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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-3379 |
| |
|
| PERMANENT PORTFOLIO FAMILY OF FUNDS, INC. | |
| |
| (Exact Name of Registrant as specified in charter) | |
| 600 Montgomery Street, 27th Floor, San Francisco, California 94111 | |
| |
| (Address of Principal Executive Offices) (Zip Code) | |
| MICHAEL J. CUGGINO, 600 Montgomery Street, 27th Floor, San Francisco, California 94111 | |
| |
| (Name and Address of Agent For Service) | |
| | |
| Registrant’s telephone number, including area code: | (415) 398-8000
|
| | |
| Date of fiscal year end: | January 31
|
| | |
| Date of reporting period: | June 30, 2009
|
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
- --------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 932994266
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 11-Mar-2009
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM P. SULLIVAN Mgmt No vote
ROBERT J. HERBOLD Mgmt No vote
KOH BOON HWEE Mgmt No vote
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE'S Mgmt No vote
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 THE APPROVAL OF THE AGILENT TECHNOLOGIES, INC. Mgmt No vote
2009 STOCK PLAN.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932982918
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Security: 009158106
Meeting Type: Annual
Meeting Date: 22-Jan-2009
Ticker: APD
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARIO L. BAEZA Mgmt For For
EDWARD E. HAGENLOCKER Mgmt For For
JOHN E. MCGLADE Mgmt For For
CHARLES H. NOSKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2009.
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ALEXANDER & BALDWIN, INC. Agenda Number: 933013803
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Security: 014482103
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: AXB
ISIN: US0144821032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. B. BAIRD Mgmt For For
M. J. CHUN Mgmt For For
W. A. DOANE Mgmt For For
W. A. DODS, JR. Mgmt For For
C. G. KING Mgmt For For
C. H. LAU Mgmt For For
D. M. PASQUALE Mgmt For For
M. G. SHAW Mgmt For For
J. N. WATANABE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
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AMGEN INC. Agenda Number: 933015946
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Security: 031162100
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK Mgmt For For
1G ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1H ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1I ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1J ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1K ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1L ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE Mgmt For For
PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000
SHARES.
04 TO APPROVE THE PROPOSED AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, WHICH
REDUCES THE SIXTY-SIX AND TWO-THIRDS PERCENT
(66-2/3%) VOTING REQUIREMENT TO A SIMPLE MAJORITY
VOTING REQUIREMENT FOR APPROVAL OF CERTAIN
BUSINESS COMBINATIONS.
5A STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO Shr Against For
PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON
STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)
5B STOCKHOLDER PROPOSAL #2 (CHANGE OUR JURISDICTION Shr Against For
OF INCORPORATION FROM DELAWARE TO NORTH DAKOTA.)
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AUTODESK, INC. Agenda Number: 933075548
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Security: 052769106
Meeting Type: Annual
Meeting Date: 11-Jun-2009
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN Mgmt For For
1E ELECTION OF DIRECTOR: SEAN M. MALONEY Mgmt For For
1F ELECTION OF DIRECTOR: ELIZABETH A. NELSON Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUTODESK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
03 PROPOSAL TO APPROVE THE 2010 OUTSIDE DIRECTORS' Mgmt For For
STOCK PLAN.
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BANK OF NEW YORK MELLON CORP. Agenda Number: 933014805
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Security: 064058100
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: BK
ISIN: US0640581007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH E. BRUCH Mgmt For For
NICHOLAS M. DONOFRIO Mgmt For For
GERALD L. HASSELL Mgmt For For
EDMUND F. KELLY Mgmt For For
ROBERT P. KELLY Mgmt For For
RICHARD J. KOGAN Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
ROBERT MEHRABIAN Mgmt For For
MARK A. NORDENBERG Mgmt For For
CATHERINE A. REIN Mgmt For For
WILLIAM C. RICHARDSON Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
JOHN P. SURMA Mgmt For For
WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2008 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A 75% RETENTION Shr Against For
POLICY FOR SHARES ACQUIRED THROUGH COMPENSATION
PLANS.
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CELGENE CORPORATION Agenda Number: 933078378
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Security: 151020104
Meeting Type: Annual
Meeting Date: 17-Jun-2009
Ticker: CELG
ISIN: US1510201049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt For For
MICHAEL D. CASEY Mgmt For For
RODMAN L. DRAKE Mgmt For For
A.H. HAYES, JR., M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shr Against For
FOR DIRECTOR ELECTIONS.
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COSTCO WHOLESALE CORPORATION Agenda Number: 932985623
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Security: 22160K105
Meeting Type: Annual
Meeting Date: 28-Jan-2009
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES D. SINEGAL Mgmt For For
JEFFREY H. BROTMAN Mgmt For For
RICHARD A. GALANTI Mgmt For For
DANIEL J. EVANS Mgmt For For
JEFFREY S. RAIKES Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
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FLUOR CORPORATION Agenda Number: 933017647
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Security: 343412102
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: FLR
ISIN: US3434121022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1C ELECTION OF DIRECTOR: VILMA S. MARTINEZ Mgmt For For
1D ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
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FRONTIER OIL CORPORATION Agenda Number: 933023169
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Security: 35914P105
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: FTO
ISIN: US35914P1057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. GIBBS Mgmt For For
DOUGLAS Y. BECH Mgmt For For
G. CLYDE BUCK Mgmt For For
T. MICHAEL DOSSEY Mgmt For For
MICHAEL C. JENNINGS Mgmt For For
JAMES H. LEE Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
MICHAEL E. ROSE Mgmt For For
02 TO APPROVE THE SECOND AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
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GENZYME CORPORATION Agenda Number: 933056132
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Security: 372917104
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: GENZ
ISIN: US3729171047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME Mgmt For For
1B RE-ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1C RE-ELECTION OF DIRECTOR: ROBERT J. CARPENTER Mgmt For For
1D RE-ELECTION OF DIRECTOR: CHARLES L. COONEY Mgmt For For
1E RE-ELECTION OF DIRECTOR: VICTOR J. DZAU Mgmt For For
1F RE-ELECTION OF DIRECTOR: SENATOR CONNIE MACK Mgmt For For
III
1G RE-ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For For
1H RE-ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
03 A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF INDEPENDENT AUDITORS FOR 2009.
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GILEAD SCIENCES, INC. Agenda Number: 933024248
- --------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: GILD
ISIN: US3755581036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
03 TO APPROVE AN AMENDMENT TO GILEAD'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
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HARLEY-DAVIDSON, INC. Agenda Number: 933043438
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Security: 412822108
Meeting Type: Annual
Meeting Date: 27-Apr-2009
Ticker: HOG
ISIN: US4128221086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTHA F. BROOKS Mgmt For For
DONALD A. JAMES Mgmt For For
JAMES A. NORLING Mgmt For For
JAMES L. ZIEMER Mgmt For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. 2009 INCENTIVE Mgmt For For
STOCK PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
04 SHAREHOLDER PROPOSAL TO REORGANIZE THE BOARD Shr Against For
OF DIRECTORS INTO ONE CLASS.
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HEWLETT-PACKARD COMPANY Agenda Number: 932994785
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Security: 428236103
Meeting Type: Annual
Meeting Date: 18-Mar-2009
Ticker: HPQ
ISIN: US4282361033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M. V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For
1G ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For
1H ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For
1J ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2009.
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ILLINOIS TOOL WORKS INC. Agenda Number: 933016962
- --------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: ITW
ISIN: US4523081093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. ALDINGER Mgmt For For
1B ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1D ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H ELECTION OF DIRECTOR: HAROLD B. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, Shr Against For
URGING THE BOARD OF DIRECTORS TO SEEK STOCKHOLDER
APPROVAL OF ANY FUTURE EXTRAORDINARY RETIREMENT
BENEFITS FOR SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933030897
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Security: 458140100
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: INTC
ISIN: US4581401001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt Against Against
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1J ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE Mgmt For For
PROGRAM
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
06 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shr Against For
07 STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER Shr Against For
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JANUS CAPITAL GROUP INC. Agenda Number: 933011063
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Security: 47102X105
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: JNS
ISIN: US47102X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEVEN L. SCHEID (CHAIRMAN) Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Mgmt For For
1C ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Mgmt For For
1E ELECTION OF DIRECTOR: LANDON H. ROWLAND Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933053833
- --------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: JNPR
ISIN: US48203R1041
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT KRIENS Mgmt For For
STRATTON SCLAVOS Mgmt For For
WILLIAM R. STENSRUD Mgmt For For
02 APPROVAL OF: (I) THE PROPOSED AMENDMENT TO THE Mgmt For For
JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE
PLAN (THE "2006 PLAN"), AND (II) THE MATERIAL
TERMS OF THE 2006 PLAN FOR PURPOSES OF COMPLYING
WITH INTERNAL REVENUE CODE SECTION 162(M).
03 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
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KANSAS CITY SOUTHERN Agenda Number: 932952282
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Special
Meeting Date: 07-Oct-2008
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE KANSAS CITY SOUTHERN 2008 STOCK Mgmt For For
OPTION AND PERFORMANCE AWARD PLAN (THE "2008
PLAN").
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KANSAS CITY SOUTHERN Agenda Number: 933024565
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. HAVERTY Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 APPROVAL OF THE KANSAS CITY SOUTHERN 2009 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933013942
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: LMT
ISIN: US5398301094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.C. "PETE" ALDRIDGE JR. Mgmt For For
1B ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Mgmt For For
1E ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1F ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1H ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1I ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For
1J ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Mgmt For For
1K ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
1M ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL - TO AMEND THE CHARTER TO Mgmt For For
DELETE THE 80% SUPERMAJORITY VOTE REQUIRED
TO AMEND ARTICLE XIII
04 STOCKHOLDER PROPOSAL - REPORT ON SPACE-BASED Shr Against For
WEAPONS PROGRAM
05 STOCKHOLDER PROPOSAL - POLICY ON PAYMENTS TO Shr Against For
EXECUTIVES AFTER DEATH
06 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr Against For
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933029046
- --------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: MAT
ISIN: US5770811025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Mgmt For For
1D ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1E ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1J ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Mgmt For For
1K ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
1L ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shr Against For
BY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 932990989
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Special
Meeting Date: 09-Feb-2009
Ticker: MS
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE CONVERSION TERMS OF MORGAN STANLEY'S Mgmt For For
SERIES B NON-CUMULATIVE NON-VOTING PERPETUAL
CONVERTIBLE PREFERRED STOCK, THE ISSUANCE OF
MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH
TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED
BY INVESTOR AGREEMENT, DATED AS OF OCTOBER
13, 2008, AS AMENDED, BY AND BETWEEN MORGAN
STANLEY AND MITSUBISHI UFJ FINANCIAL GROUP,
INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (A) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT AT
THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933024301
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: MS
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt Against Against
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1F ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932945073
- --------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Annual
Meeting Date: 25-Sep-2008
Ticker: NSM
ISIN: US6376401039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN R. APPLETON Mgmt For For
1C ELECTION OF DIRECTOR: GARY P. ARNOLD Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. DANZIG Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. DICKSON Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1G ELECTION OF DIRECTOR: MODESTO A. MAIDIQUE Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933023323
- --------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: NUE
ISIN: US6703461052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLAYTON C. DALEY, JR. Mgmt For For
HARVEY B. GANTT Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2009
03 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr Against For
OF BOARD OF DIRECTORS
05 STOCKHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES FOR Shr Against For
HEALTH CARE REFORM
- --------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933007812
- --------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PKD
ISIN: US7010811013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. RUDOLPH REINFRANK Mgmt No vote
ROBERT W. GOLDMAN Mgmt No vote
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 932957787
- --------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 22-Oct-2008
Ticker: PH
ISIN: US7010941042
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM E. KASSLING Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FY09
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 932990218
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 03-Mar-2009
Ticker: QCOM
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt No vote
STEPHEN M. BENNETT Mgmt No vote
DONALD G. CRUICKSHANK Mgmt No vote
RAYMOND V. DITTAMORE Mgmt No vote
THOMAS W. HORTON Mgmt No vote
IRWIN MARK JACOBS Mgmt No vote
PAUL E. JACOBS Mgmt No vote
ROBERT E. KAHN Mgmt No vote
SHERRY LANSING Mgmt No vote
DUANE A. NELLES Mgmt No vote
MARC I. STERN Mgmt No vote
BRENT SCOWCROFT Mgmt No vote
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING SEPTEMBER
27, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932947522
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Special
Meeting Date: 29-Sep-2008
Ticker: SANM
ISIN: US8009071072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT OF COMMON STOCK PURSUANT TO WHICH ANY
WHOLE NUMBER OF OUTSTANDING SHARES BETWEEN
AND INCLUDING 3 AND 10 WOULD BE COMBINED INTO
ONE SHARE OF COMMON STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932983972
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Annual
Meeting Date: 26-Jan-2009
Ticker: SANM
ISIN: US8009071072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN COUDER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1E ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1F ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For
1G ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI CORPORATION FOR ITS FISCAL YEAR
ENDING SEPTEMBER 26, 2009.
03 PROPOSAL TO APPROVE THE 2009 INCENTIVE PLAN Mgmt For For
AND THE RESERVATION OF 45,000,000 SHARES OF
COMMON STOCK FOR ISSUANCE THEREUNDER.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933037144
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: STT
ISIN: US8574771031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. BURNES Mgmt For For
P. COYM Mgmt For For
P. DE SAINT-AIGNAN Mgmt For For
A. FAWCETT Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
R. KAPLAN Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
R. WEISSMAN Mgmt For For
02 TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES Mgmt For For
OF ORGANIZATION AND BY-LAWS CHANGING THE SHAREHOLDER
QUORUM AND VOTING REQUIREMENTS, INCLUDING THE
ADOPTION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE
BY 17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION
OF AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932944069
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Sep-2008
Ticker: SYMC
ISIN: US8715031089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
FRANK E. DANGEARD Mgmt For For
GERALDINE B. LAYBOURNE Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2004 EQUITY INCENTIVE PLAN, INCLUDING THE
RESERVATION OF AN ADDITIONAL 50,000,000 SHARES
FOR ISSUANCE THEREUNDER.
03 TO APPROVE THE ADOPTION OF OUR 2008 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, INCLUDING THE RESERVATION
OF 20,000,000 SHARES FOR ISSUANCE THEREUNDER.
04 TO APPROVE THE MATERIAL TERMS OF THE AMENDED Mgmt For For
AND RESTATED SYMANTEC SENIOR EXECUTIVE INCENTIVE
PLAN TO PRESERVE THE DEDUCTIBILITY UNDER FEDERAL
TAX RULES OF AWARDS MADE UNDER THE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 933020187
- --------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Annual
Meeting Date: 01-May-2009
Ticker: TIN
ISIN: US8798681073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CASSANDRA C. CARR Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD M. SMITH Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR TEMPLE III Mgmt For For
1D ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933022636
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: SCHW
ISIN: US8085131055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY H. BECHTLE Mgmt For For
1B ELECTION OF DIRECTOR: WALTER W. BETTINGER II Mgmt For For
1C ELECTION OF DIRECTOR: C. PRESTON BUTCHER Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
03 STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING CORPORATE EXECUTIVE Shr Against For
BONUS PLAN
- --------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 932948966
- --------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Annual
Meeting Date: 09-Oct-2008
Ticker: MOS
ISIN: US61945A1079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. MATHIS Mgmt For For
JAMES L. POPOWICH Mgmt For For
JAMES T. PROKOPANKO Mgmt For For
STEVEN M. SEIBERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933012421
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: RYL
ISIN: US7837641031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE RYLAND GROUP, Mgmt For For
INC. ARTICLES OF INCORPORATION.
03 APPROVAL OF THE RYLAND GROUP, INC. SHAREHOLDER Mgmt For For
RIGHTS PLAN.
04 CONSIDERATION OF A PROPOSAL FROM THE NATHAN Shr Against For
CUMMINGS FOUNDATION (A STOCKHOLDER).
05 CONSIDERATION OF A PROPOSAL FROM CERTAIN RETIREMENT Shr Against For
SYSTEMS AND PENSION FUNDS OF THE EMPLOYEES
OF THE CITY OF NEW YORK (STOCKHOLDERS).
06 CONSIDERATION OF A PROPOSAL FROM AMALGAMATED Shr Against For
BANK LONGVIEW MIDCAP 400 INDEX FUND (A STOCKHOLDER).
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932990559
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 10-Mar-2009
Ticker: DIS
ISIN: US2546871060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt No vote
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt No vote
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt No vote
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt No vote
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt No vote
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt No vote
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt No vote
1L ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE-COOPERS Mgmt No vote
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2009.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt No vote
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt No vote
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO POLITICAL CONTRIBUTIONS REPORTING.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO DEATH BENEFIT PAYMENTS.
07 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 933064317
- --------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 04-Jun-2009
Ticker: VIA
ISIN: US92553P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
CHARLES E. PHILLIPS,JR. Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933045557
- --------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: WSM
ISIN: US9699041011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. HOWARD LESTER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
TED W. HALL Mgmt For For
MICHAEL R. LYNCH Mgmt For For
RICHARD T. ROBERTSON Mgmt For For
DAVID B. ZENOFF Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
3 A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE Shr Against For
BOARD ADOPT A POLICY TO APPOINT, WHENEVER POSSIBLE,
AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY
SERVED AS ONE OF OUR EXECUTIVE OFFICERS TO
SERVE AS CHAIRMAN.
PERMANENT PORTFOLIO
- --------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 932994266
- --------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 11-Mar-2009
Ticker: A
ISIN: US00846U1016
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM P. SULLIVAN Mgmt No vote
ROBERT J. HERBOLD Mgmt No vote
KOH BOON HWEE Mgmt No vote
02 THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE'S Mgmt No vote
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 THE APPROVAL OF THE AGILENT TECHNOLOGIES, INC. Mgmt No vote
2009 STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 932982918
- --------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 22-Jan-2009
Ticker: APD
ISIN: US0091581068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARIO L. BAEZA Mgmt For For
EDWARD E. HAGENLOCKER Mgmt For For
JOHN E. MCGLADE Mgmt For For
CHARLES H. NOSKI Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 933013803
- --------------------------------------------------------------------------------------------------------------------------
Security: 014482103
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: AXB
ISIN: US0144821032
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. B. BAIRD Mgmt For For
M. J. CHUN Mgmt For For
W. A. DOANE Mgmt For For
W. A. DODS, JR. Mgmt For For
C. G. KING Mgmt For For
C. H. LAU Mgmt For For
D. M. PASQUALE Mgmt For For
M. G. SHAW Mgmt For For
J. N. WATANABE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
- --------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933015946
- --------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: AMGN
ISIN: US0311621009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Mgmt For For
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK Mgmt For For
1G ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1H ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1I ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1J ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1K ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1L ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE Mgmt For For
PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000
SHARES.
04 TO APPROVE THE PROPOSED AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, WHICH
REDUCES THE SIXTY-SIX AND TWO-THIRDS PERCENT
(66-2/3%) VOTING REQUIREMENT TO A SIMPLE MAJORITY
VOTING REQUIREMENT FOR APPROVAL OF CERTAIN
BUSINESS COMBINATIONS.
5A STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO Shr Against For
PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON
STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)
5B STOCKHOLDER PROPOSAL #2 (CHANGE OUR JURISDICTION Shr Against For
OF INCORPORATION FROM DELAWARE TO NORTH DAKOTA.)
- --------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933075548
- --------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 11-Jun-2009
Ticker: ADSK
ISIN: US0527691069
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN Mgmt For For
1E ELECTION OF DIRECTOR: SEAN M. MALONEY Mgmt For For
1F ELECTION OF DIRECTOR: ELIZABETH A. NELSON Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS AUTODESK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
03 PROPOSAL TO APPROVE THE 2010 OUTSIDE DIRECTORS' Mgmt For For
STOCK PLAN.
- --------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933035277
- --------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: AVB
ISIN: US0534841012
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYCE BLAIR Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
GILBERT M. MEYER Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
02 TO APPROVE THE AVALONBAY COMMUNITIES, INC. 2009 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP. Agenda Number: 933014805
- --------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 14-Apr-2009
Ticker: BK
ISIN: US0640581007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUTH E. BRUCH Mgmt For For
NICHOLAS M. DONOFRIO Mgmt For For
GERALD L. HASSELL Mgmt For For
EDMUND F. KELLY Mgmt For For
ROBERT P. KELLY Mgmt For For
RICHARD J. KOGAN Mgmt For For
MICHAEL J. KOWALSKI Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
ROBERT MEHRABIAN Mgmt For For
MARK A. NORDENBERG Mgmt For For
CATHERINE A. REIN Mgmt For For
WILLIAM C. RICHARDSON Mgmt For For
SAMUEL C. SCOTT III Mgmt For For
JOHN P. SURMA Mgmt For For
WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2008 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A 75% RETENTION Shr Against For
POLICY FOR SHARES ACQUIRED THROUGH COMPENSATION
PLANS.
- --------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 932960950
- --------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 27-Nov-2008
Ticker: BHP
ISIN: US0886061086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON PLC.
02 TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON LTD.
03 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC.
04 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON LTD.
05 TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP Mgmt For For
BILLITON PLC.
06 TO RE-ELECT MR D R ARGUS AS A DIRECTOR OF BHP Mgmt For For
BILLITON LTD.
07 TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR Mgmt For For
OF BHP BILLITON PLC.
08 TO RE-ELECT DR J G S BUCHANAN AS A DIRECTOR Mgmt For For
OF BHP BILLITON LTD.
09 TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC.
10 TO RE-ELECT MR D A CRAWFORD AS A DIRECTOR OF Mgmt For For
BHP BILLITON LTD.
11 TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP Mgmt For For
BILLITON PLC.
12 TO RE-ELECT MR J NASSER AS A DIRECTOR OF BHP Mgmt For For
BILLITON LTD.
13 TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON PLC.
14 TO RE-ELECT DR J M SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON LTD.
15 TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP Mgmt For For
BILLITON PLC.
16 TO ELECT MR A L BOECKMANN AS A DIRECTOR OF BHP Mgmt For For
BILLITON LTD.
17 TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON Shr For Against
PLC.
18 TO ELECT MR S MAYNE AS A DIRECTOR OF BHP BILLITON Shr For Against
LTD.
19 TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP Mgmt For For
BILLITON PLC.
20 TO ELECT DR D R MORGAN AS A DIRECTOR OF BHP Mgmt For For
BILLITON LTD.
21 TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP Mgmt For For
BILLITON PLC.
22 TO ELECT MR K C RUMBLE AS A DIRECTOR OF BHP Mgmt For For
BILLITON LTD.
23 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For For
BHP BILLITON PLC.
24 TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
IN BHP BILLITON PLC.
25 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
IN BHP BILLITON PLC.
26 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For For
PLC.
27A TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 30
APRIL 2009.
27B TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 29
MAY 2009.
27C TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 15
JUNE 2009.
27D TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 31
JULY 2009.
27E TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 15
SEPTEMBER 2009.
27F TO APPROVE THE CANCELLATION OF SHARES IN BHP Mgmt For For
BILLITON PLC HELD BY BHP BILLITON LTD ON 30
NOVEMBER 2009.
28 TO APPROVE THE 2008 REMUNERATION REPORT. Mgmt For For
29 TO APPROVE THE AMENDMENTS TO RULES OF THE GROUP Mgmt For For
INCENTIVE SCHEME.
30 TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS Mgmt For For
UNDER THE GIS AND THE LTIP.
31 TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION PAID BY BHP BILLITON PLC TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR.
32 TO APPROVE A CHANGE TO THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION PAID BY BHP BILLITON LTD TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR.
33 TO APPROVE THE AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF BHP BILLITON PLC.
34 TO APPROVE THE AMENDMENTS TO THE CONSTITUTION Mgmt For For
OF BHP BILLITON LTD.
- --------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933038716
- --------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: BXP
ISIN: US1011211018
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK J ISEMAN Mgmt For For
EDWARD H LINDE Mgmt For For
DAVID A TWARDOCK Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
3 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING THE ANNUAL ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED AT THE MEETING.
4 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING MAJORITY VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING THE PREPARATION OF A SUSTAINABILITY
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
6 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING AN INDEPENDENT BOARD CHAIRMAN, IF
PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933008888
- --------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 16-Apr-2009
Ticker: BP
ISIN: US0556221044
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
03 DIRECTOR
MR A BURGMANS Mgmt For For
MRS C B CARROLL Mgmt For For
SIR WILLIAM CASTELL Mgmt For For
MR I C CONN Mgmt For For
MR G DAVID Mgmt For For
MR E B DAVIS, JR Mgmt For For
MR R DUDLEY Mgmt For For
MR D J FLINT Mgmt For For
DR B E GROTE Mgmt For For
DR A B HAYWARD Mgmt For For
MR A G INGLIS Mgmt For For
DR D S JULIUS Mgmt For For
SIR TOM MCKILLOP Mgmt For For
SIR IAN PROSSER Mgmt For For
MR P D SUTHERLAND Mgmt For For
18 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Mgmt For For
TO A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING Mgmt For For
OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS
- --------------------------------------------------------------------------------------------------------------------------
BRE PROPERTIES, INC. Agenda Number: 933035633
- --------------------------------------------------------------------------------------------------------------------------
Security: 05564E106
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: BRE
ISIN: US05564E1064
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAULA F. DOWNEY Mgmt For For
EDWARD F. LANGE, JR. Mgmt For For
IRVING F. LYONS III Mgmt For For
EDWARD E. MACE Mgmt For For
CHRISTOPHER J. MCGURK Mgmt For For
MATTHEW T. MEDEIROS Mgmt For For
CONSTANCE B. MOORE Mgmt For For
JEANNE R. MYERSON Mgmt For For
THOMAS E. ROBINSON Mgmt For For
DENNIS E. SINGLETON Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933027787
- --------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: CCJ
ISIN: CA13321L1085
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE UNDERSIGNED HEREBY DECLARES THAT THE SHARES Mgmt Against For
REPRESENTED BY THIS VOTING INSTRUCTION FORM
ARE HELD, BENEFICIALLY OWNED OR CONTROLLED,
EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT
OF CANADA AS DEFINED ON THE VOTING INSTRUCTION
FORM. IF THE SHARES ARE HELD IN THE NAMES OF
TWO OR MORE PEOPLE, I HEREBY DECLARE THAT ALL
OF THESE PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
JOHN H. CLAPPISON Mgmt For For
JOE F. COLVIN Mgmt For For
JAMES R. CURTISS Mgmt For For
GEORGE S. DEMBROSKI Mgmt For For
DONALD H.F. DERANGER Mgmt For For
JAMES K. GOWANS Mgmt For For
GERALD W. GRANDEY Mgmt For For
NANCY E. HOPKINS Mgmt For For
OYVIND HUSHOVD Mgmt For For
J.W. GEORGE IVANY Mgmt For For
A. ANNE MCLELLAN Mgmt For For
A. NEIL MCMILLAN Mgmt For For
ROBERT W. PETERSON Mgmt For For
VICTOR J. ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION Agenda Number: 933071285
- --------------------------------------------------------------------------------------------------------------------------
Security: 124857103
Meeting Type: Annual
Meeting Date: 09-Jun-2009
Ticker: CBSA
ISIN: US1248571036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. ANDELMAN Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
WILLIAM S. COHEN Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
CHARLES K. GIFFORD Mgmt For For
LEONARD GOLDBERG Mgmt For For
BRUCE S. GORDON Mgmt For For
LINDA M. GRIEGO Mgmt For For
ARNOLD KOPELSON Mgmt For For
LESLIE MOONVES Mgmt For For
DOUG MORRIS Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.
03 A PROPOSAL TO APPROVE THE COMPANY'S 2009 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 A PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2000 STOCK OPTION PLAN FOR OUTSIDE DIRECTORS.
05 A PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2005 RSU PLAN FOR OUTSIDE DIRECTORS.
06 A STOCKHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933078378
- --------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 17-Jun-2009
Ticker: CELG
ISIN: US1510201049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SOL J. BARER, PH.D. Mgmt For For
ROBERT J. HUGIN Mgmt For For
MICHAEL D. CASEY Mgmt For For
RODMAN L. DRAKE Mgmt For For
A.H. HAYES, JR., M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD Shr Against For
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933051067
- --------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2009
Ticker: CVX
ISIN: US1667641005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1H ELECTION OF DIRECTOR: D.J. O'REILLY Mgmt For For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1J ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1K ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1L ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1M ELECTION OF DIRECTOR: C. WARE Mgmt For For
1N ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON
INCENTIVE PLAN
04 APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM
INCENTIVE PLAN OF CHEVRON CORPORATION
05 SPECIAL STOCKHOLDER MEETINGS Shr Against For
06 ADVISORY VOTE ON SUMMARY COMPENSATION TABLE Shr Against For
07 GREENHOUSE GAS EMISSIONS Shr Against For
08 COUNTRY SELECTION GUIDELINES Shr Against For
09 HUMAN RIGHTS POLICY Shr Against For
10 HOST COUNTRY LAWS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932983871
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 29-Dec-2008
Ticker: RIO
ISIN: US2044122099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL FOR THE PROTOCOL AND JUSTIFICATION Mgmt For For
OF THE CONSOLIDARION OF MINERACAO ONCA PUMA
S.A. INTO VALE PURSUANT TO ARTICLES 224 AND
225 OF THE BRAZILIAN CORPORATE LAW.
02 TO RATIFY THE APPOINTMENT OF ACAL CONSULTORIA Mgmt For For
E AUDITOR S/S, THE EXPERTS HIRED TO APPRAISE
THE VALUE OF MINERACAO ONCA PUMA S.A.
03 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For
BY THE EXPERT APPRAISERS.
04 THE APPROVAL FOR THE CONSOLIDATION OF MINERACAO Mgmt For For
ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL
INCREASE OR THE ISSUANCE OF NEW VALE SHARES.
05 TO RATIFY THE APPOINTMENT OF A MEMBER AND AN Mgmt For For
ALTERNATE OF THE BOARD OF DIRECTORS, DULY NOMINATED
DURING THE BOARD OF DIRECTORS MEETINGS HELD
ON APRIL 17, 2008 AND MAY 21, 2008 IN ACCORDANCE
WITH SECTION 10 OF ARTICLE 11 OF VALE'S BY-LAWS.
06 AMEND ARTICLE 1 OF VALE'S BY-LAWS TO REPLACE Mgmt For For
THE ACRONYM "CVRD" FOR "VALE" IN ACCORDANCE
WITH THE NEW GLOBAL BRAND UNIFICATION.
07 TO ADJUST ARTICLES 5 AND 6 OF VALE'S BY-LAWS Mgmt For For
TO REFLECT THE CAPITAL INCREASE RESOLVED IN
THE BOARD OF DIRECTORS MEETINGS HELD ON JULY
22, 2008 AND AUGUST 05, 2008.
- --------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 933027953
- --------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 16-Apr-2009
Ticker: RIO
ISIN: US2044122099
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt For For
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt For For
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A TO CHANGE THE LEGAL NAME OF THE COMPANY TO "VALE Mgmt For For
S.A.", WITH THE CONSEQUENT AMENDMENT OF ARTICLE
1 OF VALE'S BY-LAWS IN ACCORDANCE WITH THE
NEW GLOBAL BRAND UNIFICATION
E2B TO ADJUST ARTICLE 5 OF VALE'S BY-LAWS TO REFLECT Mgmt For For
THE CAPITAL INCREASE RESOLVED IN THE BOARD
OF DIRECTORS MEETINGS HELD ON JULY 22, 2008
AND AUGUST 05, 2008
- --------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933026317
- --------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: COP
ISIN: US20825C1045
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1J ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 PROPOSAL TO APPROVE 2009 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
04 UNIVERSAL HEALTH CARE PRINCIPLES. Shr Against For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shr Against For
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 GREENHOUSE GAS REDUCTION. Shr Against For
08 OIL SANDS DRILLING. Shr Against For
09 DIRECTOR QUALIFICATIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 933034871
- --------------------------------------------------------------------------------------------------------------------------
Security: 22002T108
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: OFC
ISIN: US22002T1088
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAY H. SHIDLER Mgmt For For
CLAY W. HAMLIN, III Mgmt For For
THOMAS F. BRADY Mgmt For For
ROBERT L. DENTON Mgmt For For
DOUGLAS M. FIRSTENBERG Mgmt For For
RANDALL M. GRIFFIN Mgmt For For
STEVEN D. KESLER Mgmt For For
KENNETH S. SWEET JR. Mgmt For For
KENNETH D. WETHE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 932985623
- --------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 28-Jan-2009
Ticker: COST
ISIN: US22160K1051
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES D. SINEGAL Mgmt For For
JEFFREY H. BROTMAN Mgmt For For
RICHARD A. GALANTI Mgmt For For
DANIEL J. EVANS Mgmt For For
JEFFREY S. RAIKES Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933059417
- --------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 03-Jun-2009
Ticker: DVN
ISIN: US25179M1036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. HOWARD Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
J. TODD MITCHELL Mgmt For For
J. LARRY NICHOLS Mgmt For For
02 RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER, Mgmt For For
JR. AS A DIRECTOR.
03 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS FOR 2009.
04 ADOPTION OF THE DEVON ENERGY CORPORATION 2009 Mgmt For For
LONG-TERM INCENTIVE PLAN.
05 ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933012801
- --------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: DRE
ISIN: US2644115055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T.J. BALTIMORE, JR. Mgmt For For
BARRINGTON H. BRANCH Mgmt For For
GEOFFREY BUTTON Mgmt For For
WILLIAM CAVANAUGH III Mgmt For For
NGAIRE E. CUNEO Mgmt For For
CHARLES R. EITEL Mgmt For For
M.C. JISCHKE, PH.D. Mgmt For For
L. BEN LYTLE Mgmt For For
DENNIS D. OKLAK Mgmt For For
JACK R. SHAW Mgmt For For
LYNN C. THURBER Mgmt For For
ROBERT J. WOODWARD, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE REAPPOINTMENT OF KPMG Mgmt For For
LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN TO INCREASE
THE SHARES OF COMMON STOCK THAT MAY BE ISSUED
THEREUNDER BY 3,900,000 SHARES AND RE-APPROVE
A LIST OF QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE
BASED AWARDS IN ORDER TO PRESERVE FEDERAL INCOME
TAX DEDUCTIONS.
- --------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC Agenda Number: 933031027
- --------------------------------------------------------------------------------------------------------------------------
Security: 294752100
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: EQY
ISIN: US2947521009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NOAM BEN-OZER Mgmt For For
JAMES S. CASSEL Mgmt For For
CYNTHIA R. COHEN Mgmt For For
NEIL FLANZRAICH Mgmt For For
NATHAN HETZ Mgmt For For
CHAIM KATZMAN Mgmt For For
PETER LINNEMAN Mgmt For For
JEFFREY S. OLSON Mgmt For For
DORI SEGAL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 933020581
- --------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: FRT
ISIN: US3137472060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT THE FOLLOWING TRUSTEE FOR THE TERM Mgmt For For
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT:
GAIL P. STEINEL
1B TO ELECT THE FOLLOWING TRUSTEE FOR THE TERM Mgmt For For
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT:
JOSEPH S. VASSALLUZZO
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2009.
3 TO CONSIDER A PROPOSAL TO AMEND OUR DECLARATION Mgmt For For
OF TRUST TO ELIMINATE OUR CLASSIFIED BOARD.
4 TO CONSIDER A PROPOSAL TO RATIFY AN AMENDMENT Mgmt For For
TO OUR SHAREHOLDER RIGHTS PLAN TO EXTEND THE
TERM FOR THREE YEARS AND TO ADD A QUALIFIED
OFFER PROVISION.
- --------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933017647
- --------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: FLR
ISIN: US3434121022
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1C ELECTION OF DIRECTOR: VILMA S. MARTINEZ Mgmt For For
1D ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
FOREST OIL CORPORATION Agenda Number: 933021761
- --------------------------------------------------------------------------------------------------------------------------
Security: 346091705
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: FST
ISIN: US3460917053
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DOD A. FRASER Mgmt For For
JAMES D. LIGHTNER Mgmt For For
2 APPROVAL OF AN ADDITIONAL 500,000 SHARES FOR Mgmt For For
ISSUANCE UNDER THE FOREST OIL CORPORATION 1999
EMPLOYEE STOCK PURCHASE PLAN AND CERTAIN ADMINISTRATIVE
CHANGES.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FOREST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2009.
- --------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933071754
- --------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 11-Jun-2009
Ticker: FCX
ISIN: US35671D8570
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
J. BENNETT JOHNSTON Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
GABRIELLE K. MCDONALD Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt For For
J. STAPLETON ROY Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
J. TAYLOR WHARTON Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR.
3 APPROVAL OF THE PROPOSED 2009 ANNUAL INCENTIVE Mgmt For For
PLAN.
4 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
FRONTIER OIL CORPORATION Agenda Number: 933023169
- --------------------------------------------------------------------------------------------------------------------------
Security: 35914P105
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: FTO
ISIN: US35914P1057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. GIBBS Mgmt For For
DOUGLAS Y. BECH Mgmt For For
G. CLYDE BUCK Mgmt For For
T. MICHAEL DOSSEY Mgmt For For
MICHAEL C. JENNINGS Mgmt For For
JAMES H. LEE Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
MICHAEL E. ROSE Mgmt For For
02 TO APPROVE THE SECOND AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION Agenda Number: 933056132
- --------------------------------------------------------------------------------------------------------------------------
Security: 372917104
Meeting Type: Annual
Meeting Date: 21-May-2009
Ticker: GENZ
ISIN: US3729171047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME Mgmt For For
1B RE-ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1C RE-ELECTION OF DIRECTOR: ROBERT J. CARPENTER Mgmt For For
1D RE-ELECTION OF DIRECTOR: CHARLES L. COONEY Mgmt For For
1E RE-ELECTION OF DIRECTOR: VICTOR J. DZAU Mgmt For For
1F RE-ELECTION OF DIRECTOR: SENATOR CONNIE MACK Mgmt For For
III
1G RE-ELECTION OF DIRECTOR: RICHARD F. SYRON Mgmt For For
1H RE-ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN
BY 2,500,000 SHARES.
03 A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF INDEPENDENT AUDITORS FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933024248
- --------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2009
Ticker: GILD
ISIN: US3755581036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BERG Mgmt For For
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2009.
03 TO APPROVE AN AMENDMENT TO GILEAD'S 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 933043438
- --------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 27-Apr-2009
Ticker: HOG
ISIN: US4128221086
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTHA F. BROOKS Mgmt For For
DONALD A. JAMES Mgmt For For
JAMES A. NORLING Mgmt For For
JAMES L. ZIEMER Mgmt For For
02 APPROVAL OF THE HARLEY-DAVIDSON, INC. 2009 INCENTIVE Mgmt For For
STOCK PLAN.
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
04 SHAREHOLDER PROPOSAL TO REORGANIZE THE BOARD Shr Against For
OF DIRECTORS INTO ONE CLASS.
- --------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 932994785
- --------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 18-Mar-2009
Ticker: HPQ
ISIN: US4282361033
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For For
1B ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For
1C ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: M. V. HURD Mgmt For For
1F ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For
1G ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For
1H ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For
1J ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933016962
- --------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2009
Ticker: ITW
ISIN: US4523081093
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. ALDINGER Mgmt For For
1B ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1D ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H ELECTION OF DIRECTOR: HAROLD B. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. SPEER Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
03 STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, Shr Against For
URGING THE BOARD OF DIRECTORS TO SEEK STOCKHOLDER
APPROVAL OF ANY FUTURE EXTRAORDINARY RETIREMENT
BENEFITS FOR SENIOR EXECUTIVES.
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933030897
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: INTC
ISIN: US4581401001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt Against Against
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1J ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE Mgmt For For
PROGRAM
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
06 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shr Against For
07 STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 933011063
- --------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Annual
Meeting Date: 30-Apr-2009
Ticker: JNS
ISIN: US47102X1054
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEVEN L. SCHEID (CHAIRMAN) Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Mgmt For For
1C ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Mgmt For For
1E ELECTION OF DIRECTOR: LANDON H. ROWLAND Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933053833
- --------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: JNPR
ISIN: US48203R1041
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT KRIENS Mgmt For For
STRATTON SCLAVOS Mgmt For For
WILLIAM R. STENSRUD Mgmt For For
02 APPROVAL OF: (I) THE PROPOSED AMENDMENT TO THE Mgmt For For
JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE
PLAN (THE "2006 PLAN"), AND (II) THE MATERIAL
TERMS OF THE 2006 PLAN FOR PURPOSES OF COMPLYING
WITH INTERNAL REVENUE CODE SECTION 162(M).
03 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
- --------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 932952282
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Special
Meeting Date: 07-Oct-2008
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE KANSAS CITY SOUTHERN 2008 STOCK Mgmt For For
OPTION AND PERFORMANCE AWARD PLAN (THE "2008
PLAN").
- --------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933024565
- --------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: KSU
ISIN: US4851703029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. HAVERTY Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
03 APPROVAL OF THE KANSAS CITY SOUTHERN 2009 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 933026533
- --------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: KIM
ISIN: US49446R1095
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. COOPER Mgmt For For
R. DOOLEY Mgmt For For
J. GRILLS Mgmt For For
D. HENRY Mgmt For For
F.P. HUGHES Mgmt For For
F. LOURENSO Mgmt For For
R. SALTZMAN Mgmt For For
P. COVIELLO Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933013942
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2009
Ticker: LMT
ISIN: US5398301094
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.C. "PETE" ALDRIDGE JR. Mgmt For For
1B ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS JR. Mgmt For For
1E ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1F ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1H ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1I ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For
1J ELECTION OF DIRECTOR: JAMES M. SCHNEIDER Mgmt For For
1K ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
1M ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL - TO AMEND THE CHARTER TO Mgmt For For
DELETE THE 80% SUPERMAJORITY VOTE REQUIRED
TO AMEND ARTICLE XIII
04 STOCKHOLDER PROPOSAL - REPORT ON SPACE-BASED Shr Against For
WEAPONS PROGRAM
05 STOCKHOLDER PROPOSAL - POLICY ON PAYMENTS TO Shr Against For
EXECUTIVES AFTER DEATH
06 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE Shr Against For
COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
MARINER ENERGY, INC. Agenda Number: 933040052
- --------------------------------------------------------------------------------------------------------------------------
Security: 56845T305
Meeting Type: Annual
Meeting Date: 11-May-2009
Ticker: ME
ISIN: US56845T3059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BERNARD ARONSON Mgmt For For
H. CLAYTON PETERSON Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.
03 APPROVAL OF THE MARINER ENERGY, INC. THIRD AMENDED Mgmt For For
AND RESTATED STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933029046
- --------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: MAT
ISIN: US5770811025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Mgmt For For
1D ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1E ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1F ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1J ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Mgmt For For
1K ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
1L ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shr Against For
BY THE BOARD OF DIRECTORS.
04 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 932990989
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Special
Meeting Date: 09-Feb-2009
Ticker: MS
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE CONVERSION TERMS OF MORGAN STANLEY'S Mgmt For For
SERIES B NON-CUMULATIVE NON-VOTING PERPETUAL
CONVERTIBLE PREFERRED STOCK, THE ISSUANCE OF
MORGAN STANLEY'S COMMON STOCK PURSUANT TO SUCH
TERMS AND POTENTIAL EQUITY ISSUANCES CONTEMPLATED
BY INVESTOR AGREEMENT, DATED AS OF OCTOBER
13, 2008, AS AMENDED, BY AND BETWEEN MORGAN
STANLEY AND MITSUBISHI UFJ FINANCIAL GROUP,
INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF (A) THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL 1 OR (B) A QUORUM IS NOT PRESENT AT
THE TIME OF THE SPECIAL MEETING.
- --------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933024301
- --------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: MS
ISIN: US6174464486
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt Against Against
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1E ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1F ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NACCO INDUSTRIES, INC. Agenda Number: 933024806
- --------------------------------------------------------------------------------------------------------------------------
Security: 629579103
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: NC
ISIN: US6295791031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
OWSLEY BROWN II Mgmt For For
DENNIS W. LABARRE Mgmt For For
RICHARD DE J. OSBORNE Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
IAN M. ROSS Mgmt For For
MICHAEL E. SHANNON Mgmt For For
BRITTON T. TAPLIN Mgmt For For
DAVID F. TAPLIN Mgmt For For
JOHN F. TURBEN Mgmt For For
EUGENE WONG Mgmt For For
02 PROPOSAL TO CONFIRM THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 932945073
- --------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Annual
Meeting Date: 25-Sep-2008
Ticker: NSM
ISIN: US6376401039
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN R. APPLETON Mgmt For For
1C ELECTION OF DIRECTOR: GARY P. ARNOLD Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. DANZIG Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. DICKSON Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1G ELECTION OF DIRECTOR: MODESTO A. MAIDIQUE Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD R. MCCRACKEN Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933023323
- --------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: NUE
ISIN: US6703461052
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLAYTON C. DALEY, JR. Mgmt For For
HARVEY B. GANTT Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2009
03 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr Against For
OF BOARD OF DIRECTORS
05 STOCKHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES FOR Shr Against For
HEALTH CARE REFORM
- --------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933007812
- --------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 21-Apr-2009
Ticker: PKD
ISIN: US7010811013
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. RUDOLPH REINFRANK Mgmt No vote
ROBERT W. GOLDMAN Mgmt No vote
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 932957787
- --------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 22-Oct-2008
Ticker: PH
ISIN: US7010941042
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM E. KASSLING Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FY09
- --------------------------------------------------------------------------------------------------------------------------
PATRIOT COAL CORP Agenda Number: 932930844
- --------------------------------------------------------------------------------------------------------------------------
Security: 70336T104
Meeting Type: Special
Meeting Date: 22-Jul-2008
Ticker: PCX
ISIN: US70336T1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL OF THE ISSUANCE OF UP TO 11,901,729 Mgmt For For
SHARES OF PATRIOT COAL CORPORATION COMMON STOCK
TO THE HOLDERS OF COMMON STOCK OF MAGNUM COAL
COMPANY PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER DATED AS OF APRIL 2, 2008, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
PATRIOT COAL CORPORATION Agenda Number: 933034833
- --------------------------------------------------------------------------------------------------------------------------
Security: 70336T104
Meeting Type: Annual
Meeting Date: 12-May-2009
Ticker: PCX
ISIN: US70336T1043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B.R. BROWN Mgmt For For
JOHN F. ERHARD Mgmt For For
JOHN E. LUSHEFSKI Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE PATRIOT COAL CORPORATION 2007 Mgmt For For
LONG-TERM EQUITY INCENTIVE PLAN.
04 APPROVAL OF THE PATRIOT COAL CORPORATION MANAGEMENT Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933021064
- --------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: BTU
ISIN: US7045491047
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
MEASURES UNDER THE COMPANY'S 2004 LONG-TERM
EQUITY INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TR Agenda Number: 933067717
- --------------------------------------------------------------------------------------------------------------------------
Security: 709102107
Meeting Type: Annual
Meeting Date: 28-May-2009
Ticker: PEI
ISIN: US7091021078
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DORRIT J. BERN* Mgmt For For
STEPHEN B. COHEN** Mgmt For For
JOSEPH F. CORADINO* Mgmt For For
M. WALTER D'ALESSIO** Mgmt For For
LEE H. JAVITCH* Mgmt For For
LEONARD I. KORMAN** Mgmt For For
DONALD F. MAZZIOTTI** Mgmt For For
MARK E. PASQUERILLA* Mgmt For For
JOHN J. ROBERTS* Mgmt For For
RONALD RUBIN** Mgmt For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
PLAINS EXPLORATION & PRODUCTION CO. Agenda Number: 933028575
- --------------------------------------------------------------------------------------------------------------------------
Security: 726505100
Meeting Type: Annual
Meeting Date: 07-May-2009
Ticker: PXP
ISIN: US7265051000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. FLORES Mgmt For For
ISAAC ARNOLD, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
JERRY L. DEES Mgmt For For
TOM H. DELIMITROS Mgmt For For
THOMAS A. FRY, III Mgmt For For
ROBERT L. GERRY, III Mgmt For For
CHARLES G. GROAT Mgmt For For
JOHN H. LOLLAR Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 933040343
- --------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: PLD
ISIN: US7434101025
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN L. FEINBERG Mgmt For For
GEORGE L. FOTIADES Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
LAWRENCE V. JACKSON Mgmt For For
DONALD P. JACOBS Mgmt For For
WALTER C. RAKOWICH Mgmt For For
D. MICHAEL STEUERT Mgmt For For
J. ANDRE TEIXEIRA Mgmt For For
WILLIAM D. ZOLLARS Mgmt For For
ANDREA M. ZULBERTI Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 932990218
- --------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 03-Mar-2009
Ticker: QCOM
ISIN: US7475251036
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt No vote
STEPHEN M. BENNETT Mgmt No vote
DONALD G. CRUICKSHANK Mgmt No vote
RAYMOND V. DITTAMORE Mgmt No vote
THOMAS W. HORTON Mgmt No vote
IRWIN MARK JACOBS Mgmt No vote
PAUL E. JACOBS Mgmt No vote
ROBERT E. KAHN Mgmt No vote
SHERRY LANSING Mgmt No vote
DUANE A. NELLES Mgmt No vote
MARC I. STERN Mgmt No vote
BRENT SCOWCROFT Mgmt No vote
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING SEPTEMBER
27, 2009.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932947522
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Special
Meeting Date: 29-Sep-2008
Ticker: SANM
ISIN: US8009071072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT OF COMMON STOCK PURSUANT TO WHICH ANY
WHOLE NUMBER OF OUTSTANDING SHARES BETWEEN
AND INCLUDING 3 AND 10 WOULD BE COMBINED INTO
ONE SHARE OF COMMON STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 932983972
- --------------------------------------------------------------------------------------------------------------------------
Security: 800907107
Meeting Type: Annual
Meeting Date: 26-Jan-2009
Ticker: SANM
ISIN: US8009071072
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN COUDER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1E ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1F ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For
1G ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI CORPORATION FOR ITS FISCAL YEAR
ENDING SEPTEMBER 26, 2009.
03 PROPOSAL TO APPROVE THE 2009 INCENTIVE PLAN Mgmt For For
AND THE RESERVATION OF 45,000,000 SHARES OF
COMMON STOCK FOR ISSUANCE THEREUNDER.
- --------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933037144
- --------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2009
Ticker: STT
ISIN: US8574771031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. BURNES Mgmt For For
P. COYM Mgmt For For
P. DE SAINT-AIGNAN Mgmt For For
A. FAWCETT Mgmt For For
D. GRUBER Mgmt For For
L. HILL Mgmt For For
R. KAPLAN Mgmt For For
C. LAMANTIA Mgmt For For
R. LOGUE Mgmt For For
R. SERGEL Mgmt For For
R. SKATES Mgmt For For
G. SUMME Mgmt For For
R. WEISSMAN Mgmt For For
02 TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES Mgmt For For
OF ORGANIZATION AND BY-LAWS CHANGING THE SHAREHOLDER
QUORUM AND VOTING REQUIREMENTS, INCLUDING THE
ADOPTION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE
BY 17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION
OF AWARDS UNDER THE PLAN.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2009.
06 TO VOTE ON A SHAREHOLDER PROPOSAL. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 932944069
- --------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Sep-2008
Ticker: SYMC
ISIN: US8715031089
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BROWN Mgmt For For
WILLIAM T. COLEMAN Mgmt For For
FRANK E. DANGEARD Mgmt For For
GERALDINE B. LAYBOURNE Mgmt For For
DAVID L. MAHONEY Mgmt For For
ROBERT S. MILLER Mgmt For For
GEORGE REYES Mgmt For For
DANIEL H. SCHULMAN Mgmt For For
JOHN W THOMPSON Mgmt For For
V. PAUL UNRUH Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2004 EQUITY INCENTIVE PLAN, INCLUDING THE
RESERVATION OF AN ADDITIONAL 50,000,000 SHARES
FOR ISSUANCE THEREUNDER.
03 TO APPROVE THE ADOPTION OF OUR 2008 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, INCLUDING THE RESERVATION
OF 20,000,000 SHARES FOR ISSUANCE THEREUNDER.
04 TO APPROVE THE MATERIAL TERMS OF THE AMENDED Mgmt For For
AND RESTATED SYMANTEC SENIOR EXECUTIVE INCENTIVE
PLAN TO PRESERVE THE DEDUCTIBILITY UNDER FEDERAL
TAX RULES OF AWARDS MADE UNDER THE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS SYMANTEC'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2009 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 933020187
- --------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Annual
Meeting Date: 01-May-2009
Ticker: TIN
ISIN: US8798681073
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CASSANDRA C. CARR Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD M. SMITH Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR TEMPLE III Mgmt For For
1D ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933022636
- --------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: SCHW
ISIN: US8085131055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY H. BECHTLE Mgmt For For
1B ELECTION OF DIRECTOR: WALTER W. BETTINGER II Mgmt For For
1C ELECTION OF DIRECTOR: C. PRESTON BUTCHER Mgmt For For
02 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
03 STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING CORPORATE EXECUTIVE Shr Against For
BONUS PLAN
- --------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 932948966
- --------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Annual
Meeting Date: 09-Oct-2008
Ticker: MOS
ISIN: US61945A1079
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. MATHIS Mgmt For For
JAMES L. POPOWICH Mgmt For For
JAMES T. PROKOPANKO Mgmt For For
STEVEN M. SEIBERT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933012421
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 29-Apr-2009
Ticker: RYL
ISIN: US7837641031
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt For For
LESLIE M. FRECON Mgmt For For
ROLAND A. HERNANDEZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
NED MANSOUR Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE RYLAND GROUP, Mgmt For For
INC. ARTICLES OF INCORPORATION.
03 APPROVAL OF THE RYLAND GROUP, INC. SHAREHOLDER Mgmt For For
RIGHTS PLAN.
04 CONSIDERATION OF A PROPOSAL FROM THE NATHAN Shr Against For
CUMMINGS FOUNDATION (A STOCKHOLDER).
05 CONSIDERATION OF A PROPOSAL FROM CERTAIN RETIREMENT Shr Against For
SYSTEMS AND PENSION FUNDS OF THE EMPLOYEES
OF THE CITY OF NEW YORK (STOCKHOLDERS).
06 CONSIDERATION OF A PROPOSAL FROM AMALGAMATED Shr Against For
BANK LONGVIEW MIDCAP 400 INDEX FUND (A STOCKHOLDER).
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
- --------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 932990559
- --------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 10-Mar-2009
Ticker: DIS
ISIN: US2546871060
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt No vote
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt No vote
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt No vote
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt No vote
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt No vote
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt No vote
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt No vote
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt No vote
1L ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE-COOPERS Mgmt No vote
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2009.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt No vote
RESTATED 2005 STOCK INCENTIVE PLAN.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Mgmt No vote
2002 EXECUTIVE PERFORMANCE PLAN.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO POLITICAL CONTRIBUTIONS REPORTING.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO DEATH BENEFIT PAYMENTS.
07 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr No vote
TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 933027585
- --------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 13-May-2009
Ticker: UDR
ISIN: US9026531049
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHERINE A. CATTANACH Mgmt For For
ERIC J. FOSS Mgmt For For
ROBERT P. FREEMAN Mgmt For For
JON A. GROVE Mgmt For For
JAMES D. KLINGBEIL Mgmt For For
ROBERT C. LARSON Mgmt For For
THOMAS R. OLIVER Mgmt For For
LYNNE B. SAGALYN Mgmt For For
MARK J. SANDLER Mgmt For For
THOMAS W. TOOMEY Mgmt For For
THOMAS C. WAJNERT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS OUR INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2009.
03 APPROVE THE AMENDED AND RESTATED 1999 LONG-TERM Mgmt For For
INCENTIVE PLAN, INCLUDING TO (I) INCREASE NUMBER
OF SHARES RESERVED FOR ISSUANCE FROM 4,000,000
SHARES TO 16,000,000 SHARES (II) RAISE ANNUAL
PER PERSON LIMIT ON AWARDS OTHER THAN OPTIONS
AND STOCK APPRECIATION RIGHTS TO $5,000,000,
AND SHARES OF STOCK WITH RESPECT TO OPTIONS
AND/OR STOCK APPRECIATION RIGHTS TO 5,000,000
SHARES.
- --------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 932996741
- --------------------------------------------------------------------------------------------------------------------------
Security: 917286106
Meeting Type: Annual
Meeting Date: 05-Mar-2009
Ticker: UBP
ISIN: US9172861067
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. BANNON Mgmt For For
ROBERT R. DOUGLASS Mgmt For For
GEORGE H.C. LAWRENCE Mgmt For For
CHARLES J. URSTADT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ONE YEAR.
- --------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 932996741
- --------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 05-Mar-2009
Ticker: UBA
ISIN: US9172862057
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. BANNON Mgmt For For
ROBERT R. DOUGLASS Mgmt For For
GEORGE H.C. LAWRENCE Mgmt For For
CHARLES J. URSTADT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ONE YEAR.
- --------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 933064317
- --------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 04-Jun-2009
Ticker: VIA
ISIN: US92553P1021
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
CHARLES E. PHILLIPS,JR. Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933034061
- --------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 14-May-2009
Ticker: VNO
ISIN: US9290421091
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN ROTH Mgmt For For
MICHAEL D. FASCITELLI Mgmt For For
RUSSELL B. WIGHT, JR. Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR TRUSTEES.
04 SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT Shr Against For
OF AN INDEPENDENT CHAIRMAN.
- --------------------------------------------------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST Agenda Number: 933048957
- --------------------------------------------------------------------------------------------------------------------------
Security: 939653101
Meeting Type: Annual
Meeting Date: 18-May-2009
Ticker: WRE
ISIN: US9396531017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. DERRICK, JR. Mgmt For For
CHARLES T. NASON Mgmt For For
THOMAS E. RUSSELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.
- --------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933010186
- --------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 16-Apr-2009
Ticker: WY
ISIN: US9621661043
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D ELECTION OF DIRECTOR: DANIEL S. FULTON Mgmt For For
1E ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
02 SHAREHOLDER PROPOSAL ON THE CHAIRMAN POSITION Shr Against For
03 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shr Against For
VOTE
04 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
- --------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933045557
- --------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 22-May-2009
Ticker: WSM
ISIN: US9699041011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. HOWARD LESTER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
TED W. HALL Mgmt For For
MICHAEL R. LYNCH Mgmt For For
RICHARD T. ROBERTSON Mgmt For For
DAVID B. ZENOFF Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2010.
3 A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE Shr Against For
BOARD ADOPT A POLICY TO APPOINT, WHENEVER POSSIBLE,
AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY
SERVED AS ONE OF OUR EXECUTIVE OFFICERS TO
SERVE AS CHAIRMAN.
- --------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda Number: 933061979
- --------------------------------------------------------------------------------------------------------------------------
Security: 98385X106
Meeting Type: Annual
Meeting Date: 19-May-2009
Ticker: XTO
ISIN: US98385X1063
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR Mgmt For For
THE ANNUAL ELECTION OF ALL DIRECTORS.
2A ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR Mgmt For For
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2B ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR Mgmt For For
(2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED,
CLASS I DIRECTOR (3-YEAR TERM).
2C ELECTION OF VAUGHN O. VENNERBERG II CLASS B Mgmt For For
DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT
APPROVED, CLASS I DIRECTOR (3-YEAR TERM).
03 APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009.
05 STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER Shr Against For
ADVISORY VOTE ON EXECUTIVE COMPENSATION IF
PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shr Against For
APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON
DEATH IF PROPERLY PRESENTED.
TREASURY BILL PORTFOLIO
- --------------------------------------------------------------------------------------------------------------------------
The Portfolio held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
VERSATILE BOND PORTFOLIO
- --------------------------------------------------------------------------------------------------------------------------
The Portfolio held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Permanent Portfolio Family of Funds, Inc.
/s/ Michael J. Cuggino
By: Michael J. Cuggino, President
Date: August 26, 2009
