UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-03379
PERMANENT PORTFOLIO FAMILY OF FUNDS
(Exact Name of Registrant as specified in charter)
600 Montgomery Street, Suite 4100,
San Francisco, California 94111
(Address of Principal Executive Offices) (Zip Code)
MICHAEL J. CUGGINO,
600 Montgomery Street, Suite 4100,
San Francisco, California 94111
(Name and Address of Agent For Service)
Registrant’s telephone number, including area code: (415)398-8000
Date of fiscal year end: January 31
Date of reporting period: June 30, 2019
FormN-PX is to be used by a registered management investment company, other than a small business investment company registered on FormN-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule30b1-4 thereunder (17 CFR270.30b1-4). The Commission may use the information provided on FormN-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by FormN-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in FormN-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1.Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
AGGRESSIVE GROWTH PORTFOLIO
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AGILENT TECHNOLOGIES, INC. | | Agenda Number: 934925821 |
Security: | | 00846U101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 20-Mar-2019 | | |
Ticker: | | A | | |
ISIN: | | US00846U1016 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Hans E. Bishop | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Paul N. Clark | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Tadataka Yamada, M.D. | | Mgmt | | For | | For |
| | | | |
2. | | To approve the reservation of 25,000,000 shares of common stock for issuance under our 2018 Stock Plan. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Agilent’s independent registered public accounting firm. | | Mgmt | | For | | For |
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AIR PRODUCTS AND CHEMICALS, INC. | | Agenda Number: 934911137 |
Security: | | 009158106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Jan-2019 | | |
Ticker: | | APD | | |
ISIN: | | US0091581068 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Susan K. Carter | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Charles I. Cogut | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Seifi Ghasemi | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Chadwick C. Deaton | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: David H. Y. Ho | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Margaret G. McGlynn | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Edward L. Monser | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Matthew H. Paull | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote approving Executive Officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019. | | Mgmt | | For | | For |
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ALBEMARLE CORPORATION | | Agenda Number: 934957361 |
Security: | | 012653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | ALB | | |
ISIN: | | US0126531013 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve thenon-binding advisory resolution approving the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
2a. | | Election of Director: Mary Lauren Brlas | | Mgmt | | For | | For |
| | | | |
2b. | | Election of Director: William H. Hernandez | | Mgmt | | For | | For |
| | | | |
2c. | | Election of Director: Luther C. Kissam IV | | Mgmt | | For | | For |
| | | | |
2d. | | Election of Director: Douglas L. Maine | | Mgmt | | For | | For |
| | | | |
2e. | | Election of Director: J. Kent Masters | | Mgmt | | For | | For |
| | | | |
2f. | | Election of Director: James J. O’Brien | | Mgmt | | For | | For |
| | | | |
2g. | | Election of Director: Diarmuid B. O’Connell | | Mgmt | | For | | For |
| | | | |
2h. | | Election of Director: Dean L. Seavers | | Mgmt | | For | | For |
| | | | |
2i. | | Election of Director: Gerald A. Steiner | | Mgmt | | For | | For |
| | | | |
2j. | | Election of Director: Harriett Tee Taggart | | Mgmt | | For | | For |
| | | | |
2k. | | Election of Director: Amb. Alejandro Wolff | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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AMGEN INC. | | Agenda Number: 934979266 |
Security: | | 031162100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2019 | | |
Ticker: | | AMGN | | |
ISIN: | | US0311621009 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Dr. Wanda M. Austin | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Mr. Robert A. Bradway | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Dr. Brian J. Druker | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Mr. Robert A. Eckert | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Mr. Greg C. Garland | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Mr. Fred Hassan | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Dr. Rebecca M. Henderson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mr. Charles M. Holley, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Dr. Tyler Jacks | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Ms. Ellen J. Kullman | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Dr. Ronald D. Sugar | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Dr. R. Sanders Williams | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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ATARA BIOTHERAPEUTICS, INC. | | Agenda Number: 935023781 |
Security: | | 046513107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-Jun-2019 | | |
Ticker: | | ATRA | | |
ISIN: | | US0465131078 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Matthew K. Fust | | Mgmt | | For | | For |
| | | | |
| | Roy Baynes, M.D., Ph.D. | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on an advisory basis, the frequency of stockholder advisory votes on executive compensation. | | Mgmt | | 1 Year | | For |
| | | | |
4. | | To ratify the selection of Deloitte & Touche, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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AUTODESK, INC. | | Agenda Number: 935010140 |
Security: | | 052769106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-Jun-2019 | | |
Ticker: | | ADSK | | |
ISIN: | | US0527691069 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Andrew Anagnost | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Karen Blasing | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Reid French | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Blake Irving | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Mary T. McDowell | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Stephen Milligan | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Lorrie M. Norrington | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Betsy Rafael | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Stacy J. Smith | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory(non-binding) basis, the compensation of Autodesk, Inc.’s named executive officers. | | Mgmt | | For | | For |
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BROADCOM INC | | Agenda Number: 934928598 |
Security: | | 11135F101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-Apr-2019 | | |
Ticker: | | AVGO | | |
ISIN: | | US11135F1012 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Mr. Hock E. Tan | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Dr. Henry Samueli | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Mr. Eddy W. Hartenstein | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Ms. Diane M. Bryant | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Ms. Gayla J. Delly | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Mr. Check Kian Low | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Mr. Peter J. Marks | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mr. Harry L. You | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 3, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve amendments to Broadcom’s Second Amended and Restated Employee Share Purchase Plan. | | Mgmt | | For | | For |
| | | | |
4. | | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | | Mgmt | | For | | For |
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COSTCO WHOLESALE CORPORATION | | Agenda Number: 934911466 |
Security: | | 22160K105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Jan-2019 | | |
Ticker: | | COST | | |
ISIN: | | US22160K1051 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Hamilton E. James | | Mgmt | | For | | For |
| | | | |
| | John W. Stanton | | Mgmt | | For | | For |
| | | | |
| | Mary A. Wilderotter | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of independent auditors. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of adoption of the 2019 Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval to amend Articles of Incorporation to declassify the Board and provide for annual election of directors. | | Mgmt | | For | | For |
| | | | |
6. | | Approval to amend Articles of Incorporation to eliminate supermajority vote requirement. | | Mgmt | | For | | For |
| | | | |
7. | | Shareholder proposal regarding prison labor. | | Shr | | Against | | For |
| | | | |
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ENCANA CORPORATION | | Agenda Number: 934957652 |
Security: | | 292505104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2019 | | |
Ticker: | | ECA | | |
ISIN: | | CA2925051047 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1 | | DIRECTOR | | | | | | |
| | | | |
| | Peter A. Dea | | Mgmt | | For | | For |
| | | | |
| | Fred J. Fowler | | Mgmt | | For | | For |
| | | | |
| | Howard J. Mayson | | Mgmt | | For | | For |
| | | | |
| | Lee A. McIntire | | Mgmt | | For | | For |
| | | | |
| | Margaret A. McKenzie | | Mgmt | | For | | For |
| | | | |
| | Steven W. Nance | | Mgmt | | For | | For |
| | | | |
| | Suzanne P. Nimocks | | Mgmt | | For | | For |
| | | | |
| | Thomas G. Ricks | | Mgmt | | For | | For |
| | | | |
| | Brian G. Shaw | | Mgmt | | For | | For |
| | | | |
| | Douglas J. Suttles | | Mgmt | | For | | For |
| | | | |
| | Bruce G. Waterman | | Mgmt | | For | | For |
| | | | |
| | Clayton H. Woitas | | Mgmt | | For | | For |
| | | | |
2 | | APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors | | Mgmt | | For | | For |
| | | | |
3 | | AMEND AND RECONFIRM THE CORPORATION’S SHAREHOLDER RIGHTS PLAN | | Mgmt | | For | | For |
| | | | |
4 | | APPROVE A NEW OMNIBUS INCENTIVE PLAN | | Mgmt | | For | | For |
| | | | |
5 | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Mgmt | | For | | For |
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FACEBOOK, INC. | | Agenda Number: 934995082 |
Security: | | 30303M102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-May-2019 | | |
Ticker: | | FB | | |
ISIN: | | US30303M1027 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Peggy Alford | | Mgmt | | For | | For |
| | | | |
| | Marc L. Andreessen | | Mgmt | | For | | For |
| | | | |
| | Kenneth I. Chenault | | Mgmt | | For | | For |
| | | | |
| | S. D. Desmond-Hellmann | | Mgmt | | For | | For |
| | | | |
| | Sheryl K. Sandberg | | Mgmt | | For | | For |
| | | | |
| | Peter A. Thiel | | Mgmt | | For | | For |
| | | | |
| | Jeffrey D. Zients | | Mgmt | | For | | For |
| | | | |
| | Mark Zuckerberg | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation program for Facebook, Inc.’s named executive officers as disclosed in Facebook, Inc.’s proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To vote, on anon-binding advisory basis, whether anon-binding advisory vote on the compensation program for Facebook, Inc.’s named executive officers should be held every one, two or three years. | | Mgmt | | 1 Year | | Against |
| | | | |
5. | | A stockholder proposal regarding change in stockholder voting. | | Shr | | Against | | For |
| | | | |
6. | | A stockholder proposal regarding an independent chair. | | Shr | | Against | | For |
| | | | |
7. | | A stockholder proposal regarding majority voting for directors. | | Shr | | Against | | For |
| | | | |
8. | | A stockholder proposal regarding true diversity board policy. | | Shr | | Against | | For |
| | | | |
9. | | A stockholder proposal regarding a content governance report. | | Shr | | Against | | For |
| | | | |
10. | | A stockholder proposal regarding median gender pay gap. | | Shr | | Against | | For |
| | | | |
11. | | A stockholder proposal regarding workforce diversity. | | Shr | | Against | | For |
| | | | |
12. | | A stockholder proposal regarding strategic alternatives. | | Shr | | Against | | For |
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FEDEX CORPORATION | | Agenda Number: 934865594 |
Security: | | 31428X106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Sep-2018 | | |
Ticker: | | FDX | | |
ISIN: | | US31428X1063 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: John A. Edwardson | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Marvin R. Ellison | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Susan Patricia Griffith | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: John C. (“Chris”) Inglis | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Kimberly A. Jabal | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Shirley Ann Jackson | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: R. Brad Martin | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Joshua Cooper Ramo | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Susan C. Schwab | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Frederick W. Smith | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: David P. Steiner | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Paul S. Walsh | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of independent registered public accounting firm. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal regarding lobbying activity and expenditure report. | | Shr | | Against | | For |
| | | | |
5. | | Stockholder proposal regarding shareholder right to act by written consent. | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal regarding shareholder approval of bylaw changes. | | Shr | | Against | | For |
| | | | |
| |
FIRST REPUBLIC BANK | | Agenda Number: 934959757 |
Security: | | 33616C100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2019 | | |
Ticker: | | FRC | | |
ISIN: | | US33616C1009 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: James H. Herbert, II | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Katherine August-deWilde | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas J. Barrack, Jr. | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Hafize Gaye Erkan | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Boris Groysberg | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Sandra R. Hernández | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Pamela J. Joyner | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Reynold Levy | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Duncan L. Niederauer | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: George G.C. Parker | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, by advisory(non-binding) vote, the compensation of our executive officers (“say on pay” vote). | | Mgmt | | For | | For |
| | | | |
| |
FLUOR CORPORATION | | Agenda Number: 934943211 |
Security: | | 343412102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 02-May-2019 | | |
Ticker: | | FLR | | |
ISIN: | | US3434121022 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1A. | | Election of Director: Peter K. Barker | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Alan M. Bennett | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Rosemary T. Berkery | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Alan L. Boeckmann | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Peter J. Fluor | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: James T. Hackett | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Samuel J. Locklear III | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Deborah D. McWhinney | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Armando J. Olivera | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Matthew K. Rose | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: David T. Seaton | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: Nader H. Sultan | | Mgmt | | For | | For |
| | | | |
1M. | | Election of Director: Lynn C. Swann | | Mgmt | | For | | For |
| | | | |
2. | | An advisory vote to approve the company’s executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal requesting adoption of greenhouse gas emissions reduction goals. | | Shr | | Against | | For |
| | | | |
| |
FREEPORT-MCMORAN INC. | | Agenda Number: 935006800 |
Security: | | 35671D857 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-Jun-2019 | | |
Ticker: | | FCX | | |
ISIN: | | US35671D8570 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Richard C. Adkerson | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Gerald J. Ford | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Dustan E. McCoy | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Frances Fragos Townsend | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
GILEAD SCIENCES, INC. | | Agenda Number: 934957056 |
Security: | | 375558103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | GILD | | |
ISIN: | | US3755581036 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: John F. Cogan, Ph.D. | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Kelly A. Kramer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Kevin E. Lofton | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Harish M. Manwani | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Daniel P. O’Day | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Richard J. Whitley, M.D. | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Gayle E. Wilson | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Per Wold-Olsen | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve an amendment to Gilead’s Restated Certificate of Incorporation to allow stockholders to act by written consent. | | Mgmt | | For | | For |
| | | | |
4. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shr | | Against | | For |
| | | | |
6. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. | | Shr | | Against | | For |
| | | | |
| |
HOLLYFRONTIER CORPORATION | | Agenda Number: 934946178 |
Security: | | 436106108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | HFC | | |
ISIN: | | US4361061082 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Anne-Marie Ainsworth | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Douglas Bech | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Anna Catalano | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: George Damiris | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Leldon Echols | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Michael Jennings | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Craig Knocke | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Robert Kostelnik | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: James Lee | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Franklin Myers | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Michael Rose | | Mgmt | | For | | For |
| | | | |
2. | | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Ernst & Young LLP as the Company’s registered public accounting firm for the 2019 fiscal year. | | Mgmt | | For | | For |
| | | | |
| |
ILLINOIS TOOL WORKS INC. | | Agenda Number: 934949314 |
Security: | | 452308109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-May-2019 | | |
Ticker: | | ITW | | |
ISIN: | | US4523081093 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Daniel J. Brutto | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Susan Crown | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: James W. Griffith | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Jay L. Henderson | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Richard H. Lenny | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: E. Scott Santi | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: James A. Skinner | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: David B. Smith, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Pamela B. Strobel | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Kevin M. Warren | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Anre D. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve compensation of ITW’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Anon-binding stockholder proposal, if presented at the meeting, to permit stockholders to act by written consent. | | Shr | | Against | | For |
| | | | |
5. | | Anon-binding stockholder proposal, if presented at the meeting, to set Company-wide greenhouse gas emissions targets. | | Shr | | Against | | For |
| | | | |
| |
INTEL CORPORATION | | Agenda Number: 934963679 |
Security: | | 458140100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-May-2019 | | |
Ticker: | | INTC | | |
ISIN: | | US4581401001 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Aneel Bhusri | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Andy D. Bryant | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Reed E. Hundt | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Omar Ishrak | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: RisaLavizzo-Mourey | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director:Tsu-Jae King Liu | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Gregory D. Smith | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Robert (“Bob”) H. Swan | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Andrew Wilson | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Frank D. Yeary | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve executive compensation of our listed officers | | Mgmt | | For | | For |
| | | | |
4. | | Approval of amendment and restatement of the 2006 Equity Incentive Plan | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | | Shr | | Against | | For |
| | | | |
7. | | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | | Shr | | Against | | For |
| | | | |
| |
IPG PHOTONICS CORPORATION | | Agenda Number: 934988304 |
Security: | | 44980X109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-May-2019 | | |
Ticker: | | IPGP | | |
ISIN: | | US44980X1090 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Valentin P. Gapontsev, Ph.D. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Eugene A. Scherbakov, Ph.D. | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Igor Samartsev | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Michael C. Child | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Gregory P. Dougherty | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Henry E. Gauthier | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Catherine P. Lego | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Eric Meurice | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: John R. Peeler | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Thomas J. Seifert | | Mgmt | | For | | For |
| | | | |
2. | | Ratify Deloitte & Touche LLP as IPG’s independent registered public accounting firm for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the IPG Photonics Corporation 2008 Employee Stock Purchase Plan, as amended and restated | | Mgmt | | For | | For |
| | | | |
| |
KANSAS CITY SOUTHERN | | Agenda Number: 934976145 |
Security: | | 485170302 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 17-May-2019 | | |
Ticker: | | KSU | | |
ISIN: | | US4851703029 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Lydia I. Beebe | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Lu M. Córdova | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Robert J. Druten | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Antonio O. Garza, Jr. | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: DavidGarza-Santos | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Mitchell J. Krebs | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Director: Henry J. Maier | | Mgmt | | For | | For |
| | | | |
1.8 | | Election of Director: Thomas A. McDonnell | | Mgmt | | For | | For |
| | | | |
1.9 | | Election of Director: Patrick J. Ottensmeyer | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as our independent public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | An advisory vote to approve the 2018 compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | A Company proposal to approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to reduce the threshold stock ownership requirement for stockholders to call a special meeting. | | Mgmt | | For | | For |
| | | | |
| |
KEYCORP | | Agenda Number: 934982605 |
Security: | | 493267108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-May-2019 | | |
Ticker: | | KEY | | |
ISIN: | | US4932671088 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Bruce D. Broussard | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Charles P. Cooley | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Gary M. Crosby | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Alexander M. Cutler | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: H. James Dallas | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Elizabeth R. Gile | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Ruth Ann M. Gillis | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: William G. Gisel, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Carlton L. Highsmith | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Richard J. Hipple | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Kristen L. Manos | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Beth E. Mooney | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Barbara R. Snyder | | Mgmt | | For | | For |
| | | | |
1n. | | Election of Director: David K. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of independent auditor. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory approval of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of KeyCorp’s 2019 Equity Compensation Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of an increase in authorized common shares. | | Mgmt | | For | | For |
| | | | |
6. | | Approval of an amendment to Regulations to allow the Board to make future amendments. | | Mgmt | | For | | For |
| | | | |
| |
LENNAR CORPORATION | | Agenda Number: 934931292 |
Security: | | 526057104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 10-Apr-2019 | | |
Ticker: | | LEN | | |
ISIN: | | US5260571048 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Rick Beckwitt | | Mgmt | | For | | For |
| | | | |
| | Irving Bolotin | | Mgmt | | For | | For |
| | | | |
| | Steven L. Gerard | | Mgmt | | For | | For |
| | | | |
| | Tig Gilliam | | Mgmt | | For | | For |
| | | | |
| | Sherrill W. Hudson | | Mgmt | | For | | For |
| | | | |
| | Jonathan M. Jaffe | | Mgmt | | For | | For |
| | | | |
| | Sidney Lapidus | | Mgmt | | For | | For |
| | | | |
| | Teri P. McClure | | Mgmt | | For | | For |
| | | | |
| | Stuart Miller | | Mgmt | | For | | For |
| | | | |
| | Armando Olivera | | Mgmt | | For | | For |
| | | | |
| | Jeffrey Sonnenfeld | | Mgmt | | For | | For |
| | | | |
| | Scott Stowell | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Vote on a stockholder proposal regarding having directors elected by a majority of the votes cast in uncontested elections. | | Shr | | Against | | For |
| | | | |
| |
LOCKHEED MARTIN CORPORATION | | Agenda Number: 934951864 |
Security: | | 539830109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 25-Apr-2019 | | |
Ticker: | | LMT | | |
ISIN: | | US5398301094 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Daniel F. Akerson | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: David B. Burritt | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Bruce A. Carlson | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James O. Ellis, Jr. | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Thomas J. Falk | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Ilene S. Gordon | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Marillyn A. Hewson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Vicki A. Hollub | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Jeh C. Johnson | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: James D. Taiclet, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve the Compensation of our Named Executive Officers(Say-on-Pay) | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal to Amend the Proxy Access Bylaw | | Shr | | Against | | For |
| | | | |
| |
MORGAN STANLEY | | Agenda Number: 934980423 |
Security: | | 617446448 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-May-2019 | | |
Ticker: | | MS | | |
ISIN: | | US6174464486 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Elizabeth Corley | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Alistair Darling | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas H. Glocer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James P. Gorman | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Robert H. Herz | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Nobuyuki Hirano | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Jami Miscik | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Dennis M. Nally | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Takeshi Ogasawara | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Hutham S. Olayan | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Mary L. Schapiro | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Perry M. Traquina | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Rayford Wilkins, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | | Mgmt | | For | | For |
| | | | |
3. | | To approve the compensation of executives as disclosed in the proxy statement(non-binding advisory vote) | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal regarding an annual report on lobbying expenses | | Shr | | Against | | For |
| | | | |
| |
NEWFIELD EXPLORATION COMPANY | | Agenda Number: 934920225 |
Security: | | 651290108 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 12-Feb-2019 | | |
Ticker: | | NFX | | |
ISIN: | | US6512901082 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To adopt the Agreement and Plan of Merger, dated as of October 31, 2018 (as it may be amended from time to time, the “merger agreement”), a copy of which is attached as Annex A to the joint proxy statement/prospectus of which this proxy card is a part, among Newfield Exploration Company (“Newfield”), Encana Corporation, a Canadian corporation (“Encana”), and Neapolitan Merger Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Encana (“Merger Sub”). | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory(non-binding) basis, the compensation that may be paid or become payable to Newfield’s named executive officers in connection with the merger. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the adjournment of the Newfield special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | | Mgmt | | For | | For |
| | | | |
| |
NUCOR CORPORATION | | Agenda Number: 934959341 |
Security: | | 670346105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | NUE | | |
ISIN: | | US6703461052 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Lloyd J. Austin III | | Mgmt | | For | | For |
| | | | |
| | Patrick J. Dempsey | | Mgmt | | For | | For |
| | | | |
| | John J. Ferriola | | Mgmt | | For | | For |
| | | | |
| | Victoria F. Haynes Ph.D | | Mgmt | | For | | For |
| | | | |
| | Christopher J. Kearney | | Mgmt | | For | | For |
| | | | |
| | Laurette T. Koellner | | Mgmt | | For | | For |
| | | | |
| | John H. Walker | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor’s independent registered public accounting firm for the year ending December 31, 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2018 | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal regarding lobbying report | | Shr | | Against | | For |
| | | | |
5. | | Stockholder proposal regarding political spending report | | Shr | | Against | | For |
| | | | |
| |
NUTRIEN LTD. (THE “CORPORATION”) | | Agenda Number: 934979874 |
Security: | | 67077M108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | NTR | | |
ISIN: | | CA67077M1086 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1 | | DIRECTOR | | | | | | |
| | | | |
| | Christopher M. Burley | | Mgmt | | For | | For |
| | | | |
| | Maura J. Clark | | Mgmt | | For | | For |
| | | | |
| | John W. Estey | | Mgmt | | For | | For |
| | | | |
| | David C. Everitt | | Mgmt | | For | | For |
| | | | |
| | Russell K. Girling | | Mgmt | | For | | For |
| | | | |
| | Miranda C. Hubbs | | Mgmt | | For | | For |
| | | | |
| | Alice D. Laberge | | Mgmt | | For | | For |
| | | | |
| | Consuelo E. Madere | | Mgmt | | For | | For |
| | | | |
| | Charles V. Magro | | Mgmt | | For | | For |
| | | | |
| | Keith G. Martell | | Mgmt | | For | | For |
| | | | |
| | Aaron W. Regent | | Mgmt | | For | | For |
| | | | |
| | Mayo M. Schmidt | | Mgmt | | For | | For |
| | | | |
2 | | There-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | | Mgmt | | For | | For |
| | | | |
3 | | Anon-binding advisory resolution to accept the Corporation’s approach to executive compensation. | | Mgmt | | For | | For |
| | | | |
| |
NVIDIA CORPORATION | | Agenda Number: 934982807 |
Security: | | 67066G104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 22-May-2019 | | |
Ticker: | | NVDA | | |
ISIN: | | US67066G1040 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a | | Election of Director: Robert K. Burgess | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Tench Coxe | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Persis S. Drell | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James C. Gaither | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director:Jen-Hsun Huang | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Dawn Hudson | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Harvey C. Jones | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Michael G. McCaffery | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Stephen C. Neal | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Mark L. Perry | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: A. Brooke Seawell | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Mark A. Stevens | | Mgmt | | For | | For |
| | | | |
2. | | Approval of our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. | | Mgmt | | For | | For |
| | | | |
| |
PARKER-HANNIFIN CORPORATION | | Agenda Number: 934879644 |
Security: | | 701094104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Oct-2018 | | |
Ticker: | | PH | | |
ISIN: | | US7010941042 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of director: Lee C. Banks | | Mgmt | | For | | For |
| | | | |
1b. | | Election of director: Robert G. Bohn | | Mgmt | | For | | For |
| | | | |
1c. | | Election of director: Linda S. Harty | | Mgmt | | For | | For |
| | | | |
1d. | | Election of director: Kevin A. Lobo | | Mgmt | | For | | For |
| | | | |
1e. | | Election of director: Candy M. Obourn | | Mgmt | | For | | For |
| | | | |
1f. | | Election of director: Joseph Scaminace | | Mgmt | | For | | For |
| | | | |
1g. | | Election of director: Ake Svensson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of director: James R. Verrier | | Mgmt | | For | | For |
| | | | |
1i. | | Election of director: James L. Wainscott | | Mgmt | | For | | For |
| | | | |
1j. | | Election of director: Thomas L. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of, on anon-binding, advisory basis, the compensation of our Named Executive Officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment to our Code of Regulations to permit proxy access. | | Mgmt | | For | | For |
| | | | |
5. | | Amendment to our Code of Regulations to allow the Board to amend our Code of Regulations to the extent permitted by Ohio law. | | Mgmt | | For | | For |
| | | | |
| |
RYDER SYSTEM, INC. | | Agenda Number: 934947601 |
Security: | | 783549108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-May-2019 | | |
Ticker: | | R | | |
ISIN: | | US7835491082 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Robert J. Eck | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Robert A. Hagemann | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Michael F. Hilton | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Tamara L. Lundgren | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Luis P. Nieto | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: David G. Nord | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Robert E. Sanchez | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Abbie J. Smith | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: E. Follin Smith | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Dmitri L. Stockton | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Hansel E. Tookes, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2019 fiscal year. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the 2019 Equity and Incentive Compensation Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of amendments to our Restated Articles of Incorporation andBy-Laws to remove supermajority voting provisions on shareholder action by written consent. | | Mgmt | | For | | For |
| | | | |
6. | | Shareholder proposal on an independent board chairman. | | Shr | | Against | | For |
| | | | |
| |
SAILPOINT TECHNOLOGIES | | Agenda Number: 934880229 |
Security: | | 78781P105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-Nov-2018 | | |
Ticker: | | SAIL | | |
ISIN: | | US78781P1057 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Mark McClain | | Mgmt | | For | | For |
| | | | |
| | Kenneth J. Virnig, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | | Mgmt | | For | | For |
| | | | |
| |
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | | Agenda Number: 934980714 |
Security: | | 78781P105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 02-May-2019 | | |
Ticker: | | SAIL | | |
ISIN: | | US78781P1057 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Heidi M. Melin | | Mgmt | | For | | For |
| | | | |
| | James M. Pflaging | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote on the frequency of future advisory votes on executive compensation. | | Mgmt | | 1 Year | | For |
| | | | |
| |
SANMINA CORPORATION | | Agenda Number: 934923067 |
Security: | | 801056102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Mar-2019 | | |
Ticker: | | SANM | | |
ISIN: | | US8010561020 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Michael J. Clarke | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Eugene A. Delaney | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: William J. DeLaney | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: John P. Goldsberry | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Rita S. Lane | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Joseph G. Licata, Jr. | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Mario M. Rosati | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Jure Sola | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Jackie M. Ward | | Mgmt | | For | | For |
| | | | |
2. | | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accountants of Sanmina Corporation for its fiscal year ending September 28, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Proposal to approve the 2019 Equity Incentive Plan of Sanmina Corporation. | | Mgmt | | For | | For |
| | | | |
4. | | Proposal to approve, on an advisory(non-binding) basis, the compensation of Sanmina Corporation’s named executive officers, as disclosed in the Proxy Statement for the 2019 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | | Mgmt | | For | | For |
| | | | |
| |
STATE STREET CORPORATION | | Agenda Number: 934969277 |
Security: | | 857477103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2019 | | |
Ticker: | | STT | | |
ISIN: | | US8574771031 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: K. Burnes | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: P. de Saint-Aignan | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: L. Dugle | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: A. Fawcett | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: W. Freda | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: J. Hooley | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: S. Mathew | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: W. Meaney | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: R. O’Hanley | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: S. O’Sullivan | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: R. Sergel | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: G. Summe | | Mgmt | | For | | For |
| | | | |
2. | | To approve an advisory proposal on executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
| |
THE CHARLES SCHWAB CORPORATION | | Agenda Number: 934966687 |
Security: | | 808513105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2019 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: John K. Adams, Jr. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Stephen A. Ellis | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Arun Sarin | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Charles R. Schwab | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Paula A. Sneed | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the selection of Deloitte & Touche LLP as independent auditors | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal requesting annual disclosure ofEEO-1 data | | Shr | | Against | | For |
| | | | |
| |
THE WALT DISNEY COMPANY | | Agenda Number: 934841506 |
Security: | | 254687106 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 10-Jul-2018 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
| | | | |
2. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
| | | | |
3. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
| | | | |
| |
THE WALT DISNEY COMPANY | | Agenda Number: 934854197 |
Security: | | 254687106 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 27-Jul-2018 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve the issuance of common stock, par value $0.01 per share, of TWDC Holdco 613 Corp. (“New Disney”), to stockholders of Twenty-First Century Fox, Inc. (“21CF”) contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ... (due to space limits, see proxy statement for full proposal). | | Mgmt | | For | | For |
| | | | |
2. | | To approve adjournments of the Disney special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. | | Mgmt | | For | | For |
| | | | |
| |
THE WALT DISNEY COMPANY | | Agenda Number: 934921099 |
Security: | | 254687106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-Mar-2019 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Susan E. Arnold | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Mary T. Barra | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Safra A. Catz | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Francis A. deSouza | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Michael Froman | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Robert A. Iger | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Maria Elena Lagomasino | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mark G. Parker | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Derica W. Rice | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the advisory resolution on executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | | Shr | | Against | | For |
| | | | |
5. | | Shareholder proposal requesting a report on use of additional cyber security and data privacy metrics in determining compensation of senior executives. | | Shr | | Against | | For |
| | | | |
| | |
TWILIO INC. | | | | Agenda Number: 934916745 |
Security: | | 90138F102 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 30-Jan-2019 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve the issuance of Twilio Class A common stock, par value $0.001 per share, of Twilio Inc., a Delaware corporation (Twilio), to stockholders of SendGrid, Inc., a Delaware corporation (SendGrid), as contemplated by the Agreement and Plan of Merger and Reorganization, dated as of October 15, 2018, as amended on December 13, 2018 and as may be amended from time to time, by and among Twilio, SendGrid, and Topaz Merger Subsidiary, Inc., a Delaware corporation and wholly owned subsidiary of Twilio | | Mgmt | | For | | For |
| | | | |
2. | | To approve adjournments of the Twilio special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Twilio special meeting to approve the Twilio stock issuance proposal. | | Mgmt | | For | | For |
| | | | |
| | |
TWILIO INC. | | | | Agenda Number: 935010986 |
Security: | | 90138F102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Jun-2019 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Elena Donio | | Mgmt | | For | | For |
| | | | |
| | Donna L. Dubinsky | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
VERSUM MATERIALS, INC. | | Agenda Number: 934913460 |
Security: | | 92532W103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Jan-2019 | | |
Ticker: | | VSM | | |
ISIN: | | US92532W1036 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Seifi Ghasemi | | Mgmt | | For | | For |
| | | | |
| | Guillermo Novo | | Mgmt | | For | | For |
| | | | |
| | Jacques Croisetiere | | Mgmt | | For | | For |
| | | | |
| | Dr. Yi Hyon Paik | | Mgmt | | For | | For |
| | | | |
| | Thomas J. Riordan | | Mgmt | | For | | For |
| | | | |
| | Susan C. Schnabel | | Mgmt | | For | | For |
| | | | |
| | Alejandro D. Wolff | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, bynon-binding advisory vote, the compensation paid to our named executive officers(say-on-pay). | | Mgmt | | For | | For |
| | | | |
| |
WILLIAMS-SONOMA, INC. | | Agenda Number: 935002042 |
Security: | | 969904101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-Jun-2019 | | |
Ticker: | | WSM | | |
ISIN: | | US9699041011 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Laura Alber | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Adrian Bellamy | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Scott Dahnke | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Robert Lord | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Anne Mulcahy | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Grace Puma | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Director: Christiana Smith Shi | | Mgmt | | For | | For |
| | | | |
1.8 | | Election of Director: Sabrina Simmons | | Mgmt | | For | | For |
| | | | |
1.9 | | Election of Director: Frits van Paasschen | | Mgmt | | For | | For |
| | | | |
2. | | An advisory vote to approve executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 2, 2020. | | Mgmt | | For | | For |
| | | | |
| |
WYNN RESORTS, LIMITED | | Agenda Number: 934957068 |
Security: | | 983134107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | WYNN | | |
ISIN: | | US9831341071 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Jay L. Johnson | | Mgmt | | For | | For |
| | | | |
| | Margaret J. Myers | | Mgmt | | For | | For |
| | | | |
| | Winifred M. Webb | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To vote on a shareholder proposal requesting a political contributions report, if properly presented at the Annual Meeting. | | Shr | | Against | | For |
PERMANENT PORTFOLIO
| | | | |
| |
AGILENT TECHNOLOGIES, INC. | | Agenda Number: 934925821 |
Security: | | 00846U101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 20-Mar-2019 | | |
Ticker: | | A | | |
ISIN: | | US00846U1016 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Hans E. Bishop | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Paul N. Clark | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Tadataka Yamada, M.D. | | Mgmt | | For | | For |
| | | | |
2. | | To approve the reservation of 25,000,000 shares of common stock for issuance under our 2018 Stock Plan. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Agilent’s independent registered public accounting firm. | | Mgmt | | For | | For |
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AIR PRODUCTS AND CHEMICALS, INC. | | Agenda Number: 934911137 |
Security: | | 009158106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Jan-2019 | | |
Ticker: | | APD | | |
ISIN: | | US0091581068 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Susan K. Carter | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Charles I. Cogut | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Seifi Ghasemi | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Chadwick C. Deaton | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: David H. Y. Ho | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Margaret G. McGlynn | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Edward L. Monser | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Matthew H. Paull | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote approving Executive Officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019. | | Mgmt | | For | | For |
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ALBEMARLE CORPORATION | | Agenda Number: 934957361 |
Security: | | 012653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | ALB | | |
ISIN: | | US0126531013 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve thenon-binding advisory resolution approving the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
2a. | | Election of Director: Mary Lauren Brlas | | Mgmt | | For | | For |
| | | | |
2b. | | Election of Director: William H. Hernandez | | Mgmt | | For | | For |
| | | | |
2c. | | Election of Director: Luther C. Kissam IV | | Mgmt | | For | | For |
| | | | |
2d. | | Election of Director: Douglas L. Maine | | Mgmt | | For | | For |
| | | | |
2e. | | Election of Director: J. Kent Masters | | Mgmt | | For | | For |
| | | | |
2f. | | Election of Director: James J. O’Brien | | Mgmt | | For | | For |
| | | | |
2g. | | Election of Director: Diarmuid B. O’Connell | | Mgmt | | For | | For |
| | | | |
2h. | | Election of Director: Dean L. Seavers | | Mgmt | | For | | For |
| | | | |
2i. | | Election of Director: Gerald A. Steiner | | Mgmt | | For | | For |
| | | | |
2j. | | Election of Director: Harriett Tee Taggart | | Mgmt | | For | | For |
| | | | |
2k. | | Election of Director: Amb. Alejandro Wolff | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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ALEXANDER & BALDWIN, INC. | | Agenda Number: 934938739 |
Security: | | 014491104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 26-Apr-2019 | | |
Ticker: | | ALEX | | |
ISIN: | | US0144911049 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Christopher J. Benjamin | | Mgmt | | For | | For |
| | | | |
| | W. Allen Doane | | Mgmt | | For | | For |
| | | | |
| | Robert S. Harrison | | Mgmt | | For | | For |
| | | | |
| | David C. Hulihee | | Mgmt | | For | | For |
| | | | |
| | Stanley M. Kuriyama | | Mgmt | | For | | For |
| | | | |
| | Diana M. Laing | | Mgmt | | For | | For |
| | | | |
| | Thomas A. Lewis, Jr. | | Mgmt | | For | | For |
| | | | |
| | Douglas M. Pasquale | | Mgmt | | For | | For |
| | | | |
| | Michele K. Saito | | Mgmt | | For | | For |
| | | | |
| | Eric K. Yeaman | | Mgmt | | For | | For |
| | | | |
2. | | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
3. | | ADVISORY VOTE ON THE FREQUENCY OF THE FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | Mgmt | | 1 Year | | For |
| | | | |
4. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | | Mgmt | | For | | For |
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AMGEN INC. | | | | Agenda Number: 934979266 |
Security: | | 031162100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2019 | | |
Ticker: | | AMGN | | |
ISIN: | | US0311621009 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Dr. Wanda M. Austin | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Mr. Robert A. Bradway | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Dr. Brian J. Druker | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Mr. Robert A. Eckert | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Mr. Greg C. Garland | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Mr. Fred Hassan | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Dr. Rebecca M. Henderson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mr. Charles M. Holley, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Dr. Tyler Jacks | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Ms. Ellen J. Kullman | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Dr. Ronald D. Sugar | | Mgmt | | For | | For |
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1l. | | Election of Director: Dr. R. Sanders Williams | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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APACHE CORPORATION | | Agenda Number: 934965851 |
Security: | | 037411105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-May-2019 | | |
Ticker: | | APA | | |
ISIN: | | US0374111054 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | Election of Director: Annell R. Bay | | Mgmt | | For | | For |
| | | | |
2. | | Election of Director: John J. Christmann IV | | Mgmt | | For | | For |
| | | | |
3. | | Election of Director: Juliet S. Ellis | | Mgmt | | For | | For |
| | | | |
4. | | Election of Director: Chansoo Joung | | Mgmt | | For | | For |
| | | | |
5. | | Election of Director: Rene R. Joyce | | Mgmt | | For | | For |
| | | | |
6. | | Election of Director: John E. Lowe | | Mgmt | | For | | For |
| | | | |
7. | | Election of Director: William C. Montgomery | | Mgmt | | For | | For |
| | | | |
8. | | Election of Director: Amy H. Nelson | | Mgmt | | For | | For |
| | | | |
9. | | Election of Director: Daniel W. Rabun | | Mgmt | | For | | For |
| | | | |
10. | | Election of Director: Peter A. Ragauss | | Mgmt | | For | | For |
| | | | |
11. | | Ratification of Ernst & Young LLP as Apache’s Independent Auditors | | Mgmt | | For | | For |
| | | | |
12. | | Advisory Vote to Approve Compensation of Apache’s Named Executive Officers | | Mgmt | | For | | For |
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ATARA BIOTHERAPEUTICS, INC. | | Agenda Number: 935023781 |
Security: | | 046513107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 27-Jun-2019 | | |
Ticker: | | ATRA | | |
ISIN: | | US0465131078 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Matthew K. Fust | | Mgmt | | For | | For |
| | | | |
| | Roy Baynes, M.D., Ph.D. | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on an advisory basis, the frequency of stockholder advisory votes on executive compensation. | | Mgmt | | 1 Year | | For |
| | | | |
4. | | To ratify the selection of Deloitte & Touche, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
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AUTODESK, INC. | | Agenda Number: 935010140 |
Security: | | 052769106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-Jun-2019 | | |
Ticker: | | ADSK | | |
ISIN: | | US0527691069 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Andrew Anagnost | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Karen Blasing | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Reid French | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Blake Irving | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Mary T. McDowell | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Stephen Milligan | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Lorrie M. Norrington | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Betsy Rafael | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Stacy J. Smith | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2020. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory(non-binding) basis,the compensation of Autodesk, Inc.’s named executive officers. | | Mgmt | | For | | For |
| | | | |
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AVALONBAY COMMUNITIES, INC. | | Agenda Number: 934971690 |
Security: | | 053484101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-May-2019 | | |
Ticker: | | AVB | | |
ISIN: | | US0534841012 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Glyn F. Aeppel | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Terry S. Brown | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Alan B. Buckelew | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Ronald L. Havner, Jr. | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Stephen P. Hills | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Richard J. Lieb | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Timothy J. Naughton | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: H. Jay Sarles | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Susan Swanezy | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: W. Edward Walter | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of Ernst & Young LLP as the Company’s independent auditors for the year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To adopt a resolution approving, on anon-binding advisory basis, the compensation paid to the Company’s Named Executive Officers, as disclosed pursuant to Item 402 of RegulationS-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion set forth in the proxy statement. | | Mgmt | | For | | For |
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BHP BILLITON LIMITED | | Agenda Number: 934880320 |
Security: | | 088606108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-Nov-2018 | | |
Ticker: | | BHP | | |
ISIN: | | US0886061086 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To receive the 2018 Financial Statements and Reports for BHP | | Mgmt | | For | | For |
| | | | |
2. | | To reappoint KPMG LLP as the auditor of BHP Billiton Plc | | Mgmt | | For | | For |
| | | | |
3. | | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Billiton Plc | | Mgmt | | For | | For |
| | | | |
4. | | To approve the general authority to issue shares in BHP Billiton Plc | | Mgmt | | For | | For |
| | | | |
5. | | To approve the authority to allot equity securities in BHP Billiton Plc for cash | | Mgmt | | For | | For |
| | | | |
6. | | To authorise the repurchase of shares in BHP Billiton Plc | | Mgmt | | For | | For |
| | | | |
7. | | To approve the 2018 Remuneration Report other than the part containing the Directors’ remuneration policy | | Mgmt | | For | | For |
| | | | |
8. | | To approve the 2018 Remuneration Report | | Mgmt | | For | | For |
| | | | |
9. | | To approve the grant to the Executive Director | | Mgmt | | For | | For |
| | | | |
10. | | To approve the change of name of BHP Billiton Limited and BHP Billiton Plc | | Mgmt | | For | | For |
| | | | |
11. | | Tore-elect Terry Bowen as a Director of BHP | | Mgmt | | For | | For |
| | | | |
12. | | Tore-elect Malcolm Broomhead as a Director of BHP | | Mgmt | | For | | For |
| | | | |
13. | | Tore-elect Anita Frew as a Director of BHP | | Mgmt | | For | | For |
| | | | |
14. | | Tore-elect Carolyn Hewson as a Director of BHP | | Mgmt | | For | | For |
| | | | |
15. | | Tore-elect Andrew Mackenzie as a Director of BHP | | Mgmt | | For | | For |
| | | | |
16. | | Tore-elect Lindsay Maxsted as a Director of BHP | | Mgmt | | For | | For |
| | | | |
17. | | Tore-elect John Mogford as a Director of BHP | | Mgmt | | For | | For |
| | | | |
18. | | Tore-elect Shriti Vadera as a Director of BHP | | Mgmt | | For | | For |
| | | | |
19. | | Tore-elect Ken MacKenzie as a Director of BHP | | Mgmt | | For | | For |
| | | | |
| |
BOSTON PROPERTIES, INC. | | Agenda Number: 934977161 |
Security: | | 101121101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-May-2019 | | |
Ticker: | | BXP | | |
ISIN: | | US1011211018 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Kelly A. Ayotte | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Bruce W. Duncan | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Karen E. Dykstra | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Carol B. Einiger | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Diane J. Hoskins | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Joel I. Klein | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Douglas T. Linde | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Matthew J. Lustig | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Owen D. Thomas | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: David A. Twardock | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: William H. Walton, III | | Mgmt | | For | | For |
| | | | |
2. | | To approve, bynon-binding, advisory resolution, the Company’s named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the Boston Properties, Inc.Non-Employee Director Compensation Plan. | | Mgmt | | For | | For |
| | | | |
4. | | To ratify the Audit Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | |
| |
BP P.L.C. | | Agenda Number: 934993824 |
Security: | | 055622104 |
Meeting Type: | | Annual |
Meeting Date: | | 21-May-2019 |
Ticker: | | BP |
ISIN: | | US0556221044 |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To receive the annual report and accounts. | | Mgmt | | For | | For |
| | | | |
2. | | To approve the directors’ remuneration report. | | Mgmt | | For | | For |
| | | | |
3. | | Tore-elect Mr R W Dudley as a director. | | Mgmt | | For | | For |
| | | | |
4. | | Tore-elect Mr B Gilvary as a director. | | Mgmt | | For | | For |
| | | | |
5. | | Tore-elect Mr N S Andersen as a director. | | Mgmt | | For | | For |
| | | | |
6. | | Tore-elect Dame A Carnwath as a director. | | Mgmt | | For | | For |
| | | | |
7. | | To elect Miss P Daley as a director. | | Mgmt | | For | | For |
| | | | |
8. | | Tore-elect Mr I E L Davis as a director. | | Mgmt | | For | | For |
| | | | |
9. | | Tore-elect Professor Dame A Dowling as a director. | | Mgmt | | For | | For |
| | | | |
10. | | To elect Mr H Lund as a director. | | Mgmt | | For | | For |
| | | | |
11. | | Tore-elect Mrs M B Meyer as a director. | | Mgmt | | For | | For |
| | | | |
12. | | Tore-elect Mr B R Nelson as a director. | | Mgmt | | For | | For |
| | | | |
13. | | Tore-elect Mrs P R Reynolds as a director. | | Mgmt | | For | | For |
| | | | |
14. | | Tore-elect Sir J Sawers as a director. | | Mgmt | | For | | For |
| | | | |
15. | | To reappoint Deloitte LLP as auditor and to authorize the directors to fix their remuneration. | | Mgmt | | For | | For |
| | | | |
16. | | To give limited authority to make political donations and incur political expenditure. | | Mgmt | | For | | For |
| | | | |
17. | | To give limited authority to allot shares up to a specified amount. | | Mgmt | | For | | For |
| | | | |
18. | | Special resolution: to give authority to allot a limited number of shares for cash free ofpre-emption rights. | | Mgmt | | For | | For |
| | | | |
19. | | Special resolution: to give additional authority to allot a limited number of shares for cash free ofpre-emption rights. | | Mgmt | | For | | For |
| | | | |
20. | | Special resolution: to give limited authority for the purchase of its own shares by the company. | | Mgmt | | Abstain | | Against |
| | | | |
21. | | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | | Mgmt | | Abstain | | Against |
| | | | |
22. | | Special resolution: Climate Action 100+ shareholder resolution on climate change disclosures. | | Mgmt | | Abstain | | Against |
| | | | |
23. | | Special resolution: Follow This shareholder resolution on climate change targets. | | Shr | | Abstain | | Against |
| | | | |
| |
BROADCOM INC | | Agenda Number: 934928598 |
Security: | | 11135F101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-Apr-2019 | | |
Ticker: | | AVGO | | |
ISIN: | | US11135F1012 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Mr. Hock E. Tan | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Dr. Henry Samueli | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Mr. Eddy W. Hartenstein | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Ms. Diane M. Bryant | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Ms. Gayla J. Delly | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Mr. Check Kian Low | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Mr. Peter J. Marks | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mr. Harry L. You | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 3, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve amendments to Broadcom’s Second Amended and Restated Employee Share Purchase Plan. | | Mgmt | | For | | For |
| | | | |
4. | | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
CAMECO CORPORATION | | Agenda Number: 934969796 |
Security: | | 13321L108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | CCJ | | |
ISIN: | | CA13321L1085 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
A | | DIRECTOR | | | | | | |
| | | | |
| | IAN BRUCE | | Mgmt | | For | | For |
| | | | |
| | DANIEL CAMUS | | Mgmt | | For | | For |
| | | | |
| | DONALD DERANGER | | Mgmt | | For | | For |
| | | | |
| | CATHERINE GIGNAC | | Mgmt | | For | | For |
| | | | |
| | TIM GITZEL | | Mgmt | | For | | For |
| | | | |
| | JIM GOWANS | | Mgmt | | For | | For |
| | | | |
| | KATHRYN JACKSON | | Mgmt | | For | | For |
| | | | |
| | DON KAYNE | | Mgmt | | For | | For |
| | | | |
| | ANNE MCLELLAN | | Mgmt | | For | | For |
| | | | |
B | | APPOINT KPMG LLP AS AUDITORS. | | Mgmt | | For | | For |
| | | | |
C | | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO’S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS. | | Mgmt | | For | | For |
| | | | |
D | | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: “FOR” = YES, “ABSTAIN” = NO “AGAINST” WILL BE TREATED AS NOT MARKED | | Mgmt | | Against | | For |
| | | | |
| |
CANADIAN NATURAL RESOURCES LIMITED | | Agenda Number: 934976777 |
Security: | | 136385101 | | |
Meeting Type: | | Annual and Special | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | CNQ | | |
ISIN: | | CA1363851017 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1 | | DIRECTOR | | | | | | |
| | | | |
| | Catherine M. Best | | Mgmt | | For | | For |
| | | | |
| | N. Murray Edwards | | Mgmt | | For | | For |
| | | | |
| | Timothy W. Faithfull | | Mgmt | | For | | For |
| | | | |
| | Christopher L. Fong | | Mgmt | | For | | For |
| | | | |
| | Amb. Gordon D. Giffin | | Mgmt | | For | | For |
| | | | |
| | Wilfred A. Gobert | | Mgmt | | For | | For |
| | | | |
| | Steve W. Laut | | Mgmt | | For | | For |
| | | | |
| | Tim S. McKay | | Mgmt | | For | | For |
| | | | |
| | Hon. Frank J. McKenna | | Mgmt | | For | | For |
| | | | |
| | David A. Tuer | | Mgmt | | For | | For |
| | | | |
| | Annette M. Verschuren | | Mgmt | | For | | For |
| | | | |
2 | | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | | Mgmt | | For | | For |
| | | | |
3 | | To vote on approving all unallocated stock options pursuant to the Amended, Compiled and Restricted Employee Stock Option Plan of the Corporation as more particularly described in the accompanying Information Circular. | | Mgmt | | For | | For |
| | | | |
4 | | On an advisory basis, accepting the Corporation’s approach to executive compensation as described in the Information Circular. | | Mgmt | | For | | For |
| | | | |
| |
CBS CORPORATION | | Agenda Number: 934904295 |
Security: | | 124857103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Dec-2018 | | |
Ticker: | | CBSA | | |
ISIN: | | US1248571036 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Candace K. Beinecke | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Barbara M. Byrne | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Gary L. Countryman | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Brian Goldner | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Linda M. Griego | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Robert N. Klieger | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Martha L. Minow | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Shari Redstone | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Susan Schuman | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Frederick O. Terrell | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Strauss Zelnick | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for fiscal year 2018. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of an amendment and restatement of the CBS Corporation 2009 Long-Term Incentive Plan. | | Mgmt | | For | | For |
| | | | |
| |
CHEVRON CORPORATION | | Agenda Number: 934993088 |
Security: | | 166764100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-May-2019 | | |
Ticker: | | CVX | | |
ISIN: | | US1667641005 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: W. M. Austin | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: J. B. Frank | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: A. P. Gast | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: E. Hernandez, Jr. | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: C. W. Moorman IV | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: D. F. Moyo | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: D. Reed-Klages | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: R. D. Sugar | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: I. G. Thulin | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: D. J. Umpleby III | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: M. K. Wirth | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve Named Executive Officer Compensation | | Mgmt | | For | | For |
| | | | |
4. | | Report on Human Right to Water | | Shr | | Against | | For |
| | | | |
5. | | Report on Reducing Carbon Footprint | | Shr | | Against | | For |
| | | | |
6. | | Create a Board Committee on Climate Change | | Shr | | Against | | For |
| | | | |
7. | | Adopt Policy for an Independent Chairman | | Shr | | Against | | For |
| | | | |
8. | | Set Special Meeting Threshold at 10% | | Shr | | Against | | For |
| | | | |
| |
CONOCOPHILLIPS | | Agenda Number: 934959492 |
Security: | | 20825C104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2019 | | |
Ticker: | | COP | | |
ISIN: | | US20825C1045 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Charles E. Bunch | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Caroline Maury Devine | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: John V. Faraci | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Jody Freeman | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Gay Huey Evans | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Jeffrey A. Joerres | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Ryan M. Lance | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: William H. McRaven | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Sharmila Mulligan | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Arjun N. Murti | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Robert A. Niblock | | Mgmt | | For | | For |
| | | | |
2. | | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Approval of Executive Compensation. | | Mgmt | | For | | For |
| | | | |
| |
COSTCO WHOLESALE CORPORATION | | Agenda Number: 934911466 |
Security: | | 22160K105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Jan-2019 | | |
Ticker: | | COST | | |
ISIN: | | US22160K1051 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | Mgmt | | For | | For |
| | | | |
| | Hamilton E. James | | Mgmt | | For | | For |
| | | | |
| | John W. Stanton | | Mgmt | | For | | For |
| | | | |
| | Mary A. Wilderotter | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of independent auditors. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of adoption of the 2019 Incentive Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval to amend Articles of Incorporation to declassify the Board and provide for annual election of directors. | | Mgmt | | For | | For |
| | | | |
6. | | Approval to amend Articles of Incorporation to eliminate supermajority vote requirement. | | Mgmt | | For | | For |
| | | | |
7. | | Shareholder proposal regarding prison labor. | | Shr | | Against | | For |
| | | | |
| |
DEVON ENERGY CORPORATION | | Agenda Number: 935003169 |
Security: | | 25179M103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-Jun-2019 | | |
Ticker: | | DVN | | |
ISIN: | | US25179M1036 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Barbara M. Baumann | | Mgmt | | For | | For |
| | | | |
| | John E. Bethancourt | | Mgmt | | For | | For |
| | | | |
| | Ann G. Fox | | Mgmt | | For | | For |
| | | | |
| | David A. Hager | | Mgmt | | For | | For |
| | | | |
| | Robert H. Henry | | Mgmt | | For | | For |
| | | | |
| | Michael M. Kanovsky | | Mgmt | | For | | For |
| | | | |
| | John Krenicki Jr. | | Mgmt | | For | | For |
| | | | |
| | Robert A. Mosbacher Jr. | | Mgmt | | For | | For |
| | | | |
| | Duane C. Radtke | | Mgmt | | For | | For |
| | | | |
| | Keith O. Rattie | | Mgmt | | For | | For |
| | | | |
| | Mary P. Ricciardello | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of the Company’s Independent Auditors for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve Executive Compensation. | | Mgmt | | For | | For |
| | | | |
| |
DIGITAL REALTY TRUST, INC. | | Agenda Number: 934969265 |
Security: | | 253868103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 13-May-2019 | | |
Ticker: | | DLR | | |
ISIN: | | US2538681030 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1A. | | Election of Director: Laurence A. Chapman | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Michael A. Coke | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Kevin J. Kennedy | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: William G. LaPerch | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Afshin Mohebbi | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: Mark R. Patterson | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Mary Hogan Preusse | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Dennis E. Singleton | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: A. William Stein | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding, advisory basis, the compensation of the Company’s named executive officers, as more fully described in the accompanying Proxy Statement. | | Mgmt | | For | | For |
| | | | |
| |
DUKE REALTY CORPORATION | | Agenda Number: 934932193 |
Security: | | 264411505 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Apr-2019 | | |
Ticker: | | DRE | | |
ISIN: | | US2644115055 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: John P. Case | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: James B. Connor | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Ngaire E. Cuneo | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Charles R. Eitel | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Norman K. Jenkins | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Melanie R. Sabelhaus | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Peter M. Scott, III | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: David P. Stockert | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Chris Sultemeier | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Michael E. Szymanczyk | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Warren M. Thompson | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Lynn C. Thurber | | Mgmt | | For | | For |
| | | | |
2. | | To vote on an advisory basis to approve the compensation of the Company’s named executive officers as set forth in the proxy statement. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the reappointment of KPMG LLP as the Company’s independent registered public accountants for the fiscal year 2019. | | Mgmt | | For | | For |
| | | | |
| |
ENCANA CORPORATION | | Agenda Number: 934957652 |
Security: | | 292505104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2019 | | |
Ticker: | | ECA | | |
ISIN: | | CA2925051047 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1 | | DIRECTOR | | | | | | |
| | | | |
| | Peter A. Dea | | Mgmt | | For | | For |
| | | | |
| | Fred J. Fowler | | Mgmt | | For | | For |
| | | | |
| | Howard J. Mayson | | Mgmt | | For | | For |
| | | | |
| | Lee A. McIntire | | Mgmt | | For | | For |
| | | | |
| | Margaret A. McKenzie | | Mgmt | | For | | For |
| | | | |
| | Steven W. Nance | | Mgmt | | For | | For |
| | | | |
| | Suzanne P. Nimocks | | Mgmt | | For | | For |
| | | | |
| | Thomas G. Ricks | | Mgmt | | For | | For |
| | | | |
| | Brian G. Shaw | | Mgmt | | For | | For |
| | | | |
| | Douglas J. Suttles | | Mgmt | | For | | For |
| | | | |
| | Bruce G. Waterman | | Mgmt | | For | | For |
| | | | |
| | Clayton H. Woitas | | Mgmt | | For | | For |
| | | | |
2 | | APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors | | Mgmt | | For | | For |
| | | | |
3 | | AMEND AND RECONFIRM THE CORPORATION’S SHAREHOLDER RIGHTS PLAN | | Mgmt | | For | | For |
| | | | |
4 | | APPROVE A NEW OMNIBUS INCENTIVE PLAN | | Mgmt | | For | | For |
| | | | |
5 | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Mgmt | | For | | For |
| | | | |
| |
ESSEX PROPERTY TRUST, INC. | | Agenda Number: 934961295 |
Security: | | 297178105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2019 | | |
Ticker: | | ESS | | |
ISIN: | | US2971781057 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Keith R. Guericke | | Mgmt | | For | | For |
| | | | |
| | Amal M. Johnson | | Mgmt | | For | | For |
| | | | |
| | Mary Kasaris | | Mgmt | | For | | For |
| | | | |
| | Irving F. Lyons, III | | Mgmt | | For | | For |
| | | | |
| | George M. Marcus | | Mgmt | | For | | For |
| | | | |
| | Thomas E. Robinson | | Mgmt | | For | | For |
| | | | |
| | Michael J. Schall | | Mgmt | | For | | For |
| | | | |
| | Byron A. Scordelis | | Mgmt | | For | | For |
| | | | |
| | Janice L. Sears | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve the Company’s named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
| |
EXXON MOBIL CORPORATION | | Agenda Number: 934991488 |
Security: | | 30231G102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-May-2019 | | |
Ticker: | | XOM | | |
ISIN: | | US30231G1022 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Susan K. Avery | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Angela F. Braly | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Ursula M. Burns | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Kenneth C. Frazier | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Steven A. Kandarian | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Douglas R. Oberhelman | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Samuel J. Palmisano | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Steven S Reinemund | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: William C. Weldon | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Darren W. Woods | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Independent Auditors (page 28) | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve Executive Compensation (page 30) | | Mgmt | | For | | For |
| | | | |
4. | | Independent Chairman (page 58) | | Shr | | Against | | For |
| | | | |
5. | | Special Shareholder Meetings (page 59) | | Shr | | Against | | For |
| | | | |
6. | | Board Matrix (page 61) | | Shr | | Against | | For |
| | | | |
7. | | Climate Change Board Committee (page 62) | | Shr | | Against | | For |
| | | | |
8. | | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | | Shr | | Against | | For |
| | | | |
9. | | Report on Political Contributions (page 66) | | Shr | | Against | | For |
| | | | |
10. | | Report on Lobbying (page 67) | | Shr | | Against | | For |
| | | | |
| |
FACEBOOK, INC. | | Agenda Number: 934995082 |
Security: | | 30303M102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-May-2019 | | |
Ticker: | | FB | | |
ISIN: | | US30303M1027 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Peggy Alford | | Mgmt | | For | | For |
| | | | |
| | Marc L. Andreessen | | Mgmt | | For | | For |
| | | | |
| | Kenneth I. Chenault | | Mgmt | | For | | For |
| | | | |
| | S. D. Desmond-Hellmann | | Mgmt | | For | | For |
| | | | |
| | Sheryl K. Sandberg | | Mgmt | | For | | For |
| | | | |
| | Peter A. Thiel | | Mgmt | | For | | For |
| | | | |
| | Jeffrey D. Zients | | Mgmt | | For | | For |
| | | | |
| | Mark Zuckerberg | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation program for Facebook, Inc.’s named executive officers as disclosed in Facebook, Inc.’s proxy statement. | | Mgmt | | For | | For |
| | | | |
4. | | To vote, on anon-binding advisory basis, whether anon-binding advisory vote on the compensation program for Facebook, Inc.’s named executive officers should be held every one, two or three years. | | Mgmt | | 1 Year | | Against |
| | | | |
5. | | A stockholder proposal regarding change in stockholder voting. | | Shr | | Against | | For |
| | | | |
6. | | A stockholder proposal regarding an independent chair. | | Shr | | Against | | For |
| | | | |
7. | | A stockholder proposal regarding majority voting for directors. | | Shr | | Against | | For |
| | | | |
8. | | A stockholder proposal regarding true diversity board policy. | | Shr | | Against | | For |
| | | | |
9. | | A stockholder proposal regarding a content governance report. | | Shr | | Against | | For |
| | | | |
10. | | A stockholder proposal regarding median gender pay gap. | | Shr | | Against | | For |
| | | | |
11. | | A stockholder proposal regarding workforce diversity. | | Shr | | Against | | For |
| | | | |
12. | | A stockholder proposal regarding strategic alternatives. | | Shr | | Against | | For |
| | | | |
| |
FEDERAL REALTY INVESTMENT TRUST | | Agenda Number: 934952246 |
Security: | | 313747206 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-May-2019 | | |
Ticker: | | FRT | | |
ISIN: | | US3137472060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Trustee: Jon E. Bortz | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Trustee: David W. Faeder | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Trustee: Elizabeth I. Holland | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Trustee: Mark S. Ordan | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Trustee: Gail P. Steinel | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Trustee: Warren M. Thompson | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Trustee: Joseph S. Vassalluzzo | | Mgmt | | For | | For |
| | | | |
1.8 | | Election of Trustee: Donald C. Wood | | Mgmt | | For | | For |
| | | | |
2. | | To hold an advisory vote approving the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
| |
FEDEX CORPORATION | | Agenda Number: 934865594 |
Security: | | 31428X106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Sep-2018 | | |
Ticker: | | FDX | | |
ISIN: | | US31428X1063 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: John A. Edwardson | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Marvin R. Ellison | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Susan Patricia Griffith | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: John C. (“Chris”) Inglis | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Kimberly A. Jabal | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Shirley Ann Jackson | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: R. Brad Martin | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Joshua Cooper Ramo | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Susan C. Schwab | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Frederick W. Smith | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: David P. Steiner | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Paul S. Walsh | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of independent registered public accounting firm. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal regarding lobbying activity and expenditure report. | | Shr | | Against | | For |
| | | | |
5. | | Stockholder proposal regarding shareholder right to act by written consent. | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal regarding shareholder approval of bylaw changes. | | Shr | | Against | | For |
| | | | |
| |
FIRST REPUBLIC BANK | | Agenda Number: 934959757 |
Security: | | 33616C100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 14-May-2019 | | |
Ticker: | | FRC | | |
ISIN: | | US33616C1009 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: James H. Herbert, II | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Katherine August-deWilde | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas J. Barrack, Jr. | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Hafize Gaye Erkan | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Frank J. Fahrenkopf, Jr. | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Boris Groysberg | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Sandra R. Hernández | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Pamela J. Joyner | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Reynold Levy | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Duncan L. Niederauer | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: George G.C. Parker | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, by advisory(non-binding) vote, the compensation of our executive officers (“say on pay” vote). | | Mgmt | | For | | For |
| | | | |
| |
FLUOR CORPORATION | | Agenda Number: 934943211 |
Security: | | 343412102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 02-May-2019 | | |
Ticker: | | FLR | | |
ISIN: | | US3434121022 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1A. | | Election of Director: Peter K. Barker | | Mgmt | | For | | For |
| | | | |
1B. | | Election of Director: Alan M. Bennett | | Mgmt | | For | | For |
| | | | |
1C. | | Election of Director: Rosemary T. Berkery | | Mgmt | | For | | For |
| | | | |
1D. | | Election of Director: Alan L. Boeckmann | | Mgmt | | For | | For |
| | | | |
1E. | | Election of Director: Peter J. Fluor | | Mgmt | | For | | For |
| | | | |
1F. | | Election of Director: James T. Hackett | | Mgmt | | For | | For |
| | | | |
1G. | | Election of Director: Samuel J. Locklear III | | Mgmt | | For | | For |
| | | | |
1H. | | Election of Director: Deborah D. McWhinney | | Mgmt | | For | | For |
| | | | |
1I. | | Election of Director: Armando J. Olivera | | Mgmt | | For | | For |
| | | | |
1J. | | Election of Director: Matthew K. Rose | | Mgmt | | For | | For |
| | | | |
1K. | | Election of Director: David T. Seaton | | Mgmt | | For | | For |
| | | | |
1L. | | Election of Director: Nader H. Sultan | | Mgmt | | For | | For |
| | | | |
1M. | | Election of Director: Lynn C. Swann | | Mgmt | | For | | For |
| | | | |
2. | | An advisory vote to approve the company’s executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | The ratification of the appointment by our Audit Committee of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal requesting adoption of greenhouse gas emissions reduction goals. | | Shr | | Against | | For |
| | | | |
| |
FRANKLIN STREET PROPERTIES CORP. | | Agenda Number: 934938727 |
Security: | | 35471R106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | FSP | | |
ISIN: | | US35471R1068 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Class I Director: Brian N. Hansen | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Class I Director: Dennis J. McGillicuddy | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the Audit Committee’s appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, bynon-binding vote, our executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | To approve an amendment to our Articles of Incorporation to declassify our Board of Directors. | | Mgmt | | For | | For |
| | | | |
| |
FREEPORT-MCMORAN INC. | | Agenda Number: 935006800 |
Security: | | 35671D857 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 12-Jun-2019 | | |
Ticker: | | FCX | | |
ISIN: | | US35671D8570 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Richard C. Adkerson | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Gerald J. Ford | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Dustan E. McCoy | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: Frances Fragos Townsend | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
| |
GILEAD SCIENCES, INC. | | Agenda Number: 934957056 |
Security: | | 375558103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | GILD | | |
ISIN: | | US3755581036 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Jacqueline K. Barton, Ph.D. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: John F. Cogan, Ph.D. | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Kelly A. Kramer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Kevin E. Lofton | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Harish M. Manwani | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Daniel P. O’Day | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Richard J. Whitley, M.D. | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Gayle E. Wilson | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Per Wold-Olsen | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve an amendment to Gilead’s Restated Certificate of Incorporation to allow stockholders to act by written consent. | | Mgmt | | For | | For |
| | | | |
4. | | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | | Mgmt | | For | | For |
| | | | |
5. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | | Shr | | Against | | For |
| | | | |
6. | | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. | | Shr | | Against | | For |
| | | | |
| |
HIGHWOODS PROPERTIES, INC. | | Agenda Number: 934944629 |
Security: | | 431284108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | HIW | | |
ISIN: | | US4312841087 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Charles A. Anderson | | Mgmt | | For | | For |
| | | | |
| | Gene H. Anderson | | Mgmt | | For | | For |
| | | | |
| | Carlos E. Evans | | Mgmt | | For | | For |
| | | | |
| | Edward J. Fritsch | | Mgmt | | For | | For |
| | | | |
| | David J. Hartzell | | Mgmt | | For | | For |
| | | | |
| | Sherry A. Kellett | | Mgmt | | For | | For |
| | | | |
| | Anne H. Lloyd | | Mgmt | | For | | For |
| | | | |
2. | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2019 | | Mgmt | | For | | For |
| | | | |
3. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For |
| | | | |
| |
HOLLYFRONTIER CORPORATION | | Agenda Number: 934946178 |
Security: | | 436106108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | HFC | | |
ISIN: | | US4361061082 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Anne-Marie Ainsworth | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Douglas Bech | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Anna Catalano | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: George Damiris | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Leldon Echols | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Michael Jennings | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Craig Knocke | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Robert Kostelnik | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: James Lee | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Franklin Myers | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Michael Rose | | Mgmt | | For | | For |
| | | | |
2. | | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the appointment of Ernst & Young LLP as the Company’s registered public accounting firm for the 2019 fiscal year. | | Mgmt | | For | | For |
| | | | |
| |
ILLINOIS TOOL WORKS INC. | | Agenda Number: 934949314 |
Security: | | 452308109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-May-2019 | | |
Ticker: | | ITW | | |
ISIN: | | US4523081093 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Daniel J. Brutto | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Susan Crown | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: James W. Griffith | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Jay L. Henderson | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Richard H. Lenny | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: E. Scott Santi | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: James A. Skinner | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: David B. Smith, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Pamela B. Strobel | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Kevin M. Warren | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Anre D. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve compensation of ITW’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Anon-binding stockholder proposal, if presented at the meeting, to permit stockholders to act by written consent. | | Shr | | Against | | For |
| | | | |
5. | | Anon-binding stockholder proposal, if presented at the meeting, to set Company-wide greenhouse gas emissions targets. | | Shr | | Against | | For |
| | | | |
| |
INTEL CORPORATION | | Agenda Number: 934963679 |
Security: | | 458140100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-May-2019 | | |
Ticker: | | INTC | | |
ISIN: | | US4581401001 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Aneel Bhusri | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Andy D. Bryant | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Reed E. Hundt | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Omar Ishrak | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: RisaLavizzo-Mourey | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director:Tsu-Jae King Liu | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Gregory D. Smith | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Robert (“Bob”) H. Swan | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Andrew Wilson | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Frank D. Yeary | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve executive compensation of our listed officers | | Mgmt | | For | | For |
| | | | |
4. | | Approval of amendment and restatement of the 2006 Equity Incentive Plan | | Mgmt | | For | | For |
| | | | |
5. | | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | | Shr | | Against | | For |
| | | | |
6. | | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | | Shr | | Against | | For |
| | | | |
7. | | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | | Shr | | Against | | For |
| | | | |
| |
INVESTORS REAL ESTATE TRUST | | Agenda Number: 934864390 |
Security: | | 461730103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Sep-2018 | | |
Ticker: | | IRET | | |
ISIN: | | US4617301035 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1A | | Election of Trustee: Jeffrey P. Caira | | Mgmt | | For | | For |
| | | | |
1B | | Election of Trustee: Michael T. Dance | | Mgmt | | For | | For |
| | | | |
1C | | Election of Trustee: Mark O. Decker, Jr. | | Mgmt | | For | | For |
| | | | |
1D | | Election of Trustee: Emily Nagle Green | | Mgmt | | For | | For |
| | | | |
1E | | Election of Trustee: Linda J. Hall | | Mgmt | | For | | For |
| | | | |
1F | | Election of Trustee: Terrance P. Maxwell | | Mgmt | | For | | For |
| | | | |
1G | | Election of Trustee: John A. Schissel | | Mgmt | | For | | For |
| | | | |
1H | | Election of Trustee: Mary J. Twinem | | Mgmt | | For | | For |
| | | | |
2 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
| | | | |
3 | | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING APRIL 30, 2019. | | Mgmt | | For | | For |
| | | | |
| |
INVESTORS REAL ESTATE TRUST | | Agenda Number: 935018211 |
Security: | | 461730509 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 13-Jun-2019 | | |
Ticker: | | IRET | | |
ISIN: | | US4617305093 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1A | | Election of Director: Jeffrey P. Caira | | Mgmt | | No vote | | |
| | | | |
1B | | Election of Director: Michael T. Dance | | Mgmt | | No vote | | |
| | | | |
1C | | Election of Director: Mark O. Decker, Jr. | | Mgmt | | No vote | | |
| | | | |
1D | | Election of Director: Emily Nagle Green | | Mgmt | | No vote | | |
| | | | |
1E | | Election of Director: Linda J. Hall | | Mgmt | | No vote | | |
| | | | |
1F | | Election of Director: Terrance P. Maxwell | | Mgmt | | No vote | | |
| | | | |
1G | | Election of Director: John A. Schissel | | Mgmt | | No vote | | |
| | | | |
1H | | Election of Director: Mary J. Twinem | | Mgmt | | No vote | | |
| | | | |
2 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Mgmt | | No vote | | |
| | | | |
3 | | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019. | | Mgmt | | No vote | | |
| | | | |
| |
IPG PHOTONICS CORPORATION | | Agenda Number: 934988304 |
Security: | | 44980X109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-May-2019 | | |
Ticker: | | IPGP | | |
ISIN: | | US44980X1090 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Valentin P. Gapontsev, Ph.D. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Eugene A. Scherbakov, Ph.D. | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Igor Samartsev | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Michael C. Child | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Gregory P. Dougherty | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Henry E. Gauthier | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Catherine P. Lego | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Eric Meurice | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: John R. Peeler | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Thomas J. Seifert | | Mgmt | | For | | For |
| | | | |
2. | | Ratify Deloitte & Touche LLP as IPG’s independent registered public accounting firm for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the IPG Photonics Corporation 2008 Employee Stock Purchase Plan, as amended and restated | | Mgmt | | For | | For |
| | | | |
| |
KANSAS CITY SOUTHERN | | Agenda Number: 934976145 |
Security: | | 485170302 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 17-May-2019 | | |
Ticker: | | KSU | | |
ISIN: | | US4851703029 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Lydia I. Beebe | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Director: Lu M. Córdova | | Mgmt | | For | | For |
| | | | |
1.3 | | Election of Director: Robert J. Druten | | Mgmt | | For | | For |
| | | | |
1.4 | | Election of Director: Antonio O. Garza, Jr. | | Mgmt | | For | | For |
| | | | |
1.5 | | Election of Director: DavidGarza-Santos | | Mgmt | | For | | For |
| | | | |
1.6 | | Election of Director: Mitchell J. Krebs | | Mgmt | | For | | For |
| | | | |
1.7 | | Election of Director: Henry J. Maier | | Mgmt | | For | | For |
| | | | |
1.8 | | Election of Director: Thomas A. McDonnell | | Mgmt | | For | | For |
| | | | |
1.9 | | Election of Director: Patrick J. Ottensmeyer | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as our independent public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
3. | | An advisory vote to approve the 2018 compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | A Company proposal to approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to reduce the threshold stock ownership requirement for stockholders to call a special meeting. | | Mgmt | | For | | For |
| | | | |
| |
KEYCORP | | Agenda Number: 934982605 |
Security: | | 493267108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-May-2019 | | |
Ticker: | | KEY | | |
ISIN: | | US4932671088 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Bruce D. Broussard | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Charles P. Cooley | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Gary M. Crosby | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Alexander M. Cutler | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: H. James Dallas | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Elizabeth R. Gile | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Ruth Ann M. Gillis | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: William G. Gisel, Jr. | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Carlton L. Highsmith | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Richard J. Hipple | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Kristen L. Manos | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Beth E. Mooney | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Barbara R. Snyder | | Mgmt | | For | | For |
| | | | |
1n. | | Election of Director: David K. Wilson | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of independent auditor. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory approval of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of KeyCorp’s 2019 Equity Compensation Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of an increase in authorized common shares. | | Mgmt | | For | | For |
| | | | |
6. | | Approval of an amendment to Regulations to allow the Board to make future amendments. | | Mgmt | | For | | For |
| | | | |
| |
KIMCO REALTY CORPORATION | | Agenda Number: 934949895 |
Security: | | 49446R109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2019 | | |
Ticker: | | KIM | | |
ISIN: | | US49446R1095 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Milton Cooper | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Philip E. Coviello | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Conor C. Flynn | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Frank Lourenso | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Colombe M. Nicholas | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Mary Hogan Preusse | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Valerie Richardson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Richard B. Saltzman | | Mgmt | | For | | For |
| | | | |
2. | | THE ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | | Mgmt | | For | | For |
| | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2019 (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | | Mgmt | | For | | For |
| | | | |
| |
LENNAR CORPORATION | | Agenda Number: 934931292 |
Security: | | 526057104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 10-Apr-2019 | | |
Ticker: | | LEN | | |
ISIN: | | US5260571048 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Rick Beckwitt | | Mgmt | | For | | For |
| | | | |
| | Irving Bolotin | | Mgmt | | For | | For |
| | | | |
| | Steven L. Gerard | | Mgmt | | For | | For |
| | | | |
| | Tig Gilliam | | Mgmt | | For | | For |
| | | | |
| | Sherrill W. Hudson | | Mgmt | | For | | For |
| | | | |
| | Jonathan M. Jaffe | | Mgmt | | For | | For |
| | | | |
| | Sidney Lapidus | | Mgmt | | For | | For |
| | | | |
| | Teri P. McClure | | Mgmt | | For | | For |
| | | | |
| | Stuart Miller | | Mgmt | | For | | For |
| | | | |
| | Armando Olivera | | Mgmt | | For | | For |
| | | | |
| | Jeffrey Sonnenfeld | | Mgmt | | For | | For |
| | | | |
| | Scott Stowell | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approve, on an advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Vote on a stockholder proposal regarding having directors elected by a majority of the votes cast in uncontested elections. | | Shr | | Against | | For |
| | | | |
| |
LOCKHEED MARTIN CORPORATION | | Agenda Number: 934951864 |
Security: | | 539830109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 25-Apr-2019 | | |
Ticker: | | LMT | | |
ISIN: | | US5398301094 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Daniel F. Akerson | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: David B. Burritt | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Bruce A. Carlson | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James O. Ellis, Jr. | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Thomas J. Falk | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Ilene S. Gordon | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Marillyn A. Hewson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Vicki A. Hollub | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Jeh C. Johnson | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: James D. Taiclet, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Advisory Vote to Approve the Compensation of our Named Executive Officers(Say-on-Pay) | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal to Amend the Proxy Access Bylaw | | Shr | | Against | | For |
| | | | |
| |
MACQUARIE INFRASTRUCTURE CORPORATION | | Agenda Number: 934977363 |
Security: | | 55608B105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2019 | | |
Ticker: | | MIC | | |
ISIN: | | US55608B1052 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Amanda Brock | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Norman H. Brown, Jr. | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Christopher Frost | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Maria Jelescu-Dreyfus | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Ronald Kirk | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: H.E. (Jack) Lentz | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Ouma Sananikone | | Mgmt | | For | | For |
| | | | |
2. | | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | The approval, on an advisory basis, of executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | The approval of Amendment No. 1 to our 2016 Omnibus Employee Incentive Plan. | | Mgmt | | For | | For |
| | | | |
| |
MORGAN STANLEY | | Agenda Number: 934980423 |
Security: | | 617446448 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 23-May-2019 | | |
Ticker: | | MS | | |
ISIN: | | US6174464486 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Elizabeth Corley | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Alistair Darling | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Thomas H. Glocer | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James P. Gorman | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Robert H. Herz | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Nobuyuki Hirano | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Jami Miscik | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Dennis M. Nally | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Takeshi Ogasawara | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Hutham S. Olayan | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: Mary L. Schapiro | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Perry M. Traquina | | Mgmt | | For | | For |
| | | | |
1m. | | Election of Director: Rayford Wilkins, Jr. | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Deloitte & Touche LLP as independent auditor | | Mgmt | | For | | For |
| | | | |
3. | | To approve the compensation of executives as disclosed in the proxy statement(non-binding advisory vote) | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal regarding an annual report on lobbying expenses | | Shr | | Against | | For |
| | | | |
| |
MURPHY OIL CORPORATION | | Agenda Number: 934955595 |
Security: | | 626717102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | MUR | | |
ISIN: | | US6267171022 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: T.J. Collins | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: S.A. Cossé | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: C.P. Deming | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: L.R. Dickerson | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: R.W. Jenkins | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: E.W. Keller | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: J.V. Kelley | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: W. Mirosh | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: R.M. Murphy | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: J.W. Nolan | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: N.E. Schmale | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: L.A. Sugg | | Mgmt | | For | | For |
| | | | |
2. | | Advisory vote to approve executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the appointment of KPMG LLP as independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
| | | | |
| |
NEWFIELD EXPLORATION COMPANY | | Agenda Number: 934920225 |
Security: | | 651290108 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 12-Feb-2019 | | |
Ticker: | | NFX | | |
ISIN: | | US6512901082 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To adopt the Agreement and Plan of Merger, dated as of October 31, 2018 (as it may be amended from time to time, the “merger agreement”), a copy of which is attached as Annex A to the joint proxy statement/prospectus of which this proxy card is a part, among Newfield Exploration Company (“Newfield”), Encana Corporation, a Canadian corporation (“Encana”), and Neapolitan Merger Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Encana (“Merger Sub”). | | Mgmt | | For | | For |
| | | | |
2. | | To approve, on an advisory(non-binding) basis, the compensation that may be paid or become payable to Newfield’s named executive officers in connection with the merger. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the adjournment of the Newfield special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | | Mgmt | | For | | For |
| | | | |
| |
NUCOR CORPORATION | | Agenda Number: 934959341 |
Security: | | 670346105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | NUE | | |
ISIN: | | US6703461052 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Lloyd J. Austin III | | Mgmt | | For | | For |
| | | | |
| | Patrick J. Dempsey | | Mgmt | | For | | For |
| | | | |
| | John J. Ferriola | | Mgmt | | For | | For |
| | | | |
| | Victoria F. Haynes Ph.D | | Mgmt | | For | | For |
| | | | |
| | Christopher J. Kearney | | Mgmt | | For | | For |
| | | | |
| | Laurette T. Koellner | | Mgmt | | For | | For |
| | | | |
| | John H. Walker | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor’s independent registered public accounting firm for the year ending December 31, 2019 | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of Nucor’s named executive officer compensation in 2018 | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder proposal regarding lobbying report | | Shr | | Against | | For |
| | | | |
5. | | Stockholder proposal regarding political spending report | | Shr | | Against | | For |
| | | | |
| |
NUTRIEN LTD. (THE “CORPORATION”) | | Agenda Number: 934979874 |
Security: | | 67077M108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 09-May-2019 | | |
Ticker: | | NTR | | |
ISIN: | | CA67077M1086 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1 | | DIRECTOR | | | | | | |
| | | | |
| | Christopher M. Burley | | Mgmt | | For | | For |
| | | | |
| | Maura J. Clark | | Mgmt | | For | | For |
| | | | |
| | John W. Estey | | Mgmt | | For | | For |
| | | | |
| | David C. Everitt | | Mgmt | | For | | For |
| | | | |
| | Russell K. Girling | | Mgmt | | For | | For |
| | | | |
| | Miranda C. Hubbs | | Mgmt | | For | | For |
| | | | |
| | Alice D. Laberge | | Mgmt | | For | | For |
| | | | |
| | Consuelo E. Madere | | Mgmt | | For | | For |
| | | | |
| | Charles V. Magro | | Mgmt | | For | | For |
| | | | |
| | Keith G. Martell | | Mgmt | | For | | For |
| | | | |
| | Aaron W. Regent | | Mgmt | | For | | For |
| | | | |
| | Mayo M. Schmidt | | Mgmt | | For | | For |
| | | | |
2 | | There-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | | Mgmt | | For | | For |
| | | | |
3 | | Anon-binding advisory resolution to accept the Corporation’s approach to executive compensation. | | Mgmt | | For | | For |
| | | | |
| |
NVIDIA CORPORATION | | Agenda Number: 934982807 |
Security: | | 67066G104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 22-May-2019 | | |
Ticker: | | NVDA | | |
ISIN: | | US67066G1040 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a | | Election of Director: Robert K. Burgess | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Tench Coxe | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Persis S. Drell | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James C. Gaither | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director:Jen-Hsun Huang | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Dawn Hudson | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Harvey C. Jones | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Michael G. McCaffery | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Stephen C. Neal | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Mark L. Perry | | Mgmt | | For | | For |
| | | | |
1k. | | Election of Director: A. Brooke Seawell | | Mgmt | | For | | For |
| | | | |
1l. | | Election of Director: Mark A. Stevens | | Mgmt | | For | | For |
| | | | |
2. | | Approval of our executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause. | | Mgmt | | For | | For |
| | | | |
| |
OUTFRONT MEDIA INC. | | Agenda Number: 934999484 |
Security: | | 69007J106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 10-Jun-2019 | | |
Ticker: | | OUT | | |
ISIN: | | US69007J1060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Class II Director: Nicolas Brien | | Mgmt | | For | | For |
| | | | |
1.2 | | Election of Class II Director: Angela Courtin | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as OUTFRONT Media Inc.’s independent registered public accounting firm for fiscal year 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on anon-binding advisory basis, of the compensation of OUTFRONT Media Inc.’s named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of amendments to OUTFRONT Media Inc.’s Charter to eliminate the supermajority voting requirements for the removal of directors. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of an amendment to OUTFRONT Media Inc.’s Charter to declassify its Board of Directors. | | Mgmt | | For | | For |
| | | | |
6. | | Approval of the OUTFRONT Media Inc. Amended and Restated Omnibus Stock Incentive Plan. | | Mgmt | | For | | For |
| | | | |
| |
PARKER-HANNIFIN CORPORATION | | Agenda Number: 934879644 |
Security: | | 701094104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 24-Oct-2018 | | |
Ticker: | | PH | | |
ISIN: | | US7010941042 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of director: Lee C. Banks | | Mgmt | | For | | For |
| | | | |
1b. | | Election of director: Robert G. Bohn | | Mgmt | | For | | For |
| | | | |
1c. | | Election of director: Linda S. Harty | | Mgmt | | For | | For |
| | | | |
1d. | | Election of director: Kevin A. Lobo | | Mgmt | | For | | For |
| | | | |
1e. | | Election of director: Candy M. Obourn | | Mgmt | | For | | For |
| | | | |
1f. | | Election of director: Joseph Scaminace | | Mgmt | | For | | For |
| | | | |
1g. | | Election of director: Ake Svensson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of director: James R. Verrier | | Mgmt | | For | | For |
| | | | |
1i. | | Election of director: James L. Wainscott | | Mgmt | | For | | For |
| | | | |
1j. | | Election of director: Thomas L. Williams | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of, on anon-binding, advisory basis, the compensation of our Named Executive Officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of an amendment to our Code of Regulations to permit proxy access. | | Mgmt | | For | | For |
| | | | |
5. | | Amendment to our Code of Regulations to allow the Board to amend our Code of Regulations to the extent permitted by Ohio law. | | Mgmt | | For | | For |
| | | | |
| |
PHILLIPS 66 | | Agenda Number: 934954012 |
Security: | | 718546104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 08-May-2019 | | |
Ticker: | | PSX | | |
ISIN: | | US7185461040 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Greg C. Garland | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Gary K. Adams | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: John E. Lowe | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Denise L. Ramos | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve our executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Advisory vote on the frequency of future shareholder advisory votes to approve executive compensation. | | Mgmt | | 1 Year | | For |
| | | | |
5. | | Proposal Withdrawn | | Shr | | Against | | |
| | | | |
| |
PROLOGIS, INC. | | Agenda Number: 934945772 |
Security: | | 74340W103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 01-May-2019 | | |
Ticker: | | PLD | | |
ISIN: | | US74340W1036 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Hamid R. Moghadam | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Cristina G. Bita | | Mgmt | | For | | For |
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1c. | | Election of Director: George L. Fotiades | | Mgmt | | For | | For |
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1d. | | Election of Director: Philip L. Hawkins | | Mgmt | | For | | For |
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1e. | | Election of Director: Lydia H. Kennard | | Mgmt | | For | | For |
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1f. | | Election of Director: J. Michael Losh | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Irving F. Lyons III | | Mgmt | | For | | For |
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1h. | | Election of Director: David P. O’Connor | | Mgmt | | For | | For |
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1i. | | Election of Director: Olivier Piani | | Mgmt | | For | | For |
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1j. | | Election of Director: Jeffrey L. Skelton | | Mgmt | | For | | For |
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1k. | | Election of Director: Carl B. Webb | | Mgmt | | For | | For |
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1l. | | Election of Director: William D. Zollars | | Mgmt | | For | | For |
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2. | | Advisory Vote to Approve the Company’s Executive Compensation for 2018 | | Mgmt | | For | | For |
| | | | |
3. | | Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the year 2019 | | Mgmt | | For | | For |
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REGENCY CENTERS CORPORATION | | Agenda Number: 934948285 |
Security: | | 758849103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | REG | | |
ISIN: | | US7588491032 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Martin E. Stein, Jr. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Joseph F. Azrack | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Bryce Blair | | Mgmt | | For | | For |
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1d. | | Election of Director: C. Ronald Blankenship | | Mgmt | | For | | For |
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1e. | | Election of Director: Deirdre J. Evens | | Mgmt | | For | | For |
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1f. | | Election of Director: Thomas W. Furphy | | Mgmt | | For | | For |
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1g. | | Election of Director: Karin M. Klein | | Mgmt | | For | | For |
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1h. | | Election of Director: Peter D. Linneman | | Mgmt | | For | | For |
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1i. | | Election of Director: David P. O’Connor | | Mgmt | | For | | For |
| | | | |
1j. | | Election of Director: Lisa Palmer | | Mgmt | | For | | For |
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1k. | | Election of Director: John C. Schweitzer | | Mgmt | | For | | For |
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1l. | | Election of Director: Thomas G. Wattles | | Mgmt | | For | | For |
| | | | |
2. | | Adoption of an advisory resolution approving executive compensation for fiscal year 2018. | | Mgmt | | For | | For |
| | | | |
3. | | Approval of amendment and restatement of the Omnibus Incentive Plan. | | Mgmt | | For | | For |
| | | | |
4. | | Ratification of appointment of KPMG LLP as the Company’s independent accountants for the year ending December 31, 2019. | | Mgmt | | For | | For |
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RIO TINTO PLC | | Agenda Number: 934943982 |
Security: | | 767204100 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 10-Apr-2019 | | |
Ticker: | | RIO | | |
ISIN: | | US7672041008 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | Receipt of the 2018 Annual report | | Mgmt | | For | | For |
| | | | |
2. | | Approval of the Directors’ Remuneration Report: Implementation Report | | Mgmt | | For | | For |
| | | | |
3. | | Approval of the Directors’ Remuneration Report | | Mgmt | | For | | For |
| | | | |
4. | | To elect Dame Moya Greene as a director | | Mgmt | | For | | For |
| | | | |
5. | | To elect Simon McKeon AO as a director | | Mgmt | | For | | For |
| | | | |
6. | | To elect Jakob Stausholm as a director | | Mgmt | | For | | For |
| | | | |
7. | | Tore-elect Megan Clark AC as a director | | Mgmt | | For | | For |
| | | | |
8. | | Tore-elect David Constable as a director | | Mgmt | | For | | For |
| | | | |
9. | | Tore-elect Simon Henry as a director | | Mgmt | | For | | For |
| | | | |
10. | | Tore-electJean-Sébastien Jacques as a director | | Mgmt | | For | | For |
| | | | |
11. | | Tore-elect Sam Laidlaw as a director | | Mgmt | | For | | For |
| | | | |
12. | | Tore-elect Michael L’Estrange AO as a director | | Mgmt | | For | | For |
| | | | |
13. | | Tore-elect Simon Thompson as a director | | Mgmt | | For | | For |
| | | | |
14. | | Re-appointment of auditors | | Mgmt | | For | | For |
| | | | |
15. | | Remuneration of auditors | | Mgmt | | For | | For |
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16. | | Authority to make political donations | | Mgmt | | For | | For |
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17. | | General authority to allot shares | | Mgmt | | For | | For |
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18. | | Disapplication ofpre-emption rights | | Mgmt | | For | | For |
| | | | |
19. | | Authority to purchase Rio Tinto plc shares | | Mgmt | | For | | For |
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20. | | Notice period for general meetings other than annual general meetings | | Mgmt | | For | | For |
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RYDER SYSTEM, INC. | | Agenda Number: 934947601 |
Security: | | 783549108 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 03-May-2019 | | |
Ticker: | | R | | |
ISIN: | | US7835491082 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Robert J. Eck | | Mgmt | | For | | For |
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1b. | | Election of Director: Robert A. Hagemann | | Mgmt | | For | | For |
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1c. | | Election of Director: Michael F. Hilton | | Mgmt | | For | | For |
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1d. | | Election of Director: Tamara L. Lundgren | | Mgmt | | For | | For |
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1e. | | Election of Director: Luis P. Nieto | | Mgmt | | For | | For |
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1f. | | Election of Director: David G. Nord | | Mgmt | | For | | For |
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1g. | | Election of Director: Robert E. Sanchez | | Mgmt | | For | | For |
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1h. | | Election of Director: Abbie J. Smith | | Mgmt | | For | | For |
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1i. | | Election of Director: E. Follin Smith | | Mgmt | | For | | For |
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1j. | | Election of Director: Dmitri L. Stockton | | Mgmt | | For | | For |
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1k. | | Election of Director: Hansel E. Tookes, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2019 fiscal year. | | Mgmt | | For | | For |
| | | | |
3. | | Approval, on an advisory basis, of the compensation of our named executive officers. | | Mgmt | | For | | For |
| | | | |
4. | | Approval of the 2019 Equity and Incentive Compensation Plan. | | Mgmt | | For | | For |
| | | | |
5. | | Approval of amendments to our Restated Articles of Incorporation andBy-Laws to remove supermajority voting provisions on shareholder action by written consent. | | Mgmt | | For | | For |
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6. | | Shareholder proposal on an independent board chairman. | | Shr | | Against | | For |
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SAILPOINT TECHNOLOGIES | | Agenda Number: 934880229 |
Security: | | 78781P105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 06-Nov-2018 | | |
Ticker: | | SAIL | | |
ISIN: | | US78781P1057 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Mark McClain | | Mgmt | | For | | For |
| | | | |
| | Kenneth J. Virnig, II | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | | Mgmt | | For | | For |
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SAILPOINT TECHNOLOGIES HOLDINGS, INC. | | Agenda Number: 934980714 |
Security: | | 78781P105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 02-May-2019 | | |
Ticker: | | SAIL | | |
ISIN: | | US78781P1057 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Heidi M. Melin | | Mgmt | | For | | For |
| | | | |
| | James M. Pflaging | | Mgmt | | For | | For |
| | | | |
2. | | Ratify the selection by the Audit Committee of our Board of Directors of Grant Thornton LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote on the frequency of future advisory votes on executive compensation. | | Mgmt | | 1 Year | | For |
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SANMINA CORPORATION | | Agenda Number: 934923067 |
Security: | | 801056102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 11-Mar-2019 | | |
Ticker: | | SANM | | |
ISIN: | | US8010561020 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Michael J. Clarke | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Eugene A. Delaney | | Mgmt | | For | | For |
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1c. | | Election of Director: William J. DeLaney | | Mgmt | | For | | For |
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1d. | | Election of Director: John P. Goldsberry | | Mgmt | | For | | For |
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1e. | | Election of Director: Rita S. Lane | | Mgmt | | For | | For |
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1f. | | Election of Director: Joseph G. Licata, Jr. | | Mgmt | | For | | For |
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1g. | | Election of Director: Mario M. Rosati | | Mgmt | | For | | For |
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1h. | | Election of Director: Jure Sola | | Mgmt | | For | | For |
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1i. | | Election of Director: Jackie M. Ward | | Mgmt | | For | | For |
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2. | | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accountants of Sanmina Corporation for its fiscal year ending September 28, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Proposal to approve the 2019 Equity Incentive Plan of Sanmina Corporation. | | Mgmt | | For | | For |
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4. | | Proposal to approve, on an advisory(non-binding) basis, the compensation of Sanmina Corporation’s named executive officers, as disclosed in the Proxy Statement for the 2019 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | | Mgmt | | For | | For |
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SOUTH32 LIMITED | | Agenda Number: 934882261 |
Security: | | 84473L105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 25-Oct-2018 | | |
Ticker: | | SOUHY | | |
ISIN: | | US84473L1052 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
2a. | | Re-election of Mr David Crawford AO as a Director | | Mgmt | | For | | For |
| | | | |
2b. | | Re-election of Dr Xolani Mkhwanazi as a Director | | Mgmt | | For | | For |
| | | | |
3. | | Adoption of the Remuneration Report | | Mgmt | | For | | For |
| | | | |
4. | | Grant of awards to Executive Director | | Mgmt | | For | | For |
| | | | |
5. | | Approval of leaving entitlements | | Mgmt | | For | | For |
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STATE STREET CORPORATION | | Agenda Number: 934969277 |
Security: | | 857477103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2019 | | |
Ticker: | | STT | | |
ISIN: | | US8574771031 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: K. Burnes | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: P. de Saint-Aignan | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: L. Dugle | | Mgmt | | For | | For |
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1d. | | Election of Director: A. Fawcett | | Mgmt | | For | | For |
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1e. | | Election of Director: W. Freda | | Mgmt | | For | | For |
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1f. | | Election of Director: J. Hooley | | Mgmt | | For | | For |
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1g. | | Election of Director: S. Mathew | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: W. Meaney | | Mgmt | | For | | For |
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1i. | | Election of Director: R. O’Hanley | | Mgmt | | For | | For |
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1j. | | Election of Director: S. O’Sullivan | | Mgmt | | For | | For |
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1k. | | Election of Director: R. Sergel | | Mgmt | | For | | For |
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1l. | | Election of Director: G. Summe | | Mgmt | | For | | For |
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2. | | To approve an advisory proposal on executive compensation. | | Mgmt | | For | | For |
| | | | |
3. | | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2019. | | Mgmt | | For | | For |
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TEXAS PACIFIC LAND TRUST | | Agenda Number: 934990347 |
Security: | | 882610108 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 22-May-2019 | | |
Ticker: | | TPL | | |
ISIN: | | US8826101086 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | Election of Trustee: Donald G. Cook | | Mgmt | | For | | For |
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THE CHARLES SCHWAB CORPORATION | | Agenda Number: 934966687 |
Security: | | 808513105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 15-May-2019 | | |
Ticker: | | SCHW | | |
ISIN: | | US8085131055 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: John K. Adams, Jr. | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Stephen A. Ellis | | Mgmt | | For | | For |
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1c. | | Election of Director: Arun Sarin | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Charles R. Schwab | | Mgmt | | For | | For |
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1e. | | Election of Director: Paula A. Sneed | | Mgmt | | For | | For |
| | | | |
2. | | Ratification of the selection of Deloitte & Touche LLP as independent auditors | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation | | Mgmt | | For | | For |
| | | | |
4. | | Stockholder Proposal requesting annual disclosure ofEEO-1 data | | Shr | | Against | | For |
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THE WALT DISNEY COMPANY | | Agenda Number: 934841506 |
Security: | | 254687106 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 10-Jul-2018 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
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2. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
| | | | |
3. | | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | | Mgmt | | For | | For |
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THE WALT DISNEY COMPANY | | Agenda Number: 934854197 |
Security: | | 254687106 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 27-Jul-2018 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve the issuance of common stock, par value $0.01 per share, of TWDC Holdco 613 Corp. (“New Disney”), to stockholders of Twenty-First Century Fox, Inc. (“21CF”) contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ... (due to space limits, see proxy statement for full proposal). | | Mgmt | | For | | For |
| | | | |
2. | | To approve adjournments of the Disney special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. | | Mgmt | | For | | For |
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THE WALT DISNEY COMPANY | | Agenda Number: 934921099 |
Security: | | 254687106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-Mar-2019 | | |
Ticker: | | DIS | | |
ISIN: | | US2546871060 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Susan E. Arnold | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Mary T. Barra | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Safra A. Catz | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: Francis A. deSouza | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Michael Froman | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Robert A. Iger | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Maria Elena Lagomasino | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Mark G. Parker | | Mgmt | | For | | For |
| | | | |
1i. | | Election of Director: Derica W. Rice | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve the advisory resolution on executive compensation. | | Mgmt | | For | | For |
| | | | |
4. | | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | | Shr | | Against | | For |
| | | | |
5. | | Shareholder proposal requesting a report on use of additional cyber security and data privacy metrics in determining compensation of senior executives. | | Shr | | Against | | For |
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TWILIO INC. | | Agenda Number: 934916745 |
Security: | | 90138F102 | | |
Meeting Type: | | Special | | |
Meeting Date: | | 30-Jan-2019 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | To approve the issuance of Twilio Class A common stock, par value $0.001 per share, of Twilio Inc., a Delaware corporation (Twilio), to stockholders of SendGrid, Inc., a Delaware corporation (SendGrid), as contemplated by the Agreement and Plan of Merger and Reorganization, dated as of October 15, 2018, as amended on December 13, 2018 and as may be amended from time to time, by and among Twilio, SendGrid, and Topaz Merger Subsidiary, Inc., a Delaware corporation and wholly owned subsidiary of Twilio | | Mgmt | | For | | For |
| | | | |
2. | | To approve adjournments of the Twilio special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Twilio special meeting to approve the Twilio stock issuance proposal. | | Mgmt | | For | | For |
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| | |
TWILIO INC. | | | | Agenda Number: 935010986 |
Security: | | 90138F102 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 18-Jun-2019 | | |
Ticker: | | TWLO | | |
ISIN: | | US90138F1021 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
| | | | |
| | Elena Donio | | Mgmt | | For | | For |
| | | | |
| | Donna L. Dubinsky | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers. | | Mgmt | | For | | For |
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UDR, INC. | | Agenda Number: 934955406 |
Security: | | 902653104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-May-2019 | | |
Ticker: | | UDR | | |
ISIN: | | US9026531049 | | |
| | | | | | | | |
Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
| | | | |
1a. | | Election of Director: Katherine A. Cattanach | | Mgmt | | For | | For |
| | | | |
1b. | | Election of Director: Jon A. Grove | | Mgmt | | For | | For |
| | | | |
1c. | | Election of Director: Mary Ann King | | Mgmt | | For | | For |
| | | | |
1d. | | Election of Director: James D. Klingbeil | | Mgmt | | For | | For |
| | | | |
1e. | | Election of Director: Clint D. McDonnough | | Mgmt | | For | | For |
| | | | |
1f. | | Election of Director: Robert A. McNamara | | Mgmt | | For | | For |
| | | | |
1g. | | Election of Director: Mark R. Patterson | | Mgmt | | For | | For |
| | | | |
1h. | | Election of Director: Thomas W. Toomey | | Mgmt | | For | | For |
| | | | |
2. | | To ratify the appointment of Ernst & Young LLP to serve as independent registered public accounting firm for the year ending December 31, 2019. | | Mgmt | | For | | For |
| | | | |
3. | | Advisory vote to approve named executive officer compensation. | | Mgmt | | For | | For |
| | | | |
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URSTADT BIDDLE PROPERTIES INC. | | Agenda Number: 934923384 |
Security: | | 917286106 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-Mar-2019 | | |
Ticker: | | UBP | | |
ISIN: | | US9172861067 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director to serve for three years: Willing L. Biddle | | Mgmt | | For | | For |
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1b. | | Election of Director to serve for three years: Bryan O. Colley | | Mgmt | | For | | For |
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1c. | | Election of Director to serve for three years: Robert J. Mueller | | Mgmt | | For | | For |
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2. | | To ratify the appointment of PKF O’Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | | Mgmt | | For | | For |
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3. | | To approve an amendment of the Company’s Amended and Restated Restricted Stock Award Plan. | | Mgmt | | For | | For |
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URSTADT BIDDLE PROPERTIES INC. | | Agenda Number: 934923384 |
Security: | | 917286205 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 21-Mar-2019 | | |
Ticker: | | UBA | | |
ISIN: | | US9172862057 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
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1a. | | Election of Director to serve for three years: Willing L. Biddle | | Mgmt | | For | | For |
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1b. | | Election of Director to serve for three years: Bryan O. Colley | | Mgmt | | For | | For |
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1c. | | Election of Director to serve for three years: Robert J. Mueller | | Mgmt | | For | | For |
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2. | | To ratify the appointment of PKF O’Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | | Mgmt | | For | | For |
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3. | | To approve an amendment of the Company’s Amended and Restated Restricted Stock Award Plan. | | Mgmt | | For | | For |
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VALE S.A. | | | | Agenda Number: 935001076 |
Security: | | 91912E105 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-Apr-2019 | | |
Ticker: | | VALE | | |
ISIN: | | US91912E1055 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
E1 | | Change the head and Paragraph 2 of the Article 11 of ValeBy- Laws, in order to increase from twelve to thirteen the number of members and its substitutes of the Board of Directors and the head of Article 15 to change the names of the “Personnel Committee” and “Governance, Compliance and Risk Committee” to “Personnel and Governance Committee” and “Compliance and Risk Committee”, respectively. | | Mgmt | | For | | |
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1 | | Evaluation of management’s report and accounts and analysis, discussion and vote on the financial statements for the fiscal year ended December 31, 2018 | | Mgmt | | For | | For |
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2 | | Proposal for the allocation of profits for the year 2018, and the consequent approval of Vale’s Capital Budget, for the purposes of Article 196 of Law 6,404/1976: (due to space limits, see proxy material for full proposal). | | Mgmt | | For | | For |
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27 | | Do you wish to request the adoption of the multiple vote process for the election of the Board of Directors, pursuant to article 141 of Law 6404, of December 15, 1976, as amended (Law 6,404 /1976)? [If the shareholder chooses reject or abstain, his or her actions will not be computed for purposes of multiple vote request] | | Mgmt | | For | | For |
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28 | | Election of the board of directors: Chapa 1 (List 1): Marcio Hamilton Ferreira/Gilmar Dalilo Cezar Wanderley; Marcel Juviniano Barros / Marcia Fragoso Soares; José Maurício Pereira Coelho / Arthur Prado Silva; Marcelo Augusto Dutra Labuto / Ivan Luiz Modesto Schara; Oscar Augusto de Camargo Filho / Yoshitomo Nishimitsu; Toshiya Asahi / Hugo Serrado Stoffel; Fernando Jorge Buso Gomes / Johan Albino Ribeiro; Eduardo de Oliveira Rodrigues Filho / VACANT; (due to space limits, see proxy material for full proposal). | | Mgmt | | For | | For |
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29 | | If one of the candidates that compose the chosen list fails to be part of the list, can the votes corresponding to your shares continue to be granted to the chosen list? | | Mgmt | | For | | For |
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30 | | DIRECTOR | | | | | | |
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| | Ferreira/Wanderley | | Mgmt | | For | | For |
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| | Barros/Soares | | Mgmt | | For | | For |
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| | Coelho/Silva | | Mgmt | | For | | For |
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| | Labuto/Schara | | Mgmt | | For | | For |
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| | Filho/Nishimitsu | | Mgmt | | For | | For |
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| | Asahi/Stoffel | | Mgmt | | For | | For |
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| | Gomes/Ribeiro | | Mgmt | | For | | For |
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| | Filho/VACANT | | Mgmt | | For | | For |
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| | Penido/VACANT | | Mgmt | | For | | For |
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| | Azevedo/VACANT | | Mgmt | | For | | For |
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| | Albuquerque/Seabra | | Mgmt | | For | | For |
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| | Lins /VACANT | | Mgmt | | For | | For |
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32 | | Nomination of candidates for the board of directors (the shareholder may indicate as many candidates as there are number of places to be filled in the general election): Patricia Gracindo Marques de Assis Bentes / Marcelo Gasparino da Silva | | Mgmt | | For | | For |
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33 | | In case of adoption of the multiple vote process, should the votes corresponding to your shares be distributed in equal percentages by the candidates you have chosen? [If the shareholder chooses to abstain and the election occurs through the multiple vote process, his vote must be counted as abstention in the respective resolution of the meeting. | | Mgmt | | For | | For |
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35 | | Do you wish to request the separate election of a member of the Board of Directors, pursuant to Article 141, paragraph 4, item I, of Law No. 6,404 of 1976? (the shareholder must complete this field if he has left the general election field (items 28 to 34) blank and holds the shares with which he votes during the 3 months immediately prior to the general meeting). | | Mgmt | | Abstain | | |
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36 | | If it is found that neither the holders of shares with voting rights nor the holders of preferred shares without voting rights or with restricted votes made up, respectively, the quorum required in items I and II of paragraph 4 of article 141 of Law No. 6,404 of 1976, do you want your vote to be aggregated to the votes of the preferred shares in order to elect to the board of directors the candidate with the highest number of votes among all of those who, included in this ballot, stand for a separate election? | | Mgmt | | Abstain | | |
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37 | | Election of the fiscal board by single group of candidates: Chapa 1 (List 1): Eduardo Cesar Pasa / Nelson de Menezes Filho; Marcelo Amaral Moraes / VACANT; Marcus Vinícius Dias Severini / VACANT; Nomination of all the names that make up the list - Chapa 1 (List 1) | | Mgmt | | For | | For |
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38 | | If one of the candidates that compose the chosen list fails to be part of the list, according to the separate election dealt with in arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to your shares continue to be granted to the chosen list? | | Mgmt | | For | | For |
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39 | | Separate election of the fiscal council - Common shares: Nomination of candidates to the fiscal council by minority shareholders holding shares with voting rights (the shareholder must fill in this field if he left the general election field blank): Raphael Manhães Martins / Gaspar Carreira Júnior | | Mgmt | | Abstain | | |
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40 | | Setting the compensation of management and members of the Fiscal Council for the year 2019: Management’s Proposal: Set the annual overall compensation of management, members of the Advisory Committees and members of Vale’s Fiscal Council for the fiscal year of 2019, in the amount of up to R$ 115,204,420.58, to be individualized by Vale’s Board of Directors ... (due to space limits, see proxy material for full proposal). | | Mgmt | | For | | For |
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VERSUM MATERIALS, INC. | | Agenda Number: 934913460 |
Security: | | 92532W103 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 29-Jan-2019 | | |
Ticker: | | VSM | | |
ISIN: | | US92532W1036 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
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| | Seifi Ghasemi | | Mgmt | | For | | For |
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| | Guillermo Novo | | Mgmt | | For | | For |
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| | Jacques Croisetiere | | Mgmt | | For | | For |
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| | Dr. Yi Hyon Paik | | Mgmt | | For | | For |
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| | Thomas J. Riordan | | Mgmt | | For | | For |
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| | Susan C. Schnabel | | Mgmt | | For | | For |
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| | Alejandro D. Wolff | | Mgmt | | For | | For |
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2. | | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019. | | Mgmt | | For | | For |
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3. | | Approve, bynon-binding advisory vote, the compensation paid to our named executive officers(say-on-pay). | | Mgmt | | For | | For |
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VORNADO REALTY TRUST | | Agenda Number: 934973757 |
Security: | | 929042109 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 16-May-2019 | | |
Ticker: | | VNO | | |
ISIN: | | US9290421091 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
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| | Steven Roth | | Mgmt | | For | | For |
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| | Candace K. Beinecke | | Mgmt | | For | | For |
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| | Michael D. Fascitelli | | Mgmt | | For | | For |
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| | William W. Helman IV | | Mgmt | | For | | For |
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| | David M. Mandelbaum | | Mgmt | | For | | For |
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| | Mandakini Puri | | Mgmt | | For | | For |
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| | Daniel R. Tisch | | Mgmt | | For | | For |
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| | Richard R. West | | Mgmt | | For | | For |
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| | Russell B. Wight, Jr. | | Mgmt | | For | | For |
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2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Mgmt | | For | | For |
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3. | | NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Mgmt | | For | | For |
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4. | | APPROVAL OF THE COMPANY’S 2019 OMNIBUS SHARE PLAN. | | Mgmt | | For | | For |
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WASHINGTON REAL ESTATE INVESTMENT TRUST | | Agenda Number: 934980524 |
Security: | | 939653101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 30-May-2019 | | |
Ticker: | | WRE | | |
ISIN: | | US9396531017 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Trustee: Benjamin S. Butcher | | Mgmt | | For | | For |
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1.2 | | Election of Trustee: William G. Byrnes | | Mgmt | | For | | For |
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1.3 | | Election of Trustee: Edward S. Civera | | Mgmt | | For | | For |
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1.4 | | Election of Trustee: Ellen M. Goitia | | Mgmt | | For | | For |
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1.5 | | Election of Trustee: Paul T. McDermott | | Mgmt | | For | | For |
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1.6 | | Election of Trustee: Thomas H. Nolan, Jr. | | Mgmt | | For | | For |
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1.7 | | Election of Trustee: Anthony L. Winns | | Mgmt | | For | | For |
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2. | | Non-binding advisory vote on compensation of named executive officers(say-on-pay). | | Mgmt | | For | | For |
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3. | | Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
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WEYERHAEUSER COMPANY | | Agenda Number: 934974379 |
Security: | | 962166104 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 17-May-2019 | | |
Ticker: | | WY | | |
ISIN: | | US9621661043 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1a. | | Election of Director: Mark A. Emmert | | Mgmt | | For | | For |
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1b. | | Election of Director: Rick R. Holley | | Mgmt | | For | | For |
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1c. | | Election of Director: Sara Grootwassink Lewis | | Mgmt | | For | | For |
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1d. | | Election of Director: Nicole W. Piasecki | | Mgmt | | For | | For |
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1e. | | Election of Director: Marc F. Racicot | | Mgmt | | For | | For |
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1f. | | Election of Director: Lawrence A. Selzer | | Mgmt | | For | | For |
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1g. | | Election of Director: D. Michael Steuert | | Mgmt | | For | | For |
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1h. | | Election of Director: Devin W. Stockfish | | Mgmt | | For | | For |
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1i. | | Election of Director: Kim Williams | | Mgmt | | For | | For |
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1j. | | Election of Director: Charles R. Williamson | | Mgmt | | For | | For |
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2. | | Approval, on an advisory basis, of the compensation of the named executive officers. | | Mgmt | | For | | For |
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3. | | Ratification of selection of independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
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WILLIAMS-SONOMA, INC. | | Agenda Number: 935002042 |
Security: | | 969904101 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 05-Jun-2019 | | |
Ticker: | | WSM | | |
ISIN: | | US9699041011 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1.1 | | Election of Director: Laura Alber | | Mgmt | | For | | For |
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1.2 | | Election of Director: Adrian Bellamy | | Mgmt | | For | | For |
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1.3 | | Election of Director: Scott Dahnke | | Mgmt | | For | | For |
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1.4 | | Election of Director: Robert Lord | | Mgmt | | For | | For |
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1.5 | | Election of Director: Anne Mulcahy | | Mgmt | | For | | For |
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1.6 | | Election of Director: Grace Puma | | Mgmt | | For | | For |
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1.7 | | Election of Director: Christiana Smith Shi | | Mgmt | | For | | For |
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1.8 | | Election of Director: Sabrina Simmons | | Mgmt | | For | | For |
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1.9 | | Election of Director: Frits van Paasschen | | Mgmt | | For | | For |
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2. | | An advisory vote to approve executive compensation. | | Mgmt | | For | | For |
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3. | | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending February 2, 2020. | | Mgmt | | For | | For |
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WYNN RESORTS, LIMITED | | Agenda Number: 934957068 |
Security: | | 983134107 | | |
Meeting Type: | | Annual | | |
Meeting Date: | | 07-May-2019 | | |
Ticker: | | WYNN | | |
ISIN: | | US9831341071 | | |
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Prop.# Proposal | | Proposal Type | | Proposal Vote | | For/Against Management |
1. | | DIRECTOR | | | | | | |
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| | Jay L. Johnson | | Mgmt | | For | | For |
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| | Margaret J. Myers | | Mgmt | | For | | For |
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| | Winifred M. Webb | | Mgmt | | For | | For |
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2. | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | | Mgmt | | For | | For |
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3. | | To approve, on anon-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | | Mgmt | | For | | For |
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4. | | To vote on a shareholder proposal requesting a political contributions report, if properly presented at the Annual Meeting. | | Shr | | Against | | For |
SHORT-TERM TREASURY PORTFOLIO
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
VERSATILE BOND PORTFOLIO
The Portfolio held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
* | Management position unknown |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Permanent Portfolio Family of Funds |
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/s/ Michael J. Cuggino |
By: Michael J. Cuggino, President |
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Date: July 24, 2019 |