UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-03287
New Alternatives Fund
(Exact name of registrant as specified in charter)
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Address of principal executive offices) (Zip code)
David J. Schoenwald, President
New Alternatives Fund
150 Broadhollow Road, Suite PH2
Melville, New York 11747
(Name and address of agent for service)
Registrant’s telephone number, including area code: 631-423-7373
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
FormN-PX is to be used by a registered management investment company, other than a small business investment company registered on FormN-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule30b1-4 thereunder (17 CFR270.30b1-4). The Commission may use the information provided on FormN-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by FormN-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in FormN-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Investment Company Report
TRUSTPOWER LIMITED
| ||||||||
Security | Q9239W147 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Jul-2018 | ||||||
ISIN | NZTPXE0001S5 | Agenda | 709679332 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | Against | For | Against |
INFRATIL LTD
| ||||||||
Security | Q4933Q124 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 24-Aug-2018 | ||||||
ISIN | NZIFTE0003S3 | Agenda | 709793853 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For |
TILT RENEWABLES LTD
| ||||||||
Security | Q9036P105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Aug-2018 | ||||||
ISIN | NZTLTE0003S8 | Agenda | 709804721 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL “5” AND VOTES CASTBY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OFTHE-PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT ORDO- EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”)FOR-THE RELEVANT PROPOSAL ITEMS | Non-Voting | ||||||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | Abstain | For | Against | |||||||
6 | Management Proposal | Management | For | For | For |
CMMT | 02 AUG 2018: PLEASE NOTE THAT THE RECORD DATE IS CHANGED FROM 26 AUG 2018TO-24 AUG 2018. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
ORSTED A/S
| ||||||||
Security | K7653Q105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 05-Mar-2019 | ||||||
ISIN | DK0060094928 | Agenda | 710511759 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE ISNO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD ORA-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPTPRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTESARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTENDTHE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICESFOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FORA-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBALCUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWEROF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONSTO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS “7.2, 7.3, 7.4.A TO 7.4.D AND 9”. THANK YOU | Non-Voting | ||||||||||
1 | REPORT BY THE BOARD OF DIRECTORS | Non-Voting | ||||||||||
2 | Management Proposal | Management | For | For | For |
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE-TREASURY SHARES | Non-Voting | ||||||||||
6 | ANY OTHER PROPOSALS FROM THE BOARD OF DIRECTORS OR THE SHAREHOLDERS | Non-Voting | ||||||||||
7.1 | Management Proposal | Management | For | For | For | |||||||
7.2 | Management Proposal | Management | For | For | For | |||||||
7.3 | Management Proposal | Management | For | For | For | |||||||
7.4.A | Management Proposal | Management | For | For | For | |||||||
7.4.B | Management Proposal | Management | For | For | For | |||||||
7.4.C | Management Proposal | Management | For | For | For | |||||||
7.4.D | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For | |||||||
9 | Management Proposal | Management | For | For | For | |||||||
10 | ANY OTHER BUSINESS | Non-Voting |
JOHNSON CONTROLS INTERNATIONAL PLC
| ||||||||
Security | G51502105 | Meeting Type | Annual | |||||
Ticker Symbol | JCI | Meeting Date | 06-Mar-2019 | |||||
ISIN | IE00BY7QL619 | Agenda | 934919943 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2.a | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
2.b | Approve Remuneration of Directors and Auditors | Management | For | For | For | |||||||
3. | Authorize Directors to Repurchase Shares | Management | For | For | For | |||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||
5. | 14A Executive Compensation | Management | For | For | For | |||||||
6. | Allot Securities | Management | For | For | For | |||||||
7. | EliminatePre-Emptive Rights | Management | For | For | For |
SIEMENS GAMESA RENEWABLE ENERGY SA
| ||||||||
Security | E8T87A100 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Mar-2019 | ||||||
ISIN | ES0143416115 | Agenda | 710581910 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | For | For | For | |||||||
6 | Management Proposal | Management | For | For | For | |||||||
7 | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For | |||||||
9 | Management Proposal | Management | For | For | For | |||||||
10 | Management Proposal | Management | For | For | For | |||||||
11 | Management Proposal | Management | For | For | For | |||||||
12 | Management Proposal | Management | For | For | For | |||||||
13 | Management Proposal | Management | For | For | For | |||||||
14 | Management Proposal | Management | For | For | For | |||||||
15 | Management Proposal | Management | For | For | For | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BEA-SECOND CALL ON 28 MAR 2019 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN- VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting |
VESTAS WIND SYSTEMS A/S
| ||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 03-Apr-2019 | ||||||
ISIN | DK0010268606 | Agenda | 710591721 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE ISNO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD ORA-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPTPRO-MANAGEMENT- VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTESARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTENDTHE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICESFOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FORA-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBALCUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWEROF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONSTO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS “4.2.A TO 4.2.H AND 6”. THANK YOU | Non-Voting | ||||||||||
1 | THE BOARD OF DIRECTORS’ REPORT | Non-Voting | ||||||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4.1 | Management Proposal | Management | For | For | For | |||||||
4.2.A | Management Proposal | Management | For | For | For | |||||||
4.2.B | Management Proposal | Management | For | For | For | |||||||
4.2.C | Management Proposal | Management | For | For | For | |||||||
4.2.D | Management Proposal | Management | For | For | For | |||||||
4.2.E | Management Proposal | Management | For | For | For | |||||||
4.2.F | Management Proposal | Management | For | For | For | |||||||
4.2.G | Management Proposal | Management | For | For | For | |||||||
4.2.H | Management Proposal | Management | For | For | For | |||||||
5.1 | Management Proposal | Management | For | For | For | |||||||
5.2 | Management Proposal | Management | For | For | For |
6 | Management Proposal | Management | For | For | For | |||||||
7.1 | Management Proposal | Management | For | For | For | |||||||
7.2 | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For |
EDP RENOV VEIS, S.A.
| ||||||||
Security | E3847K101 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 11-Apr-2019 | ||||||
ISIN | ES0127797019 | Agenda | 710677292 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | For | For | For | |||||||
6.1 | Management Proposal | Management | For | For | For | |||||||
6.2 | Management Proposal | Management | For | For | For | |||||||
7 | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For | |||||||
CMMT | 13 MAR 2019: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 17 APR 2019. CONSEQUENTLY, YOUR VOTING- INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Non-Voting | ||||||||||
CMMT | 13 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OFCOMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESSYOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
OWENS CORNING
| ||||||||
Security | 690742101 | Meeting Type | Annual | |||||
Ticker Symbol | OC | Meeting Date | 18-Apr-2019 | |||||
ISIN | US6907421019 | Agenda | 934947473 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For |
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||
4. | Adopt Stock Option Plan | Management | For | For | For |
NEXTERA ENERGY PARTNERS, LP
| ||||||||
Security | 65341B106 | Meeting Type | Annual | |||||
Ticker Symbol | NEP | Meeting Date | 22-Apr-2019 | |||||
ISIN | US65341B1061 | Agenda | 934939022 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
TRANSALTA RENEWABLES INC
| ||||||||
Security | 893463109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Apr-2019 | ||||||
ISIN | CA8934631091 | Agenda | 710796890 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’FOR-ALL RESOLUTIONS. THANK YOU | Non-Voting | ||||||||||
1.1 | Management Proposal | Management | For | For | For | |||||||
1.2 | Management Proposal | Management | For | For | For | |||||||
1.3 | Management Proposal | Management | For | For | For | |||||||
1.4 | Management Proposal | Management | For | For | For | |||||||
1.5 | Management Proposal | Management | For | For | For | |||||||
1.6 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For |
SPROUTS FARMERS MARKET, INC.
| ||||||||
Security | 85208M102 | Meeting Type | Annual | |||||
Ticker Symbol | SFM | Meeting Date | 30-Apr-2019 | |||||
ISIN | US85208M1027 | Agenda | 934940479 - Management |
Item | Proposal | Proposed by | Vote |
Management
|
For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Kristen E. Blum | For | For | For | |||||||||
2 Shon A. Boney | For | For | For | |||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For |
CLEARWAY ENERGY, INC.
| ||||||||
Security | 18539C105 | Meeting Type | Annual | |||||
Ticker Symbol | CWENA | Meeting Date | 01-May-2019 | |||||
ISIN | US18539C1053 | Agenda | 934944667 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Christopher S. Sotos* | For | For | For | |||||||||
2 Nathaniel Anschuetz* | For | For | For | |||||||||
3 Scott Stanley* | For | For | For | |||||||||
4 Ferrell P. McClean* | For | For | For | |||||||||
5 Daniel B. More* | For | For | For | |||||||||
6 Jonathan Bram* | For | For | For | |||||||||
7 Bruce MacLennan* | For | For | For | |||||||||
8 E. Stanley O’Neal* | For | For | For | |||||||||
9 Brian R. Ford* | For | For | For | |||||||||
2. | Classify/Stagger Board of Directors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
CLEARWAY ENERGY, INC.
| ||||||||
Security | 18539C204 | Meeting Type | Annual | |||||
Ticker Symbol | CWEN | Meeting Date | 01-May-2019 | |||||
ISIN | US18539C2044 | Agenda | 934944667 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Christopher S. Sotos* | For | For | For | |||||||||
2 Nathaniel Anschuetz* | For | For | For | |||||||||
3 Scott Stanley* | For | For | For | |||||||||
4 Ferrell P. McClean* | For | For | For | |||||||||
5 Daniel B. More* | For | For | For | |||||||||
6 Jonathan Bram* | For | For | For | |||||||||
7 Bruce MacLennan* | For | For | For | |||||||||
8 E. Stanley O’Neal* | For | For | For | |||||||||
9 Brian R. Ford* | For | For | For | |||||||||
2. | Classify/Stagger Board of Directors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
ABB LTD
| ||||||||
Security | 000375204 | Meeting Type | Annual | |||||
Ticker Symbol | ABB | Meeting Date | 02-May-2019 | |||||
ISIN | US0003752047 | Agenda | 934979824 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Receive Consolidated Financial Statements | Management | For | For | For | |||||||
2. | Miscellaneous Compensation Plans | Management | For | For | For | |||||||
3. | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | |||||||
4. | Dividends | Management | For | For | For | |||||||
5. | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | For | |||||||
6a. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||
6b. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||
7a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
7k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
8a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
8b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
8c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
9. | Election of Directors (Full Slate) | Management | For | For | For | |||||||
10. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
11. | Miscellaneous Corporate Actions | Management | For | For | For |
BORALEX INC
| ||||||||
Security | 09950M300 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 08-May-2019 | ||||||
ISIN | CA09950M3003 | Agenda | 710896640 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTIONNUMBERS-1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||||
1.1 | Management Proposal | Management | For | For | For | |||||||
1.2 | Management Proposal | Management | For | For | For | |||||||
1.3 | Management Proposal | Management | For | For | For | |||||||
1.4 | Management Proposal | Management | For | For | For | |||||||
1.5 | Management Proposal | Management | For | For | For | |||||||
1.6 | Management Proposal | Management | For | For | For |
1.7 | Management Proposal | Management | For | For | For | |||||||
1.8 | Management Proposal | Management | For | For | For | |||||||
1.9 | Management Proposal | Management | For | For | For | |||||||
1.10 | Management Proposal | Management | For | For | For | |||||||
1.11 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | Abstain | For | Against |
TERNA S.P.A.
| ||||||||
Security | T9471R100 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 08-May-2019 | ||||||
ISIN | IT0003242622 | Agenda | 711036601 - Management |
Item | Proposal | Proposed by | Vote |
Management
|
For/Against
| |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 213960 DUE TO SPLITTING-OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ONTHE-URL LINK:-HTTPS://MATERIALS. PROXYVOTE.COM/ APPROVED/99999Z /19840101/NPS_ 3904 94.PDF | Non-Voting | ||||||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3.A | Management Proposal | Management | Abstain | For | Against | |||||||
3.B | Shareholder Proposal | Shareholder | Abstain | None | ||||||||
4 | Management Proposal | Management | Abstain | For | Against | |||||||
5 | Management Proposal | Management | Abstain | For | Against |
BORALEX INC.
| ||||||||
Security | 09950M300 | Meeting Type | Annual | |||||
Ticker Symbol | BRLXF | Meeting Date | 08-May-2019 | |||||
ISIN | CA09950M3003 | Agenda | 934976347 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Election of Directors (Majority Voting) | Management | ||||||||||
1 André Courville | For | For | For | |||||||||
2 Lise Croteau | For | For | For | |||||||||
3 Ghyslain Deschamps | For | For | For | |||||||||
4 Alain Ducharme | For | For | For | |||||||||
5 Marie-Claude Dumas | For | For | For | |||||||||
6 Marie Giguère | For | For | For | |||||||||
7 Edward H. Kernaghan | For | For | For | |||||||||
8 Patrick Lemaire | For | For | For | |||||||||
9 Yves Rheault | For | For | For | |||||||||
10 Alain Rhéaume | For | For | For | |||||||||
11 DanySt-Pierre | For | For | For | |||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3 | 14A Executive Compensation | Management | For | For | For |
KONINKLIJKE PHILIPS ELECTRONICS N.V.
| ||||||||
Security | 500472303 | Meeting Type | Annual | |||||
Ticker Symbol | PHG | Meeting Date | 09-May-2019 | |||||
ISIN | US5004723038 | Agenda | 934998494 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
2c. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
2d. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
2e. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
2f. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
3a. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
3b. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
4a. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
4b. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
5. | Ratify Appointment of Independent Auditors | Management | No Action | None | ||||||||
6a. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
6b. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
7. | Miscellaneous Corporate Governance | Management | For | None | ||||||||
8. | Miscellaneous Corporate Governance | Management | For | None |
AMERICAN WATER WORKS COMPANY, INC.
| ||||||||
Security | 030420103 | Meeting Type | Annual | |||||
Ticker Symbol | AWK | Meeting Date | 10-May-2019 | |||||
ISIN | US0304201033 | Agenda | 934958894 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For |
1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
4. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against | |||||||
5. | S/H Proposal - Political/Government | Shareholder | Abstain | Against | Against |
SIGNIFY N.V.
| ||||||||
Security | N8063K107 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2019 | ||||||
ISIN | NL0011821392 | Agenda | 710812454 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | PRESENTATION BY CEO ERIC RONDOLAT | Non-Voting | ||||||||||
2 | IMPLEMENTATION OF THE REMUNERATION POLICY IN 2018 | Non-Voting | ||||||||||
3 | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | For | For | For | |||||||
6.A | Management Proposal | Management | For | For | For | |||||||
6.B | Management Proposal | Management | For | For | For | |||||||
7.A | Management Proposal | Management | Abstain | For | Against | |||||||
7.B | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | Abstain | For | Against | |||||||
9 | Management Proposal | Management | For | For | For | |||||||
10 | ANY OTHER BUSINESS | Non-Voting |
INNERGEX RENEWABLE ENERGY INC
| ||||||||
Security | 45790B104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2019 | ||||||
ISIN | CA45790B1040 | Agenda | 710929956 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTIONNUMBERS-1.1 TO 1.9 AND 2. THANK YOU | Non-Voting | ||||||||||
1.1 | Management Proposal | Management | For | For | For | |||||||
1.2 | Management Proposal | Management | For | For | For | |||||||
1.3 | Management Proposal | Management | For | For | For | |||||||
1.4 | Management Proposal | Management | For | For | For |
1.5 | Management Proposal | Management | For | For | For | |||||||
1.6 | Management Proposal | Management | For | For | For | |||||||
1.7 | Management Proposal | Management | For | For | For | |||||||
1.8 | Management Proposal | Management | For | For | For | |||||||
1.9 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For |
XYLEM INC.
| ||||||||
Security | 98419M100 | Meeting Type | Annual | |||||
Ticker Symbol | XYL | Meeting Date | 15-May-2019 | |||||
ISIN | US98419M1009 | Agenda | 934968770 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against |
FIRST SOLAR, INC.
| ||||||||
Security | 336433107 | Meeting Type | Annual | |||||
Ticker Symbol | FSLR | Meeting Date | 15-May-2019 | |||||
ISIN | US3364331070 | Agenda | 934974418 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For |
NORTHLAND POWER INC
| ||||||||
Security | 666511100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-May-2019 | ||||||
ISIN | CA6665111002 | Agenda | 710977248 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 10, AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS 1 TO 9. THANK YOU | Non-Voting | ||||||||||
1 | Management Proposal | Management | For | For | For | |||||||
2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | For | For | For | |||||||
6 | Management Proposal | Management | For | For | For | |||||||
7 | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For | |||||||
9 | Management Proposal | Management | For | For | For | |||||||
10 | Management Proposal | Management | Abstain | For | Against |
ACCIONA SA
| ||||||||
Security | E0008Z109 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 29-May-2019 | ||||||
ISIN | ES0125220311 | Agenda | 711032071 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1 | Management Proposal | Management | For | For | For | |||||||
2.1 | Management Proposal | Management | For | For | For | |||||||
2.2 | Management Proposal | Management | For | For | For | |||||||
3 | Management Proposal | Management | For | For | For | |||||||
4.1 | Management Proposal | Management | For | For | For | |||||||
4.2 | Management Proposal | Management | For | For | For | |||||||
5 | Management Proposal | Management | For | For | For | |||||||
6 | Management Proposal | Management | For | For | For | |||||||
7 | Management Proposal | Management | For | For | For | |||||||
8 | Management Proposal | Management | For | For | For | |||||||
9 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||
10 | Management Proposal | Management | For | For | For |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BEA-SECOND CALL ON 30 MAY 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting |
INGERSOLL-RAND PLC
| ||||||||
Security | G47791101 | Meeting Type | Annual | |||||
Ticker Symbol | IR | Meeting Date | 06-Jun-2019 | |||||
ISIN | IE00B6330302 | Agenda | 935006709 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1a. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1b. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1c. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1d. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1e. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1f. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1g. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1h. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1i. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1j. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1k. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1l. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | 14A Executive Compensation | Management | Abstain | For | Against | |||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
4. | Allot Securities | Management | For | For | For | |||||||
5. | Allot Securities | Management | Abstain | For | Against | |||||||
6. | Allot Securities | Management | For | For | For |
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL
| ||||||||
Security | 41068X100 | Meeting Type | Annual | |||||
Ticker Symbol | HASI | Meeting Date | 06-Jun-2019 | |||||
ISIN | US41068X1000 | Agenda | 935007105 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Jeffrey W. Eckel | For | For | For | |||||||||
2 Rebecca B. Blalock | For | For | For | |||||||||
3 Teresa M. Brenner | For | For | For | |||||||||
4 Mark J. Cirilli | For | For | For | |||||||||
5 Charles M. O’Neil | For | For | For | |||||||||
6 Richard J. Osborne | For | For | For | |||||||||
7 Steven G. Osgood | For | For | For | |||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
TESLA, INC.
| ||||||||
Security | 88160R101 | Meeting Type | Annual | |||||
Ticker Symbol | TSLA | Meeting Date | 11-Jun-2019 | |||||
ISIN | US88160R1014 | Agenda | 935014275 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Approve Stock Compensation Plan | Management | Abstain | For | Against | |||||||
3. | Adopt Employee Stock Purchase Plan | Management | Abstain | For | Against | |||||||
4. | Eliminate Supermajority Requirements | Management | Abstain | For | Against | |||||||
5. | Approve Charter Amendment | Management | Abstain | For | Against | |||||||
6. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |||||||
8. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Abstain | Against | Against |
PATTERN ENERGY GROUP INC.
| ||||||||
Security | 70338P100 | Meeting Type | Annual | |||||
Ticker Symbol | PEGI | Meeting Date | 12-Jun-2019 | |||||
ISIN | US70338P1003 | Agenda | 935016077 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
TERRAFORM POWER INC.
| ||||||||
Security | 88104R209 | Meeting Type | Annual | |||||
Ticker Symbol | TERP | Meeting Date | 20-Jun-2019 | |||||
ISIN | US88104R2094 | Agenda | 935024644 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Brian Lawson | For | For | For | |||||||||
2 Carolyn Burke | For | For | For | |||||||||
3 Christian S. Fong | For | For | For | |||||||||
4 Harry Goldgut | For | For | For |
5 Richard Legault | For | For | For | |||||||||
6 Mark McFarland | For | For | For | |||||||||
7 Sachin Shah | For | For | For | |||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
ATLANTICA YIELD PLC
| ||||||||
Security | G0751N103 | Meeting Type | Annual | |||||
Ticker Symbol | AY | Meeting Date | 20-Jun-2019 | |||||
ISIN | GB00BLP5YB54 | Agenda | 935025317 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | |||||||
2. | Receive Directors’ Report | Management | For | For | For | |||||||
3. | Approve Remuneration of Directors and Auditors | Management | For | For | For | |||||||
4. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||
5. | Miscellaneous Corporate Actions | Management | Abstain | For | Against | |||||||
6. | Authorize Directors to Repurchase Shares | Management | For | For | For |
KYOCERA CORPORATION
| ||||||||
Security | 501556203 | Meeting Type | Annual | |||||
Ticker Symbol | KYOCY | Meeting Date | 25-Jun-2019 | |||||
ISIN | US5015562037 | Agenda | 935050310 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Dividends | Management | For | None | ||||||||
2a. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2b. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2c. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2d. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2e. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2f. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2g. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2h. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2i. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2j. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2k. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2l. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2m. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2n. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2o. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
2p. | Election of Directors (Majority Voting) | Management | For | None | ||||||||
3. | 14A Executive Compensation | Management | For | None |
AVANGRID, INC.
| ||||||||
Security | 05351W103 | Meeting Type | Annual | |||||
Ticker Symbol | AGR | Meeting Date | 27-Jun-2019 | |||||
ISIN | US05351W1036 | Agenda | 935022878 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Ignacio Sánchez Galán | For | For | For | |||||||||
2 John Baldacci | For | For | For | |||||||||
3 Robert Duffy | For | For | For | |||||||||
4 Carol Folt | For | For | For | |||||||||
5 Teresa Herbert | For | For | For | |||||||||
6 Patricia Jacobs | For | For | For | |||||||||
7 John Lahey | For | For | For | |||||||||
8 S. Martinez Garrido | For | For | For | |||||||||
9 Sonsoles Rubio Reinoso | For | For | For | |||||||||
10 J. C. Rebollo Liceaga | For | For | For | |||||||||
11 José Sáinz Armada | For | For | For | |||||||||
12 Alan Solomont | For | For | For | |||||||||
13 Elizabeth Timm | For | For | For | |||||||||
14 James Torgerson | For | For | For | |||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||
3. | 14A Executive Compensation | Management | For | For | For |
PANASONIC CORPORATION
| ||||||||
Security | 69832A205 | Meeting Type | Annual | |||||
Ticker Symbol | PCRFY | Meeting Date | 27-Jun-2019 | |||||
ISIN | US69832A2050 | Agenda | 935050295 - Management |
Item | Proposal | Proposed by | Vote | Management
| For/Against
| |||||||
1. | Election of Directors | Management | ||||||||||
1 Shusaku Nagae | For | For | For | |||||||||
2 Kazuhiro Tsuga | For | For | For | |||||||||
3 Mototsugu Sato | For | For | For | |||||||||
4 Yasuyuki Higuchi | For | For | For | |||||||||
5 Yoshinobu Tsutsui | For | For | For | |||||||||
6 Hiroko Ota | For | For | For | |||||||||
7 Kazuhiko Toyama | For | For | For | |||||||||
8 Hirokazu Umeda | For | For | For | |||||||||
9 Laurence W. Bates | For | For | For | |||||||||
10 Tetsuro Homma# | For | For | For | |||||||||
11 Kunio Noji# | For | For | For | |||||||||
2. | Elect Supervisory Board Member | Management | For | For | For | |||||||
3. | Approve Remuneration of Directors and Auditors | Management | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | New Alternatives Fund |
By (Signature and Title)* | /s/ David J. Schoenwald | |
David J. Schoenwald, President and Treasurer | ||
(principal executive officer) |
Date | 8/23/2019 |
*Print the name and title of each signing officer under his or her signature.