UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-03379 |
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PERMANENT PORTFOLIO FAMILY OF FUNDS, INC. | |
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(Exact Name of Registrant as specified in charter) | |
600 Montgomery Street, Suite 4100, San Francisco, California 94111 | |
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(Address of Principal Executive Offices) (Zip Code) | |
MICHAEL J. CUGGINO, 600 Montgomery Street, Suite 4100, San Francisco, California 94111 | |
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(Name and Address of Agent For Service) | |
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Registrant’s telephone number, including area code: | (415) 398-8000 |
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Date of fiscal year end: | January 31 |
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Date of reporting period: | June 30, 2014 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
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AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
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Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
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AMGEN INC. Agenda Number: 933956306
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Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
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AUTODESK, INC. Agenda Number: 933904674
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Security: 052769106
Meeting Type: Special
Meeting Date: 14-Jan-2014
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE AN AMENDMENT TO THE AUTODESK, INC. Mgmt For For
2012 EMPLOYEE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE BY
11,350,000 AND ADD NEW PERFORMANCE GOALS.
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AUTODESK, INC. Agenda Number: 933993568
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Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ADSK
ISIN: US0527691069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE THE AUTODESK, INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
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BAKER HUGHES INCORPORATED Agenda Number: 933936241
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Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
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CELGENE CORPORATION Agenda Number: 934002837
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Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
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CHEMTURA CORPORATION Agenda Number: 933968642
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Security: 163893209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CHMT
ISIN: US1638932095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT A. DOVER Mgmt For For
1.6 ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1.7 ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF THE CHEMTURA CORPORATION SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
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COSTCO WHOLESALE CORPORATION Agenda Number: 933909383
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Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr Against For
CHANGE CERTAIN VOTING REQUIREMENTS.
5. TO AMEND THE ARTICLES OF INCORPORATION TO Shr Against For
CHANGE THE METHOD OF ELECTING DIRECTORS.
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FACEBOOK INC. Agenda Number: 933958324
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Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
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FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
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FLUOR CORPORATION Agenda Number: 933936556
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Security: 343412102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FLR
ISIN: US3434121022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE FLUOR CORPORATION 2014 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. A STOCKHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
CHAIRMAN.
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FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
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Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS.
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FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
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GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
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HARLEY-DAVIDSON, INC. Agenda Number: 933934540
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY K. ALLEN Mgmt For For
R. JOHN ANDERSON Mgmt For For
RICHARD I. BEATTIE Mgmt For For
MICHAEL J. CAVE Mgmt For For
GEORGE H. CONRADES Mgmt For For
DONALD A. JAMES Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JAMES A. NORLING Mgmt For For
KEITH E. WANDELL Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 Mgmt For For
INCENTIVE STOCK PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS.
5. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933954299
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1C. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1I. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. STOCKHOLDER PROPOSAL - GREENHOUSE GAS Shr Against For
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933990574
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION BY Mgmt For For
NON-BINDING ADVISORY VOTE.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS
CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 933932700
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Mgmt For For
1B. ELECTION OF DIRECTOR: G. ANDREW COX Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE FLOOD, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH R. GATZEK Mgmt For For
1G. ELECTION OF DIRECTOR: SEIJI INAGAKI Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN S. SCHAFER Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD M. WEIL Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF DELOITTE AND TOUCHE LLP AS
THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014.
3. APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933970697
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1.4 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK Mgmt For For
1.6 ELECTION OF DIRECTOR: SHAYGAN KHERADPIR Mgmt For For
1.7 ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933954085
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2013 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO GIVE STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933939778
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. MANAGEMENT PROPOSAL TO AMEND THE 2011 Mgmt For For
INCENTIVE PERFORMANCE AWARD PLAN TO
AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL
SHARES
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT
6. STOCKHOLDER PROPOSAL - ADOPT A POLICY Shr Against For
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF EQUITY
COMPENSATION UNTIL RETIREMENT
7. STOCKHOLDER PROPOSAL - AMEND THE Shr Against For
CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE
INCENTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933955897
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For �� For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt Against Against
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTE
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933943397
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. PARKER, JR. Mgmt For For
ROGER B. PLANK Mgmt For For
GARY G. RICH Mgmt For For
PETER C. WALLACE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933949363
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
HEATHER A. WILSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 933918027
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE A. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF SANMINA CORPORATION FOR ITS
FISCAL YEAR ENDING SEPTEMBER 27, 2014
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2009 INCENTIVE PLAN,
INCLUDING THE RESERVATION OF AN ADDITIONAL
1,700,000 SHARES FOR ISSUANCE THEREUNDER
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933937180
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt �� For For
1F. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2014.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW
YORK MELLON CORPORATION.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933936354
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PROGRAM FOR RYLAND'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 933919675
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 17-Mar-2014
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
C. FALCONE SORRELL Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
DEBORAH NORVILLE Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF VIACOM
INC., AS DESCRIBED IN THE "EXECUTIVE
COMPENSATION" SECTION OF THE 2014 PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933965999
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1.2 ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1.4 ELECTION OF DIRECTOR: PATRICK J. CONNOLLY Mgmt For For
1.5 ELECTION OF DIRECTOR: ADRIAN T. DILLON Mgmt For For
1.6 ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1.7 ELECTION OF DIRECTOR: TED W. HALL Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL R. LYNCH Mgmt For For
1.9 ELECTION OF DIRECTOR: LORRAINE TWOHILL Mgmt For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2015
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933958970
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE WYNN RESORTS, LIMITED 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
DIRECTOR QUALIFICATION BYLAW AMENDMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 933871572
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF A&B Mgmt For For
COMMON STOCK IN THE MERGER OF GPC HOLDINGS,
INC. WITH & INTO A&B II, LLC, A DIRECT,
WHOLLY OWNED SUBSIDIARY OF A&B, PURSUANT TO
THE AGREEMENT & PLAN OF MERGER, BY & AMONG
A&B, A&B II, LLC, GRACE PACIFIC
CORPORATION, GPC HOLDINGS, INC. & DAVID C.
HULIHEE, IN HIS CAPACITY AS THE
SHAREHOLDERS' REPRESENTATIVE.
2. A PROPOSAL TO APPROVE, IF NECESSARY, THE Mgmt For For
ADJOURNMENT OF THE A&B SPECIAL MEETING TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 933928155
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. ALLEN DOANE Mgmt For For
DAVID C. HULIHEE Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933967486
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933904674
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Special
Meeting Date: 14-Jan-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE AN AMENDMENT TO THE AUTODESK, INC. Mgmt For For
2012 EMPLOYEE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE BY
11,350,000 AND ADD NEW PERFORMANCE GOALS.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933993568
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE THE AUTODESK, INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933983048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE PERFORMANCE GOALS UNDER THE Mgmt For For
AVALONBAY COMMUNITIES, INC. 2009 STOCK
OPTION AND INCENTIVE PLAN.
5. TO ADOPT A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING, THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
ADDRESSING THE SEPARATION OF THE ROLES OF
CEO AND CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933936241
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 933882688
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 21-Nov-2013
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP BILLITON
2. TO APPOINT KPMG LLP AS THE AUDITOR OF BHP Mgmt For For
BILLITON PLC
3. TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE TO THE REMUNERATION OF THE AUDITOR
OF BHP BILLITON PLC
4. TO RENEW THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP BILLITON PLC
5. TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
6. TO APPROVE THE REPURCHASE OF SHARES IN BHP Mgmt For For
BILLITON PLC
7. TO APPROVE THE 2013 REMUNERATION REPORT Mgmt For For
8. TO ADOPT NEW LONG TERM INCENTIVE PLAN RULES Mgmt For For
9. TO APPROVE GRANTS TO ANDREW MACKENZIE Mgmt For For
10. TO ELECT ANDREW MACKENZIE AS A DIRECTOR OF Mgmt For For
BHP BILLITON
11. TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON
12. TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR Mgmt For For
OF BHP BILLITON
13. TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR Mgmt For For
OF BHP BILLITON
14. TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF Mgmt For For
BHP BILLITON
15. TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP Mgmt For For
BILLITON
16. TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON
17. TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR Mgmt For For
OF BHP BILLITON
18. TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF Mgmt For For
BHP BILLITON
19. TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON
20. TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON
21. TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF Mgmt For For
BHP BILLITON
22. TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP Mgmt For For
BILLITON
23. TO ELECT IAN DUNLOP AS A DIRECTOR OF BHP Shr Against For
BILLITON (THIS CANDIDATE IS NOT ENDORSED BY
THE BOARD)
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933968298
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: CAROL B. EINIGER
1B. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: JACOB A. FRENKEL
1C. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt Against Against
ONE-YEAR TERM: JOEL I. KLEIN
1D. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DOUGLAS T. LINDE
1E. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MATTHEW J. LUSTIG
1F. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: ALAN J. PATRICOF
1G. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: IVAN G. SEIDENBERG
1H. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: OWEN D. THOMAS
1I. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MARTIN TURCHIN
1J. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DAVID A. TWARDOCK
1K. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MORTIMER B. ZUCKERMAN
2. TO APPROVE, BY NON-BINDING RESOLUTION, Mgmt For For
BOSTON PROPERTIES, INC'S NAMED EXECUTIVE
OFFICER COMPENSATION.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL CONCERNING THE Shr Against For
ADOPTION OF PROXY ACCESS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. STOCKHOLDER PROPOSAL CONCERNING A POLICY Shr Against For
REGARDING ACCELERATED VESTING OF EQUITY
AWARDS OF SENIOR EXECUTIVES UPON A CHANGE
IN CONTROL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933965773
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
3 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION POLICY.
4 TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. Mgmt For For
5 TO RE-ELECT MR. I C CONN AS A DIRECTOR. Mgmt For For
6 TO RE-ELECT DR. B GILVARY AS A DIRECTOR. Mgmt For For
7 TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. Mgmt For For
8 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR.
9 TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. Mgmt For For
11 TO RE-ELECT MR. G DAVID AS A DIRECTOR. Mgmt For For
12 TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. Mgmt For For
13 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR.
14 TO RE-ELECT MR. B R NELSON AS A DIRECTOR. Mgmt For For
15 TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. Mgmt For For
16 TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. Mgmt For For
17 TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. Mgmt For For
18 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
19 TO APPROVE THE RENEWAL OF THE EXECUTIVE Mgmt For For
DIRECTORS' INCENTIVE PLAN.
20 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt For For
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS.
21 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT.
S22 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
S23 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
S24 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
BRE PROPERTIES, INC. Agenda Number: 933924943
--------------------------------------------------------------------------------------------------------------------------
Security: 05564E106
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: BRE
ISIN: US05564E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE MERGER OF BRE PROPERTIES, Mgmt For For
INC. (THE "COMPANY") WITH AND INTO A WHOLLY
OWNED SUBSIDIARY OF ESSEX PROPERTY TRUST
INC., TOGETHER WITH THE OTHER TRANSACTIONS
CONTEMPLATED BY THAT CERTAIN AGREEMENT AND
PLAN OF MERGER DATED DECEMBER 19, 2013, BY
AND AMONG THE COMPANY, ESSEX PROPERTY TRUST
INC. AND ITS SUBSIDIARY, AS AMENDED FROM
TIME TO TIME.
2 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY IN CONNECTION WITH
THE MERGER.
3 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, ON ONE OR MORE
OCCASIONS, TO ANOTHER DATE, TIME OR PLACE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933975596
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY Shr Against For
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED ON THE FORM. IF THE
SHARES ARE HELD IN THE NAMES OF TWO OR MORE
PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
IAN BRUCE Mgmt For For
DANIEL CAMUS Mgmt For For
JOHN CLAPPISON Mgmt For For
JOE COLVIN Mgmt For For
JAMES CURTISS Mgmt For For
DONALD DERANGER Mgmt For For
CATHERINE GIGNAC Mgmt For For
TIM GITZEL Mgmt For For
JAMES GOWANS Mgmt For For
NANCY HOPKINS Mgmt For For
ANNE MCLELLAN Mgmt For For
NEIL MCMILLAN �� Mgmt For For
VICTOR ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDER ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2014 ANNUAL
MEETING OF SHAREHOLDERS.
05 RESOLVED, THAT THE AMENDED AND RESTATED Mgmt For For
BYLAW NO. 7 OF CAMECO CORPORATION, AS
APPROVED BY THE BOARD ON FEBRUARY 7, 2014,
AS SET OUT IN APPENDIX D OF CAMECO'S PROXY
CIRCULAR DATED MARCH 10, 2014, BE AND IS
CONFIRMED.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 933952827
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt �� For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
KEITH A.J. MACPHAIL Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
ELDON R. SMITH Mgmt For For
DAVID A. TUER Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION Agenda Number: 933975433
--------------------------------------------------------------------------------------------------------------------------
Security: 124857103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CBSA
ISIN: US1248571036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. ANDELMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. CALIFANO, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: WILLIAM S. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA M. GRIEGO Mgmt For For
1I. ELECTION OF DIRECTOR: ARNOLD KOPELSON Mgmt For For
1J. ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1K. ELECTION OF DIRECTOR: DOUG MORRIS Mgmt For For
1L. ELECTION OF DIRECTOR: SHARI REDSTONE Mgmt For For
1M. ELECTION OF DIRECTOR: SUMNER M. REDSTONE Mgmt For For
1N. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. APPROVAL OF ADVISORY RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
2014 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION Agenda Number: 933968642
--------------------------------------------------------------------------------------------------------------------------
Security: 163893209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CHMT
ISIN: US1638932095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT A. DOVER Mgmt For For
1.6 ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1.7 ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF THE CHEMTURA CORPORATION SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 933951053
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: OFC
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF TRUSTEE: THOMAS F. BRADY Mgmt For For
1B. ELECTION OF TRUSTEE: ROBERT L. DENTON Mgmt For For
1C. ELECTION OF TRUSTEE: PHILIP L. HAWKINS Mgmt For For
1D. ELECTION OF TRUSTEE: ELIZABETH A. HIGHT Mgmt For For
1E. ELECTION OF TRUSTEE: DAVID M. JACOBSTEIN Mgmt For For
1F. ELECTION OF TRUSTEE: STEVEN D. KESLER Mgmt For For
1G. ELECTION OF TRUSTEE: C. TAYLOR PICKETT Mgmt For For
1H. ELECTION OF TRUSTEE: RICHARD SZAFRANSKI Mgmt For For
1I. ELECTION OF TRUSTEE: ROGER A. WAESCHE, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933909383
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr Against For
CHANGE CERTAIN VOTING REQUIREMENTS.
5. TO AMEND THE ARTICLES OF INCORPORATION TO Shr Against For
CHANGE THE METHOD OF ELECTING DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 933941115
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE DIGITAL REALTY TRUST, INC., Mgmt For For
DIGITAL SERVICES, INC. AND DIGITAL REALTY
TRUST, L.P. 2014 INCENTIVE AWARD PLAN.
4. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933927622
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, Mgmt For For
III
1C. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN C. JISCHKE, Mgmt For For
PHD.
1G. ELECTION OF DIRECTOR: DENNIS D. OKLAK Mgmt For For
1H. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1I. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1J. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1L. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
1M. ELECTION OF DIRECTOR: ROBERT J. WOODWARD Mgmt For For
JR.
2. TO VOTE ON A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS FOR 2013
3. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2014
4A. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT WE
ARE AUTHORIZED TO ISSUE
4B. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: ESTABLISH
CERTAIN DETAILED STOCK OWNERSHIP AND
TRANSFER RESTRICTIONS INTENDED TO ENABLE
THE COMPANY TO BETTER PROTECT OUR STATUS AS
A REAL ESTATE INVESTMENT TRUST
4C. TO APPROVE TO AMEND OUR ARTICLES OF Mgmt For For
INCORPORATION, INCLUDING TO: ELIMINATE
CERTAIN REFERENCES OR SECTIONS THAT ARE NO
LONGER APPLICABLE AND MAKE OTHER
MINISTERIAL CHANGES
5. TO APPROVE AN ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
FOREGOING PROPOSALS IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC. Agenda Number: 933953867
--------------------------------------------------------------------------------------------------------------------------
Security: 294752100
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: EQY
ISIN: US2947521009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA R. COHEN Mgmt For For
NEIL FLANZRAICH Mgmt For For
JORDAN HELLER Mgmt For For
CHAIM KATZMAN Mgmt For For
PETER LINNEMAN Mgmt For For
GALIA MAOR Mgmt For For
JEFFREY S. OLSON Mgmt For For
DORI SEGAL Mgmt For For
DAVID FISCHEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
3. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE APPROVAL OF OUR AMENDED AND RESTATED Mgmt For For
2004 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 933998948
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID W. BRADY Mgmt For For
KEITH R. GUERICKE Mgmt For For
IRVING F. LYONS, III Mgmt For For
GEORGE M. MARCUS Mgmt For For
GARY P. MARTIN Mgmt For For
ISSIE N. RABINOVITCH Mgmt For For
THOMAS E. RANDLETT Mgmt For For
THOMAS E. ROBINSON Mgmt For For
MICHAEL J. SCHALL Mgmt For For
BYRON A. SCORDELIS Mgmt For For
JANICE L. SEARS Mgmt For For
THOMAS P. SULLIVAN Mgmt For For
CLAUDE J. ZINNGRABE, JR Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr Against For
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 933951558
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON E. BORTZ Mgmt For For
DAVID W. FAEDER Mgmt For For
KRISTIN GAMBLE Mgmt For For
GAIL P. STEINEL Mgmt For For
WARREN M. THOMPSON Mgmt For For
JOSEPH S. VASSALLUZZO Mgmt For For
DONALD C. WOOD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO HOLD AN ADVISORY VOTE APPROVING THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933936556
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE FLUOR CORPORATION 2014 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. A STOCKHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
HALCON RESOURCES CORPORATION Agenda Number: 933995663
--------------------------------------------------------------------------------------------------------------------------
Security: 40537Q209
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HK
ISIN: US40537Q2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES W. CHRISTMAS Mgmt For For
THOMAS R. FULLER Mgmt For For
DAVID B. MILLER Mgmt For For
MICHAEL A. VLASIC Mgmt For For
2. TO APPROVE AN AMENDMENT TO ARTICLE FOUR OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE OUR AUTHORIZED
COMMON STOCK BY 670,000,000 SHARES TO A
TOTAL OF 1,340,000,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 933934540
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY K. ALLEN Mgmt For For
R. JOHN ANDERSON Mgmt For For
RICHARD I. BEATTIE Mgmt For For
MICHAEL J. CAVE Mgmt For For
GEORGE H. CONRADES Mgmt For For
DONALD A. JAMES Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JAMES A. NORLING Mgmt For For
KEITH E. WANDELL Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 Mgmt For For
INCENTIVE STOCK PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS.
5. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933954299
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1C. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1I. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. STOCKHOLDER PROPOSAL - GREENHOUSE GAS Shr Against For
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933990574
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION BY Mgmt For For
NON-BINDING ADVISORY VOTE.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS
CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 933932700
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Mgmt For For
1B. ELECTION OF DIRECTOR: G. ANDREW COX Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE FLOOD, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH R. GATZEK Mgmt For For
1G. ELECTION OF DIRECTOR: SEIJI INAGAKI Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN S. SCHAFER Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD M. WEIL Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF DELOITTE AND TOUCHE LLP AS
THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2014.
3. APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933970697
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1.4 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK Mgmt For For
1.6 ELECTION OF DIRECTOR: SHAYGAN KHERADPIR Mgmt For For
1.7 ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933954085
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2013 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO GIVE STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 933963159
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. COOPER Mgmt For For
P. COVIELLO Mgmt For For
R. DOOLEY Mgmt For For
J. GRILLS Mgmt For For
D. HENRY Mgmt For For
F.P. HUGHES Mgmt For For
F. LOURENSO Mgmt For For
C. NICHOLAS Mgmt For For
R. SALTZMAN Mgmt For For
2 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S CHARTER TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
3 THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933939778
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. MANAGEMENT PROPOSAL TO AMEND THE 2011 Mgmt For For
INCENTIVE PERFORMANCE AWARD PLAN TO
AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL
SHARES
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT
6. STOCKHOLDER PROPOSAL - ADOPT A POLICY Shr Against For
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF EQUITY
COMPENSATION UNTIL RETIREMENT
7. STOCKHOLDER PROPOSAL - AMEND THE Shr Against For
CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE
INCENTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MATSON, INC. Agenda Number: 933928220
--------------------------------------------------------------------------------------------------------------------------
Security: 57686G105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: MATX
ISIN: US57686G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W.B. BAIRD Mgmt For For
M.J. CHUN Mgmt For For
M.J. COX Mgmt For For
W.A. DODS, JR. Mgmt For For
T.B. FARGO Mgmt For For
C.H. LAU Mgmt For For
J.N. WATANABE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933955897
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt Against Against
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTE
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 933943397
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. PARKER, JR. Mgmt For For
ROGER B. PLANK Mgmt For For
GARY G. RICH Mgmt For For
PETER C. WALLACE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933949363
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
HEATHER A. WILSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 933939653
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1D. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1E. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1F. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR 2013
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933947345
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2013 ANNUAL REPORT. TO Mgmt For For
RECEIVE THE COMPANY'S FINANCIAL STATEMENTS
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2013.
2. APPROVAL OF THE REMUNERATION POLICY REPORT. Mgmt For For
TO APPROVE THE REMUNERATION POLICY REPORT
AS SET OUT IN THE 2013 ANNUAL REPORT ON
PAGES 70 TO 78.
3. APPROVAL OF THE DIRECTORS' REPORT ON Mgmt For For
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER. TO APPROVE THE
DIRECTORS' REPORT ON REMUNERATION FOR THE
YEAR ENDED 31 DECEMBER 2013 AND THE
REMUNERATION COMMITTEE CHAIRMAN'S LETTER AS
SET OUT IN THE 2013 ANNUAL REPORT ON PAGES
68 TO 108 (SAVE FOR PAGES 70 TO 78).
4. APPROVAL OF THE REMUNERATION REPORT. TO Mgmt For For
APPROVE THE REMUNERATION REPORT FOR THE
YEAR ENDED 31 DECEMBER 2013 AS SET OUT IN
THE 2013 ANNUAL REPORT ON PAGES 68 TO 108.
5. APPROVAL OF POTENTIAL TERMINATION BENEFITS. Mgmt For For
TO APPROVE FOR ALL PURPOSES (INCLUDING FOR
THE PURPOSES OF SECTIONS 200B AND 200E OF
THE AUSTRALIAN CORPORATIONS ACT 2001) THE
GIVING OF BENEFITS TO PERSONS (RELEVANT
EXECUTIVES) WHO, FROM TIME TO TIME, ARE KEY
MANAGEMENT PERSONNEL (KMP) OF RIO TINTO
LIMITED OR WHO HOLD A MANAGERIAL OR
EXECUTIVE OFFICE IN RIO TINTO LIMITED OR A
RELATED BODY CORPORATE, IN CONNECTION WITH
THE PERSON CEASING TO HOLD AN OFFICE, OR
POSITION OF EMPLOYMENT, IN RIO TINTO
LIMITED OR A RELATED BODY CORPORATE.
6. TO ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
7. TO ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
9. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MICHAEL FITZPATRICK AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
12. TO RE-ELECT RICHARD GOODMANSON AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
14. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
15. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
17. TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
18. RE-APPOINTMENT OF AUDITORS Mgmt For For
19. REMUNERATION OF AUDITORS Mgmt For For
20. GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
23. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
24. SCRIP DIVIDEND AUTHORITY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 933918027
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE A. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF SANMINA CORPORATION FOR ITS
FISCAL YEAR ENDING SEPTEMBER 27, 2014
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2009 INCENTIVE PLAN,
INCLUDING THE RESERVATION OF AN ADDITIONAL
1,700,000 SHARES FOR ISSUANCE THEREUNDER
4. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933937180
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2014.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW
YORK MELLON CORPORATION.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933936354
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PROGRAM FOR RYLAND'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 933956483
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE A. CATTANACH Mgmt For For
ERIC J. FOSS Mgmt For For
ROBERT P. FREEMAN Mgmt For For
JON A. GROVE Mgmt For For
JAMES D. KLINGBEIL Mgmt For For
ROBERT A. MCNAMARA Mgmt For For
MARK R. PATTERSON Mgmt For For
LYNNE B. SAGALYN Mgmt For For
THOMAS W. TOOMEY Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 933923547
--------------------------------------------------------------------------------------------------------------------------
Security: 917286106
Meeting Type: Annual
Meeting Date: 26-Mar-2014
Ticker: UBP
ISIN: US9172861067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN J. BANNON Mgmt For For
RICHARD GRELLIER Mgmt For For
CHARLES D. URSTADT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PKF O'CONNOR Mgmt For For
DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP,
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ONE
YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO AMEND THE COMPANY'S RESTRICTED STOCK Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 933923547
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 26-Mar-2014
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN J. BANNON Mgmt For For
RICHARD GRELLIER Mgmt For For
CHARLES D. URSTADT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PKF O'CONNOR Mgmt For For
DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP,
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ONE
YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO AMEND THE COMPANY'S RESTRICTED STOCK Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933964430
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS
1.2 PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt For For
THE SAID FISCAL YEAR
1.3 APPOINTMENT OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
1.4 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL
1.5 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt For For
SENIOR MANAGEMENT AND FISCAL COUNCIL
MEMBERS FOR THE FISCAL YEAR OF 2014
2.1 PROPOSAL OF THE CANCELLATION OF 39,536,080 Mgmt For For
COMMON SHARES AND 81,451,900 PREFERRED
CLASS "A" SHARES
2.2 PROPOSAL TO INCREASE THE SHARE CAPITAL OF Mgmt For For
VALE, WITHOUT ISSUANCE OF NEW SHARES, IN
THE TOTAL AMOUNT OF R$2,300,000,000.00,
THROUGH THE CAPITALIZATION OF (I) INCOME
TAX INCENTIVE RESERVE RELATED TO THE SUDAM
AND SUDENE AREAS AS OF DECEMBER 31, 2012,
AND (II) PART OF THE PROFIT RESERVE FOR
EXPANSION/INVESTMENTS
2.3 AMENDMENT OF CAPUT OF ARTICLE 5TH OF VALE'S Mgmt For For
BYLAWS IN ORDER TO REFLECT THE PROPOSALS OF
ITEMS 2.1 AND 2.2 ABOVE
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. �� Agenda Number: 933919675
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 17-Mar-2014
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE S. ABRAMS Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
THOMAS E. DOOLEY Mgmt For For
C. FALCONE SORRELL Mgmt For For
ALAN C. GREENBERG Mgmt For For
ROBERT K. KRAFT Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
DEBORAH NORVILLE Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
SHARI REDSTONE Mgmt For For
SUMNER M. REDSTONE Mgmt For For
FREDERIC V. SALERNO Mgmt For For
WILLIAM SCHWARTZ Mgmt For For
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF VIACOM
INC., AS DESCRIBED IN THE "EXECUTIVE
COMPENSATION" SECTION OF THE 2014 PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933975786
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL LYNNE Mgmt For For
DAVID MANDELBAUM Mgmt For For
DANIEL R. TISCH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
MAJORITY VOTING.
5 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.
6 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
ESTABLISHING ONE CLASS OF TRUSTEES TO BE
ELECTED ANNUALLY.
7 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTING THE ACCELERATION OF EQUITY
AWARDS FOLLOWING A CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST Agenda Number: 933958261
--------------------------------------------------------------------------------------------------------------------------
Security: 939653101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WRE
ISIN: US9396531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: EDWARD S. CIVERA Mgmt For For
1.2 ELECTION OF TRUSTEE: WENDELIN A. WHITE Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS (SAY-ON-PAY)
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933965999
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1.2 ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1.4 ELECTION OF DIRECTOR: PATRICK J. CONNOLLY Mgmt For For
1.5 ELECTION OF DIRECTOR: ADRIAN T. DILLON Mgmt For For
1.6 ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1.7 ELECTION OF DIRECTOR: TED W. HALL Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL R. LYNCH Mgmt For For
1.9 ELECTION OF DIRECTOR: LORRAINE TWOHILL Mgmt For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2015
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933958970
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE WYNN RESORTS, LIMITED 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
DIRECTOR QUALIFICATION BYLAW AMENDMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
SHORT-TERM TREASURY PORTFOLIO
-----------------------------------------------------------------------------------------------------------
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
VERSATILE BOND PORTFOLIO
-----------------------------------------------------------------------------------------------------------
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Permanent Portfolio Family of Funds, Inc.
/s/ Michael J. Cuggino
By: Michael J. Cuggino, President
Date: July 25, 2014
