UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-03379 |
PERMANENT PORTFOLIO FAMILY OF FUNDS | |
| |
(Exact Name of Registrant as specified in charter) | |
600 Montgomery Street, Suite 4100, San Francisco, California 94111 | |
| |
(Address of Principal Executive Offices) (Zip Code) | |
MICHAEL J. CUGGINO, 600 Montgomery Street, Suite 4100, San Francisco, California 94111 | |
| |
(Name and Address of Agent For Service) | |
| |
Registrant’s telephone number, including area code: | (415) 398-8000 |
| |
Date of fiscal year end: | January 31 |
| |
Date of reporting period: | June 30, 2017 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
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AGILENT TECHNOLOGIES, INC. Agenda Number: 934524934
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 15-Mar-2017
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI KUNZ Mgmt For For
1.2 ELECTION OF DIRECTOR: SUE H. RATAJ Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. SCANGOS, Mgmt For For
PHD
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934513424
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Security: 009158106
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN K. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES I. COGUT Mgmt For For
1C ELECTION OF DIRECTOR: SEIFI GHASEMI Mgmt For For
1D ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt �� For For
1E ELECTION OF DIRECTOR: DAVID H. Y. HO Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1H ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year For
OFFICER COMPENSATION.
4 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
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AMGEN INC. Agenda Number: 934569039
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1C. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1D. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1E. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1F. ELECTION OF DIRECTOR: MR. FRED HASSAN Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: MR. CHARLES M. Mgmt For For
HOLLEY, JR.
1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K. ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN Mgmt For For
1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt For For
WILLIAMS
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER VOTES TO APPROVE EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL TO ADOPT MAJORITY Shr Against For
VOTES CAST STANDARD FOR MATTERS PRESENTED
BY STOCKHOLDERS.
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AUTODESK, INC. Agenda Number: 934613022
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: JEFF CLARKE Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT FERGUSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1F. ELECTION OF DIRECTOR: RICK HILL Mgmt For For
1G. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1H. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1J. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE FREQUENCY WITH WHICH Mgmt 1 Year For
STOCKHOLDERS ARE PROVIDED AN ADVISORY
(NON-BINDING) VOTE ON THE COMPENSATION OF
AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS.
5. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUTODESK, INC. 1998 EMPLOYEE QUALIFIED
STOCK PURCHASE PLAN.
6. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUTODESK, INC. 2012 EMPLOYEE STOCK PLAN
TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN BY 12.2 MILLION
SHARES AND RE-APPROVE PERFORMANCE GOALS.
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BAKER HUGHES INCORPORATED Agenda Number: 934542893
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1E. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For �� For
1G. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1H. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1J. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1L. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
HOLDING OF AN ADVISORY VOTE ON THE
EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
5. A STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR ALL NON-BINDING
STOCKHOLDER PROPOSALS.
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BAKER HUGHES INCORPORATED Agenda Number: 934641451
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Special
Meeting Date: 30-Jun-2017
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE TRANSACTION Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 30, 2016, AS AMENDED BY THE
AMENDMENT TO TRANSACTION AGREEMENT AND PLAN
OF MERGER, DATED AS OF MARCH 27, 2017,
AMONG GENERAL ELECTRIC COMPANY, BAKER
HUGHES INCORPORATED ("BAKER HUGHES") AND
CERTAIN SUBSIDIARIES OF BAKER HUGHES (THE
"TRANSACTION AGREEMENT") AND THEREBY
APPROVE THE TRANSACTIONS CONTEMPLATED
THEREIN, INCLUDING THE MERGERS (AS DEFINED
THEREIN) (THE "TRANSACTIONS").
2. A PROPOSAL TO ADJOURN BAKER HUGHES' SPECIAL Mgmt For For
MEETING IF BAKER HUGHES DETERMINES IT IS
NECESSARY OR ADVISABLE TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE TRANSACTION
AGREEMENT.
3. A PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT WILL
OR MAY BECOME PAYABLE TO BAKER HUGHES'
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE TRANSACTIONS.
4. A PROPOSAL TO APPROVE AND ADOPT THE BEAR Mgmt For For
NEWCO, INC. 2017 LONG-TERM INCENTIVE PLAN.
5. A PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE EXECUTIVE OFFICER PERFORMANCE GOALS.
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CALATLANTIC GROUP, INC. Agenda Number: 934553202
--------------------------------------------------------------------------------------------------------------------------
Security: 128195104
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: CAA
ISIN: US1281951046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. CHOATE Mgmt For For
DOUGLAS C. JACOBS Mgmt For For
WILLIAM L. JEWS Mgmt For For
DAVID J. MATLIN Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
LARRY T. NICHOLSON Mgmt For For
PETER SCHOELS Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
SCOTT D. STOWELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS (COMMONLY REFERRED TO AS "SAY ON
PAY").
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CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt For For
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
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COSTCO WHOLESALE CORPORATION Agenda Number: 934514072
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD A. GALANTI Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
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FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
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FEDEX CORPORATION Agenda Number: 934470218
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 26-Sep-2016
Ticker: FDX
ISIN: US31428X1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1E. ELECTION OF DIRECTOR: KIMBERLY A. JABAL Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITY AND EXPENDITURE REPORT.
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTE-COUNTING.
6. STOCKHOLDER PROPOSAL REGARDING HOLY LAND Shr Against For
PRINCIPLES.
7. STOCKHOLDER PROPOSAL REGARDING APPLICATION Shr Against For
OF COMPANY NON-DISCRIMINATION POLICIES IN
STATES WITH PRO-DISCRIMINATION LAWS.
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FIRST REPUBLIC BANK Agenda Number: 934551575
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: FRC
ISIN: US33616C1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES H. HERBERT, II Mgmt For For
1B. ELECTION OF DIRECTOR: KATHERINE Mgmt For For
AUGUST-DEWILDE
1C. ELECTION OF DIRECTOR: THOMAS J. BARRACK, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: L. MARTIN GIBBS Mgmt For For
1F. ELECTION OF DIRECTOR: BORIS GROYSBERG Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. JOYNER Mgmt For For
1I. ELECTION OF DIRECTOR: REYNOLD LEVY Mgmt For For
1J. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE G.C. PARKER Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL SPIELMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2017.
3. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
OMNIBUS AWARD PLAN.
5. TO DETERMINE, BY ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE VOTES
APPROVING COMPENSATION OF OUR EXECUTIVE
OFFICERS ("SAY ON PAY" VOTES).
6. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
7. SHAREHOLDER PROPOSAL REQUESTING FIRST Shr Against For
REPUBLIC BANK TO PREPARE AN EMPLOYMENT
DIVERSITY REPORT.
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FLUOR CORPORATION Agenda Number: 934544429
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY. Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL J. LOCKLEAR Mgmt For For
III
1G. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. THE APPROVAL OF THE FLUOR CORPORATION 2017 Mgmt For For
PERFORMANCE INCENTIVE PLAN.
5. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
6. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
GREENHOUSE GAS EMISSIONS REDUCTION GOALS.
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FREEPORT-MCMORAN INC. Agenda Number: 934593888
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. ADKERSON Mgmt For For
GERALD J. FORD Mgmt For For
LYDIA H. KENNARD Mgmt For For
ANDREW LANGHAM Mgmt For For
JON C. MADONNA Mgmt For For
COURTNEY MATHER Mgmt For For
DUSTAN E. MCCOY Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
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GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 934541841
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 29-Apr-2017
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TROY ALSTEAD Mgmt For For
R. JOHN ANDERSON Mgmt For For
MICHAEL J. CAVE Mgmt For For
ALLAN GOLSTON Mgmt For For
MATTHEW S. LEVATICH Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
BRIAN R. NICCOL Mgmt For For
MARYROSE T. SYLVESTER Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO CONSIDER THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 934553339
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS BECH Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE DAMIRIS Mgmt For For
1C. ELECTION OF DIRECTOR: LELDON ECHOLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN HARDAGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL JENNINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT KOSTELNIK Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL ROSE Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 934548996
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GRIFFITH �� Mgmt For For
1D. ELECTION OF DIRECTOR: JAY L. HENDERSON Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1K. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
ITW'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
5. A NON-BINDING STOCKHOLDER PROPOSAL, IF Shr Against For
PRESENTED AT THE MEETING, TO PERMIT
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934581908
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
CATHERINE P. LEGO Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION VOTES. UNINSTRUCTED SHARES
WILL BE VOTED FOR 3 YEARS.
4. RATIFY DELOITTE & TOUCHE LLP AS IPG'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 934552577
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Special
Meeting Date: 25-Apr-2017
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 3, 2016, BY AND AMONG HENDERSON
GROUP PLC, A COMPANY INCORPORATED AND
REGISTERED IN JERSEY, CHANNEL ISLANDS,
HORIZON ORBIT CORP., A DELAWARE CORPORATION
AND A DIRECT AND WHOLLY OWNED SUBSIDIARY OF
HENDERSON, AND JANUS CAPITAL GROUP INC., A
DELAWARE CORPORATION, A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY
STATEMENT/PROSPECTUS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATORY ARRANGEMENTS
WITH JANUS NAMED EXECUTIVE OFFICERS. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
JANUS'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER (THE "JANUS COMPENSATION PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
IMPLEMENTING THE SHARE CONSOLIDATION OF
HENDERSON ORDINARY SHARES AT A RATIO OF ONE
NEW JANUS HENDERSON ORDINARY SHARE (OR CDI)
FOR EVERY 10 HENDERSON ORDINARY SHARES (OR
CDIS, AS APPLICABLE) OUTSTANDING, TO BE
IMPLEMENTED EFFECTIVE UPON THE CLOSING OF
THE MERGER.
4. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
INCREASING THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY FROM 274,363,847.00 TO
$720,000,000.
5. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING PREEMPTIVE RIGHTS FOR JANUS
HENDERSON SHAREHOLDERS ON NEW ISSUANCES OF
JANUS HENDERSON ORDINARY SHARES.
6. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING THE REQUIREMENT THAT THE JANUS
HENDERSON BOARD SEEK THE APPROVAL OF JANUS
HENDERSON SHAREHOLDERS TO ISSUE JANUS
HENDERSON ORDINARY SHARES.
7. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REQUIRING DIRECTORS OF JANUS HENDERSON TO
BE RE-ELECTED AT EACH ANNUAL JANUS
HENDERSON SHAREHOLDER MEETING (TOGETHER
WITH PROPOSALS 3 THROUGH 6, THE "AMENDMENT
PROPOSALS").
8. ADJOURNMENT OF THE JANUS SPECIAL MEETING. Mgmt For For
TO CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE JANUS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE JANUS
MERGER PROPOSAL (THE "JANUS ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 934579573
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1B. ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES DOLCE Mgmt For For
1E. ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT KRIENS Mgmt For For
1G. ELECTION OF DIRECTOR: RAHUL MERCHANT Mgmt For For
1H. ELECTION OF DIRECTOR: RAMI RAHIM Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. STENSRUD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE JUNIPER NETWORKS, INC. 2015 EQUITY
INCENTIVE PLAN.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE JUNIPER NETWORKS, INC. 2008 EMPLOYEE
STOCK PURCHASE PLAN.
5. APPROVE A CERTIFICATE OF AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
6. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
7. APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
8. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO ANNUALLY DISCLOSE EEO-1
DATA.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934571250
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. DRUTEN Mgmt For For
1.3 ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For
1.7 ELECTION OF DIRECTOR: PATRICK J. Mgmt For For
OTTENSMEYER
1.8 ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL OF THE KANSAS CITY SOUTHERN 2017 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2016 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
6. APPROVAL OF A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING AMENDMENTS TO THE COMPANY'S
PROXY ACCESS BYLAW PROVISION.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934568467
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: GARY M. CROSBY Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: CARLTON L. HIGHSMITH Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1L. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1M. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1O. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1P. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL SEEKING AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934547704
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE A. CARLSON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1H. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY)
4. ADVISORY VOTE ON FREQUENCY OF HOLDING VOTES Mgmt 1 Year For
ON SAY-ON-PAY
5. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CORPORATION ADOPT THE HOLY LAND PRINCIPLES
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934579458
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: ALISTAIR DARLING Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS M. NALLY Mgmt For For
1J. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For
1N. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
4. TO VOTE ON THE FREQUENCY OF HOLDING A Mgmt �� 1 Year For
NONBINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS DISCLOSED IN
THE PROXY STATEMENT (NON-BINDING ADVISORY
VOTE)
5. TO APPROVE THE AMENDED AND RESTATED EQUITY Mgmt For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES AND TO EXTEND
THE TERM
6. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
7. SHAREHOLDER PROPOSAL REGARDING A CHANGE IN Shr Against For
THE TREATMENT OF ABSTENTIONS FOR PURPOSES
OF VOTE-COUNTING
8. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For
PROHIBIT VESTING OF DEFERRED EQUITY AWARDS
FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER
GOVERNMENT SERVICE
--------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda Number: 934568912
--------------------------------------------------------------------------------------------------------------------------
Security: 651290108
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: NFX
ISIN: US6512901082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE K. BOOTHBY Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA J. GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER B. PLANK Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. RICKS Mgmt For For
1F. ELECTION OF DIRECTOR: JUANITA M. ROMANS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN W. SCHANCK Mgmt For For
1H. ELECTION OF DIRECTOR: J. TERRY STRANGE Mgmt For For
1I. ELECTION OF DIRECTOR: J. KENT WELLS Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt 1 Year For
FREQUENCY OF FUTURE "SAY- ON-PAY" VOTES.
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR FISCAL 2017.
5. APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY 2017 OMNIBUS INCENTIVE PLAN.
6. APPROVAL OF MATERIAL TERMS OF THE 2017 Mgmt For For
OMNIBUS INCENTIVE PLAN TO COMPLY WITH THE
STOCKHOLDER APPROVAL REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
7. APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY AMENDED AND RESTATED 2010 EMPLOYEE
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934556828
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. DEMPSEY Mgmt For For
JOHN J. FERRIOLA Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES PH.D Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
LAURETTE T. KOELLNER Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION IN
2016
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REGARDING NUCOR'S Shr Against For
LOBBYING AND CORPORATE SPENDING ON
POLITICAL CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS (GHG) EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 934561792
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. PARKER, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY G. RICH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
4. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
ON WHETHER STOCKHOLDERS SHOULD VOTE, ON A
NON-BINDING ADVISORY BASIS, ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS EVERY ONE, TWO, OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 934486348
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 26-Oct-2016
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE C. BANKS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. BOHN Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA S. HARTY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS-PETER MULLER Mgmt For For
1G. ELECTION OF DIRECTOR: CANDY M. OBOURN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH SCAMINACE Mgmt For For
1I. ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT Mgmt For For
1J. ELECTION OF DIRECTOR: AKE SVENSSON Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. VERRIER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES L. WAINSCOTT Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS L. WILLIAMS Mgmt For For
2. APPROVAL TO AMEND OUR CODE OF REGULATIONS Mgmt For For
TO ESTABLISH PROCEDURES FOR ADVANCE NOTICE
OF DIRECTOR NOMINATIONS AND OTHER BUSINESS
AT SHAREHOLDER MEETINGS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
4. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5. APPROVAL OF THE PARKER-HANNIFIN CORPORATION Mgmt For For
2016 OMNIBUS STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934522435
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For
VINCIQUERRA
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr For Against
ACCESS PROVISION OF OUR AMENDED AND
RESTATED BYLAWS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 934550080
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT J. ECK Mgmt For For
1B. ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL F. HILTON Mgmt For For
1D. ELECTION OF DIRECTOR: TAMARA L. LUNDGREN Mgmt For For
1E. ELECTION OF DIRECTOR: ABBIE J. SMITH Mgmt For For
1F. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. A SHAREHOLDER PROPOSAL TO PERMIT Shr Against For
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 934524047
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 06-Mar-2017
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CLARKE Mgmt For For
1B. ELECTION OF DIRECTOR: EUGENE A. DELANEY Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: RITA S. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SANMINA
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
3. TO APPROVE THE RESERVATION OF 1,800,000 Mgmt For For
SHARES OF COMMON STOCK FOR ISSUANCE UNDER
THE 2009 INCENTIVE PLAN OF SANMINA
CORPORATION.
4. TO APPROVE, ON AN ADVISORY (NON BINDING) Mgmt For For
BASIS, THE COMPENSATION OF SANMINA
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934574193
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1C. ELECTION OF DIRECTOR: L. DUGLE Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: W. FREDA Mgmt For �� For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: S. O'SULLIVAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RECOMMEND, BY ADVISORY PROPOSAL, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE 2017 STOCK INCENTIVE PLAN. Mgmt For For
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934563873
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
3. FREQUENCY OF ADVISORY VOTE ON NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE Shr Against For
OF LOBBYING POLICY, PROCEDURES AND
OVERSIGHT; LOBBYING EXPENDITURES; AND
PARTICIPATION IN ORGANIZATIONS ENGAGED IN
LOBBYING
6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A PROXY ACCESS BYLAW FOR DIRECTOR
NOMINATIONS BY STOCKHOLDERS
8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY Shr Against For
VOTE TABULATION FOR ALL NON-BINDING MATTERS
PRESENTED BY STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 934569712
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NANCY E. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1D. ELECTION OF DIRECTOR: DENISE C. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES ("JOC") C. Mgmt For For
O'ROURKE
1I. ELECTION OF DIRECTOR: JAMES L. POPOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. SEIBERT Mgmt For For
1L. ELECTION OF DIRECTOR: KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2017
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934523437
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt Against Against
1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO AMEND THE COMPANY'S
BYLAWS RELATING TO PROXY ACCESS TO INCREASE
THE NUMBER OF PERMITTED NOMINEES, REMOVE
THE LIMIT ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE THE
LIMITATION ON RENOMINATION OF PERSONS BASED
ON VOTES IN A PRIOR ELECTION.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 934590868
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN A. PLANK Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DOUGLAS E. COLTHARP Mgmt For For
ANTHONY W. DEERING Mgmt For For
JERRI L. DEVARD Mgmt For For
KAREN W. KATZ Mgmt For For
A.B. KRONGARD Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
ERIC T. OLSON Mgmt For For
HARVEY L. SANDERS Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES AS DISCLOSED
IN THE "EXECUTIVE COMPENSATION" SECTION OF
THE PROXY STATEMENT, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS AND
TABLES.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
VERSUM MATERIALS, INC. Agenda Number: 934526229
--------------------------------------------------------------------------------------------------------------------------
Security: 92532W103
Meeting Type: Annual
Meeting Date: 21-Mar-2017
Ticker: VSM
ISIN: US92532W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEIFI GHASEMI Mgmt For For
GUILLERMO NOVO Mgmt For For
JACQUES CROISETIERE Mgmt For For
DR. YI HYON PAIK Mgmt For For
THOMAS J. RIORDAN Mgmt For For
SUSAN C. SCHNABEL Mgmt For For
ALEJANDRO D. WOLFF Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2017.
3. APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
4. RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
WHETHER A NON-BINDING STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS (SAY-ON-FREQUENCY).
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 934516444
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 06-Feb-2017
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. BAKISH Mgmt For For
C. FALCONE SORRELL Mgmt For For
KENNETH B. LERER Mgmt For For
THOMAS J. MAY Mgmt For For
JUDITH A. MCHALE Mgmt For For
RONALD L. NELSON Mgmt For For
DEBORAH NORVILLE Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
SHARI REDSTONE Mgmt For For
NICOLE SELIGMAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION."
3. ADVISORY APPROVAL OF THE FREQUENCY OF THE Mgmt 1 Year Against
STOCKHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. THE APPROVAL OF THE VIACOM INC. SENIOR Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN, AS
AMENDED AND RESTATED EFFECTIVE DECEMBER 12,
2016.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 934593523
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1.2 ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1.5 ELECTION OF DIRECTOR: GRACE PUMA Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTIANA SMITH SHI Mgmt For For
1.7 ELECTION OF DIRECTOR: SABRINA SIMMONS Mgmt For For
1.8 ELECTION OF DIRECTOR: JERRY D. STRITZKE Mgmt For For
1.9 ELECTION OF DIRECTOR: FRITS D. VAN Mgmt For For
PAASSCHEN
2. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
5. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S BYLAWS TO PROVIDE FOR PROXY
ACCESS
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 934538731
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 21-Apr-2017
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt No vote
CLARK T. RANDT, JR. Mgmt No vote
D. BOONE WAYSON Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt No vote
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
5. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr No vote
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 934524934
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 15-Mar-2017
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI KUNZ Mgmt For For
1.2 ELECTION OF DIRECTOR: SUE H. RATAJ Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. SCANGOS, Mgmt For For
PHD
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934513424
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN K. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES I. COGUT Mgmt For For
1C ELECTION OF DIRECTOR: SEIFI GHASEMI Mgmt For For
1D ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1E ELECTION OF DIRECTOR: DAVID H. Y. HO Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1H ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year For
OFFICER COMPENSATION.
4 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 934537260
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. ALLEN DOANE Mgmt For For
DAVID C. HULIHEE Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 934569039
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1C. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1D. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1E. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1F. ELECTION OF DIRECTOR: MR. FRED HASSAN Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: MR. CHARLES M. Mgmt For For
HOLLEY, JR.
1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K. ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN Mgmt For For
1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt For For
WILLIAMS
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER VOTES TO APPROVE EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL TO ADOPT MAJORITY Shr Against For
VOTES CAST STANDARD FOR MATTERS PRESENTED
BY STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 934551006
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: ANNELL R. BAY Mgmt For For
2. ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV Mgmt For For
3. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For
4. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For
5. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
6. ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
7. ELECTION OF DIRECTOR: PETER A. RAGAUSS Mgmt For For
8. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS.
9. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
APACHE'S NAMED EXECUTIVE OFFICERS.
10. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
TO APPROVE COMPENSATION OF APACHE'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 934613022
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: JEFF CLARKE Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT FERGUSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1F. ELECTION OF DIRECTOR: RICK HILL Mgmt For For
1G. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1H. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1I. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1J. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE FREQUENCY WITH WHICH Mgmt 1 Year For
STOCKHOLDERS ARE PROVIDED AN ADVISORY
(NON-BINDING) VOTE ON THE COMPENSATION OF
AUTODESK, INC.'S NAMED EXECUTIVE OFFICERS.
5. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUTODESK, INC. 1998 EMPLOYEE QUALIFIED
STOCK PURCHASE PLAN.
6. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AUTODESK, INC. 2012 EMPLOYEE STOCK PLAN
TO INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN BY 12.2 MILLION
SHARES AND RE-APPROVE PERFORMANCE GOALS.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 934584106
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYN F. AEPPEL Mgmt For For
1B. ELECTION OF DIRECTOR: TERRY S. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN B. BUCKELEW Mgmt For For
1D. ELECTION OF DIRECTOR: RONALD L. HAVNER, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. LIEB Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON Mgmt For For
1G. ELECTION OF DIRECTOR: PETER S. RUMMELL Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN SWANEZY Mgmt For For
1J. ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE THE COMPANY'S SECOND AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
4. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO CAST A NON-BINDING ADVISORY VOTE AS TO Mgmt 1 Year For
FREQUENCY OF FUTURE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 934542893
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1E. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1G. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1H. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1J. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1L. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
HOLDING OF AN ADVISORY VOTE ON THE
EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
5. A STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR ALL NON-BINDING
STOCKHOLDER PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 934641451
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Special
Meeting Date: 30-Jun-2017
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE TRANSACTION Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 30, 2016, AS AMENDED BY THE
AMENDMENT TO TRANSACTION AGREEMENT AND PLAN
OF MERGER, DATED AS OF MARCH 27, 2017,
AMONG GENERAL ELECTRIC COMPANY, BAKER
HUGHES INCORPORATED ("BAKER HUGHES") AND
CERTAIN SUBSIDIARIES OF BAKER HUGHES (THE
"TRANSACTION AGREEMENT") AND THEREBY
APPROVE THE TRANSACTIONS CONTEMPLATED
THEREIN, INCLUDING THE MERGERS (AS DEFINED
THEREIN) (THE "TRANSACTIONS").
2. A PROPOSAL TO ADJOURN BAKER HUGHES' SPECIAL Mgmt For For
MEETING IF BAKER HUGHES DETERMINES IT IS
NECESSARY OR ADVISABLE TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE TRANSACTION
AGREEMENT.
3. A PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT WILL
OR MAY BECOME PAYABLE TO BAKER HUGHES'
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE TRANSACTIONS.
4. A PROPOSAL TO APPROVE AND ADOPT THE BEAR Mgmt For For
NEWCO, INC. 2017 LONG-TERM INCENTIVE PLAN.
5. A PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
THE EXECUTIVE OFFICER PERFORMANCE GOALS.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 934485978
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 17-Nov-2016
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2016 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP BILLITON
2. TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP Mgmt For For
BILLITON PLC
3. TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE THE REMUNERATION OF THE AUDITOR OF
BHP BILLITON PLC
4. TO RENEW THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP BILLITON PLC
5. TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
6. TO APPROVE THE REPURCHASE OF SHARES IN BHP Mgmt For For
BILLITON PLC
7. TO APPROVE THE 2016 REMUNERATION REPORT Mgmt For For
OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY
8. TO APPROVE THE 2016 REMUNERATION REPORT Mgmt For For
9. TO APPROVE THE GRANT TO THE EXECUTIVE Mgmt For For
DIRECTOR
10. TO ELECT KEN MACKENZIE AS A DIRECTOR OF BHP Mgmt For For
BILLITON
11. TO RE-ELECT MALCOLM BRINDED AS A DIRECTOR Mgmt For For
OF BHP BILLITON
12. TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON
13. TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP Mgmt For For
BILLITON
14. TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP Mgmt For For
BILLITON
15. TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON
16. TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR Mgmt For For
OF BHP BILLITON
17. TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR Mgmt For For
OF BHP BILLITON
18. TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF Mgmt For For
BHP BILLITON
19. TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF Mgmt For For
BHP BILLITON
20. TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP Mgmt For For
BILLITON
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 934586578
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt For For
1B. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL B. EINIGER Mgmt For For
1D. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1E. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1F. ELECTION OF DIRECTOR: DOUGLAS T. LINDE Mgmt For For
1G. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1H. ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1I. ELECTION OF DIRECTOR: OWEN D. THOMAS Mgmt For For
1J. ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. TWARDOCK Mgmt For For
2. TO APPROVE, BY NON-BINDING, ADVISORY Mgmt For For
RESOLUTION, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF HOLDING THE ADVISORY VOTE
ON THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 934594917
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT.
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
4. TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt For For
5. TO RE-ELECT DR B GILVARY AS A DIRECTOR. Mgmt For For
6. TO ELECT MR N S ANDERSEN AS A DIRECTOR. Mgmt For For
7. TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt For For
8. TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. Mgmt For For
9. TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR.
10. TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt For For
11. TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR.
12. TO ELECT MS M B MEYER AS A DIRECTOR. Mgmt For For
13. TO RE-ELECT MR B R NELSON AS A DIRECTOR. Mgmt For For
14. TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR. Mgmt For For
15. TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR. Mgmt For For
16. TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt For For
17. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
18. TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE.
19. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT.
20. SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
21. SPECIAL RESOLUTION: TO GIVE ADDITIONAL Mgmt For For
AUTHORITY TO ALLOT A LIMITED NUMBER OF
SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS.
22. SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
23. SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
CALATLANTIC GROUP, INC. Agenda Number: 934553202
--------------------------------------------------------------------------------------------------------------------------
Security: 128195104
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: CAA
ISIN: US1281951046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. CHOATE Mgmt For For
DOUGLAS C. JACOBS Mgmt For For
WILLIAM L. JEWS Mgmt For For
DAVID J. MATLIN Mgmt For For
ROBERT E. MELLOR Mgmt For For
NORMAN J. METCALFE Mgmt For For
LARRY T. NICHOLSON Mgmt For For
PETER SCHOELS Mgmt For For
CHARLOTTE ST. MARTIN Mgmt For For
SCOTT D. STOWELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS (COMMONLY REFERRED TO AS "SAY ON
PAY").
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 934566336
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
IAN BRUCE Mgmt For For
DANIEL CAMUS Mgmt For For
JOHN CLAPPISON Mgmt For For
DONALD DERANGER Mgmt For For
CATHERINE GIGNAC Mgmt For For
TIM GITZEL Mgmt For For
JIM GOWANS Mgmt For For
KATHRYN JACKSON Mgmt For For
DON KAYNE Mgmt For For
ANNE MCLELLAN Mgmt For For
NEIL MCMILLAN Mgmt For For
B APPOINT KPMG LLP AS AUDITORS Mgmt For For
C BE IT RESOLVED THAT, ON AN ADVISORY BASIS Mgmt For For
AND NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
FOR EXECUTIVE COMPENSATION, THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2017 ANNUAL
MEETING OF SHAREHOLDERS.
D YOU DECLARE THAT THE SHARES REPRESENTED BY Mgmt Abstain Against
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED BELOW. IF THE SHARES ARE
HELD IN THE NAMES OF TWO OR MORE PEOPLE,
YOU DECLARE THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" = YES,
"ABSTAIN" = NO "AGAINST" WILL BE TREATED AS
NOT MARKED
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 934566704
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
DAVID A. TUER Mgmt For For
ANNETTE M. VERSCHUREN Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION Agenda Number: 934579559
--------------------------------------------------------------------------------------------------------------------------
Security: 124857103
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: CBSA
ISIN: US1248571036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. ANDELMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. CALIFANO, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: WILLIAM S. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA M. GRIEGO Mgmt For For
1I. ELECTION OF DIRECTOR: ARNOLD KOPELSON Mgmt For For
1J. ELECTION OF DIRECTOR: MARTHA L. MINOW Mgmt For For
1K. ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1L. ELECTION OF DIRECTOR: DOUG MORRIS Mgmt For For
1M. ELECTION OF DIRECTOR: SHARI REDSTONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2017.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
AN ADVISORY VOTE ON THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt For For
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION �� Agenda Number: 934581732
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For
1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
5. REPORT ON LOBBYING Shr Against For
6. REPORT ON FEASIBILITY OF POLICY ON NOT Shr Against For
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For
8. REPORT ON TRANSITION TO A LOW CARBON Shr Against For
ECONOMY
9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr Against For
10. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934558769
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ARJUN N. MURTI Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. REPORT ON EXECUTIVE COMPENSATION ALIGNMENT Shr Against For
WITH LOW-CARBON SCENARIOS.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 934551501
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: OFC
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN E. BUDORICK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. DENTON, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: PHILIP L. HAWKINS Mgmt For For
1E. ELECTION OF DIRECTOR: ELIZABETH A. HIGHT Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID M. JACOBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN D. KESLER Mgmt For For
1H. ELECTION OF DIRECTOR: C. TAYLOR PICKETT Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD SZAFRANSKI Mgmt For For
2. APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
DECLARATION OF TRUST GRANTING SHAREHOLDERS
THE RIGHT TO AMEND COMPANY'S BYLAWS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. VOTE, ON AN ADVISORY BASIS, ON FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
5. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. APPROVE THE 2017 OMNIBUS EQUITY AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934514072
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD A. GALANTI Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934603235
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
DAVID A. HAGER Mgmt For For
ROBERT H. HENRY Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2017.
5. APPROVE THE DEVON ENERGY CORPORATION ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN.
6. APPROVE THE DEVON ENERGY CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN.
7. REPORT ON PUBLIC POLICY ADVOCACY RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
8. ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE Shr Against For
CHANGE POLICIES.
9. REPORT ON LOBBYING POLICY AND ACTIVITY. Shr Against For
10. ASSESSMENT OF BENEFITS AND RISKS OF USING Shr Against For
RESERVE ADDITIONS AS A COMPENSATION METRIC.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 934559379
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-May-2017
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1F. ELECTION OF DIRECTOR: AFSHIN MOHEBBI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK R. PATTERSON Mgmt For For
1H. ELECTION OF DIRECTOR: A. WILLIAM STEIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
4. RECOMMENDATION, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, REGARDING THE FREQUENCY OF HOLDING
FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 934536559
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, Mgmt No vote
III
1B. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt No vote
1C. ELECTION OF DIRECTOR: JAMES B. CONNOR Mgmt No vote
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt No vote
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt No vote
1F. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt No vote
1G. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt No vote
1H. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt No vote
1I. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt No vote
1J. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt No vote
2. TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR 2016.
3. TO VOTE ON AN ADVISORY BASIS ON THE Mgmt No vote
FREQUENCY OF SHAREHOLDER VOTES ON THE
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt No vote
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC. Agenda Number: 934526483
--------------------------------------------------------------------------------------------------------------------------
Security: 294752100
Meeting Type: Special
Meeting Date: 24-Feb-2017
Ticker: EQY
ISIN: US2947521009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER AGREEMENT AND THE Mgmt For For
MERGER. PROPOSAL TO APPROVE THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER
14, 2016, BY AND BETWEEN EQUITY ONE, INC.
AND REGENCY CENTERS CORPORATION AND THE
MERGER OF EQUITY ONE, INC. WITH AND INTO
REGENCY CENTERS CORPORATION, WITH REGENCY
CENTERS CORPORATION CONTINUING AS THE
SURVIVING CORPORATION.
2. ADVISORY VOTE ON MERGER-RELATED Mgmt For For
COMPENSATION FOR EQUITY ONE, INC.'S NAMED
EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, BY
ADVISORY (NONBINDING) VOTE, THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF
EQUITY ONE, INC. IN CONNECTION WITH THE
MERGER.
3. ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
EQUITY ONE, INC. PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE EQUITY ONE, INC. SPECIAL
MEETING FROM TIME TO TIME, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE EQUITY
ONE, INC. MERGER PROPOSAL, IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE SUCH PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 934552844
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH R. GUERICKE Mgmt For For
IRVING F. LYONS, III Mgmt For For
GEORGE M. MARCUS Mgmt For For
GARY P. MARTIN Mgmt For For
ISSIE N. RABINOVITCH Mgmt For For
THOMAS E. ROBINSON Mgmt For For
MICHAEL J. SCHALL Mgmt For For
BYRON A. SCORDELIS Mgmt For For
JANICE L. SEARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934588673
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN K. AVERY Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
ANGELA F. BRALY Mgmt For For
URSULA M. BURNS Mgmt For For
HENRIETTA H. FORE Mgmt For For
KENNETH C. FRAZIER Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
SAMUEL J. PALMISANO Mgmt For For
STEVEN S REINEMUND Mgmt For For
WILLIAM C. WELDON Mgmt For For
DARREN W. WOODS Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
24)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 25)
4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION (PAGE 25)
5. INDEPENDENT CHAIRMAN (PAGE 53) Shr Against For
6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr Against For
7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr Against For
8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr Against For
9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr Against For
10. REPORT ON LOBBYING (PAGE 59) Shr Against For
11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF Shr Against For
INVESTMENT (PAGE 60)
12. REPORT ON IMPACTS OF CLIMATE CHANGE Shr Against For
POLICIES (PAGE 62)
13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 934550244
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: JON E. BORTZ Mgmt For For
1.2 ELECTION OF TRUSTEE: DAVID W. FAEDER Mgmt For For
1.3 ELECTION OF TRUSTEE: ELIZABETH I. HOLLAND Mgmt For For
1.4 ELECTION OF TRUSTEE: GAIL P. STEINEL Mgmt For For
1.5 ELECTION OF TRUSTEE: WARREN M. THOMPSON Mgmt For For
1.6 ELECTION OF TRUSTEE: JOSEPH S. VASSALLUZZO Mgmt For For
1.7 ELECTION OF TRUSTEE: DONALD C. WOOD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. TO HOLD AN ADVISORY VOTE APPROVING THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING FUTURE VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 934470218
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 26-Sep-2016
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1E. ELECTION OF DIRECTOR: KIMBERLY A. JABAL Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITY AND EXPENDITURE REPORT.
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr Against For
MAJORITY VOTE-COUNTING.
6. STOCKHOLDER PROPOSAL REGARDING HOLY LAND Shr Against For
PRINCIPLES.
7. STOCKHOLDER PROPOSAL REGARDING APPLICATION Shr Against For
OF COMPANY NON-DISCRIMINATION POLICIES IN
STATES WITH PRO-DISCRIMINATION LAWS.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 934551575
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES H. HERBERT, II Mgmt For For
1B. ELECTION OF DIRECTOR: KATHERINE Mgmt For For
AUGUST-DEWILDE
1C. ELECTION OF DIRECTOR: THOMAS J. BARRACK, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: L. MARTIN GIBBS Mgmt For For
1F. ELECTION OF DIRECTOR: BORIS GROYSBERG Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. JOYNER Mgmt For For
1I. ELECTION OF DIRECTOR: REYNOLD LEVY Mgmt For For
1J. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE G.C. PARKER Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL SPIELMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2017.
3. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO APPROVE THE FIRST REPUBLIC BANK 2017 Mgmt For For
OMNIBUS AWARD PLAN.
5. TO DETERMINE, BY ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE VOTES
APPROVING COMPENSATION OF OUR EXECUTIVE
OFFICERS ("SAY ON PAY" VOTES).
6. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
7. SHAREHOLDER PROPOSAL REQUESTING FIRST Shr Against For
REPUBLIC BANK TO PREPARE AN EMPLOYMENT
DIVERSITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 934544429
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY. Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL J. LOCKLEAR Mgmt For For
III
1G. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. THE APPROVAL OF THE FLUOR CORPORATION 2017 Mgmt For For
PERFORMANCE INCENTIVE PLAN.
5. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
6. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
GREENHOUSE GAS EMISSIONS REDUCTION GOALS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 934593888
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. ADKERSON Mgmt For For
GERALD J. FORD Mgmt For For
LYDIA H. KENNARD Mgmt For For
ANDREW LANGHAM Mgmt For For
JON C. MADONNA Mgmt For For
COURTNEY MATHER Mgmt For For
DUSTAN E. MCCOY Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For �� For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934558810
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For
2004 EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD TAKE STEPS TO PERMIT STOCKHOLDER
ACTION BY WRITTEN CONSENT.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY THAT THE CHAIRMAN OF
THE BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 934541841
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 29-Apr-2017
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TROY ALSTEAD Mgmt For For
R. JOHN ANDERSON Mgmt For For
MICHAEL J. CAVE Mgmt For For
ALLAN GOLSTON Mgmt For For
MATTHEW S. LEVATICH Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
BRIAN R. NICCOL Mgmt For For
MARYROSE T. SYLVESTER Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO CONSIDER THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 934553339
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS BECH Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE DAMIRIS Mgmt For For
1C. ELECTION OF DIRECTOR: LELDON ECHOLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN HARDAGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL JENNINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT KOSTELNIK Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL ROSE Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 934548996
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1D. ELECTION OF DIRECTOR: JAY L. HENDERSON Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1K. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
ITW'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
5. A NON-BINDING STOCKHOLDER PROPOSAL, IF Shr Against For
PRESENTED AT THE MEETING, TO PERMIT
STOCKHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
INVESTORS REAL ESTATE TRUST Agenda Number: 934464520
--------------------------------------------------------------------------------------------------------------------------
Security: 461730103
Meeting Type: Annual
Meeting Date: 20-Sep-2016
Ticker: IRET
ISIN: US4617301035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: JEFFREY P. CAIRA Mgmt For For
1.2 ELECTION OF TRUSTEE: MICHAEL T. DANCE Mgmt For For
1.3 ELECTION OF TRUSTEE: LINDA J. HALL Mgmt For For
1.4 ELECTION OF TRUSTEE: TERRANCE P. MAXWELL Mgmt For For
1.5 ELECTION OF TRUSTEE: TIMOTHY P. MIHALICK Mgmt For For
1.6 ELECTION OF TRUSTEE: JEFFREY L. MILLER Mgmt For For
1.7 ELECTION OF TRUSTEE: JOHN A. SCHISSEL Mgmt For For
1.8 ELECTION OF TRUSTEE: JOHN D. STEWART Mgmt For For
1.9 ELECTION OF TRUSTEE: JEFFREY K. WOODBURY Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 30, 2017.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934581908
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
CATHERINE P. LEGO Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES. UNINSTRUCTED SHARES
WILL BE VOTED FOR 3 YEARS.
4. RATIFY DELOITTE & TOUCHE LLP AS IPG'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 934552577
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Special
Meeting Date: 25-Apr-2017
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF MERGER AGREEMENT. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 3, 2016, BY AND AMONG HENDERSON
GROUP PLC, A COMPANY INCORPORATED AND
REGISTERED IN JERSEY, CHANNEL ISLANDS,
HORIZON ORBIT CORP., A DELAWARE CORPORATION
AND A DIRECT AND WHOLLY OWNED SUBSIDIARY OF
HENDERSON, AND JANUS CAPITAL GROUP INC., A
DELAWARE CORPORATION, A COPY OF WHICH IS
ATTACHED AS ANNEX A TO THE PROXY
STATEMENT/PROSPECTUS ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF CERTAIN COMPENSATORY ARRANGEMENTS
WITH JANUS NAMED EXECUTIVE OFFICERS. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
JANUS'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER (THE "JANUS COMPENSATION PROPOSAL").
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
IMPLEMENTING THE SHARE CONSOLIDATION OF
HENDERSON ORDINARY SHARES AT A RATIO OF ONE
NEW JANUS HENDERSON ORDINARY SHARE (OR CDI)
FOR EVERY 10 HENDERSON ORDINARY SHARES (OR
CDIS, AS APPLICABLE) OUTSTANDING, TO BE
IMPLEMENTED EFFECTIVE UPON THE CLOSING OF
THE MERGER.
4. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON MEMORANDUM OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON MEMORANDUM OF ASSOCIATION
INCREASING THE AUTHORIZED SHARE CAPITAL OF
THE COMPANY FROM 274,363,847.00 TO
$720,000,000.
5. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING PREEMPTIVE RIGHTS FOR JANUS
HENDERSON SHAREHOLDERS ON NEW ISSUANCES OF
JANUS HENDERSON ORDINARY SHARES.
6. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REMOVING THE REQUIREMENT THAT THE JANUS
HENDERSON BOARD SEEK THE APPROVAL OF JANUS
HENDERSON SHAREHOLDERS TO ISSUE JANUS
HENDERSON ORDINARY SHARES.
7. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF A CERTAIN AMENDMENT TO THE
HENDERSON ARTICLES OF ASSOCIATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE AN AMENDMENT
TO THE HENDERSON ARTICLES OF ASSOCIATION
REQUIRING DIRECTORS OF JANUS HENDERSON TO
BE RE-ELECTED AT EACH ANNUAL JANUS
HENDERSON SHAREHOLDER MEETING (TOGETHER
WITH PROPOSALS 3 THROUGH 6, THE "AMENDMENT
PROPOSALS").
8. ADJOURNMENT OF THE JANUS SPECIAL MEETING. Mgmt For For
TO CONSIDER AND VOTE ON A PROPOSAL TO
ADJOURN THE JANUS SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE JANUS
MERGER PROPOSAL (THE "JANUS ADJOURNMENT
PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 934579573
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1B. ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES DOLCE Mgmt For For
1E. ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT KRIENS Mgmt For For
1G. ELECTION OF DIRECTOR: RAHUL MERCHANT Mgmt For For
1H. ELECTION OF DIRECTOR: RAMI RAHIM Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. STENSRUD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE JUNIPER NETWORKS, INC. 2015 EQUITY
INCENTIVE PLAN.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE JUNIPER NETWORKS, INC. 2008 EMPLOYEE
STOCK PURCHASE PLAN.
5. APPROVE A CERTIFICATE OF AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
6. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
7. APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
8. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO ANNUALLY DISCLOSE EEO-1
DATA.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 934571250
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LU M. CORDOVA Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. DRUTEN Mgmt For For
1.3 ELECTION OF DIRECTOR: TERRENCE P. DUNN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID GARZA-SANTOS Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS A. MCDONNELL Mgmt For For
1.7 ELECTION OF DIRECTOR: PATRICK J. Mgmt For For
OTTENSMEYER
1.8 ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL OF THE KANSAS CITY SOUTHERN 2017 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2016 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. ADVISORY (NON-BINDING) VOTE ON THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
6. APPROVAL OF A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING AMENDMENTS TO THE COMPANY'S
PROXY ACCESS BYLAW PROVISION.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934568467
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES P. COOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: GARY M. CROSBY Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: H. JAMES DALLAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELIZABETH R. GILE Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH ANN M. GILLIS Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. GISEL, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: CARLTON L. HIGHSMITH Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD J. HIPPLE Mgmt For For
1L. ELECTION OF DIRECTOR: KRISTEN L. MANOS Mgmt For For
1M. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEMOS PARNEROS Mgmt For For
1O. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
1P. ELECTION OF DIRECTOR: DAVID K. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL SEEKING AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 934551727
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: PHILIP E. COVIELLO Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD G. DOOLEY Mgmt For For
1D. ELECTION OF DIRECTOR: CONOR C. FLYNN Mgmt For For
1E. ELECTION OF DIRECTOR: JOE GRILLS Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK LOURENSO Mgmt For For
1G. ELECTION OF DIRECTOR: COLOMBE M. NICHOLAS Mgmt For For
1H. ELECTION OF DIRECTOR: MARY HOGAN PREUSSE Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. SALTZMAN Mgmt For For
2. THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES Mgmt 1 Year For
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2017
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 934547704
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE A. CARLSON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1H. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY)
4. ADVISORY VOTE ON FREQUENCY OF HOLDING VOTES Mgmt 1 Year For
ON SAY-ON-PAY
5. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
CORPORATION ADOPT THE HOLY LAND PRINCIPLES
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934579458
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: ALISTAIR DARLING Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS M. NALLY Mgmt For For
1J. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For
1N. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
4. TO VOTE ON THE FREQUENCY OF HOLDING A Mgmt 1 Year For
NONBINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS DISCLOSED IN
THE PROXY STATEMENT (NON-BINDING ADVISORY
VOTE)
5. TO APPROVE THE AMENDED AND RESTATED EQUITY Mgmt For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES AND TO EXTEND
THE TERM
6. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
7. SHAREHOLDER PROPOSAL REGARDING A CHANGE IN Shr Against For
THE TREATMENT OF ABSTENTIONS FOR PURPOSES
OF VOTE-COUNTING
8. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For
PROHIBIT VESTING OF DEFERRED EQUITY AWARDS
FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER
GOVERNMENT SERVICE
--------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda Number: 934568912
--------------------------------------------------------------------------------------------------------------------------
Security: 651290108
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: NFX
ISIN: US6512901082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE K. BOOTHBY Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA J. GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER B. PLANK Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. RICKS Mgmt For For
1F. ELECTION OF DIRECTOR: JUANITA M. ROMANS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN W. SCHANCK Mgmt For For
1H. ELECTION OF DIRECTOR: J. TERRY STRANGE Mgmt For For
1I. ELECTION OF DIRECTOR: J. KENT WELLS Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt 1 Year For
FREQUENCY OF FUTURE "SAY- ON-PAY" VOTES.
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR FISCAL 2017.
5. APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY 2017 OMNIBUS INCENTIVE PLAN.
6. APPROVAL OF MATERIAL TERMS OF THE 2017 Mgmt For For
OMNIBUS INCENTIVE PLAN TO COMPLY WITH THE
STOCKHOLDER APPROVAL REQUIREMENTS OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
7. APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY AMENDED AND RESTATED 2010 EMPLOYEE
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934556828
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. DEMPSEY Mgmt For For
JOHN J. FERRIOLA Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES PH.D Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
LAURETTE T. KOELLNER Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For �� For
AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION IN
2016
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REGARDING NUCOR'S Shr Against For
LOBBYING AND CORPORATE SPENDING ON
POLITICAL CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS (GHG) EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 934609059
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 12-Jun-2017
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEREMY J. MALE Mgmt For For
JOSEPH H. WENDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
OUTFRONT MEDIA INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUTFRONT MEDIA
INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PARKER DRILLING COMPANY Agenda Number: 934561792
--------------------------------------------------------------------------------------------------------------------------
Security: 701081101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: PKD
ISIN: US7010811013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. PARKER, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY G. RICH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
4. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
ON WHETHER STOCKHOLDERS SHOULD VOTE, ON A
NON-BINDING ADVISORY BASIS, ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS EVERY ONE, TWO, OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 934486348
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 26-Oct-2016
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE C. BANKS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. BOHN Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA S. HARTY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS-PETER MULLER Mgmt For For
1G. ELECTION OF DIRECTOR: CANDY M. OBOURN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH SCAMINACE Mgmt For For
1I. ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT Mgmt For For
1J. ELECTION OF DIRECTOR: AKE SVENSSON Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. VERRIER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES L. WAINSCOTT Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS L. WILLIAMS Mgmt For For
2. APPROVAL TO AMEND OUR CODE OF REGULATIONS Mgmt For For
TO ESTABLISH PROCEDURES FOR ADVANCE NOTICE
OF DIRECTOR NOMINATIONS AND OTHER BUSINESS
AT SHAREHOLDER MEETINGS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2017.
4. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
5. APPROVAL OF THE PARKER-HANNIFIN CORPORATION Mgmt For For
2016 OMNIBUS STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 934545661
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
�� APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 934549164
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1E. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID P. O'CONNOR Mgmt For For
1G. ELECTION OF DIRECTOR: OLIVIER PIANI Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR 2016
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934522435
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For
VINCIQUERRA
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr Against For
ACCESS PROVISION OF OUR AMENDED AND
RESTATED BYLAWS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 934545673
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN E. STEIN, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH AZRACK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND L. BANK Mgmt For For
1D. ELECTION OF DIRECTOR: BRYCE BLAIR Mgmt For For
1E. ELECTION OF DIRECTOR: C. RONALD BLANKENSHIP Mgmt For For
1F. ELECTION OF DIRECTOR: MARY LOU FIALA Mgmt For For
1G. ELECTION OF DIRECTOR: CHAIM KATZMAN Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LINNEMAN Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID P. O'CONNOR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN C. SCHWEITZER Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS G. WATTLES Mgmt For For
2. WHETHER AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION WILL OCCUR EVERY 1, 2 OR 3
YEARS.
3. ADOPTION OF AN ADVISORY RESOLUTION Mgmt For For
APPROVING EXECUTIVE COMPENSATION FOR FISCAL
YEAR 2016.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934545786
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 12-Apr-2017
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2016 ANNUAL REPORT Mgmt No vote
2. APPROVAL OF THE DIRECTORS' REPORT ON Mgmt No vote
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER FOR UK PURPOSES
3. APPROVAL OF THE REMUNERATION REPORT FOR Mgmt No vote
AUSTRALIAN PURPOSES
4. APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt No vote
5. TO RE-ELECT MEGAN CLARK AS A DIRECTOR Mgmt No vote
6. TO ELECT DAVID CONSTABLE AS A DIRECTOR Mgmt No vote
7. TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt No vote
8. TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt No vote
9. TO ELECT SIMON HENRY AS A DIRECTOR Mgmt No vote
EFFECTIVE AS OF 1 JULY 2017
10. TO ELECT JEAN-SEBASTIEN JACQUES AS A Mgmt No vote
DIRECTOR
11. TO ELECT SAM LAIDLAW AS A DIRECTOR Mgmt No vote
12. TO RE-ELECT MICHAEL L'ESTRANGE AS A Mgmt No vote
DIRECTOR
13. TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt No vote
14. TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt No vote
15. TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt No vote
16. TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt No vote
17. RE-APPOINTMENT OF AUDITORS Mgmt No vote
18. REMUNERATION OF AUDITORS Mgmt No vote
19. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt No vote
20. GENERAL AUTHORITY TO ALLOT SHARES Mgmt No vote
21. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt No vote
22. AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt No vote
23. NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt No vote
THAN ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 934646261
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Special
Meeting Date: 27-Jun-2017
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORISE THE SALE OF COAL & ALLIED Mgmt For For
INDUSTRIES LIMITED TO YANCOAL AUSTRALIA
LIMITED. THIS IS A RELATED PARTY
TRANSACTION AS DESCRIBED IN THE CIRCULAR
DATED 19 MAY 2017 PROVIDED TO SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 934550080
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT J. ECK Mgmt For For
1B. ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL F. HILTON Mgmt For For
1D. ELECTION OF DIRECTOR: TAMARA L. LUNDGREN Mgmt For For
1E. ELECTION OF DIRECTOR: ABBIE J. SMITH Mgmt For For
1F. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. A SHAREHOLDER PROPOSAL TO PERMIT Shr Against For
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 934524047
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 06-Mar-2017
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CLARKE Mgmt For For
1B. ELECTION OF DIRECTOR: EUGENE A. DELANEY Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: RITA S. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SANMINA
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2017.
3. TO APPROVE THE RESERVATION OF 1,800,000 Mgmt For For
SHARES OF COMMON STOCK FOR ISSUANCE UNDER
THE 2009 INCENTIVE PLAN OF SANMINA
CORPORATION.
4. TO APPROVE, ON AN ADVISORY (NON BINDING) Mgmt For For
BASIS, THE COMPENSATION OF SANMINA
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934574193
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1C. ELECTION OF DIRECTOR: L. DUGLE Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: W. FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: S. O'SULLIVAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RECOMMEND, BY ADVISORY PROPOSAL, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY PROPOSALS ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE 2017 STOCK INCENTIVE PLAN. Mgmt For For
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST Agenda Number: 934514527
--------------------------------------------------------------------------------------------------------------------------
Security: 882610108
Meeting Type: Special
Meeting Date: 12-Jan-2017
Ticker: TPL
ISIN: US8826101086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID E. BARRY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 934563873
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS
3. FREQUENCY OF ADVISORY VOTE ON NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE Shr Against For
OF LOBBYING POLICY, PROCEDURES AND
OVERSIGHT; LOBBYING EXPENDITURES; AND
PARTICIPATION IN ORGANIZATIONS ENGAGED IN
LOBBYING
6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A PROXY ACCESS BYLAW FOR DIRECTOR
NOMINATIONS BY STOCKHOLDERS
8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY Shr Against For
VOTE TABULATION FOR ALL NON-BINDING MATTERS
PRESENTED BY STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 934569712
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NANCY E. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1D. ELECTION OF DIRECTOR: DENISE C. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES ("JOC") C. Mgmt For For
O'ROURKE
1I. ELECTION OF DIRECTOR: JAMES L. POPOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. SEIBERT Mgmt For For
1L. ELECTION OF DIRECTOR: KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2017
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934523437
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt Against Against
1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO AMEND THE COMPANY'S
BYLAWS RELATING TO PROXY ACCESS TO INCREASE
THE NUMBER OF PERMITTED NOMINEES, REMOVE
THE LIMIT ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE THE
LIMITATION ON RENOMINATION OF PERSONS BASED
ON VOTES IN A PRIOR ELECTION.
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 934558858
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHERINE A. Mgmt For For
CATTANACH
1B. ELECTION OF DIRECTOR: ROBERT P. FREEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JON A. GROVE Mgmt For For
1D. ELECTION OF DIRECTOR: MARY ANN KING Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES D. KLINGBEIL Mgmt For For
1F. ELECTION OF DIRECTOR: CLINT D. MCDONNOUGH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. MCNAMARA Mgmt For For
1H. ELECTION OF DIRECTOR: MARK R. PATTERSON Mgmt For For
1I. ELECTION OF DIRECTOR: LYNNE B. SAGALYN Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 934590868
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN A. PLANK Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DOUGLAS E. COLTHARP Mgmt For For
ANTHONY W. DEERING Mgmt For For
JERRI L. DEVARD Mgmt For For
KAREN W. KATZ Mgmt For For
A.B. KRONGARD Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
ERIC T. OLSON Mgmt For For
HARVEY L. SANDERS Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES AS DISCLOSED
IN THE "EXECUTIVE COMPENSATION" SECTION OF
THE PROXY STATEMENT, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS AND
TABLES.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 934526231
--------------------------------------------------------------------------------------------------------------------------
Security: 917286106
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: UBP
ISIN: US9172861067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN J. BANNON Mgmt For For
RICHARD GRELLIER Mgmt For For
CHARLES D. URSTADT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PKF O'CONNOR Mgmt For For
DAVIES, LLP, AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
ONE YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 934526231
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN J. BANNON Mgmt For For
RICHARD GRELLIER Mgmt For For
CHARLES D. URSTADT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF PKF O'CONNOR Mgmt For For
DAVIES, LLP, AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
ONE YEAR.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934467158
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 12-Aug-2016
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RATIFICATION OF THE APPOINTMENT OF AN Mgmt For For
EFFECTIVE AND AN ALTERNATE MEMBERS OF THE
BOARD OF DIRECTORS, ON THE MEETINGS OF THE
BOARD OF DIRECTORS HELD ON 04/27/2016 AND
05/25/2016, RESPECTIVELY, IN ACCORDANCE
WITH THE ARTICLE 11, SECTION 10 OF VALE'S
BY-LAWS.
1.2 PROPOSAL TO INCLUDE A NEW SECTION 4 IN Mgmt For For
ARTICLE 26 OF VALE'S BY-LAWS REGARDING THE
AGE LIMITATION TO THE EXERCISE OF FUNCTIONS
OF MEMBER OF THE EXECUTIVE BOARD OF THE
COMPANY.
1.3 PROPOSAL TO AMEND THE SOLE PARAGRAPH OF Mgmt For For
ARTICLE 9 OF VALE'S BY-LAWS IN ORDER TO
ESTABLISH THAT ANY PERSON APPOINTED BY THE
CHAIRMAN OF THE BOARD OF DIRECTORS MAY
SERVE AS CHAIRMAN OF THE SHAREHOLDERS'
GENERAL MEETINGS IN THE CASE OF TEMPORARY
ABSENCE OR IMPEDIMENT OF THE CHAIRMAN OR
VICE-CHAIRMAN OF THE BOARD OF DIRECTORS OR
THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934585994
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPRECIATION OF MANAGEMENT REPORT AND Mgmt No vote
ANALYSIS, DISCUSSION AND VOTE OF THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2016.
1B PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt No vote
THE FISCAL YEAR OF 2016.
1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS: ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
1D APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt No vote
COUNCIL: ...(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
1E1 ESTABLISHMENT OF THE GLOBAL REMUNERATION OF Mgmt No vote
THE SENIOR MANAGEMENT MEMBERS, FISCAL
COUNCIL MEMBERS AND ADVISORY COMMITTEE
MEMBERS FOR 2017.
1E2 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt No vote
FISCAL COUNCIL MEMBERS FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 934646235
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 27-Jun-2017
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOLUNTARY CONVERSION OF CLASS "A" PREFERRED Mgmt For For
SHARES ISSUED BY VALE INTO COMMON SHARES AT
THE RATIO OF 0.9342 COMMON SHARES TO EACH
CLASS "A" PREFERRED SHARE
2. AMENDMENT OF VALE'S BY-LAWS TO ADAPT THEM, Mgmt For For
AS MUCH AS POSSIBLE, TO THE RULES OF THE
"NOVO MERCADO" SPECIAL LISTING SEGMENT OF
BM&FBOVESPA S.A. - BOLSA DE VALORES
MERCADORIAS E FUTUROS STOCK EXCHANGE, AS
WELL AS TO IMPLEMENT CERTAIN ADJUSTMENTS
AND IMPROVEMENTS
3. PURSUANT TO ARTICLES 224, 225, 227 AND 264 Mgmt For For
OF LAW 6,404/1976, THE INSTRUMENT OF FILING
AND JUSTIFICATION OF MERGER OF VALEPAR
S.A., VALE'S CONTROLLER, INTO THE COMPANY,
INCLUDING RENDERING OF VALEPAR'S ASSETS TO
VALE AS A RESULT OF THE TRANSACTION
4. RATIFY THE APPOINTMENT OF KPMG AUDITORES Mgmt For For
INDEPENDENTES, A SPECIALIZED COMPANY
NOMINATED BY THE BOARDS OF VALE AND VALEPAR
TO APPRAISE VALEPAR'S SHAREHOLDERS' EQUITY,
FOR THE PURPOSES OF ITS MERGER INTO THE
COMPANY
5. APPRAISAL REPORT OF VALEPAR'S SHAREHOLDERS' Mgmt For For
EQUITY, PREPARED BY THE SPECIALIZED COMPANY
MENTIONED ABOVE
6. MERGER OF VALEPAR INTO THE COMPANY, WITH AN Mgmt For For
ISSUANCE OF ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL).
7. AS A RESULT OF ITEM VI, THE CONSEQUENT Mgmt For For
AMENDMENT OF THE HEAD PARAGRAPH OF ART 5.
OF THE COMPANY'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VERSUM MATERIALS, INC. Agenda Number: 934526229
--------------------------------------------------------------------------------------------------------------------------
Security: 92532W103
Meeting Type: Annual
Meeting Date: 21-Mar-2017
Ticker: VSM
ISIN: US92532W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEIFI GHASEMI Mgmt For For
GUILLERMO NOVO Mgmt For For
JACQUES CROISETIERE Mgmt For For
DR. YI HYON PAIK Mgmt For For
THOMAS J. RIORDAN Mgmt For For
SUSAN C. SCHNABEL Mgmt For For
ALEJANDRO D. WOLFF Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2017.
3. APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
4. RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
WHETHER A NON-BINDING STOCKHOLDER VOTE TO
APPROVE THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS (SAY-ON-FREQUENCY).
--------------------------------------------------------------------------------------------------------------------------
VIACOM INC. Agenda Number: 934516444
--------------------------------------------------------------------------------------------------------------------------
Security: 92553P102
Meeting Type: Annual
Meeting Date: 06-Feb-2017
Ticker: VIA
ISIN: US92553P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. BAKISH Mgmt For For
C. FALCONE SORRELL Mgmt For For
KENNETH B. LERER Mgmt For For
THOMAS J. MAY Mgmt For For
JUDITH A. MCHALE Mgmt For For
RONALD L. NELSON Mgmt For For
DEBORAH NORVILLE Mgmt For For
CHARLES E. PHILLIPS, JR Mgmt For For
SHARI REDSTONE Mgmt For For
NICOLE SELIGMAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY STATEMENT UNDER "EXECUTIVE
COMPENSATION."
3. ADVISORY APPROVAL OF THE FREQUENCY OF THE Mgmt 1 Year Against
STOCKHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. THE APPROVAL OF THE VIACOM INC. SENIOR Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN, AS
AMENDED AND RESTATED EFFECTIVE DECEMBER 12,
2016.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
INDEPENDENT AUDITOR OF VIACOM INC. FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 934574915
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL LYNNE Mgmt For For
DAVID M. MANDELBAUM Mgmt For For
MANDAKINI PURI Mgmt For For
DANIEL R. TISCH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST Agenda Number: 934595680
--------------------------------------------------------------------------------------------------------------------------
Security: 939653101
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: WRE
ISIN: US9396531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO THE ARTICLES OF AMENDMENT AND Mgmt For For
RESTATEMENT TO DECLASSIFY THE BOARD OF
TRUSTEES
2. AMENDMENT TO THE ARTICLES OF AMENDMENT AND Mgmt For For
RESTATEMENT TO ENABLE SHAREHOLDERS TO AMEND
THE BYLAWS
3.1 ELECTION OF TRUSTEE: BENJAMIN S. BUTCHER Mgmt For For
3.2 ELECTION OF TRUSTEE: EDWARD S. CIVERA Mgmt For For
3.3 ELECTION OF TRUSTEE: ELLEN M. GOITIA Mgmt For For
4. NON-BINDING ADVISORY VOTE ON COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS (SAY-ON-PAY)
5. NON-BINDING ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS
6. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 934566817
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1B. ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For
1C. ELECTION OF DIRECTOR: SARA GROOTWASSINK Mgmt For For
LEWIS
1D. ELECTION OF DIRECTOR: JOHN F. MORGAN, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
1G. ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt For For
1H. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1I. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 934593523
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1.2 ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1.5 ELECTION OF DIRECTOR: GRACE PUMA Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTIANA SMITH SHI Mgmt For For
1.7 ELECTION OF DIRECTOR: SABRINA SIMMONS Mgmt For For
1.8 ELECTION OF DIRECTOR: JERRY D. STRITZKE Mgmt For For
1.9 ELECTION OF DIRECTOR: FRITS D. VAN Mgmt For For
PAASSCHEN
2. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
5. THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S BYLAWS TO PROVIDE FOR PROXY
ACCESS
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 934538731
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 21-Apr-2017
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
CLARK T. RANDT, JR. Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year Against
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
5. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
SHORT-TERM TREASURY PORTFOLIO
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
VERSATILE BOND PORTFOLIO
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Permanent Portfolio Family of Funds
/s/ Michael J. Cuggino
By: Michael J. Cuggino, President
Date: July 26, 2017
