UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-03287
New Alternatives Fund
(Exact name of registrant as specified in charter)
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Address of principal executive offices) (Zip code)
David J. Schoenwald, President
New Alternatives Fund
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Name and address of agent for service)
Registrant’s telephone number, including area code: 631-423-7373
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
Investment Company Report
TRUSTPOWER LIMITED | ||||||||
Security | Q9239W147 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Jul-2019 | ||||||
ISIN | NZTPXE0001S5 | Agenda | 711338168 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE FEES AND EXPENSES OF PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR | Management | For | For | ||||||||
2 | THAT DR DAVID PRENTICE BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
3 | THAT DR KEITH TURNER BE ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
4 | THAT THE EXISTING CONSTITUTION OF THE COMPANY BE REVOKED AND THE COMPANY ADOPT A NEW CONSTITUTION IN THE FORM TABLED AT THE MEETING AND SIGNED BY THE CHAIRPERSON FOR THE PURPOSE OF IDENTIFICATION, WITH EFFECT FROM THE CLOSE OF THE ANNUAL MEETING OF THE COMPANY | Management | Abstain | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 500,000 | 0 | 20-Jul-2019 | 23-Jul-2019 |
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Investment Company Report
INFRATIL LTD | ||||||||
Security | Q4933Q124 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Aug-2019 | ||||||
ISIN | NZIFTE0003S3 | Agenda | 711457576 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | THAT ALISON GERRY BE RE-ELECTED AS A DIRECTOR OF INFRATIL | Management | For | For | ||||||||
2 | THAT KIRSTY MACTAGGART BE ELECTED AS A DIRECTOR OF INFRATIL | Management | For | For | ||||||||
3 | THAT CATHERINE SAVAGE BE ELECTED AS A DIRECTOR OF INFRATIL | Management | For | For | ||||||||
4 | DIRECTORS’ REMUNERATION | Management | For | For | ||||||||
5 | CHANGES TO THE CONSTITUTION | Management | For | For | ||||||||
6 | AUDITOR’S REMUNERATION | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 750,000 | 0 | 15-Aug-2019 | 15-Aug-2019 |
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Investment Company Report
INGERSOLL-RAND PLC | ||||||||
Security | G47791101 | Meeting Type | Special | |||||
Ticker Symbol | IR | Meeting Date | 04-Feb-2020 | |||||
ISIN | IE00B6330302 | Agenda | 935120232 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | To vote to pass a special resolution to change the Company’s name to Trane Technologies plc on such date as determined by the Chairman and Senior Vice President and General Counsel of the Company. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 25,000 | 0 | 15-Jan-2020 | 15-Jan-2020 |
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Investment Company Report
ORSTED | ||||||||
Security | K7653Q105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 02-Mar-2020 | ||||||
ISIN | DK0060094928 | Agenda | 712118771 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | 11 FEB 2020: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR-‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS 9.1, 9.2, 9.3.1, 9.3.2, 9.3.3, 9.3.4-AND 11. THANK YOU | Non-Voting | ||||||||||
1 | REPORT BY THE BOARD OF DIRECTORS | Non-Voting | ||||||||||
2 | PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL | Management | For | For | ||||||||
3 | PRESENTATION OF THE REMUNERATION REPORT FOR ADVISORY VOTE | Management | For | For | ||||||||
4 | PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FROM THEIR LIABILITIES | Management | For | For |
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Investment Company Report
5 | PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT: THE BOARD OF DIRECTORS PROPOSES PAYMENT OF A DIVIDEND OF DKK 10.5 PER SHARE OF NOMINALLY DKK 10 CORRESPONDING TO A TOTAL AGGREGATE DIVIDEND OF DKK 4,414 MILLION FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||
6 | PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE-TREASURY SHARES: (NO PROPOSAL) | Non-Voting | ||||||||||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Management | For | For | ||||||||
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF ARTICLE 7.3 OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT OF AUTHORISATION | Management | For | For | ||||||||
8 | ANY PROPOSALS FROM THE SHAREHOLDERS: (NO PROPOSALS) | Non-Voting | ||||||||||
9.1 | RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
9.2 | RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
9.3.1 | RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
9.3.2 | RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
9.3.3 | RE-ELECTION OF PETER KORSHOLM AS MEMBER OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
9.3.4 | RE-ELECTION OF DIETER WEMMER AS MEMBER OF THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | ||||||||
10 | DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||
11 | ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | ||||||||
12 | ANY OTHER BUSINESS | Non-Voting |
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Investment Company Report
CMMT | 11 FEB 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT & TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 |
| NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 85,000 | 0 | 08-Feb-2020 | 08-Feb-2020 | ||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 25,000 | 0 | 08-Feb-2020 | 08-Feb-2020 |
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Investment Company Report
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||
Security | G51502105 | Meeting Type | Annual | |||||
Ticker Symbol | JCI | Meeting Date | 04-Mar-2020 | |||||
ISIN | IE00BY7QL619 | Agenda | 935123795 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||
1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||
1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||
1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||
1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||
1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||
1G. | Election of Director: Simone Menne | Management | For | For | ||||||||
1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||
1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||
1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||
1K. | Election of Director: R. David Yost | Management | For | For | ||||||||
1L. | Election of Director: John D. Young | Management | For | For | ||||||||
2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||
2.B | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
6. | To approve the Directors’ authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||
7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 25,000 | 0 | 18-Jan-2020 | 18-Jan-2020 |
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Investment Company Report
PATTERN ENERGY GROUP INC. | ||||||||
Security | 70338P100 | Meeting Type | Special | |||||
Ticker Symbol | PEGI | Meeting Date | 10-Mar-2020 | |||||
ISIN | US70338P1003 | Agenda | 935129165 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. | Management | Against | Against | ||||||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Pattern’s named executive officers that is based on or otherwise relates to the Merger. | Management | Against | Against | ||||||||
3. | To approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. | Management | Against | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 250,000 | 0 | 08-Feb-2020 | 08-Feb-2020 |
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Investment Company Report
EDP RENOVAVEIS, SA | ||||||||
Security | E3847K101 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Mar-2020 | ||||||
ISIN | ES0127797019 | Agenda | 712203621 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP RENOVAVEIS, S.A., AS WELL AS THOSE CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
2 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE PROPOSAL OF APPLICATION OF RESULTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
3 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE PROPOSAL FOR DISTRIBUTION OF DIVIDENDS | Management | For | For | ||||||||
4 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF EDP RENOVAVEIS, S.A., THE CONSOLIDATED MANAGEMENT REPORT WITH ITS SUBSIDIARIES, AND ITS CORPORATE GOVERNANCE REPORT, FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
5 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE NON - FINANCIAL STATEMENT OF THE CONSOLIDATED GROUP OF EDP RENOVAVEIS, S.A., FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | Abstain | Against | ||||||||
6 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND PERFORMANCE BY THE BOARD OF DIRECTORS AND ITS EXECUTIVE COMMITTEE DURING THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
7 | BOARD OF DIRECTORS: RATIFICATION OF THE APPOINTMENT BY CO-OPTION AS DOMINICAL DIRECTOR OF MR. RUI MANUEL RODRIGUES LOPES TEIXEIRA | Management | For | For | ||||||||
8 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION AND SALE OF OWN SHARES BY EDP RENOVAVEIS, S.A. AND/OR BY OTHER AFFILIATE COMPANIES UP TO A MAXIMUM LIMIT OF 10 PERCENT OF THE SUBSCRIBED SHARE CAPITAL | Management | For | For |
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9 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE IN ONE OR MORE OCCASIONS ANY: (I) FIXED INCOME SECURITIES OR OTHER DEBT INSTRUMENTS OF ANALOGOUS NATURE (INCLUDING WITHOUT LIMITATION BONDS AND PROMISSORY NOTES) UP TO THE MAXIMUM AMOUNT PERMITTED BY THE LAW, AS WELL AS (II) FIXED INCOME SECURITIES OR OTHER TYPE OF SECURITIES (WARRANTS INCLUDED) CONVERTIBLE OR EXCHANGEABLE, AT THE BOARD OF DIRECTORS’ DISCRETION, INTO EDP RENOVAVEIS, S.A. SHARES, OR THAT RECOGNIZE, AT THE BOARD OF DIRECTORS’ DISCRETION, THE RIGHT OF SUBSCRIPTION OR ACQUISITION OF SHARES OF EDP RENOVAVEIS, S.A., OR OF OTHER COMPANIES, UP TO A MAXIMUM AMOUNT OF THREE HUNDRED MILLION EUROS (EUR 300.000.000) OR ITS EQUIVALENT IN OTHER CURRENCY. DELEGATION OF POWER WITH THE FACULTY OF SUBSTITUTION, TO ESTABLISH THE CRITERIA TO DETERMINE THE BASES AND METHODS FOR THE CONVERSION OR SUBSCRIPTION OF SHARES AND THE POWER TO INCREASE THE CAPITAL UP TO THE NECESSARY AMOUNT, AS WELL AS, SUBJECT TO THE APPLICABLE LEGISLATION, THE POWER TO EXCLUDE SHAREHOLDER’S PRE-EMPTIVE RIGHTS | Management | For | For | ||||||||
10 | APPROVAL OF THE REMUNERATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS OF EDP RENOVAVEIS, S.A | Management | For | For | ||||||||
11 | DELEGATION OF POWERS TO THE FORMALIZATION AND IMPLEMENTATION OF ALL RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS’ MEETING, FOR THE EXECUTION OF ANY RELEVANT PUBLIC DEED AND FOR ITS INTERPRETATION, CORRECTION, ADDITION OR DEVELOPMENT IN ORDER TO OBTAINTHE APPROPRIATE REGISTRATIONS | Management | For | For | ||||||||
CMMT | 28 FEB 2020: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 02 APR 2020 CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU | Non-Voting | ||||||||||
CMMT | 28 FEB 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 875,000 | 0 | 27-Feb-2020 | 27-Feb-2020 |
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IBERDROLA SA | ||||||||
Security | E6165F166 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||
ISIN | ES0144580Y14 | Agenda | 712221542 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 APR 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU’ | Non-Voting | ||||||||||
1 | ANNUAL ACCOUNTS 2019 | Management | For | For | ||||||||
2 | MANAGEMENT REPORTS 2019 | Management | For | For | ||||||||
3 | STATEMENT OF NON FINANCIAL INFORMATION 2019 | Management | For | For | ||||||||
4 | CORPORATE MANAGEMENT AND ACTIVITIES OF BOARD OF DIRECTORS IN 2019 | Management | For | For | ||||||||
5 | RE-ELECTION OF KPMG AS STATUTORY AUDITOR | Management | For | For | ||||||||
6 | AMENDMENT OF ART 6, 7 AND 17 OF BYLAWS TO REDEFINE CORPORATE INTEREST AND SOCIAL DIVIDEND | Management | For | For | ||||||||
7 | AMENDMENT OF ART 8 OF BYLAWS ABOUT COMPLIANCE SYSTEM AND UNIT | Management | For | For | ||||||||
8 | AMENDMENT OF ART 10 OF BYLAWS TO REFLECT SHARE CAPITAL AFTER RETIREMENT OF MAX 213,592,000 SHARES | Management | For | For | ||||||||
9 | AMENDMENT OF ART 9 OF REGULATIONS FOR THE GENERAL MEETINGS | Management | For | For | ||||||||
10 | AMENDMENT OF ART 14,19 AND 39 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For | ||||||||
11 | AMENDMENT OF ART 6,7,15,16,17,22, 33 AND 44 OF REGULATIONS FOR GENERAL MEETINGS | Management | For | For | ||||||||
12 | ALLOCATION OF PROFITS 2019 | Management | For | For | ||||||||
13 | FIRST INCREASE OF CAPITAL | Management | For | For | ||||||||
14 | SECOND INCREASE OF CAPITAL | Management | For | For | ||||||||
15 | CONSULTATIVE VOTE ON ANNUAL DIRECTORS REMUNERATIONS REPORT 2019 | Management | For | For | ||||||||
16 | STRATEGIC BONUS FOR 2020-2021 | Management | For | For | ||||||||
17 | APPOINTMENT OF MS NICOLA MARY BREWER AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
18 | APPOINTMENT OF MS REGINA HELENA JORGE NUES AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
19 | REELECTION OF MR INIGO VICTOR DE ORIOL IBARRA AS OTHER EXTERNAL DIRECTOR | Management | For | For |
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20 | REELECTION OF MS SAMANTHA BARBER AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
21 | SETTING OF THE NUMBER OF BOARD MEMBERS AT FOURTEEN | Management | For | For | ||||||||
22 | AUTHORISATION TO INCREASE CAPITAL LIMITED TO A MAXIMUM OF 10 PCT OF SHARE CAPITAL | Management | For | For | ||||||||
23 | AUTHORISATION TO ISSUE DEBENTURES EXCHANGEABLE FOR AND OR CONVERTIBLE INTO SHARES AND WARRANTS UP TO 5,000M EURO LIMITED TO A MAX OF 10PCT OF SHARE CAPITAL | Management | For | For | ||||||||
24 | DELEGATION OF POWERS | Management | For | For | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE. THANK YOU | Non-Voting |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 936,111 | 0 | 29-Feb-2020 | 29-Feb-2020 |
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VESTAS WIND SYSTEMS A/S | ||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Apr-2020 | ||||||
ISIN | DK0010268606 | Agenda | 712233713 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS “4.A TO 4.H AND 6”. THANK YOU | Non-Voting | ||||||||||
1 | THE BOARD OF DIRECTORS’ REPORT | Non-Voting | ||||||||||
2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | ||||||||
3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 7.93 PER SHARE | Management | For | For | ||||||||
4.A | ELECTION OF MEMBER ANDERS RUNEVAD TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.B | RE-ELECTION OF MEMBER BERT NORDBERG TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.C | RE-ELECTION OF MEMBER BRUCE GRANT TO THE BOARD OF DIRECTORS | Management | For | For |
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4.D | RE-ELECTION OF MEMBER CARSTEN BJERG TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.E | RE-ELECTION OF MEMBER EVA MERETE SOFELDE BERNEKE TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.F | RE-ELECTION OF MEMBER HELLE THORNING-SCHMIDT TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.G | ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
4.H | RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||
5.1 | FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2019 | Management | For | For | ||||||||
5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2020 | Management | For | For | ||||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | ||||||||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF THE COMPANY’S REMUNERATION POLICY -THE REMUNERATION POLICY HAS BEEN UPDATED TO ENSURE COMPLIANCE WITH THE REVISED SECTION 139 AND THE NEW SECTION 139A OF THE DANISH COMPANIES ACT | Management | For | For | ||||||||
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE ARTICLES OF ASSOCIATION - THE STANDARD AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN AMENDED TO ENSURE COMPLIANCE WITH THE NEW SECTION 139B IN THE DANISH COMPANIES ACT | Management | For | For | ||||||||
7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY’S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY’S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 198,901,963 TO NOMINALLY DKK 196,924,115 THROUGH CANCELLATION OF TREASURY SHARES | Management | For | For | ||||||||
7.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2021 | Management | For | For | ||||||||
8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For |
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Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 105,000 | 0 | 06-Mar-2020 | 06-Mar-2020 |
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OWENS CORNING | ||||||||
Security | 690742101 | Meeting Type | Annual | |||||
Ticker Symbol | OC | Meeting Date | 16-Apr-2020 | |||||
ISIN | US6907421019 | Agenda | 935145260 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Brian D. Chambers | Management | For | For | ||||||||
1B. | Election of Director: Eduardo E. Cordeiro | Management | For | For | ||||||||
1C. | Election of Director: Adrienne D. Elsner | Management | For | For | ||||||||
1D. | Election of Director: J. Brian Ferguson | Management | For | For | ||||||||
1E. | Election of Director: Ralph F. Hake | Management | For | For | ||||||||
1F. | Election of Director: Edward F. Lonergan | Management | For | For | ||||||||
1G. | Election of Director: Maryann T. Mannen | Management | For | For | ||||||||
1H. | Election of Director: W. Howard Morris | Management | For | For | ||||||||
1I. | Election of Director: Suzanne P. Nimocks | Management | For | For | ||||||||
1J. | Election of Director: John D. Williams | Management | For | For | ||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||
4. | To approve the Amended and Restated Owens Corning Employee Stock Purchase Plan. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 25,000 | 0 | 17-Mar-2020 | 17-Mar-2020 |
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NEXTERA ENERGY PARTNERS, LP | ||||||||
Security | 65341B106 | Meeting Type | Annual | |||||
Ticker Symbol | NEP | Meeting Date | 21-Apr-2020 | |||||
ISIN | US65341B1061 | Agenda | 935138102 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||
1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||
1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||
1D. | Election of Director: James L. Robo | Management | For | For | ||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners’ independent registered public accounting firm for 2020. | Management | For | For | ||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy Partners’ compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 200,000 | 0 | 07-Mar-2020 | 07-Mar-2020 |
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VEOLIA ENVIRONNEMENT | ||||||||
Security | 92334N103 | Meeting Type | Special | |||||
Ticker Symbol | VEOEY | Meeting Date | 22-Apr-2020 | |||||
ISIN | US92334N1037 | Agenda | 935177508 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Approval of the Company financial statements for fiscal year 2019 | Management | For | |||||||||
2. | Approval of the consolidated financial statements for fiscal year 2019 | Management | For | |||||||||
3. | Approval of the expenses and charges referred to in Article 39.4 of the General Tax Code | Management | For | |||||||||
4. | Appropriation of net income for fiscal year 2019 and payment of the dividend | Management | For | |||||||||
5. | Approval of regulated agreements and commitments | Management | For | |||||||||
6. | Renewal of the term of Mr. Jacques Aschenbroich as Director | Management | For | |||||||||
7. | Renewal of the term of Mrs. Isabelle Courville as Director | Management | For | |||||||||
8. | Renewal of the term of Mrs. Nathalie Rachou as Director | Management | For | |||||||||
9. | Renewal of the term of Mr. Guillaume Texier as Director | Management | For | |||||||||
10. | Vote on the compensation paid during fiscal year 2019 or awarded in respect of the same fiscal year to Mr. Antoine Frérot, as Chairman and Chief Executive Officer | Management | For | |||||||||
11. | Vote on the information relative to the 2019 compensation of the Directors (excluding the Chairman and Chief Executive Officer) as mentioned in Article L. 225-37-3, I of the French Commercial Code | Management | For | |||||||||
12. | Vote on the Chairman and Chief Executive Officer’s compensation policy in respect of fiscal year 2020 | Management | For | |||||||||
13. | Vote on the Directors’ compensation policy (excluding the Chairman and Chief Executive Officer) in respect of fiscal year 2020 | Management | For | |||||||||
14. | Authorization to be given to the Board of Directors to deal in the Company’s shares | Management | For | |||||||||
15. | Delegation of authority to the Board of Directors to increase the share capital by issuing shares and/or securities giving access, immediately or at a later date, to share capital, with preferential subscription rights | Management | For | |||||||||
16. | Delegation of authority to the Board of Directors to increase the share capital by issuing shares and/or securities giving access, immediately or at a later date, to share capital, without preferential subscription rights by public offer other than the public offers mentioned in Article L. 411-2 of the French Monetary and Financial Code | Management | For |
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17. | Delegation of authority to the Board of Directors to increase the share capital by issuing shares and/or securities giving access, immediately or at a later date, to share capital, without preferential subscription rights by public offer as provided under paragraph 1 of art. L. 411- 2 of the French Monetary and Financial Code; | Management | For | |||||||
18. | Authorization granted to the Board of Directors to issue shares and/or securities giving access, immediately or at a later date, to share capital without preferential subscription rights as consideration for contributions in kind consisting of shares or securities giving access to the share capital | Management | For | |||||||
19. | Delegation of authority to the Board of Directors to increase the number of shares to be issued in the frame of a share capital increase with or without preferential subscription rights | Management | For | |||||||
20. | Delegation of authority to the Board of Directors to increase the share capital through the incorporation of premiums, reserves, profits or other any items | Management | For | |||||||
21. | Delegation of authority to the Board of Directors to increase the share capital by issuing shares and/or securities giving access to the share capital, and reserved for the members of company savings plans without preferential subscription rights | Management | For | |||||||
22. | Delegation of authority to the Board of Directors to increase the share capital by issuing shares, and reserved for certain categories of persons without preferential subscription rights in the context of the implementation of employee share ownership plans | Management | For | |||||||
23. | Authorization to be granted to the Board of Directors for the purpose of granting existing or newly-issued free shares to employees of the Group and corporate officers of the Company or some of them, implying waiver of the shareholders’ preferential subscription rights | Management | For | |||||||
24. | Authorization granted to the Board of Directors to reduce the share capital by the cancellation of treasury shares | Management | For | |||||||
25. | Harmonization of the Articles of Association with new legal and regulatory provisions in force | Management | For | |||||||
26. | Powers to carry out formalities | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 275,000 | 0 | 09-Apr-2020 | 09-Apr-2020 |
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TRANSALTA RENEWABLES INC | ||||||||
Security | 893463109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2020 | ||||||
ISIN | CA8934631091 | Agenda | 712303611 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU | Non-Voting | ||||||||||
1.1 | ELECTION OF DIRECTOR: DAVID W. DRINKWATER | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: BRETT M. GELLNER | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: ALLEN R. HAGERMAN | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: PAUL H.E. TAYLOR | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS | Management | For | For | ||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 900,000 | 0 | 28-Mar-2020 | 28-Mar-2020 |
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CLEARWAY ENERGY, INC. | ||||||||
Security | 18539C204 | Meeting Type | Annual | |||||
Ticker Symbol | CWEN | Meeting Date | 30-Apr-2020 | |||||
ISIN | US18539C2044 | Agenda | 935140599 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 Jonathan Bram | For | For | ||||||||||
2 Nathaniel Anschuetz | For | For | ||||||||||
3 Brian R. Ford | For | For | ||||||||||
4 Bruce MacLennan | For | For | ||||||||||
5 Ferrell P. McClean | For | For | ||||||||||
6 Daniel B. More | For | For | ||||||||||
7 E. Stanley O’Neal | For | For | ||||||||||
8 Christopher S. Sotos | For | For | ||||||||||
9 Scott Stanley | For | For | ||||||||||
2. | To approve the amendment and restatement of Clearway Energy, Inc.’s restated certificate of incorporation to make certain technical changes as described in the proxy statement. | Management | For | For | ||||||||
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.’s executive compensation. | Management | For | For | ||||||||
4. | To ratify the appointment of KPMG LLP as Clearway Energy, Inc.’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 150,000 | 0 | 19-Mar-2020 | 19-Mar-2020 |
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CLEARWAY ENERGY, INC. | ||||||||
Security | 18539C105 | Meeting Type | Annual | |||||
Ticker Symbol | CWENA | Meeting Date | 30-Apr-2020 | |||||
ISIN | US18539C1053 | Agenda | 935140599 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 Jonathan Bram | For | For | ||||||||||
2 Nathaniel Anschuetz | For | For | ||||||||||
3 Brian R. Ford | For | For | ||||||||||
4 Bruce MacLennan | For | For | ||||||||||
5 Ferrell P. McClean | For | For | ||||||||||
6 Daniel B. More | For | For | ||||||||||
7 E. Stanley O’Neal | For | For | ||||||||||
8 Christopher S. Sotos | For | For | ||||||||||
9 Scott Stanley | For | For | ||||||||||
2. | To approve the amendment and restatement of Clearway Energy, Inc.’s restated certificate of incorporation to make certain technical changes as described in the proxy statement. | Management | For | For | ||||||||
3. | To approve, on a non-binding advisory basis, Clearway Energy, Inc.’s executive compensation. | Management | For | For | ||||||||
4. | To ratify the appointment of KPMG LLP as Clearway Energy, Inc.’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 400,000 | 0 | 19-Mar-2020 | 19-Mar-2020 |
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KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||
Security | 500472303 | Meeting Type | Annual | |||||
Ticker Symbol | PHG | Meeting Date | 30-Apr-2020 | |||||
ISIN | US5004723038 | Agenda | 935175768 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
2B. | Proposal to adopt the financial statements | Management | For | |||||||||
2C. | Proposal to adopt dividend | Management | For | |||||||||
2D. | Remuneration Report 2019 (advisory vote) | Management | For | |||||||||
2E. | Proposal to discharge the members of the Board of Management | Management | For | |||||||||
2F. | Proposal to discharge the members of the Supervisory Board | Management | For | |||||||||
3A. | Proposal to adopt a Remuneration Policy for the Board of Management | Management | For | |||||||||
3B. | Proposal to approve a Long-Term Incentive Plan for the Board of Management | Management | For | |||||||||
3C. | Proposal to adopt a Remuneration Policy for the Supervisory Board | Management | For | |||||||||
4A. | Proposal to re-appoint Ms N. Dhawan as member of the Supervisory Board | Management | For | |||||||||
4B. | Proposal to appoint Mr F. Sijbesma as member of the Supervisory Board | Management | For | |||||||||
4C. | Proposal to appoint Mr P. Löscher as member of the Supervisory Board | Management | For | |||||||||
5A. | Proposals to authorize the Board of Management to: issue shares or grant rights to acquire shares | Management | For | |||||||||
5B. | Proposals to authorize the Board of Management to: restrict or exclude preemption rights | Management | For | |||||||||
6. | Proposal to authorize the Board of Management to acquire shares in the company | Management | For | |||||||||
7. | Proposal to cancel shares | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 150,000 | 0 | 08-Apr-2020 | 08-Apr-2020 |
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ATLANTICA YIELD PLC | ||||||||
Security | G0751N103 | Meeting Type | Annual | |||||
Ticker Symbol | AY | Meeting Date | 05-May-2020 | |||||
ISIN | GB00BLP5YB54 | Agenda | 935159601 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2019 | Management | For | For | ||||||||
2 | To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2019 | Management | For | For | ||||||||
3 | To approve the directors’ remuneration policy | Management | For | For | ||||||||
4 | Re-election of Jackson Robinson as director of the Company | Management | For | For | ||||||||
5 | Re-election of Andrea Brentan as director of the Company | Management | For | For | ||||||||
6 | Re-election of Robert Dove as director of the Company | Management | For | For | ||||||||
7 | Re-election of Francisco J. Martinez as director of the Company | Management | For | For | ||||||||
8 | Allotment of Share Capital | Management | For | For | ||||||||
9 | Disapplication of Pre-emption rights | Management | For | For | ||||||||
10 | Change in the Company name | Management | For | For | ||||||||
11 | Appropriation of Distributable Profits and Deeds of Release | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 400,000 | 0 | 28-Mar-2020 | 28-Mar-2020 |
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ATLANTICA YIELD PLC | ||||||||
Security | G0751N103 | Meeting Type | Annual | |||||
Ticker Symbol | AY | Meeting Date | 05-May-2020 | |||||
ISIN | GB00BLP5YB54 | Agenda | 935211108 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2019 | Management | For | For | ||||||||
2 | To approve the directors’ remuneration report, excluding the directors’ remuneration policy, for the year ended 31 December 2019 | Management | For | For | ||||||||
3 | To approve the directors’ remuneration policy | Management | For | For | ||||||||
4 | Re-election of Jackson Robinson as director of the Company | Management | For | For | ||||||||
5 | Re-election of Andrea Brentan as director of the Company | Management | For | For | ||||||||
6 | Re-election of Robert Dove as director of the Company | Management | For | For | ||||||||
7 | Re-election of Francisco J. Martinez as director of the Company | Management | For | For | ||||||||
8 | Allotment of Share Capital | Management | For | For | ||||||||
9 | Disapplication of Pre-emption rights | Management | For | For | ||||||||
10 | Change in the Company name | Management | Abstain | Against | ||||||||
11 | Appropriation of Distributable Profits and Deeds of Release | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 400,000 | 0 | 06-May-2020 | 06-May-2020 |
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BORALEX INC | ||||||||
Security | 09950M300 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 06-May-2020 | ||||||
ISIN | CA09950M3003 | Agenda | 712360750 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | ||||||||||
1.1 | ELECTION OF DIRECTOR: ANDRE COURVILLE | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: LISE CROTEAU | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: GHYSLAIN DESCHAMPS | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: MARIE-CLAUDE DUMAS | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: MARIE GIGUERE | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: EDWARD H. KERNAGHAN | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: PATRICK LEMAIRE | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: YVES RHEAULT | Management | For | For | ||||||||
1.9 | ELECTION OF DIRECTOR: ALAIN RHEAUME | Management | For | For | ||||||||
1.10 | ELECTION OF DIRECTOR: DANY ST-PIERRE | Management | For | For | ||||||||
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP: S.R.L./S.E.N.C.R.L., CHARTERED PROFESSIONAL ACCOUNTANTS, AS INDEPENDENT AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR | Management | For | For | ||||||||
3 | TO ADOPT THE NON-BINDING ADVISORY RESOLUTION AGREEING TO THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 25,000 | 0 | 09-Apr-2020 | 09-Apr-2020 |
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EVERSOURCE ENERGY | ||||||||
Security | 30040W108 | Meeting Type | Annual | |||||
Ticker Symbol | ES | Meeting Date | 06-May-2020 | |||||
ISIN | US30040W1080 | Agenda | 935155386 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||
1B. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||
1C. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||
1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||
1E. | Election of Trustee: James J. Judge | Management | For | For | ||||||||
1F. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||
1G. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||
1H. | Election of Trustee: David H. Long | Management | For | For | ||||||||
1I. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||
1J. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||
2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 20,000 | 0 | 27-Mar-2020 | 27-Mar-2020 |
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BORALEX INC. | ||||||||
Security | 09950M300 | Meeting Type | Annual | |||||
Ticker Symbol | BRLXF | Meeting Date | 06-May-2020 | |||||
ISIN | CA09950M3003 | Agenda | 935172053 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1 | DIRECTOR | Management | ||||||||||
1 | André Courville | For | For | |||||||||
2 | Lise Croteau | For | For | |||||||||
3 | Ghyslain Deschamps | For | For | |||||||||
4 | Marie-Claude Dumas | For | For | |||||||||
5 | Marie Giguère | For | For | |||||||||
6 | Edward H. Kernaghan | For | For | |||||||||
7 | Patrick Lemaire | For | For | |||||||||
8 | Yves Rheault | For | For | |||||||||
9 | Alain Rhéaume | For | For | |||||||||
10 | Dany St-Pierre | For | For | |||||||||
2 | To appoint PricewaterhouseCoopers LLP/s.r.l./S.E.N.C.R.L., chartered professional accountants, as Independent Auditor of the Corporation for the ensuing year. | Management | For | For | ||||||||
3 | To adopt the non-binding advisory resolution agreeing to the Corporation’s approach to executive compensation. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 75,000 | 0 | 15-Apr-2020 | 15-Apr-2020 |
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INNERGEX RENEWABLE ENERGY INC | ||||||||
Security | 45790B104 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 12-May-2020 | ||||||
ISIN | CA45790B1040 | Agenda | 712383998 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||||
1.1 | ELECTION OF DIRECTOR: JEAN LA COUTURE | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: ROSS J. BEATY | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: NATHALIE FRANCISCI | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: RICHARD GAGNON | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: DANIEL LAFRANCE | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: MICHEL LETELLIER | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: DALTON MCGUINTY | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: MONIQUE MERCIER | Management | For | For | ||||||||
1.9 | ELECTION OF DIRECTOR: OUMA SANANIKONE | Management | For | For | ||||||||
1.10 | ELECTION OF DIRECTOR: LOUIS VECI | Management | For | For | ||||||||
1.11 | ELECTION OF DIRECTOR: PIERRE G. BRODEUR | Management | For | For | ||||||||
2 | APPOINTMENT OF KPMG LLP AS AUDITOR OF THE CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||
3 | TO ADOPT A SPECIAL RESOLUTION AUTHORIZING THE CORPORATION TO AMEND ITS ARTICLES TO INCREASE THE MINIMUM NUMBERS OF DIRECTORS FROM ONE (1) TO THREE (3) AND TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM TEN (10) TO FOURTEEN (14) | Management | Abstain | Against | ||||||||
4 | TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES OF THE CORPORATION TO CAD500,000, AND TO CREDIT TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE CORPORATION AN AMOUNT EQUAL TO THE DIFFERENCE BETWEEN THE CURRENT STATED CAPITAL ACCOUNT MAINTAINED IN RESPECT OF THE COMMON SHARES AND CAD500,000 | Management | For | For | ||||||||
5 | ADOPTION OF AN ADVISORY RESOLUTION ON THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
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Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 750,000 | 0 | 11-Apr-2020 | 11-Apr-2020 |
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AMERICAN WATER WORKS COMPANY, INC. | ||||||||
Security | 030420103 | Meeting Type | Annual | |||||
Ticker Symbol | AWK | Meeting Date | 13-May-2020 | |||||
ISIN | US0304201033 | Agenda | 935160248 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Jeffrey N. Edwards | Management | For | For | ||||||||
1B. | Election of Director: Martha Clark Goss | Management | For | For | ||||||||
1C. | Election of Director: Veronica M. Hagen | Management | For | For | ||||||||
1D. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||
1E. | Election of Director: Julia L. Johnson | Management | For | For | ||||||||
1F. | Election of Director: Patricia L. Kampling | Management | For | For | ||||||||
1G. | Election of Director: Karl F. Kurz | Management | For | For | ||||||||
1H. | Election of Director: Walter J. Lynch | Management | For | For | ||||||||
1I. | Election of Director: George MacKenzie | Management | For | For | ||||||||
1J. | Election of Director: James G. Stavridis | Management | For | For | ||||||||
1K. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 25,000 | 0 | 01-Apr-2020 | 01-Apr-2020 |
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XYLEM INC. | ||||||||
Security | 98419M100 | Meeting Type | Annual | |||||
Ticker Symbol | XYL | Meeting Date | 13-May-2020 | |||||
ISIN | US98419M1009 | Agenda | 935165123 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||
1F. | Election of Director: Sten E. Jakobsson | Management | For | For | ||||||||
1G. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||
1H. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||
1I. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||
1J. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | For | Against |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 5,000 | 0 | 02-Apr-2020 | 02-Apr-2020 |
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ENEL S.P.A. | ||||||||
Security | T3679P115 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2020 | ||||||
ISIN | IT0003128367 | Agenda | 712492331 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 385003 DUE TO DUE TO-RECEIPT OF SLATES UNDER RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU | Non-Voting | ||||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD OF DIRECTORS’, INTERNAL AND EXTERNAL AUDITORS’ REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND CONSOLIDATED NON-FINANCIAL DECLARATION FOR FINANCIAL YEAR 2019 | Management | ||||||||||
2 | PROFIT ALLOCATION | Management | ||||||||||
3 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES, UPON REVOKING THE EMPOWERMENT GRANTED BY THE ORDINARY SHAREHOLDERS’ MEETING HELD ON 16 MAY 2019. RESOLUTIONS RELATED THERETO | Management | ||||||||||
4 | TO STATE THE BOARD OF DIRECTORS’ MEMBERS NUMBER | Management | ||||||||||
5 | TO STATE THE BOARD OF DIRECTORS’ TERM OF OFFICE | Management | ||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF-DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS | Non-Voting |
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6.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY MINISTERO DELL’ECONOMIA E DELLE FINANZE, REPRESENTING 23.585PCT OF THE STOCK CAPITAL: MICHELE ALBERTO FABIANO CRISOSTOMO, COSTANZA ESCLAPON, FRANCESCO STARACE, ALBERTO MARCHI, MIRELLA PELLEGRINI, MARIANA MAZZUCATO | Shareholder | ||||||||||
6.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING FUNDS: STANDARD LIFE ASSURANCE LIMITED, SLTM LIMITED, ABERDEEN STANDARD FUND MANAGERS LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL INVESTORS FUND MANAGING FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL FONDS - AGI INSUR DEDICA LARGE CAP, SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021, AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, AMUNDI AZIONARIO VALORE EUROPA A DISTRIBUZIONE, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, | Shareholder | ||||||||||
ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO, ANIMA ALTO POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA, ANIMA EUROPA; APG ASSET MANAGEMENT N.V. MANAGING THE FUND: STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ARCA FONDI SGR S.P.A. MANAGING FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING FUNDS BANCOPOSTA AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX 3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; |
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EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON ALLOCAZIONE TATTICA APRILE 2020, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON QVALUE, EPSILON QRETURN, EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON ALLOCAZIONE TATTICA GIUGNO 2020; EURIZON CAPITAL S.A. MANAGING THE FUND EURIZON FUND COMPARTI: TOP EUROPEAN RESEARCH; ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, ACTIVE ALLOCATION, EQUITY INNOVATION; EURIZON INVESTMENT SICAV - EURO EQUITY INSURANCE CAPITAL LIGHT; FIDELITY FUNDS SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING FUNDS: GENERALI EURO ACTIONS, GIE FONDO ALTO INTERNAZIONALE AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG S.A. MANAGING FUNDS: GENERALI INVESTMENTS SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A. AS KAIRO’S INTERNATIONAL SICAVS MANAGEMENT COMPANY SECTIONS: ITALIA, TARGET ITALY ALPHA, | ||||||||||||
EUROPA ESG, KEY; LEGAL E GENERAL INVESTMENT MANAGEMENT MANAGING THE FUND LEGAL E GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND, NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY, NN (L) EURO INCOME, NN EUROPE FUND, NN PREMIUM DIVIDEND FUND; MEDIOLANUM INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY; |
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ROBECO UMBRELLA FUND I N.V. ROBECO QI GLOBAL DEVELOPED ENHANCED INDEX EQUITIES FUND; LYXOR ASSET MANAGEMENT MANAGING FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE (DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE ITALIA ALL CAP PIR 2020 (DR) UCITS ETF, LYXOR ETF CORE MSCI EMU (DR) MASTER TH, LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR CORE EURO STOXX 300 (DR), LYXOR CORE STOXX EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER EQUALITY (DR) UCITS ETF, LYXOR CORE EURO STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF MASTER, LYXOR INDEX FUND EURO; CANDRIAM MANAGING FUNDS: CLEOME INDEX EUROPE EQUITIES, CLEOME INDEX EMU EQUITIES, FRR CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR S.P.A MANAGING FUNDS: EURIZON PIR ITALIA 30, EURIZON GLOBAL MULTIASSET SELECTION SETTEMBRE 2022, EURIZON RENDITA, EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON MULTIASSET TREND DICEMBRE 2022, EURIZON AZIONI EUROPA, EURIZON PROGETTO ITALIA 70, - EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, - EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, | ||||||||||||
EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, REPRESENTING 2.22728PCT OF THE STOCK CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI, SAMUEL GEORG FRIEDRICH LEUPOLD | ||||||||||||
7 | TO APPOINT THE BOARD OF DIRECTORS’ CHAIRMAN: MICHELE ALBERTO FABIANO CRISOSTOMO | Management | ||||||||||
8 | TO STATE THE BOARD OF DIRECTORS’ EMOLUMENT | Management | ||||||||||
9 | 2020 LONG-TERM INCENTIVE PLAN ADDRESSED TO ENEL S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE | Management |
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10.1 | REWARDING POLICY AND EMOLUMENT PAID REPORT: REWARDING REPORT: FIRST SECTION (BINDING RESOLUTION) | Management | ||||||||||
10.2 | REWARDING POLICY AND EMOLUMENT PAID REPORT: EMOLUMENTS PAID REPORT: SECOND SECTION (NON-BINDING RESOLUTION) | Management | ||||||||||
CMMT | 13 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF DIRECTOR-NAME IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 1,525,000 | 0 |
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TERNA S.P.A. | ||||||||
Security | T9471R100 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 18-May-2020 | ||||||
ISIN | IT0003242622 | Agenda | 712492379 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
O.1 | BALANCE SHEET AS OF 31 DECEMBER 2029. BOARD OF DIRECTORS’ REPORT, INTERNAL AND EXTERNAL AUDITORS’ REPORTS. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. NON-FINANCIAL CONSOLIDATED DECLARATION AS OF 31 DECEMBER 2019 | Management | ||||||||||
O.2 | NET PROFIT ALLOCATION | Management | ||||||||||
O.3 | TO STATE BOARD OF DIRECTORS’ MEMBERS NUMBER | Management | ||||||||||
O.4 | TO STATE BOARD OF DIRECTORS’ TERM OF OFFICE | Management | ||||||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF-DIRECTORS. THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF 1-THANKS YOU. | Non-Voting | ||||||||||
O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS’ MEMBERS: LIST PRESENTED BY CDP RETI S.P.A., CONTROLLED BY CASSA DEPOSITI E PRESTITI S.P.A., REPRESENTING 29.851PCT OF THE STOCK CAPITAL:- VALENTINA BOSETTI - STEFANO ANTONIO DONNARUMMA- ALESSANDRA FAELLA - YUNPENG HE- VALENTINA CANALINI - ERNESTO CARBONE - GIUSEPPE FERRI - ANTONELLA BALDINO- FABIO CORSICO | Shareholder | ||||||||||
O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS’ MEMBERS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING THE FUND: AMUNDI SVILUPPO ITALIA; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA, ANIMA GEO ITALIA, ANIMA INIZIATIVA ITALIA, ANIMA ITALIA; ARCA FONDI SGR S.P.A. MANAGING THE FUND: FONDO ARCA AZIONI ITALIA; BANCOPOSTA FONDI S.P.A. SGR MANAGING THE FUND BANCOPOSTA GLOBALE EQUITY LTE; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON | Shareholder |
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ALLOCAZIONE TATTICA GIUGNO 2020, EPSILON DLONG RUN, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QRETURN, EPSILON QVALUE; ETICA SGR S.P.A. MANAGING FUNDS: F.DO ETICA AZIONARIO; F.DO ETICA BILANCIATO, F.DO ETICA IMPATTO CLIMA, F.DO ETICA OBBLIGAZIONARIO MISTO, F.DO ETICA RENDITA BILANCIATA; EURIZON CAPITAL SGR S.P.A: MANAGING FUNDS: EURIZON AZIONI AREA EURO, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON PROGETTO ITALIA 70, EURIZON RENDITA; EURIZON CAPITAL S.A. MANAGING THE FUND EURIZON FUND SECTIONS: EQUITY EURO LTE, EQUITY EUROPE LTE, EQUITY ITALY SMART VOLATILITY, EQUITY SMALL MID CAP EUROPE, ITALIAN EQUITY OPPORTUNITIES; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) MANAGING THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; KAIROS PARTNERS SGR S.P.A. AS KAIROS INTERNATIONAL SICAV’S MANAGEMENT COMPANY OF THE FOLLOWING SECTIONS: ITALIA, RISORGIMENTO, TARGET ITALY ALPHA; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS: MEDIOLAUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, LOW CARBON, REPRESENTING TOGETHER 1.37675PCT OF THE STOCK | ||||||||||||
CAPITAL:- MARCO GIORGINO - GABRIELLA PORCELLI - PAOLA GIANNOTTI - JEAN-MICHEL AUBERTIN | ||||||||||||
O.6 | TO APPOINT BOARD OF DIRECTORS’ CHAIRMAN | Management | ||||||||||
O.7 | TO STATE BOARD OF DIRECTORS’ MEMBERS EMOLUMENTS | Management |
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CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||
O.8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY CDP RETI S.P.A., CONTROLLED BY CASSA DEPOSITI E PRESTITI S.P.A., REPRESENTING 29.851PCT OF THE STOCK CAPITAL:EFFECTIVE AUDITORS- VINCENZO SIMONE- RAFFAELLA FANTINIALTERNATE AUDITORS- MASSIMILIANO GHIZZI- MARIA ASSUNTA DAMIANO | Shareholder | ||||||||||
O.8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING THE FUND: AMUNDI SVILUPPO ITALIA; ANIMA SGR S.P.A. MANAGING FUNDS: ANIMA CRESCITA ITALIA, ANIMA GEO ITALIA, ANIMA INIZIATIVA ITALIA, ANIMA ITALIA; ARCA FONDI SGR S.P.A. MANAGING THE FUND: FONDO ARCA AZIONI ITALIA; BANCOPOSTA FONDI S.P.A. SGR MANAGING THE FUND BANCOPOSTA GLOBALE EQUITY LTE; EPSILON SGR S.P.A. MANAGING FUNDS: EPSILON ALLOCAZIONE TATTICA GIUGNO 2020, EPSILON DLONG RUN, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QRETURN, EPSILON QVALUE; ETICA SGR S.P.A. MANAGING FUNDS: F.DO ETICA AZIONARIO; F.DO ETICA BILANCIATO, F.DO ETICA IMPATTO CLIMA, F.DO ETICA OBBLIGAZIONARIO MISTO, F.DO ETICA RENDITA BILANCIATA; EURIZON CAPITAL SGR S.P.A: MANAGING FUNDS: EURIZON AZIONI AREA EURO, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON PROGETTO ITALIA 70, EURIZON RENDITA; EURIZON CAPITAL S.A. MANAGING THE FUND EURIZON FUND SECTIONS: EQUITY EURO LTE, EQUITY EUROPE | Shareholder |
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LTE, EQUITY ITALY SMART VOLATILITY, EQUITY SMALL MID CAP EUROPE, ITALIAN EQUITY OPPORTUNITIES; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) MANAGING THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING FUNDS: PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; KAIROS PARTNERS SGR S.P.A. AS KAIROS INTERNATIONAL SICAV’S MANAGEMENT COMPANY OF THE FOLLOWING SECTIONS: ITALIA, RISORGIMENTO, TARGET ITALY ALPHA; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING FUNDS: MEDIOLAUM FLESSIBILE FUTURO ITALIA, MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, LOW CARBON, REPRESENTING TOGETHER 1.37675PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITOR- MARIO MATTEO BUSSO ALTERNATE AUDITOR-BARBARA ZANARDI | ||||||||||||
O.9 | TO STATE THE EFFECTIVE INTERNAL AUDITORS EMOLUMENTS | Management | ||||||||||
O.10 | 2020-2023 LONG TERM INCENTIVE PLAN BASED ON PERFORMANCE SHARE ADDRESSED TO TERNA S.P.A. MANAGEMENT AND/OR ITS SUBSIDIARIES AS PER ART. 2359 OF THE ITALIAN CIVIL CODE | Management | ||||||||||
O.11 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | ||||||||||
O.121 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT: FIRST SECTION ON REMUNERATION POLICY (BINDING RESOLUTION) | Management | ||||||||||
O.122 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT: SECOND SECTION ON EMOLUMENTS PAID (NON-BINDING RESOLUTION) | Management | ||||||||||
E.1 | TO AMEND THE COMPANY BYLAWS: ELIMINATION OF ART. 31 (TRANSITIONAL CLAUSE) | Management | ||||||||||
CMMT | PLEASE NOTE THAT AS PER ART. 106, ITEM 4, OF THE LEGISLATIVE DECREE COVID19-THE PHYSICAL PARTICIPATION TO THE MEETING IS NOT FORESEEN. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 385908 DUE TO RECEIPT OF-SLATES UNDER RESSOLUTION.5 & 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting |
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Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 450,000 | 0 |
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SIGNIFY N.V. | ||||||||
Security | N8063K107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-May-2020 | ||||||
ISIN | NL0011821392 | Agenda | 712347233 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
1 | PRESENTATION BY CEO | Non-Voting | ||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
3 | RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||
4 | ADOPT FINANCIAL STATEMENTS | Management | For | For | ||||||||
5.A | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | ||||||||
5.B | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||||||
6.A | REELECT ERIC RONDOLAT TO MANAGEMENT BOARD | Management | For | For | ||||||||
6.B | REELECT RENE VAN SCHOOTEN TO MANAGEMENT BOARD | Management | For | For | ||||||||
6.C | ELECT MARIA LETIZIA MARIANI TO MANAGEMENT BOARD | Management | For | For | ||||||||
7.A | REELECT ARTHUR VAN DER POEL TO SUPERVISORY BOARD | Management | For | For | ||||||||
7.B | REELECT RITA LANE TO SUPERVISORY BOARD | Management | For | For | ||||||||
7.C | ELECT FRANK LUBNAU TO SUPERVISORY BOARD | Management | For | For | ||||||||
7.D | ELECT PAMELA KNAPP TO SUPERVISORY BOARD | Management | For | For | ||||||||
8.A | APPROVE REMUNERATION POLICY FOR MANAGEMENT BOARD | Management | For | For | ||||||||
8.B | APPROVE REMUNERATION POLICY FOR SUPERVISORY BOARD | Management | For | For | ||||||||
9 | RATIFY ERNST YOUNG AS AUDITORS | Management | For | For | ||||||||
10.A | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management | For | For | ||||||||
10.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | For | ||||||||
11 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | ||||||||
12 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For | ||||||||
13 | OTHER BUSINESS | Non-Voting |
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Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 235,000 | 0 | 07-Apr-2020 | 07-Apr-2020 |
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NORTHLAND POWER INC | ||||||||
Security | 666511100 | Meeting Type | MIX | |||||
Ticker Symbol | Meeting Date | 22-May-2020 | ||||||
ISIN | CA6665111002 | Agenda | 712415694 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 11 TO 13 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS 1 TO 10. THANK YOU | Non-Voting | ||||||||||
1 | ELECTING JOHN W. BRACE AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
2 | ELECTING JAMES C. TEMERTY AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
3 | ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
4 | ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
5 | ELECTING LISA COLNETT AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
6 | ELECTING BARRY GILMOUR AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
7 | ELECTING RUSSELL GOODMAN AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
8 | ELECTING KEITH HALBERT AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
9 | ELECTING IAN PEARCE AS A DIRECTOR OF THE CORPORATION | Management | For | For | ||||||||
10 | THE REAPPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION AND AUTHORIZATION OF THE DIRECTORS TO FIX THE AUDITORS’ REMUNERATION | Management | For | For | ||||||||
11 | THE RESOLUTION TO CONFIRM THE ADVANCE-NOTICE BY-LAW ADOPTED BY THE DIRECTORS OF NORTHLAND | Management | For | For | ||||||||
12 | THE RESOLUTION TO APPROVE ADMINISTRATIVE CHANGES TO THE BY-LAW TO PERMIT A VIRTUAL ONLY SHAREHOLDER MEETING AND TO CHANGE THE QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS FROM 10% TO 25% | Management | For | For | ||||||||
13 | THE ADVISORY RESOLUTION TO ACCEPT NORTHLAND’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
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Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 325,000 | 0 | 19-Apr-2020 | 19-Apr-2020 |
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ACCIONA SA | ||||||||
Security | E0008Z109 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-May-2020 | ||||||
ISIN | ES0125220311 | Agenda | 712499359 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1.1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | For | For | ||||||||
1.2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | For | For | ||||||||
1.3 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | For | For | ||||||||
1.4 | APPROVE SUSTAINABILITY REPORT | Management | For | For | ||||||||
1.5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | For | For | ||||||||
1.6 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | For | For | ||||||||
2.1 | REELECT KAREN CHRISTIANA FIGUERES OLSEN AS DIRECTOR | Management | For | For | ||||||||
2.2 | REELECT JERONIMO MARCOS GERARD RIVERO AS DIRECTOR | Management | For | For | ||||||||
3.1 | AUTHORIZE INCREASE IN CAPITAL UP TO 50 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT | Management | For | For | ||||||||
3.2 | AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT SECURITIES UP TO EUR 3 BILLION WITH EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF CAPITAL | Management | Abstain | Against | ||||||||
3.3 | AUTHORIZE COMPANY TO CALL EGM WITH 21 DAYS’ NOTICE | Management | For | For | ||||||||
4.1 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
4.2 | AMEND SETTLEMENT OF THE 2014 STOCK AND OPTION PLAN | Management | For | For | ||||||||
4.3 | APPROVE SHARE APPRECIATION RIGHTS PLAN | Management | For | For | ||||||||
4.4 | ADVISORY VOTE ON REMUNERATION REPORT | Management | For | For | ||||||||
5.1 | AMEND ARTICLE 18 RE: RIGHT TO ATTEND | Management | For | For | ||||||||
5.2 | ADD ARTICLE 15 BIS OF GENERAL MEETING REGULATIONS RE: TELEMATIC ATTENDANCE | Management | For | For | ||||||||
6 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For |
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CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 MAY 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
442310 | NEW ALTERNATIVES FUND INC | 442310 | BANK OF NEW YORK MELLON | 80,000 | 0 | 28-Apr-2020 | 28-Apr-2020 |
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HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||
Security | 41068X100 | Meeting Type | Annual | |||||
Ticker Symbol | HASI | Meeting Date | 04-Jun-2020 | |||||
ISIN | US41068X1000 | Agenda | 935193122 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | DIRECTOR | Management | ||||||||||
1 Jeffrey W. Eckel | For | For | ||||||||||
2 Teresa M. Brenner | For | For | ||||||||||
3 Michael T. Eckhart | For | For | ||||||||||
4 Simone F. Lagomarsino | For | For | ||||||||||
5 Charles M. O’Neil | For | For | ||||||||||
6 Richard J. Osborne | For | For | ||||||||||
7 Steven G. Osgood | For | For | ||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in this proxy statement. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 500,000 | 0 | 22-Apr-2020 | 22-Apr-2020 |
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TRANE TECHNOLOGIES PLC | ||||||||
Security | G8994E103 | Meeting Type | Annual | |||||
Ticker Symbol | TT | Meeting Date | 04-Jun-2020 | |||||
ISIN | IE00BK9ZQ967 | Agenda | 935197485 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1A. | Election of Director: Kirk E. Arnold | Management | For | For | ||||||||
1B. | Election of Director: Ann C. Berzin | Management | For | For | ||||||||
1C. | Election of Director: John Bruton | Management | For | For | ||||||||
1D. | Election of Director: Jared L. Cohon | Management | For | For | ||||||||
1E. | Election of Director: Gary D. Forsee | Management | For | For | ||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
1G. | Election of Director: Michael W. Lamach | Management | For | For | ||||||||
1H. | Election of Director: Myles P. Lee | Management | For | For | ||||||||
1I. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||
1J. | Election of Director: John P. Surma | Management | For | For | ||||||||
1K. | Election of Director: Richard J. Swift | Management | For | For | ||||||||
1L. | Election of Director: Tony L. White | Management | For | For | ||||||||
2. | Advisory approval of the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||
4. | Approval of the renewal of the Directors’ existing authority to issue shares. | Management | For | For | ||||||||
5. | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Management | For | For | ||||||||
6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 25,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
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AVANGRID, INC. | ||||||||
Security | 05351W103 | Meeting Type | Annual | |||||
Ticker Symbol | AGR | Meeting Date | 22-Jun-2020 | |||||
ISIN | US05351W1036 | Agenda | 935205220 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 Ignacio S. Galán | For | For | ||||||||
2 John Baldacci | For | For | ||||||||
3 Daniel Alcain López | For | For | ||||||||
4 Pedro Azagra Blázquez | For | For | ||||||||
5 Robert Duffy | For | For | ||||||||
6 Teresa Herbert | For | For | ||||||||
7 Patricia Jacobs | For | For | ||||||||
8 John Lahey | For | For | ||||||||
9 José Ángel M. Rodríguez | For | For | ||||||||
10 Santiago M. Garrido | For | For | ||||||||
11 José Sáinz Armada | For | For | ||||||||
12 Alan Solomont | For | For | ||||||||
13 Elizabeth Timm | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 200,000 | 0 | 01-May-2020 | 01-May-2020 |
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PANASONIC CORPORATION | ||||||||
Security | 69832A205 | Meeting Type | Annual | |||||
Ticker Symbol | PCRFY | Meeting Date | 25-Jun-2020 | |||||
ISIN | US69832A2050 | Agenda | 935233267 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1a. | Election of Director: Shusaku Nagae | Management | No Action | |||||||||
1b. | Election of Director: Kazuhiro Tsuga | Management | No Action | |||||||||
1c. | Election of Director: Mototsugu Sato | Management | No Action | |||||||||
1d. | Election of Director: Yasuyuki Higuchi | Management | No Action | |||||||||
1e. | Election of Director: Tetsuro Homma | Management | No Action | |||||||||
1f. | Election of Director: Yoshinobu Tsutsui | Management | No Action | |||||||||
1g. | Election of Director: Hiroko Ota | Management | No Action | |||||||||
1h. | Election of Director: Kazuhiko Toyama | Management | No Action | |||||||||
1i. | Election of Director: Kunio Noji | Management | No Action | |||||||||
1j. | Election of Director: Hirokazu Umeda | Management | No Action | |||||||||
1k. | Election of Director: Laurence W. Bates | Management | No Action | |||||||||
1l. | Election of Director: Michitaka Sawada (New Candidate) | Management | For | For | ||||||||
1m. | Election of Director: Yuko Kawamoto (New Candidate) | Management | For | For | ||||||||
2a. | Elect Audit & Supervisory Board Member: Eiji Fujii (New Candidate) | Management | For | For | ||||||||
2b. | Elect Audit & Supervisory Board Member: Setsuko Yufu (New Candidate) | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 925,000 | 0 | 03-Jun-2020 | 03-Jun-2020 |
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KYOCERA CORPORATION | ||||||||
Security | 501556203 | Meeting Type | Annual | |||||
Ticker Symbol | KYOCY | Meeting Date | 25-Jun-2020 | |||||
ISIN | US5015562037 | Agenda | 935235538 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Appropriation of Surplus. | Management | For | |||||||||
2.1 | Election of Audit & Supervisory Board Member: Itsuki Harada | Management | For | |||||||||
2.2 | Election of outside Audit & Supervisory Board Member: Hitoshi Sakata | Management | For | |||||||||
2.3 | Election of outside Audit & Supervisory Board Member: Masaaki Akiyama | Management | For | |||||||||
2.4 | Election of Audit & Supervisory Board Member: Shigeru Koyama | Management | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 10,000 | 0 | 05-Jun-2020 | 05-Jun-2020 |
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KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||
Security | 500472303 | Meeting Type | Annual | |||||
Ticker Symbol | PHG | Meeting Date | 26-Jun-2020 | |||||
ISIN | US5004723038 | Agenda | 935234411 - Management |
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
1. | Proposal to adopt a dividend of EUR 0.85 per common share, in shares only, against the net income for 2019. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000442310 | NEW ALTERNATIVES FUND INC | 000442310 | BNY MELLON | 100,000 | 0 | 04-Jun-2020 | 04-Jun-2020 |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant New Alternatives Fund
By (Signature and Title)* /s/ David J. Schoenwald
David J. Schoenwald, President and Treasurer
(principal executive officer)
Date August 7, 2020
*Print the name and title of each signing officer under his or her signature.