UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-03287
New Alternatives Fund
(Exact name of registrant as specified in charter)
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Address of principal executive offices) (Zip code)
David J. Schoenwald, President
New Alternatives Fund
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Name and address of agent for service)
Registrant’s telephone number, including area code: 631-423-7373
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 – June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015
All Accounts
TRUSTPOWER LTD, TAURANGA
| ||||||||
Security: | Q9239W105 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 25-Jul-2014 | ||||||
ISIN | NZTPWE0001S7 | Vote Deadline Date: | 18-Jul-2014 | |||||
Agenda | 705431500 | Management | Total Ballot Shares: | 500000 | ||||
Last Vote Date: | 27-Jun-2014 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE FEES AND EXPENSES OF PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR | For | None | 500000 | 0 | 0 | 0 | |||||||||||||||
2 | RE-ELECT RH AITKEN AS A DIRECTOR OF THE COMPANY | For | None | 500000 | 0 | 0 | 0 | |||||||||||||||
3 | RE-ELECT MJ COONEY AS A DIRECTOR OF THE COMPANY | For | None | 500000 | 0 | 0 | 0 | |||||||||||||||
4 | THAT ACQUISITIONS BY THE COMPANY OF UP TO AN AGGREGATE OF 5 MILLION OF THE COMPANY’S SHARES, BEING LESS THAN 2PCT OF THE TOTAL NUMBER OF ITS SHARES, BY WAY OF OFFERS MADE THROUGH NZX’S ORDER MATCHING MARKET DURING THE PERIOD OF THIRTY-SIX MONTHS FOLLOWING THE ANNUAL MEETING (THE DEFINED SHARE BUYBACK PROGRAMME), AS MORE FULLY EXPLAINED IN EXPLANATORY NOTE 2 CONTAINED IN THE NOTICE OF ANNUAL MEETING, BE APPROVED | For | None | 500000 | 0 | 0 | 0 |
CREE, INC.
| ||||||||
Security: | 225447101 | Meeting Type: | Annual | |||||
Ticker: | CREE | Meeting Date: | 28-Oct-2014 | |||||
ISIN | US2254471012 | Vote Deadline Date: | 27-Oct-2014 | |||||
Agenda | 934074802 | Management | Total Ballot Shares: | 100000 | ||||
Last Vote Date: | 18-Sep-2014 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | DIRECTOR | For | None | |||||||||||||
1 CHARLES M. SWOBODA | 100000 | 0 | 0 | 0 | ||||||||||||
2 CLYDE R. HOSEIN | 100000 | 0 | 0 | 0 | ||||||||||||
3 ROBERT A. INGRAM | 100000 | 0 | 0 | 0 | ||||||||||||
4 FRANCO PLASTINA | 100000 | 0 | 0 | 0 | ||||||||||||
5 JOHN B. REPLOGLE | 100000 | 0 | 0 | 0 | ||||||||||||
6 ALAN J. RUUD | 100000 | 0 | 0 | 0 | ||||||||||||
7 ROBERT L. TILLMAN | 100000 | 0 | 0 | 0 | ||||||||||||
8 THOMAS H. WERNER | 100000 | 0 | 0 | 0 | ||||||||||||
9 ANNE C. WHITAKER | 100000 | 0 | 0 | 0 | ||||||||||||
2 | APPROVAL OF AMENDMENT TO THE 2013 LONG-TERM INCENTIVE COMPENSATION PLAN. | For | None | 0 | 100000 | 0 | 0 | |||||||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 28, 2015. | For | None | 100000 | 0 | 0 | 0 | |||||||||
4 | ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | None | 100000 | 0 | 0 | 0 |
JOHNSON CONTROLS, INC.
| ||||||||
Security: | 478366107 | Meeting Type: | Annual | |||||
Ticker: | JCI | Meeting Date: | 28-Jan-2015 | |||||
ISIN | US4783661071 | Vote Deadline Date: | 27-Jan-2015 | |||||
Agenda | 934108603 | Management | Total Ballot Shares: | 165000 | ||||
Last Vote Date: | 16-Dec-2014 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | DIRECTOR | For | None | |||||||||||||
1 NATALIE A. BLACK | 165000 | 0 | 0 | 0 | ||||||||||||
2 RAYMOND L. CONNER | 165000 | 0 | 0 | 0 | ||||||||||||
3 RICHARD GOODMAN | 165000 | 0 | 0 | 0 | ||||||||||||
4 WILLIAM H. LACY | 165000 | 0 | 0 | 0 | ||||||||||||
5 ALEX A. MOLINAROLI | 165000 | 0 | 0 | 0 | ||||||||||||
6 MARK P. VERGNANO | 165000 | 0 | 0 | 0 | ||||||||||||
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2015. | For | None | 165000 | 0 | 0 | 0 | |||||||||
3 | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 0 | 165000 | 0 | 0 |
ABENGOA SA, SEVILLA
| ||||||||
Security: | E0002V203 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 28-Mar-2015 | ||||||
ISIN | ES0105200002 | Vote Deadline Date: | 24-Mar-2015 | |||||
Agenda | 705850647 | Management | Total Ballot Shares: | 2250000 | ||||
Last Vote Date: | 27-Feb-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | ANNUAL ACCOUNTS APPROVAL | For | None | 2250000 | 0 | 0 | 0 | |||||||||
2 | APPLICATION OF RESULTS 2014 | For | None | 2250000 | 0 | 0 | 0 | |||||||||
3 | DIRECTORS MANAGEMENT APPROVAL | For | None | 2250000 | 0 | 0 | 0 | |||||||||
4 | RE-ELECTION OF DIRECTOR: MANUEL SANCHEZ ORTEGA | For | None | 2250000 | 0 | 0 | 0 | |||||||||
5 | RE-ELECTION OF DIRECTOR: CARLOS SUNDHEIM LOSADA | For | None | 2250000 | 0 | 0 | 0 | |||||||||
6 | RE-ELECTION OF DIRECTOR: MARIA TERESA BENJUMEA LLORENTE | For | None | 2250000 | 0 | 0 | 0 | |||||||||
7 | RE-ELECTION OF DIRECTOR: IGNACIO SOLIS GUARDIOLA | For | None | 2250000 | 0 | 0 | 0 |
8 | RE-ELECTION OF DIRECTOR: FERNANDO SOLIS MARTINEZ CAMPOS | For | None | 2250000 | 0 | 0 | 0 | |||||||
9 | RE-ELECTION OF DIRECTOR: ANTOIO FORNIELES MELERO | For | None | 2250000 | 0 | 0 | 0 | |||||||
10 | RE-ELECTION OF AUDITORS | For | None | 2250000 | 0 | 0 | 0 | |||||||
11 | BY LAWS ART AMENDMENT: ART 2, 4 | For | None | 2250000 | 0 | 0 | 0 | |||||||
12 | BY LAWS ART AMENDMENT: ART 6, 10, 11, 12, 13, 15, 16, 17 | For | None | 2250000 | 0 | 0 | 0 | |||||||
13 | BY LAWS ART AMENDMENT: ART 20, 21, 23, 24, 25, 27, 28, 29, 30, 31, 32, 33 | For | None | 2250000 | 0 | 0 | 0 | |||||||
14 | BY LAWS ART AMENDMENT: ART 39, 40, 41, 42, 43, 44, 44BIS | For | None | 2250000 | 0 | 0 | 0 | |||||||
15 | BY LAWS ART AMENDMENT: ART 46 | For | None | 2250000 | 0 | 0 | 0 | |||||||
16 | BY LAWS ART AMENDMENT: ART 47, 48, 50, 51 | For | None | 2250000 | 0 | 0 | 0 | |||||||
17 | BY LAWS ART AMENDMENT: ART 52, 53 | For | None | 2250000 | 0 | 0 | 0 | |||||||
18 | BY LAWS ART AMENDMENT: TEXT | For | None | 2250000 | 0 | 0 | 0 | |||||||
19 | CAPITAL COMPANY ACT | For | None | 2250000 | 0 | 0 | 0 | |||||||
20 | ANNUAL REPORT ON REMUNERATION FOR DIRECTORS | For | None | 2250000 | 0 | 0 | 0 | |||||||
21 | REMUNERATION FOR DIRECTOR: SET UP MAXIMUM REMUNERATION | For | None | 2250000 | 0 | 0 | 0 | |||||||
22 | REMUNERATION FOR DIRECTOR: REMUNERATION FOR DIRECTORS | For | None | 2250000 | 0 | 0 | 0 | |||||||
23 | MEETING CALL | For | None | 2250000 | 0 | 0 | 0 | |||||||
24 | CAPITAL INCREASE | For | None | 2250000 | 0 | 0 | 0 | |||||||
25 | DELEGATION OF FACULTIES TO ISSUE FIXED RATE SECURITIES | For | None | 2250000 | 0 | 0 | 0 | |||||||
26 | OWN SHS ACQUISITION AUTHORISATION | For | None | 2250000 | 0 | 0 | 0 | |||||||
27 | REGULATION OF BOARD MEMBERS APPROVAL | For | None | 2250000 | 0 | 0 | 0 | |||||||
28 | DELEGATION OF FACULTIES TO EXECUTE ADOPTED AGREEMENTS | For | None | 2250000 | 0 | 0 | 0 | |||||||
29 | SHAREHOLDERS HOLDING LESS THAN “375” SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING. | None | None | Non Voting | ||||||||||
30 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 MAR 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | ||||||||||
31 | 02 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM AGM TO OGM AND MODIFICATION IN TEXT OF RESOLUTION 4.4 AND 4.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting |
VESTAS WIND SYSTEMS A/S, AARHUS
| ||||||||
Security: | K9773J128 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 30-Mar-2015 | ||||||
ISIN | DK0010268606 | Vote Deadline Date: | 19-Mar-2015 | |||||
Agenda | 705863769 | Management | Total Ballot Shares: | 200000 | ||||
Last Vote Date: | 06-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||||||||||||
2 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | None | None | Non Voting | ||||||||||||||||||
3 | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. | None | None | Non Voting | ||||||||||||||||||
4 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “4.A TO 4.H AND 6”. THANK YOU. | None | None | Non Voting | ||||||||||||||||||
5 | THE BOARD OF DIRECTORS’ REPORT | None | None | Non Voting | ||||||||||||||||||
6 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | For | None | 200000 | 0 | 0 | 0 |
�� 7 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF DKK 3.90 PER SHARE IS PAID OUT FOR 2014 | For | None | 200000 | 0 | 0 | 0 | |||||||
8 | RE-ELECTION OF BERT NORDBERG AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
9 | RE-ELECTION OF CARSTEN BJERG AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
10 | RE-ELECTION OF EIJA PITKANEN AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
11 | RE-ELECTION OF HENRIK ANDERSEN AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
12 | RE-ELECTION OF HENRY STENSON AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
13 | RE-ELECTION OF LARS JOSEFSSON AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
14 | RE-ELECTION OF LYKKE FRIIS AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
15 | ELECTION OF TORBEN BALLEGAARD SORENSEN AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 200000 | 0 | 0 | 0 | |||||||
16 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2014 | For | None | 200000 | 0 | 0 | 0 | |||||||
17 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2015 | For | None | 200000 | 0 | 0 | 0 | |||||||
18 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | For | None | 200000 | 0 | 0 | 0 | |||||||
19 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 4(4) OF THE ARTICLES OF ASSOCIATION- ANNOUNCEMENT OF THE CONVENING FOR A GENERAL MEETING | For | None | 200000 | 0 | 0 | 0 | |||||||
20 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 10(1) OF THE ARTICLES OF ASSOCIATION- AUTHORITY TO BIND THE COMPANY | For | None | 200000 | 0 | 0 | 0 | |||||||
21 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | For | None | 200000 | 0 | 0 | 0 | |||||||
22 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF THE GENERAL GUIDELINES FOR INCENTIVE PAY OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | For | None | 0 | 0 | 200000 | 0 | |||||||
23 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO ACQUIRE TREASURY SHARES | For | None | 200000 | 0 | 0 | 0 | |||||||
24 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | For | None | 200000 | 0 | 0 | 0 | |||||||
25 | ANY OTHER BUSINESS | None | None | Non Voting | ||||||||||
26 | 09 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting |
FUELCELL ENERGY, INC.
| ||||||||
Security: | 35952H106 | Meeting Type: | Annual | |||||
Ticker: | FCEL | Meeting Date: | 02-Apr-2015 | |||||
ISIN | US35952H1068 | Vote Deadline Date: | 01-Apr-2015 | |||||
Agenda | 934126586 | Management | Total Ballot Shares: | 400000 | ||||
Last Vote Date: | 23-Feb-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | DIRECTOR | For | None | |||||||||||||||||||
1 ARTHUR A. BOTTONE | 400000 | 0 | 0 | 0 | ||||||||||||||||||
2 RICHARD A. BROMLEY | 400000 | 0 | 0 | 0 | ||||||||||||||||||
3 J.H. ENGLAND | 400000 | 0 | 0 | 0 | ||||||||||||||||||
4 WILLIAM A. LAWSON | 400000 | 0 | 0 | 0 | ||||||||||||||||||
5 JOHN A. ROLLS | 400000 | 0 | 0 | 0 | ||||||||||||||||||
6 CHRISTOPHER S. SOTOS | 400000 | 0 | 0 | 0 | ||||||||||||||||||
7 TOGO DENNIS WEST, JR. | 400000 | 0 | 0 | 0 | ||||||||||||||||||
2 | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | For | None | 400000 | 0 | 0 | 0 | |||||||||||||||
3 | TO AMEND THE FUELCELL ENERGY, INC. AMENDED AND RESTATED ARTICLES OF INCORPORATION INCREASING ITS AUTHORIZED COMMON STOCK FROM 400,000,000 TO 475,000,000 SHARES. | For | None | 400000 | 0 | 0 | 0 | |||||||||||||||
4 | TO AMEND THE FUELCELL ENERGY, INC. AMENDED AND RESTATED SECTION 423 EMPLOYEE STOCK PURCHASE PLAN, INCREASING THE NUMBER OF SHARES RESERVED FOR ISSUANCE FROM 1,900,000 TO 2,900,000. | For | None | 400000 | 0 | 0 | 0 | |||||||||||||||
5 | TO AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT A REVERSE STOCK SPLIT AND PROPORTIONATELY REDUCE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK IN CONNECTION WITH A REVERSE STOCK SPLIT (SUCH AUTHORIZATION TO EXPIRE ON APRIL 2, 2016). | For | None | 400000 | 0 | 0 | 0 |
EDP RENOVAVEIS, SA, OVIEDO
| ||||||||
Security: | E3847K101 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 09-Apr-2015 | ||||||
ISIN | ES0127797019 | Vote Deadline Date: | 26-Mar-2015 | |||||
Agenda | 705884573 | Management | Total Ballot Shares: | 1350000 | ||||
Last Vote Date: | 13-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 APR 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | ||||||||||||||||||
2 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP RENOVAVEIS, S.A., AS WELL AS THOSE CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
3 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE PROPOSED APPLICATION OF RESULTS AND DISTRIBUTION OF DIVIDENDS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
4 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF EDP RENOVAVEIS, S.A., THE CONSOLIDATED MANAGEMENT REPORT WITH ITS SUBSIDIARIES, AND ITS CORPORATE GOVERNANCE REPORT, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
5 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND PERFORMANCE BY THE BOARD OF DIRECTORS AND ITS EXECUTIVE COMMITTEE DURING THE FISCAL YEAR ENDED DECEMBER 31, 2014 | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
6 | RE-ELECT MR. ANTONIO LUIS GUERRA NUNES MEXIA AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
7 | RE-ELECT MR. JOAO MANUEL MANSO NETO AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
8 | RE-ELECT MR. NUNO MARIA PESTANA DE ALMEIDA ALVES AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
9 | RE-ELECT MR. RUI MANUEL RODRIGUES LOPES TEIXEIRA AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||||||||||
10 | RE-ELECT MR. JOAO PAULO NOGUEIRA DA SOUSA COSTEIRA AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 |
11 | RE-ELECT MR. GABRIEL ALONSO IMAZ AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
12 | RE-ELECT MR. JOAO MANUEL DE MELLO FRANCO AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
13 | RE-ELECT MR. JORGE MANUEL AZEVEDO HENRIQUES DOS SANTOS AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
14 | RE-ELECT MR. JOAO JOSE BELARD DA FONSECA LOPES RAIMUNDO AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
15 | RE-ELECT MR. ANTONIO DO PRANTO NOGUEIRA LEITE AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
16 | RE-ELECT MR. MANUEL MENENDEZ MENENDEZ AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
17 | RE-ELECT MR. GILLES AUGUST AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
18 | RE-ELECT MR. JOSE FERREIRA MACHADO AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
19 | RE-ELECT MR. ACACIO JAIME LIBERADO MOTA PILOTO AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
20 | NOMINATE MRS. FRANCISCA GUEDES DE OLIVEIRA AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
21 | NOMINATE MR. ALLAN J. KATZ AS DIRECTOR FOR THE TERM OF THREE (3) YEARS AS SET IN THE ARTICLES OF ASSOCIATION | For | None | 1350000 | 0 | 0 | 0 | |||||||
22 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 12.3 OF THE ARTICLES OF ASSOCIATION, IN ORDER TO GRANT TO SHAREHOLDERS REPRESENTING AT LEAST 3% OF THE SHARE CAPITAL, THE RIGHT TO REQUEST A CALL FOR A GENERAL SHAREHOLDERS’ MEETING, INSTEAD OF THE 5% REQUIRED BEFORE | For | None | 1350000 | 0 | 0 | 0 |
23 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 14.1 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO REDUCE FROM 7 TO 5 THE NUMBER OF DAYS PRIOR TO THE GENERAL SHAREHOLDERS’ MEETING UNTIL WHICH THE SHAREHOLDERS ARE ENTITLED TO REQUEST TO THE BOARD OF DIRECTORS INFORMATION OR CLARIFICATIONS IN RELATION WITH THE ITEMS INCLUDED IN THE AGENDA | For | None | 0 | 1350000 | 0 | 0 | |||||||
24 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 14.4 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO SET IN A MORE DETAILED FORM, THE CASES IN WHICH THE DIRECTORS ARE ENTITLED NOT TO DISCLOSE THE INFORMATION REQUIRED BY A SHAREHOLDER | For | None | 1350000 | 0 | 0 | 0 | |||||||
25 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 17.2 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO INCLUDE A QUALIFIED QUORUM AT THE GENERAL SHAREHOLDER’S MEETING FOR VALID APPROVAL OF RESOLUTIONS REGARDING THE GLOBAL ASSIGNMENT OF ASSETS AND LIABILITIES, THE TRANSFER OF THE REGISTERED OFFICE ABROAD AND THE ELIMINATION OR LIMITATION OF PRE-EMPTIVE RIGHTS OF NEW SHARES | For | None | 1350000 | 0 | 0 | 0 | |||||||
26 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 17.4 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT IT TO THE NEW REINFORCED MAJORITY REGULATION SET BY THE NEW SPANISH COMPANIES LAW | For | None | 1350000 | 0 | 0 | 0 | |||||||
27 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 24.1 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO SET THAT A BOARD OF DIRECTORS MEETING WILL TAKE PLACE AT LEAST ONCE A QUARTER | For | None | 1350000 | 0 | 0 | 0 | |||||||
28 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 24.7 OF THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO DEFINE THAT THE REPRESENTATION OF NON-EXECUTIVE DIRECTORS CAN ONLY BE DELEGATED IN OTHER NON-EXECUTIVE DIRECTOR | For | None | 1350000 | 0 | 0 | 0 |
29 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION, WITH THE PURPOSE TO ADAPT CERTAIN ARTICLES TO LEY 31/2014 DEL 3 DE DICIEMBRE POR LA QUE SE MODIFICA LA LEY DE SOCIEDADES DE CAPITAL PARA LA MEJORA DE GOBIERNO CORPORATIVO): AMEND ARTICLE 27.2 OF THE ARTICLES OF ASSOCIATION, TO INCLUDE A WIDER LIST OF NON-DELEGABLE POWERS BY THE BOARD OF DIRECTORS | For | None | 1350000 | 0 | 0 | 0 | |||||||
30 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION AND SALE OF OWN SHARES BY EDP RENOVAVEIS, S.A. AND/OR BY OTHER AFFILIATE COMPANIES UP TO A MAXIMUM LIMIT OF 10% | For | None | 1350000 | 0 | 0 | 0 | |||||||
31 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE IN ONE OR MORE OCCASIONS ANY: (I) FIXED INCOME SECURITIES OR OTHER DEBT INSTRUMENTS OF ANALOGOUS NATURE (INCLUDING WITHOUT LIMITATION BONDS AND PROMISSORY NOTES) UP TO THE MAXIMUM AMOUNT PERMITTED BY THE LAW, AS WELL AS (II) FIXED INCOME SECURITIES OR OTHER TYPE OF SECURITIES (WARRANTS INCLUDED) CONVERTIBLE OR EXCHANGEABLE, AT THE BOARD OF DIRECTORS’ DISCRETION, INTO EDP RENOVAVEIS, S.A. SHARES, OR THAT RECOGNIZE, AT THE BOARD OF DIRECTORS’ DISCRETION, THE RIGHT OF SUBSCRIPTION OR ACQUISITION OF SHARES OF EDP RENOVAVEIS, S.A., OR OF OTHER COMPANIES, UP TO A MAXIMUM AMOUNT OF THREE HUNDRED MILLION EUROS (EUR 300.000.000) OR ITS EQUIVALENT IN OTHER CURRENCY. DELEGATION OF POWER WITH THE FACULTY OF SUBSTITUTION, TO ESTABLISH THE CRITERIA TO DETERMINE THE BASES AND CONTD | For | None | 1350000 | 0 | 0 | 0 | |||||||
32 | CONTD METHODS FOR THE CONVERSION OR SUBSCRIPTION OF SHARES AND THE POWER TO INCREASE THE CAPITAL UP TO THE NECESSARY AMOUNT, AS WELL AS, SUBJECT TO THE APPLICABLE LEGISLATION, THE POWER TO EXCLUDE SHAREHOLDER’S PRE-EMPTIVE RIGHTS | None | None | Non Voting |
33 | APPROVAL OF THE REMUNERATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 1350000 | 0 | 0 | 0 | |||||||
34 | REELECTION, AS EXTERNAL AUDITOR OF EDP RENOVAVEIS S.A., OF KPMG AUDITORES, S.L. REGISTERED AT THE OFFICIAL REGISTER OF AUDITORS UNDER NUMBER S0702 AND WITH TAX IDENTIFICATION NUMBER B-78510153, FOR THE YEAR 2015 | For | None | 1350000 | 0 | 0 | 0 | |||||||
35 | DELEGATION OF POWERS FOR THE FORMALIZATION AND IMPLEMENTATION OF ALL RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS’ MEETING, FOR THE EXECUTION OF ANY RELEVANT PUBLIC DEED AND FOR ITS INTERPRETATION, CORRECTION, ADDITION OR DEVELOPMENT IN ORDER TO OBTAIN THE APPROPRIATE REGISTRATIONS | For | None | 1350000 | 0 | 0 | 0 | |||||||
36 | 16 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting |
ABENGOA YIELD PLC
| ||||||||
Security: | G00349103 | Meeting Type: | Consent | |||||
Ticker: | ABY | Meeting Date: | 10-Apr-2015 | |||||
ISIN | GB00BLP5YB54 | Vote Deadline Date: | 09-Apr-2015 | |||||
Agenda | 934139684 | Management | Total Ballot Shares: | 300000 | ||||
Last Vote Date: | 13-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | CONSENT | None | None | 300000 | 0 | 0 | 0 |
OWENS CORNING
| ||||||||
Security: | 690742101 | Meeting Type: | Annual | |||||
Ticker: | OC | Meeting Date: | 16-Apr-2015 | |||||
ISIN | US6907421019 | Vote Deadline Date: | 15-Apr-2015 | |||||
Agenda | 934137666 | Management | Total Ballot Shares: | 225000 | ||||
Last Vote Date: | 13-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | DIRECTOR | For | None | |||||||||||||||||||
1 JAMES J. MCMONAGLE | 225000 | 0 | 0 | 0 | ||||||||||||||||||
2 W. HOWARD MORRIS | 225000 | 0 | 0 | 0 | ||||||||||||||||||
3 SUZANNE P. NIMOCKS | 225000 | 0 | 0 | 0 | ||||||||||||||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | For | None | 225000 | 0 | 0 | 0 | |||||||||||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, 2014 NAMED EXECUTIVE OFFICER COMPENSATION. | For | None | 225000 | 0 | 0 | 0 |
HYFLUX LTD, SINGAPORE
| ||||||||
Security: | Y3817K105 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 29-Apr-2015 | ||||||
ISIN | SG1J47889782 | Vote Deadline Date: | 22-Apr-2015 | |||||
Agenda | 705998790 | Management | Total Ballot Shares: | 1000000 | ||||
Last Vote Date: | 15-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS’ REPORT AND THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE AUDITORS’ REPORT THEREON | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 1.6 SINGAPORE CENTS PER ORDINARY SHARE (ONE-TIER TAX EXEMPT) FOR THE YEAR ENDED 31 DECEMBER 2014 (PREVIOUS YEAR: 1.6 SINGAPORE CENTS PER ORDINARY SHARE) | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
3 | TO RE-ELECT MR. LAU WING TAT WHO RETIRES IN ACCORDANCE WITH ARTICLE 88 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
4 | TO RE-ELECT MR. GARY KEE ENG KWEE WHO RETIRES IN ACCORDANCE WITH ARTICLE 89 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFERS HIMSELF FOR RE- ELECTION | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
5 | TO RE-ELECT MR. SIMON TAY WHO RETIRES IN ACCORDANCE WITH ARTICLE 89 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
6 | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF SGD 478,301 FOR THE YEAR ENDED 31 DECEMBER 2014 (PREVIOUS YEAR: SGD 524,384) | For | None | 1000000 | 0 | 0 | 0 | |||||||||||||||
7 | TO RE-APPOINT MESSRS KPMG LLP AS EXTERNAL AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1000000 | 0 | 0 | 0 |
8 | THAT PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CAP. 50 OF SINGAPORE AND RULE 806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE “LISTING MANUAL”), THE DIRECTORS BE AUTHORISED AND EMPOWERED TO: (A) (1) ISSUE ORDINARY SHARES IN THE COMPANY WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (2) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, “INSTRUMENTS”) THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) OPTIONS, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO ORDINARY SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE ORDINARY SHARES IN PURSUANCE OF ANY CONTD | For | None | 1000000 | 0 | 0 | 0 | |||||||
9 | CONTD INSTRUMENTS MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF ORDINARY SHARES (INCLUDING ORDINARY SHARES TO BE ISSUED IN PURSUANCE OF THE INSTRUMENTS, MADE OR GRANTED PURSUANT TO THIS RESOLUTION) AND INSTRUMENTS TO BE ISSUED PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF ORDINARY SHARES AND INSTRUMENTS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO EXISTING SHAREHOLDERS OF THE COMPANY SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (AS CONTD | None | None | Non Voting | ||||||||||
10 | CONTD CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH CALCULATION AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF ORDINARY SHARES AND INSTRUMENTS THAT MAY BE ISSUED UNDER SUB- PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED ORDINARY SHARES AND INSTRUMENTS SHALL BE BASED ON THE NUMBER OF ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (EXCLUDING TREASURY SHARES) AT THE TIME OF THE PASSING OF THIS RESOLUTION, AFTER ADJUSTING FOR: (I) NEW ORDINARY SHARES ARISING FROM THE CONVERSION OR EXERCISE OF THE INSTRUMENTS OR ANY CONVERTIBLE SECURITIES; (II) NEW ORDINARY SHARES ARISING FROM THE EXERCISING OF SHARE OPTIONS OR VESTING OF SHARE AWARDS OUTSTANDING AND SUBSISTING AT THE TIME OF THE PASSING OF THIS RESOLUTION; CONTD | None | None | Non Voting |
11 | CONTD AND (III) ANY SUBSEQUENT BONUS ISSUE CONSOLIDATION OR SUBDIVISION OF ORDINARY SHARES. (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED) AND THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (4) UNLESS REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING, SUCH AUTHORITY SHALL CONTINUE IN FORCE (I) UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS EARLIER OR (II) IN THE CASE OF ORDINARY SHARES TO BE ISSUED IN PURSUANCE OF THE INSTRUMENTS, MADE OR GRANTED PURSUANT TO THIS RESOLUTION, UNTIL CONTD | None | None | Non Voting | ||||||||||
12 | CONTD THE ISSUANCE OF SUCH ORDINARY SHARES IN ACCORDANCE WITH THE TERMS OF THE INSTRUMENTS | None | None | Non Voting | ||||||||||
13 | THAT: (A) AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (1) ALLOT AND ISSUE PREFERENCE SHARES REFERRED TO IN ARTICLES 8C AND 8E OF THE ARTICLES OF ASSOCIATION OF THE COMPANY IN THE CAPITAL OF THE COMPANY WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (2) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS THAT MIGHT OR WOULD REQUIRE PREFERENCE SHARES REFERRED TO IN SUB-PARAGRAPH (1) ABOVE TO BE ISSUED, NOT BEING ORDINARY SHARES TO WHICH THE AUTHORITY REFERRED TO IN RESOLUTION 8 ABOVE RELATES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT, AND (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE PREFERENCE SHARES REFERRED TO IN SUB-PARAGRAPH (1) ABOVE IN PURSUANCE OF ANY CONTD | For | None | 1000000 | 0 | 0 | 0 | |||||||
14 | CONTD OFFERS, AGREEMENTS OR OPTIONS MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE; AND (B) (UNLESS REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS EARLIER | None | None | Non Voting |
15 | THAT THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO MAKE PURCHASES OF OR OTHERWISE ACQUIRE ISSUED AND FULLY- PAID ORDINARY SHARES IN THE CAPITAL OF THE COMPANY FROM TIME TO TIME (WHETHER BY WAY OF MARKET PURCHASES OR OFF-MARKET PURCHASES ON AN EQUAL ACCESS SCHEME) OF UP TO TEN PER CENT (10%) OF THE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (ASCERTAINED AS AT THE DATE OF THE PASSING OF THIS RESOLUTION, UNLESS THE COMPANY HAS EFFECTED A REDUCTION OF THE SHARE CAPITAL OF THE COMPANY IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (“COMPANIES ACT”), AT ANY TIME DURING THE RELEVANT PERIOD (AS DEFINED BELOW), IN WHICH EVENT THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY SHALL BE TAKEN TO BE THE AMOUNT OF THE ISSUED CONTD | For | None | 1000000 | 0 | 0 | 0 | |||||||
16 | CONTD ORDINARY SHARE CAPITAL OF THE COMPANY AS ALTERED, BUT EXCLUDING ANY SHARES HELD BY THE COMPANY AS TREASURY SHARES FROM TIME TO TIME) AT THE PRICE OF UP TO BUT NOT EXCEEDING THE MAXIMUM PRICE (AS DEFINED IN APPENDIX 2 TO THIS NOTICE OF ANNUAL GENERAL MEETING (“APPENDIX 2”)) AND IN ACCORDANCE WITH THE GUIDELINES ON SHARE PURCHASE SET OUT IN APPENDIX 2 (READ WITH APPENDIX 1 TO THIS NOTICE OF ANNUAL GENERAL MEETING) AND OTHERWISE IN ACCORDANCE WITH ALL OTHER PROVISIONS OF THE COMPANIES ACT AND THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED AS MAY FROM TIME TO TIME BE APPLICABLE, AND THIS MANDATE SHALL, UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING, CONTINUE IN FORCE UNTIL THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD OR IS REQUIRED BY LAW TO BE HELD (THE “CONTD | None | None | Non Voting | ||||||||||
17 | CONTD RELEVANT PERIOD”), OR THE DATE ON WHICH THE SHARE PURCHASES ARE CARRIED OUT TO THE FULL EXTENT MANDATED, WHICHEVER IS EARLIER | None | None | Non Voting |
TRANSALTA RENEWABLES INC, CALGARY, AB
| ||||||||
Security: | 893463109 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 01-May-2015 | ||||||
ISIN | CA8934631091 | Vote Deadline Date: | 27-Apr-2015 | |||||
Agenda | 705944064 | Management | Total Ballot Shares: | 675000 | ||||
Last Vote Date: | 02-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.6 AND 2”. THANK YOU. | None | None | Non Voting | ||||||||||||||||||
2 | ELECTION OF DIRECTOR: DAVID W. DRINKWATER | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
3 | ELECTION OF DIRECTOR: BRETT M. GELLNER | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
4 | ELECTION OF DIRECTOR: ALLEN R. HAGERMAN | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
5 | ELECTION OF DIRECTOR: CYNTHIA JOHNSTON | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
6 | ELECTION OF DIRECTOR: KATHRYN A.B. MCQUADE | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
7 | ELECTION OF DIRECTOR: PAUL H.E. TAYLOR | For | None | 675000 | 0 | 0 | 0 | |||||||||||||||
8 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. DIRECTORS AND MANAGEMENT RECOMMEND SHAREHOLDERS VOTE FOR THE APPOINTMENT OF ERNST & YOUNG LLP | For | None | 675000 | 0 | 0 | 0 |
NRG YIELD, INC.
| ||||||||
Security: | 62942X108 | Meeting Type: | Annual | |||||
Ticker: | NYLD | Meeting Date: | 05-May-2015 | |||||
ISIN | US62942X1081 | Vote Deadline Date: | 04-May-2015 | |||||
Agenda | 934150107 | Management | Total Ballot Shares: | 190000 | ||||
Last Vote Date: | 27-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | DIRECTOR | For | None | |||||||||||||||||||
1 DAVID CRANE | 190000 | 0 | 0 | 0 | ||||||||||||||||||
2 JOHN F. CHLEBOWSKI | 190000 | 0 | 0 | 0 | ||||||||||||||||||
3 KIRKLAND B. ANDREWS | 190000 | 0 | 0 | 0 | ||||||||||||||||||
4 BRIAN R. FORD | 190000 | 0 | 0 | 0 | ||||||||||||||||||
5 MAURICIO GUTIERREZ | 190000 | 0 | 0 | 0 | ||||||||||||||||||
6 FERRELL P. MCCLEAN | 190000 | 0 | 0 | 0 | ||||||||||||||||||
7 CHRISTOPHER S. SOTOS | 190000 | 0 | 0 | 0 | ||||||||||||||||||
2 | TO APPROVE THE ADOPTION OF AMENDMENTS TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C COMMON STOCK AND CLASS D COMMON STOCK. | For | None | 190000 | 0 | 0 | 0 | |||||||||||||||
3 | TO APPROVE THE ADOPTION OF AMENDMENTS TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECTUATE THE STOCK SPLIT. | For | None | 190000 | 0 | 0 | 0 | |||||||||||||||
4 | TO APPROVE THE AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN. | For | None | 190000 | 0 | 0 | 0 | |||||||||||||||
5 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. | For | None | 190000 | 0 | 0 | 0 |
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO
| ||||||||
Security: | E54667113 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||
ISIN | ES0143416115 | Vote Deadline Date: | 01-May-2015 | |||||
Agenda | 705933934 | Management | Total Ballot Shares: | 700000 | ||||
Last Vote Date: | 27-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||||||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 08 MAY 2015 AT 12:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | ||||||||||||||||||
2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | For | None | 700000 | 0 | 0 | 0 |
3 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | For | None | 700000 | 0 | 0 | 0 | |||||||
4 | APPROVAL MANAGEMENT OF THE BOARD OF DIRECTORS | For | None | 700000 | 0 | 0 | 0 | |||||||
5 | ALLOCATION OF RESULTS | For | None | 700000 | 0 | 0 | 0 | |||||||
6 | REELECTION MR FRANCISCO JAVIER VILLALBA SANCHEZ AS DIRECTOR | For | None | 700000 | 0 | 0 | 0 | |||||||
7 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 700000 | 0 | 0 | 0 | |||||||
8 | APPOINTMENT MRS GLORIA HERNANDEZ GARCIA AS DIRECTOR | For | None | 700000 | 0 | 0 | 0 | |||||||
9 | APPOINTMENT MR ANDONI CENDOYA ARANZAMENDI AS DIRECTOR | For | None | 700000 | 0 | 0 | 0 | |||||||
10 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES | For | None | 700000 | 0 | 0 | 0 | |||||||
11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL FOR FIVE YEARS | For | None | 700000 | 0 | 0 | 0 | |||||||
12 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE FIXED INCOME FOR FIVE YEARS | For | None | 700000 | 0 | 0 | 0 | |||||||
13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLE DEBENTURES AND BONDS | For | None | 700000 | 0 | 0 | 0 | |||||||
14 | AMENDMENT OF BYLAWS TITTLE I | For | None | 700000 | 0 | 0 | 0 | |||||||
15 | TITTLE II | For | None | 700000 | 0 | 0 | 0 | |||||||
16 | NEW TITTLE III | For | None | 700000 | 0 | 0 | 0 | |||||||
17 | NEW TITTLES IV TO VII | For | None | 700000 | 0 | 0 | 0 | |||||||
18 | CONSOLIDATED TEXT OF BYLAWS | For | None | 700000 | 0 | 0 | 0 | |||||||
19 | AMENDMENT RULES OF PROCEDURE OF THE GENERAL MEETING OF SHAREHOLDER TITTLE I | For | None | 700000 | 0 | 0 | 0 | |||||||
20 | TITTLES III AND IV | For | None | 700000 | 0 | 0 | 0 | |||||||
21 | TITTLE V AND FINAL DISPOSITION | For | None | 700000 | 0 | 0 | 0 | |||||||
22 | CONSOLIDATED TEXT OF THE PROCEDURE OF THE GENERAL MEETING | For | None | 700000 | 0 | 0 | 0 | |||||||
23 | MAXIMUM ANNUAL REMUNERATION FOR THE BOARD OF DIRECTORS | For | None | 700000 | 0 | 0 | 0 | |||||||
24 | DELEGATION OF POWERS TO IMPLEMNT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | For | None | 700000 | 0 | 0 | 0 | |||||||
25 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT | For | None | 700000 | 0 | 0 | 0 |
HAFSLUND ASA, OSLO
| ||||||||
Security: | R28315126 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||
ISIN | NO0004306408 | Vote Deadline Date: | 29-Apr-2015 | |||||
Agenda | 706038331 | Management | Total Ballot Shares: | 328074 | ||||
Last Vote Date: | 20-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | ||||||||||
4 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | ||||||||||
5 | OPENING OF MEETING AND ELECTION OF MEETING CHAIRMAN | None | None | Non Voting | ||||||||||
6 | ESTABLISHMENT OF LIST OF ATTENDING SHAREHOLDERS | None | None | Non Voting | ||||||||||
7 | APPROVAL OF NOTICE OF MEETING AND AGENDA | For | None | 328074 | 0 | 0 | 0 |
8 | ELECTION OF TWO SHAREHOLDERS TO SIGN THE MINUTES TOGETHER WITH THE MEETING CHAIRMAN | None | None | Non Voting | ||||||||||
9 | REVIEW OF THE 2014 FINANCIAL STATEMENTS | None | None | Non Voting | ||||||||||
10 | ADOPTION OF THE ANNUAL FINANCIAL STATEMENTS AND THE BOARD OF DIRECTORS’ REPORT FOR HAFSLUND ASA AND THE HAFSLUND GROUP | For | None | 328074 | 0 | 0 | 0 | |||||||
11 | APPROVAL OF ALLOCATION OF RESULT FOR THE YEAR FOR HAFSLUND ASA, INCLUDING THE DISTRIBUTION OF DIVIDENDS FOR HAFSLUND ASA: NOK 2.50 | For | None | 328074 | 0 | 0 | 0 | |||||||
12 | GRANT OF POWER OF ATTORNEY TO THE BOARD FOR ACQUISITION OF THE COMPANY’S OWN SHARES | For | None | 328074 | 0 | 0 | 0 | |||||||
13 | CONSULTATIVE VOTING ON THE BOARD’S GUIDELINES FOR THE ESTABLISHMENT OF MANAGEMENT SALARIES FOR THE NEXT ACCOUNTING YEAR (2015) | For | None | 328074 | 0 | 0 | 0 | |||||||
14 | VOTING ON THE BOARD’S PROPOSAL THAT FOR THE NEXT ACCOUNTING YEAR (2015), THE CEO AND GROUP MANAGEMENT SHALL NOT HAVE ANY SHARE-VALUE BASED REMUNERATIONS, BUT MAY TAKE PART IN THE GROUP’S SHARE SCHEMES FOR ALL EMPLOYEES | For | None | 328074 | 0 | 0 | 0 | |||||||
15 | REVIEW OF CORPORATE GOVERNANCE REPORT PURSUANT TO THE NORWEGIAN ACCOUNTING ACT SECTION 3-3 B | None | None | Non Voting | ||||||||||
16 | THE NOMINATION COMMITTEE PROPOSES TO THE GENERAL MEETING TO ADOPT THE FOLLOWING RESOLUTION: ODD HAKON HOELSAETER IS RE-ELECTED TO THE BOARD OF DIRECTORS WITH A FUNCTION PERIOD UNTIL THE ANNUAL GENERAL MEETING IN 2017, PER LANGER IS RE- ELECTED TO THE BOARD OF DIRECTORS WITH A FUNCTION PERIOD UNTIL THE ANNUAL GENERAL MEETING IN 2017 | For | None | 328074 | 0 | 0 | 0 | |||||||
17 | ESTABLISHMENT OF REMUNERATION OF THE BOARD MEMBERS AND DEPUTY MEMBERS | For | None | 328074 | 0 | 0 | 0 | |||||||
18 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: THE MEMBERS OF HAFSLUND’S NOMINATION COMMITTEE ARE: STIG L. BECH (CHAIRMAN), TIMO KARTTINEN AND KJELL VILAND. THE BOARD PROPOSES THAT THE GENERAL MEETING ADOPT THE FOLLOWING RESOLUTION: KJELL O. VILAND IS RE-ELECTED AS A MEMBER OF THE NOMINATION COMMITTEE, WITH A FUNCTION PERIOD UNTIL THE ANNUAL GENERAL MEETING IN 2017 | For | None | 328074 | 0 | 0 | 0 | |||||||
19 | ESTABLISHMENT OF REMUNERATION OF MEMBERS OF THE NOMINATION COMMITTEE | For | None | 328074 | 0 | 0 | 0 | |||||||
20 | APPROVAL OF AUDITOR’S REMUNERATION | For | None | 328074 | 0 | 0 | 0 |
KONINKLIJKE PHILIPS ELECTRONICS N.V.
| ||||||||
Security: | 500472303 | Meeting Type: | Annual | |||||
Ticker: | PHG | Meeting Date: | 07-May-2015 | |||||
ISIN | US5004723038 | Vote Deadline Date: | 29-Apr-2015 | |||||
Agenda | 934163673 | Management | Total Ballot Shares: | 250000 | ||||
Last Vote Date: | 02-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | ADOPTION OF THE 2014 FINANCIAL STATEMENTS | For | None | 250000 | 0 | 0 | 0 | |||||||||
2 | ADOPTION OF A DIVIDEND OF EUR 0.80 PER COMMON SHARE IN CASH OR SHARES, AT THE OPTION OF THE SHAREHOLDER | For | None | 250000 | 0 | 0 | 0 | |||||||||
3 | DISCHARGE OF THE RESPONSIBILITIES OF THE MEMBERS OF THE BOARD OF MANAGEMENT | For | None | 250000 | 0 | 0 | 0 | |||||||||
4 | DISCHARGE OF THE RESPONSIBILITIES OF THE MEMBERS OF THE SUPERVISORY BOARD | For | None | 250000 | 0 | 0 | 0 | |||||||||
5 | ADOPTION OF THE PROPOSAL TO SEPARATE THE LIGHTING BUSINESS FROM ROYAL PHILIPS | For | None | 0 | 250000 | 0 | 0 | |||||||||
6 | RE-APPOINT MR FRANS VAN HOUTEN AS PRESIDENT/CEO AND MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
7 | RE-APPOINT MR RON WIRAHADIRAKSA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
8 | RE-APPOINT MR PIETER NOTA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
9 | RE-APPOINT MR JACKSON TAI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
10 | RE-APPOINT MR HEINO VON PRONDZYNSKI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
11 | RE-APPOINT MR KEES VAN LEDE AS MEMBER OF THE SUPERVISORY BOARD FOR A TERM OF TWO YEARS WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
12 | APPOINT MR DAVID PYOTT AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 7, 2015 | For | None | 250000 | 0 | 0 | 0 | |||||||||
13 | ADOPTION OF THE REVISED REMUNERATION FOR SUPERVISORY BOARD MEMBERS | For | None | 250000 | 0 | 0 | 0 | |||||||||
14 | APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS EXTERNAL AUDITOR OF THE COMPANY | For | None | 250000 | 0 | 0 | 0 | |||||||||
15 | ADOPT THE PROPOSAL TO AMEND THE TERM OF APPOINTMENT OF THE EXTERNAL AUDITOR IN THE ARTICLES OF ASSOCIATION | For | None | 250000 | 0 | 0 | 0 |
16 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | For | None | 0 | 250000 | 0 | 0 | |||||||
17 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | For | None | 250000 | 0 | 0 | 0 | |||||||
18 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | For | None | 250000 | 0 | 0 | 0 | |||||||
19 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO CANCEL SHARES | For | None | 250000 | 0 | 0 | 0 |
TRANSALTA RENEWABLES INC, CALGARY, AB
| ||||||||
Security: | 893463109 | Meeting Type: | Special General Meeting | |||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||
ISIN | CA8934631091 | Vote Deadline Date: | 01-May-2015 | |||||
Agenda | 706038824 | Management | Total Ballot Shares: | 675000 | ||||
Last Vote Date: | 20-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||||||
2 | “PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER’S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS” | None | None | Non Voting | ||||||||||||
3 | AN ORDINARY RESOLUTION (EXCLUDING THOSE VOTES CAST BY PERSONS WHO ARE TO BE EXCLUDED PURSUANT TO MULTILATERAL INSTRUMENT 61-101- PROTECTION OF MINORITY SECURITY HOLDERS IN SPECIAL TRANSACTIONS) FOR THE APPROVAL OF THE TRANSACTION (AS DEFINED IN THE MANAGEMENT PROXY CIRCULAR DATED APRIL 8, 2015 (THE “CIRCULAR”)), AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. PLEASE SEE THE FULL TEXT OF THE RESOLUTION (THE “TRANSACTION RESOLUTION”) SET OUT IN APPENDIX “A” TO THE CIRCULAR | For | None | 0 | 675000 | 0 | 0 | |||||||||
4 | AN ORDINARY RESOLUTION (EXCLUDING THE VOTES OF CERTAIN INTERESTED PARTIES) FOR THE APPROVAL OF THE TRANSACTION AND CERTAIN ASPECTS OF THE TRANSACTION AS REQUIRED BY THE TSX COMPANY MANUAL, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. PLEASE SEE THE FULL TEXT OF THE RESOLUTION (THE “TSX RESOLUTION”) SET OUT IN APPENDIX “A” TO THE CIRCULAR | For | None | 0 | 675000 | 0 | 0 | |||||||||
5 | A SPECIAL RESOLUTION FOR THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S ARTICLES TO CREATE A NEW CLASS OF COMMON SHARES TO BE DESIGNATED AS “CLASS B SHARES”, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. PLEASE SEE THE FULL TEXT OF THE RESOLUTION (THE “AMENDMENT RESOLUTION”) SET OUT IN APPENDIX “A” TO THE CIRCULAR | For | None | 0 | 675000 | 0 | 0 |
ABENGOA YIELD PLC
| ||||||||
Security: | G00349103 | Meeting Type: | Annual | |||||
Ticker: | ABY | Meeting Date: | 08-May-2015 | |||||
ISIN | GB00BLP5YB54 | Vote Deadline Date: | 06-May-2015 | |||||
Agenda | 934183396 | Management | Total Ballot Shares: | 305000 | ||||
Last Vote Date: | 15-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 305000 | 0 | 0 | 0 | |||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT, OTHER THAN THE DIRECTORS’ REMUNERATION POLICY, FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 305000 | 0 | 0 | 0 | |||||||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | For | None | 305000 | 0 | 0 | 0 | |||||||||
4 | TO APPOINT JAVIER GAROZ NEIRA AS A DIRECTOR | For | None | 305000 | 0 | 0 | 0 | |||||||||
5 | TO REAPPOINT DELOITTE LLP AND DELOITTE S.L. AS AUDITORS OF THE COMPANY | For | None | 305000 | 0 | 0 | 0 | |||||||||
6 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS’ REMUNERATION | For | None | 305000 | 0 | 0 | 0 | |||||||||
7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 0 | 0 | 305000 | 0 | |||||||||
8 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | For | None | 0 | 0 | 305000 | 0 | |||||||||
9 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 305000 | 0 | 0 | 0 | |||||||||
10 | TO AMEND ARTICLE 64 OF THE COMPANY’S ARTICLES OF ASSOCIATION | For | None | 305000 | 0 | 0 | 0 |
ENEL GREEN POWER S.P.A., ROME
| ||||||||
Security: | T3679C106 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 08-May-2015 | ||||||
ISIN | IT0004618465 | Vote Deadline Date: | 30-Apr-2015 | |||||
Agenda | 705976744 | Management | Total Ballot Shares: | 4750000 | ||||
Last Vote Date: | 09-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | For | None | 4750000 | 0 | 0 | 0 | |||||||||
2 | APPROVE ALLOCATION OF INCOME | For | None | 4750000 | 0 | 0 | 0 | |||||||||
3 | ELECT THREE DIRECTORS (BUNDLED) | For | None | 4750000 | 0 | 0 | 0 | |||||||||
4 | ELECT BOARD CHAIR | For | None | 4750000 | 0 | 0 | 0 | |||||||||
5 | APPROVE DIRECTOR, OFFICER, AND INTERNAL AUDITORS LIABILITY AND INDEMNITY INSURANCE | For | None | 4750000 | 0 | 0 | 0 | |||||||||
6 | APPROVE LONG-TERM MONETARY INCENTIVE PLAN 2015 | For | None | 0 | 0 | 4750000 | 0 | |||||||||
7 | APPROVE REMUNERATION REPORT | For | None | 0 | 0 | 4750000 | 0 | |||||||||
8 | 08 APR 2015: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999Z/1984010 1/NPS_240907.PDF | None | None | Non Voting | ||||||||||||
9 | 08 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ITALIAN AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting |
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL
| ||||||||
Security: | 41068X100 | Meeting Type: | Annual | |||||
Ticker: | HASI | Meeting Date: | 12-May-2015 | |||||
ISIN | US41068X1000 | Vote Deadline Date: | 11-May-2015 | |||||
Agenda | 934159941 | Management | Total Ballot Shares: | 600000 | ||||
Last Vote Date: | 31-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | DIRECTOR | For | None | |||||||||||||
1 JEFFREY W. ECKEL | 600000 | 0 | 0 | 0 | ||||||||||||
2 MARK J. CIRILLI | 600000 | 0 | 0 | 0 | ||||||||||||
3 CHARLES M. O’NEIL | 600000 | 0 | 0 | 0 | ||||||||||||
4 RICHARD J. OSBORNE | 600000 | 0 | 0 | 0 | ||||||||||||
5 STEVEN G. OSGOOD | 600000 | 0 | 0 | 0 | ||||||||||||
6 JACKALYNE PFANNENSTIEL | 600000 | 0 | 0 | 0 | ||||||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 600000 | 0 | 0 | 0 | |||||||||
3 | TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF IN THE DISCRETION OF THE PROXY HOLDER. | None | None | 600000 | 0 | 0 | 0 |
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL QC
| ||||||||
Security: | 45790B104 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 13-May-2015 | ||||||
ISIN | CA45790B1040 | Vote Deadline Date: | 07-May-2015 | |||||
Agenda | 705897227 | Management | Total Ballot Shares: | 775000 | ||||
Last Vote Date: | 18-Mar-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.7 AND 2”. THANK YOU. | None | None | Non Voting | ||||||||||||
2 | ELECTION OF DIRECTOR: WILLIAM A. LAMBERT | For | None | 775000 | 0 | 0 | 0 | |||||||||
3 | ELECTION OF DIRECTOR: JEAN LA COUTURE | For | None | 775000 | 0 | 0 | 0 | |||||||||
4 | ELECTION OF DIRECTOR: MICHEL LETELLIER | For | None | 775000 | 0 | 0 | 0 | |||||||||
5 | ELECTION OF DIRECTOR: DANIEL L. LAFRANCE | For | None | 775000 | 0 | 0 | 0 | |||||||||
6 | ELECTION OF DIRECTOR: RICHARD LAFLAMME | For | None | 775000 | 0 | 0 | 0 | |||||||||
7 | ELECTION OF DIRECTOR: DALTON MCGUINTY | For | None | 775000 | 0 | 0 | 0 | |||||||||
8 | ELECTION OF DIRECTOR: MONIQUE MERCIER | For | None | 775000 | 0 | 0 | 0 | |||||||||
9 | THE APPOINTMENT OF DELOITTE LLP, AS AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX ITS REMUNERATION | For | None | 775000 | 0 | 0 | 0 |
ELECNOR SA, MADRID
| ||||||||
Security: | E39152181 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||
ISIN | ES0129743318 | Vote Deadline Date: | 13-May-2015 | |||||
Agenda | 706048104 | Management | Total Ballot Shares: | 125000 | ||||
Last Vote Date: | 22-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 468298 DUE TO CHANGE IN VOTING STATUS OF RESOLUTIONS 10, 11 AND 13. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||||||
2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 20 MAY 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | ||||||||||||
3 | SHAREHOLDERS HOLDING LESS THAN 10 SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING. | None | None | Non Voting | ||||||||||||
4 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS | For | None | 125000 | 0 | 0 | 0 | |||||||||
5 | ALLOCATION OF RESULTS | For | None | 125000 | 0 | 0 | 0 | |||||||||
6 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | For | None | 125000 | 0 | 0 | 0 | |||||||||
7 | AMENDMENT OF BYLAWS ART 2 | For | None | 125000 | 0 | 0 | 0 | |||||||||
8 | ARTS 9 AND 11 | For | None | 125000 | 0 | 0 | 0 | |||||||||
9 | ARTS 12,13 AND 15 | For | None | 125000 | 0 | 0 | 0 |
10 | ART 15 BIS | For | None | 125000 | 0 | 0 | 0 | |||||||
11 | ART 15 TER | For | None | 125000 | 0 | 0 | 0 | |||||||
12 | AMENDMENT OF THE RULES OF PROCEDURE OF THE GENERAL MEETINGS, PREAMBLE | For | None | 125000 | 0 | 0 | 0 | |||||||
13 | ART 1 | For | None | 125000 | 0 | 0 | 0 | |||||||
14 | ART 3 | For | None | 125000 | 0 | 0 | 0 | |||||||
15 | ART 4 | For | None | 125000 | 0 | 0 | 0 | |||||||
16 | ART 5 | For | None | 125000 | 0 | 0 | 0 | |||||||
17 | ART 9 | For | None | 125000 | 0 | 0 | 0 | |||||||
18 | ART 11 | For | None | 125000 | 0 | 0 | 0 | |||||||
19 | ART 13 | For | None | 125000 | 0 | 0 | 0 | |||||||
20 | ART 18 | For | None | 125000 | 0 | 0 | 0 | |||||||
21 | RE-ELECTION MR CRISTOBAL GONZALEZ DE AGUILAR ALONSO-URQUIJO AS DOMINICAL DIRECTOR | For | None | 125000 | 0 | 0 | 0 | |||||||
22 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 125000 | 0 | 0 | 0 | |||||||
23 | APPOINTMENT MS ISABEL DUTILH CARVAJAL AS INDEPENDENT DIRECTOR | For | None | 125000 | 0 | 0 | 0 | |||||||
24 | APPOINTMENT MR EMILIO YBARRA AZNAR AS INDEPENDENT DIRECTOR | For | None | 125000 | 0 | 0 | 0 | |||||||
25 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | For | None | 125000 | 0 | 0 | 0 | |||||||
26 | INFORMATION ABOUT THE AMENDMENTS OF THE REGULATION OF THE BOARD OF DIRECTORS | None | None | Non Voting | ||||||||||
27 | INFORMATION ABOUT AMENDMENTS OF THE REGULATION OF ELECTRONIC SHAREHOLDERS FORUM | None | None | Non Voting | ||||||||||
28 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | For | None | 125000 | 0 | 0 | 0 | |||||||
29 | REQUESTS AND QUESTIONS | None | None | Non Voting | ||||||||||
30 | APPROVAL OF THE MINUTES | For | None | 125000 | 0 | 0 | 0 |
NORTHLAND POWER INC, TORONTO ON
| ||||||||
Security: | 666511100 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||
ISIN | CA6665111002 | Vote Deadline Date: | 13-May-2015 | |||||
Agenda | 706072333 | Management | Total Ballot Shares: | 300000 | ||||
Last Vote Date: | 24-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR ALL RESOLUTION NUMBERS. THANK YOU. | None | None | Non Voting | ||||||||||||
2 | ELECTING JAMES C. TEMERTY AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
3 | ELECTING RT. HON. JOHN N. TURNER, Q.C. AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
4 | ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
5 | ELECTING V. PETER HARDER AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
6 | ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
7 | ELECTING BARRY GILMOUR AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
8 | ELECTING RUSSELL GOODMAN AS A DIRECTOR OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 | |||||||||
9 | THE REAPPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION | For | None | 300000 | 0 | 0 | 0 |
AMERICAN WATER WORKS COMPANY, INC.
| ||||||||
Security: | 030420103 | Meeting Type: | Annual | |||||
Ticker: | AWK | Meeting Date: | 01-Jun-2015 | |||||
ISIN | US0304201033 | Vote Deadline Date: | 29-May-2015 | |||||
Agenda | 934160499 | Management | Total Ballot Shares: | 160000 | ||||
Last Vote Date: | 09-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | ELECTION OF DIRECTOR: JULIE A. DOBSON | For | None | 160000 | 0 | 0 | 0 | |||||||||
2 | ELECTION OF DIRECTOR: PAUL J. EVANSON | For | None | 160000 | 0 | 0 | 0 | |||||||||
3 | ELECTION OF DIRECTOR: MARTHA CLARK GOSS | For | None | 160000 | 0 | 0 | 0 | |||||||||
4 | ELECTION OF DIRECTOR: RICHARD R. GRIGG | For | None | 160000 | 0 | 0 | 0 | |||||||||
5 | ELECTION OF DIRECTOR: JULIA L. JOHNSON | For | None | 160000 | 0 | 0 | 0 | |||||||||
6 | ELECTION OF DIRECTOR: KARL F. KURZ | For | None | 0 | 0 | 160000 | 0 | |||||||||
7 | ELECTION OF DIRECTOR: GEORGE MACKENZIE | For | None | 160000 | 0 | 0 | 0 | |||||||||
8 | ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO | For | None | 160000 | 0 | 0 | 0 | |||||||||
9 | ELECTION OF DIRECTOR: SUSAN N. STORY | For | None | 160000 | 0 | 0 | 0 | |||||||||
10 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2015. | For | None | 160000 | 0 | 0 | 0 | |||||||||
11 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | None | 0 | 0 | 160000 | 0 | |||||||||
12 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SET FORTH IN THE AMERICAN WATER WORKS COMPANY, INC. 2007 OMNIBUS EQUITY COMPENSATION PLAN TO ALLOW CERTAIN EQUITY GRANTS UNDER THE PLAN TO CONTINUE TO BE DEDUCTIBLE UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | None | 160000 | 0 | 0 | 0 | |||||||||
13 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SET FORTH IN THE AMERICAN WATER WORKS COMPANY, INC. ANNUAL INCENTIVE PLAN TO ALLOW CERTAIN INCENTIVE AWARDS UNDER THE PLAN TO BE DEDUCTIBLE UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | None | 160000 | 0 | 0 | 0 | |||||||||
14 | ADOPTION OF AN AMENDMENT TO THE BYLAWS OF AMERICAN WATER WORKS COMPANY, INC. TO PROVIDE THAT THE COURTS LOCATED IN THE STATE OF DELAWARE WILL SERVE AS THE EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN LEGAL ACTIONS. | For | None | 0 | 160000 | 0 | 0 |
TERRAFORM POWER INC.
| ||||||||
Security: | 88104R100 | Meeting Type: | Annual | |||||
Ticker: | TERP | Meeting Date: | 02-Jun-2015 | |||||
ISIN | US88104R1005 | Vote Deadline Date: | 01-Jun-2015 | |||||
Agenda | 934201586 | Management | Total Ballot Shares: | 300000 | ||||
Last Vote Date: | 24-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | DIRECTOR | For | None | |||||||||||||
1 AHMAD CHATILA | 300000 | 0 | 0 | 0 | ||||||||||||
2 CARLOS DOMENECH ZORNOZA | 300000 | 0 | 0 | 0 | ||||||||||||
3 BRIAN WUEBBELS | 300000 | 0 | 0 | 0 | ||||||||||||
4 HANIF DAHYA | 300000 | 0 | 0 | 0 | ||||||||||||
5 MARK FLORIAN | 300000 | 0 | 0 | 0 | ||||||||||||
6 MARK LERDAL | 300000 | 0 | 0 | 0 | ||||||||||||
7 MARTIN TRUONG | 300000 | 0 | 0 | 0 | ||||||||||||
8 FRANCISCO PEREZ GUNDIN | 300000 | 0 | 0 | 0 | ||||||||||||
9 STEVEN TESORIERE | 300000 | 0 | 0 | 0 | ||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | For | None | 300000 | 0 | 0 | 0 |
ACCIONA SA, MADRID
| ||||||||
Security: | E0008Z109 | Meeting Type: | Ordinary General Meeting | |||||
Ticker: | Meeting Date: | 10-Jun-2015 | ||||||
ISIN | ES0125220311 | Vote Deadline Date: | 05-Jun-2015 | |||||
Agenda | 706179808 | Management | Total Ballot Shares: | 135000 | ||||
Last Vote Date: | 22-May-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 482708 DUE TO SPLITTING OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||||||
2 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 JUN 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | None | Non Voting | ||||||||||||
3 | REVIEW AND APPROVAL, AS APPLICABLE, OF THE SEPARATE FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES TO FINANCIAL STATEMENTS) OF ACCIONA, S.A. AND OF THE CONSOLIDATED STATEMENTS OF THE GROUP OF WHICH ACCIONA, S.A. IS THE PARENT COMPANY, FOR THE YEAR 2014 | For | None | 135000 | 0 | 0 | 0 | |||||||||
4 | REVIEW OF THE 2014 SEPARATE DIRECTORS’ REPORT OF ACCIONA, S.A. AND THE CONSOLIDATED DIRECTORS’ REPORT OF THE GROUP OF WHICH ACCIONA, S.A. IS THE PARENT COMPANY, AND APPROVAL, IF APPROPRIATE, OF THE CONDUCT OF BUSINESS | For | None | 135000 | 0 | 0 | 0 | |||||||||
5 | ALLOCATION OF 2014 INCOME | For | None | 135000 | 0 | 0 | 0 | |||||||||
6 | RE-APPOINTMENT OF THE AUDITORS OF ACCIONA, S.A. AND ITS GROUP | For | None | 135000 | 0 | 0 | 0 | |||||||||
7 | RE-APPOINTMENT OF MR JOSE MANUEL ENTRECANALES DOMECQ AS AN EXECUTIVE DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||||
8 | RE-APPOINTMENT OF MR JUAN IGNACIO ENTRECANALES FRANCO AS AN EXECUTIVE DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||||
9 | RE-APPOINTMENT OF MR JAIME CASTELLANOS BORREGO AS AN INDEPENDENT DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||||
10 | RE-APPOINTMENT OF MR DANIEL ENTRECANALES DOMECQ AS A PROPRIETARY DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||||
11 | RE-APPOINTMENT OF MR JAVIER ENTRECANALES FRANCO AS A PROPRIETARY DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||||
12 | RE-APPOINTMENT OF MR FERNANDO RODES VILA AS AN INDEPENDENT DIRECTOR | For | None | 135000 | 0 | 0 | 0 |
13 | APPOINTMENT OF MS ANA SAINZ DE VICUNA BEMBERG AS AN INDEPENDENT DIRECTOR | For | None | 135000 | 0 | 0 | 0 | |||||||
14 | INFORMATION ABOUT THE SHARE AND PERFORMANCE SHARE DELIVERY PLAN | For | None | 135000 | 0 | 0 | 0 | |||||||
15 | INCREASE IN THE NUMBER OF AVAILABLE SHARES | For | None | 135000 | 0 | 0 | 0 | |||||||
16 | AMENDMENTS TO ARTICLES 7, 8, 11, 12, 13, 14, 15, 17, 21, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 38, 39, 40, 41, 47 AND 52 OF THE ARTICLES OF ASSOCIATION AND THE ADDITION OF NEW ARTICLES 40 BIS AND 40 TER OF THE ARTICLES OF ASSOCIATION, IN ORDER TO CONFORM TO LAW 31/2014 AMENDING THE CAPITAL COMPANIES ACT IN CONNECTION WITH MATTERS OF CORPORATE GOVERNANCE AND TO MAKE TECHNICAL AND DRAFTING IMPROVEMENTS: ARTICLES 11 (POWERS OF THE GENERAL MEETING), 12 (TYPES OF GENERAL MEETINGS), 13 (AUTHORITY TO CALL THE GENERAL MEETING), 14 (ANNOUNCEMENT OF THE CONVENING OF THE GENERAL MEETING), 15 (RIGHT OF INFORMATION), 17 (QUORUM OF THE GENERAL MEETING), 21 (PLACE AND TIME OF HOLDING THE MEETING), 26 (FORM OF PASSING RESOLUTIONS), 27 (PASSING RESOLUTIONS) AND 28 (MINUTES AND CERTIFICATES) IN CONNECTION WITH THE GENERAL MEETING | For | None | 135000 | 0 | 0 | 0 | |||||||
17 | AMENDMENTS TO ARTICLES 7, 8, 11, 12, 13, 14, 15, 17, 21, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 38, 39, 40, 41, 47 AND 52 OF THE ARTICLES OF ASSOCIATION AND THE ADDITION OF NEW ARTICLES 40 BIS AND 40 TER OF THE ARTICLES OF ASSOCIATION, IN ORDER TO CONFORM TO LAW 31/2014 AMENDING THE CAPITAL COMPANIES ACT IN CONNECTION WITH MATTERS OF CORPORATE GOVERNANCE AND TO MAKE TECHNICAL AND DRAFTING IMPROVEMENTS: ARTICLES 29 (STRUCTURE OF THE GOVERNING BODY), 30 (SUBJECTIVE CONDITIONS), 31 (REMUNERATION AND DURATION OF POSITION), 32 (DUTIES OF DIRECTORS), 33 (POSTS ON THE BOARD OF DIRECTORS), 34 (CONVENING THE BOARD OF DIRECTORS), 35 (QUORUM OF BOARD MEETINGS. REPRESENTATION), 38 (MINUTES AND CERTIFICATES), 39 (DELEGATION OF FACULTIES), 40 (COMMITTEES OF THE BOARD OF DIRECTORS), 41 (MANAGEMENT FACULTIES) AND THE ADDITION OF ARTICLES 40 BIS (FUNCTIONS OF THE AUDIT COMMITTEE) Y 40 TER (FUNCTIONS OF THE APPOINTMENTS AND/OR REMUNERATION COMMITTEE) IN CONNECTION WITH THE BOARD OF DIRECTORS AND ITS COMMITTEES | For | None | 135000 | 0 | 0 | 0 |
18 | AMENDMENTS TO ARTICLES 7, 8, 11, 12, 13, 14, 15, 17, 21, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 38, 39, 40, 41, 47 AND 52 OF THE ARTICLES OF ASSOCIATION AND THE ADDITION OF NEW ARTICLES 40 BIS AND 40 TER OF THE ARTICLES OF ASSOCIATION, IN ORDER TO CONFORM TO LAW 31/2014 AMENDING THE CAPITAL COMPANIES ACT IN CONNECTION WITH MATTERS OF CORPORATE GOVERNANCE AND TO MAKE TECHNICAL AND DRAFTING IMPROVEMENTS: ARTICLE 47 (APPROVAL AND FILING OF THE ANNUAL ACCOUNTS) TO INCLUDE THE POSSIBILITY OF DIVIDEND PAYMENTS IN KIND | For | None | 135000 | 0 | 0 | 0 | |||||||
19 | AMENDMENTS TO ARTICLES 7, 8, 11, 12, 13, 14, 15, 17, 21, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 38, 39, 40, 41, 47 AND 52 OF THE ARTICLES OF ASSOCIATION AND THE ADDITION OF NEW ARTICLES 40 BIS AND 40 TER OF THE ARTICLES OF ASSOCIATION, IN ORDER TO CONFORM TO LAW 31/2014 AMENDING THE CAPITAL COMPANIES ACT IN CONNECTION WITH MATTERS OF CORPORATE GOVERNANCE AND TO MAKE TECHNICAL AND DRAFTING IMPROVEMENTS: ARTICLE 52 (ISSUE OF DEBENTURES AND OTHER MARKETABLE SECURITIES) AND ARTICLES 7 (REPRESENTATION OF THE SHARES) AND 8 (REGIME OF THE SHARES) FOR TECHNICAL REASONS | For | None | 135000 | 0 | 0 | 0 | |||||||
20 | AMENDMENT OF ARTICLES 1 (OBJECTIVE), 5 (POWERS OF THE SHAREHOLDERS’ MEETING), 7 (CONVENING OF THE GENERAL MEETING OF SHAREHOLDERS), 8 (ANNOUNCEMENT OF THE CONVENING OF THE GENERAL MEETING OF SHAREHOLDERS), 9 (INFORMATION AVAILABLE TO ALL SHAREHOLDERS), 10 (INFORMATION REQUESTED BY THE SHAREHOLDER), 11 (ACCREDITATION OF STATUS AS SHAREHOLDER), 13 (ACCREDITATION OF IDENTITY AND OF THE AUTHENTICITY OF THE COMMUNICATION IN CORRESPONDENCE BY EMAIL OR OTHER REMOTE MEANS), 14 (INDIRECT SHAREHOLDERS), 17 (PUBLIC SOLICITATION OF PROXIES), 18 (VENUE OF THE SHAREHOLDERS’ MEETING), 19 (QUORUM OF THE SHAREHOLDERS’ MEETING), 27 (MEANS OF ADOPTING RESOLUTIONS), 29 (MINUTES AND CERTIFICATES) AND 31 (ELECTRONIC SHAREHOLDER FORUM) IN THE SHAREHOLDERS’ MEETING REGULATION, AND INSERTION OF A NEW ARTICLE 24 BIS (INFORMATION ON CORPORATE GOVERNANCE) IN THE SHAREHOLDERS’ MEETING REGULATION IN ORDER TO CONFORM TO THE ARTICLES OF ASSOCIATION AS AMENDED UNDER ITEM 7 ABOVE, TO LAW 31/2014 AND THE NEW CORPORATE GOVERNANCE CODE FOR LISTED COMPANIES | For | None | 135000 | 0 | 0 | 0 | |||||||
21 | INFORMATION ON THE AMENDMENTS INTRODUCED IN THE BOARD OF DIRECTORS REGULATION | For | None | 135000 | 0 | 0 | 0 | |||||||
22 | REMUNERATION POLICY. 2014 ANNUAL REPORT ON DIRECTOR REMUNERATION | For | None | 135000 | 0 | 0 | 0 | |||||||
23 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE SUSTAINABILITY REPORT FOR 2014 | For | None | 135000 | 0 | 0 | 0 |
24 | AUTHORISATION TO CALL, IF APPROPRIATE, EXTRAORDINARY GENERAL MEETINGS OF THE COMPANY BY GIVING NOTICE AT LEAST 15 DAYS IN ADVANCE, IN ACCORDANCE WITH ARTICLE 515 OF THE CAPITAL COMPANIES ACT | For | None | 135000 | 0 | 0 | 0 | |||||||
25 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ELABORATE UPON, INTERPRET, RECTIFY AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING | For | None | 135000 | 0 | 0 | 0 |
PATTERN ENERGY GROUP INC.
| ||||||||
Security: | 70338P100 | Meeting Type: | Annual | |||||
Ticker: | PEGI | Meeting Date: | 10-Jun-2015 | |||||
ISIN | US70338P1003 | Vote Deadline Date: | 09-Jun-2015 | |||||
Agenda | 934209417 | Management | Total Ballot Shares: | 350200 | ||||
Last Vote Date: | 29-Apr-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | ELECTION OF DIRECTOR: ALAN BATKIN | For | None | 350200 | 0 | 0 | 0 | |||||||||
2 | ELECTION OF DIRECTOR: PATRICIA BELLINGER | For | None | 350200 | 0 | 0 | 0 | |||||||||
3 | ELECTION OF DIRECTOR: THE LORD BROWNE OF MADINGLEY | For | None | 350200 | 0 | 0 | 0 | |||||||||
4 | ELECTION OF DIRECTOR: MICHAEL GARLAND | For | None | 350200 | 0 | 0 | 0 | |||||||||
5 | ELECTION OF DIRECTOR: DOUGLAS HALL | For | None | 350200 | 0 | 0 | 0 | |||||||||
6 | ELECTION OF DIRECTOR: MICHAEL HOFFMAN | For | None | 350200 | 0 | 0 | 0 | |||||||||
7 | ELECTION OF DIRECTOR: PATRICIA NEWSON | For | None | 350200 | 0 | 0 | 0 | |||||||||
8 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | For | None | 350200 | 0 | 0 | 0 |
ABENGOA YIELD PLC
| ||||||||
Security: | G00349103 | Meeting Type: | Special | |||||
Ticker: | ABY | Meeting Date: | 19-Jun-2015 | |||||
ISIN | GB00BLP5YB54 | Vote Deadline Date: | 16-Jun-2015 | |||||
Agenda | 934242657 | Management | Total Ballot Shares: | 305000 | ||||
Last Vote Date: | 03-Jun-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | TO APPROVE THE APPOINTMENT OF MR. JAVIER GAROZ AS CHIEF EXECUTIVE OFFICER OF THE COMPANY | For | None | 305000 | 0 | 0 | 0 |
KYOCERA CORPORATION
| ||||||||
Security: | 501556203 | Meeting Type: | Annual | |||||
Ticker: | KYO | Meeting Date: | 24-Jun-2015 | |||||
ISIN | US5015562037 | Vote Deadline Date: | 15-Jun-2015 | |||||
Agenda | 934247518 | Management | Total Ballot Shares: | 75000 | ||||
Last Vote Date: | 08-Jun-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | APPROPRIATION OF SURPLUS. | None | For | 75000 | 0 | 0 | 0 | |||||||||
2 | ELECTION OF TETSUO KUBA AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
3 | ELECTION OF TATSUMI MAEDA AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
4 | ELECTION OF GORO YAMAGUCHI AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
5 | ELECTION OF KEN ISHII AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
6 | ELECTION OF HIROSHI FURE AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
7 | ELECTION OF YOJI DATE AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
8 | ELECTION OF YOSHIHITO OHTA AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
9 | ELECTION OF SHOICHI AOKI AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
10 | ELECTION OF JOHN S. RIGBY AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
11 | ELECTION OF TADASHI ONODERA AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
12 | ELECTION OF HIROTO MIZOBATA AS DIRECTOR. | None | For | 75000 | 0 | 0 | 0 | |||||||||
13 | ELECTION OF YOSHIHIRO KANO AS AN AUDIT & SUPERVISORY BOARD MEMBER. | None | For | 75000 | 0 | 0 | 0 |
PANASONIC CORPORATION
| ||||||||
Security: | 69832A205 | Meeting Type: | Annual | |||||
Ticker: | PCRFY | Meeting Date: | 25-Jun-2015 | |||||
ISIN | US69832A2050 | Vote Deadline Date: | 18-Jun-2015 | |||||
Agenda | 934241845 | Management | Total Ballot Shares: | 500000 | ||||
Last Vote Date: | 02-Jun-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | DIRECTOR | For | For | |||||||||||||
1 SHUSAKU NAGAE | 500000 | 0 | 0 | 0 | ||||||||||||
2 MASAYUKI MATSUSHITA | 500000 | 0 | 0 | 0 | ||||||||||||
3 KAZUHIRO TSUGA | 500000 | 0 | 0 | 0 | ||||||||||||
4 YOSHIHIKO YAMADA | 500000 | 0 | 0 | 0 | ||||||||||||
5 KAZUNORI TAKAMI | 500000 | 0 | 0 | 0 | ||||||||||||
6 HIDEAKI KAWAI | 500000 | 0 | 0 | 0 | ||||||||||||
7 YOSHIYUKI MIYABE | 500000 | 0 | 0 | 0 | ||||||||||||
8 YOSHIO ITO | 500000 | 0 | 0 | 0 | ||||||||||||
9 TAMIO YOSHIOKA | 500000 | 0 | 0 | 0 | ||||||||||||
10 TAKASHI TOYAMA | 500000 | 0 | 0 | 0 | ||||||||||||
11 JUN ISHII | 500000 | 0 | 0 | 0 | ||||||||||||
12 MOTOTSUGU SATO | 500000 | 0 | 0 | 0 | ||||||||||||
13 MASAYUKI OKU | 500000 | 0 | 0 | 0 | ||||||||||||
14 HIROKO OTA | 500000 | 0 | 0 | 0 | ||||||||||||
15 YASUJI ENOKIDO* | 500000 | 0 | 0 | 0 | ||||||||||||
16 TETSURO HOMMA* | 500000 | 0 | 0 | 0 | ||||||||||||
17 YOSHINOBU TSUTSUI* | 500000 | 0 | 0 | 0 | ||||||||||||
2 | TO ELECT AUDIT & SUPERVISORY BOARD MEMBER: HIROFUMI YASUHARA | For | Abstain | 500000 | 0 | 0 | 0 |
ALGONQUIN POWER & UTILITIES CORP
| ||||||||
Security: | 015857105 | Meeting Type: | Annual General Meeting | |||||
Ticker: | Meeting Date: | 30-Jun-2015 | ||||||
ISIN | CA0158571053 | Vote Deadline Date: | 24-Jun-2015 | |||||
Agenda | 706242194 | Management | Total Ballot Shares: | 125000 | ||||
Last Vote Date: | 11-Jun-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “1 AND 2.1 TO 2.8”. THANK YOU. | None | None | Non Voting | ||||||||||||
2 | THE APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND AUTHORIZE THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION OF THE AUDITORS | For | None | 125000 | 0 | 0 | 0 | |||||||||
3 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: CHRISTOPHER BALL | For | None | 125000 | 0 | 0 | 0 |
4 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE ���CIRCULAR”) DATED MAY 27, 2015: CHRISTOPHER HUSKILSON | For | None | 125000 | 0 | 0 | 0 | |||||||
5 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: CHRISTOPHER JARRATT | For | None | 125000 | 0 | 0 | 0 | |||||||
6 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: KENNETH MOORE | For | None | 125000 | 0 | 0 | 0 | |||||||
7 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: IAN ROBERTSON | For | None | 125000 | 0 | 0 | 0 | |||||||
8 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: MASHEED SAIDI | For | None | 125000 | 0 | 0 | 0 | |||||||
9 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: DILEK SAMIL | For | None | 125000 | 0 | 0 | 0 | |||||||
10 | WITH RESPECT TO THE ELECTION OF THE FOLLOWING DIRECTOR OF THE CORPORATION AS SET OUT IN THE CORPORATION’S MANAGEMENT INFORMATION CIRCULAR (THE “CIRCULAR”) DATED MAY 27, 2015: GEORGE STEEVES | For | None | 125000 | 0 | 0 | 0 | |||||||
11 | THE ADVISORY RESOLUTION SET FORTH IN SCHEDULE “A” OF THE CIRCULAR TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR | For | None | 125000 | 0 | 0 | 0 | |||||||
12 | AMENDMENTS OR VARIATIONS TO THE MATTERS IDENTIFIED IN THE NOTICE OF MEETING ACCOMPANYING THE CIRCULAR (THE “NOTICE OF MEETING”) AND SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF AT THE DISCRETION OF THE PROXYHOLDER | Abstain | None | 125000 | 0 | 0 | 0 |
ALGONQUIN POWER & UTILITIES CORP.
| ||||||||
Security: | 015857105 | Meeting Type: | Annual | |||||
Ticker: | AQUNF | Meeting Date: | 30-Jun-2015 | |||||
ISIN | CA0158571053 | Vote Deadline Date: | 26-Jun-2015 | |||||
Agenda | 934244409 | Management | Total Ballot Shares: | 375000 | ||||
Last Vote Date: | 05-Jun-2015 |
Item
| Proposal
| Recommendation
| Default Vote
| For
| Against
| Abstain
| Take No Action
| |||||||||
1 | THE APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND AUTHORIZE THE DIRECTORS OF THE CORPORATION TO FIX THE REMUNERATION OF THE AUDITORS; | For | None | 375000 | 0 | 0 | 0 | |||||||||
2 | DIRECTOR | For | None | |||||||||||||
1 CHRISTOPHER BALL | 375000 | 0 | 0 | 0 | ||||||||||||
2 CHRISTOPHER HUSKILSON | 375000 | 0 | 0 | 0 | ||||||||||||
3 CHRISTOPHER JARRATT | 375000 | 0 | 0 | 0 | ||||||||||||
4 KENNETH MOORE | �� | 375000 | 0 | 0 | 0 | |||||||||||
5 IAN ROBERTSON | 375000 | 0 | 0 | 0 | ||||||||||||
6 MASHEED SAIDI | 375000 | 0 | 0 | 0 | ||||||||||||
7 DILEK SAMIL | 375000 | 0 | 0 | 0 | ||||||||||||
8 GEORGE STEEVES | 375000 | 0 | 0 | 0 | ||||||||||||
3 | THE ADVISORY RESOLUTION SET FORTH IN SCHEDULE “A” OF THE CIRCULAR TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR. | For | None | 375000 | 0 | 0 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant New Alternatives Fund |
By (Signature and Title)* /s/ David J. Schoenwald | ||
David J. Schoenwald, President and Treasurer | ||
(Principal Executive Officer and Principal Financial Officer) |
Date April 11, 2015 |
*Print the name and title of each signing officer under his or her signature.