neal E. Schmale | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SIGNET JEWELERS LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robert Blanchard as Director | Management | For | For |
1b | Elect Terry Burman as Director | Management | For | For |
2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: AUG 26, 2009 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
1.2 | Elect Director Wendell H. Murphy | Management | For | For |
1.3 | Elect Director C. Larry Pope | Management | For | For |
1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
SOUTHERN UNION COMPANY MEETING DATE: MAY 5, 2010 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director Michal Barzuza | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | For |
1.5 | Elect Director Frank W. Denius | Management | For | For |
1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.9 | Elect Director George Rountree, III | Management | For | For |
1.10 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
TECO ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TE SECURITY ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John B. Ramil | Management | For | For |
2 | Elect Director Tom L. Rankin | Management | For | For |
3 | Elect Director William D. Rockford | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | For |
1.2 | Elect Director Dennis McGlone | Management | For | For |
1.3 | Elect Director Henry R. Slack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | None |
1.2 | Elect Director David A. Wilson | Shareholder | For | None |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | None |
2 | Ratify Auditors | Management | For | None |
THOR INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil D. Chrisman | Management | For | For |
1.2 | Elect Director Alan Siegel | Management | For | For |
1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 9, 2009 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody G. Miller | Management | For | For |
1.2 | Elect Director John C. Plant | Management | For | For |
1.3 | Elect Director Neil P. Simpkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNIT CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Morgan | Management | For | For |
1.2 | Elect Director John H. Williams | Management | For | For |
1.3 | Elect Director Larry D. Pinkston | Management | For | For |
2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITED STATES CELLULAR CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: USM SECURITY ID: 911684108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul-Henri Denuit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 5, 2010 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward J. Noonan as Director | Management | For | For |
1.2 | Elect Jeffrey W. Greenberg as Director | Management | For | For |
1.3 | Elect John J. Hendrickson as Director | Management | For | For |
1.4 | Elect Sumit Rajpal as Director | Management | For | For |
2.5 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.6 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.7 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.27 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
2.28 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.29 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.31 | Elect Guiseppe Venesiani as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
2.34 | Elect Lixin Xeng as Subsidiary Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker, II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Robert D. Reed | Management | For | For |
1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.7 | Elect Director James D. Shelton | Management | For | For |
1.8 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix Zandman | Management | For | Withhold |
1.2 | Elect Director Gerald Paul | Management | For | Withhold |
1.3 | Elect Director Frank Maier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Seek Sale of Company | Shareholder | Against | Against |
VORNADO REALTY TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director David Mandelbaum | Management | For | For |
1.4 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Mauriello as Director | Management | For | For |
1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
1.3 | Elect Clayton S. Rose as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
1.2 | Adjourn Special Scheme Meeting | Management | For | For |
2 | Approve Distributable Reserves Proposal | Management | For | For |
3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
4 | Change Company Name to XL Group Ltd. | Management | For | For |
5 | Adjourn Extraordinary General Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INVESTMENT PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James N. Bailey | Management | For | For |
2 | Elect Director Terry Considine | Management | For | For |
3 | Elect Director Richard S. Ellwood | Management | For | For |
4 | Elect Director Thomas L. Keltner | Management | For | For |
5 | Elect Director J. Landis Martin | Management | For | For |
6 | Elect Director Robert A. Miller | Management | For | For |
7 | Elect Director Kathleen M. Nelson | Management | For | For |
8 | Elect Director Michael A. Stein | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ASSOCIATED ESTATES REALTY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: AEC SECURITY ID: 045604105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert T. Adams | Management | For | For |
1.2 | Elect Director James M. Delaney | Management | For | For |
1.3 | Elect Director Jeffrey I. Friedman | Management | For | For |
1.4 | Elect Director Michael E. Gibbons | Management | For | For |
1.5 | Elect Director Mark L. Milstein | Management | For | For |
1.6 | Elect Director James A. Schoff | Management | For | For |
1.7 | Elect Director Richard T. Schwarz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
1.4 | Elect Director Timothy J. Naughton | Management | For | For |
1.5 | Elect Director Lance R. Primis | Management | For | For |
1.6 | Elect Director Peter S. Rummell | Management | For | For |
1.7 | Elect Director H. Jay Sarles | Management | For | For |
1.8 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Zuckerman | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
2 | Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare a Sustainability Report | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
BRANDYWINE REALTY TRUST MEETING DATE: JUN 2, 2010 | ||||
TICKER: BDN SECURITY ID: 105368203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter D'Alessio | Management | For | For |
1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
1.3 | Elect Director Gerard H. Sweeney | Management | For | For |
1.4 | Elect Director D. Pike Aloian | Management | For | For |
1.5 | Elect Director Wyche Fowler | Management | For | For |
1.6 | Elect Director Michael J. Joyce | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BROOKFIELD PROPERTIES CORP. MEETING DATE: MAY 5, 2010 | ||||
TICKER: BPO SECURITY ID: 112900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Gordon E. Arnell as Director | Management | For | For |
2.2 | Elect William T. Cahill as Director | Management | For | For |
2.3 | Elect Richard B. Clark as Director | Management | For | For |
2.4 | Elect Jack L. Cockwell as Director | Management | For | For |
2.5 | Elect Roderick D. Fraser as Director | Management | For | For |
2.6 | Elect Paul D. McFarlane as Director | Management | For | For |
2.7 | Elect Allan S. Olson as Director | Management | For | For |
2.8 | Elect Robert L. Stelzl as Director | Management | For | For |
2.9 | Elect Diana L. Taylor as Director | Management | For | For |
2.10 | Elect John E. Zuccotti as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
1.3 | Elect Director Winston W. Walker | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
CEDAR SHOPPING CENTERS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: CDR SECURITY ID: 150602209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James J. Burns | Management | For | Against |
2 | Elect Director Raghunath Davloor | Management | For | For |
3 | Elect Director Richard Homburg | Management | For | For |
4 | Elect Director Pamela N. Hootkin | Management | For | For |
5 | Elect Director Everett B. Miller, III | Management | For | Against |
6 | Elect Director Leo S. Ullman | Management | For | For |
7 | Elect Director Roger M. Widmann | Management | For | Against |
8 | Authorize Futures Sales of Common Stock | Management | For | For |
9 | Ratify Auditors | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | For |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
1.3 | Elect Director Thomas F. Brady | Management | For | For |
1.4 | Elect Director Robert L. Denton | Management | For | For |
1.5 | Elect Director Douglas M. Firstenberg | Management | For | For |
1.6 | Elect Director Randall M. Griffin | Management | For | For |
1.7 | Elect Director David M. Jacobstein | Management | For | For |
1.8 | Elect Director Steven D. Kesler | Management | For | For |
1.9 | Elect Director Kenneth S. Sweet, Jr. | Management | For | For |
1.10 | Elect Director Richard Szafranski | Management | For | For |
1.11 | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: DCT SECURITY ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Wattles | Management | For | For |
1.2 | Elect Director Philip L. Hawkins | Management | For | For |
1.3 | Elect Director Phillip R. Altinger | Management | For | Withhold |
1.4 | Elect Director Thomas F. August | Management | For | Withhold |
1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
1.6 | Elect Director Tripp H. Hardin | Management | For | For |
1.7 | Elect Director John C. O'Keefe | Management | For | For |
1.8 | Elect Director Bruce L. Warwick | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Terrance R. Ahern | Management | For | For |
2 | Elect Director James C. Boland | Management | For | For |
3 | Elect Director Thomas Finne | Management | For | For |
4 | Elect Director Robert H. Gidel | Management | For | For |
5 | Elect Director Daniel B. Hurwitz | Management | For | For |
6 | Elect Director Volker Kraft | Management | For | For |
7 | Elect Director Victor B. MacFarlane | Management | For | For |
8 | Elect Director Craig Macnab | Management | For | For |
9 | Elect Director Scott D. Roulston | Management | For | For |
10 | Elect Director Barry A. Sholem | Management | For | For |
11 | Elect Director William B. Summers, Jr. | Management | For | For |
12 | Elect Director Scott A. Wolstein | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: DRH SECURITY ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director John L. Williams | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DUKE REALTY CORPORATION MEETING DATE: JUL 22, 2009 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | Against |
DUKE REALTY CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
2 | Elect Director Barrington H. Branch | Management | For | For |
3 | Elect Director Geoffrey A. Button | Management | For | For |
4 | Elect Director William Cavanaugh III | Management | For | For |
5 | Elect Director Ngaire E. Cuneo | Management | For | For |
6 | Elect Director Charles R. Eitel | Management | For | For |
7 | Elect Director Martin C. Jischke, PhD | Management | For | For |
8 | Elect Director Dennis D. Oklak | Management | For | For |
9 | Elect Director Jack R. Shaw | Management | For | For |
10 | Elect Director Lynn C. Thurber | Management | For | For |
11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Stock Option Exchange Program | Management | For | For |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2010 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee John W. Alexander | Management | For | For |
1.2 | Elect Trustee Charles L. Atwood | Management | For | For |
1.3 | Elect Trustee Linda Walker Bynoe | Management | For | For |
1.4 | Elect Trustee Boone A. Knox | Management | For | For |
1.5 | Elect Trustee John E. Neal | Management | For | For |
1.6 | Elect Trustee David J. Neithercut | Management | For | For |
1.7 | Elect Trustee Mark S. Shapiro | Management | For | For |
1.8 | Elect Trustee Gerald A. Spector | Management | For | For |
1.9 | Elect Trustee B. Joseph White | Management | For | For |
1.10 | Elect Trustee Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Trustees | Shareholder | Against | Against |
FEDERAL REALTY INVESTMENT TRUST MEETING DATE: MAY 4, 2010 | ||||
TICKER: FRT SECURITY ID: 313747206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST INDUSTRIAL REALTY TRUST, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FR SECURITY ID: 32054K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.2 | Elect Director Joan K. Shafran | Management | For | For |
1.3 | Elect Director Louis Stokes | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | Against |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
GRUBB & ELLIS COMPANY MEETING DATE: DEC 17, 2009 | ||||
TICKER: GBE SECURITY ID: 400095303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Preferred and Common Stock | Management | For | For |
2 | Amend Certificate of Incorporation to Declassify the Board of Directors and Establish Range for Board Size | Management | For | For |
3.1 | Elect Director Thomas D'Arcy | Management | For | For |
3.2 | Elect Director C. Michael Kojaian | Management | For | For |
3.3 | Elect Director Robert J. McLaughlin | Management | For | For |
3.4 | Elect Director D. Fleet Wallace | Management | For | For |
3.5 | Elect Director Devin I. Murphy | Management | For | For |
3.6 | Elect Director Rodger D. Young | Management | For | For |
4.1 | Elect Director Glenn L. Carpenter | Management | For | For |
4.2 | Elect Director Gary H. Hunt | Management | For | For |
4.3 | Elect Director Robert J. McLaughlin | Management | For | For |
5 | Amend Certificate of Incorporation to Increase Number of Directors In the Event of Preferred Dividend Default | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
HCP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Flaherty III | Management | For | For |
1.2 | Elect Director Christine N. Garvey | Management | For | For |
1.3 | Elect Director David B. Henry | Management | For | For |
1.4 | Elect Director Lauralee E. Martin | Management | For | For |
1.5 | Elect Director Michael D. Mckee | Management | For | For |
1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.7 | Elect Director Peter L. Rhein | Management | For | For |
1.8 | Elect Director Kenneth B. Roath | Management | For | For |
1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HEALTHCARE REALTY TRUST, INCORPORATED MEETING DATE: MAY 18, 2010 | ||||
TICKER: HR SECURITY ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin B. Morris, III | Management | For | For |
1.2 | Elect Director John Knox Singleton | Management | For | For |
1.3 | Elect Director Roger O. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene H. Anderson | Management | For | For |
1.2 | Elect Director Edward J. Fritsch | Management | For | For |
1.3 | Elect Director David J. Hartzell | Management | For | For |
1.4 | Elect Director Lawrence S. Kaplan | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HOME PROPERTIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Josh E. Fidler | Management | For | For |
1.3 | Elect Director Alan L. Gosule | Management | For | For |
1.4 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.5 | Elect Director Charles J. Koch | Management | For | For |
1.6 | Elect Director Nelson B. Leenhouts | Management | For | For |
1.7 | Elect Director Norman P. Leenhouts | Management | For | For |
1.8 | Elect Director Edward J. Pettinella | Management | For | For |
1.9 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
1.10 | Elect Director Paul L. Smith | Management | For | For |
1.11 | Elect Director Amy L. Tait | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roberts M. Baylis | Management | For | For |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
KIMCO REALTY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: KIM SECURITY ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Philip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Richard Saltzman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: MAY 4, 2010 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kite | Management | For | For |
1.2 | Elect Director William E. Bindley | Management | For | For |
1.3 | Elect Director Dr. Richard A. Cosier | Management | For | For |
1.4 | Elect Director Eugene Golub | Management | For | For |
1.5 | Elect Director Gerald L. Moss | Management | For | For |
1.6 | Elect Director Michael L. Smith | Management | For | For |
1.7 | Elect Director Darell E. Zink, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MACERICH COMPANY, THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director Edward C. Coppola | Management | For | For |
3 | Elect Director James S. Cownie | Management | For | For |
4 | Elect Director Fred S. Hubbell | Management | For | For |
5 | Elect Director Mason G. Ross | Management | For | For |
6 | Elect Director Dr. William P. Sexton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
NATIONWIDE HEALTH PROPERTIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NHP SECURITY ID: 638620104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Banks | Management | For | For |
1.2 | Elect Director Douglas M. Pasquale | Management | For | For |
1.3 | Elect Director Robert D. Paulson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 6, 2010 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Wayne Hughes | Management | For | For |
1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Director Dann V. Angeloff | Management | For | For |
1.4 | Elect Director William C. Baker | Management | For | For |
1.5 | Elect Director John T. Evans | Management | For | For |
1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.7 | Elect Director Uri P. Harkham | Management | For | For |
1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.9 | Elect Director Harvey Lenkin | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Gary E. Pruitt | Management | For | For |
1.12 | Elect Director Ronald P. Spogli | Management | For | For |
1.13 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Linda Walker Bynoe | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Karen N. Horn, PhD | Management | For | For |
5 | Elect Director Allan Hubbard | Management | For | For |
6 | Elect Director Reuben S. Leibowitz | Management | For | For |
7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
9 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Alter | Management | For | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Management | For | For |
1.3 | Elect Director Lewis N. Wolff | Management | For | For |
1.4 | Elect Director Z. Jamie Behar | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TANGER FACTORY OUTLET CENTERS, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: SKT SECURITY ID: 875465106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Africk | Management | For | For |
1.2 | Elect Director Steven B. Tanger | Management | For | For |
1.3 | Elect Director William G. Benton | Management | For | For |
1.4 | Elect Director Bridget Ryan Berman | Management | For | For |
1.5 | Elect Director Thomas E. Robinson | Management | For | For |
1.6 | Elect Director Allan L. Schuman | Management | For | For |
1.7 | Elect Director Stanley K. Tanger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
U-STORE-IT TRUST MEETING DATE: JUN 2, 2010 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
1.5 | Elect Director Dean Jernigan | Management | For | For |
1.6 | Elect Director Marianne M. Keler | Management | For | For |
1.7 | Elect Director David J. LaRue | Management | For | For |
1.8 | Elect Director John F. Remondi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
UDR, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.7 | Elect Director Mark J. Sandler | Management | For | For |
1.8 | Elect Director Thomas W. Toomey | Management | For | For |
1.9 | Elect Director Thomas C. Wajnert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker, II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Robert D. Reed | Management | For | For |
1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.7 | Elect Director James D. Shelton | Management | For | For |
1.8 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VORNADO REALTY TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director David Mandelbaum | Management | For | For |
1.4 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY SERIES ALL-SECTOR EQUITY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A-DATA TECHNOLOGY CO., LTD. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 3260 SECURITY ID: TW0003260006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
ABBOTT LABORATORIES MEETING DATE: APR 23, 2010 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | For |
1.2 | Elect Director R.S. Austin | Management | For | For |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | For |
1.8 | Elect Director R.S. Roberts | Management | For | For |
1.9 | Elect Director S.C. Scott, III | Management | For | For |
1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.11 | Elect Director G.F. Tilton | Management | For | For |
1.12 | Elect Director M.D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Davis, III | Management | For | For |
1.2 | Elect Director W. Douglas Ford | Management | For | For |
1.3 | Elect Director Evert Henkes | Management | For | For |
1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AIRGAS, INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
1.3 | Elect Director David M. Stout | Management | For | For |
1.4 | Elect Director Ellen C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ALBEMARLE CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.2 | Elect Director R. William Ide, III | Management | For | For |
1.3 | Elect Director Richard L. Morrill | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Berry W. Perry | Management | For | For |
1.6 | Elect Director Mark C. Rohr | Management | For | For |
1.7 | Elect Director John Sherman, Jr. | Management | For | For |
1.8 | Elect Director Charles E. Stewart | Management | For | For |
1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLEGHENY TECHNOLOGIES INCORPORATED MEETING DATE: MAY 7, 2010 | ||||
TICKER: ATI SECURITY ID: 01741R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Patrick Hassey | Management | For | For |
1.2 | Elect Director Barbara S. Jeremiah | Management | For | For |
1.3 | Elect Director John D. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
ALLSTATE CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Robert D. Beyer | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | For |
1.4 | Elect Director Jack M. Greenberg | Management | For | For |
1.5 | Elect Director Ronald T. LeMay | Management | For | For |
1.6 | Elect Director Andrea Redmond | Management | For | For |
1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
1.8 | Elect Director Joshua I. Smith | Management | For | For |
1.9 | Elect Director Judith A. Sprieser | Management | For | For |
1.10 | Elect Director Mary Alice Taylor | Management | For | For |
1.11 | Elect Director Thomas J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Pay Disparity | Shareholder | Against | Against |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director John T. Casteen III | Management | For | For |
4 | Elect Director Dinyar S. Devitre | Management | For | For |
5 | Elect Director Thomas F. Farrell II | Management | For | For |
6 | Elect Director Robert E. R. Huntley | Management | For | For |
7 | Elect Director Thomas W. Jones | Management | For | For |
8 | Elect Director George Munoz | Management | For | For |
9 | Elect Director Nabil Y. Sakkab | Management | For | For |
10 | Elect Director Michael E. Szymanczyk | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
1.2 | Elect Director Michael Narachi | Management | For | Withhold |
1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
1.5 | Elect Director Lesley Russell | Management | For | Withhold |
1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 7, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares | Management | For | Abstain |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: MAR 17, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director James F. Cordes | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Morris | Management | For | For |
1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
1.10 | Elect Director Richard L. Sandor | Management | For | For |
1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director John F. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | Withhold |
1.6 | Elect Director Jan Leschly | Management | For | Withhold |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
1.10 | Elect Director Steven S. Reinemund | Management | For | For |
1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James M. Cracchiolo | Management | For | For |
2 | Elect Director H. Jay Sarles | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Stata | Management | For | Against |
1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
1.3 | Elect Director James A. Champy | Management | For | Against |
1.4 | Elect Director John L. Doyle | Management | For | Against |
1.5 | Elect Director John C. Hodgson | Management | For | Against |
1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
1.7 | Elect Director Neil Novich | Management | For | Against |
1.8 | Elect Director F. Grant Saviers | Management | For | Against |
1.9 | Elect Director Paul J. Severino | Management | For | Against |
1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 7, 2010 | ||||
TICKER: ANG SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Re-elect Frank Arisman as Director | Management | For | For |
4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorise Issue of Convertible Securities | Management | For | For |
10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
12 | Amend Share Incentive Scheme | Management | For | For |
13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
14 | Amend Bonus Share Plan 2005 | Management | For | For |
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
ANHEUSER-BUSCH INBEV MEETING DATE: APR 27, 2010 | ||||
TICKER: ABI SECURITY ID: BE0003793107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
3a | Receive Special Board Report | Management | None | Did Not Vote |
3b | Receive Special Auditor Report | Management | None | Did Not Vote |
3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
9a | Approve Remuneration Report | Management | For | Did Not Vote |
9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Splinter | Management | For | For |
1.2 | Elect Director Aart J. de Geus | Management | For | For |
1.3 | Elect Director Stephen R. Forrest | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Susan M. James | Management | For | For |
1.6 | Elect Director Alexander A. Karsner | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ARENA RESOURCES, INC. MEETING DATE: DEC 11, 2009 | ||||
TICKER: ARD SECURITY ID: 040049108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
1.2 | Elect Director Stanley M. McCabe | Management | For | For |
1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
1.5 | Elect Director Carl H. Fiddner | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Amend Stock Option Plan | Management | For | Against |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
ATMI, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Hillas | Management | For | For |
1.2 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AUSNUTRIA DAIRY CORPORATION LTD MEETING DATE: JUN 18, 2010 | ||||
TICKER: 1717 SECURITY ID: KYG063181021 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Wu Yueshi as Executive Director | Management | For | Against |
2a2 | Reelect Yan Weibin as Executive Director | Management | For | Against |
2a3 | Reelect Chen Yuanrong as Executive Director | Management | For | Against |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | For |
1.2 | Elect Director Hanno C. Fiedler | Management | For | For |
1.3 | Elect Director John F. Lehman | Management | For | For |
1.4 | Elect Director Georgia R. Nelson | Management | For | For |
1.5 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 12, 2010 | ||||
TICKER: BG. SECURITY ID: GB0008762899 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Mark Seligman as Director | Management | For | For |
5 | Re-elect Peter Backhouse as Director | Management | For | For |
6 | Re-elect Lord Sharman as Director | Management | For | For |
7 | Re-elect Philippe Varin as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise EU Political Donations and Expenditure | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BJ WHOLESALE CLUB, INC MEETING DATE: MAY 25, 2010 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard A. Schlesinger | Management | For | For |
2 | Elect Director Thomas J. Shields | Management | For | For |
3 | Elect Director Herbert J Zarkin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BLACK & DECKER CORP., THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BOISE INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: BZ SECURITY ID: 09746Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan W. Berger | Management | For | For |
1.2 | Elect Director Jack Goldman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BP PLC MEETING DATE: APR 15, 2010 | ||||
TICKER: BP. SECURITY ID: GB0007980591 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | For |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Douglas Flint as Director | Management | For | For |
12 | Re-elect Dr Byron Grote as Director | Management | For | For |
13 | Re-elect Dr Tony Hayward as Director | Management | For | For |
14 | Re-elect Andy Inglis as Director | Management | For | For |
15 | Re-elect Dr DeAnne Julius as Director | Management | For | For |
16 | Elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Approve Executive Directors' Incentive Plan | Management | For | For |
24 | Approve Scrip Dividend | Management | For | For |
25 | Approve that the Audit Committee or a Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project | Shareholder | Against | Abstain |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: BRML3 SECURITY ID: BRBRMLACNOR9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 28, 2010 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6a | Re-elect Ana Llopis as Director | Management | For | For |
6b | Re-elect Christine Morin-Postel as Director | Management | For | For |
6c | Re-elect Anthony Ruys as Director | Management | For | For |
7 | Elect Richard Burrows as Director | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
13 | Amend Articles of Association | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | For |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROADPOINT GLEACHER SECURITIES GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BPSG SECURITY ID: 11134A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. McNierney | Management | For | For |
1.2 | Elect Director Henry S. Bienen | Management | For | For |
1.3 | Elect Director Bruce Rohde | Management | For | For |
1.4 | Elect Director Marshall Cohen | Management | For | For |
2 | Change State of Incorporation from New York to Delaware | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BROOKS AUTOMATION, INC. MEETING DATE: FEB 4, 2010 | ||||
TICKER: BRKS SECURITY ID: 114340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | Withhold |
1.2 | Elect Director Robert J. Lepofsky | Management | For | Withhold |
1.3 | Elect Director Joseph R. Martin | Management | For | Withhold |
1.4 | Elect Director John K. McGillicuddy | Management | For | Withhold |
1.5 | Elect Director Krishna G. Palepu | Management | For | Withhold |
1.6 | Elect Director C.S. Park | Management | For | Withhold |
1.7 | Elect Director Kirk P. Pond | Management | For | Withhold |
1.8 | Elect Director Alfred Woollacott, III | Management | For | Withhold |
1.9 | Elect Director Mark S. Wrighton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
1.3 | Elect Director Graham H. Phillips | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
1.8 | Elect Director Brian T. Swette | Management | For | For |
1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BYD COMPANY LTD MEETING DATE: SEP 8, 2009 | ||||
TICKER: 1211 SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
BYD COMPANY LTD MEETING DATE: SEP 8, 2009 | ||||
TICKER: 1211 SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
BYD COMPANY LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 1211 SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CABOT OIL & GAS CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Carmichael | Management | For | For |
1.2 | Elect Director Robert L. Keiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CNQ SECURITY ID: CA1363851017 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director Steve W. Laut | Management | For | For |
1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.7 | Elect Director Allan P. Markin | Management | For | For |
1.8 | Elect Director Frank J. McKenna | Management | For | For |
1.9 | Elect Director James S. Palmer | Management | For | For |
1.10 | Elect Director Eldon R. Smith | Management | For | For |
1.11 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 14, 2010 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director Robin S. Callahan | Management | For | For |
3 | Elect Director David A. Roberts | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director Derrill Cody | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director David M. McClanahan | Management | For | For |
6 | Elect Director Robert T. O Connell | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R.A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Keating | Management | For | For |
1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.H. Armacost | Management | For | For |
2 | Elect Director L.F. Deily | Management | For | For |
3 | Elect Director R.E. Denham | Management | For | For |
4 | Elect Director R.J. Eaton | Management | For | For |
5 | Elect Director C. Hagel | Management | For | For |
6 | Elect Director E. Hernandez | Management | For | For |
7 | Elect Director F.G. Jenifer | Management | For | For |
8 | Elect Director G.L. Kirkland | Management | For | For |
9 | Elect Director S. Nunn | Management | For | For |
10 | Elect Director D.B. Rice | Management | For | For |
11 | Elect Director K.W. Sharer | Management | For | For |
12 | Elect Director C.R. Shoemate | Management | For | For |
13 | Elect Director J.G. Stumpf | Management | For | For |
14 | Elect Director R.D. Sugar | Management | For | For |
15 | Elect Director C. Ware | Management | For | For |
16 | Elect Director J.S. Watson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
20 | Stock Retention/Holding Period | Shareholder | Against | Against |
21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
CHINA SHENHUA ENERGY CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 601088 SECURITY ID: CNE1000002R0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan and Final Dividend of RMB 0.53 Per Share | Management | For | For |
5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
7 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Transportation Service Framework Agreement with Taiyuan Railway Bureau | Management | For | For |
8 | Approve Revised Annual Cap of the Continuing Connected Transactions under the Mutual Coal Supply Agreement with Shenhua Group Corporation Limited | Management | For | For |
9 | Approve Mutual Coal Supply Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
10 | Approve Mutual Supplies and Services Agreement with Shenhua Group Corporation Limited and Annual Caps | Management | For | For |
11 | Approve Coal Supply Framework Agreement with China Datang Corporation and Annual Caps | Management | For | For |
12 | Approve Coal Supply Framework Agreement with Tianjin Jinneng Investment Company and Annual Caps | Management | For | For |
13 | Approve Coal Supply Framework Agreement with Jiangsu Guoxin Asset Management Group Company Limited and Annual Caps | Management | For | For |
14 | Approve Transportation Service Framework Agreement with Taiyuan Railway Bureau and Annual Caps | Management | For | For |
15 | Approve Coal Supply Framework Agreement with Shaanxi Province Coal Transportation and Sales (Group) Co Ltd and Annual Caps | Management | For | For |
16a | Reelect Zhang Xiwu as Executive Director | Management | For | For |
16b | Reelect Zhang Yuzhuo as Executive Director | Management | For | For |
16c | Reelect Ling Wen as Executive Director | Management | For | For |
16d | Reelect Han Jianguo as Non-Executive Director | Management | For | For |
16e | Reelect Liu Benrun as Non-Executive Director | Management | For | For |
16f | Reelect Xie Songlin as Non-Executive Director | Management | For | For |
16g | Reelect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
16h | Reelect Guo Peizhang as Independent Non-Executive Director | Management | For | For |
16i | Reelect Fan Hsu Lai Tai as Independent Non-Executive Director | Management | For | For |
17a | Elect Sun Wenjian as Shareholders' Representative Supervisor | Management | For | For |
17b | Elect Tang Ning as Shareholders' Representative Supervisor | Management | For | For |
18 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CHINA SHENHUA ENERGY CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 601088 SECURITY ID: CNE1000002R0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CIENA CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawton W. Fitt | Management | For | For |
2 | Elect Director Patrick H. Nettles, Ph.D. | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Elect Director Patrick T. Gallagher | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Hackworth | Management | For | For |
1.2 | Elect Director John C. Carter | Management | For | For |
1.3 | Elect Director Timothy R. Dehne | Management | For | For |
1.4 | Elect Director D. James Guzy | Management | For | For |
1.5 | Elect Director Jason P. Rhode | Management | For | For |
1.6 | Elect Director William D. Sherman | Management | For | For |
1.7 | Elect Director Robert H. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CLEARWIRE CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. McCaw | Management | For | Withhold |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | For | Withhold |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | Withhold |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Brian P. McAndrews | Management | For | Withhold |
1.10 | Elect Director William T. Morrow | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director Arvind Sodhani | Management | For | For |
1.13 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrence A. Duffy | Management | For | For |
1.2 | Elect Director Charles P. Carey | Management | For | For |
1.3 | Elect Director Mark E. Cermak | Management | For | For |
1.4 | Elect Director Martin J. Gepsman | Management | For | For |
1.5 | Elect Director Leo Melamed | Management | For | For |
1.6 | Elect Director Joseph Niciforo | Management | For | For |
1.7 | Elect Director C.C. Odom | Management | For | For |
1.8 | Elect Director John F. Sandner | Management | For | For |
1.9 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
COCA COLA ICECEK SANAYI A.S. MEETING DATE: APR 28, 2010 | ||||
TICKER: CCOLA.E SECURITY ID: TRECOLA00011 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Approve Allocation of Income | Management | For | Did Not Vote |
9 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
10 | Approve Director Remuneration | Management | For | Did Not Vote |
11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
12 | Ratify External Auditors | Management | For | Did Not Vote |
13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | Did Not Vote |
14 | Amend Company Articles | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | Did Not Vote |
COCA-COLA COMPANY, THE MEETING DATE: APR 21, 2010 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Cathleen P. Black | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Alexis M. Herman | Management | For | For |
6 | Elect Director Muhtar Kent | Management | For | For |
7 | Elect Director Donald R. Keough | Management | For | For |
8 | Elect Director Maria Elena Lagomasino | Management | For | For |
9 | Elect Director Donald F. McHenry | Management | For | For |
10 | Elect Director Sam Nunn | Management | For | For |
11 | Elect Director James D. Robinson III | Management | For | For |
12 | Elect Director Peter V. Ueberroth | Management | For | For |
13 | Elect Director Jacob Wallenberg | Management | For | For |
14 | Elect Director James B. Williams | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
COCA-COLA ENTERPRISES INC. MEETING DATE: APR 23, 2010 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Phillip Humann | Management | For | For |
1.2 | Elect Director Suzanne B. Labarge | Management | For | For |
1.3 | Elect Director Veronique Morali | Management | For | For |
1.4 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: APR 14, 2010 | ||||
TICKER: KOFL SECURITY ID: 191241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Report Of The Chief Executive Officer Of Coca-cola Femsa, S.a.b.de C.v., Opinion Of The Board Of Directors Regarding The Content of The Report Of Chief Executive Officer And Reports Of the Board. | Management | For | For |
2 | Report With Respect To The Compliance Of Tax Obligations. | Management | For | For |
3 | Application Of The Results For The 2009 Fiscal Year, Including the Payment Of A Cash Dividend. | Management | For | For |
4 | Proposal To Determine The Maximum Amount Of Resources To Be used For The Share Repurchase Program. | Management | For | For |
5 | Election Of Members And Secretaries Of The Board; Qualification of Their Independence, In Accordance With Securities Market Law. | Management | For | Abstain |
6 | Election Of Members Of The Following Committees: (i) Finance And planning, (ii) Audit, And (iii) Corporate Practices. | Management | For | Abstain |
7 | Appointment Of Delegates For The Formalization Of The Meeting Resolution. | Management | For | For |
8 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
9 | Proposal To Amend Articles 23 And 29 Of The By-laws Of The company. | Management | For | Abstain |
10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
11 | Reading And, If Applicable, Approval Of The Minute. | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cahill | Management | For | For |
2 | Elect Director Ian Cook | Management | For | For |
3 | Elect Director Helene D. Gayle | Management | For | For |
4 | Elect Director Ellen M. Hancock | Management | For | For |
5 | Elect Director Joseph Jimenez | Management | For | For |
6 | Elect Director David W. Johnson | Management | For | For |
7 | Elect Director Richard J. Kogan | Management | For | For |
8 | Elect Director Delano E. Lewis | Management | For | For |
9 | Elect Director J. Pedro Reinhard | Management | For | For |
10 | Elect Director Stephen I. Sadove | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
COMMERCIAL METALS CO. MEETING DATE: JAN 28, 2010 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Richard B. Kelson | Management | For | For |
1.3 | Elect Director Murray R. McClean | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boyd L. George | Management | For | For |
1.2 | Elect Director George N. Hutton | Management | For | For |
1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV MEETING DATE: APR 28, 2010 | ||||
TICKER: AMBV3 SECURITY ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | None | None |
2 | Approve Allocation of Income and Dividends | Management | None | None |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | None | None |
4 | Elect Fiscal Council Members and Fix Their Remuneration | Management | For | For |
CONCHO RESOURCES INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray M. Poage | Management | For | For |
1.2 | Elect Director A. Wellford Tabor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSECO, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CNO SECURITY ID: 208464883 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. Glenn Hilliard | Management | For | For |
2 | Elect Director Donna A. James | Management | For | For |
3 | Elect Director R. Keith Long | Management | For | For |
4 | Elect Director Charles W. Murphy | Management | For | For |
5 | Elect Director Debra J. Perry | Management | For | For |
6 | Elect Director C. James Prieur | Management | For | For |
7 | Elect Director Neal C. Schneider | Management | For | For |
8 | Elect Director Michael T. Tokarz | Management | For | For |
9 | Elect Director John G. Turner | Management | For | For |
10 | Elect Director David K. Zwiener | Management | For | For |
11 | Change Company Name | Management | For | For |
12 | Amend Securities Transfer Restrictions | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director James A. Locke III | Management | For | For |
1.4 | Elect Director Peter M. Perez | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 29, 2010 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director William D. Smithburg | Management | For | For |
1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.5 | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven M. Rales | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Alan G. Spoon | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom C. Davis | Management | For | For |
1.2 | Elect Director Gregg L. Engles | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DEERE & CO. MEETING DATE: FEB 24, 2010 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Aulana L. Peters | Management | For | For |
3 | Elect Director David B. Speer | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Limit Executive Compensation | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 14, 2009 | ||||
TICKER: DGE SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Report And Accounts 2009 | Management | For | For |
2 | Directors Remuneration Report 2009 | Management | For | For |
3 | Declaration Of Final Dividend | Management | For | For |
4 | Re-election Of LM Danon As A Director | Management | For | For |
5 | Re-election Of Lord Hollick As A Director | Management | For | For |
6 | Re-election Of PS Walsh As A Director | Management | For | For |
7 | Election Of PB Bruzelius As A Director | Management | For | For |
8 | Election Of BD Holden As A Director | Management | For | For |
9 | Re-appointment Of Auditor | Management | For | For |
10 | Remuneration Of Auditor | Management | For | For |
11 | Authority To Allot Shares | Management | For | For |
12 | Disapplication Of Pre-emption Rights | Management | For | For |
13 | Authority To Purchase Own Ordinary Shares | Management | For | For |
14 | Authority To Make Political Donations And/or To Incur Political Expenditure In The EU. | Management | For | For |
15 | Adoption Of The Diageo Plc 2009 Discretionary Incentive Plan | Management | For | For |
16 | Adoption Of The Diageo Plc 2009 Executive Long Term Incentive Plan | Management | For | For |
17 | Adoption Of The Diageo Plc International Sharematch Plan 2009 | Management | For | For |
18 | Authority To Establish International Share Plans | Management | For | For |
19 | Adoption Of The Diageo Plc 2009 Irish Sharesave Plan | Management | For | For |
20 | Amendments To The Rules Of Diageo Plc Executive Share Option Plan | Management | For | For |
21 | Amendments To The Rules Of Diageo Plc 2008 Senior Executive Share Option Plan | Management | For | For |
22 | Amendments To The Rules Of Diageo Plc Senior Executive Share Option Plan | Management | For | For |
23 | Reduced Notice Of A General Meeting Other Than An Annual General Meeting | Management | For | For |
24 | Adoption Of Articles Of Association | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 8, 2010 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) MEETING DATE: NOV 19, 2009 | ||||
TICKER: DNBNO SECURITY ID: NO0010031479 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 14 Billion Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
5 | Amend Articles Re: Convocation of General Meeting; Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
DOVER CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Benson | Management | For | For |
2 | Elect Director Robert W. Cremin | Management | For | For |
3 | Elect Director Jean-Pierre M. Ergas | Management | For | For |
4 | Elect Director Peter T. Francis | Management | For | For |
5 | Elect Director Kristiane C. Graham | Management | For | For |
6 | Elect Directors James L. Koley | Management | For | For |
7 | Elect Director Robert A. Livingston | Management | For | For |
8 | Elect Director Richard K. Lochridge | Management | For | For |
9 | Elect Director Bernard G. Rethore | Management | For | For |
10 | Elect Director Michael B. Stubbs | Management | For | For |
11 | Elect Director Mary A. Winston | Management | For | For |
12 | Ratify Auditors | Management | For | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Director Mellody Hobson | Management | For | Withhold |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
DUKE REALTY CORPORATION MEETING DATE: JUL 22, 2009 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | Against |
E*TRADE FINANCIAL CORP. MEETING DATE: AUG 19, 2009 | ||||
TICKER: ETFC SECURITY ID: 269246104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Advisory Vote to Retain Shareholder Rights Plan (Poison Pill) Until Scheduled Expiration | Management | None | Against |
EAST WEST BANCORP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: EWBC SECURITY ID: 27579R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iris S. Chan | Management | For | For |
1.2 | Elect Director Peggy Cherng | Management | For | For |
1.3 | Elect Director Rudolph I. Estrada | Management | For | For |
1.4 | Elect Director Julia S. Gouw | Management | For | For |
1.5 | Elect Director Paul H. Irving | Management | For | For |
1.6 | Elect Director Andrew S. Kane | Management | For | For |
1.7 | Elect Director John Lee | Management | For | For |
1.8 | Elect Director Herman Y. Li | Management | For | For |
1.9 | Elect Director Jack C. Liu | Management | For | For |
1.10 | Elect Director Dominic Ng | Management | For | For |
1.11 | Elect Director Keith W. Renken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EATON CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Todd M. Bluedorn | Management | For | For |
2 | Elect Director Christopher M. Connor | Management | For | For |
3 | Elect Director Michael J. Critelli | Management | For | For |
4 | Elect Director Charles E. Golden | Management | For | For |
5 | Elect Director Ernie Green | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: SEP 26, 2009 | ||||
TICKER: 532696 SECURITY ID: INE216H01019 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 2.50 Per Share | Management | For | For |
3 | Reappoint S. Srivastva as Director | Management | For | For |
4 | Approve Anupam Bansal & Co. and Haribhakti & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Reappointment and Remuneration of S. Prakash, Chairman & Managing Director | Management | For | For |
6 | Appoint S. Chona as Director | Management | For | For |
7 | Appoint R.K. Luthra as Director | Management | For | For |
8 | Approve Five-for-One Stock Split | Management | For | For |
9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: DEC 19, 2009 | ||||
TICKER: 532696 SECURITY ID: INE216H01027 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Borrowing Powers to INR 35 Billion | Management | For | For |
2 | Approve Pledging of Assets for Debt | Management | For | For |
3 | Approve Outsource/Transfer of Smart Class Contracts to Edu Smart Services Pvt. Ltd. | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: MAR 15, 2010 | ||||
TICKER: 532696 SECURITY ID: INE216H01027 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares Aggregating to Not More than INR 41.7 Million as Part Consideration for the Acquisition of Zaptive Internet Services Pvt Ltd's Domain Name of "www.studyplaces.com" and Its Related Business Contracts | Management | For | For |
2 | Approve Educomp Employee Stock Option Scheme 2010 (ESOS) | Management | For | For |
3 | Approve Grant of Options to Employees and Directors of Subsidiary Companies Under the ESOS | Management | For | For |
4 | Approve Investments, Loans, and Guarantees of up to INR 15.5 Billion to EduSmart Services Pvt Ltd | Management | For | For |
5 | Approve Loans, Investments, and Guarantees of up to INR 20 Billion to Corporate Bodies | Management | For | For |
6 | Approve Increase in Remuneration of J. Prakash, Executive Director | Management | For | For |
7 | Approve Reappointment and Remuneration of J. Prakash, Executive Director | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUL 16, 2009 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | Against |
8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | Against |
9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
14 | Authorise Electronic Communications With Shareholders | Management | For | For |
15 | Authorise The Directors To Issue Securities | Management | For | For |
16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
19 | Approve Amendments To The Articles Of Association | Management | For | For |
20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 13, 2010 | ||||
TICKER: ANDINA-A SECURITY ID: 29081P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Dividend Policy | Management | For | For |
4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
5 | Approve External Auditors for Fiscal Year 2010 | Management | For | For |
6 | Designate Risk Assessment Companies | Management | For | For |
7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 25, 2010 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. David Hoover | Management | For | For |
1.2 | Elect Director John C. Hunter | Management | For | For |
1.3 | Elect Director John E. Klein | Management | For | For |
1.4 | Elect Director John R. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
ENTEGRIS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director Michael P.C. Carns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Gary F. Klingl | Management | For | For |
1.7 | Elect Director Roger D. McDaniel | Management | For | For |
1.8 | Elect Director Paul L.H. Olson | Management | For | For |
1.9 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
EXPEDIA, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
EXTERRAN HOLDINGS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director Mark A. McCollum | Management | For | For |
1.8 | Elect Director William C. Pate | Management | For | For |
1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
1.10 | Elect Director Christopher T. Seaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FALKLAND OIL AND GAS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: FOGL SECURITY ID: FK00B030JM18 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect David Hudd as Director | Management | For | Against |
3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
4 | Approve Increase in Authorized Common Stock | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 28, 2009 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
1.4 | Elect Director J.R. Hyde, III | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director Steven R. Loranger | Management | For | For |
1.7 | Elect Director Gary W. Loveman | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 8, 2009 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | Withhold |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director Roslyn B. Payne | Management | For | For |
1.14 | Elect Director John W. Peace | Management | For | For |
1.15 | Elect Director D. Van Skilling | Management | For | For |
1.16 | Elect Director Herbert B. Tasker | Management | For | For |
1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.18 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FISHER & PAYKEL HEALTHCARE CORP (FRMLY FISHER & PAYKEL ) MEETING DATE: AUG 21, 2009 | ||||
TICKER: FPH SECURITY ID: NZFAPE0001S2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lindsay Gillanders as a Director | Management | For | For |
2 | Elect Colin Maiden as a Director | Management | For | For |
3 | Elect Roger France as a Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
5 | Approve the Issuance of Up to 160,000 Options at Exercisable at the Volume Weighted Average Price of the Company's Share Over Five Trading Days Prior to the Grant Dates | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 13, 2010 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Adopt Recapitalization Plan | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.2 | Elect Director Joan K. Shafran | Management | For | For |
1.3 | Elect Director Louis Stokes | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | Against |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.2 | Elect Director James M. DeCosmo | Management | For | For |
1.3 | Elect Director James A. Johnson | Management | For | For |
1.4 | Elect Director Richard M. Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FRONTIER OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director James H. Lee | Management | For | For |
1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.5 | Elect Director Franklin Myers | Management | For | For |
1.6 | Elect Director Michael E. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GENERAL MILLS, INC. MEETING DATE: SEP 21, 2009 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Paul Danos | Management | For | For |
4 | Elect Director William T. Esrey | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Judith Richards Hope | Management | For | For |
7 | Elect Director Heidi G. Miller | Management | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
9 | Elect Director Steve Odland | Management | For | For |
10 | Elect Director Kendall J. Powell | Management | For | For |
11 | Elect Director Lois E. Quam | Management | For | For |
12 | Elect Director Michael D. Rose | Management | For | For |
13 | Elect Director Robert L. Ryan | Management | For | For |
14 | Elect Director Dorothy A. Terrell | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director Kevin E. Lofton | Management | For | For |
1.7 | Elect Director John W. Madigan | Management | For | For |
1.8 | Elect Director John C. Martin | Management | For | For |
1.9 | Elect Director Gordon E. Moore | Management | For | For |
1.10 | Elect Director Nicholas G. Moore | Management | For | For |
1.11 | Elect Director Richard J. Whitley | Management | For | For |
1.12 | Elect Director Gayle E. Wilson | Management | For | For |
1.13 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
GOODRICH CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.5 | Elect Director James W. Griffith | Management | For | For |
1.6 | Elect Director William R. Holland | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Douglas E. Olesen | Management | For | For |
1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara D. Carlini | Management | For | For |
1.2 | Elect Director Douglas N. Daft | Management | For | For |
1.3 | Elect Director Hinda Miller | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 24, 2010 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Judson C. Green | Management | For | For |
1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Bonus Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) MEETING DATE: MAY 6, 2010 | ||||
TICKER: HEI SECURITY ID: DE0006047004 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HENGDELI HOLDINGS LTD MEETING DATE: MAY 11, 2010 | ||||
TICKER: 3389 SECURITY ID: KYG450481083 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry H. Beracha | Management | For | For |
1.2 | Elect Director Brian A. Bernasek | Management | For | For |
1.3 | Elect Director Robert F. End | Management | For | For |
1.4 | Elect Director George W. Tamke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HLTH CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Paul A. Brooke | Management | For | For |
2.2 | Elect Director James V. Manning | Management | For | For |
2.3 | Elect Director Martin J. Wygod | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD. MEETING DATE: SEP 4, 2009 | ||||
TICKER: 532873 SECURITY ID: INE191I01012 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint W. Singh as Director | Management | For | For |
3 | Reappoint A.K. Gupta as Director | Management | For | For |
4 | Reappoint S.K. Soni as Director | Management | For | For |
5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $450 Million | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Lauer | Management | For | For |
1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.3 | Elect Director Richard W. Neu | Management | For | For |
1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
1.5 | Elect Director William R. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD MEETING DATE: OCT 22, 2009 | ||||
TICKER: IMP SECURITY ID: ZAE000083648 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Management | For | For |
2.1 | Reelect Dawn Earp as Director | Management | For | For |
2.2 | Reelect Khotso Mokhele as Director | Management | For | For |
2.3 | Reelect Thandi Orleyn as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | Management | For | For |
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2009 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint P.P. Mirdha as Director | Management | For | For |
3 | Reappoint N. Gehlaut as Director | Management | For | For |
4 | Reappoint V. Bansal as Director | Management | For | For |
5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: OCT 4, 2009 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: MAR 12, 2010 | ||||
TICKER: SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: 3474 SECURITY ID: TW0003474003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Compensation of Losses of the Company | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's Meeting | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Director Named Scott Meikle | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTEROIL CORPORATION MEETING DATE: JUN 22, 2010 | ||||
TICKER: IOC SECURITY ID: 460951106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis and Ford Nicholson as Directors | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
INVESCO LTD. (FORMERLY INVESCO PLC) MEETING DATE: MAY 18, 2010 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph R. Canion as Director | Management | For | For |
1.2 | Elect Edward P. Lawrence as Director | Management | For | For |
1.3 | Elect James I. Robertson as Director | Management | For | For |
1.4 | Elect Phoebe A. Wood as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: OCT 20, 2009 | ||||
TICKER: IVN SECURITY ID: CA46579N1033 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Private Placement Agreement | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: MAY 7, 2010 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
1.2 | Elect PETER MEREDITH as Director | Management | For | For |
1.3 | Elect JOHN MACKEN as Director | Management | For | For |
1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
1.6 | Elect MARKUS FABER as Director | Management | For | For |
1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
1.8 | Elect ROBERT HANSON as Director | Management | For | For |
1.9 | Elect ANDREW HARDING as Director | Management | For | For |
1.10 | Elect DAVID KORBIN as Director | Management | For | For |
1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles | Management | For | For |
4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
6 | Approve Equity Incentive Plan | Management | For | Against |
7 | Approve Shareholder Rights Plan | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: MAY 7, 2010 | ||||
TICKER: IVN SECURITY ID: CA46579N1033 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
1.2 | Elect PETER MEREDITH as Director | Management | For | For |
1.3 | Elect JOHN MACKEN as Director | Management | For | For |
1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
1.6 | Elect MARKUS FABER as Director | Management | For | For |
1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
1.8 | Elect ROBERT HANSON as Director | Management | For | For |
1.9 | Elect ANDREW HARDING as Director | Management | For | For |
1.10 | Elect DAVID KORBIN as Director | Management | For | For |
1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles | Management | For | For |
4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
6 | Approve Equity Incentive Plan | Management | For | Against |
7 | Approve Shareholder Rights Plan | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Weil | Management | For | For |
2 | Elect Director G. Andrew Cox | Management | For | For |
3 | Elect Director Deborah R. Gatzek | Management | For | For |
4 | Elect Director Robert T. Parry | Management | For | For |
5 | Elect Director Jock Patton | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 22, 2010 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Culien | Management | For | For |
3 | Elect Director Michael M. E. Johns | Management | For | For |
4 | Elect Director Susan L. Lindquist | Management | For | For |
5 | Elect Director Anne M. Mulcahy | Management | For | For |
6 | Elect Director Lea F. Mullin | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director David Satcher | Management | For | For |
10 | Elect Director William C. Welcon | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KLA-TENCOR CORP. MEETING DATE: NOV 4, 2009 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | For |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KROGER CO., THE MEETING DATE: JUN 24, 2010 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. LaMacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director W. Rodney McMullen | Management | For | For |
8 | Elect Director Jorge P. Montoya | Management | For | For |
9 | Elect Director Clyde R. Moore | Management | For | For |
10 | Elect Director Susan M. Phillips | Management | For | For |
11 | Elect Director Steven R. Rogel | Management | For | For |
12 | Elect Director James A. Runde | Management | For | For |
13 | Elect Director Ronald L. Sargent | Management | For | For |
14 | Elect Director Bobby S. Shackouls | Management | For | For |
15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Report on Climate Change | Shareholder | Against | Abstain |
KULICKE & SOFFA INDUSTRIES, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. O'Steen | Management | For | For |
1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP MEETING DATE: JUN 3, 2010 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
1.2 | Elect Director Irwin Chafetz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
4 | Other Business | Management | For | Against |
LEXMARK INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: LXK SECURITY ID: 529771107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Curlander | Management | For | For |
2 | Elect Director Kathi P. Seifert | Management | For | For |
3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 494 SECURITY ID: BMG5485F1445 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
LIBERTY GLOBAL, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miranda Curtis | Management | For | For |
1.2 | Elect Director John W. Dick | Management | For | For |
1.3 | Elect Director J.C. Sparkman | Management | For | For |
1.4 | Elect Director J. David Wargo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 15, 2010 | ||||
TICKER: MC SECURITY ID: FR0000121014 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
5 | Reelect Bernard Arnault as Director | Management | For | For |
6 | Reelect Delphine Arnault as Director | Management | For | For |
7 | Reelect Nicholas Clive Worms as Director | Management | For | For |
8 | Reelect Patrick Houel as Director | Management | For | For |
9 | Reelect Felix G. Rohatyn as Director | Management | For | For |
10 | Reelect Hubert Vedrine as Director | Management | For | For |
11 | Elect Helene Carrere d' Encausse as Director | Management | For | For |
12 | Reelect Kilian Hennesy as Censor | Management | For | For |
13 | Reelect Deloitte & Associes as Auditor | Management | For | For |
14 | Ratify Ernst & Young Audit as Auditor | Management | For | For |
15 | Reelect Denis Grison as Alternate Auditor | Management | For | For |
16 | Ratify Auditex as Alternate Auditor | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Ratify Auditors | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher C. Dewey | Management | For | For |
1.2 | Elect Director John J. Savarese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director Jack M. Greenberg | Management | For | For |
1.3 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARTIN MARIETTA MATERIALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MLM SECURITY ID: 573284106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | For |
1.3 | Elect Director Dennis L. Rediker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
1.6 | Elect Director William D. Watkins | Management | For | Withhold |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
METLIFE, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.3 | Elect Director James M. Kilts | Management | For | For |
1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 2, 2010 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 26, 2010 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank V. AtLee III | Management | For | For |
2 | Elect Director David L. Chicoine | Management | For | For |
3 | Elect Director Arthur H. Harper | Management | For | For |
4 | Elect Director Gwendolyn S. King | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director Robert J. Chrenc | Management | For | For |
3 | Elect Director John Gaulding | Management | For | For |
4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Director Cynthia P. McCague | Management | For | For |
6 | Elect Director Jeffrey F. Rayport | Management | For | For |
7 | Elect Director Roberto Tunioli | Management | For | For |
8 | Elect Director Timothy T. Yates | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NANYA TECHNOLOGY CORP. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 2408 SECURITY ID: TW0002408002 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve to Elect Directors and Supervisors | Management | For | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
7 | Elect Directors and Supervisors | Management | For | Abstain |
8 | Transact Other Business | Management | None | None |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NESTLE SA MEETING DATE: APR 15, 2010 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
NEWCREST MINING LTD. MEETING DATE: OCT 29, 2009 | ||||
TICKER: NCM SECURITY ID: AU000000NCM7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
2 | Elect Vince Gauci as Director | Management | For | For |
3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott S. Cowen | Management | For | For |
2 | Elect Director Cynthia A. Montgomery | Management | For | For |
3 | Elect Director Michael B. Polk | Management | For | For |
4 | Elect Director Michael A. Todman | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Dussek | Management | For | For |
1.2 | Elect Director Donald Guthrie | Management | For | For |
1.3 | Elect Director Steven M. Shindler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 8604 SECURITY ID: JP3762600009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Junichi Ujiie | Management | For | For |
1.2 | Elect Director Kenichi Watanabe | Management | For | For |
1.3 | Elect Director Takumi Shibata | Management | For | For |
1.4 | Elect Director Masanori Itatani | Management | For | For |
1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
1.6 | Elect Director Haruo Tsuji | Management | For | For |
1.7 | Elect Director Hajime Sawabe | Management | For | For |
1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
1.9 | Elect Director Hideaki Kubori | Management | For | For |
1.10 | Elect Director Masahiro Sakane | Management | For | For |
1.11 | Elect Director Colin Marshall | Management | For | For |
1.12 | Elect Director Clara Furse | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 24, 2010 | ||||
TICKER: NOVO B SECURITY ID: DK0060102614 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
9 | Other Business | Management | None | Did Not Vote |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
NUCOR CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel R. DiMicco | Management | For | For |
1.2 | Elect Director James D. Hlavacek | Management | For | For |
1.3 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACTIV CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Larry D. Brady | Management | For | For |
2 | Elect Director K. Dane Brooksher | Management | For | For |
3 | Elect Director Robert J. Darnall | Management | For | For |
4 | Elect Director Mary R. Henderson | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director Roger B. Porter | Management | For | For |
7 | Elect Director Richard L. Wambold | Management | For | For |
8 | Elect Director Norman H. Wesley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 28, 2009 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Kassling | Management | For | For |
1.2 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.3 | Elect Director Giulio Mazzalupi | Management | For | For |
1.4 | Elect Director Klaus-Peter Muller | Management | For | For |
1.5 | Elect Director Joseph M. Scaminace | Management | For | For |
1.6 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.7 | Elect Director Markos I. Tambakeras | Management | For | For |
1.8 | Elect Director James L. Wainscott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: SEP 24, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Dwight | Management | For | For |
1.2 | Elect Director Janet M. Hansen | Management | For | For |
1.3 | Elect Director Mark W. Richards | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
PEPSICO, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director Indra K. Nooyi | Management | For | For |
9 | Elect Director Sharon P. Rockefeller | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Elect Director Lloyd G. Trotter | Management | For | For |
12 | Elect Director Daniel Vasella | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: CA71645P1062 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Robert G. Raynolds | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
PHOTRONICS, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: PLAB SECURITY ID: 719405102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
1.4 | Elect Director George Macricostas | Management | For | For |
1.5 | Elect Director Willem D. Maris | Management | For | For |
1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
PLAINS EXPLORATION & PRODUCTION COMPANY MEETING DATE: MAY 6, 2010 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
PORTS DESIGN LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: 589 SECURITY ID: BMG718481242 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
3a1 | Reelect Han Kiat Edward Tan as Director | Management | For | Against |
3a2 | Reelect Kai Tai Alfred Chan as Director | Management | For | Against |
3a3 | Reelect Pierre Frank Bourque as Director | Management | For | Against |
3a4 | Reelect Julie Ann Enfield as Director | Management | For | Against |
3a5 | Reelect Rodney Ray Cone as Director | Management | For | For |
3a6 | Reelect Wei Lynn Valarie Fong as Director | Management | For | For |
3b | Elect Peter Nikolaus Bromberger as Independent Non-Executive Director | Management | For | For |
3c | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
4d | Amend Bye-laws | Management | For | For |
4e | Amend Share Option Scheme | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Nance K. Dicciani | Management | For | For |
1.3 | Elect Director Edward G. Galante | Management | For | For |
1.4 | Elect Director Claire W. Gargalli | Management | For | For |
1.5 | Elect Director Ira D. Hall | Management | For | For |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.7 | Elect Director Larry D. Mcvay | Management | For | For |
1.8 | Elect Director Wayne T. Smith | Management | For | For |
1.9 | Elect Director Robert L. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 13, 2009 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth I. Chenault | Management | For | For |
2 | Elect Director Scott D. Cook | Management | For | For |
3 | Elect Director Rajat K. Gupta | Management | For | For |
4 | Elect Director A.G. Lafley | Management | For | For |
5 | Elect Director Charles R. Lee | Management | For | For |
6 | Elect Director Lynn M. Martin | Management | For | For |
7 | Elect Director Robert A. McDonald | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Johnathan A. Rodgers | Management | For | For |
10 | Elect Director Ralph Snyderman | Management | For | For |
11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
12 | Elect Director Patricia A. Woertz | Management | For | For |
13 | Elect Director Ernesto Zedillo | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Code of Regulations | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROGRESSIVE CORPORATION, THE MEETING DATE: APR 23, 2010 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
2 | Elect Director Lawton W. Fitt | Management | For | For |
3 | Elect Director Peter B. Lewis | Management | For | For |
4 | Elect Director Patrick H. Nettles, Ph.D | Management | For | For |
5 | Elect Director Glenn M. Renwick | Management | For | For |
6 | Approve Omnibus Stock Plan and Performance Criteria | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROMISE CO LTD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8574 SECURITY ID: JP3833750007 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Mergers by Absorption | Management | For | For |
3.1 | Elect Director Ken Kubo | Management | For | For |
3.2 | Elect Director Teruaki Watanabe | Management | For | For |
3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
3.5 | Elect Director Masahiko Iwanami | Management | For | For |
4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
PROTECTIVE LIFE CORPORATION MEETING DATE: MAY 10, 2010 | ||||
TICKER: PL SECURITY ID: 743674103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. M. French | Management | For | For |
1.2 | Elect Director Thomas L. Hamby | Management | For | For |
1.3 | Elect Director John D. Johns | Management | For | For |
1.4 | Elect Director Vanessa Leonard | Management | For | For |
1.5 | Elect Director Charles D. McCrary | Management | For | For |
1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.7 | Elect Director Hans H. Miller | Management | For | For |
1.8 | Elect Director Malcolm Portera | Management | For | For |
1.9 | Elect Director C. Dowd Ritter | Management | For | For |
1.10 | Elect Director William A. Terry | Management | For | For |
1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
1.12 | Elect Director Vanessa Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 6, 2010 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Wayne Hughes | Management | For | For |
1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Director Dann V. Angeloff | Management | For | For |
1.4 | Elect Director William C. Baker | Management | For | For |
1.5 | Elect Director John T. Evans | Management | For | For |
1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.7 | Elect Director Uri P. Harkham | Management | For | For |
1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.9 | Elect Director Harvey Lenkin | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Gary E. Pruitt | Management | For | For |
1.12 | Elect Director Ronald P. Spogli | Management | For | For |
1.13 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
QUANTA SERVICES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director John R. Colson | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ralph R. DiSibio | Management | For | For |
1.5 | Elect Director Bernard Fried | Management | For | For |
1.6 | Elect Director Louis C. Golm | Management | For | For |
1.7 | Elect Director Worthing F. Jackman | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director John R. Wilson | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
QUIDEL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
REGAL BELOIT CORPORATION MEETING DATE: APR 26, 2010 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher L. Doerr | Management | For | For |
2 | Elect Director Mark J. Gliebe | Management | For | For |
3 | Elect Director Curtis W. Stoelting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
REGIS CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
1.6 | Elect Director David B. Kunin | Management | For | Withhold |
1.7 | Elect Director Stephen Watson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
REXAM PLC MEETING DATE: MAY 6, 2010 | ||||
TICKER: REX SECURITY ID: GB0004250451 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peter Ellwood as Director | Management | For | For |
5 | Re-elect Graham Chipchase as Director | Management | For | For |
6 | Re-elect David Robbie as Director | Management | For | For |
7 | Re-elect Carl Symon as Director | Management | For | For |
8 | Re-elect Noreen Doyle as Director | Management | For | For |
9 | Re-elect John Langston as Director | Management | For | For |
10 | Re-elect Wolfgang Meusburger as Director | Management | For | For |
11 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 20, 2010 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as Director | Management | For | For |
1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
1.4 | Reelect Bernt Reitan as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 18, 2010 | ||||
TICKER: RDSA SECURITY ID: 780259107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Charles Holliday as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | Against |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
8 | Re-elect Wim Kok as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Approve Scrip Dividend Scheme | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SAFT GROUPE SA MEETING DATE: JUN 9, 2010 | ||||
TICKER: SAFT SECURITY ID: FR0010208165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | Abstain |
4 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
6 | Authorize Repurchase of Up to 180,000 Shares | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Management | For | For |
9 | Authorize up to 400,000 Shares for Use in Stock Option Plan | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Million | Management | For | For |
12 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
13 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10, 11 and 12 at EUR 10 Million | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | Against |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Amend Article 18.3 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | Against |
17 | Amend Article 22.14 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIPEM MEETING DATE: APR 26, 2010 | ||||
TICKER: SPM SECURITY ID: IT0000068525 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Remove Current External Auditors and Appoint New Ones | Management | For | Did Not Vote |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
1.3 | Elect Director John A. Miller | Management | For | For |
1.4 | Elect Director Richard J. Schnall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 5930 SECURITY ID: KR7005930003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: AUG 10, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lo Wai Hung as Independent Non-Executive Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: OCT 9, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.072 Per Share | Management | For | For |
SHIRE PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect David Stout as Director | Management | For | For |
4 | Elect William Burns as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Amend the Portfolio Share Plan | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
SIEMENS AG MEETING DATE: JAN 26, 2010 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
15 | Amend Corporate Purpose | Shareholder | Against | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Heffernan | Management | For | For |
1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.3 | Elect Director William C. Rusnack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
SONY FINANCIAL HOLDINGS INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 8729 SECURITY ID: JP3435350008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
2.1 | Elect Director Teruhisa Tokunaka | Management | For | For |
2.2 | Elect Director Katsumi Ihara | Management | For | For |
2.3 | Elect Director Hiromichi Fujikata | Management | For | For |
2.4 | Elect Director Taro Okuda | Management | For | For |
2.5 | Elect Director Shinichi Yamamoto | Management | For | For |
2.6 | Elect Director Shigeru Ishii | Management | For | For |
2.7 | Elect Director Masaru Kato | Management | For | For |
2.8 | Elect Director Yasushi Ikeda | Management | For | For |
2.9 | Elect Director Ryuji Yasuda | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director Douglas H. Brooks | Management | For | For |
3 | Elect Director William H. Cunningham | Management | For | For |
4 | Elect Director John G. Denison | Management | For | For |
5 | Elect Director Travis C. Johnson | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Daniel D. Villanueva | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2010 | ||||
TICKER: CRUZ3 SECURITY ID: BRCRUZACNOR0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Install Fiscal Council | Management | For | For |
6 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
7 | Amend Article 25 | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
STRYKER CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Howard L. Lance | Management | For | For |
1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | For |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8316 SECURITY ID: JP3890350006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | Against |
3.1 | Elect Director Teisuke Kitayama | Management | For | For |
3.2 | Elect Director Wataru Ohara | Management | For | For |
3.3 | Elect Director Hideo Shimada | Management | For | For |
3.4 | Elect Director Junsuke Fujii | Management | For | For |
3.5 | Elect Director Koichi Miyata | Management | For | For |
3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
SUNCOR ENERGY INC MEETING DATE: MAY 4, 2010 | ||||
TICKER: SU SECURITY ID: CA8672241079 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Brian A. Canfield | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director John T. Ferguson | Management | For | For |
1.5 | Elect Director W. Douglas Ford | Management | For | For |
1.6 | Elect Director Richard L. George | Management | For | For |
1.7 | Elect Director Paul Haseldonckx | Management | For | For |
1.8 | Elect Director John R. Huff | Management | For | For |
1.9 | Elect Director Jacques Lamarre | Management | For | For |
1.10 | Elect Director Brian F. MacNeill | Management | For | For |
1.11 | Elect Director Maureen McCaw | Management | For | For |
1.12 | Elect Director Michael W. O'Brien | Management | For | For |
1.13 | Elect Director James W. Simpson | Management | For | For |
1.14 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Alter | Management | For | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Management | For | For |
1.3 | Elect Director Lewis N. Wolff | Management | For | For |
1.4 | Elect Director Z. Jamie Behar | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SYCAMORE NETWORKS, INC. MEETING DATE: JAN 5, 2010 | ||||
TICKER: SCMRD SECURITY ID: 871206108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John W. Gerdelman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TLM SECURITY ID: CA87425E1034 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christiane Bergevin as Director | Management | For | For |
1.2 | Elect Donald J. Carty as Director | Management | For | For |
1.3 | Elect William R.P. Dalton as Director | Management | For | For |
1.4 | Elect Kevin S. Dunne as Director | Management | For | For |
1.5 | Elect Harold N. Kvisle as Director | Management | For | For |
1.6 | Elect John A. Manzoni as Director | Management | For | For |
1.7 | Elect Lisa A. Stewart as Director | Management | For | For |
1.8 | Elect Peter W. Tomsett as Director | Management | For | For |
1.9 | Elect John D. Watson as Director | Management | For | For |
1.10 | Elect Charles R. Williamson as Director | Management | For | For |
1.11 | Elect Charles M. Winograd as Director | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Amend By-Law No.1 | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director William H. Hatanaka | Management | For | For |
1.3 | Elect Director J. Peter Ricketts | Management | For | For |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TECO ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TE SECURITY ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John B. Ramil | Management | For | For |
2 | Elect Director Tom L. Rankin | Management | For | For |
3 | Elect Director William D. Rockford | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Linn Draper, Jr. | Management | For | For |
2 | Elect Director J. Patrick Maley III | Management | For | For |
3 | Elect Director W. Allen Reed | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | None |
1.2 | Elect Director Dennis McGlone | Management | For | None |
1.3 | Elect Director Henry R. Slack | Management | For | None |
2 | Ratify Auditors | Management | For | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | For |
1.2 | Elect Director David A. Wilson | Shareholder | For | For |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
2 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 20, 2010 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
TIMKEN COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Griffith | Management | For | Withhold |
1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose B. Alvarez | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director David A. Brandon | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Elect Director Fletcher H. Wiley | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOKYO ELECTRON LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8035 SECURITY ID: JP3571400005 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tetsurou Higashi | Management | For | For |
1.2 | Elect Director Tetsuo Tsuneishi | Management | For | For |
1.3 | Elect Director Kiyoshi Satou | Management | For | For |
1.4 | Elect Director Hiroshi Takenaka | Management | For | For |
1.5 | Elect Director Masao Kubodera | Management | For | For |
1.6 | Elect Director Haruo Iwatsu | Management | For | For |
1.7 | Elect Director Hirofumi Kitayama | Management | For | For |
1.8 | Elect Director Kenji Washino | Management | For | For |
1.9 | Elect Director Hikaru Itou | Management | For | For |
1.10 | Elect Director Takashi Nakamura | Management | For | For |
1.11 | Elect Director Hiroshi Inoue | Management | For | For |
1.12 | Elect Director Masahiro Sakane | Management | For | For |
2 | Appoint Statutory Auditor Mamoru Hara | Management | For | For |
TORO COMPANY, THE MEETING DATE: MAR 16, 2010 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
1.2 | Elect Director Robert H. Nassau | Management | For | For |
1.3 | Elect Director Christopher A. Twomey | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TRINITY LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: 891 SECURITY ID: BMG906241002 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Victor Fung Kwok Kin as Director | Management | For | Against |
3b | Reelect Wong Yat Ming as Director | Management | For | Against |
3c | Reelect Jose Hosea Cheng Hor Yin as Director | Management | For | Against |
3d | Reelect Bruno Li Kwok Ho as Director | Management | For | Against |
3e | Reelect Jean-Marc Loubier as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TRISTAR OIL & GAS LTD. (FORMERLY REAL RESOURCES INC) MEETING DATE: SEP 30, 2009 | ||||
TICKER: TOG SECURITY ID: CA89677E1043 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Acquired by PetroBakken Energy Ltd | Management | For | For |
2 | Approve PetroBakken Share Based Compensation Plans | Management | For | Against |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody G. Miller | Management | For | For |
1.2 | Elect Director John C. Plant | Management | For | For |
1.3 | Elect Director Neil P. Simpkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Edward Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect William Stavropoulos as Director | Management | For | For |
3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.11 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
TYSON FOODS, INC. MEETING DATE: FEB 5, 2010 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
1.4 | Elect Director Jim Kever | Management | For | For |
1.5 | Elect Director Kevin M. McNamara | Management | For | For |
1.6 | Elect Director Brad T. Sauer | Management | For | For |
1.7 | Elect Director Robert Thurber | Management | For | For |
1.8 | Elect Director Barbara A. Tyson | Management | For | For |
1.9 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
U-STORE-IT TRUST MEETING DATE: JUN 2, 2010 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
1.5 | Elect Director Dean Jernigan | Management | For | For |
1.6 | Elect Director Marianne M. Keler | Management | For | For |
1.7 | Elect Director David J. LaRue | Management | For | For |
1.8 | Elect Director John F. Remondi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
UNILEVER NV MEETING DATE: MAY 11, 2010 | ||||
TICKER: UNA SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Executive Directors | Management | For | Did Not Vote |
4 | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
5 | Reelect P.G.J.M. Polman to Executive Board | Management | For | Did Not Vote |
6 | Elect R.J-M.S. Huet to Executive Board | Management | For | Did Not Vote |
7 | Reelect L.O. Fresco as Non-Executive Director | Management | For | Did Not Vote |
8 | Reelect A.M. Fudge as Non-Executive Director | Management | For | Did Not Vote |
9 | Reelect C.E. Golden as Non-Executive Director | Management | For | Did Not Vote |
10 | Reelect B.E. Grote as Non-Executive Director | Management | For | Did Not Vote |
11 | Reelect H. Nyasulu as Non-Executive Director | Management | For | Did Not Vote |
12 | Reelect K.J. Storm as Non-Executive Director | Management | For | Did Not Vote |
13 | Reelect M. Treschow as Non-Executive Director | Management | For | Did Not Vote |
14 | Reelect J. van der Veer as Non-Executive Director | Management | For | Did Not Vote |
15 | Elect P. Walsh as Non-Executive Director | Management | For | Did Not Vote |
16 | Elect M. Rifkind as Non-Executive Director | Management | For | Did Not Vote |
17 | Approve Management Co-Investment Plan | Management | For | Did Not Vote |
18 | Amend Performance Criteria of the Annual Bonus | Management | For | Did Not Vote |
19 | Amend Performance Criteria of the Long-Term Incentive Plan | Management | For | Did Not Vote |
20 | Approve Cancellation of 4 Percent Cumulative Preference Shares | Management | For | Did Not Vote |
21 | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | Management | For | Did Not Vote |
22 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
23 | Approve Authorization to Cancel Ordinary Shares | Management | For | Did Not Vote |
24 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
25 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
26 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: MAY 31, 2010 | ||||
TICKER: VK SECURITY ID: FR0000120354 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
VANDA PHARMACEUTICALS INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: VNDA SECURITY ID: 921659108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
VITERRA INC MEETING DATE: MAR 10, 2010 | ||||
TICKER: VT SECURITY ID: CA92849T1084 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Birks as Director | Management | For | For |
1.2 | Elect Vic Bruce as Director | Management | For | For |
1.3 | Elect Thomas Chambers as Director | Management | For | For |
1.4 | Elect Paul Daniel as Director | Management | For | For |
1.5 | Elect Bonnie DuPont as Director | Management | For | For |
1.6 | Elect Perry Gunner as Director | Management | For | For |
1.7 | Elect Tim Hearn as Director | Management | For | For |
1.8 | Elect Dallas Howe as Director | Management | For | For |
1.9 | Elect Kevin Osborn as Director | Management | For | For |
1.10 | Elect Herb Pinder, Jr. as Director | Management | For | For |
1.11 | Elect Larry Ruud as Director | Management | For | For |
1.12 | Elect Mayo Schmidt as Director | Management | For | For |
1.13 | Elect Max Venning as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Submit a Sustainability Report by September 2010 | Shareholder | Against | Against |
VOLKSWAGEN AG (VW) MEETING DATE: APR 22, 2010 | ||||
TICKER: VOW SECURITY ID: DE0007664039 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 102.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
W.W. GRAINGER, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Stuart L. Levenick | Management | For | For |
1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Gary L. Rogers | Management | For | For |
1.10 | Elect Director James T. Ryan | Management | For | For |
1.11 | Elect Director E. Scott Santi | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
WACKER CHEMIE AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: WCH SECURITY ID: DE000WCH8881 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S. Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend Sharesave Plan | Management | For | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Report on Political Contributions | Shareholder | Against | Abstain |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2010 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Management | For | For |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WEYERHAEUSER COMPANY MEETING DATE: APR 15, 2010 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
1.2 | Elect Director D. Michael Steuert | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | For |
2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Securities Transfer Restrictions | Management | For | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
8 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Thomas P. Briggs | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 7, 2010 | ||||
TICKER: WDH SECURITY ID: DK0010268440 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | Did Not Vote |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen B. Cooper | Management | For | For |
2 | Elect Director William R. Granberry | Management | For | For |
3 | Elect Director William G. Lowrie | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
XTO ENERGY INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: DEC 29, 2009 | ||||
TICKER: 63 SECURITY ID: CNE1000004Y2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Specific System for the Selection and Appointment of Accountants' Firms of the Company | Management | For | For |
2 | Approve Connected Transaction with a Related Party and the Related Annual Caps | Management | For | For |
3 | Approve Provision of Performance Guarantee for a Wholly-Owned Subsidiary ZTE Telecom India Private Ltd. | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES LARGE CAP VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Davis, III | Management | For | For |
1.2 | Elect Director W. Douglas Ford | Management | For | For |
1.3 | Elect Director Evert Henkes | Management | For | For |
1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Phyllis J. Campbell | Management | For | For |
4 | Elect Director Mark R. Hamilton | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Furlong Baldwin | Management | For | For |
1.2 | Elect Director Eleanor Baum | Management | For | For |
1.3 | Elect Director Paul J. Evanson | Management | For | For |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Ted J. Kleisner | Management | For | For |
1.7 | Elect Director Christopher D. Pappas | Management | For | For |
1.8 | Elect Director Steven H. Rice | Management | For | For |
1.9 | Elect Director Gunnar E. Sarsten | Management | For | For |
1.10 | Elect Director Michael H. Sutton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Klein | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
ANHEUSER-BUSCH INBEV MEETING DATE: APR 27, 2010 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
3a | Receive Special Board Report | Management | None | Did Not Vote |
3b | Receive Special Auditor Report | Management | None | Did Not Vote |
3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
9a | Approve Remuneration Report | Management | For | Did Not Vote |
9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
AOZORA BANK, LTD. MEETING DATE: JUN 24, 2010 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yuji Shirakawa | Management | For | For |
1.2 | Elect Director Brian F. Prince | Management | For | For |
1.3 | Elect Director Kunimi Tokuoka | Management | For | For |
1.4 | Elect Director Shinsuke Baba | Management | For | For |
1.5 | Elect Director James Danforth Quayle | Management | For | For |
1.6 | Elect Director Frank W. Bruno | Management | For | For |
1.7 | Elect Director Lawrence B. Lindsey | Management | For | For |
1.8 | Elect Director Kiyoshi Tsugawa | Management | For | For |
1.9 | Elect Director Marius J. L. Jonkhart | Management | For | For |
1.10 | Elect Director Lee Millstein | Management | For | For |
1.11 | Elect Director Shunsuke Takeda | Management | For | For |
1.12 | Elect Director Cornelis Maas | Management | For | For |
2 | Appoint Statutory Auditor Shinichi Fujihira | Management | For | For |
3 | Appoint Alternate Statutory Auditor Tomiaki Nagase | Management | For | For |
4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: MAY 11, 2010 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
2 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
3 | Accept Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Acknowledge Cooptation of Jeannot Krecke as Director | Management | For | Did Not Vote |
8 | Reelect Vanisha Mittal Bhatia as Director | Management | For | Did Not Vote |
9 | Elect Jeannot Krecke as Director | Management | For | Did Not Vote |
10 | Approve Share Repurchase Program | Management | For | Did Not Vote |
11 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
12 | Approve Share Plan Grant | Management | For | Did Not Vote |
13 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
14 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Did Not Vote |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 5, 2009 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Victoria F. Haynes | Management | For | For |
1.5 | Elect Director Antonio Maciel Neto | Management | For | For |
1.6 | Elect Director Patrick J. Moore | Management | For | For |
1.7 | Elect Director Thomas F. O'Neill | Management | For | For |
1.8 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.9 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ASHLAND INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Rohr | Management | For | For |
1.2 | Elect Director Theodore M. Solso | Management | For | For |
1.3 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Carver | Management | For | For |
1.2 | Elect Director Juan N. Cento | Management | For | For |
1.3 | Elect Director Allen R. Freedman | Management | For | For |
1.4 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
AT&T INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Laura D Andrea Tyson | Management | For | For |
12 | Elect Director Patricia P. Upton | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BB&T CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
1.9 | Elect Director Jane P. Helm | Management | For | For |
1.10 | Elect Director John P. Howe III, MD | Management | For | For |
1.11 | Elect Director Kelly S. King | Management | For | For |
1.12 | Elect Director James H. Maynard | Management | For | For |
1.13 | Elect Director Albert O. McCauley | Management | For | For |
1.14 | Elect Director J. Holmes Morrison | Management | For | For |
1.15 | Elect Director Nido R. Qubein | Management | For | For |
1.16 | Elect Director Thomas E. Skains | Management | For | For |
1.17 | Elect Director Thomas N. Thompson | Management | For | For |
1.18 | Elect Director Stephen T. Williams | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: BRK.A SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
3 | Adjust Par Value of Common Stock | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 1, 2010 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect director Stephen Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Dennis D. Dammerman | Management | For | For |
1.4 | Elect Director Robert E. Diamond, Jr. | Management | For | For |
1.5 | Elect Director David H. Komansky | Management | For | For |
1.6 | Elect Director James E. Rohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Abele | Management | For | For |
1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
1.4 | Elect Director Nelda J. Connors | Management | For | For |
1.5 | Elect Director J. Raymond Elliott | Management | For | For |
1.6 | Elect Director Marye Anne Fox | Management | For | For |
1.7 | Elect Director Ray J. Groves | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.10 | Elect Director Pete M. Nicholas | Management | For | For |
1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.12 | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
BP PLC MEETING DATE: APR 15, 2010 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Receive The Directors Annual Report And Accounts | Management | For | For |
2 | To Approve The Directors Remuneration Report | Management | For | For |
3 | To Elect P Anderson As A Director | Management | For | For |
4 | To Re-elect A Burgmans As A Director | Management | For | For |
5 | To Re-elect C B Carroll As A Director | Management | For | For |
6 | To Re-elect William Castell As A Director | Management | For | For |
7 | To Re-elect I C Conn As A Director | Management | For | For |
8 | To Re-elect G David As A Director | Management | For | For |
9 | To Elect I E L Davis As A Director | Management | For | For |
10 | To Re-elect R Dudley As A Director | Management | For | For |
11 | To Re-elect D J Flint As A Director | Management | For | For |
12 | To Re-elect B E Grote As A Director | Management | For | For |
13 | To Re-elect A B Hayward As A Director | Management | For | For |
14 | To Re-elect A G Inglis As A Director | Management | For | For |
15 | To Re-elect D S Julius As A Director | Management | For | For |
16 | To Elect C-H Svanberg As A Director | Management | For | For |
17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | Management | For | For |
18 | To Adopt New Articles Of Association | Management | For | For |
19 | To Give Limited Authority For The Purchaseof Its Own Shares By The Company | Management | For | For |
20 | To Give Limited Authority To Allot Shares Up To A Specified amount | Management | For | For |
21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | Management | For | For |
22 | To Authorize The Calling Of General Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days | Management | For | For |
23 | To Approve The Renewal Of The Executive Directors Incentive Plan | Management | For | For |
24 | To Approve The Scrip Dividend Programme | Management | For | For |
25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | Shareholder | Against | Abstain |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director John W. Mims | Management | For | For |
1.5 | Elect Director George R. Mrkonic | Management | For | For |
1.6 | Elect Director Erle Nye | Management | For | For |
1.7 | Elect Director Rosendo G. Parra | Management | For | For |
1.8 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 21, 2010 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jorge Born, Jr. as Director | Management | For | For |
1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
1c | Elect William Engels as Director | Management | For | For |
1d | Elect L. Patrick Lupo as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director William J. Patterson | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director Steve W. Laut | Management | For | For |
1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.7 | Elect Director Allan P. Markin | Management | For | For |
1.8 | Elect Director Frank J. McKenna | Management | For | For |
1.9 | Elect Director James S. Palmer | Management | For | For |
1.10 | Elect Director Eldon R. Smith | Management | For | For |
1.11 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Keating | Management | For | For |
1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.H. Armacost | Management | For | For |
2 | Elect Director L.F. Deily | Management | For | For |
3 | Elect Director R.E. Denham | Management | For | For |
4 | Elect Director R.J. Eaton | Management | For | For |
5 | Elect Director C. Hagel | Management | For | For |
6 | Elect Director E. Hernandez | Management | For | For |
7 | Elect Director F.G. Jenifer | Management | For | For |
8 | Elect Director G.L. Kirkland | Management | For | For |
9 | Elect Director S. Nunn | Management | For | For |
10 | Elect Director D.B. Rice | Management | For | For |
11 | Elect Director K.W. Sharer | Management | For | For |
12 | Elect Director C.R. Shoemate | Management | For | For |
13 | Elect Director J.G. Stumpf | Management | For | For |
14 | Elect Director R.D. Sugar | Management | For | For |
15 | Elect Director C. Ware | Management | For | For |
16 | Elect Director J.S. Watson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
20 | Stock Retention/Holding Period | Shareholder | Against | Against |
21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CLARIANT AG MEETING DATE: MAR 29, 2010 | ||||
TICKER: CLN SECURITY ID: H14843165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
COCA-COLA COMPANY, THE MEETING DATE: APR 21, 2010 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Cathleen P. Black | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Alexis M. Herman | Management | For | For |
6 | Elect Director Muhtar Kent | Management | For | For |
7 | Elect Director Donald R. Keough | Management | For | For |
8 | Elect Director Maria Elena Lagomasino | Management | For | For |
9 | Elect Director Donald F. McHenry | Management | For | For |
10 | Elect Director Sam Nunn | Management | For | For |
11 | Elect Director James D. Robinson III | Management | For | For |
12 | Elect Director Peter V. Ueberroth | Management | For | For |
13 | Elect Director Jacob Wallenberg | Management | For | For |
14 | Elect Director James B. Williams | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director W. Larry Cash | Management | For | For |
3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 12, 2010 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | For |
1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Ruth R. Harkin | Management | For | For |
1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Robert A. Niblock | Management | For | For |
1.9 | Elect Director Harald J. Norvik | Management | For | For |
1.10 | Elect Director William K. Reilly | Management | For | For |
1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
1.13 | Elect Director Kathryn C. Turner | Management | For | For |
1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CONSTELLATION BRANDS, INC. MEETING DATE: JUL 23, 2009 | ||||
TICKER: STZ SECURITY ID: 21036P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry A. Fromberg | Management | For | For |
1.2 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.3 | Elect Director James A. Locke III | Management | For | For |
1.4 | Elect Director Peter M. Perez | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
1.4 | Elect Director Oscar Munoz | Management | For | For |
1.5 | Elect Director Laurence E. Simmons | Management | For | For |
1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
1.7 | Elect Director Karen Hastie Williams | Management | For | For |
1.8 | Elect Director Ronald B. Woodard | Management | For | For |
1.9 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director William H. Joyce | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director Terrence Murray | Management | For | For |
9 | Elect Director C.A. Lance Piccolo | Management | For | For |
10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
11 | Elect Director Thomas M. Ryan | Management | For | For |
12 | Elect Director Richard J. Swift | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
D.R. HORTON, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 25, 2009 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.7 | Elect Director Senator Connie Mack III | Management | For | For |
1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Michael D. Rose | Management | For | For |
1.11 | Elect Director Maria A. Sastre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEAN FOODS COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom C. Davis | Management | For | For |
1.2 | Elect Director Gregg L. Engles | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 8, 2010 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Paul Polman | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Adams | Management | For | Against |
2 | Elect Director Terence D. Martin | Management | For | Against |
3 | Elect Director Ronald G. Rogers | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director William P. Montague | Management | For | For |
1.7 | Elect Director Joseph C. Scodari | Management | For | For |
1.8 | Elect Director William F. Spengler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 19, 2010 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.C. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FMC CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
1.4 | Elect Director William G. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian W. Telfer as Director | Management | For | For |
1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
1.4 | Elect John P. Bell as Director | Management | For | For |
1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
1.7 | Elect Peter J. Dey as Director | Management | For | For |
1.8 | Elect P. Randy Reifel as Director | Management | For | For |
1.9 | Elect A. Dan Rovig as Director | Management | For | For |
1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Community - Environment Impact | Shareholder | Against | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
HANESBRANDS INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry H. Beracha | Management | For | For |
1.2 | Elect Director Brian A. Bernasek | Management | For | For |
1.3 | Elect Director Robert F. End | Management | For | For |
1.4 | Elect Director George W. Tamke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HUMANA INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Jones, Jr. | Management | For | For |
2 | Elect Director Frank A. D'Amelio | Management | For | For |
3 | Elect Director W. Roy Dunbar | Management | For | For |
4 | Elect Director Kurt J. Hilzinger | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Elect Director W. Ann Reynolds | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ING GROEP NV MEETING DATE: NOV 25, 2009 | ||||
TICKER: IBLGF SECURITY ID: NL0000303600 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2a | Receive Announcements on Strategy (non-voting) | Management | None | None |
2b | Approve Strategy Change Re: Divestment from Insurance Operations | Management | For | For |
3 | Grant Board Authority to Issue Shares for un Amount Up to EUR 7,500,000,000 | Management | For | For |
4 | Close Meeting | Management | None | None |
ING GROEP NV MEETING DATE: APR 27, 2010 | ||||
TICKER: INGA SECURITY ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
5a | Discussion of Management Board Profile | Management | None | None |
5b | Discussion of Supervisory Board Profile | Management | None | None |
5c | Approve Company's Corporate Governance Structure | Management | For | Against |
5d | Discussion on Depositary Receipt Structure | Management | None | None |
6 | Receive Explanation on Company's Corporate Responsibility Performance | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | For |
7b | Approve Discharge of Supervisory Board | Management | For | For |
8 | Reelect P.C. Klaver to Supervisory Board | Management | For | For |
9a | Grant Board Authority to Issue Shares up to 8.44 Percent of the Authorized Share Capital and Include or Exclude Preemptive Rights | Management | For | For |
9b | Grant Board Authority to Issue Shares up to 6.4 Percent of the Authorized Share Capital in Case of Takeover/Merger and Include or Exclude Preemptive Rights | Management | For | For |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Regarding the Restructuring of the Company's Capital | Management | For | For |
11 | Any Other Businesss and Close Meeting | Management | None | None |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. J. P. Belda | Management | For | For |
2 | Elect Director C. Black | Management | For | For |
3 | Elect Director W. R. Brody | Management | For | For |
4 | Elect Director K. I. Chenault | Management | For | For |
5 | Elect Director M. L. Eskew | Management | For | For |
6 | Elect Director S. A. Jackson | Management | For | For |
7 | Elect Director A. N. Liveris | Management | For | For |
8 | Elect Director W. J. McNerney, Jr. | Management | For | For |
9 | Elect Director T. Nishimuro | Management | For | For |
10 | Elect Director J. W. Owens | Management | For | For |
11 | Elect Director S. J. Palmisano | Management | For | For |
12 | Elect Director J. E. Spero | Management | For | For |
13 | Elect Director S. Taurel | Management | For | For |
14 | Elect Director L. H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INVESCO LTD. (FORMERLY INVESCO PLC) MEETING DATE: MAY 18, 2010 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph R. Canion as Director | Management | For | For |
1.2 | Elect Edward P. Lawrence as Director | Management | For | For |
1.3 | Elect James I. Robertson as Director | Management | For | For |
1.4 | Elect Phoebe A. Wood as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director Dennis R. Beresford | Management | For | For |
3 | Elect Director John F. Bergstrom | Management | For | For |
4 | Elect Director Abelardo E. Bru | Management | For | For |
5 | Elect Director Robert W. Decherd | Management | For | For |
6 | Elect Director Thomas J. Falk | Management | For | For |
7 | Elect Director Mae C. Jemison, M.D. | Management | For | For |
8 | Elect Director James M. Jenness | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KRAFT FOODS INC MEETING DATE: MAY 18, 2010 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Lois D. Juliber | Management | For | For |
4 | Elect Director Mark D. Ketchum | Management | For | For |
5 | Elect Director Richard A. Lerner | Management | For | For |
6 | Elect Director Mackey J. McDonald | Management | For | For |
7 | Elect Director John C. Pope | Management | For | For |
8 | Elect Director Fredric G. Reynolds | Management | For | For |
9 | Elect Director Irene B. Rosenfeld | Management | For | For |
10 | Elect Director J.F. Van Boxmeer | Management | For | For |
11 | Elect Director Deborah C. Wright | Management | For | For |
12 | Elect Director Frank G. Zarb | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINCOLN NATIONAL CORP. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LORILLARD, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virgis W. Colbert | Management | For | For |
1.2 | Elect Director Richard W. Roedel | Management | For | For |
1.3 | Elect Director David H. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LUBRIZOL CORPORATION, THE MEETING DATE: APR 27, 2010 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director James L. Hambrick | Management | For | For |
1.3 | Elect Director Gordon D. Harnett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
MACERICH COMPANY, THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director Edward C. Coppola | Management | For | For |
3 | Elect Director James S. Cownie | Management | For | For |
4 | Elect Director Fred S. Hubbell | Management | For | For |
5 | Elect Director Mason G. Ross | Management | For | For |
6 | Elect Director Dr. William P. Sexton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
1.6 | Elect Director William D. Watkins | Management | For | Withhold |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Elect Director John Marren | Management | For | For |
3 | Elect Director William E. Stevens | Management | For | For |
4 | Elect Director James B. Williams | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Other Business | Management | For | Against |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: JUN 2, 2010 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John E. Cleghorn | Management | For | For |
1.2 | Elect Directors Charles M. Herington | Management | For | For |
1.3 | Elect Directors David P. O'Brien | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
MOSAIC CO MEETING DATE: OCT 8, 2009 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NBTY, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: NTY SECURITY ID: 628782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ashner | Management | For | For |
1.2 | Elect Director Glenn Cohen | Management | For | For |
1.3 | Elect Director Arthur Rudolph | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Junichi Ujiie | Management | For | For |
1.2 | Elect Director Kenichi Watanabe | Management | For | For |
1.3 | Elect Director Takumi Shibata | Management | For | For |
1.4 | Elect Director Masanori Itatani | Management | For | For |
1.5 | Elect Director Masanori Nishimatsu | Management | For | For |
1.6 | Elect Director Haruo Tsuji | Management | For | For |
1.7 | Elect Director Hajime Sawabe | Management | For | For |
1.8 | Elect Director Tsuguoki Fujinuma | Management | For | For |
1.9 | Elect Director Hideaki Kubori | Management | For | For |
1.10 | Elect Director Masahiro Sakane | Management | For | For |
1.11 | Elect Director Colin Marshall | Management | For | For |
1.12 | Elect Director Clara Furse | Management | For | For |
NORTHERN TRUST CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director John W. Rowe | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director William D. Smithburg | Management | For | For |
1.11 | Elect Director Enrique J. Sosa | Management | For | For |
1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.13 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
1.4 | Elect Director Thomas L. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 6, 2009 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 13, 2009 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth I. Chenault | Management | For | For |
2 | Elect Director Scott D. Cook | Management | For | For |
3 | Elect Director Rajat K. Gupta | Management | For | For |
4 | Elect Director A.G. Lafley | Management | For | For |
5 | Elect Director Charles R. Lee | Management | For | For |
6 | Elect Director Lynn M. Martin | Management | For | For |
7 | Elect Director Robert A. McDonald | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Johnathan A. Rodgers | Management | For | For |
10 | Elect Director Ralph Snyderman | Management | For | For |
11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
12 | Elect Director Patricia A. Woertz | Management | For | For |
13 | Elect Director Ernesto Zedillo | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Code of Regulations | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | Against |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 20, 2010 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 19, 2010 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Hannah | Management | For | For |
1.2 | Elect Director Mark V. Kaminski | Management | For | For |
1.3 | Elect Director Gregg J. Mollins | Management | For | For |
1.4 | Elect Director Andrew G. Sharkey, III | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William F. Hecht as Director | Management | For | For |
1.2 | Elect Henry Klehm, Iii as Director | Management | For | For |
1.3 | Elect Ralph B. Levy as Director | Management | For | For |
1.4 | Elect Nicholas L. Trivisonno as Director | Management | For | For |
2 | Approve 2010 Perfomance-Based Equity Incentive Plan | Management | For | For |
3 | Amend 2001 Stock Incentive Plan | Management | For | For |
4 | Approve Employee Stock Purchase Plan | Management | For | For |
5 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 18, 2010 | ||||
TICKER: RDSA SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Charles Holliday as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | Against |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
8 | Re-elect Wim Kok as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Approve Scrip Dividend Scheme | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Adopt New Articles of Association | Management | For | For |
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
SAFEWAY INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Paul Hazen | Management | For | For |
5 | Elect Director Frank C. Herringer | Management | For | For |
6 | Elect Director Kenneth W. Oder | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannon | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 12, 2010 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Donald E. Felsinger | Management | For | For |
3 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
4 | Elect Director William D. Jones | Management | For | For |
5 | Elect Director William G. Ouchi | Management | For | For |
6 | Elect Director Carlos Ruiz | Management | For | For |
7 | Elect Director William C. Rusnack | Management | For | For |
8 | Elect Director William P. Rutledge | Management | For | For |
9 | Elect Director Lynn Schenk | Management | For | For |
10 | Elect Director Neal E. Schmale | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SIEMENS AG MEETING DATE: JAN 26, 2010 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4a | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2008/2009 | Management | For | For |
4b | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2008/2009 | Management | For | For |
4c | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2008/2009 | Management | For | For |
4d | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2008/2009 | Management | For | For |
4e | Approve Discharge of Management Board Member Barbara Kux for Fiscal 2008/2009 | Management | For | For |
4f | Approve Discharge of Management Board Member Jim Reid-Anderson for Fiscal 2008/2009 | Management | For | For |
4g | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2008/2009 | Management | For | For |
4h | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2008/2009 | Management | For | For |
4i | Approve Discharge of Management Board Member Peter Solmssen for Fiscal 2008/2009 | Management | For | For |
5a | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2008/2009 | Management | For | For |
5b | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2008/2009 | Management | For | For |
5c | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2008/2009 | Management | For | For |
5d | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2008/2009 | Management | For | For |
5e | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2008/2009 | Management | For | For |
5f | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2008/2009 | Management | For | For |
5g | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2008/2009 | Management | For | For |
5h | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2008/2009 | Management | For | For |
5i | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2008/2009 | Management | For | For |
5j | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2008/2009 | Management | For | For |
5k | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2008/2009 | Management | For | For |
5l | Approve Discharge of Supervisory Board Member Hans-Juergen Hartung for Fiscal 2008/2009 | Management | For | For |
5m | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2008/2009 | Management | For | For |
5n | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2008/2009 | Management | For | For |
5o | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 | Management | For | For |
5p | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2008/2009 | Management | For | For |
5q | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2008/2009 | Management | For | For |
5r | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2008/2009 | Management | For | For |
5s | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2008/2009 | Management | For | For |
5t | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2008/2009 | Management | For | For |
5u | Approve Discharge of Supervisory Board Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 | Management | For | For |
5v | Approve Discharge of Supervisory Board Member Sibylle Wankel for Fiscal 2008/2009 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7a | Ratify Ernst & Young GmbH as Auditors for Fiscal 2009/2010 | Management | For | For |
7b | Ratify Ernst & Young GmbH as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital when Repurchasing Shares | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Convocation of, Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12a | Approve Settlement Agreement Between Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 | Management | For | For |
12b | Approve Settlement Agreement Between Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 | Management | For | For |
12c | Approve Settlement Agreement Between Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 | Management | For | For |
12d | Approve Settlement Agreement Between Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 | Management | For | For |
12e | Approve Settlement Agreement Between Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 | Management | For | For |
12f | Approve Settlement Agreement Between Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 | Management | For | For |
12g | Approve Settlement Agreement Between Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 | Management | For | For |
12h | Approve Settlement Agreement Between Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 | Management | For | For |
12i | Approve Settlement Agreement Between Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 | Management | For | For |
13 | Approve Settlement Between Siemens AG and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 | Management | For | For |
14 | Approve Amendments to Remuneration of Supervisory Board | Shareholder | Against | Against |
15 | Amend Corporate Purpose | Shareholder | Against | Against |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STATE STREET CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | Against |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | Against |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | Against |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Logue | Management | For | For |
11 | Elect Director R. Sergel | Management | For | Against |
12 | Elect Director R. Skates | Management | For | For |
13 | Elect Director G. Summe | Management | For | For |
14 | Elect Director R. Weissman | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Pay Disparity | Shareholder | Against | Against |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Teisuke Kitayama | Management | For | For |
3.2 | Elect Director Wataru Ohara | Management | For | For |
3.3 | Elect Director Hideo Shimada | Management | For | For |
3.4 | Elect Director Junsuke Fujii | Management | For | For |
3.5 | Elect Director Koichi Miyata | Management | For | For |
3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
SUNCOR ENERGY INC MEETING DATE: MAY 4, 2010 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Brian A. Canfield | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director John T. Ferguson | Management | For | For |
1.5 | Elect Director W. Douglas Ford | Management | For | For |
1.6 | Elect Director Richard L. George | Management | For | For |
1.7 | Elect Director Paul Haseldonckx | Management | For | For |
1.8 | Elect Director John R. Huff | Management | For | For |
1.9 | Elect Director Jacques Lamarre | Management | For | For |
1.10 | Elect Director Brian F. MacNeill | Management | For | For |
1.11 | Elect Director Maureen McCaw | Management | For | For |
1.12 | Elect Director Michael W. O'Brien | Management | For | For |
1.13 | Elect Director James W. Simpson | Management | For | For |
1.14 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary W. Edwards | Management | For | For |
1.2 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.4 | Elect Director Rosemarie B. Greco | Management | For | For |
1.5 | Elect Director John P. Jones, III | Management | For | For |
1.6 | Elect Director James G. Kaiser | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director John K. Wulff | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TERRA INDUSTRIES INC. MEETING DATE: NOV 20, 2009 | ||||
TICKER: TRA SECURITY ID: 880915103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Martha O. Hesse | Management | For | For |
1.2 | Elect Director Dennis McGlone | Management | For | For |
1.3 | Elect Director Henry R. Slack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director John N. Lilly | Shareholder | For | None |
1.2 | Elect Director David A. Wilson | Shareholder | For | None |
1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | None |
2 | Ratify Auditors | Management | For | None |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOTAL SA MEETING DATE: MAY 21, 2010 | ||||
TICKER: FP SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Thierry Desmarest as Director | Management | For | For |
8 | Reelect Thierry de Rudder as Director | Management | For | For |
9 | Elect Gunnar Brock as Director | Management | For | For |
10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Management | For | For |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | For |
12 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Management | Against | For |
13 | Reelect Ernst & Young Audit as Auditor | Management | For | For |
14 | Reelect KPMG Audit as Auditor | Management | For | For |
15 | Ratify Auditex as Alternate Auditor | Management | For | For |
16 | Ratify KPMG Audit I.S. as Alternate Auditor | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
A | Amend Article 9 of Bylaws Re: Mutual Fund | Shareholder | Against | Against |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 4, 2010 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | For |
1.2 | Elect Director John H. Dasburg | Management | For | For |
1.3 | Elect Director Janet M. Dolan | Management | For | For |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Lawrence G. Graev | Management | For | For |
1.7 | Elect Director Patricia L. Higgins | Management | For | For |
1.8 | Elect Director Thomas R. Hodgson | Management | For | For |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1.10 | Elect Director Blythe J. McGarvie | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody G. Miller | Management | For | For |
1.2 | Elect Director John C. Plant | Management | For | For |
1.3 | Elect Director Neil P. Simpkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
UBS AG MEETING DATE: APR 14, 2010 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | Management | For | Did Not Vote |
3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | Management | For | Did Not Vote |
3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Management | For | Did Not Vote |
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
5.1b | Reelect Sally Bott as Director | Management | For | Did Not Vote |
5.1c | Reelect Michel Demare as Director | Management | For | Did Not Vote |
5.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
5.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
5.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
5.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
5.1h | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
5.1i | Reelect William Parrett as Director | Management | For | Did Not Vote |
5.1j | Reelect David Sidwell as Director | Management | For | Did Not Vote |
5.2 | Elect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
5.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 20, 2010 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Michael Caulfield | Management | For | For |
2 | Elect Director Ronald E. Goldsberry | Management | For | For |
3 | Elect Director Kevin T. Kabat | Management | For | For |
4 | Elect Director Michael J. Passarella | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruben M. Escobedo | Management | For | For |
2 | Elect Director Bob Marbut | Management | For | For |
3 | Elect Director Robert A. Profusek | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Rainforest Sustainability | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
1.5 | Elect Director Roger H. Moore | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director Louis A. Simpson | Management | For | For |
1.8 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Sandra O. Moose | Management | For | For |
5 | Elect Director Joseph Neubauer | Management | For | For |
6 | Elect Director Donald T. Nicolaisen | Management | For | For |
7 | Elect Director Thomas H. O'Brien | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director John R. Stafford | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Performance-Based Equity Awards | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
VODAFONE GROUP PLC MEETING DATE: JUL 28, 2009 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Sir John Bond as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Simon Murray as Director | Management | For | For |
12 | Elect Stephen Pusey as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | Management | For | For |
21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | Management | For | For |
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Steven S. Reinemund | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend Sharesave Plan | Management | For | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Report on Political Contributions | Shareholder | Against | Abstain |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
WATSON PHARMACEUTICALS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: WPI SECURITY ID: 942683103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Bisaro | Management | For | Withhold |
1.2 | Elect Director Christopher W. Bodine | Management | For | Withhold |
1.3 | Elect Director Michel J. Feldman | Management | For | Withhold |
1.4 | Elect Director Fred G. Weiss | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Mauriello as Director | Management | For | For |
1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
1.3 | Elect Clayton S. Rose as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
1.2 | Adjourn Special Scheme Meeting | Management | For | For |
2 | Approve Distributable Reserves Proposal | Management | For | For |
3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
4 | Change Company Name to XL Group Ltd. | Management | For | For |
5 | Adjourn Extraordinary General Meeting | Management | For | For |
XTO ENERGY INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TELECOM AND UTILITIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORP. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
1.4 | Elect Director Judith D. Pyle | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 7, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Class L Shares | Management | For | Abstain |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
AMERICA MOVIL, S.A.B. DE C.V. MEETING DATE: MAR 17, 2010 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Carry Out Operations that Represent 20 Percent or More of the Assets of the Consolidated Group, in Compliance with Clause 17 of Company Bylaws and Article 47 of the Mexican Stock Exchange Law | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director James F. Cordes | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Morris | Management | For | For |
1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
1.10 | Elect Director Richard L. Sandor | Management | For | For |
1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director John F. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director William J. Patterson | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director Derrill Cody | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director David M. McClanahan | Management | For | For |
6 | Elect Director Robert T. O Connell | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R.A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
COGENT COMMUNICATIONS GROUP, INC. MEETING DATE: APR 15, 2010 | ||||
TICKER: CCOI SECURITY ID: 19239V302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | For |
1.4 | Elect Director Timothy Weingarten | Management | For | For |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | For |
1.7 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
DIRECTV MEETING DATE: NOV 19, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Voting and Right of First Refusal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director Richard D. McLellan | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
1.6 | Elect Director Lee C. Stewart | Management | For | For |
1.7 | Elect Director Joseph L. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NII HOLDINGS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Dussek | Management | For | For |
1.2 | Elect Director Donald Guthrie | Management | For | For |
1.3 | Elect Director Steven M. Shindler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
NV ENERGY, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Kennedy | Management | For | For |
1.2 | Elect Director John F. O'Reilly | Management | For | For |
1.3 | Elect Director Michael W. Yackira | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ONEOK, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director David L. Kyle | Management | For | For |
6 | Elect Director Bert H. Mackie | Management | For | For |
7 | Elect Director Jim W. Mogg | Management | For | For |
8 | Elect Director Pattye L. Moore | Management | For | For |
9 | Elect Director Gary D. Parker | Management | For | For |
10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
11 | Elect Director Gerald B. Smith | Management | For | For |
12 | Elect Director David J. Tippeconnic | Management | For | For |
13 | Ratify Auditors | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | Withhold |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | Withhold |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Pamela Grant | Management | For | Withhold |
1.7 | Elect Director Roy A. Herberger, Jr. | Management | For | Withhold |
1.8 | Elect Director Humberto S. Lopez | Management | For | Withhold |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director W. Douglas Parker | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward A. Mueller | Management | For | For |
2 | Elect Director Charles L. Biggs | Management | For | For |
3 | Elect Director K. Dane Brooksher | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director R. David Hoover | Management | For | For |
6 | Elect Director Patrick J. Martin | Management | For | For |
7 | Elect Director Caroline Matthews | Management | For | For |
8 | Elect Director Wayne W. Murdy | Management | For | For |
9 | Elect Director Jan L. Murley | Management | For | For |
10 | Elect Director Michael J. Roberts | Management | For | For |
11 | Elect Director James A. Unruh | Management | For | For |
12 | Elect Director Anthony Welters | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Performance-Based Equity Awards | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
SOUTHERN COMPANY, THE MEETING DATE: MAY 26, 2010 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark III | Management | For | For |
1.4 | Elect Director H. W. Habermeyer, Jr. | Management | For | For |
1.5 | Elect Director V. M. Hagen | Management | For | For |
1.6 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.7 | Elect Director D. M. James | Management | For | For |
1.8 | Elect Director J. N. Purcell | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.11 | Elect Director L. D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
SOUTHERN UNION COMPANY MEETING DATE: MAY 5, 2010 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director Michal Barzuza | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | For |
1.5 | Elect Director Frank W. Denius | Management | For | For |
1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.9 | Elect Director George Rountree, III | Management | For | For |
1.10 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TECO ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TE SECURITY ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John B. Ramil | Management | For | For |
2 | Elect Director Tom L. Rankin | Management | For | For |
3 | Elect Director William D. Rockford | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
WISCONSIN ENERGY CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer