UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-03287
New Alternatives Fund
(Exact name of registrant as specified in charter)
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Address of principal executive offices) (Zip code)
David J. Schoenwald, President
New Alternatives Fund
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Name and address of agent for service)
Registrant’s telephone number, including area code: 631-423-7373
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Proposal Long Text | Director Name | Committee Name | For/Against Recommended Vote | Vote | ||||||||
JOHNSON CONTROLS, INC. | JCI | 478366107 | 17-Aug-2016 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED, BY AND AMONG JOHNSON CONTROLS, INC., TYCO INTERNATIONAL PLC AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE “MERGER PROPOSAL”) | Management | F | F | |||||||||
JOHNSON CONTROLS, INC. | JCI | 478366107 | 17-Aug-2016 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE JOHNSON CONTROLS SPECIAL MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL (THE “ADJOURNMENT PROPOSAL”) | Management | F | F | |||||||||
JOHNSON CONTROLS, INC. | JCI | 478366107 | 17-Aug-2016 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO JOHNSON CONTROLS’ NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (THE “ADVISORY COMPENSATION PROPOSAL”) | Management | F | F | |||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE FEES AND EXPENSES OF PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MR M BOGOIEVSKI BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MR GJC SWIER BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MR AN BICKERS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MR RH AITKEN BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MS SR PETERSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT MR PM RIDLEY-SMITH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT THE DEMERGER AND THE FINANCING ARRANGEMENTS ARE APPROVED | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | THAT THE SUM OF UP TO NZD 150,000 BE PAID TO THE TRUSTPOWER BOARD, IN RESPECT OF THE ADDITIONAL WORK UNDERTAKEN BY THE TRUSTPOWER BOARD IN RESPECT OF THE DEMERGER PROPOSAL | Management | F | F | ||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | 24 AUG 2016: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL “2” AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEM | Management | N | |||||||||||
TRUSTPOWER LIMITED | Q9239W105 | 09-Sep-2016 | 24 AUG 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE FROM EGM TO SGM, RECORD DATE AND ADDITION OF VOTING EXCLUSION COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | N | |||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 25 OCT 2016 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | F | M | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: INDIVIDUAL BALANCE APPROVAL | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF MERGER COMMON TERMS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF MERGER RESOLUTIONS | Management | F | F |
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF A CAPITAL INCREASE | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: APPROVAL OF THE REQUEST FOR ADMISSION TO TRADING | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: TAX NEUTRALITY REGIME | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPROVAL OF THE MERGER BY ABSORPTION OF SIEMENS WIND HOLDCO: DELEGATION OF POWERS WITH REGARD TO THE MERGER RESOLUTIONS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | AMENDMENT TO THE COMPANY’S BYLAW: AMENDMENT OF ART. 2.2,35.2,37.2 & 37.4 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | AMENDMENT TO THE COMPANY’S BYLAW: APPROVAL OF THE RESTATED TEXT | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | EXTRAORDINARY CASH DIVIDEND: EUR 3.6 PER SHARE | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | SETTING THE NUMBER OF DIRECTORS: 13 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MS ROSA MARIA G AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MS MARIEL VON S AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MS LISA DAVIS AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MR KLAUS HELMRICH AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MR RALF THOMAS AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MR KLAUS ROSENFELD AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | APPOINTMENT MS SWANTJE CONRAD AS A BOARD OF DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | COOPTION AND RE-ELECTION OF MR GERARDO CODES | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | DELEGATION OF POWERS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | 30 SEP 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3 AND 4.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | N | |||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 24-Oct-2016 | 17 OCT 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | N | |||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 699086 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | F | M | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 NOV 2016 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | F | M | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | CONTRIBUTION TO THE COMPANY ABENGOA ABENEWCO 2, S.A.U. OF ESSENTIAL ASSETS AND ITS LATER CONTRIBUTION BY THIS ONE TO THE COMPANY ABENGOA ABENEWCO A,S.A.U | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | CAPITAL INCREASES IN ORDER TO INCREASE THEIR OWN FUNDS AS PER AGREEMENT, BY THE ISSUE OF NEW SHARES CLASS A OF EUR 0.02 OF NOMINAL VALUE AND CLASS B OF EUR 0.0002 OF NOMINAL VALUE | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | PROVISION OF GUARANTEES ON THE OBLIGATIONS ASSUMED | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | ISSUE OF WARRANTS IN FAVOR OF SHAREHOLDERS OF THE COMPANY | Management | F | F |
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | INTEGRATION OF CLASS A AND CLASS B SHARES INTO ONLY ONE CLASS OF ORDINARY SHARES | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | RESIGNATION OF DIRECTORS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR GONZALO URQUIJO FERNANDEZ DE ARAOZ | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR MANUEL CASTRO ALADRO | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR JOSE LUIS DEL VALLE DOBLADO | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR JOSE WAHNON LEVY | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR RAMON SOTOMAYOR JAUREGUI | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MR JAVIER TARGHETTA ROZA | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPOINTMENT OF MS PILAR CAVERO MESTRE | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | EFFICIENCY AND EXECUTION OF THE AGREEMENTS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | AMENDMENTS OF THE BYLAWS ARTS 39, 40, 41 AND 48 | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | AMEND ARTICLE 25 AND PARAGRAPHS 2.A, 2.C.IV AND 3.A IN ARTICLE 44A, DELETE PARAGRAPH 4 IN ARTICLE 44A | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPROVAL OF THE NEW TEXT OF BYLAWS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | EFFICIENCY OF AGREEMENT | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTS 6, 7, 8, 9, 12, 14 AND 19 | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | APPROVAL OF THE NEW TEXT OF THE REGULATION OF THE GENERAL MEETINGS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | EFFICIENCY OF THE AGREEMENTS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | INFORMATION ABOUT AMENDMENTS OF THE REGULATION OF THE BOARD OF DIRECTORS | Management | F | M | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | REPEAL OF THE INSTRUCTIONS TO BOARD OF DIRECTORS OF OBSERVANCE OF A MAXIMUM LIMIT TO THE COMMITMENTS OF CAPEX | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | DELEGATION OF POWERS | Management | F | F | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | 25 OCT 2016: SHAREHOLDERS HOLDING LESS THAN “375” SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING | Management | F | M | ||||||||||
ABENGOA SA, SEVILLA | E0002V203 | 21-Nov-2016 | 25 OCT 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 699283 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Management | F | M | ||||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: DR. JOHN ELSTROTT | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: MARY ELLEN COE | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: SHAHID (HASS) HASSAN | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: STEPHANIE KUGELMAN | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: JOHN MACKEY | Management | N | A | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: WALTER ROBB | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: JONATHAN SEIFFER | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: MORRIS (MO) SIEGEL | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: JONATHAN SOKOLOFF | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: DR. RALPH SORENSON | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: GABRIELLE SULZBERGER | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ELECTION OF DIRECTOR: WILLIAM (KIP) TINDELL, III | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | F | 1 | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2017. | Management | F | F | |||||||||
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | PROPOSAL ASKING OUR BOARD OF DIRECTORS TO ADOPT REVISIONS TO THE COMPANY’S PROXY ACCESS BYLAW. | Management | N | F |
WHOLE FOODS MARKET, INC. | WFM | 966837106 | 17-Feb-2017 | PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING OUR FOOD WASTE EFFORTS. | Management | N | F | |||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | REPORT BY THE BOARD OF DIRECTORS | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT: DKK 6 PER SHARE | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE TREASURY SHARES | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PROPOSAL FROM THE BOARD OF DIRECTORS FOR AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ARTICLE 4.2, ARTICLE 4.3, ARTICLE 4.4, ARTICLE 4.5, ARTICLE 4.6 AND ARTICLE 10.11 OF THE COMPANY’S ARTICLES OF ASSOCIATION ARE DELETED | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | SIX MEMBERS OF THE BOARD OF DIRECTORS ARE ELECTED BY THE GENERAL MEETING | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | RE-ELECTION OF PIA GJELLERUP AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | RE-ELECTION OF BENNY D. LOFT AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | ELECTION OF PETER KORSHOLM AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | POSSIBLE AMENDED PROPOSAL: IF THE NOMINATION COMMITTEE SUBMITS A REVISED RECOMMENDATION FOR THE ELECTION OF ONE OR TWO NEW ADDITIONAL BOARD MEMBERS. IN THAT CASE, THIS VOTE SHALL BE CAST IN RELATION TO SUCH REVISED PROPOSAL | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2017 | Management | F | F | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | APPOINTMENT OF AUDITOR - RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | F | F |
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | ANY OTHER BUSINESS | Management | F | M | ||||||||||
DONG ENERGY A/S, FREDERICIA | K3192G104 | 02-Mar-2017 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “7.A TO 7.F, 7.II AND 9”. THANK YOU. | Management | F | M | ||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: DAVID P. ABNEY | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: NATALIE A. BLACK | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: ALEX A. MOLINAROLI | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE PEROCHENA | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: MARK VERGNANO | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | ELECTION OF DIRECTOR: R. DAVID YOST | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS’ REMUNERATION. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | F | 1 | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JOHNSON CONTROLS INTERNATIONAL PLC 2012 SHARE AND INCENTIVE PLAN. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO APPROVE THE DIRECTORS’ AUTHORITY TO ALLOT SHARES UP TO APPROXIMATELY 33% OF ISSUED SHARE CAPITAL. | Management | F | F | |||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | JCI | G51502105 | 08-Mar-2017 | TO APPROVE THE WAIVER OF STATUTORY PRE-EMPTION RIGHTS WITH RESPECT TO UP TO 5% OF ISSUED SHARE CAPITAL (SPECIAL RESOLUTION) | Management | F | F | |||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP RENOVAVEIS, S.A., AS WELL AS THOSE CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED ON 31/DEC/2016 | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE PROPOSED APPLICATION OF RESULTS FOR THE FISCAL YEAR ENDED ON 31/DEC/2016, AS WELL AS THE DISTRIBUTION OF DIVIDENDS | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF EDP RENOVAVEIS S.A., THE CONSOLIDATED MANAGEMENT REPORT WITH ITS SUBSIDIARIES, AND ITS CORPORATE GOVERNANCE REPORT, FOR THE FISCAL YEAR ENDED 31/DEC/2016 | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND PERFORMANCE BY THE BOARD OF DIRECTORS AND ITS EXECUTIVE COMMITTEE DURING THE FISCAL YEAR ENDED 31/DEC/2016 | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | RE-ELECTION OF THE CHAIRMAN OF THE SHAREHOLDERS MEETING FOR A SECOND THREE (3) YEAR TERM: JOSE ANTONIO DE MELO PINTO RIBEIRO | Management | F | F |
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | APPROVAL OF THE REMUNERATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | RE-ELECTION, AS EXTERNAL AUDITOR OF EDP RENOVAVEIS S.A., OF KPMG AUDITORES, S.L. REGISTERED AT THE OFFICIAL REGISTER OF AUDITORS UNDER NUMBER S0702 AND WITH TAX IDENTIFICATION NUMBER B-78510153, FOR THE YEAR 2017 | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | DELEGATION OF POWERS TO THE FORMALIZATION AND IMPLEMENTATION OF ALL RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS MEETING, FOR THE EXECUTION OF ANY RELEVANT PUBLIC DEED AND FOR ITS INTERPRETATION, CORRECTION, ADDITION OR DEVELOPMENT IN ORDER TO OBTAIN THE APPROPRIATE REGISTRATIONS | Management | F | F | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | 07 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN NAME AND ADDITION OF QUORUM COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | F | M | ||||||||||
EDP RENOVAVEIS, SA, OVIEDO | E3847K101 | 06-Apr-2017 | 07 MAR 2017: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 12 APR 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS “4.A TO 4.H AND 6”. THANK YOU | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | THE BOARD OF DIRECTORS’ REPORT | Management | F | M | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 9.71 PER SHARE | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: BERT NORDBERG | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: CARSTEN BJERG | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: EIJA PITKANEN | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRIK ANDERSEN | Management | F | F |
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: HENRY STENSON | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LARS JOSEFSSON | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LYKKE FRIIS | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: TORBEN BALLEGAARD SORENSEN | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2016 | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY’S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION-THE COMPANY’S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 221,544,727 TO NOMINALLY DKK 215,496,947 THROUGH CANCELLATION OF TREASURY SHARES | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES- AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2018 | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | PROPOSALS FROM THE BOARD OF DIRECTORS: NOTIFICATION OF ATTENDANCE AT A GENERAL MEETING - AMENDMENT OF ARTICLES 6(3) AND 6(4) OF THE ARTICLES OF ASSOCIATION- THE COMPANY’S ARTICLES OF ASSOCIATION ARE AMENDED TO THE EFFECT THAT SHAREHOLDERS ARE NOT REQUIRED TO REQUEST AN ADMISSION CARD IN ORDER TO ATTEND A GENERAL MEETING. INSTEAD SHAREHOLDERS MUST NOTIFY THE COMPANY OF THEIR ATTENDANCE | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | F | F | ||||||||||
VESTAS WIND SYSTEMS A/S, AARHUS | K9773J128 | 06-Apr-2017 | 07 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION NO 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | F | M | ||||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: CESAR CONDE | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: J. BRIAN FERGUSON | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: RALPH F. HAKE | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: F. PHILIP HANDY | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: EDWARD F. LONERGAN | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: MARYANN T. MANNEN | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: JAMES J. MCMONAGLE | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: W. HOWARD MORRIS | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: SUZANNE P. NIMOCKS | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: MICHAEL H. THAMAN | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | ELECTION OF DIRECTOR: JOHN D. WILLIAMS | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | TO APPROVE, ON AN ADVISORY BASIS, 2016 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | F | F | |||||||||
OWENS CORNING | OC | 690742101 | 20-Apr-2017 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | Management | F | 1 |
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | MAURICIO GUTIERREZ | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | JOHN F. CHLEBOWSKI | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | KIRKLAND B. ANDREWS | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | JOHN CHILLEMI | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | BRIAN R. FORD | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | FERRELL P. MCCLEAN | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | DIRECTOR | CHRISTOPHER S. SOTOS | Management | F | F | ||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | TO APPROVE NRG YIELD’S ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE OFFICERS. | Management | F | F | |||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, NRG YIELD’S EXECUTIVE COMPENSATION. | Management | F | F | |||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE VOTE TO APPROVE NRG YIELD’S EXECUTIVE COMPENSATION. | Management | F | 1 | |||||||||
NRG YIELD, INC. | NYLD | 62942X405 | 25-Apr-2017 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | F | F | |||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | MAURICIO GUTIERREZ | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | JOHN F. CHLEBOWSKI | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | KIRKLAND B. ANDREWS | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | JOHN CHILLEMI | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | BRIAN R. FORD | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | FERRELL P. MCCLEAN | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | DIRECTOR | CHRISTOPHER S. SOTOS | Management | F | F | ||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | TO APPROVE NRG YIELD’S ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE OFFICERS. | Management | F | F | |||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, NRG YIELD’S EXECUTIVE COMPENSATION. | Management | F | F | |||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF THE VOTE TO APPROVE NRG YIELD’S EXECUTIVE COMPENSATION. | Management | F | 1 | |||||||||
NRG YIELD, INC. | NYLDA | 62942X306 | 25-Apr-2017 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | F | F | |||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | DIRECTOR | HELLE KRISTOFFERSEN | Management | F | F | ||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | DIRECTOR | THOMAS R. MCDANIEL | Management | F | F | ||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | DIRECTOR | THOMAS H. WERNER | Management | F | F | ||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | THE APPROVAL, IN AN ADVISORY VOTE, OF OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | F | F | |||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, WHETHER A STOCKHOLDER ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD EVERY (A) ONE YEAR, (B) TWO YEARS, OR (C) THREE YEARS. | Management | F | 1 | |||||||||
SUNPOWER CORPORATION | SPWR | 867652406 | 27-Apr-2017 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | F | F |
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | �� | 03-May-2017 | APPROVAL OF THE NOTICE OF MEETING AND AGENDA | Management | F | F | |||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | THE BOARD RECOMMENDS THAT THE PROPOSAL FROM A SHAREHOLDER BE REJECTED | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | RESOLUTION ON THE 2016 ANNUAL FINANCIAL STATEMENTS, INCLUDING THE DISTRIBUTION OF DIVIDENDS: NOK 3.25 PER SHARE | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | CHANGE TO ARTICLES OF ASSOCIATION AND GUIDELINES FOR THE NOMINATION COMMITTEE: ARTICLE 3, ARTICLE 7, ARTICLE 8 | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | LOANS TO EMPLOYEES - RELATED TO EMPLOYEE SHARE OFFERS | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | AUTHORISATION FOR THE BOARD TO ACQUIRE TREASURY SHARES | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | THE BOARD’S DECLARATION ON DETERMINATION OF SALARIES AND OTHER REMUNERATION FOR SENIOR EXECUTIVES: SUGGESTED GUIDELINES (ADVISORY VOTE) | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | THE BOARD’S DECLARATION ON DETERMINATION OF SALARIES AND OTHER REMUNERATION FOR SENIOR EXECUTIVES: BINDING GUIDELINES (BINDING VOTE) | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | RE-ELECTION OF PER LANGER TO THE BOARD | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | RE-ELECTION OF ODD HAKON HOELSAETER TO THE BOARD | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | DETERMINATION OF REMUNERATION OF THE BOARD OF DIRECTORS AND DEPUTY BOARD MEMBERS | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | RE-ELECTION OF ANDERS BERG TO THE NOMINATION COMMITTEE | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | ELECTION OF AAGE SCHAANING TO THE NOMINATION COMMITTEE | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03—May-2017 | DETERMINATION OF REMUNERATION FOR THE MEMBERS OF THE NOMINATION COMMITTEE | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 03-May-2017 | APPROVAL OF AUDITOR’S REMUNERATION | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ FOR ALL RESOLUTIONS. THANK YOU | Management | F | M | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: DAVID W. DRINKWATER | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: BRETT M. GELLNER | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: ALLEN R. HAGERMAN | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: PAUL H.E. TAYLOR | Management | F | F | ||||||||||
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | ELECTION OF DIRECTOR: ARON J. WILLIS | Management | F | F |
TRANSALTA RENEWABLES INC, CALGARY, AB | 893463109 | 04-May-2017 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. DIRECTORS AND MANAGEMENT RECOMMEND SHAREHOLDERS VOTE FOR THE APPOINTMENT OF ERNST & YOUNG LLP | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ ONLY FOR RESOLUTIONS 3 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU | Management | F | M | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: JEAN LA COUTURE | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: NATHALIE FRANCISCI | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: RICHARD GAGNON | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: DANIEL LAFRANCE | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: MICHEL LETELLIER | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: DALTON MCGUINTY | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | ELECTION OF DIRECTOR: MONIQUE MERCIER | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | THE APPOINTMENT OF DELOITTE LLP, AS AUDITOR OF THE CORPORATION AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX ITS REMUNERATION | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES OF THE CORPORATION TO CAD 500,000, AND TO CREDIT TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO THE DIFFERENCE BETWEEN THE CURRENT STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES AND CAD 500,000 | Management | F | F | ||||||||||
INNERGEX RENEWABLE ENERGY INC, LONGUEUIL, QC | 45790B104 | 09-May-2017 | TO ADOPT AN ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION | Management | F | F | ||||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: JULIE A. DOBSON | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: MARTHA CLARK GOSS | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: VERONICA M. HAGEN | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: KARL F. KURZ | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: GEORGE MACKENZIE | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | F | F | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | F | 1 | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | APPROVAL OF THE AMERICAN WATER WORKS COMPANY, INC. 2017 OMNIBUS EQUITY COMPENSATION PLAN. | Management | N | A | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | APPROVAL OF THE AMERICAN WATER WORKS COMPANY, INC. AND ITS DESIGNATED SUBSIDIARIES 2017 NONQUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Management | N | A | |||||||||
AMERICAN WATER WORKS COMPANY, INC. | AWK | 030420103 | 12-May-2017 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2017. | Management | F | F | |||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 755064 DUE TO DELETION OF RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | F | M | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | F | M |
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | SHAREHOLDERS HOLDING LESS THAN “10” SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING | Management | F | M | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | REVIEW AND APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS, INCLUDING THE BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN NET WORTH, CASH FLOW STATEMENT AND NOTES TO THE ACCOUNTS, AND THE MANAGEMENT REPORT OF THE COMPANY AND ITS CONSOLIDATED GROUP, WITH REFERENCE TO THE FISCAL YEAR 2016 | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | APPROVE, AS THE CASE MAY BE, THE PROPOSED APPLICATION OF 2016 PROFITS | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | APPROVE, AS THE CASE MAY BE, THE PERFORMANCE OF THE BOARD OF DIRECTORS DURING THE FISCAL YEAR 2016 | Management | N | N | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | REAPPOINTMENT OF D. RAFAEL MARTIN DE BUSTAMANTE VEGA AS EXECUTIVE DIRECTOR | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | GRANT TO THE BOARD OF DIRECTORS THE AUTHORITY TO CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES, EITHER BY THE COMPANY OR VIA ITS SUBSIDIARIES, IN CONFORMITY WITH THE PROVISIONS OF SECTIONS 146 AND 509 OF THE CAPITAL COMPANIES ACT, WITH AUTHORITY TO ACQUIRE THE MAXIMUM NUMBER OF SHARES PERMITTED BY THE CURRENT LAWS THAT, WHEN ADDED TO THE OUTSTANDING SHARES, DOES NOT EXCEED 10 PCT. OF THE SHARE CAPITAL, BEING THE MINIMUM ACQUISITION PRICE THE NOMINAL VALUE OF THE SHARES, AND THE MAXIMUM, A PRICE NOT EXCEEDING 30 PCT. OF THE QUOTATION OF THE SHARES IN THE STOCK EXCHANGE, FOR A 5 YEAR PERIOD AND RENDERING VOID THE OUTSTANDING AUTHORITY GRANTED BY THE GENERAL MEETING OF 23 MAY 2012 | �� | Management | F | F | |||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | REAPPOINTMENT OF THE COMPANY AUDITORS FOR A 1 YEAR PERIOD | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | APPROVE THE DIRECTORS REMUNERATION POLICY FOR THE FISCAL YEARS 2017, 2018 AND 2019 | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | DIRECTORS EXTRAORDINARY REMUNERATION. SET THE AMOUNT OF REMUNERATION IN CASH ACCORDING TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION | Management | N | N | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | VOTE, FOR CONSULTATIVE PURPOSES, THE ANNUAL REPORT ON DIRECTORS REMUNERATION | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | DELEGATE POWERS FOR THE EXECUTION OF THE RESOLUTIONS ADOPTED AND, AS THE CASE MAY BE, FOR THE CONSTRUCTION, RECTIFICATION AND IMPLEMENTATION THEREOF, AND TO FILE THE INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND THE GENERAL MEETING AGREEMENTS WITH THE REGISTRAR OF COMPANIES | Management | F | F | ||||||||||
ELECNOR SA, MADRID | E39152181 | 15-May-2017 | ANY OTHER BUSINESS | Management | N | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPOINT KPMG AUDITORES AS AUDITOR | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | REELECT JERONIMO MARCOS GERARD RIVERO AS DIRECTOR | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | ELECT KAREN CHRISTIANA FIGUERES OLSEN AS DIRECTOR | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPROVE REMUNERATION POLICY | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | FIX NUMBER OF SHARES AVAILABLE FOR GRANTS | Management | N | N | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | ADVISORY VOTE ON REMUNERATION REPORT | Management | N | A | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPROVE CORPORATE SOCIAL RESPONSIBILITY REPORT | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS’ NOTICE | Management | N | A |
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 MAY 2017. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Management | F | M | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | F | F | ||||||||||
ACCIONA SA, MADRID | E0008Z109 | 17-May-2017 | APPROVE DISCHARGE OF BOARD AND MANAGEMENT REPORTS | Management | F | F | ||||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: MICHAEL J. AHEARN | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: RICHARD D. CHAPMAN | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: GEORGE A. HAMBRO | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: CRAIG KENNEDY | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: JAMES F. NOLAN | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: WILLIAM J. POST | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: J. THOMAS PRESBY | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: PAUL H. STEBBINS | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: MICHAEL SWEENEY | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ELECTION OF DIRECTOR: MARK R. WIDMAR | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | F | F | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | N | A | |||||||||
FIRST SOLAR, INC. | FSLR | 336433107 | 17-May-2017 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | N | 1 | |||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | JEFFREY W. ECKEL | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | REBECCA A. BLALOCK | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | TERESA M. BRENNER | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | MARK J. CIRILLI | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | CHARLES M. O’NEIL | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | RICHARD J. OSBORNE | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | DIRECTOR | STEVEN G. OSGOOD | Management | F | F | ||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | F | F | |||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND OTHER NARRATIVE DISCLOSURE IN THIS PROXY STATEMENT. | Management | F | F | |||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | HASI | 41068X100 | 01-Jun-2017 | THE FREQUENCY IN YEARS WITH WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON EXECUTIVE COMPENSATION, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Management | F | 1 | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: ALAN BATKIN | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: PATRICIA BELLINGER | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: THE LORD BROWNE OF MADINGLEY | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: MICHAEL GARLAND | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: DOUGLAS HALL | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: MICHAEL HOFFMAN | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | ELECTION OF DIRECTOR: PATRICIA NEWSON | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | F | F |
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | F | F | |||||||||
PATTERN ENERGY GROUP INC. | PEGI | 70338P100 | 01-Jun-2017 | TO APPROVE THE AMENDED AND RESTATED 2013 EQUITY INCENTIVE AWARD PLAN. | Management | N | N | |||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 1 TO 7. THANK YOU | Management | F | M | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING JAMES C. TEMERTY AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING RT. HON. JOHN N. TURNER, Q.C. AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING BARRY GILMOUR AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | ELECTING RUSSELL GOODMAN AS A DIRECTOR OF THE CORPORATION | Management | F | F | ||||||||||
NORTHLAND POWER INC, TORONTO ON | 666511100 | 05-Jun-2017 | REAPPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION | Management | F | F | ||||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | ELECTION OF CLASS I DIRECTOR: ELON MUSK | Management | F | F | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | ELECTION OF CLASS I DIRECTOR: ROBYN M. DENHOLM | Management | F | F | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | ELECTION OF CLASS I DIRECTOR: STEPHEN T. JURVETSON | Management | F | F | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | A NON-BINDING ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | F | F | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | F | 3 | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | F | F | |||||||||
TESLA, INC. | TSLA | 88160R101 | 06-Jun-2017 | A STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | N | A | |||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 21 JUNE 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU’ | Management | F | M | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | ALLOCATION OF RESULTS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | RE-ELECTION OF MR LUIS JAVIER CORTES DOMINGUEZ AS INDEPENDENT DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | RE-ELECTION OF MR MARKUS TACKE AS EXECUTIVE DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | RE-ELECTION OF MR MICHAEL SEN AS DOMINICAL DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | RE-ELECTION OF MR CARLOS RODRIGUEZ QUIROGA MENENDEZ AS EXECUTIVE DIRECTOR | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | AMENDMENT OF THE BYLAWS ARTICLE 1 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | ARTICLE 17 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | ARTICLE 49 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF THE NEW TEXT OF THE BYLAWS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTICLES 1 AND 5 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | ARTICLE 19 | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF THE NEW TEXT OF THE REGULATION OF THE GENERAL MEETING | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | RE-ELECITON OF AUDITORS: ERNST YOUNG | Management | F | F |
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | APPROVAL OF THE NEW REMUNERATION POLICY FOR DIRECTORS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | F | F | ||||||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | E54667113 | 20-Jun-2017 | 17 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTION 11 AND CHANGE IN RECORD DATE FROM 9 JUNE 2017 TO 15 JUNE 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 785688 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION NUMBERS 1, 2 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | OPENING OF MEETING AND ELECTION OF MEETING CHAIRMAN | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | ESTABLISHMENT OF A LIST OF ATTENDING SHAREHOLDERS | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | APPROVAL OF NOTICE OF MEETING AND AGENDA | Management | F | F | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | ELECTION OF ONE SHAREHOLDER TO SIGN THE MINUTES TOGETHER WITH THE MEETING CHAIRMAN | Management | F | M | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | THE BOARD OF DIRECTORS PROPOSE THAT THE DEMERGER PLAN DATED 15 MAY REGARDING DEMERGER OF HAFSLUND ASA IS APPROVED | Management | N | N | ||||||||||
HAFSLUND ASA, OSLO | R28315126 | 20-Jun-2017 | PROPOSED CHANGE TO THE ARTICLES OF ASSOCIATION, INCLUDING CHANGE OF COMPANY NAME AND PURPOSE | Management | N | N | ||||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | IGNACIO SANCHEZ GALAN | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | JOHN E. BALDACCI | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | PEDRO AZAGRA BLAZQUEZ | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | FELIPE CALDERON | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | ARNOLD L. CHASE | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | ALFREDO ELIAS AYUB | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | CAROL L. FOLT | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | JOHN L. LAHEY | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | SANTIAGO M. GARRIDO | Management | F | F |
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | JUAN CARLOS R. LICEAGA | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | JOSE SAINZ ARMADA | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | ALAN D. SOLOMONT | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | ELIZABETH TIMM | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | DIRECTOR | JAMES P. TORGERSON | Management | F | F | ||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | RATIFICATION OF THE SELECTION OF KPMG US LLP AS AVANGRID, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | F | F | |||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | F | F | |||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS. | Management | F | F | |||||||||
AVANGRID, INC. | AGR | 05351W103 | 22-Jun-2017 | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. BY-LAWS TO INCREASE THE MINIMUM NUMBER OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FROM THREE (3) TO FIVE (5). | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY, FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO REAPPOINT DELOITTE LLP AND DELOITTE S.L. AS AUDITORS OF THE COMPANY | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS’ REMUNERATION | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO ELECT JOAQUIN FERNANDEZ DE PIEROLA AS DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO RE-ELECT MARIA JOSE ESTERUELAS AS DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO RE-ELECT SANTIAGO SEAGE AS DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO RE-ELECT DANIEL VILLALBA AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO RE-ELECT JACKSON ROBINSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO ELECT ROBERT DOVE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO ELECT ANDREA BRENTAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | F | F | |||||||||
ATLANTICA YIELD PLC | ABY | G0751N103 | 23-Jun-2017 | TO ELECT FRANCISCO JOSE MARTINEZ AS INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | F | F | |||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | TO PARTIALLY AMEND THE ARTICLES OF INCORPORATION | Management | F | F | |||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | SHUSAKU NAGAE | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | MASAYUKI MATSUSHITA | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | KAZUHIRO TSUGA | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | YOSHIO ITO* | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | MOTOTSUGU SATO* | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | MASAYUKI OKU | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | YOSHINOBU TSUTSUI | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | HIROKO OTA | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | KAZUHIKO TOYAMA | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | JUN ISHII* | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | YASUYUKI HIGUCHI# | Management | F | F | ||||||||
PANASONIC CORPORATION | PCRFY | 69832A205 | 29-Jun-2017 | DIRECTOR | HIROKAZU UMEDA# | Management | F | F |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | New Alternatives Fund |
By (Signature and Title)* | /s/ David J. Schoenwald | |
David J. Schoenwald, President and Treasurer | ||
(principal executive officer) |
Date | August 14, 2017 |
*Print the name and title of each signing officer under his or her signature.