UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-03379
PERMANENT PORTFOLIO FAMILY OF FUNDS
(Exact Name of Registrant as specified in charter)
600 Montgomery Street, Suite 4100, San Francisco, California 94111
(Address of Principal Executive Offices) (Zip Code)
MICHAEL J. CUGGINO, 600 Montgomery Street, Suite 4100, San Francisco, California 94111
(Name and Address of Agent For Service)
Registrant’s telephone number, including area code: (415) 398-8000
Date of fiscal year end: January 31
Date of reporting period: June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record. |
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
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AGILENT TECHNOLOGIES, INC. | | Agenda Number: 935127313 |
Security: | | 00846U101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 17-Apr-2020 | | |
Ticker: | | A | | |
ISIN: | | US00846U1016 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director for a three-year term: Heidi Kunz | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director for a three-year term: Sue H. Rataj | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director for a three-year term: George A. Scangos, Ph.D. | | Mgmt | | For | | For |
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1.4 | | Election of Director for a three-year term: Dow R. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of Agilent’s named executive officers. | | Mgmt | | For | | For |
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4. | | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Agilent’s independent registered public accounting firm. | | Mgmt | | For | | For |
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AIR PRODUCTS AND CHEMICALS, INC. | | Agenda Number: 935114429 |
Security: | | 009158106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Jan-2020 | | |
Ticker: | | APD | | |
ISIN: | | US0091581068 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Susan K. Carter | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Charles I. Cogut | | Mgmt | | For | | For |
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1C. | | Election of Director: Chadwick C. Deaton | | Mgmt | | For | | For |
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1D. | | Election of Director: Seifollah Ghasemi | | Mgmt | | For | | For |
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1E. | | Election of Director: David H. Y. Ho | | Mgmt | | For | | For |
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1F. | | Election of Director: Margaret G. McGlynn | | Mgmt | | For | | For |
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1G. | | Election of Director: Edward L. Monser | | Mgmt | | For | | For |
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1H. | | Election of Director: Matthew H. Paull | | Mgmt | | For | | For |
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2. | | Advisory vote approving the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
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3. | | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | | Mgmt | | For | | For |
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ALBEMARLE CORPORATION | | Agenda Number: 935153469 |
Security: | | 012653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-May-2020 | | |
Ticker: | | ALB | | |
ISIN: | | US0126531013 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1. | | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | | Mgmt | | For | | For |
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2A. | | Election of Director: Mary Lauren Brlas | | Mgmt | | For | | For |
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2B. | | Election of Director: Luther C. Kissam IV | | Mgmt | | For | | For |
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2C. | | Election of Director: J. Kent Masters | | Mgmt | | For | | For |
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2D. | | Election of Director: Glenda J. Minor | | Mgmt | | For | | For |
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2E. | | Election of Director: James J. O’Brien | | Mgmt | | For | | For |
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2F. | | Election of Director: Diarmuid B. O’Connell | | Mgmt | | For | | For |
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2G. | | Election of Director: Dean L. Seavers | | Mgmt | | For | | For |
| | | | |
2H. | | Election of Director: Gerald A. Steiner | | Mgmt | | For | | For |
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2I. | | Election of Director: Holly A. Van Deursen | | Mgmt | | For | | For |
| | | | |
2J. | | Election of Director: Amb. Alejandro Wolff | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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AMGEN INC. | | Agenda Number: 935172419 |
Security: | | 031162100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 19-May-2020 | | |
Ticker: | | AMGN | | |
ISIN: | | US0311621009 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Dr. Wanda M. Austin | | Mgmt | | For | | For |
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1B. | | Election of Director: Mr. Robert A. Bradway | | Mgmt | | For | | For |
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1C. | | Election of Director: Dr. Brian J. Druker | | Mgmt | | For | | For |
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1D. | | Election of Director: Mr. Robert A. Eckert | | Mgmt | | For | | For |
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1E. | | Election of Director: Mr. Greg C. Garland | | Mgmt | | For | | For |
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1F. | | Election of Director: Mr. Fred Hassan | | Mgmt | | For | | For |
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1G. | | Election of Director: Mr. Charles M. Holley, Jr. | | Mgmt | | For | | For |
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1H. | | Election of Director: Dr. Tyler Jacks | | Mgmt | | For | | For |
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1I. | | Election of Director: Ms. Ellen J. Kullman | | Mgmt | | For | | For |
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1J. | | Election of Director: Dr. Ronald D. Sugar | | Mgmt | | For | | For |
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1K. | | Election of Director: Dr. R. Sanders Williams | | Mgmt | | For | | For |
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2. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
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3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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4. | | Stockholder proposal to require an independent board chair. | | Shr | | Against | | For |
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ATARA BIOTHERAPEUTICS, INC. | | Agenda Number: 935202440 |
Security: | | 046513107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-Jun-2020 | | |
Ticker: | | ATRA | | |
ISIN: | | US0465131078 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | Mgmt | | For | | For |
| | Pascal Touchon | | Mgmt | | For | | For |
| | Carol Gallagher | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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AUTODESK, INC. | | Agenda Number: 935210601 |
Security: | | 052769106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Jun-2020 | | |
Ticker: | | ADSK | | |
ISIN: | | US0527691069 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Andrew Anagnost | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Karen Blasing | | Mgmt | | For | | For |
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1C. | | Election of Director: Reid French | | Mgmt | | For | | For |
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1D. | | Election of Director: Dr. Ayanna Howard | | Mgmt | | For | | For |
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1E. | | Election of Director: Blake Irving | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mary T. McDowell | | Mgmt | | For | | For |
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1G. | | Election of Director: Stephen Milligan | | Mgmt | | For | | For |
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1H. | | Election of Director: Lorrie M. Norrington | | Mgmt | | For | | For |
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1I. | | Election of Director: Betsy Rafael | | Mgmt | | For | | For |
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1J. | | Election of Director: Stacy J. Smith | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Mgmt | | For | | For |
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3. | | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.’s named executive officers. | | Mgmt | | For | | For |
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BROADCOM INC | | Agenda Number: 935130396 |
Security: | | 11135F101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Mar-2020 | | |
Ticker: | | AVGO | | |
ISIN: | | US11135F1012 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Mr. Hock E. Tan | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Dr. Henry Samueli | | Mgmt | | For | | For |
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1C. | | Election of Director: Mr. Eddy W. Hartenstein | | Mgmt | | For | | For |
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1D. | | Election of Director: Ms. Diane M. Bryant | | Mgmt | | For | | For |
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1E. | | Election of Director: Ms. Gayla J. Delly | | Mgmt | | For | | For |
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1F. | | Election of Director: Mr. Raul J. Fernandez | | Mgmt | | For | | For |
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1G. | | Election of Director: Mr. Check Kian Low | | Mgmt | | For | | For |
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1H. | | Election of Director: Ms. Justine F. Page | | Mgmt | | For | | For |
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1I. | | Election of Director: Mr. Harry L. You | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | | Mgmt | | For | | For |
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CORTEXYME INC | | Agenda Number: 935195164 |
Security: | | 22053A107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Jun-2020 | | |
Ticker: | | CRTX | | |
ISIN: | | US22053A1079 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1. | | DIRECTOR | | | | | | |
| | Margaret A. McLoughlin | | Mgmt | | For | | For |
| | Una Ryan, OBE, Ph.D. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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COSTCO WHOLESALE CORPORATION | | Agenda Number: 935114087 |
Security: | | 22160K105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 22-Jan-2020 | | |
Ticker: | | COST | | |
ISIN: | | US22160K1051 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Susan L. Decker | | Mgmt | | For | | For |
| | Richard A. Galanti | | Mgmt | | For | | For |
| | Sally Jewell | | Mgmt | | For | | For |
| | Charles T. Munger | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of independent auditors. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Approval to amend Articles of Incorporation to permit removal of directors without cause. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | | Shr | | Against | | For |
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ENCANA CORPORATION | | Agenda Number: 935116334 |
Security: | | 292505104 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 14-Jan-2020 | | |
Ticker: | | ECA | | |
ISIN: | | CA2925051047 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1 | | THE RESOLUTION TO APPROVE A SERIES OF REORGANIZATION TRANSACTIONS (THE “REORGANIZATION”), WHICH WILL INCLUDE (I) A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHERS, THE CORPORATION, SECURITYHOLDERS OF THE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF THE CORPORATION NAMED OVINTIV INC. (“OVINTIV”), PURSUANT TO WHICH, AMONG OTHER THINGS, THE CORPORATION WILL COMPLETE A SHARE CONSOLIDATION ON THE BASIS OF ONE POST-CONSOLIDATION SHARE FOR EACH FIVE PRE-CONSOLIDATION SHARES, AND OVINTIV WILL ULTIMATELY ACQUIRE ALL OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE CORPORATION IN EXCHANGE FOR SHARES OF OVINTIV ON A ONE-FOR-ONE BASIS AND BECOME THE PARENT COMPANY OF THE CORPORATION AND ITS SUBSIDIARIES (COLLECTIVELY, THE “ARRANGEMENT”), AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | | Mgmt | | For | | For |
| | | | |
2 | | THE RESOLUTION TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | | Mgmt | | For | | For |
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FACEBOOK, INC. | | Agenda Number: 935178221 |
Security: | | 30303M102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-May-2020 | | |
Ticker: | | FB | | |
ISIN: | | US30303M1027 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Peggy Alford | | Mgmt | | For | | For |
| | Marc L. Andreessen | | Mgmt | | For | | For |
| | Andrew W. Houston | | Mgmt | | For | | For |
| | Nancy Killefer | | Mgmt | | For | | For |
| | Robert M. Kimmitt | | Mgmt | | For | | For |
| | Sheryl K. Sandberg | | Mgmt | | For | | For |
| | Peter A. Thiel | | Mgmt | | For | | For |
| | Tracey T. Travis | | Mgmt | | For | | For |
| | Mark Zuckerberg | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the director compensation policy. | | Mgmt | | For | | For |
| | | | |
4. | | A stockholder proposal regarding change in stockholder voting. | | Shr | | Against | | For |
| | | | |
5. | | A stockholder proposal regarding an independent chair. | | Shr | | Against | | For |
| | | | |
6. | | A stockholder proposal regarding majority voting for directors. | | Shr | | Against | | For |
| | | | |
7. | | A stockholder proposal regarding political advertising. | | Shr | | Against | | For |
| | | | |
8. | | A stockholder proposal regarding human/civil rights expert on board. | | Shr | | Against | | For |
| | | | |
9. | | A stockholder proposal regarding report on civil and human rights risks. | | Shr | | Against | | For |
| | | | |
10. | | A stockholder proposal regarding child exploitation. | | Shr | | Against | | For |
| | | | |
11. | | A stockholder proposal regarding median gender/racial pay gap. | | Shr | | Against | | For |
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FEDEX CORPORATION | | Agenda Number: 935068761 |
Security: | | 31428X106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Sep-2019 | | |
Ticker: | | FDX | | |
ISIN: | | US31428X1063 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: John A. Edwardson | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Marvin R. Ellison | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Susan Patricia Griffith | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: John C. (“Chris”) Inglis | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Kimberly A. Jabal | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Shirley Ann Jackson | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: R. Brad Martin | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Joshua Cooper Ramo | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Susan C. Schwab | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Frederick W. Smith | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: David P. Steiner | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: Paul S. Walsh | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the FedEx Corporation 2019 Omnibus Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
4. | | Ratification of independent registered public accounting firm. | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder proposal regarding lobbying activity and expenditure report. | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal regarding employee representation on the Board of Directors. | | Shr | | Against | | For |
| | | | |
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FIRST REPUBLIC BANK | | Agenda Number: 935159978 |
Security: | | 33616C100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | FRC | | |
ISIN: | | US33616C1009 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: James H. Herbert, II | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Katherine August-deWilde | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Hafize Gaye Erkan | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Boris Groysberg | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Sandra R. Hernández | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Pamela J. Joyner | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Reynold Levy | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Duncan L. Niederauer | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: George G.C. Parker | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the amendments to the First Republic Bank 2017 Omnibus Award Plan. | | Mgmt | | For | | For |
| | | | |
4. | | To approve, by advisory (non-binding) vote, the compensation of our executive officers (“say on pay” vote). | | Mgmt | | For | | For |
| | | | |
| |
FREEPORT-MCMORAN INC. | | Agenda Number: 935192916 |
Security: | | 35671D857 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | FCX | | |
ISIN: | | US35671D8570 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director: Richard C. Adkerson | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Gerald J. Ford | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Dustan E. McCoy | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: John J. Stephens | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Frances Fragos Townsend | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
GILEAD SCIENCES, INC. | | Agenda Number: 935151883 |
Security: | | 375558103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | GILD | | |
ISIN: | | US3755581036 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Sandra J. Horning, M.D. | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Kelly A. Kramer | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Kevin E. Lofton | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Harish Manwani | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Daniel P. O’Day | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Richard J. Whitley, M.D. | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Per Wold-Olsen | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
4. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shr | | Against | | For |
| | | | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | | Shr | | Against | | For |
| | | | |
| |
HOLLYFRONTIER CORPORATION | | Agenda Number: 935158875 |
Security: | | 436106108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 13-May-2020 | | |
Ticker: | | HFC | | |
ISIN: | | US4361061082 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Anne-Marie Ainsworth | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Douglas Bech | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Anna Catalano | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Leldon Echols | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Michael Jennings | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Craig Knocke | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert Kostelnik | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: James Lee | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Franklin Myers | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Michael Rose | | Mgmt | | For | | For |
| | | | |
2. | | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Ernst & Young LLP as the Company’s registered public accounting firm for the 2020 fiscal year. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the Company’s 2020 Long-Term Incentive Plan. | | Mgmt | | For | | For |
| | | | |
| |
ILLINOIS TOOL WORKS INC. | | Agenda Number: 935153647 |
Security: | | 452308109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2020 | | |
Ticker: | | ITW | | |
ISIN: | | US4523081093 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Daniel J. Brutto | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Susan Crown | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: James W. Griffith | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Jay L. Henderson | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Richard H. Lenny | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: E. Scott Santi | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: David B. Smith, Jr. | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Pamela B. Strobel | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Kevin M. Warren | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Anré D. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve compensation of ITW’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | | Shr | | Against | | For |
| | | | |
| |
INTEL CORPORATION | | Agenda Number: 935158635 |
Security: | | 458140100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | INTC | | |
ISIN: | | US4581401001 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: James J. Goetz | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Alyssa Henry | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Omar Ishrak | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Risa Lavizzo-Mourey | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Tsu-Jae King Liu | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Gregory D. Smith | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert (“Bob”) H. Swan | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Andrew Wilson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Frank D. Yeary | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve executive compensation of our listed officers | | Mgmt | | For | | For |
| | | | |
4. | | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | | Shr | | Against | | For |
| | | | |
| |
IPG PHOTONICS CORPORATION | | Agenda Number: 935179603 |
Security: | | 44980X109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-May-2020 | | |
Ticker: | | IPGP | | |
ISIN: | | US44980X1090 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | V. P. Gapontsev, Ph.D. | | Mgmt | | For | | For |
| | E. A. Scherbakov, Ph.D | | Mgmt | | For | | For |
| | Igor Samartsev | | Mgmt | | For | | For |
| | Michael C. Child | | Mgmt | | For | | For |
| | Gregory P. Dougherty | | Mgmt | | For | | For |
| | Catherine P. Lego | | Mgmt | | For | | For |
| | Eric Meurice | | Mgmt | | For | | For |
| | John R. Peeler | | Mgmt | | For | | For |
| | Thomas J. Seifert | | Mgmt | | For | | For |
| | | | |
2. | | Advisory approval of our executive compensation | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 | | Mgmt | | For | | For |
| | | | |
4. | | A stockholder proposal to prepare a report on management team diversity, if properly presented at the annual meeting | | Shr | | Against | | For |
| | | | |
| |
KANSAS CITY SOUTHERN | | Agenda Number: 935172394 |
Security: | | 485170302 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | KSU | | |
ISIN: | | US4851703029 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Lydia I. Beebe | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Lu M. Córdova | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Robert J. Druten | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Antonio O. Garza, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: David Garza-Santos | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Janet H. Kennedy | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mitchell J. Krebs | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Henry J. Maier | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Thomas A. McDonnell | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Patrick J. Ottensmeyer | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | An Advisory vote to approve the 2019 compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal to allow stockholder action by written consent | | Shr | | Against | | For |
| | | | |
| |
KEYCORP | | Agenda Number: 935174235 |
Security: | | 493267108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | KEY | | |
ISIN: | | US4932671088 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Bruce D. Broussard | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Gary M. Crosby | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Alexander M. Cutler | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: H. James Dallas | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Elizabeth R. Gile | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Ruth Ann M. Gillis | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Christopher M. Gorman | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Carlton L. Highsmith | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Richard J. Hipple | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Kristen L. Manos | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Barbara R. Snyder | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: David K. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of independent auditor. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory approval of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal seeking to reduce ownership threshold to call special shareholder meeting. | | Shr | | Against | | For |
| | | | |
| |
LENNAR CORPORATION | | Agenda Number: 935133001 |
Security: | | 526057104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-Apr-2020 | | |
Ticker: | | LEN | | |
ISIN: | | US5260571048 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Rick Beckwitt | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Irving Bolotin | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Steven L. Gerard | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Tig Gilliam | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Sherrill W. Hudson | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Jonathan M. Jaffe | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Sidney Lapidus | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Teri P. McClure | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Stuart Miller | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Armando Olivera | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Jeffrey Sonnenfeld | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: Scott Stowell | | Mgmt | | For | | For |
| | | | |
2. | | Approve, on an advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020. | | Mgmt | | For | | For |
| | | | |
| |
LOCKHEED MARTIN CORPORATION | | Agenda Number: 935141983 |
Security: | | 539830109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Apr-2020 | | |
Ticker: | | LMT | | |
ISIN: | | US5398301094 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Daniel F. Akerson | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: David B. Burritt | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Bruce A. Carlson | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Joseph F. Dunford, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: James O. Ellis, Jr. | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Thomas J. Falk | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ilene S. Gordon | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Marillyn A. Hewson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Vicki A. Hollub | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Jeh C. Johnson | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Debra L. Reed-Klages | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: James D. Taiclet, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | | Mgmt | | For | | For |
| | | | |
4. | | Management Proposal to Approve the Lockheed Martin Corporation 2020 Incentive Performance Award Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | | Shr | | Against | | For |
| | | | |
| |
MORGAN STANLEY | | Agenda Number: 935168725 |
Security: | | 617446448 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | MS | | |
ISIN: | | US6174464486 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1a. | | Election of Director: Elizabeth Corley | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Alistair Darling | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas H. Glocer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James P. Gorman | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Robert H. Herz | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Nobuyuki Hirano | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Stephen J. Luczo | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Jami Miscik | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Dennis M. Nally | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Takeshi Ogasawara | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Hutham S. Olayan | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Mary L. Schapiro | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Perry M. Traquina | | Mgmt | | For | | For |
| | | | |
1n. | | Election of Director: Rayford Wilkins, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | | Mgmt | | For | | For |
| | | | |
3. | | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | | Mgmt | | For | | For |
| | | | |
| |
NUCOR CORPORATION | | Agenda Number: 935155487 |
Security: | | 670346105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | NUE | | |
ISIN: | | US6703461052 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Lloyd J. Austin III | | Mgmt | | For | | For |
| | Patrick J. Dempsey | | Mgmt | | For | | For |
| | Christopher J. Kearney | | Mgmt | | For | | For |
| | Laurette T. Koellner | | Mgmt | | For | | For |
| | Joseph D. Rupp | | Mgmt | | For | | For |
| | Leon J. Topalian | | Mgmt | | For | | For |
| | John H. Walker | | Mgmt | | For | | For |
| | Nadja Y. West | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor’s independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2019. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the amendment and restatement of the Nucor Corporation 2014 Omnibus Incentive Compensation Plan. | | Mgmt | | For | | For |
| | | | |
| |
NUTRIEN LTD. (THE “CORPORATION”) | | Agenda Number: 935164361 |
Security: | | 67077M108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | NTR | | |
ISIN: | | CA67077M1086 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | | | | | |
| | Christopher M. Burley | | Mgmt | | For | | For |
| | Maura J. Clark | | Mgmt | | For | | For |
| | David C. Everitt | | Mgmt | | For | | For |
| | Russell K. Girling | | Mgmt | | For | | For |
| | Miranda C. Hubbs | | Mgmt | | For | | For |
| | Alice D. Laberge | | Mgmt | | For | | For |
| | Consuelo E. Madere | | Mgmt | | For | | For |
| | Charles V. Magro | | Mgmt | | For | | For |
| | Keith G. Martell | | Mgmt | | For | | For |
| | Aaron W. Regent | | Mgmt | | For | | For |
| | Mayo M. Schmidt | | Mgmt | | For | | For |
| | | | |
2 | | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | | Mgmt | | For | | For |
| | | | |
3 | | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | | Mgmt | | For | | For |
| | | | |
| |
NVIDIA CORPORATION | | Agenda Number: 935196445 |
Security: | | 67066G104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-Jun-2020 | | |
Ticker: | | NVDA | | |
ISIN: | | US67066G1040 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Robert K. Burgess | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Tench Coxe | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Persis S. Drell | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Jen-Hsun Huang | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Dawn Hudson | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Harvey C. Jones | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Michael G. McCaffery | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Stephen C. Neal | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Mark L. Perry | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: A. Brooke Seawell | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Mark A. Stevens | | Mgmt | | For | | For |
| | | | |
2. | | Approval of our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | | Mgmt | | For | | For |
| | | | |
| |
OVINTIV INC. | | Agenda Number: 935149371 |
Security: | | 69047Q102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Apr-2020 | | |
Ticker: | | OVV | | |
ISIN: | | US69047Q1022 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Advisory Vote to Approve Compensation of Named Executive Officers | | Mgmt | | For | | For |
| | | | |
2A. | | Election of Director: Peter A. Dea | | Mgmt | | For | | For |
| | | | |
2B. | | Election of Director: Fred J. Fowler | | Mgmt | | For | | For |
| | | | |
2C. | | Election of Director: Howard J. Mayson | | Mgmt | | For | | For |
| | | | |
2D. | | Election of Director: Lee A. McIntire | | Mgmt | | For | | For |
| | | | |
2E. | | Election of Director: Margaret A. McKenzie | | Mgmt | | For | | For |
| | | | |
2F. | | Election of Director: Steven W. Nance | | Mgmt | | For | | For |
| | | | |
2G. | | Election of Director: Suzanne P. Nimocks | | Mgmt | | For | | For |
| | | | |
2H. | | Election of Director: Thomas G. Ricks | | Mgmt | | For | | For |
| | | | |
2I. | | Election of Director: Brian G. Shaw | | Mgmt | | For | | For |
| | | | |
2J. | | Election of Director: Douglas J. Suttles | | Mgmt | | For | | For |
| | | | |
2K. | | Election of Director: Bruce G. Waterman | | Mgmt | | For | | For |
| | | | |
2L. | | Election of Director: Clayton H. Woitas | | Mgmt | | For | | For |
| | | | |
3. | | Ratify PricewaterhouseCoopers LLP as Independent Auditors | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal - Climate-related Targets (If Properly Presented) | | Shr | | Against | | For |
| | | | |
| |
PARKER-HANNIFIN CORPORATION | | Agenda Number: 935085250 |
Security: | | 701094104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Oct-2019 | | |
Ticker: | | PH | | |
ISIN: | | US7010941042 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Lee C. Banks | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Robert G. Bohn | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Linda S. Harty | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Kevin A. Lobo | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Candy M. Obourn | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Joseph Scaminace | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ake Svensson | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Laura K. Thompson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: James R. Verrier | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: James L. Wainscott | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Thomas L. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal to adopt a policy that requires the Chairman of the Board to be an independent member of the Board of Directors. | | Shr | | Against | | For |
| | | | |
| |
RYDER SYSTEM, INC. | | Agenda Number: 935143026 |
Security: | | 783549108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-May-2020 | | |
Ticker: | | R | | |
ISIN: | | US7835491082 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Robert J. Eck | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Robert A. Hagemann | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Michael F. Hilton | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Tamara L. Lundgren | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Luis P. Nieto | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: David G. Nord | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert E. Sanchez | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Abbie J. Smith | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: E. Follin Smith | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Dmitri L. Stockton | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Hansel E. Tookes, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2020 fiscal year. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of Amended and Restated Stock Purchase Plan for Employees. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal on shareholder approval of bylaw amendments. | | Shr | | Against | | For |
| | | | |
| |
STATE STREET CORPORATION | | Agenda Number: 935174716 |
Security: | | 857477103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 20-May-2020 | | |
Ticker: | | STT | | |
ISIN: | | US8574771031 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: P. de Saint-Aignan | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: M. Chandoha | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: L. Dugle | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: A. Fawcett | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: W. Freda | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: S. Mathew | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: W. Meaney | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: R. O’Hanley | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: S. O’Sullivan | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: R. Sergel | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: G. Summe | | Mgmt | | For | | For |
| | | | |
2. | | To approve an advisory proposal on executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
THE CHARLES SCHWAB CORPORATION | | Agenda Number: 935165565 |
Security: | | 808513105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: William S. Haraf | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Frank C. Herringer | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Roger O. Walther | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the selection of Deloitte & Touche LLP as independent auditors | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation | | Mgmt | | For | | For |
| | | | |
4. | | Approve the 2013 Stock Incentive Plan as Amended and Restated | | Mgmt | | For | | For |
| | | | |
5. | | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | | Mgmt | | For | | For |
| | | | |
6. | | Stockholder Proposal requesting annual disclosure of EEO-1 data | | Shr | | Against | | For |
| | | | |
7. | | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | | Shr | | Against | | For |
| | | | |
| |
THE CHARLES SCHWAB CORPORATION | | Agenda Number: 935219091 |
Security: | | 808513105 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 04-Jun-2020 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | | Mgmt | | For | | For |
| | | | |
2. | | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | | Mgmt | | For | | For |
| | | | |
3. | | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | | Mgmt | | For | | For |
| | | | |
| |
THE WALT DISNEY COMPANY | | Agenda Number: 935125648 |
Security: | | 254687106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Mar-2020 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Susan E. Arnold | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Mary T. Barra | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Safra A. Catz | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Francis A. deSouza | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Michael B.G. Froman | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Robert A. Iger | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Maria Elena Lagomasino | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Mark G. Parker | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Derica W. Rice | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the advisory resolution on executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | To approve an amendment to the Company’s Amended and Restated 2011 Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | | Shr | | Against | | For |
| | | | |
| |
TWILIO INC. | | Agenda Number: 935198829 |
Security: | | 90138F102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Richard Dalzell | | Mgmt | | For | | For |
| | Jeffrey Immelt | | Mgmt | | Withheld | | Against |
| | Erika Rottenberg | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
WILLIAMS-SONOMA, INC. | | Agenda Number: 935182434 |
Security: | | 969904101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | WSM | | |
ISIN: | | US9699041011 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director: Laura Alber | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Scott Dahnke | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Anne Mulcahy | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: William Ready | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Sabrina Simmons | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Frits van Paasschen | | Mgmt | | For | | For |
| | | | |
2. | | An advisory vote to approve executive compensation | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021 | | Mgmt | | For | | For |
| | | | |
| |
WYNN RESORTS, LIMITED | | Agenda Number: 935208175 |
Security: | | 983134107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 25-Jun-2020 | | |
Ticker: | | WYNN | | |
ISIN: | | US9831341071 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Richard J. Byrne | | Mgmt | | For | | For |
| | Patricia Mulroy | | Mgmt | | For | | For |
| | Clark T. Randt, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares. | | Mgmt | | For | | For |
PERMANENT PORTFOLIO
| | | | |
| |
AGILENT TECHNOLOGIES, INC. | | Agenda Number: 935127313 |
Security: | | 00846U101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 17-Apr-2020 | | |
Ticker: | | A | | |
ISIN: | | US00846U1016 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director for a three-year term: Heidi Kunz | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director for a three-year term: Sue H. Rataj | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director for a three-year term: George A. Scangos, Ph.D. | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director for a three-year term: Dow R. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of Agilent’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Agilent’s independent registered public accounting firm. | | Mgmt | | For | | For |
| | | | |
| |
AIR PRODUCTS AND CHEMICALS, INC. | | Agenda Number: 935114429 |
Security: | | 009158106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Jan-2020 | | |
Ticker: | | APD | | |
ISIN: | | US0091581068 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Susan K. Carter | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Charles I. Cogut | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Chadwick C. Deaton | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Seifollah Ghasemi | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: David H. Y. Ho | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Margaret G. McGlynn | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Edward L. Monser | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Matthew H. Paull | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote approving the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | | Mgmt | | For | | For |
| | | | |
| |
ALBEMARLE CORPORATION | | Agenda Number: 935153469 |
Security: | | 012653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-May-2020 | | |
Ticker: | | ALB | | |
ISIN: | | US0126531013 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
2A. | | Election of Director: Mary Lauren Brlas | | Mgmt | | For | | For |
| | | | |
2B. | | Election of Director: Luther C. Kissam IV | | Mgmt | | For | | For |
| | | | |
2C. | | Election of Director: J. Kent Masters | | Mgmt | | For | | For |
| | | | |
2D. | | Election of Director: Glenda J. Minor | | Mgmt | | For | | For |
| | | | |
2E. | | Election of Director: James J. O’Brien | | Mgmt | | For | | For |
| | | | |
2F. | | Election of Director: Diarmuid B. O’Connell | | Mgmt | | For | | For |
| | | | |
2G. | | Election of Director: Dean L. Seavers | | Mgmt | | For | | For |
| | | | |
2H. | | Election of Director: Gerald A. Steiner | | Mgmt | | For | | For |
| | | | |
2I. | | Election of Director: Holly A. Van Deursen | | Mgmt | | For | | For |
| | | | |
2J. | | Election of Director: Amb. Alejandro Wolff | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
ALEXANDER & BALDWIN, INC. | | Agenda Number: 935137275 |
Security: | | 014491104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-Apr-2020 | | |
Ticker: | | ALEX | | |
ISIN: | | US0144911049 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director: Christopher J. Benjamin | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Robert S. Harrison | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Stanley M. Kuriyama | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Diana M. Laing | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Thomas A. Lewis, Jr. | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Douglas M. Pasquale | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Director: Michele K. Saito | | Mgmt | | For | | For |
| | | | |
1.8 | | Election of Director: Eric K. Yeaman | | Mgmt | | For | | For |
| | | | |
2. | | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION | | Mgmt | | For | | For |
| | | | |
3. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION | | Mgmt | | For | | For |
| | | | |
| |
AMGEN INC. | | Agenda Number: 935172419 |
Security: | | 031162100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 19-May-2020 | | |
Ticker: | | AMGN | | |
ISIN: | | US0311621009 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Dr. Wanda M. Austin | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Mr. Robert A. Bradway | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Dr. Brian J. Druker | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Mr. Robert A. Eckert | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Mr. Greg C. Garland | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mr. Fred Hassan | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mr. Charles M. Holley, Jr. | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Dr. Tyler Jacks | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Ms. Ellen J. Kullman | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Dr. Ronald D. Sugar | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Dr. R. Sanders Williams | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal to require an independent board chair. | | Shr | | Against | | For |
| | | | |
| |
APACHE CORPORATION | | Agenda Number: 935152885 |
Security: | | 037411105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | APA | | |
ISIN: | | US0374111054 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A | | Election of Director: Annell R. Bay | | Mgmt | | For | | For |
| | | | |
1B | | Election of Director: John J. Christmann IV | | Mgmt | | For | | For |
| | | | |
1C | | Election of Director: Juliet S. Ellis | | Mgmt | | For | | For |
| | | | |
1D | | Election of Director: Chansoo Joung | | Mgmt | | For | | For |
| | | | |
1E | | Election of Director: Rene R. Joyce | | Mgmt | | For | | For |
| | | | |
1F | | Election of Director: John E. Lowe | | Mgmt | | For | | For |
| | | | |
1G | | Election of Director: William C. Montgomery | | Mgmt | | For | | For |
| | | | |
1H | | Election of Director: Amy H. Nelson | | Mgmt | | For | | For |
| | | | |
1I | | Election of Director: Daniel W. Rabun | | Mgmt | | For | | For |
| | | | |
1J | | Election of Director: Peter A. Ragauss | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Ernst & Young LLP as Apache’s Independent Auditors. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve Compensation of Apache’s Named Executive Officers. | | Mgmt | | For | | For |
| | | | |
| |
ATARA BIOTHERAPEUTICS, INC. | | Agenda Number: 935202440 |
Security: | | 046513107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-Jun-2020 | | |
Ticker: | | ATRA | | |
ISIN: | | US0465131078 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Pascal Touchon | | Mgmt | | For | | For |
| | Carol Gallagher | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
AUTODESK, INC. | | Agenda Number: 935210601 |
Security: | | 052769106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Jun-2020 | | |
Ticker: | | ADSK | | |
ISIN: | | US0527691069 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Andrew Anagnost | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Karen Blasing | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Reid French | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Dr. Ayanna Howard | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Blake Irving | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mary T. McDowell | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Stephen Milligan | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Lorrie M. Norrington | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Betsy Rafael | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Stacy J. Smith | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
AVALONBAY COMMUNITIES, INC. | | Agenda Number: 935161238 |
Security: | | 053484101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | AVB | | |
ISIN: | | US0534841012 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Glyn F. Aeppel | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Terry S. Brown | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Alan B. Buckelew | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Ronald L. Havner, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Stephen P. Hills | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Richard J. Lieb | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Timothy J. Naughton | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: H. Jay Sarles | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Susan Swanezy | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: W. Edward Walter | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of Ernst & Young LLP as the Company’s independent auditors for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To adopt a resolution approving, on a non-binding advisory basis, the compensation paid to the Company’s Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To amend the Company’s Charter to eliminate the stockholder supermajority voting requirements for approval of future Charter amendments and other extraordinary actions. | | Mgmt | | For | | For |
| | | | |
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BHP GROUP LTD | | Agenda Number: 935082127 |
Security: | | 088606108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-Nov-2019 | | |
Ticker: | | BHP | | |
ISIN: | | US0886061086 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | To receive the 2019 Financial Statements and Reports for BHP | | Mgmt | | For | | For |
| | | | |
2. | | To appoint Ernst & Young as the auditor of BHP Group Limited and Ernst & Young LLP as the auditor of BHP Group Plc | | Mgmt | | For | | For |
| | | | |
3. | | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc | | Mgmt | | For | | For |
| | | | |
4. | | To approve the general authority to issue shares in BHP Group Plc | | Mgmt | | For | | For |
| | | | |
5. | | To approve the authority to allot equity securities in BHP Group Plc for cash | | Mgmt | | For | | For |
| | | | |
6. | | To authorise the repurchase of shares in BHP Group Plc | | Mgmt | | For | | For |
| | | | |
7. | | To approve the Directors’ remuneration policy | | Mgmt | | For | | For |
| | | | |
8. | | To approve the 2019 Remuneration Report other than the part containing the Directors’ remuneration policy | | Mgmt | | For | | For |
| | | | |
9. | | To approve the 2019 Remuneration Report | | Mgmt | | For | | For |
| | | | |
10. | | To approve the grant to the Executive Director | | Mgmt | | For | | For |
| | | | |
11. | | To elect Ian Cockerill as a Director of BHP | | Mgmt | | For | | For |
| | | | |
12. | | To elect Susan Kilsby as a Director of BHP | | Mgmt | | For | | For |
| | | | |
13. | | To re-elect Terry Bowen as a Director of BHP | | Mgmt | | For | | For |
| | | | |
14. | | To re-elect Malcolm Broomhead as a Director of BHP | | Mgmt | | For | | For |
| | | | |
15. | | To re-elect Anita Frew as a Director of BHP | | Mgmt | | For | | For |
| | | | |
16. | | To re-elect Andrew Mackenzie as a Director of BHP | | Mgmt | | For | | For |
| | | | |
17. | | To re-elect Lindsay Maxsted as a Director of BHP | | Mgmt | | For | | For |
| | | | |
18. | | To re-elect John Mogford as a Director of BHP | | Mgmt | | For | | For |
| | | | |
19. | | To re-elect Shriti Vadera as a Director of BHP | | Mgmt | | For | | For |
| | | | |
20. | | To re-elect Ken MacKenzie as a Director of BHP | | Mgmt | | For | | For |
| | | | |
21. | | To amend the constitution of BHP Group Limited | | Mgmt | | Against | | For |
| | | | |
22. | | To suspend memberships of Industry Associations that are involved in lobbying inconsistent with the goals of the Paris Agreement | | Mgmt | | Against | | For |
| | | | |
| |
BOSTON PROPERTIES, INC. | | Agenda Number: 935169955 |
Security: | | 101121101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 20-May-2020 | | |
Ticker: | | BXP | | |
ISIN: | | US1011211018 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Joel I. Klein | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Kelly A. Ayotte | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Bruce W. Duncan | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Karen E. Dykstra | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Carol B. Einiger | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Diane J. Hoskins | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Douglas T. Linde | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Matthew J. Lustig | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Owen D. Thomas | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: David A. Twardock | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: William H. Walton, III | | Mgmt | | For | | For |
| | | | |
2. | | To approve, by non-binding, advisory resolution, the Company’s named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the Audit Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
BP P.L.C. | | Agenda Number: 935180062 |
Security: | | 055622104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-May-2020 | | |
Ticker: | | BP | | |
ISIN: | | US0556221044 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | To receive the annual report and accounts. | | Mgmt | | For | | For |
| | | | |
2. | | To approve the directors’ remuneration report. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the directors’ remuneration policy. | | Mgmt | | For | | For |
| | | | |
4A. | | To elect Mr B Looney as a director. | | Mgmt | | For | | For |
| | | | |
4B. | | To re-elect Mr B Gilvary as a director. | | Mgmt | | For | | For |
| | | | |
4C. | | To re-elect Dame A Carnwath as a director. | | Mgmt | | For | | For |
| | | | |
4D. | | To re-elect Ms P Daley as a director. | | Mgmt | | For | | For |
| | | | |
4E. | | To re-elect Sir I E L Davis as a director. | | Mgmt | | For | | For |
| | | | |
4F. | | To re-elect Professor Dame A Dowling as a director. | | Mgmt | | For | | For |
| | | | |
4G. | | To re-elect Mr H Lund as a director. | | Mgmt | | For | | For |
| | | | |
4H. | | To re-elect Mrs M B Meyer as a director. | | Mgmt | | For | | For |
| | | | |
4I. | | To re-elect Mr B R Nelson as a director. | | Mgmt | | For | | For |
| | | | |
4J. | | To re-elect Mrs P R Reynolds as a director. | | Mgmt | | For | | For |
| | | | |
4K. | | To re-elect Sir J Sawers as a director. | | Mgmt | | For | | For |
| | | | |
5. | | To reappoint Deloitte LLP as auditor. | | Mgmt | | For | | For |
| | | | |
6. | | To authorize the audit committee to fix the auditor’s remuneration. | | Mgmt | | For | | For |
| | | | |
7. | | To approve changes to the BP Executive Directors’ Incentive Plan. | | Mgmt | | For | | For |
| | | | |
8. | | To give limited authority to make political donations and incur political expenditure. | | Mgmt | | For | | For |
| | | | |
9. | | To give limited authority to allot shares up to a specified amount. | | Mgmt | | For | | For |
| | | | |
10. | | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | | Mgmt | | For | | For |
| | | | |
11. | | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | | Mgmt | | For | | For |
| | | | |
12. | | Special resolution: to give limited authority for the purchase of its own shares by the company. | | Mgmt | | For | | For |
| | | | |
13. | | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | | Mgmt | | For | | For |
| | | | |
| |
BROADCOM INC | | Agenda Number: 935130396 |
Security: | | 11135F101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Mar-2020 | | |
Ticker: | | AVGO | | |
ISIN: | | US11135F1012 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Mr. Hock E. Tan | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Dr. Henry Samueli | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Mr. Eddy W. Hartenstein | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Ms. Diane M. Bryant | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Ms. Gayla J. Delly | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mr. Raul J. Fernandez | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mr. Check Kian Low | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Ms. Justine F. Page | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Mr. Harry L. You | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
CAMECO CORPORATION | | Agenda Number: 935152710 |
Security: | | 13321L108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2020 | | |
Ticker: | | CCJ | | |
ISIN: | | CA13321L1085 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
A | | DIRECTOR | | | | | | |
| | IAN BRUCE | | Mgmt | | For | | For |
| | DANIEL CAMUS | | Mgmt | | For | | For |
| | DONALD DERANGER | | Mgmt | | For | | For |
| | CATHERINE GIGNAC | | Mgmt | | For | | For |
| | TIM GITZEL | | Mgmt | | For | | For |
| | JIM GOWANS | | Mgmt | | For | | For |
| | KATHRYN JACKSON | | Mgmt | | For | | For |
| | DON KAYNE | | Mgmt | | For | | For |
| | ANNE MCLELLAN | | Mgmt | | For | | For |
| | | | |
B | | APPOINT KPMG LLP AS AUDITORS | | Mgmt | | For | | For |
| | | | |
C | | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO’S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS. | | Mgmt | | For | | For |
| | | | |
D | | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: “FOR” = YES, “ABSTAIN” = NO, “AGAINST” WILL BE TREATED AS NOT MARKED | | Mgmt | | Against | | For |
| | | | |
| |
CANADIAN NATURAL RESOURCES LIMITED | | Agenda Number: 935178978 |
Security: | | 136385101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2020 | | |
Ticker: | | CNQ | | |
ISIN: | | CA1363851017 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | | | | | |
| | Catherine M. Best | | Mgmt | | For | | For |
| | M. Elizabeth Cannon | | Mgmt | | For | | For |
| | N. Murray Edwards | | Mgmt | | For | | For |
| | Christopher L. Fong | | Mgmt | | For | | For |
| | Amb. Gordon D. Giffin | | Mgmt | | For | | For |
| | Wilfred A. Gobert | | Mgmt | | For | | For |
| | Steve W. Laut | | Mgmt | | For | | For |
| | Tim S. McKay | | Mgmt | | For | | For |
| | Hon. Frank J. McKenna | | Mgmt | | For | | For |
| | David A. Tuer | | Mgmt | | For | | For |
| | Annette M. Verschuren | | Mgmt | | For | | For |
| | | | |
2 | | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | | Mgmt | | For | | For |
| | | | |
3 | | On an advisory basis, accepting the Corporation’s approach to executive compensation as described in the Information Circular. | | Mgmt | | For | | For |
| | | | |
| |
CHEVRON CORPORATION | | Agenda Number: 935183979 |
Security: | | 166764100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-May-2020 | | |
Ticker: | | CVX | | |
ISIN: | | US1667641005 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: W. M. Austin | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: J. B. Frank | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: A. P. Gast | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: E. Hernandez, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: C. W. Moorman IV | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: D. F. Moyo | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: D. Reed-Klages | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: R. D. Sugar | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: D. J. Umpleby III | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: M. K. Wirth | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | | For | | For |
| | | | |
4. | | Report on Lobbying | | Shr | | Against | | For |
| | | | |
5. | | Create a Board Committee on Climate Risk | | Shr | | Against | | For |
| | | | |
6. | | Report on Climate Lobbying | | Shr | | Against | | For |
| | | | |
7. | | Report on Petrochemical Risk | | Shr | | Against | | For |
| | | | |
8. | | Report on Human Rights Practices | | Shr | | Against | | For |
| | | | |
9. | | Set Special Meeting Threshold at 10% | | Shr | | Against | | For |
| | | | |
10. | | Adopt Policy for an Independent Chairman | | Shr | | Against | | For |
| | | | |
| |
CONOCOPHILLIPS | | Agenda Number: 935151679 |
Security: | | 20825C104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | COP | | |
ISIN: | | US20825C1045 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Charles E. Bunch | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Caroline Maury Devine | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: John V. Faraci | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Jody Freeman | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Gay Huey Evans | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Jeffrey A. Joerres | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ryan M. Lance | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: William H. McRaven | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Sharmila Mulligan | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Arjun N. Murti | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Robert A. Niblock | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: David T. Seaton | | Mgmt | | For | | For |
| | | | |
1M. | | Election of Director: R.A. Walker | | Mgmt | | For | | For |
| | | | |
2. | | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Approval of Executive Compensation. | | Mgmt | | For | | For |
| | | | |
| |
CORTEXYME INC | | Agenda Number: 935195164 |
Security: | | 22053A107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Jun-2020 | | |
Ticker: | | CRTX | | |
ISIN: | | US22053A1079 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| Margaret A. McLoughlin | | Mgmt | | For | | For |
| Una Ryan, OBE, Ph.D. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
|
|
|
| | | | |
| |
COSTCO WHOLESALE CORPORATION | | Agenda Number: 935114087 |
Security: | | 22160K105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 22-Jan-2020 | | |
Ticker: | | COST | | |
ISIN: | | US22160K1051 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| Susan L. Decker | | Mgmt | | For | | For |
| Richard A. Galanti | | Mgmt | | For | | For |
| Sally Jewell | | Mgmt | | For | | For |
| Charles T. Munger | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of independent auditors. | | Mgmt | | For | | For |
|
| | | | |
3. | | Approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
|
| | | | |
4. | | Approval to amend Articles of Incorporation to permit removal of directors without cause. | | Mgmt | | For | | For |
|
|
| | | | |
5. | | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | | Shr | | Against | | For |
|
|
| | | | |
| |
DEVON ENERGY CORPORATION | | Agenda Number: 935190366 |
Security: | | 25179M103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | DVN | | |
ISIN: | | US25179M1036 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| Barbara M. Baumann | | Mgmt | | For | | For |
| John E. Bethancourt | | Mgmt | | For | | For |
| Ann G. Fox | | Mgmt | | For | | For |
| David A. Hager | | Mgmt | | For | | For |
| Robert H. Henry | | Mgmt | | For | | For |
| Michael M. Kanovsky | | Mgmt | | For | | For |
| John Krenicki Jr. | | Mgmt | | For | | For |
| Robert A. Mosbacher Jr. | | Mgmt | | For | | For |
| Duane C. Radtke | | Mgmt | | For | | For |
| Keith O. Rattie | | Mgmt | | For | | For |
| Mary P. Ricciardello | | Mgmt | | For | | For |
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2. | | Ratify the appointment of the Company’s Independent Auditors for 2020. | | Mgmt | | For | | For |
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3. | | Advisory Vote to Approve Executive Compensation. | | Mgmt | | For | | For |
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DIGITAL REALTY TRUST, INC. | | Agenda Number: 935128137 |
Security: | | 253868103 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 27-Feb-2020 | | |
Ticker: | | DLR | | |
ISIN: | | US2538681030 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1. | | To consider and vote on a proposal to approve the issuance of shares of common stock of Digital Realty Trust, Inc., which we refer to as DLR, to be paid by Digital Intrepid Holding B.V. (formerly known as DN 39J 7A B.V.), which we refer to as Buyer, to the shareholders of InterXion Holding N.V., which we refer to as INXN, in connection with the transactions contemplated by the purchase agreement, dated October 29, 2019, as amended, by and among DLR, INXN and Buyer (a copy of purchase agreement is attached as Annex A to accompanying proxy statement/prospectus). | | Mgmt | | For | | For |
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2. | | To consider and vote on a proposal to approve one or more adjournments of the DLR special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the issuance of shares of DLR common stock in connection with the transactions contemplated by the purchase agreement. | | Mgmt | | For | | For |
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DIGITAL REALTY TRUST, INC. | | Agenda Number: 935206296 |
Security: | | 253868103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Jun-2020 | | |
Ticker: | | DLR | | |
ISIN: | | US2538681030 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Laurence A. Chapman | | Mgmt | | For | | For |
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1B. | | Election of Director: Alexis Black Bjorlin | | Mgmt | | For | | For |
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1C. | | Election of Director: Michael A. Coke | | Mgmt | | For | | For |
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1D. | | Election of Director: VeraLinn Jamieson | | Mgmt | | For | | For |
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1E. | | Election of Director: Kevin J. Kennedy | | Mgmt | | For | | For |
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1F. | | Election of Director: William G. LaPerch | | Mgmt | | For | | For |
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1G. | | Election of Director: Jean F.H.P. Mandeville | | Mgmt | | For | | For |
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1H. | | Election of Director: Afshin Mohebbi | | Mgmt | | For | | For |
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1I. | | Election of Director: Mark R. Patterson | | Mgmt | | For | | For |
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1J. | | Election of Director: Mary Hogan Preusse | | Mgmt | | For | | For |
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1K. | | Election of Director: A. William Stein | | Mgmt | | For | | For |
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2. | | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | | Mgmt | | For | | For |
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DUKE REALTY CORPORATION | | Agenda Number: 935133493 |
Security: | | 264411505 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Apr-2020 | | |
Ticker: | | DRE | | |
ISIN: | | US2644115055 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: John P. Case | | Mgmt | | For | | For |
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1B. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: James B. Connor | | Mgmt | | For | | For |
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1C. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Ngaire E. Cuneo | | Mgmt | | For | | For |
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1D. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Charles R. Eitel | | Mgmt | | For | | For |
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1E. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Tamara D. Fischer | | Mgmt | | For | | For |
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1F. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Norman K. Jenkins | | Mgmt | | For | | For |
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1G. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Melanie R. Sabelhaus | | Mgmt | | For | | For |
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1H. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Peter M. Scott, III | | Mgmt | | For | | For |
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1I. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: David P. Stockert | | Mgmt | | For | | For |
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1J. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Chris Sultemeier | | Mgmt | | For | | For |
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1K. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Michael E. Szymanczyk | | Mgmt | | For | | For |
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1L. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Warren M. Thompson | | Mgmt | | For | | For |
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1M. | | Election of Director for a one-year term ending at the 2021 Annual Meeting of Shareholders: Lynn C. Thurber | | Mgmt | | For | | For |
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2. | | To vote on an advisory basis to approve the compensation of the Company’s named executive officers as set forth in the proxy statement. | | Mgmt | | For | | For |
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3. | | To ratify the reappointment of KPMG LLP as the Company’s independent registered public accountants for the fiscal year 2020. | | Mgmt | | For | | For |
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ENCANA CORPORATION | | Agenda Number: 935116334 |
Security: | | 292505104 | | For |
Meeting Type: | | Special | | |
Meeting Date: | | 14-Jan-2020 | | |
Ticker: | | ECA | | |
ISIN: | | CA2925051047 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1 | | THE RESOLUTION TO APPROVE A SERIES OF REORGANIZATION TRANSACTIONS (THE “REORGANIZATION”), WHICH WILL INCLUDE (I) A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHERS, THE CORPORATION, SECURITYHOLDERS OF THE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF THE CORPORATION NAMED OVINTIV INC. (“OVINTIV”), PURSUANT TO WHICH, AMONG OTHER THINGS, THE CORPORATION WILL COMPLETE A SHARE CONSOLIDATION ON THE BASIS OF ONE POST-CONSOLIDATION SHARE FOR EACH FIVE PRE-CONSOLIDATION SHARES, AND OVINTIV WILL ULTIMATELY ACQUIRE ALL OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE CORPORATION IN EXCHANGE FOR SHARES OF OVINTIV ON A ONE-FOR-ONE BASIS AND BECOME THE PARENT COMPANY OF THE CORPORATION AND ITS SUBSIDIARIES (COLLECTIVELY, THE “ARRANGEMENT”), AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | | Mgmt | | For | | For |
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2 | | THE RESOLUTION TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | | Mgmt | | For | | For |
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ESSEX PROPERTY TRUST, INC. | | Agenda Number: 935159930 |
Security: | | 297178105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | ESS | | |
ISIN: | | US2971781057 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1. | | DIRECTOR | | | | | | |
| Keith R. Guericke | | Mgmt | | For | | For |
| Maria R. Hawthorne | | Mgmt | | For | | For |
| Amal M. Johnson | | Mgmt | | For | | For |
| Mary Kasaris | | Mgmt | | For | | For |
| Irving F. Lyons, III | | Mgmt | | For | | For |
| George M. Marcus | | Mgmt | | For | | For |
| Thomas E. Robinson | | Mgmt | | For | | For |
| Michael J. Schall | | Mgmt | | For | | For |
| Byron A. Scordelis | | Mgmt | | For | | For |
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2. | | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | Advisory vote to approve the Company’s named executive officer compensation. | | Mgmt | | For | | For |
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EXXON MOBIL CORPORATION | | Agenda Number: 935176443 |
Security: | | 30231G102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-May-2020 | | |
Ticker: | | XOM | | |
ISIN: | | US30231G1022 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Susan K. Avery | | Mgmt | | For | | For |
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1B. | | Election of Director: Angela F. Braly | | Mgmt | | For | | For |
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1C. | | Election of Director: Ursula M. Burns | | Mgmt | | For | | For |
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1D. | | Election of Director: Kenneth C. Frazier | | Mgmt | | For | | For |
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1E. | | Election of Director: Joseph L. Hooley | | Mgmt | | For | | For |
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1F. | | Election of Director: Steven A. Kandarian | | Mgmt | | For | | For |
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1G. | | Election of Director: Douglas R. Oberhelman | | Mgmt | | For | | For |
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1H. | | Election of Director: Samuel J. Palmisano | | Mgmt | | For | | For |
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1I. | | Election of Director: William C. Weldon | | Mgmt | | For | | For |
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1J. | | Election of Director: Darren W. Woods | | Mgmt | | For | | For |
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2. | | Ratification of Independent Auditors (page 29) | | Mgmt | | For | | For |
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3. | | Advisory Vote to Approve Executive Compensation (page 30) | | Mgmt | | For | | For |
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4. | | Independent Chairman (page 59) | | Shr | | Against | | For |
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5. | | Special Shareholder Meetings (page 61) | | Shr | | Against | | For |
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6. | | Report on Environmental Expenditures (page 62) | | Shr | | Against | | For |
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7. | | Report on Risks of Petrochemical Investments (page 64) | | Shr | | Against | | For |
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8. | | Report on Political Contributions (page 66) | | Shr | | Against | | For |
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9. | | Report on Lobbying (page 67) | | Shr | | Against | | For |
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FACEBOOK, INC. | | Agenda Number: 935178221 |
Security: | | 30303M102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-May-2020 | | |
Ticker: | | FB | | |
ISIN: | | US30303M1027 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1. | | DIRECTOR | | | | | | |
| | Peggy Alford | | Mgmt | | For | | For |
| | Marc L. Andreessen | | Mgmt | | For | | For |
| | Andrew W. Houston | | Mgmt | | For | | For |
| | Nancy Killefer | | Mgmt | | For | | For |
| | Robert M. Kimmitt | | Mgmt | | For | | For |
| | Sheryl K. Sandberg | | Mgmt | | For | | For |
| | Peter A. Thiel | | Mgmt | | For | | For |
| | Tracey T. Travis | | Mgmt | | For | | For |
| | Mark Zuckerberg | | Mgmt | | For | | For |
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2. | | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | To approve the director compensation policy. | | Mgmt | | For | | For |
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4. | | A stockholder proposal regarding change in stockholder voting. | | Shr | | Against | | For |
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5. | | A stockholder proposal regarding an independent chair. | | Shr | | Against | | For |
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6. | | A stockholder proposal regarding majority voting for directors. | | Shr | | Against | | For |
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7. | | A stockholder proposal regarding political advertising. | | Shr | | Against | | For |
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8. | | A stockholder proposal regarding human/civil rights expert on board. | | Shr | | Against | | For |
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9. | | A stockholder proposal regarding report on civil and human rights risks. | | Shr | | Against | | For |
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10. | | A stockholder proposal regarding child exploitation. | | Shr | | Against | | For |
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11. | | A stockholder proposal regarding median gender/racial pay gap. | | Shr | | Against | | For |
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FEDERAL REALTY INVESTMENT TRUST | | Agenda Number: 935152998 |
Security: | | 313747206 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | FRT | | |
ISIN: | | US3137472060 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1.1 | | Election of Trustee: Jon E. Bortz | | Mgmt | | For | | For |
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1.2 | | Election of Trustee: David W. Faeder | | Mgmt | | For | | For |
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1.3 | | Election of Trustee: Elizabeth I. Holland | | Mgmt | | For | | For |
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1.4 | | Election of Trustee: Mark S. Ordan | | Mgmt | | For | | For |
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1.5 | | Election of Trustee: Gail P. Steinel | | Mgmt | | For | | For |
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1.6 | | Election of Trustee: Joseph S. Vassalluzzo | | Mgmt | | For | | For |
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1.7 | | Election of Trustee: Donald C. Wood | | Mgmt | | For | | For |
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2. | | To hold an advisory vote approving the compensation of our named executive officers. | | Mgmt | | For | | For |
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3. | | To approve our 2020 Performance Incentive Plan. | | Mgmt | | For | | For |
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4. | | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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FEDEX CORPORATION | | Agenda Number: 935068761 |
Security: | | 31428X106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Sep-2019 | | |
Ticker: | | FDX | | |
ISIN: | | US31428X1063 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: John A. Edwardson | | Mgmt | | For | | For |
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1B. | | Election of Director: Marvin R. Ellison | | Mgmt | | For | | For |
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1C. | | Election of Director: Susan Patricia Griffith | | Mgmt | | For | | For |
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1D. | | Election of Director: John C. (“Chris”) Inglis | | Mgmt | | For | | For |
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1E. | | Election of Director: Kimberly A. Jabal | | Mgmt | | For | | For |
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1F. | | Election of Director: Shirley Ann Jackson | | Mgmt | | For | | For |
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1G. | | Election of Director: R. Brad Martin | | Mgmt | | For | | For |
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1H. | | Election of Director: Joshua Cooper Ramo | | Mgmt | | For | | For |
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1I. | | Election of Director: Susan C. Schwab | | Mgmt | | For | | For |
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1J. | | Election of Director: Frederick W. Smith | | Mgmt | | For | | For |
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1K. | | Election of Director: David P. Steiner | | Mgmt | | For | | For |
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1L. | | Election of Director: Paul S. Walsh | | Mgmt | | For | | For |
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2. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
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3. | | Approval of the FedEx Corporation 2019 Omnibus Stock Incentive Plan. | | Mgmt | | For | | For |
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4. | | Ratification of independent registered public accounting firm. | | Mgmt | | For | | For |
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5. | | Stockholder proposal regarding lobbying activity and expenditure report. | | Shr | | Against | | For |
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6. | | Stockholder proposal regarding employee representation on the Board of Directors. | | Shr | | Against | | For |
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FIRST REPUBLIC BANK | | Agenda Number: 935159978 |
Security: | | 33616C100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | FRC | | |
ISIN: | | US33616C1009 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: James H. Herbert, II | | Mgmt | | For | | For |
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1B. | | Election of Director: Katherine August-deWilde | | Mgmt | | For | | For |
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1C. | | Election of Director: Hafize Gaye Erkan | | Mgmt | | For | | For |
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1D. | | Election of Director: Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For |
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1E. | | Election of Director: Boris Groysberg | | Mgmt | | For | | For |
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1F. | | Election of Director: Sandra R. Hernández | | Mgmt | | For | | For |
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1G. | | Election of Director: Pamela J. Joyner | | Mgmt | | For | | For |
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1H. | | Election of Director: Reynold Levy | | Mgmt | | For | | For |
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1I. | | Election of Director: Duncan L. Niederauer | | Mgmt | | For | | For |
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1J. | | Election of Director: George G.C. Parker | | Mgmt | | For | | For |
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2. | | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | To approve the amendments to the First Republic Bank 2017 Omnibus Award Plan. | | Mgmt | | For | | For |
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4. | | To approve, by advisory (non-binding) vote, the compensation of our executive officers (“say on pay” vote). | | Mgmt | | For | | For |
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FRANKLIN STREET PROPERTIES CORP. | | Agenda Number: 935139659 |
Security: | | 35471R106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-May-2020 | | |
Ticker: | | FSP | | |
ISIN: | | US35471R1068 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director for a term expiring at the 2021 Annual Meeting of Stockholders: George J. Carter | | Mgmt | | For | | For |
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1B. | | Election of Director for a term expiring at the 2021 Annual Meeting of Stockholders: Georgia Murray | | Mgmt | | For | | For |
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2. | | To ratify the Audit Committee’s appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | To approve, by non-binding vote, our executive compensation. | | Mgmt | | For | | For |
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FREEPORT-MCMORAN INC. | | Agenda Number: 935192916 |
Security: | | 35671D857 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | FCX | | |
ISIN: | | US35671D8570 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1.1 | | Election of Director: Richard C. Adkerson | | Mgmt | | For | | For |
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1.2 | | Election of Director: Gerald J. Ford | | Mgmt | | For | | For |
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1.3 | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
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1.4 | | Election of Director: Dustan E. McCoy | | Mgmt | | For | | For |
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1.5 | | Election of Director: John J. Stephens | | Mgmt | | For | | For |
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1.6 | | Election of Director: Frances Fragos Townsend | | Mgmt | | For | | For |
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2. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
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3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
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GILEAD SCIENCES, INC. | | Agenda Number: 935151883 |
Security: | | 375558103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | GILD | | |
ISIN: | | US3755581036 | | |
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Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1A. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Mgmt | | For | | For |
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1B. | | Election of Director: Sandra J. Horning, M.D. | | Mgmt | | For | | For |
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1C. | | Election of Director: Kelly A. Kramer | | Mgmt | | For | | For |
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1D. | | Election of Director: Kevin E. Lofton | | Mgmt | | For | | For |
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1E. | | Election of Director: Harish Manwani | | Mgmt | | For | | For |
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1F. | | Election of Director: Daniel P. O’Day | | Mgmt | | For | | For |
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1G. | | Election of Director: Richard J. Whitley, M.D. | | Mgmt | | For | | For |
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1H. | | Election of Director: Per Wold-Olsen | | Mgmt | | For | | For |
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2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
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3. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Mgmt | | For | | For |
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4. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shr | | Against | | For |
|
|
|
|
| | | | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | | Shr | | Against | | For |
|
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| | | | |
| |
HIGHWOODS PROPERTIES, INC. | | Agenda Number: 935152873 |
Security: | | 431284108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | HIW | | |
ISIN: | | US4312841087 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Charles A. Anderson | | Mgmt | | For | | For |
| | Gene H. Anderson | | Mgmt | | For | | For |
| | Thomas P. Anderson | | Mgmt | | For | | For |
| | Carlos E. Evans | | Mgmt | | For | | For |
| | David J. Hartzell | | Mgmt | | For | | For |
| | Sherry A. Kellett | | Mgmt | | For | | For |
| | Theodore J. Klinck | | Mgmt | | For | | For |
| | Anne H. Lloyd | | Mgmt | | For | | For |
| | | | |
2. | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2020. | | Mgmt | | For | | For |
| | | | |
3. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
4. | | APPROVAL OF THE 2020 EMPLOYEE STOCK PURCHASE PLAN. | | Mgmt | | For | | For |
| | | | |
| |
HOLLYFRONTIER CORPORATION | | Agenda Number: 935158875 |
Security: | | 436106108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 13-May-2020 | | |
Ticker: | | HFC | | |
ISIN: | | US4361061082 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Anne-Marie Ainsworth | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Douglas Bech | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Anna Catalano | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Leldon Echols | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Michael Jennings | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Craig Knocke | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert Kostelnik | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: James Lee | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Franklin Myers | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Michael Rose | | Mgmt | | For | | For |
| | | | |
2. | | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Ernst & Young LLP as the Company’s registered public accounting firm for the 2020 fiscal year. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the Company’s 2020 Long-Term Incentive Plan. | | Mgmt | | For | | For |
| | | | |
| |
ILLINOIS TOOL WORKS INC. | | Agenda Number: 935153647 |
Security: | | 452308109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2020 | | |
Ticker: | | ITW | | |
ISIN: | | US4523081093 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Daniel J. Brutto | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Susan Crown | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: James W. Griffith | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Jay L. Henderson | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Richard H. Lenny | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: E. Scott Santi | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: David B. Smith, Jr. | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Pamela B. Strobel | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Kevin M. Warren | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Anré D. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve compensation of ITW’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | | Shr | | Against | | For |
| | | | |
| |
INTEL CORPORATION | | Agenda Number: 935158635 |
Security: | | 458140100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | INTC | | |
ISIN: | | US4581401001 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: James J. Goetz | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Alyssa Henry | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Omar Ishrak | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Risa Lavizzo-Mourey | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Tsu-Jae King Liu | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Gregory D. Smith | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert (“Bob”) H. Swan | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Andrew Wilson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Frank D. Yeary | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve executive compensation of our listed officers | | Mgmt | | For | | For |
| | | | |
4. | | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | | Shr | | Against | | For |
| | | | |
| |
INVESTORS REAL ESTATE TRUST | | Agenda Number: 935177178 |
Security: | | 461730509 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 19-May-2020 | | |
Ticker: | | IRET | | |
ISIN: | | US4617305093 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Trustee: Jeffrey P. Caira | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Trustee: Michael T. Dance | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Trustee: Mark O. Decker, Jr. | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Trustee: Emily Nagle Green | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Trustee: Linda J. Hall | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Trustee: Terrance P. Maxwell | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Trustee: John A. Schissel | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Trustee: Mary J. Twinem | | Mgmt | | For | | For |
| | | | |
2. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
3. | | APPROVAL OF THE AMENDED AND RESTATED 2015 INCENTIVE PLAN. | | Mgmt | | For | | For |
| | | | |
4. | | RATIFICATION OF SELECTION OF GRANT THORNTON AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
IPG PHOTONICS CORPORATION | | Agenda Number: 935179603 |
Security: | | 44980X109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-May-2020 | | |
Ticker: | | IPGP | | |
ISIN: | | US44980X1090 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | V. P. Gapontsev, Ph.D. | | Mgmt | | For | | For |
| | E. A. Scherbakov, Ph.D | | Mgmt | | For | | For |
| | Igor Samartsev | | Mgmt | | For | | For |
| | Michael C. Child | | Mgmt | | For | | For |
| | Gregory P. Dougherty | | Mgmt | | For | | For |
| | Catherine P. Lego | | Mgmt | | For | | For |
| | Eric Meurice | | Mgmt | | For | | For |
| | John R. Peeler | | Mgmt | | For | | For |
| | Thomas J. Seifert | | Mgmt | | For | | For |
| | | | |
2. | | Advisory approval of our executive compensation | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 | | Mgmt | | For | | For |
| | | | |
4. | | A stockholder proposal to prepare a report on management team diversity, if properly presented at the annual meeting | | Shr | | Against | | For |
| | | | |
| |
KANSAS CITY SOUTHERN | | Agenda Number: 935172394 |
Security: | | 485170302 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | KSU | | |
ISIN: | | US4851703029 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Lydia I. Beebe | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Lu M. Córdova | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Robert J. Druten | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Antonio O. Garza, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: David Garza-Santos | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Janet H. Kennedy | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mitchell J. Krebs | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Henry J. Maier | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Thomas A. McDonnell | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Patrick J. Ottensmeyer | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | An Advisory vote to approve the 2019 compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal to allow stockholder action by written consent | | Shr | | Against | | For |
| | | | |
| |
KEYCORP | | Agenda Number: 935174235 |
Security: | | 493267108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | KEY | | |
ISIN: | | US4932671088 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Bruce D. Broussard | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Gary M. Crosby | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Alexander M. Cutler | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: H. James Dallas | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Elizabeth R. Gile | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Ruth Ann M. Gillis | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Christopher M. Gorman | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Carlton L. Highsmith | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Richard J. Hipple | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Kristen L. Manos | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Barbara R. Snyder | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: David K. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of independent auditor. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory approval of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal seeking to reduce ownership threshold to call special shareholder meeting. | | Shr | | Against | | For |
| | | | |
| |
KIMCO REALTY CORPORATION | | Agenda Number: 935147985 |
Security: | | 49446R109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-Apr-2020 | | |
Ticker: | | KIM | | |
ISIN: | | US49446R1095 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Milton Cooper | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Philip E. Coviello | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Conor C. Flynn | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Frank Lourenso | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Colombe M. Nicholas | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mary Hogan Preusse | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Valerie Richardson | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Richard B. Saltzman | | Mgmt | | For | | For |
| | | | |
2. | | THE ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | | Mgmt | | For | | For |
| | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020 (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | | Mgmt | | For | | For |
| | | | |
4. | | THE APPROVAL OF THE ADOPTION OF THE 2020 EQUITY PARTICIPATION PLAN (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | | Mgmt | | For | | For |
| | | | |
| |
LENNAR CORPORATION | | Agenda Number: 935133001 |
Security: | | 526057104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-Apr-2020 | | |
Ticker: | | LEN | | |
ISIN: | | US5260571048 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Rick Beckwitt | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Irving Bolotin | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Steven L. Gerard | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Tig Gilliam | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Sherrill W. Hudson | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Jonathan M. Jaffe | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Sidney Lapidus | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Teri P. McClure | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Stuart Miller | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Armando Olivera | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Jeffrey Sonnenfeld | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: Scott Stowell | | Mgmt | | For | | For |
| | | | |
2. | | Approve, on an advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020. | | Mgmt | | For | | For |
| | | | |
| |
LOCKHEED MARTIN CORPORATION | | Agenda Number: 935141983 |
Security: | | 539830109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Apr-2020 | | |
Ticker: | | LMT | | |
ISIN: | | US5398301094 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Daniel F. Akerson | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: David B. Burritt | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Bruce A. Carlson | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Joseph F. Dunford, Jr. | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: James O. Ellis, Jr. | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Thomas J. Falk | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ilene S. Gordon | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Marillyn A. Hewson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Vicki A. Hollub | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Jeh C. Johnson | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Debra L. Reed-Klages | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: James D. Taiclet, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | | Mgmt | | For | | For |
| | | | |
4. | | Management Proposal to Approve the Lockheed Martin Corporation 2020 Incentive Performance Award Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | | Shr | | Against | | For |
| | | | |
| |
MACQUARIE INFRASTRUCTURE CORPORATION | | Agenda Number: 935160363 |
Security: | | 55608B105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | MIC | | |
ISIN: | | US55608B1052 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Amanda Brock | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Norman H. Brown, Jr. | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Christopher Frost | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Maria Jelescu-Dreyfus | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Ronald Kirk | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: H.E. (Jack) Lentz | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ouma Sananikone | | Mgmt | | For | | For |
| | | | |
2. | | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | The approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
| | | | |
| |
MORGAN STANLEY | | Agenda Number: 935168725 |
Security: | | 617446448 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | MS | | |
ISIN: | | US6174464486 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1a. | | Election of Director: Elizabeth Corley | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Alistair Darling | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas H. Glocer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James P. Gorman | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Robert H. Herz | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Nobuyuki Hirano | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Stephen J. Luczo | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Jami Miscik | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Dennis M. Nally | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Takeshi Ogasawara | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Hutham S. Olayan | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Mary L. Schapiro | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Perry M. Traquina | | Mgmt | | For | | For |
| | | | |
1n. | | Election of Director: Rayford Wilkins, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | | Mgmt | | For | | For |
| | | | |
3. | | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | | Mgmt | | For | | For |
| | | | |
| |
MURPHY OIL CORPORATION | | Agenda Number: 935158661 |
Security: | | 626717102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 13-May-2020 | | |
Ticker: | | MUR | | |
ISIN: | | US6267171022 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: T.J. Collins | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: S.A. Cossé | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: C.P. Deming | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: L.R. Dickerson | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: R.W. Jenkins | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: E.W. Keller | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: J.V. Kelley | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: W. Mirosh | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: R.M. Murphy | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: J.W. Nolan | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: R.N. Ryan, Jr. | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: N.E. Schmale | | Mgmt | | For | | For |
| | | | |
1M. | | Election of Director: L.A. Sugg | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote on executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the proposed 2020 Long-Term Incentive Plan. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the appointment of KPMG LLP as independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
| |
NUCOR CORPORATION | | Agenda Number: 935155487 |
Security: | | 670346105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | NUE | | |
ISIN: | | US6703461052 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | Mgmt | | For | | For |
| | Lloyd J. Austin III | | Mgmt | | For | | For |
| | Patrick J. Dempsey | | Mgmt | | For | | For |
| | Christopher J. Kearney | | Mgmt | | For | | For |
| | Laurette T. Koellner | | Mgmt | | For | | For |
| | Joseph D. Rupp | | Mgmt | | For | | For |
| | Leon J. Topalian | | Mgmt | | For | | For |
| | John H. Walker | | Mgmt | | For | | For |
| | Nadja Y. West | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor’s independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2019. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the amendment and restatement of the Nucor Corporation 2014 Omnibus Incentive Compensation Plan. | | Mgmt | | For | | For |
| | | | |
| |
NUTRIEN LTD. (THE “CORPORATION”) | | Agenda Number: 935164361 |
Security: | | 67077M108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | NTR | | |
ISIN: | | CA67077M1086 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | Mgmt | | For | | For |
| | Christopher M. Burley | | Mgmt | | For | | For |
| | Maura J. Clark | | Mgmt | | For | | For |
| | David C. Everitt | | Mgmt | | For | | For |
| | Russell K. Girling | | Mgmt | | For | | For |
| | Miranda C. Hubbs | | Mgmt | | For | | For |
| | Alice D. Laberge | | Mgmt | | For | | For |
| | Consuelo E. Madere | | Mgmt | | For | | For |
| | Charles V. Magro | | Mgmt | | For | | For |
| | Keith G. Martell | | Mgmt | | For | | For |
| | Aaron W. Regent | | Mgmt | | For | | For |
| | Mayo M. Schmidt | | Mgmt | | For | | For |
| | | | |
2 | | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | | Mgmt | | For | | For |
| | | | |
3 | | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | | Mgmt | | For | | For |
| | | | |
| |
NVIDIA CORPORATION | | Agenda Number: 935196445 |
Security: | | 67066G104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-Jun-2020 | | |
Ticker: | | NVDA | | |
ISIN: | | US67066G1040 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Robert K. Burgess | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Tench Coxe | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Persis S. Drell | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Jen-Hsun Huang | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Dawn Hudson | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Harvey C. Jones | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Michael G. McCaffery | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Stephen C. Neal | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Mark L. Perry | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: A. Brooke Seawell | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Mark A. Stevens | | Mgmt | | For | | For |
| | | | |
2. | | Approval of our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | | Mgmt | | For | | For |
| | | | |
| |
OCCIDENTAL PETROLEUM CORPORATION | | Agenda Number: 935186177 |
Security: | | 674599105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-May-2020 | | |
Ticker: | | OXY | | |
ISIN: | | US6745991058 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Stephen I. Chazen | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Andrew Gould | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Nicholas Graziano | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Carlos M. Gutierrez | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Vicki Hollub | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: William R. Klesse | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Andrew N. Langham | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Jack B. Moore | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Margarita Paláu-Hernández | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Avedick B. Poladian | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Robert M. Shearer | | Mgmt | | For | | For |
| | | | |
2. | | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of Selection of KPMG as Occidental’s Independent Auditor | | Mgmt | | For | | For |
| | | | |
4. | | Approve Occidental’s Amended and Restated 2015 Long-Term Incentive Plan | | Mgmt | | For | | For |
| | | | |
5. | | Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | | Mgmt | | For | | For |
| | | | |
6. | | Approve an Increase in Authorized Shares of Common Stock | | Mgmt | | For | | For |
| | | | |
7. | | Adopt Amendments to the Charter to Enhance Shareholders’ Ability to Act by Written Consent | | Mgmt | | For | | For |
| | | | |
8. | | Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments | | Mgmt | | For | | For |
| | | | |
9. | | Approve the Rights Agreement | | Mgmt | | For | | For |
| | | | |
| |
OUTFRONT MEDIA INC. | | Agenda Number: 935187458 |
Security: | | 69007J106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Jun-2020 | | |
Ticker: | | OUT | | |
ISIN: | | US69007J1060 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Class III Director: Jeremy J. Male | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Class III Director: Joseph H. Wender | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as OUTFRONT Media Inc.’s independent registered public accounting firm for fiscal year 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on a non-binding advisory basis, of the compensation of OUTFRONT Media Inc.’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
OVINTIV INC. | | Agenda Number: 935149371 |
Security: | | 69047Q102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Apr-2020 | | |
Ticker: | | OVV | | |
ISIN: | | US69047Q1022 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Advisory Vote to Approve Compensation of Named Executive Officers | | Mgmt | | For | | For |
| | | | |
2A. | | Election of Director: Peter A. Dea | | Mgmt | | For | | For |
| | | | |
2B. | | Election of Director: Fred J. Fowler | | Mgmt | | For | | For |
| | | | |
2C. | | Election of Director: Howard J. Mayson | | Mgmt | | For | | For |
| | | | |
2D. | | Election of Director: Lee A. McIntire | | Mgmt | | For | | For |
| | | | |
2E. | | Election of Director: Margaret A. McKenzie | | Mgmt | | For | | For |
| | | | |
2F. | | Election of Director: Steven W. Nance | | Mgmt | | For | | For |
| | | | |
2G. | | Election of Director: Suzanne P. Nimocks | | Mgmt | | For | | For |
| | | | |
2H. | | Election of Director: Thomas G. Ricks | | Mgmt | | For | | For |
| | | | |
2I. | | Election of Director: Brian G. Shaw | | Mgmt | | For | | For |
| | | | |
2J. | | Election of Director: Douglas J. Suttles | | Mgmt | | For | | For |
| | | | |
2K. | | Election of Director: Bruce G. Waterman | | Mgmt | | For | | For |
| | | | |
2L. | | Election of Director: Clayton H. Woitas | | Mgmt | | For | | For |
| | | | |
3. | | Ratify PricewaterhouseCoopers LLP as Independent Auditors | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal - Climate-related Targets (If Properly Presented) | | Shr | | Against | | For |
| | | | |
| |
PARKER-HANNIFIN CORPORATION | | Agenda Number: 935085250 |
Security: | | 701094104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-Oct-2019 | | |
Ticker: | | PH | | |
ISIN: | | US7010941042 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Lee C. Banks | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Robert G. Bohn | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Linda S. Harty | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Kevin A. Lobo | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Candy M. Obourn | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Joseph Scaminace | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Ake Svensson | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Laura K. Thompson | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: James R. Verrier | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: James L. Wainscott | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Thomas L. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the Parker-Hannifin Corporation Amended and Restated 2016 Omnibus Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal to adopt a policy that requires the Chairman of the Board to be an independent member of the Board of Directors. | | Shr | | Against | | For |
| | | | |
| |
PHILLIPS 66 | | Agenda Number: 935152669 |
Security: | | 718546104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-May-2020 | | |
Ticker: | | PSX | | |
ISIN: | | US7185461040 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Charles M. Holley | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Glenn F. Tilton | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Marna C. Whittington | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal requesting a report on risks of Gulf Coast petrochemical investments. | | Shr | | Against | | For |
| | | | |
| |
PROLOGIS, INC. | | Agenda Number: 935145664 |
Security: | | 74340W103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Apr-2020 | | |
Ticker: | | PLD | | |
ISIN: | | US74340W1036 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Hamid R. Moghadam | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Cristina G. Bita | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: George L. Fotiades | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Irving F. Lyons III | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Avid Modjtabai | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: David P. O’Connor | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Olivier Piani | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Jeffrey L. Skelton | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Carl B. Webb | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: William D. Zollars | | Mgmt | | For | | For |
| | | | |
2. | | Advisory Vote to Approve the Company’s Executive Compensation for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Vote to Approve the Prologis, Inc. 2020 Long-Term Incentive Plan | | Mgmt | | For | | For |
| | | | |
4. | | Vote to Approve an Amendment to our Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | | Mgmt | | For | | For |
| | | | |
5. | | Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the Year 2020 | | Mgmt | | For | | For |
| | | | |
| |
REGENCY CENTERS CORPORATION | | Agenda Number: 935146200 |
Security: | | 758849103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Apr-2020 | | |
Ticker: | | REG | | |
ISIN: | | US7588491032 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Martin E. Stein, Jr. | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Joseph F. Azrack | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Bryce Blair | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: C. Ronald Blankenship | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Deirdre J. Evens | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Thomas W. Furphy | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Karin M. Klein | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Peter D. Linneman | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: David P. O’Connor | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Lisa Palmer | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Thomas G. Wattles | | Mgmt | | For | | For |
| | | | |
2. | | Adoption of an advisory resolution approving executive compensation for fiscal year 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of appointment of KPMG LLP as the Company’s independent accountants for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
RIO TINTO PLC | | Agenda Number: 935143571 |
Security: | | 767204100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Apr-2020 | | |
Ticker: | | RIO | | |
ISIN: | | US7672041008 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Receipt of the 2019 Annual report | | Mgmt | | For | | For |
| | | | |
2. | | Approval of the Directors’ Remuneration Report: Implementation Report | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the Directors’ Remuneration Report | | Mgmt | | For | | For |
| | | | |
4. | | Approval of potential termination benefits | | Mgmt | | For | | For |
| | | | |
5. | | To elect Hinda Gharbi as a director | | Mgmt | | For | | For |
| | | | |
6. | | To elect Jennifer Nason as a director | | Mgmt | | For | | For |
| | | | |
7. | | To elect Ngaire Woods CBE as a director | | Mgmt | | For | | For |
| | | | |
8. | | To re-elect Megan Clark AC as a director | | Mgmt | | For | | For |
| | | | |
9. | | To re-elect David Constable as a director | | Mgmt | | For | | For |
| | | | |
10. | | To re-elect Simon Henry as a director | | Mgmt | | For | | For |
| | | | |
11. | | To re-elect Jean-Sébastien Jacques as a director | | Mgmt | | For | | For |
| | | | |
12. | | To re-elect Sam Laidlaw as a director | | Mgmt | | For | | For |
| | | | |
13. | | To re-elect Michael L’Estrange AO as a director | | Mgmt | | For | | For |
| | | | |
14. | | To re-elect Simon McKeon AO as a director | | Mgmt | | For | | For |
| | | | |
15. | | To re-elect Jakob Stausholm as a director | | Mgmt | | For | | For |
| | | | |
16. | | To re-elect Simon Thompson as a director | | Mgmt | | For | | For |
| | | | |
17. | | Appointment of auditors of Rio Tinto plc and Rio Tinto Limited | | Mgmt | | For | | For |
| | | | |
18. | | Remuneration of auditors | | Mgmt | | For | | For |
| | | | |
19. | | Authority to make political donations | | Mgmt | | For | | For |
| | | | |
20. | | Amendments to Rio Tinto plc’s articles of association and Rio Tinto Limited’s constitution - general updates and changes | | Mgmt | | For | | For |
| | | | |
21. | | Amendments to Rio Tinto plc’s articles of association and Rio Tinto Limited’s constitution - hybrid and contemporaneous general meetings | | Mgmt | | For | | For |
| | | | |
22. | | General authority to allot shares | | Mgmt | | For | | For |
| | | | |
23. | | Disapplication of pre-emption rights | | Mgmt | | For | | For |
| | | | |
24. | | Authority to purchase Rio Tinto plc shares | | Mgmt | | For | | For |
| | | | |
25. | | Notice period for general meetings other than annual general meetings | | Mgmt | | For | | For |
| | | | |
| |
RYDER SYSTEM, INC. | | Agenda Number: 935143026 |
Security: | | 783549108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-May-2020 | | |
Ticker: | | R | | |
ISIN: | | US7835491082 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Robert J. Eck | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Robert A. Hagemann | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Michael F. Hilton | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Tamara L. Lundgren | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Luis P. Nieto | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: David G. Nord | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Robert E. Sanchez | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Abbie J. Smith | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: E. Follin Smith | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Dmitri L. Stockton | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Hansel E. Tookes, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2020 fiscal year. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of Amended and Restated Stock Purchase Plan for Employees. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal on shareholder approval of bylaw amendments. | | Shr | | Against | | For |
| | | | |
| |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | | Agenda Number: 935150374 |
Security: | | 78781P105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-May-2020 | | |
Ticker: | | SAIL | | |
ISIN: | | US78781P1057 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | William G. Bock | | Mgmt | | For | | For |
| | Michael J. Sullivan | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory basis, our named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
| |
STATE STREET CORPORATION | | Agenda Number: 935174716 |
Security: | | 857477103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 20-May-2020 | | |
Ticker: | | STT | | |
ISIN: | | US8574771031 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: P. de Saint-Aignan | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: M. Chandoha | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: L. Dugle | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: A. Fawcett | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: W. Freda | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: S. Mathew | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: W. Meaney | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: R. O’Hanley | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: S. O’Sullivan | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: R. Sergel | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: G. Summe | | Mgmt | | For | | For |
| | | | |
2. | | To approve an advisory proposal on executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
| |
THE CHARLES SCHWAB CORPORATION | | Agenda Number: 935165565 |
Security: | | 808513105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-May-2020 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: William S. Haraf | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Frank C. Herringer | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Roger O. Walther | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the selection of Deloitte & Touche LLP as independent auditors | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation | | Mgmt | | For | | For |
| | | | |
4. | | Approve the 2013 Stock Incentive Plan as Amended and Restated | | Mgmt | | For | | For |
| | | | |
5. | | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | | Mgmt | | For | | For |
| | | | |
6. | | Stockholder Proposal requesting annual disclosure of EEO-1 data | | Shr | | Against | | For |
| | | | |
7. | | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | | Shr | | Against | | For |
| | | | |
| |
THE CHARLES SCHWAB CORPORATION | | Agenda Number: 935219091 |
Security: | | 808513105 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 04-Jun-2020 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | | Mgmt | | For | | For |
| | | | |
2. | | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | | Mgmt | | For | | For |
| | | | |
3. | | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | | Mgmt | | For | | For |
| | | | |
| |
THE WALT DISNEY COMPANY | | Agenda Number: 935125648 |
Security: | | 254687106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Mar-2020 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Susan E. Arnold | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Mary T. Barra | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Safra A. Catz | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Francis A. deSouza | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Michael B.G. Froman | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Robert A. Iger | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Maria Elena Lagomasino | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Mark G. Parker | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Derica W. Rice | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the advisory resolution on executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | To approve an amendment to the Company’s Amended and Restated 2011 Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | | Shr | | Against | | For |
| | | | |
| |
TWILIO INC. | | Agenda Number: 935198829 |
Security: | | 90138F102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Richard Dalzell | | Mgmt | | For | | For |
| | Jeffrey Immelt | | Mgmt | | Withheld | | Against |
| | Erika Rottenberg | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
UDR, INC. | | Agenda Number: 935168751 |
Security: | | 902653104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2020 | | |
Ticker: | | UDR | | |
ISIN: | | US9026531049 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Katherine A. Cattanach | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Jon A. Grove | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Mary Ann King | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: James D. Klingbeil | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Clint D. McDonnough | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Robert A. McNamara | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mark R. Patterson | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Thomas W. Toomey | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP to serve as independent registered public accounting firm for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
| |
UMH PROPERTIES, INC. | | Agenda Number: 935196421 |
Security: | | 903002103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Jun-2020 | | |
Ticker: | | UMH | | |
ISIN: | | US9030021037 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Jeffrey A. Carus | | Mgmt | | For | | For |
| | Matthew I. Hirsch | | Mgmt | | For | | For |
| | Kenneth K. Quigley, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PKF O’Connor Davies, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To adopt an advisory resolution approving the compensation of the Company’s named executive officers, as more fully disclosed in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
| |
URSTADT BIDDLE PROPERTIES INC. | | Agenda Number: 935127654 |
Security: | | 917286106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Mar-2020 | | |
Ticker: | | UBP | | |
ISIN: | | US9172861067 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Class II Director to serve for three years: Kevin J. Bannon | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Class II Director to serve for three years: Richard Grellier | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Class II Director to serve for three years: Charles D. Urstadt | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Class III Director to serve for one year: Willis H. Stephens, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PKF O’Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
URSTADT BIDDLE PROPERTIES INC. | | Agenda Number: 935127654 |
Security: | | 917286205 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Mar-2020 | | |
Ticker: | | UBA | | |
ISIN: | | US9172862057 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Class II Director to serve for three years: Kevin J. Bannon | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Class II Director to serve for three years: Richard Grellier | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Class II Director to serve for three years: Charles D. Urstadt | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Class III Director to serve for one year: Willis H. Stephens, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PKF O’Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
VALE S.A. | | Agenda Number: 935187143 |
Security: | | 91912E105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2020 | | |
Ticker: | | VALE | | |
ISIN: | | US91912E1055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | Resolution 1 | | Mgmt | | No vote | | |
| | | | |
2. | | Resolution 2 | | Mgmt | | No vote | | |
| | | | |
3. | | Resolution 3 | | Mgmt | | No vote | | |
| | | | |
4. | | Resolution 4 | | Mgmt | | No vote | | |
| | | | |
6. | | DIRECTOR | | | | | | |
| | José Maurício/Arthur | | Mgmt | | No vote | | |
| | Fernando/Johan Albino | | Mgmt | | No vote | | |
| | Oscar/Ken Yasuhara | | Mgmt | | No vote | | |
| | José Luciano/VACANT | | Mgmt | | No vote | | |
| | Eduardo/VACANT | | Mgmt | | No vote | | |
| | Marcel/Marcia | | Mgmt | | No vote | | |
| | Toshiya/Hugo Serrado | | Mgmt | | No vote | | |
| | Roger/Ivan Luiz | | Mgmt | | No vote | | |
| | Murilo/João | | Mgmt | | No vote | | |
| | Isabella/Adriano | | Mgmt | | No vote | | |
| | Sandra Maria/VACANT | | Mgmt | | No vote | | |
| | Marcelo/Nuno Maria | | Mgmt | | No vote | | |
| | | | |
7. | | Resolution 7 | | Mgmt | | No vote | | |
| | | | |
8. | | Resolution 8 | | Mgmt | | No vote | | |
| | | | |
9. | | Resolution 9 | | Mgmt | | No vote | | |
| | | | |
10. | | Resolution 10 | | Mgmt | | No vote | | |
| | | | |
E1. | | Resolution 1 | | Mgmt | | No vote | | |
| | | | |
E2. | | Resolution 2 | | Mgmt | | No vote | | |
| | | | |
E3. | | Resolution 3 | | Mgmt | | No vote | | |
| | | | |
E4. | | Resolution 4 | | Mgmt | | No vote | | |
| | | | |
E5. | | Resolution 5 | | Mgmt | | No vote | | |
| | | | |
E6. | | Resolution 6 | | Mgmt | | No vote | | |
| | | | |
E7. | | Resolution 7 | | Mgmt | | No vote | | |
| | | | |
E8. | | Resolution 8 | | Mgmt | | No vote | | |
| | | | |
E9. | | Resolution 9 | | Mgmt | | No vote | | |
| | | | |
| |
VALE SA | | Agenda Number: 712413296 |
Security: | | 91912E105 | | |
Meeting Type: | | MIX | | |
Meeting Date: | | 30-Apr-2020 | | |
Ticker: | | | | |
ISIN: | | US91912E1055 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | |
| | | | |
O.1 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR ENDED DECEMBER 31, 2019 | | Mgmt | | For | | For |
| | | | |
O.2 | | DO YOU WISH TO ADOPT CUMULATIVE VOTING FOR THE ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW | | Mgmt | | For | | For |
| | | | |
O.3 | | ELECT DIRECTORS | | Mgmt | | For | | For |
| | | | |
O.4 | | IN CASE THERE IS ANY CHANGE TO THE BOARD SLATE COMPOSITION, MAY YOUR VOTES STILL BE COUNTED FOR THE PROPOSED SLATE | | Mgmt | | For | | For |
| | | | |
CMMT | | IF YOU VOTE IN O.5, YOU MAY NOT VOTE IN O.6. ANY CONFLICTING VOTES WILL BE DISREGARDED | | Non-Voting | | | | |
| | | | |
O.5 | | IN CASE CUMULATIVE VOTING IS ADOPTED, DO YOU WISH TO EQUALLY DISTRIBUTE YOUR VOTES AMONGST THE NOMINEES BELOW | | Mgmt | | Abstain | | Against |
| | | | |
CMMT | | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE “FOR” THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS | | Non-Voting | | | | |
| | | | |
O6.1 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT JOSE MAURICIO PEREIRA COELHO AS DIRECTOR AND ARTHUR PRADO SILVA AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.2 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT FERNANDO JORGE BUSO GOMES AS DIRECTOR AND JOHAN ALBINO RIBEIRO AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.3 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT OSCAR AUGUSTO CAMARGO FILHO AS DIRECTOR AND KEN YASUHARA AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.4 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT JOSE LUCIANO DUARTE PENIDO AS DIRECTOR | | Mgmt | | For | | For |
| | | | |
O6.5 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT EDUARDO DE OLIVEIRA RODRIGUES FILHO AS DIRECTOR | | Mgmt | | For | | For |
| | | | |
O6.6 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT MARCEL JUVINIANO BARROS AS DIRECTOR AND MARCIA FRAGOSO SOARES AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.7 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT TOSHIYA ASAHI AS DIRECTOR AND HUGO SERRADO STOFFEL AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.8 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT ROGER ALLAN DOWNEY AS DIRECTOR AND IVAN LUIZ MODESTO SCHARA AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.9 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT MURILO CESAR LEMOS DOS SANTOS PASSOS AS DIRECTOR AND JOAO ERNESTO DE LIMA MESQUITA AS ALTERNATE | | Mgmt | | For | | For |
| | | | | | | | |
O6.10 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT ISABELLA SABOYA DE ALBUQUERQUE AS INDEPENDENT DIRECTOR AND ADRIANO CIVES SEABRA AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O6.11 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT SANDRA MARIA GUERRA DE AZEVEDO AS INDEPENDENT DIRECTOR | | Mgmt | | For | | For |
| | | | |
O6.12 | | PERCENTAGE OF VOTES TO BE ASSIGNED - ELECT MARCELO GASPARINO DA SILVA AS INDEPENDENT DIRECTOR AND NUNO MARIA PESTANA DE ALMEIDA ALVES AS ALTERNATE | | Mgmt | | For | | For |
| | | | |
O.7 | | AS AN ORDINARY SHAREHOLDER, WOULD YOU LIKE TO REQUEST A SEPARATE MINORITY ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF THE BRAZILIAN CORPORATE LAW | | Mgmt | | For | | For |
| | | | |
O.8 | | ELECT FISCAL COUNCIL MEMBERS | | Mgmt | | For | | For |
| | | | |
O.9 | | IN CASE ONE OF THE NOMINEES LEAVES THE FISCAL COUNCIL SLATE DUE TO A SEPARATE MINORITY ELECTION, AS ALLOWED UNDER ARTICLES 161 AND 240 OF THE BRAZILIAN CORPORATE LAW, MAY YOUR VOTES STILL BE COUNTED FOR THE PROPOSED SLATE | | Mgmt | | For | | For |
| | | | |
O.10 | | APPROVE REMUNERATION OF COMPANY’S MANAGEMENT AND FISCAL COUNCIL | | Mgmt | | For | | For |
| | | | |
E.1 | | AMEND ARTICLES AND CONSOLIDATE BYLAWS | | Mgmt | | For | | For |
| | | | |
E.2 | | APPROVE AGREEMENT TO ABSORB FERROUS RESOURCES DO BRASIL S.A. (FERROUS) AND MINERACAO JACUIPE S.A. (JACUIPE) | | Mgmt | | For | | For |
| | | | |
E.3 | | RATIFY PREMIUMBRAVO AUDITORES INDEPENDENTES AS INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION | | Mgmt | | For | | For |
| | | | |
E.4 | | APPROVE INDEPENDENT FIRM’S APPRAISALS | | Mgmt | | For | | For |
| | | | |
E.5 | | APPROVE ABSORPTION OF FERROUS RESOURCES DO BRASIL S.A. (FERROUS) AND MINERACAO JACUIPE S.A. (JACUIPE) | | Mgmt | | For | | For |
| | | | |
E.6 | | APPROVE AGREEMENT TO ABSORB MINAS DA SERRA GERAL S.A. (MSG), MSE - SERVICOS DE OPERACAO, MANUTENCAO E MONTAGENS LTDA. (MSE), RETIRO NOVO REFLORESTAMENTO LTDA. (RETIRO NOVO) AND MINERACAO GUARIBA LTDA. (GUARIBA) | | Mgmt | | For | | For |
| | | | |
E.7 | | RATIFY MACSO LEGATE AUDITORES INDEPENDENTES AS INDEPENDENT FIRM TO APPRAISE PROPOSED TRANSACTION | | Mgmt | | For | | For |
| | | | |
E.8 | | APPROVE INDEPENDENT FIRM’S APPRAISALS | | Mgmt | | For | | For |
| | | | |
E.9 | | APPROVE ABSORPTION OF MINAS DA SERRA GERAL S.A. (MSG), MSE - SERVICOS DE OPERACAO, MANUTENCAO E MONTAGENS LTDA. (MSE), RETIRO NOVO REFLORESTAMENTO LTDA. (RETIRO NOVO) AND MINERACAO GUARIBA LTDA. (GUARIBA) | | Mgmt | | For | | For |
| | | | |
| |
VORNADO REALTY TRUST | | Agenda Number: 935054887 |
Security: | | 929042109 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 07-Aug-2019 | | |
Ticker: | | VNO | | |
ISIN: | | US9290421091 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | APPROVAL OF AN AMENDMENT TO THE COMPANY’S DECLARATION OF TRUST RELATED TO THE COMPANY’S QUALIFICATION AS A “DOMESTICALLY CONTROLLED QUALIFIED INVESTMENT ENTITY” WITHIN THE MEANING OF SECTION 897(H)(4)(B) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | | Mgmt | | For | | For |
| | | | |
| |
VORNADO REALTY TRUST | | Agenda Number: 935163511 |
Security: | | 929042109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2020 | | |
Ticker: | | VNO | | |
ISIN: | | US9290421091 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Steven Roth | | Mgmt | | For | | For |
| | Candace K. Beinecke | | Mgmt | | For | | For |
| | Michael D. Fascitelli | | Mgmt | | For | | For |
| | Beatrice Hamza Bassey | | Mgmt | | For | | For |
| | William W. Helman IV | | Mgmt | | For | | For |
| | David M. Mandelbaum | | Mgmt | | For | | For |
| | Mandakini Puri | | Mgmt | | For | | For |
| | Daniel R. Tisch | | Mgmt | | For | | For |
| | Richard R. West | | Mgmt | | For | | For |
| | Russell B. Wight, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Mgmt | | For | | For |
| | | | |
3. | | NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
4. | | APPROVAL OF AMENDMENTS TO THE COMPANY’S 2019 OMNIBUS SHARE PLAN. | | Mgmt | | For | | For |
| | | | |
| |
WASHINGTON REAL ESTATE INVESTMENT TRUST | | Agenda Number: 935178156 |
Security: | | 939653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 28-May-2020 | | |
Ticker: | | WRE | | |
ISIN: | | US9396531017 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Trustee: Benjamin S. Butcher | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Trustee: William G. Byrnes | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Trustee: Edward S. Civera | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Trustee: Ellen M. Goitia | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Trustee: Paul T. McDermott | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Trustee: Thomas H. Nolan, Jr. | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Trustee: Vice Adm. Anthony L. Winns (RET.) | | Mgmt | | For | | For |
| | | | |
2. | | Non-binding advisory vote on compensation of named executive officers (say-on-pay) | | Mgmt | | For | | For |
| | | | |
3. | | Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | | Mgmt | | For | | For |
| | | | |
| |
WEYERHAEUSER COMPANY | | Agenda Number: 935163939 |
Security: | | 962166104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2020 | | |
Ticker: | | WY | | |
ISIN: | | US9621661043 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Director: Mark A. Emmert | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Rick R. Holley | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Sara Grootwassink Lewis | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Al Monaco | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Nicole W. Piasecki | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Marc F. Racicot | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Lawrence A. Selzer | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: D. Michael Steuert | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Devin W. Stockfish | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Kim Williams | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: Charles R. Williamson | | Mgmt | | For | | For |
| | | | |
2. | | Approval, on an advisory basis, of the compensation of the named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of selection of independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
| |
WILLIAMS-SONOMA, INC. | | Agenda Number: 935182434 |
Security: | | 969904101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-Jun-2020 | | |
Ticker: | | WSM | | |
ISIN: | | US9699041011 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1.1 | | Election of Director: Laura Alber | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Scott Dahnke | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Anne Mulcahy | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: William Ready | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Sabrina Simmons | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Frits van Paasschen | | Mgmt | | For | | For |
| | | | |
2. | | An advisory vote to approve executive compensation | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021 | | Mgmt | | For | | For |
| | | | |
| |
WYNN RESORTS, LIMITED | | Agenda Number: 935208175 |
Security: | | 983134107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 25-Jun-2020 | | |
Ticker: | | WYNN | | |
ISIN: | | US9831341071 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | Richard J. Byrne | | Mgmt | | For | | For |
| | Patricia Mulroy | | Mgmt | | For | | For |
| | Clark T. Randt, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares. | | Mgmt | | For | | For |
VERSATILE BOND PORTFOLIO
| | | | |
| |
INVESTORS REAL ESTATE TRUST | | Agenda Number: 935177178 |
Security: | | 461730400 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 19-May-2020 | | |
Ticker: | | IRETPR | | |
ISIN: | | US4617304005 | | |
| | | | | | | | |
Prop.# | | Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1A. | | Election of Trustee: Jeffrey P. Caira | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Trustee: Michael T. Dance | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Trustee: Mark O. Decker, Jr. | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Trustee: Emily Nagle Green | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Trustee: Linda J. Hall | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Trustee: Terrance P. Maxwell | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Trustee: John A. Schissel | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Trustee: Mary J. Twinem | | Mgmt | | For | | For |
| | | | |
2. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
3. | | APPROVAL OF THE AMENDED AND RESTATED 2015 INCENTIVE PLAN. | | Mgmt | | For | | For |
| | | | |
4. | | RATIFICATION OF SELECTION OF GRANT THORNTON AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | | Mgmt | | For | | For |
SHORT-TERM TREASURY PORTFOLIO
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
* | Management position unknown |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
Permanent Portfolio Family of Funds |
|
/s/ Michael J. Cuggino |
By: Michael J. Cuggino, President |
|
Date: July 24, 2020 |