UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-3379 |
| |
|
| PERMANENT PORTFOLIO FAMILY OF FUNDS, INC. | |
| |
| (Exact Name of Registrant as specified in charter) | |
| 600 Montgomery Street, 27th Floor, San Francisco, California 94111 | |
| |
| (Address of Principal Executive Offices) (Zip Code) | |
| MICHAEL J. CUGGINO, 600 Montgomery Street, 27th Floor, San Francisco, California 94111 | |
| |
| (Name and Address of Agent For Service) | |
| | |
| Registrant’s Telephone Number, Including Area Code: | (415) 398-8000
|
| | |
| Date of Fiscal Year End: | January 31
|
| | |
| Date of reporting period: | June 30, 2007
|
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
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AGILENT TECHNOLOGIES, INC. Agenda Number: 932623209
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 27-Feb-2007
Ticker: A
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL N. CLARK Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT L. JOSS Mgmt For For
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE Mgmt For For
S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932615365
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Security: 009158106
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: APD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM L. DAVIS III Mgmt For For
W. DOUGLAS FORD Mgmt For For
EVERT HENKES Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2007.
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AMGEN INC. Agenda Number: 932645988
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Security: 031162100
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: AMGN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1D ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
03 TO APPROVE THE AMENDMENTS TO THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE AMENDMENTS TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
5A STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). Shr Against For
5B STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). Shr Against For
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CHEMTURA CORPORATION Agenda Number: 932664510
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Security: 163893100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CEM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN M. HALE Mgmt For For
C.A. (LANCE) PICCOLO Mgmt For For
BRUCE F. WESSON Mgmt For For
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COSTCO WHOLESALE CORPORATION Agenda Number: 932616660
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Security: 22160K105
Meeting Type: Annual
Meeting Date: 31-Jan-2007
Ticker: COST
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN S. CARSON Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
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FRONTIER OIL CORPORATION Agenda Number: 932649152
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Security: 35914P105
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: FTO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. GIBBS Mgmt For For
DOUGLAS Y. BECH Mgmt For For
G. CLYDE BUCK Mgmt For For
T. MICHAEL DOSSEY Mgmt For For
JAMES H. LEE Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
MICHAEL E. ROSE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
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GENENTECH, INC. Agenda Number: 932642603
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Security: 368710406
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: DNA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT W. BOYER Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
DEBRA L. REED Mgmt For For
CHARLES A. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER
31, 2007.
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GENZYME CORPORATION Agenda Number: 932680994
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Security: 372917104
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: GENZ
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS A. BERTHIAUME Mgmt For For
GAIL K. BOUDREAUX Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK COVERED BY THE PLAN BY 3,500,000 SHARES
AND TO MERGE OUR 1997 EQUITY INCENTIVE PLAN
INTO THE 2004 PLAN.
03 A PROPOSAL TO APPROVE THE 2007 DIRECTOR EQUITY Mgmt For For
PLAN.
04 A PROPOSAL TO AMEND THE 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK COVERED BY THE PLAN BY 1,500,000
SHARES.
05 A PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE FOR Mgmt For For
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
IN UNCONTESTED ELECTIONS.
06 A PROPOSAL TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
07 A SHAREHOLDER PROPOSAL THAT EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS BE APPROVED BY SHAREHOLDERS.
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HARLEY-DAVIDSON, INC. Agenda Number: 932658264
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Security: 412822108
Meeting Type: Annual
Meeting Date: 28-Apr-2007
Ticker: HOG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
JUDSON C. GREEN Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
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HEWLETT-PACKARD COMPANY Agenda Number: 932626394
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Security: 428236103
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: HPQ
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For
1D ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M.V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For
1G ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For
1H ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2007
03 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shr Against For
NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS
OF HEWLETT-PACKARD COMPANY
04 STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE Shr Against For
ROLES OF CEO AND CHAIRMAN
05 STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE Shr Against For
POISON PILL TO SHAREHOLDER VOTE
06 STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE Shr Against For
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ILLINOIS TOOL WORKS INC. Agenda Number: 932648732
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Security: 452308109
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ITW
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
SUSAN CROWN Mgmt For For
DON H. DAVIS, JR. Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
ROBERT S. MORRISON Mgmt For For
JAMES A. SKINNER Mgmt For For
HAROLD B. SMITH Mgmt For For
DAVID B. SPEER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
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INTEL CORPORATION Agenda Number: 932667009
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Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt Against Against
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For
EXECUTIVE COMPENSATION
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JANUS CAPITAL GROUP INC. Agenda Number: 932659521
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Security: 47102X105
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: JNS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G. ANDREW COX Mgmt For For
1B ELECTION OF DIRECTOR: DEBORAH R. GATZEK Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT T. PARRY Mgmt For For
1D ELECTION OF DIRECTOR: JOCK PATTON Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS
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KANSAS CITY SOUTHERN Agenda Number: 932659660
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Security: 485170302
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: KSU
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERRENCE P. DUNN Mgmt For For
JAMES R. JONES Mgmt For For
KAREN L. PLETZ Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF KPMG LLP AS KCS S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
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LOCKHEED MARTIN CORPORATION Agenda Number: 932644835
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Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: LMT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C.'PETE'ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
MARCUS C. BENNETT Mgmt For For
JAMES O. ELLIS, JR. Mgmt For For
GWENDOLYN S. KING Mgmt For For
JAMES M. LOY Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
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MATTEL, INC. Agenda Number: 932687518
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Security: 577081102
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: MAT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. DOLAN Mgmt For For
ROBERT A. ECKERT Mgmt For For
DR. FRANCES FERGUSSON Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
DOMINIC NG Mgmt For For
DR. ANDREA L. RICH Mgmt For For
RONALD L. SARGENT Mgmt For For
DEAN A. SCARBOROUGH Mgmt For For
CHRISTOPHER A. SINCLAIR Mgmt For For
G. CRAIG SULLIVAN Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY Mgmt For For
VOTING STANDARD AND STOCKHOLDER APPROVAL OF
AMENDMENT TO THE CERTIFICATE OF INCORPORATION
ELIMINATING CUMULATIVE VOTING.
04 APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE Mgmt For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For
OF THE TOP FIVE MEMBERS OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shr Against For
CEO AND CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shr Against For
BY THE BOARD OF DIRECTORS.
08 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE.Shr Against For
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MORGAN STANLEY Agenda Number: 932634353
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Security: 617446448
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: MS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECT ROY J. BOSTOCK Mgmt For For
1B ELECT ERSKINE B. BOWLES Mgmt Against Against
1C ELECT HOWARD J. DAVIES Mgmt For For
1D ELECT C. ROBERT KIDDER Mgmt For For
1E ELECT JOHN J. MACK Mgmt For For
1F ELECT DONALD T. NICOLAISEN Mgmt For For
1G ELECT CHARLES H. NOSKI Mgmt For For
1H ELECT HUTHAM S. OLAYAN Mgmt For For
1I ELECT CHARLES E. PHILLIPS, JR. Mgmt For For
1J ELECT O. GRIFFITH SEXTON Mgmt For For
1K ELECT LAURA D. TYSON Mgmt Against Against
1L ELECT KLAUS ZUMWINKEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr Against For
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
ADVISORY VOTE
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NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932580170
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Security: 637640103
Meeting Type: Annual
Meeting Date: 06-Oct-2006
Ticker: NSM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01A ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
01B ELECTION OF DIRECTOR: STEVEN R. APPLETON Mgmt For For
01C ELECTION OF DIRECTOR: GARY P. ARNOLD Mgmt For For
01D ELECTION OF DIRECTOR: RICHARD J. DANZIG Mgmt For For
01E ELECTION OF DIRECTOR: JOHN T. DICKSON Mgmt For For
01F ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
01G ELECTION OF DIRECTOR: E. FLOYD KVAMME Mgmt For For
01H ELECTION OF DIRECTOR: MODESTO A. MAIDIQUE Mgmt For For
01I ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY.
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PARKER DRILLING COMPANY Agenda Number: 932650573
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Security: 701081101
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: PKD
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. MCKEE III Mgmt For For
GEORGE J. DONNELLY Mgmt For For
02 PROPOSAL TO AMEND RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE AUTHORIZED COMMON STOCK FROM 140,000,000
TO 280,000,000 SHARES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
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PARKER-HANNIFIN CORPORATION Agenda Number: 932586780
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Security: 701094104
Meeting Type: Annual
Meeting Date: 25-Oct-2006
Ticker: PH
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. KOHLHEPP Mgmt For For
GIULIO MAZZALUPI Mgmt For For
KLAUS-PETER MUELLER Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY07.
03 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE ELECTION Shr Against For
OF DIRECTORS.
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QUALCOMM INCORPORATED Agenda Number: 932624097
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Security: 747525103
Meeting Type: Annual
Meeting Date: 13-Mar-2007
Ticker: QCOM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
IRWIN MARK JACOBS Mgmt For For
SHERRY LANSING Mgmt For For
PETER M. SACERDOTE Mgmt For For
MARC I. STERN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
30, 2007.
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SANMINA-SCI CORPORATION Agenda Number: 932629237
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Security: 800907107
Meeting Type: Annual
Meeting Date: 26-Feb-2007
Ticker: SANM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN COUDER Mgmt For For
1C ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1D ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For
1E ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1F ELECTION OF DIRECTOR: PETER J. SIMONE Mgmt For For
1G ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1H ELECTION OF DIRECTOR: JACQUELYN M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING SEPTEMBER
29, 2007.
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STATE STREET CORPORATION Agenda Number: 932647083
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Security: 857477103
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: STT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
P. COYM Mgmt For For
N. DAREHSHORI Mgmt For For
A. FAWCETT Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
M. MISKOVIC Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
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SWIFT TRANSPORTATION CO., INC. Agenda Number: 932661300
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Security: 870756103
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: SWFT
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 19, 2007, BY AND AMONG
SWIFT TRANSPORTATION CO., INC., SAINT ACQUISITION
CORPORATION AND SAINT CORPORATION, AS DESCRIBED
IN THE PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO ADOPT THE THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932571032
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 13-Sep-2006
Ticker: SYMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DAVID ROUX Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE OF 40,000,000 IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION
OF THE SHARE POOL AVAILABLE UNDER THE PLAN
TO REFLECT A RATIO-BASED POOL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 932662124
- --------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: TIN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD M. CARLTON Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
KENNETH M. JASTROW, II Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 TO AMEND ARTICLE III, SECTION 2 OF OUR BY-LAWS Mgmt For For
TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY
THE MAJORITY VOTE OF OUR STOCKHOLDERS.
03 TO AMEND ARTICLE V OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
04 TO AMEND ARTICLE VI, SECTION 3 OF OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
APPOINTED TO FILL VACANCIES OR NEWLY CREATED
DIRECTORSHIPS WILL BE SUBJECT TO ELECTION AT
THE NEXT ANNUAL MEETING.
05 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932640762
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. SCOTT Mgmt For For
MR. VAUGHAN Mgmt For For
02 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE Shr Against For
MAJORITY VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shr Against For
COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932692761
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN
MELLON FINANCIAL CORPORATION, THE BANK OF NEW
YORK COMPANY, INC. AND THE BANK OF NEW YORK
MELLON CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR
DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF
THE BY-LAWS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. Agenda Number: 932651587
- --------------------------------------------------------------------------------------------------------------------------
Security: 073902108
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: BSC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. CAYNE Mgmt For For
HENRY S. BIENEN Mgmt For For
CARL D. GLICKMAN Mgmt For For
MICHAEL GOLDSTEIN Mgmt For For
ALAN C. GREENBERG Mgmt For For
DONALD J. HARRINGTON Mgmt For For
FRANK T. NICKELL Mgmt For For
PAUL A. NOVELLY Mgmt For For
FREDERIC V. SALERNO Mgmt For For
ALAN D. SCHWARTZ Mgmt For For
WARREN J. SPECTOR Mgmt For For
VINCENT TESE Mgmt For For
WESLEY S. WILLIAMS JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE STOCK AWARD Mgmt For For
PLAN.
03 APPROVAL OF AMENDMENTS TO THE RESTRICTED STOCK Mgmt For For
UNIT PLAN.
04 APPROVAL OF AMENDMENTS TO THE CAPITAL ACCUMULATION Mgmt For For
PLAN FOR SENIOR MANAGING DIRECTORS.
05 APPROVAL OF THE 2007 PERFORMANCE COMPENSATION Mgmt For For
PLAN.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2007.
07 STOCKHOLDER PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCEShr Against For
STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 932657399
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: SCHW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ALDINGER III Mgmt For For
DONALD G. FISHER Mgmt For For
PAULA A. SNEED Mgmt For For
02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shr Against For
FOR MAJORITY VOTING
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 932647110
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: RYL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
DANIEL T. BANE Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
PAUL J. VARELLO Mgmt For For
02 APPROVAL OF THE RYLAND GROUP, INC. 2007 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932624910
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: DIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt Withheld Against
JOHN S. CHEN Mgmt For For
JUDITH L. ESTRIN Mgmt Withheld Against
ROBERT A. IGER Mgmt For For
STEVEN P. JOBS Mgmt For For
FRED H. LANGHAMMER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
JOHN E. PEPPER, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt For For
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO GREENMAIL.
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shr Against For
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
- --------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY Agenda Number: 932674434
- --------------------------------------------------------------------------------------------------------------------------
Security: 896047107
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: TRB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY CHANDLER Mgmt For For
WILLIAM A. OSBORN Mgmt For For
MILES D. WHITE Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 SHAREHOLDER PROPOSAL CONCERNING TRIBUNE S CLASSIFIED Shr Against For
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 932696769
- --------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: VIA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
CHARLES E. PHILLIPS JR. Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2007.
03 APPROVAL OF THE VIACOM INC. SENIOR EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2006 LONG-TERM MANAGEMENT Mgmt For For
INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL TO DIVEST PARAMOUNT. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 932672745
- --------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: WSM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. HOWARD LESTER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
MICHAEL R. LYNCH Mgmt For For
RICHARD T. ROBERTSON Mgmt For For
DAVID B. ZENOFF Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 3, 2008.
PERMANENT PORTFOLIO
- --------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 932623209
- --------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 27-Feb-2007
Ticker: A
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL N. CLARK Mgmt For For
JAMES G. CULLEN Mgmt For For
ROBERT L. JOSS Mgmt For For
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE Mgmt For For
S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932615365
- --------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: APD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM L. DAVIS III Mgmt For For
W. DOUGLAS FORD Mgmt For For
EVERT HENKES Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 932645988
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: AMGN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1D ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
03 TO APPROVE THE AMENDMENTS TO THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE AMENDMENTS TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
5A STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). Shr Against For
5B STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
ARCHSTONE-SMITH TRUST Agenda Number: 932667314
- --------------------------------------------------------------------------------------------------------------------------
Security: 039583109
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: ASN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. DEMERITT Mgmt For For
ERNEST A. GERARDI, JR. Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
NED S. HOLMES Mgmt For For
ROBERT P. KOGOD Mgmt For For
JAMES H. POLK, III Mgmt For For
JOHN C. SCHWEITZER Mgmt For For
R. SCOT SELLERS Mgmt For For
ROBERT H. SMITH Mgmt For For
02 SHAREHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, Shr Against For
REGARDING PAY-FOR-SUPERIOR PERFORMANCE.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 932594535
- --------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 29-Nov-2006
Ticker: BHP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON PLC
02 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON LTD
03 DIRECTOR
MR P M ANDERSON Mgmt For For
MR P M ANDERSON Mgmt For For
MR M J KLOPPERS Mgmt For For
MR M J KLOPPERS Mgmt For For
MR C J LYNCH Mgmt For For
MR C J LYNCH Mgmt For For
MR J NASSER Mgmt For For
MR J NASSER Mgmt For For
MR D A CRAWFORD Mgmt For For
MR D A CRAWFORD Mgmt For For
MR D R ARGUS Mgmt For For
MR D R ARGUS Mgmt For For
DR D C BRINK Mgmt For For
DR D C BRINK Mgmt For For
DR J G S BUCHANAN Mgmt For For
DR J G S BUCHANAN Mgmt For For
DR J M SCHUBERT Mgmt For For
DR J M SCHUBERT Mgmt For For
21 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For For
BHP BILLITON PLC
22 TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
IN BHP BILLITON PLC
23 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
IN BHP BILLITON PLC
24 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For For
PLC
25A TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON DECEMBER 31, 2006
25B TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MARCH 31, 2007
25C TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MAY 15, 2007
25D TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON JUNE 30, 2007
25E TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON SEPTEMBER 30, 2007
25F TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON NOVEMBER 15, 2007
26 TO APPROVE THE 2006 REMUNERATION REPORT Mgmt For For
27 TO APPROVE THE GRANT OF AWARDS TO MR C W GOODYEAR Mgmt For For
UNDER THE GIS AND THE LTIP
28 TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS Mgmt For For
UNDER THE GIS AND THE LTIP
29 TO APPROVE THE GRANT OF AWARDS TO MR C J LYNCH Mgmt For For
UNDER THE GIS AND THE LTIP
30 TO APPROVE THE BHP BILLITON GLOBAL EMPLOYEE Mgmt For For
SHARE PLAN
31 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION PAID BY BHP BILLITON PLC TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
32 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION PAID BY BHP BILLITON LTD TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
- --------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 932640837
- --------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: BP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND Mgmt For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For
03 DIRECTOR
DR D C ALLEN Mgmt For For
LORD BROWNE Mgmt For For
MR A BURGMANS Mgmt For For
SIR WILLIAM CASTELL Mgmt For For
MR I C CONN Mgmt For For
MR E B DAVIS, JR Mgmt For For
MR D J FLINT Mgmt For For
DR B E GROTE Mgmt For For
DR A B HAYWARD Mgmt For For
MR A G INGLIS Mgmt For For
DR D S JULIUS Mgmt For For
SIR TOM MCKILLOP Mgmt For For
MR J A MANZONI Mgmt For For
DR W E MASSEY Mgmt For For
SIR IAN PROSSER Mgmt For For
MR P D SUTHERLAND Mgmt For For
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Mgmt For For
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Mgmt For For
AMOUNT
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
- --------------------------------------------------------------------------------------------------------------------------
BRE PROPERTIES, INC. Agenda Number: 932656664
- --------------------------------------------------------------------------------------------------------------------------
Security: 05564E106
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: BRE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. FIDDAMAN Mgmt For For
ROGER P. KUPPINGER Mgmt For For
IRVING F. LYONS, III Mgmt For For
EDWARD E. MACE Mgmt For For
CHRISTOPHER J. MCGURK Mgmt For For
MATTHEW T. MEDEIROS Mgmt For For
CONSTANCE B. MOORE Mgmt For For
JEANNE R. MYERSON Mgmt For For
GREGORY M. SIMON Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 932672339
- --------------------------------------------------------------------------------------------------------------------------
Security: 13321L1N8
Meeting Type: Annual and Special
Meeting Date: 16-May-2007
Ticker:
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. AUSTON Mgmt For For
JOHN H. CLAPPISON Mgmt For For
JOE F. COLVIN Mgmt For For
HARRY D. COOK Mgmt For For
JAMES R. CURTISS Mgmt For For
GEORGE S. DEMBROSKI Mgmt For For
GERALD W. GRANDEY Mgmt For For
NANCY E. HOPKINS Mgmt For For
OYVIND HUSHOVD Mgmt For For
J.W. GEORGE IVANY Mgmt For For
A. ANNE MCLELLAN Mgmt For For
A. NEIL MCMILLAN Mgmt For For
ROBERT W. PETERSON Mgmt For For
VICTOR J. ZALESCHUK Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS. Mgmt For For
03 A RESOLUTION AMENDING CAMECO S STOCK OPTION Mgmt For For
PLAN, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 THE UNDERSIGNED HEREBY DECLARES THAT ALL SHARES Mgmt Against For
REPRESENTED HEREBY ARE HELD, BENEFICIALLY OWNED
OR CONTROLLED BY ONE OR MORE RESIDENTS (PLEASE
MARK THE FOR BOX) OR ONE OR MORE NON-RESIDENTS
(PLEASE MARK THE ABSTAIN BOX).
05 IF THE UNDERSIGNED IS A RESIDENT PLEASE MARK Mgmt Against For
THE FOR BOX, IF THE UNDERSIGNED IS A NON-RESIDENT
PLEASE MARK THE ABSTAIN BOX.
- --------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION Agenda Number: 932691050
- --------------------------------------------------------------------------------------------------------------------------
Security: 124857103
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CBSA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. ANDELMAN Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
WILLIAM S. COHEN Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
CHARLES K. GIFFORD Mgmt For For
LEONARD GOLDBERG Mgmt For For
BRUCE S. GORDON Mgmt For For
LINDA M. GRIEGO Mgmt For For
ARNOLD KOPELSON Mgmt For For
LESLIE MOONVES Mgmt For For
DOUG MORRIS Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS CBS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION Agenda Number: 932664510
- --------------------------------------------------------------------------------------------------------------------------
Security: 163893100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CEM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN M. HALE Mgmt For For
C.A. (LANCE) PICCOLO Mgmt For For
BRUCE F. WESSON Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 932647007
- --------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CVX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: S. GINN Mgmt For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For
1K ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1N ELECTION OF DIRECTOR: C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shr Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shr Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shr Against For
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER Shr Against For
RIGHTS PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932615593
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 28-Dec-2006
Ticker: RIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL AND JUSTIFICATION FOR CONSOLIDATION Mgmt For For
OF CAEMI MINERACAO E METALURGIA S.A. ( CAEMI
), A WHOLLY OWNED SUBSIDIARY OF CVRD, PURSUANT
TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE
LAW
02 TO RATIFY THE APPOINTMENT OF THE EXPERTS TO Mgmt For For
APPRAISE THE VALUE OF THE COMPANY TO BE CONSOLIDATED
03 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For
BY THE EXPERT APPRAISERS
04 THE APPROVAL FOR THE CONSOLIDATION OF CAEMI, Mgmt For For
WITHOUT A CAPITAL INCREASE OR THE ISSUANCE
OF NEW SHARES BY THIS COMPANY
05 TO RATIFY THE ACQUISITION OF THE CONTROL OF Mgmt For For
INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE
256 OF THE BRAZILIAN CORPORATE LAW
06 TO RATIFY THE APPOINTMENT OF A BOARD MEMBER, Mgmt For For
DULY NOMINATED DURING THE BOARD OF DIRECTORS
MEETING HELD ON JUNE 21, 2006, IN ACCORDANCE
WITH SECTION 10 OF ARTICLE 11 OF THE COMPANY
S BY-LAWS
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932676313
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: RIO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPRECIATION OF THE MANAGEMENTS REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
O2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET OF THE COMPANY.
O3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
O4 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. Mgmt For For
O5 ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE
OFFICERS AND THE FISCAL COUNCIL.
E1 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 932664988
- --------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: COP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Mgmt For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Mgmt For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON Mgmt For For
ROY
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Mgmt For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shr Against For
04 GLOBAL WARMING-RENEWABLES Shr Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shr Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shr Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shr Against For
08 COMMUNITY ACCOUNTABILITY Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 932616660
- --------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 31-Jan-2007
Ticker: COST
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BENJAMIN S. CARSON Mgmt For For
WILLIAM H. GATES Mgmt For For
HAMILTON E. JAMES Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 932700645
- --------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 06-Jun-2007
Ticker: DVN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS F. FERGUSON Mgmt For For
DAVID M. GAVRIN Mgmt For For
JOHN RICHELS Mgmt For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Mgmt For For
AUDITORS FOR 2007
- --------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC. Agenda Number: 932712765
- --------------------------------------------------------------------------------------------------------------------------
Security: 294752100
Meeting Type: Annual
Meeting Date: 04-Jun-2007
Ticker: EQY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NOAM BEN-OZER Mgmt For For
JAMES S. CASSEL Mgmt For For
CYNTHIA R. COHEN Mgmt For For
NEIL FLANZRAICH Mgmt For For
NATHAN HETZ Mgmt For For
CHAIM KATZMAN Mgmt For For
PETER LINNEMAN Mgmt For For
JEFFREY S. OLSON Mgmt For For
DORI SEGAL Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO ACT AS OUR INDEPENDENT AUDITORS
FOR 2007.
03 THE APPROVAL OF THE AMENDMENT OF THE COMPANY Mgmt For For
S 2000 EXECUTIVE INCENTIVE COMPENSATION PLAN
TO, AMONG OTHER THINGS, INCREASE THE NUMBER
OF SHARES RESERVED UNDER THE PLAN FROM 5,500,000
TO 8,500,000 RESULTING IN 3,862,386 SHARES
AVAILABLE FOR GRANT.
04 TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED Mgmt Against Against
ON ANY OTHER MATTER AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT
THEREOF IN THE DISCRETION OF THE PROXY HOLDER.
- --------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 932647704
- --------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: FRT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JON E. BORTZ Mgmt For For
DAVID W. FAEDER Mgmt For For
KRISTIN GAMBLE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE TRUST S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 TO APPROVE OUR AMENDED AND RESTATED 2001 LONG-TERM Mgmt For For
INCENTIVE PLAN, WHICH WILL, AMONG OTHER THINGS,
INCREASE THE AGGREGATE NUMBER OF SHARES CURRENTLY
AVAILABLE UNDER THE 2001 LONG-TERM INCENTIVE
PLAN BY 1,500,000 SHARES.
- --------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 932641132
- --------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: FLR
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: KENT KRESA Mgmt For For
1C ELECTION OF DIRECTOR: LORD ROBIN W. RENWICK Mgmt For For
1D ELECTION OF DIRECTOR: PETER S. WATSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007.
- --------------------------------------------------------------------------------------------------------------------------
FOREST OIL CORPORATION Agenda Number: 932649493
- --------------------------------------------------------------------------------------------------------------------------
Security: 346091705
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: FST
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOREN K. CARROLL* Mgmt For For
DOD A. FRASER* Mgmt For For
PATRICK R. MCDONALD* Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
- --------------------------------------------------------------------------------------------------------------------------
FOREST OIL CORPORATION Agenda Number: 932713464
- --------------------------------------------------------------------------------------------------------------------------
Security: 346091705
Meeting Type: Special
Meeting Date: 05-Jun-2007
Ticker: FST
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK OF FOREST OIL CORPORATION PURSUANT
TO THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JANUARY 7, 2007, BY AND AMONG FOREST
OIL CORPORATION, MJCO CORPORATION AND THE HOUSTON
EXPLORATION COMPANY
02 PROPOSAL TO APPROVE THE ADOPTION OF THE FOREST Mgmt For For
OIL CORPORATION 2007 STOCK INCENTIVE PLAN
- --------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 932632525
- --------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Special
Meeting Date: 14-Mar-2007
Ticker: FCX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORANMgmt For For
COPPER & GOLD INC. CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF FREEPORT-MCMORAN CAPITAL STOCK TO 750,000,000,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF CLASS B COMMON STOCK TO 700,000,000, ALL
AS MORE FULLY DESCRIBED IN THE JOINT PROXY
STATEMENT/PROSPECTUS DATED FEBRUARY 12, 2007.
02 APPROVAL OF THE PROPOSED ISSUANCE OF SHARES Mgmt For For
OF FREEPORT-MCMORAN COMMON STOCK IN CONNECTION
WITH THE TRANSACTION CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER 18,
2006, AMONG FREEPORT-MCMORAN, PHELPS DODGE
CORPORATION AND PANTHER ACQUISITION CORPORATION.
03 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt Against Against
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF EACH OF PROPOSAL 1 AND
PROPOSAL 2.
- --------------------------------------------------------------------------------------------------------------------------
FRONTIER OIL CORPORATION Agenda Number: 932649152
- --------------------------------------------------------------------------------------------------------------------------
Security: 35914P105
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: FTO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. GIBBS Mgmt For For
DOUGLAS Y. BECH Mgmt For For
G. CLYDE BUCK Mgmt For For
T. MICHAEL DOSSEY Mgmt For For
JAMES H. LEE Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
MICHAEL E. ROSE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda Number: 932642603
- --------------------------------------------------------------------------------------------------------------------------
Security: 368710406
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: DNA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT W. BOYER Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
DEBRA L. REED Mgmt For For
CHARLES A. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION Agenda Number: 932680994
- --------------------------------------------------------------------------------------------------------------------------
Security: 372917104
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: GENZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS A. BERTHIAUME Mgmt For For
GAIL K. BOUDREAUX Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK COVERED BY THE PLAN BY 3,500,000 SHARES
AND TO MERGE OUR 1997 EQUITY INCENTIVE PLAN
INTO THE 2004 PLAN.
03 A PROPOSAL TO APPROVE THE 2007 DIRECTOR EQUITY Mgmt For For
PLAN.
04 A PROPOSAL TO AMEND THE 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK COVERED BY THE PLAN BY 1,500,000
SHARES.
05 A PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE FOR Mgmt For For
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
IN UNCONTESTED ELECTIONS.
06 A PROPOSAL TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
07 A SHAREHOLDER PROPOSAL THAT EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS BE APPROVED BY SHAREHOLDERS.
- --------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 932658264
- --------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 28-Apr-2007
Ticker: HOG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY K. ALLEN Mgmt For For
RICHARD I. BEATTIE Mgmt For For
JUDSON C. GREEN Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 932626394
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 14-Mar-2007
Ticker: HPQ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R.A. HACKBORN Mgmt For For
1D ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M.V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: R.L. RYAN Mgmt For For
1G ELECTION OF DIRECTOR: L.S. SALHANY Mgmt For For
1H ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2007
03 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shr Against For
NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS
OF HEWLETT-PACKARD COMPANY
04 STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE Shr Against For
ROLES OF CEO AND CHAIRMAN
05 STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE Shr Against For
POISON PILL TO SHAREHOLDER VOTE
06 STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 932648732
- --------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ITW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ALDINGER Mgmt For For
MICHAEL J. BIRCK Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
SUSAN CROWN Mgmt For For
DON H. DAVIS, JR. Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
ROBERT S. MORRISON Mgmt For For
JAMES A. SKINNER Mgmt For For
HAROLD B. SMITH Mgmt For For
DAVID B. SPEER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
INCO LIMITED Agenda Number: 932574937
- --------------------------------------------------------------------------------------------------------------------------
Security: 453258402
Meeting Type: Special
Meeting Date: 07-Sep-2006
Ticker: INCLF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION AUTHORIZING, APPROVING Mgmt For For
AND ADOPTING, AMONG OTHER THINGS, THE ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS
ACT INVOLVING THE INDIRECT ACQUISITION BY PHELPS
DODGE CORPORATION OF ALL THE OUTSTANDING COMMON
SHARES OF THE COMPANY, IN THE FORM ATTACHED
AS APPENDIX A TO THE PROXY CIRCULAR AND STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932667009
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt Against Against
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 932659521
- --------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: JNS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G. ANDREW COX Mgmt For For
1B ELECTION OF DIRECTOR: DEBORAH R. GATZEK Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT T. PARRY Mgmt For For
1D ELECTION OF DIRECTOR: JOCK PATTON Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 932659660
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: KSU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TERRENCE P. DUNN Mgmt For For
JAMES R. JONES Mgmt For For
KAREN L. PLETZ Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF KPMG LLP AS KCS S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 932682582
- --------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: KIM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. KIMMEL Mgmt For For
M. COOPER Mgmt For For
R. DOOLEY Mgmt For For
M. FLYNN Mgmt For For
J. GRILLS Mgmt For For
D. HENRY Mgmt For For
F.P. HUGHES Mgmt For For
F. LOURENSO Mgmt For For
R. SALTZMAN Mgmt For For
02 A PROPOSAL TO AMEND THE CHARTER OF THE COMPANY Mgmt For For
TO (A) INCREASE THE NUMBER OF SHARES OF STOCK;
(B) INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK OF THE COMPANY; (C) INCREASE
THE NUMBER OF AUTHORIZED SHARES OF EXCESS STOCK
OF THE COMPANY.
03 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932644835
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C.'PETE'ALDRIDGE, JR. Mgmt For For
NOLAN D. ARCHIBALD Mgmt For For
MARCUS C. BENNETT Mgmt For For
JAMES O. ELLIS, JR. Mgmt For For
GWENDOLYN S. KING Mgmt For For
JAMES M. LOY Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
EUGENE F. MURPHY Mgmt For For
JOSEPH W. RALSTON Mgmt For For
FRANK SAVAGE Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
ANNE STEVENS Mgmt For For
ROBERT J. STEVENS Mgmt For For
JAMES R. UKROPINA Mgmt For For
DOUGLAS C. YEARLEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
MARINER ENERGY, INC. Agenda Number: 932672935
- --------------------------------------------------------------------------------------------------------------------------
Security: 56845T305
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: ME
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN R. CRAIN, JR.* Mgmt For For
H. CLAYTON PETERSON* Mgmt For For
JOHN F. GREENE** Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 932687518
- --------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: MAT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. DOLAN Mgmt For For
ROBERT A. ECKERT Mgmt For For
DR. FRANCES FERGUSSON Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
DOMINIC NG Mgmt For For
DR. ANDREA L. RICH Mgmt For For
RONALD L. SARGENT Mgmt For For
DEAN A. SCARBOROUGH Mgmt For For
CHRISTOPHER A. SINCLAIR Mgmt For For
G. CRAIG SULLIVAN Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY Mgmt For For
VOTING STANDARD AND STOCKHOLDER APPROVAL OF
AMENDMENT TO THE CERTIFICATE OF INCORPORATION
ELIMINATING CUMULATIVE VOTING.
04 APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE Mgmt For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For
OF THE TOP FIVE MEMBERS OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shr Against For
CEO AND CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shr Against For
BY THE BOARD OF DIRECTORS.
08 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE.Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 932634353
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: MS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECT ROY J. BOSTOCK Mgmt For For
1B ELECT ERSKINE B. BOWLES Mgmt Against Against
1C ELECT HOWARD J. DAVIES Mgmt For For
1D ELECT C. ROBERT KIDDER Mgmt For For
1E ELECT JOHN J. MACK Mgmt For For
1F ELECT DONALD T. NICOLAISEN Mgmt For For
1G ELECT CHARLES H. NOSKI Mgmt For For
1H ELECT HUTHAM S. OLAYAN Mgmt For For
1I ELECT CHARLES E. PHILLIPS, JR. Mgmt For For
1J ELECT O. GRIFFITH SEXTON Mgmt For For
1K ELECT LAURA D. TYSON Mgmt Against Against
1L ELECT KLAUS ZUMWINKEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr Against For
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
ADVISORY VOTE
- --------------------------------------------------------------------------------------------------------------------------
NACCO INDUSTRIES, INC. Agenda Number: 932652678
- --------------------------------------------------------------------------------------------------------------------------
Security: 629579103
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: NC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
OWSLEY BROWN II Mgmt For For
IAN M. ROSS Mgmt For For
JOHN F. TURBEN Mgmt For For
DENNIS W. LABARRE Mgmt For For
MICHAEL E. SHANNON Mgmt For For
EUGENE WONG Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
BRITTON T. TAPLIN Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
DAVID F. TAPLIN Mgmt For For
02 PROPOSAL TO CONFIRM THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932580170
- --------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Annual
Meeting Date: 06-Oct-2006
Ticker: NSM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01A ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
01B ELECTION OF DIRECTOR: STEVEN R. APPLETON Mgmt For For
01C ELECTION OF DIRECTOR: GARY P. ARNOLD Mgmt For For
01D ELECTION OF DIRECTOR: RICHARD J. DANZIG Mgmt For For
01E ELECTION OF DIRECTOR: JOHN T. DICKSON Mgmt For For
01F ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
01G ELECTION OF DIRECTOR: E. FLOYD KVAMME Mgmt For For
01H ELECTION OF DIRECTOR: MODESTO A. MAIDIQUE Mgmt For For
01I ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
PAN PACIFIC RETAIL PROPERTIES, INC. Agenda Number: 932579533
- --------------------------------------------------------------------------------------------------------------------------
Security: 69806L104
Meeting Type: Special
Meeting Date: 25-Sep-2006
Ticker: PNP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER OF KRC ACQUISITION, INC. Mgmt For For
WITH AND INTO PAN PACIFIC RETAIL PROPERTIES,
INC. AND THE OTHER TRANSACTIONS CONTEMPLATED
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JULY 9, 2006, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE MERGER.
- --------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 932650573
- --------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: PKD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. MCKEE III Mgmt For For
GEORGE J. DONNELLY Mgmt For For
02 PROPOSAL TO AMEND RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE AUTHORIZED COMMON STOCK FROM 140,000,000
TO 280,000,000 SHARES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 932586780
- --------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 25-Oct-2006
Ticker: PH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. KOHLHEPP Mgmt For For
GIULIO MAZZALUPI Mgmt For For
KLAUS-PETER MUELLER Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY07.
03 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE ELECTION Shr Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 932661413
- --------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: BTU
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. COLEY Mgmt For For
IRL F. ENGELHARDT Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT Agenda Number: 932695402
- --------------------------------------------------------------------------------------------------------------------------
Security: 709102107
Meeting Type: Annual
Meeting Date: 31-May-2007
Ticker: PEI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD A. GLICKMAN Mgmt For For
ROSEMARIE B. GRECO Mgmt For For
IRA M. LUBERT Mgmt For For
GEORGE F. RUBIN Mgmt For For
02 APPROVAL OF THE 2008 RESTRICTED SHARE PLAN FOR Mgmt For For
NON-EMPLOYEE TRUSTEES.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION Agenda Number: 932632537
- --------------------------------------------------------------------------------------------------------------------------
Security: 717265102
Meeting Type: Special
Meeting Date: 14-Mar-2007
Ticker: PD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF NOVEMBER 18, 2006, AMONG
FREEPORT-MCMORAN COPPER AND GOLD INC., PHELPS
DODGE CORPORATION AND PANTHER ACQUISITION CORPORATION,
AS AMENDED.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt Against Against
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF PROPOSAL 1.
- --------------------------------------------------------------------------------------------------------------------------
POGO PRODUCING COMPANY Agenda Number: 932698612
- --------------------------------------------------------------------------------------------------------------------------
Security: 730448107
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: PPP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL G. VAN WAGENEN Mgmt For For
ROBERT H. CAMPBELL Mgmt For For
CHARLES G. GROAT Mgmt For For
DANIEL S. LOEB Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE
COMPANY FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 932624097
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 13-Mar-2007
Ticker: QCOM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
IRWIN MARK JACOBS Mgmt For For
SHERRY LANSING Mgmt For For
PETER M. SACERDOTE Mgmt For For
MARC I. STERN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
30, 2007.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932629237
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Annual
Meeting Date: 26-Feb-2007
Ticker: SANM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN COUDER Mgmt For For
1C ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1D ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For
1E ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1F ELECTION OF DIRECTOR: PETER J. SIMONE Mgmt For For
1G ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1H ELECTION OF DIRECTOR: JACQUELYN M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING SEPTEMBER
29, 2007.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 932647083
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: STT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. ALBRIGHT Mgmt For For
K. BURNES Mgmt For For
P. COYM Mgmt For For
N. DAREHSHORI Mgmt For For
A. FAWCETT Mgmt For For
A. GOLDSTEIN Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
M. MISKOVIC Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
D. WALSH Mgmt For For
R. WEISSMAN Mgmt For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
SWIFT TRANSPORTATION CO., INC. Agenda Number: 932661300
- --------------------------------------------------------------------------------------------------------------------------
Security: 870756103
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: SWFT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 19, 2007, BY AND AMONG
SWIFT TRANSPORTATION CO., INC., SAINT ACQUISITION
CORPORATION AND SAINT CORPORATION, AS DESCRIBED
IN THE PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO ADOPT THE THE MERGER
AGREEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932571032
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 13-Sep-2006
Ticker: SYMC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DAVID ROUX Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W. THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE OF 40,000,000 IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION
OF THE SHARE POOL AVAILABLE UNDER THE PLAN
TO REFLECT A RATIO-BASED POOL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 932662124
- --------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: TIN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD M. CARLTON Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
KENNETH M. JASTROW, II Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 TO AMEND ARTICLE III, SECTION 2 OF OUR BY-LAWS Mgmt For For
TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY
THE MAJORITY VOTE OF OUR STOCKHOLDERS.
03 TO AMEND ARTICLE V OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
04 TO AMEND ARTICLE VI, SECTION 3 OF OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
APPOINTED TO FILL VACANCIES OR NEWLY CREATED
DIRECTORSHIPS WILL BE SUBJECT TO ELECTION AT
THE NEXT ANNUAL MEETING.
05 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932640762
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Annual
Meeting Date: 10-Apr-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. BIONDI Mgmt For For
MR. DONOFRIO Mgmt For For
MR. HASSELL Mgmt For For
MR. KOGAN Mgmt For For
MR. KOWALSKI Mgmt For For
MR. LUKE Mgmt For For
MS. REIN Mgmt For For
MR. RENYI Mgmt For For
MR. RICHARDSON Mgmt For For
MR. SCOTT Mgmt For For
MR. VAUGHAN Mgmt For For
02 A VOTE FOR RATIFICATION OF AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE Shr Against For
MAJORITY VOTING
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shr Against For
COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. Agenda Number: 932692761
- --------------------------------------------------------------------------------------------------------------------------
Security: 064057102
Meeting Type: Special
Meeting Date: 24-May-2007
Ticker: BK
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN
MELLON FINANCIAL CORPORATION, THE BANK OF NEW
YORK COMPANY, INC. AND THE BANK OF NEW YORK
MELLON CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Mgmt For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT
OF THE OUTSTANDING VOTING SHARES OF NEWCO FOR
DIRECT SHAREHOLDER AMENDMENT OF ARTICLE V OF
THE BY-LAWS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Mgmt For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S
CERTIFICATE OF INCORPORATION.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
- --------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. Agenda Number: 932651587
- --------------------------------------------------------------------------------------------------------------------------
Security: 073902108
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: BSC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. CAYNE Mgmt For For
HENRY S. BIENEN Mgmt For For
CARL D. GLICKMAN Mgmt For For
MICHAEL GOLDSTEIN Mgmt For For
ALAN C. GREENBERG Mgmt For For
DONALD J. HARRINGTON Mgmt For For
FRANK T. NICKELL Mgmt For For
PAUL A. NOVELLY Mgmt For For
FREDERIC V. SALERNO Mgmt For For
ALAN D. SCHWARTZ Mgmt For For
WARREN J. SPECTOR Mgmt For For
VINCENT TESE Mgmt For For
WESLEY S. WILLIAMS JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE STOCK AWARD Mgmt For For
PLAN.
03 APPROVAL OF AMENDMENTS TO THE RESTRICTED STOCK Mgmt For For
UNIT PLAN.
04 APPROVAL OF AMENDMENTS TO THE CAPITAL ACCUMULATION Mgmt For For
PLAN FOR SENIOR MANAGING DIRECTORS.
05 APPROVAL OF THE 2007 PERFORMANCE COMPENSATION Mgmt For For
PLAN.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2007.
07 STOCKHOLDER PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCEShr Against For
STANDARD.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 932657399
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: SCHW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. ALDINGER III Mgmt For For
DONALD G. FISHER Mgmt For For
PAULA A. SNEED Mgmt For For
02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Mgmt For For
PLAN
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shr Against For
FOR MAJORITY VOTING
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 932647110
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: RYL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
DANIEL T. BANE Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
PAUL J. VARELLO Mgmt For For
02 APPROVAL OF THE RYLAND GROUP, INC. 2007 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932624910
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: DIS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. BRYSON Mgmt Withheld Against
JOHN S. CHEN Mgmt For For
JUDITH L. ESTRIN Mgmt Withheld Against
ROBERT A. IGER Mgmt For For
STEVEN P. JOBS Mgmt For For
FRED H. LANGHAMMER Mgmt For For
AYLWIN B. LEWIS Mgmt For For
MONICA C. LOZANO Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
JOHN E. PEPPER, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Mgmt For For
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt For For
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO GREENMAIL.
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shr Against For
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
- --------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY Agenda Number: 932674434
- --------------------------------------------------------------------------------------------------------------------------
Security: 896047107
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: TRB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY CHANDLER Mgmt For For
WILLIAM A. OSBORN Mgmt For For
MILES D. WHITE Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 SHAREHOLDER PROPOSAL CONCERNING TRIBUNE S CLASSIFIED Shr Against For
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
UNITED DOMINION REALTY TRUST, INC. Agenda Number: 932650725
- --------------------------------------------------------------------------------------------------------------------------
Security: 910197102
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker:
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHERINE A. CATTANACH Mgmt For For
ERIC J. FOSS Mgmt For For
ROBERT P. FREEMAN Mgmt For For
JON A. GROVE Mgmt For For
JAMES D. KLINGBEIL Mgmt For For
ROBERT C. LARSON Mgmt For For
THOMAS R. OLIVER Mgmt For For
LYNNE B. SAGALYN Mgmt For For
MARK J. SANDLER Mgmt For For
THOMAS W. TOOMEY Mgmt For For
THOMAS C. WAJNERT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS OUR INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 932629833
- --------------------------------------------------------------------------------------------------------------------------
Security: 917286106
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: UBP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLING L. BIDDLE Mgmt For For
E. VIRGIL CONWAY Mgmt For For
ROBERT J. MUELLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ONE YEAR.
- --------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 932629833
- --------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 08-Mar-2007
Ticker: UBA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLING L. BIDDLE Mgmt For For
E. VIRGIL CONWAY Mgmt For For
ROBERT J. MUELLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ONE YEAR.
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VIACOM INC. Agenda Number: 932696769
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Security: 92553P102
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: VIA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
CHARLES E. PHILLIPS JR. Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2007.
03 APPROVAL OF THE VIACOM INC. SENIOR EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2006 LONG-TERM MANAGEMENT Mgmt For For
INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL TO DIVEST PARAMOUNT. Shr Against For
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WEYERHAEUSER COMPANY Agenda Number: 932642615
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Security: 962166104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: WY
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. ROGEL Mgmt For For
DEBRA A. CAFARO Mgmt For For
RICHARD H. SINKFIELD Mgmt For For
D. MICHAEL STEUERT Mgmt For For
JAMES N. SULLIVAN Mgmt For For
KIM WILLIAMS Mgmt For For
02 SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shr Against For
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr Against For
04 SHAREHOLDER PROPOSAL ON WOOD SUPPLY Shr Against For
05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
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WILLIAMS-SONOMA, INC. Agenda Number: 932672745
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Security: 969904101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: WSM
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. HOWARD LESTER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
MICHAEL R. LYNCH Mgmt For For
RICHARD T. ROBERTSON Mgmt For For
DAVID B. ZENOFF Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 3, 2008.
TREASURY BILL PORTFOLIO
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The Portfolio held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
VERSATILE BOND PORTFOLIO
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The Portfolio held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Permanent Portfolio Family of Funds, Inc.
/s/ Michael J. Cuggino
By: Michael J. Cuggino, President
Date: August 14, 2007
